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Korea’s Advancing Korea’s Advancing National R&D Management Supporting System National R&D Management Supporting System Young-Hwa Cho, Ph.D. ([email protected]) President Korea Institute of S&T Evaluation and Planning (KISTEP) Launch Meeting for International Science, Technology and Innovation Centre (ISTIC) Kuala Lumpur, Malaysia May, 2008

Young-Hwa Cho

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Page 1: Young-Hwa Cho

Korea’s AdvancingKorea’s Advancing

National R&D Management Supporting SystemNational R&D Management Supporting System

Young-Hwa Cho, Ph.D. ([email protected])President

Korea Institute of S&T Evaluation and Planning (KISTEP)

Launch Meeting for International Science, Technology

and Innovation Centre (ISTIC) Kuala Lumpur, Malaysia

May, 2008

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Overview of National R&D in Korea

National R&D Management Supporting

System

Benefits

KISTEP’s R&D Management Program for High Level Policy Makers

ⅠⅠ

ⅡⅡ

ⅢⅢ

ⅣⅣ

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I. Overview of National R&D in Korea

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National R&D Status (2006)

GDP : $ 888 Billions

Gross R&D Expenditure : $ 28.7 Billions (3.23% of GDP)

(NSTC: National S&T Council of Korea, 2007)

[Source of Fund for R&D Expenditure]

Government / Public : 24.5%

Private : 75.0%

Foreign : 0.5%

[Tech. Employment Status]

Total Tech. Employment : 312,314

Researcher/Engineer : 66.7%

Support Personnel : 33.3%

Researcher per 1,000 labor force : 6.6

[R&D Expenditure by the type of Research]

Basic Research : 23.1%

Applied Research : 22.7%

Product Development : 54.2%

[R&D Expenditure by the Research Entities]

Public Research Institutes : 51.1%

Universities : 21.7%

Companies : 17.2%

Etc : 10.0%

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※ NSTC : National Science & Technology Council / MOSF : Ministry of Strategy & Finance

MEST : Ministry of Education, Science and Technology / MKE : Ministry of Knowledge

Economy

KOSEF : Korea Science and Engineering Foundation

Structure of R&D System (2008)

President

KOSEF

MKE OthersMOSF MEST

KISTEP ITEP, IITA Agencies

Main Bodies of R&D(Research Institutions under Research Council, Private Companies, Universities, etc.)

NSTC

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R&D Management Process

Planning Planning R&DR&D

ProgramProgram

R&D R&D Program Program

MgtMgt

Program Program EvaluationEvaluation

Budget Budget AllocationAllocation

Application ofApplication ofresultsresults

<NSTC><NSTC>NationalNational

R&DR&DMgt.Mgt.

Research Analysis

MonitoringBudget

Outcome planning

NSTC

Planning & Coordinating

MOSF

Budget Allocation

Program Evaluation

MEST, MKE, etc

Planning R&D Program

R&D Program Management

KISTEP

Supporting Whole Process,

including NSTC’s Roles

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II. National R&D Management Supporting System

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Background

※ Recent trend of performance management systems both domestically and

internationally

Demand for better performance and more effectiveness of R&D

investment

* U.S. : GPRA and PART → the performance evaluation on government programs

* Korea : 『 the National R&D Performance and Results Assessment Act 』 (2005)

* R&D Budget : $ 3.13 billion (1999) → $ 8.25 billion (2006)

* No of R&D Projects : 8,335 (1999) → 31,967 (2006)

Increase of R&D investment and R&D Projects

Increased demand for “Knowledge-based R&D management”

Lack of systematic management of a large number of R&D information

Necessity of interconnection and efficiency by well-organized system

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National R&D Management System (1/2)

MOSF

NSTC(chairman: President)

MEST(secretariat of NSTC)

