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PREVENTING AND BREAKING IMPASSE BY UNDERSTANDING THE SYMBOLIC MEANING OF MONEY

THE SYMBOLIC MEANING OF MONEY AND NEGOTIATION IMPASSE

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This is a presentation to be given at the Annual American Bar Association's Annual Meeting of its Dispute Resolution Section in San Francisco by Victoria Pynchon and Inga Watkins.

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Page 1: THE SYMBOLIC MEANING OF MONEY AND NEGOTIATION IMPASSE

PREVENTING AND BREAKING IMPASSE BY UNDERSTANDING THE SYMBOLIC MEANING OF MONEY

Page 2: THE SYMBOLIC MEANING OF MONEY AND NEGOTIATION IMPASSE

Inga A. Watkins

Watkins Law and Dispute Resolution PLC Doctoral candidate, George Mason University,

Institute for Conflict Analysis and Resolution Adjunct Professor of Law, Howard University

School of Law Co-chair, Mediation Committee, American Bar

Association, Section of Dispute Resolution

Page 3: THE SYMBOLIC MEANING OF MONEY AND NEGOTIATION IMPASSE

Victoria Pynchon

ADR Services, Inc., Century City, California

AAA Expedited Commercial Panel Int’l Institute of Conflict

Prevention and Resolution Panelist Member, Diversity Committee

LL.M Straus Institute of Dispute Resolution

Member, Standing Committee on ADR, State Bar of California

Owner, Pynchon Negotiation Seminars

Page 4: THE SYMBOLIC MEANING OF MONEY AND NEGOTIATION IMPASSE

•Voluntary monetary transfers• responsibility for consequences of wrongdoing, •Sympathy less fortunate, •solidarity with members of suffering community •obligation to family members

•Socially mandated transfers• fines, damages, child support, social security• express group norms.

•Norms establishing the amount of money that should be paid in these different circumstances

•convey meaning re what obligation one set of people has to another•how much recipients deserve from these others.

WHAT DOES THE TRANSFER OF MONEY MEAN?

Page 5: THE SYMBOLIC MEANING OF MONEY AND NEGOTIATION IMPASSE

What role does money play?

• the most emotionally meaningful object in contemporary life; •common carrier of strong and diverse feelings, significances, and strivings. •“invested with a variety of fears, obsessions and inhibitions that distort its serviceability for market calculations.”•projection of emotional and psychological values of money far exceeds money’s relative economic (rational) value. • attitudes toward money are entirely independent of a person's income.

Page 6: THE SYMBOLIC MEANING OF MONEY AND NEGOTIATION IMPASSE

Even though there are some things money can’t buy . . .

“its inability to purchase even happiness is “cast in doubt when life (e.g. children, surrogate motherhood), death (e.g. contract murder, abortion), [and] love (e.g. bridesprice, prostitution, contributions, philanthropy) are all bought and sold with money.”

Wilson, Valerie, THE SECRET LIFE OF MONEY: EXPOSING THE PRIVATE PARTS OF PERSONAL MONEY (1999) at 58.

Page 7: THE SYMBOLIC MEANING OF MONEY AND NEGOTIATION IMPASSE

Rationalizing our Use of Money

Putting $$ into savings at 3% while paying credit card interest at 18%

• “saving” $$ by buying things “on sale”

• spending unexpected windfalls on luxuries while continuing to worry about retirement

• ignoring “sunk” costs

Treating differently

• $$ earned by women life partners

• $$ earned by children

• $$ given to children

• $$ received as gifts

• $$ won in gambling

Having Money: security, status and self-esteem. But “What good does it do you to own the stars”

Earmarking Money

lavish weddings

• expensive funerals

• ivy league educations (social capital)

• travel

• gifts

• charity in response to national disasters (i.e., 9-11)

Page 8: THE SYMBOLIC MEANING OF MONEY AND NEGOTIATION IMPASSE

Peeling the Onion of Injustice

Page 9: THE SYMBOLIC MEANING OF MONEY AND NEGOTIATION IMPASSE

Money Communicates Responsibility, Sympathy, Remorse & Expresses Community Values

•Voluntary monetary transfers demonstrate acceptance of responsibility for the consequences of wrongdoing, sympathy for those less fortunate, solidarity with members of a community that has suffered misfortune, or obligation to family members or others.

•Socially mandated transfers--in the form of fines, civil damages, alimony, child support, social security payments, or taxes-- express group norms. •Norms establishing the amount of money that should be paid in these different circumstances convey meaning about how large an obligation one set of people has to another and how much recipients deserve from these others.

