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NIH Research Funding Trends: FY1995-2014
Produced by Howard H. Garrison,Bethany Drehman & Elisabeth Campbell
FASEB Office of Public Affairs
Data Sources: NIH Office of Extramural Research
NIH FY 2014 Budget Summary
Contents
• NIH Appropriations in Current and Constant Dollars • Funding for Research Project Grants• Funding for Competing Awards• Number of Research Project Grants• Number of Competing Awards (with Breakout of R21)• Number of Competing Awards (with First-time R01)• Applications (with First-time R01) • Success Rates• Success Rates for New (Type 1) Applications• Average Grant Size• Summary of Trends
2
$0
$5,000,000
$10,000,000
$15,000,000
$20,000,000
$25,000,000
$30,000,000
$35,000,000
$40,000,000
$16,366,106
$16,507,853
$30,311,349
$31,311,349
$27,166,715
$30,070,062
$11,299,522
$21,080,487
$16,593,825
$35,745,098$36,438,000Current $ (Millions)
1995 Constant $ (Millions)
With Supplemental Ap-propriation (ARRA)
Do
llars
(M
llio
ns
)
President's Budget
Source: NIH Office of the Director, Office of Budget: http://officeofbudget.od.nih.gov/
NIH Appropriations in Current and Constant Dollars
3
1995199619971998199920002001200220032004200520062007200820092010201120122013201420152016
$0
$2,000
$4,000
$6,000
$8,000
$10,000
$12,000
$14,000
$16,000
$18,000
$15,617
$16,440
$6,152
$13,776
$15,030
$15,636
$4,718
$10,102$10,685 $10,359
Research Project Grants (RPG)
R01 Equivalent Grants
Do
llars
(M
illio
ns
)
President's Budget
Funding for Research Project Grants
Source: NIH Data Book http://report.nih.gov/nihdatabook/index.aspxand supplemental tables available in RePORT 4
1995199619971998199920002001200220032004200520062007200820092010201120122013
$0
$1,000
$2,000
$3,000
$4,000
$5,000
$6,000
$7,000
$8,000
$7,218$7,083
$1,563
$3,513
$4,494
$1,277
$2,590$2,291
4150.567
4746.555
RPG plus Supplemental Appropriation (ARRA) RPG
Research Project Grants (RPG)
R01 Equivalent Grants
Do
llars
(M
illio
ns
)
President's Budget
Funding for Competing Awards
Source: NIH Data Book http://report.nih.gov/nihdatabook/index.aspxand supplemental tables available in RePORT
5
1995199619971998199920002001200220032004200520062007200820092010201120122013201420152016
0
10,000
20,000
30,000
40,000
50,000
60,000
33,606
24,364
36,441
33,069
32,509
21,680
29,626
24,026
Research Project Grants (RPG)
R01 Equivalent Grants
To
tal N
um
be
r o
f G
ran
ts
President's Budget
Number of Research Project Grants
Source: NIH Data Book http://report.nih.gov/nihdatabook/index.aspxand supplemental tables available in RePORT 6
0
5,000
10,000
15,000
20,000
25,000
19,391
16,805
10,303
6,758
10,3939,241
9,076
5,849
7,430
5,163
52
1,2992,013
RPG plus Supplemental Appropriation (ARRA) RPG
Research Project Grants (RPG)
R01 Equivalent Awards
R21 Awards
Aw
ard
s
President's Budget
Year
Number of Competing Awards (with Breakout of R21)
Source: NIH Data Book http://report.nih.gov/nihdatabook/index.aspxand supplemental tables available in RePORT
7
0
2,000
4,000
6,000
8,000
10,000
12,000
14,000
16,000
18,000
20,00019,391
16,805
10,303
6,758
10,393
9,241
9,076
5,849
7,430
5,163
1,4211,689
1,327
RPG plus Supplemental Appropriation (ARRA) RPG
Research Project Grants (RPG)
R01 Equivalent Awards
First-time R01 Equivalent Awards
Aw
ard
s
President's Budget
Number of Competing Awards (with First-time R01)
Source: NIH Data Book http://report.nih.gov/nihdatabook/index.aspxand supplemental tables available in RePORT 8
19951996199719981999200020012002200320042005200620072008200920102011201220132014
0
10,000
20,000
30,000
40,000
50,000
60,000
25,225
34,710
47,455
51,313 51,073
22,542
24,63427,325
29,62627,502
7,6478,265 8,722
10,134 9,194
Research Project Grants (RPG)R01 Equivalent AwardsFirst-time R01 Equivalent Award
Nu
mb
er
of
Ap
plic
ati
on
sApplications (with First-time R01)
Source: NIH Data Book http://report.nih.gov/nihdatabook/index.aspxand supplemental tables available in RePORT 9
19951996199719981999200020012002200320042005200620072008200920102011201220132014
0%
5%
10%
15%
20%
25%
30%
35%
26.8% 31.5%29.9%
20.0%
16.8%18.1%
25.9%
32.0%
30.2%
20.7%
17.5%
18.8%
Research Project Grants (RPG)
R01 Equivalent Awards
Su
cc
es
s R
ate
Success Rates
Source: NIH Data Book http://report.nih.gov/nihdatabook/index.aspxand supplemental tables available in RePORT 10
19951996199719981999200020012002200320042005200620072008200920102011201220132014
-5%
0%
5%
10%
15%
20%
25%
30%
20.6%
26.2%25.3%
16.7%
14.6%15.9%
19.2%
25.9%
24.1%
16.3%
14.3%
15.5%18.6%
21.9%
20.4%
14.8%
13.4%
14.4%
Research Project Grants (Type 1)
R01 Equivalent (Type 1) Awards
First-time R01 Equivalent Award
Su
cc
es
s R
ate
Source: NIH Data Book http://report.nih.gov/nihdatabook/index.aspxand supplemental tables available in RePORT
11
Success Rates for New (Type 1) Applications
199519961997199819992000200120022003200420052006200720082009201020112012201320142015
$0
$50
$100
$150
$200
$250
$300
$350
$400
$450
$500
$252
$378
$473
$218
$341
$431
$265
$238
$293
$261
Research Project Grants (RPG)
R01 Equivalent Grants
Constant 1995 Dollars (Thousands)Av
era
ge
Gra
nt
Siz
e (
Dir
ec
t +
Ind
ire
ct
X $
10
00
)Average Grant Size
Source: NIH Data Book http://report.nih.gov/nihdatabook/index.aspxand supplemental tables available in RePORT 12
Summary of Trends in NIH Funding FY1995-FY2014
13
FY1995 FY2003 FY2014 % Change since 1995
% Change since 2003
NIH Budget (in millions) $11,300 $27,167 $30,070 166.1% 10.7%
NIH Budget (constant 1995 $ millions) $11,300 $21,080 $16,594 46.9% -21.3%
R01 Equivalent Funding ($ millions) $4,718 $10,102 $10,359 119.6% 2.5%
Total # R01 Equivalent Grants (Total Competing and Continuing) 21,680 29,626 24,026 10.8% -18.9%
R01 Equivalent Applications 22,542 24,634 27,502 22.0% 11.6%
# of R01 Equivalent Awards (New and Continuing) 5,849 7,430 5,163 -11.7% -30.5%
R01 Equivalent Success Rates 25.9% 30.2% 18.8% -27.4% -37.8%
14
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