KISTEP

•strategy·policy

planning

In depth research & analysis

•Analysis of

R&D Invest

•Support eval.,

budget making

•In-depth analysis by use of K2-Base

•Maximize application of NTIS

•Improve methodology of analysis

National R&D Programs

R&D players

R&D Management Agencies&

Ministries

NT

IS

K2-B

ase

※NTIS: National S&T Information System※K2-Base: KISTEP Knowledge Base

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IT-based Interactive Implementation: DB, system implementation, on-line system, etc

Strengthening Science based reliable decision-making

Integrated policy approach among different ministries based on National S&T Vision

Enhancement of Investment Effectiveness : feasibility study & methodology, etc

Sharing: Inter- & Multi-disciplinary

Evidence: Supporting Tool for Decision-Making in PolicyEvidence: Supporting Tool for Decision-Making in Policy

Systematic Management: Knowledge-based R&D

National R&D Management System (2/2)

R&D : Research & Development

C&D : Connect & Develop

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NTIS (National Science & Technology Information System)

N T I SN T I S

Policy Making

Planning & Coordination

InformationAnalysis

Info. supportingSystem

Analysis of status on R&D activity Nurturing National HR, etc.

National R&D

Status View

StatisticalDB

Planning Execution Performance Management

Plan/survey Coordinate/select Management

Analysis/Evaluation

Transfer/Diffusion

•Performance Analysis•Value Eval.

• Capability• Assessment• Impact Analysis

• Forecasting• Roadmap• Pre-Survey

Platform for the S&T Information Circulation

Connected Core Info..Connected Core Info..

PatentsAcademic

info.R&Dinfo.

HRInfo.

Project info.

Performance Info.

Equipment Marketinfo.

Global

info.

Updating/

Cumulating

Application

Analysis/

Synthesize

The Full-Cycle National S&T Information System

• Monitoring Management

• To Support Commercialized Activities

R&DKnowledge

-based

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K2-Base (KISTEP Knowledge Base)

Previous SystemK2-Base

Data Accumulation, Systematic Approach for utilization & high connectivity

Methodology, Tool Development, In-depth Analysis, etc.

Providing High Quality Information, Building Decision Making Supporting System,

Suggesting New S&T Innovative Policies

Research Project

Survey,Analysis,Evaluation(KORDI)

NTISNTIS

National R&D

· ··

Global & Domestic:

Technology Industry

market Trendsetc.

Information

GlobalR&D Info.

Global & Domestic:

policy,statistics,

regulations,etc.

Information

Thesis·

PatentHuman Resource

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III. Benefits

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Synthetic planning, mediating, evaluating, and preventing overlapping investment

Promote transparency in the national R&D policy development & Implementation

Minimize overlapped projects

Optimal Budget Allocation and Adjustment : Select and Concentrate Approach

Joint researches could be effectively promoted

Interactive total resource management solutions among the players

Quick and easy access to national R&D information

Qualitative & quantitative knowledge for the national R&D activity is provided

Benefits

People

Industry, academy, researcherIndustry, academy, researcher

Institutes who manage R&D information

Government

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IV. KISTEP’s R&D Management Program for High Level Policy Makers

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To share Korea experiences on R&D (strategic) planning, evaluation and

management with developing countries

⇒ Enhancing R&D capabilities and core competencies of participating countries

Lectures (theories, case studies, policy issues, R&D planning, evaluation,

management and etc)

Discussion including Question and Answer

Study Visits (Research Institutes, Industries and etc)

Country Report including Action Plan for Cooperative program

between KISTEP and Participating countries

Participant : Science and Technology Policy Makers of Developing Countries

* Selected applicants are provided with full expenses including round-trip flight,

accommodation and etc

Strategic Objective

Program Agenda

KISTEP R&D Management Program for High Level Policy Makers

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KISTEP R&D Management Program for High Level Policy Makers

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Inquiries to :

Dr. Oh, Hae-YoungDirectorGlobal and Public Cooperation Team, KISTEPPhone : +82-2-589-2969Email : [email protected]

Mr. Thomas YounResearcherGlobal and Public Cooperation Team, KISTEP Phone : +82-2-589-2939Email : [email protected]

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