Page 10: THE SYMBOLIC MEANING OF MONEY AND NEGOTIATION IMPASSE

American Metric for Injustice is Money

Money reduces the qualities of dissimilar experiences into similar ones by using a common metric. In law, the metric is the cause the action, comprised of pre-determined elements that give rise to a right to redress in a Court of law.

On being fired from her job as party planner and celebrity magnet at the Hollywood Roosevelt and Beverly Hills Tropicana Hotels, Ms. Demme said, “I feel accomplished at what I did. I feel hurt at what went down. And I have a lawyer who will deal with my hurt.” New York Times April 16, 2006

Page 11: THE SYMBOLIC MEANING OF MONEY AND NEGOTIATION IMPASSE

Injustices that the law will rectify

dwarfed by the injustices it will not. Many non-actionable injustices are considered frivolous claims. Because the parties’ “interests” almost always include non-actionable injustices, mediators can address the entire world of injustice.

Actionable

injustices *

* Much larger

than actual size

World of

Injustice

Page 12: THE SYMBOLIC MEANING OF MONEY AND NEGOTIATION IMPASSE

“Objective” Actionable Injustice commensurates Wrongs

Stories are subsumed in legal theory. Facts exist simply to be plugged into legal theory, and facts that cannot find a home in some legal element are deemed virtually irrelevant. The process of theory development is quantifiable, neat, and quite sterile.

Page 13: THE SYMBOLIC MEANING OF MONEY AND NEGOTIATION IMPASSE

Who monetizes injustice?

MEDIATOR AND LAWYERS TELLING LEGAL STORIES?

CLIENTS TELLING BROADER STORY OF THE DISPUTE? WHERE ONE WAY OF THINKING AND

TALKING IS DOMINANT Some experiences become

privileged Some experiences are

excluded

Page 14: THE SYMBOLIC MEANING OF MONEY AND NEGOTIATION IMPASSE

DAY IN COURT = PUBLIC ACKNOWLEDGEMENT OF MORAL WRONGDOING

The primary reason such a great percentage of the 9-11 victims’ families were reluctant to sign up for the Compensation Fund was their desire to “get their apology or acknowledgement of fault and responsibility from some group or organization” rather than to simply accept money for their losses.

Tyler & Thorisdottir 2003:361-362.

Page 15: THE SYMBOLIC MEANING OF MONEY AND NEGOTIATION IMPASSE

Story telling

Changes relationship between parties

Alters perceptions of the other’s legitimate needs/interests

Commonalities transcending prejudice

Not kumbaya

Page 16: THE SYMBOLIC MEANING OF MONEY AND NEGOTIATION IMPASSE

Wrongful Burial Practices Case: Mediation of Case against Original Owner after $3.2 million settlement for the 2d owner’s liability

Cemetery shut down by State (bones) Original owner

Inherited map __________’s slough

2d owner paid $3.2 million to settle 9 plaintiffs – 7 buried family members “Today, a ‘credible plaintiff with a

close family member in a poorly maintained cemetery’ has a ‘fair market loss value’ of approximately $35,000 per survivor per body.”

Fair mkt value $2.205 million

Page 17: THE SYMBOLIC MEANING OF MONEY AND NEGOTIATION IMPASSE

1st settlement

Source of $$: legal malpractice action re indemnification for transfer

2d owner covered under ‘cemetery endorsement’ that 1st owner didn’t have

plaintiffs’ attorney: great track record multi-million dollar verdicts for “frivolous” cases

Urban Court known as “the bank” Defense costs to point of trial would be at

least $400,000 Filmed disinterment provoke a jury into

making an unprecedented award to the family

The references on the historic cemetery maps to ‘_____ slough’ could easily ignite the jury vs. both defendants

Page 18: THE SYMBOLIC MEANING OF MONEY AND NEGOTIATION IMPASSE

Role Play

Original cemetery owner Matriarch of African-

American family Mediator

Obtain story of family’s distress

Obtain story of historic wounds

Obtain story of owner’s resentment

But first let’s talk narrative

Page 19: THE SYMBOLIC MEANING OF MONEY AND NEGOTIATION IMPASSE

HOW TO USE NARRATIVE

 NARRATIVE VIEWS ALL EVENTS TAKING PLACE WITHIN BEING SHAPED OR

INFLUENCED BY LARGER STORIES IN CULTURAL CONTEXT.

MEDIATOR DISCERNS WAY IN WHICH STORY HAS DEVELOPED INDIVIDUALLY BUT ALSO

IN CONTEXT OF LARGER STORY NO OBJECTIVE FACTS

WHAT IS THE CLAIMS ADJUSTER’S STORY; PRESSURES; PLACE IN PECKING ORDER; NEEDS; HOW DOES HE/SHE VALUE MONEY; WHAT DOES SETTLEMENT MEAN TO JOB, FAMILY, SELF-ESTEEM?

Page 20: THE SYMBOLIC MEANING OF MONEY AND NEGOTIATION IMPASSE

Language shapes

 Sense of who we are What our needs and interests are What we believe we’re entitled to

Social norms Cultural norms

Legal money vs. equitable money Lawyer money vs. client money Lawyer justice vs. client justice Lawyer dispute vs. client dispute

Page 21: THE SYMBOLIC MEANING OF MONEY AND NEGOTIATION IMPASSE

• the system is race/gender/class relations in the socio-cultural, norms, values and beliefs of the society• reinforced by policies, traditions and procedures of institutions/organizations• surface in the patterns of interaction and feelings

•between the parties •between the parties, on one hand, and you as a neutral on the other

•specific issues presented and reactions of both parties and the neutral may be nested within these structural sub-systems and relational systems.

Presenting Conflict /Dispute may have a multi-level source, each which may be nested in the other

Page 22: THE SYMBOLIC MEANING OF MONEY AND NEGOTIATION IMPASSE

Externalizing conversation

CREATES OPENINGS FOR REVISION OF THE CONFLICT NARRATIVE TO STORY WITH ALTERNATIVE INTEPRETATIONS AND MEANINGS OF WHAT HAS HAPPENED IN THE

PAST AND WHAT MAY HAPPEN IN THE

FUTURE.

Plaintiff’s story

Defendant’s story

Page 23: THE SYMBOLIC MEANING OF MONEY AND NEGOTIATION IMPASSE

Reconstruct Conflict Story

Parties author new conflict narrative new interpretation of other’s

actions New interpretation of

relationship Mediator

Emphasizes commonalities & unrecognized agreements

 solicits experiences outside plot line of conflict story

Page 24: THE SYMBOLIC MEANING OF MONEY AND NEGOTIATION IMPASSE

Preventing or Breaking Impasse

 The Mediator’s goal interrupt cycles of interaction

focused on blame, guilt, accusation and denial

These are states that cause impasse

Page 25: THE SYMBOLIC MEANING OF MONEY AND NEGOTIATION IMPASSE

Corrective Justice

the re-establishment of the moral balance between the parties to a dispute; a form of public accountability and a “legal symbol of society’s commitment to recognize the dignity and bodily security of each individual.

Page 26: THE SYMBOLIC MEANING OF MONEY AND NEGOTIATION IMPASSE

Money Communicates Intent andSocietal, Moral and Business Values

Page 27: THE SYMBOLIC MEANING OF MONEY AND NEGOTIATION IMPASSE

We remain ambivalent about valuing physical injuries and loss of life

In every society with surplus wealth, legal systems have evolved to replace vengeance and feud with systems of monetary compensation (blood money, wergeld or composition) for personal and commercial losses. Ancient Babylonia and Anglo-Saxon legal codes contained schedules of payments for common types of personal wrongs such as killing, maiming and theft.”

Page 28: THE SYMBOLIC MEANING OF MONEY AND NEGOTIATION IMPASSE

Cautions for Mediators

Influence outcome by giving more legitimacy to certain stories than others

Emphasize certain concerns and aspects of the parties’ stories than others

Interpret what is being said based on own attitudes, beliefs and experiences

Marginalize one party’s story by how it is reframed

Invite or discourage one party from developing story more than the other Contradicting other’s story more

Page 29: THE SYMBOLIC MEANING OF MONEY AND NEGOTIATION IMPASSE

More cautions

Mediators preserve, delete or transform the parties conflict story by how they formulate, describe, explain, characterize, expand, translate, differentiate, summarize, acknowledge, validate, legitimize and delegitimize what is said during the mediation.

Page 30: THE SYMBOLIC MEANING OF MONEY AND NEGOTIATION IMPASSE

CONCLUSION

It’s never “just about money.” Peel the Onion

Immediate conflict (among the people)

Underlying societal conflict (of the people)

Nested layers of conflict Distributive Justice

Equity Equality need

Money meanings of the stakeholders Psychological Sociological Historic Cultural

Narrative process to resolve or prevent impasse