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DYNAMIC SIGNATURE VERIFICATION AND THE HBSI MODEL Purdue University: Michael Brockly | Stephen Elliott University of Kent: Richard Guest | James Scott

(2011) Dynamic Signature Verification and The HBSI Model

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Presented at The 2011 IEEE International Carnahan Conference on Security Technology (ICCST) conference in Barcelona, Spain. 18-21 Oct. 2011

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Page 1: (2011) Dynamic Signature Verification and The HBSI Model

DYNAMIC SIGNATURE VERIFICATION AND THE HBSI MODELPurdue University: Michael Brockly | Stephen Elliott University of Kent: Richard Guest | James Scott

Page 2: (2011) Dynamic Signature Verification and The HBSI Model

RESEARCH QUESTION

• How can the Human-Biometric Sensor Interaction (HBSI) Model be further updated for behavioral biometrics?

• Can this be done for behavioral biometrics, especially dynamic signature verification?

Page 3: (2011) Dynamic Signature Verification and The HBSI Model

CURRENT HBSI MODEL

Page 4: (2011) Dynamic Signature Verification and The HBSI Model

RESPONSIVE

• Currently the model has been created for physiological biometrics and tested most extensively with fingerprint.

• As behavioral biometrics become more trusted, the HBSI model needs to stay current.

Page 5: (2011) Dynamic Signature Verification and The HBSI Model

RELEVANT

• Signing as a proof of identity is no new idea• Dynamic Signatures can be a strong anti-theft

device

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BEHAVIORAL BIOMETRICS

• Signature, keystroke, voice, mouse movement

• Different from physiological biometrics• Increase in variability

Page 7: (2011) Dynamic Signature Verification and The HBSI Model

DYNAMIC SIGNATURE VERIFICATION (DSV)

• Use digitizer to capture interaction• Common metrics:

- min/max/avg velocity- in both x and y dimensions

- pen up / pen down time- size of signature- total pen distance- more

Page 8: (2011) Dynamic Signature Verification and The HBSI Model

2 DIGITIZERS

• Virtual Ink- ePad Ink

• Paper and Ink- ePad

Page 9: (2011) Dynamic Signature Verification and The HBSI Model

VIRTUAL INK DIGITIZER

Page 10: (2011) Dynamic Signature Verification and The HBSI Model

VIRTUAL INK FLOWCHART

Page 11: (2011) Dynamic Signature Verification and The HBSI Model

PAPER AND INK DIGITIZER

Page 12: (2011) Dynamic Signature Verification and The HBSI Model

PAPER AND INK FLOWCHART

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INCORRECT PRESENTATIONS

• Incorrect presentations are errors caused by the signer at point of transaction

• These errors include:- Defective Interactions- Concealed Interactions- False Interactions

Page 14: (2011) Dynamic Signature Verification and The HBSI Model

DEFECTIVE INTERACTIONS

Signature is deemed incorrect and no signature channel data is collected

• Pen pressure too light at all sample points in paper and ink system

• No virtual ink is presented as feedback to the signer in a virtual ink system

• Latency or temporal error causes data to not be recorded

• User abandons process before data is collected

Page 15: (2011) Dynamic Signature Verification and The HBSI Model

CONCEALED INTERACTIONS

Signature is deemed incorrect and is not detected by the system

• User not satisfied but does not abandon• Signature not captured due to latency• Signature out of bounds• Pen pressure or ink dispersal incorrect

Page 16: (2011) Dynamic Signature Verification and The HBSI Model

FALSE INTERACTIONS

Signature is deemed incorrect or unrepresentative by the signer with sample points recorded

• Repetitive motion due to faulty ink flow or varying pressure

• Repetitive motion due to errors by the signer• Incomplete/unrepresentative signature due to

bodily movements• Pen interface issues

Page 17: (2011) Dynamic Signature Verification and The HBSI Model

CORRECT PRESENTATIONS

• Errors can still occur despite a correct presentation:

- Failure to Detect- Failure to Process

• If no errors occur:- Successfully Processed Sample

Page 18: (2011) Dynamic Signature Verification and The HBSI Model

FAILURE TO DETECT

Occur when the signer has donated a signature that they have deemed acceptable but is not detected by the biometric system

• Pen pressure is too light across all sample points even though ink (virtual or physical) is left on the surface/digitizer

• No samples are recorded due to latency

Page 19: (2011) Dynamic Signature Verification and The HBSI Model

FAILURE TO PROCESS

Occur when the signature has been deemed acceptable and detected by the system but not considered as an accurate representation

• Latency or other temporal errors result in partially captured signature

• Start and/or end segments are missing• Part of signature it outside capture area

- Occurs if boundary areas are not defined• Pen pressure is too light across all sample

points even though ink (virtual or physical) is left on the surface/digitizer

Page 20: (2011) Dynamic Signature Verification and The HBSI Model

FTP CONTINUED

• Pen pressure is variable and too low in some areas although though ink (virtual or physical) is left on the surface/digitizer

• Pen malfunction causes channel data disruption

- Barrel button pressed during donation• System performance fails to capture certain

parts of a signature- Machine with too low of free memory

Page 21: (2011) Dynamic Signature Verification and The HBSI Model

SUCCESSFULLY PROCESSED SAMPLE (SPS)

This is the result of a correct presentation that both the user and biometric system have deemed correct

Page 22: (2011) Dynamic Signature Verification and The HBSI Model

RESULTS

• 10 potential error points in both the paper and ink system, as well as the virtual ink system

• Paper and Ink System- Potential for 1 FTD, 3 FTP, 4 FI, 3 CI, and

1 DI• Virtual Ink System

- Potential for 1 FTD, 2 FTP, 6 FI, 6 CI, and 1 DI

Page 23: (2011) Dynamic Signature Verification and The HBSI Model

REVISED HBSI MODEL

Page 24: (2011) Dynamic Signature Verification and The HBSI Model

FUTURE WORK

• Data collection to further test this model• Examination of non-genuine users• Test with more behavioral biometrics

- Voice, keystroke, etc.

Page 25: (2011) Dynamic Signature Verification and The HBSI Model

CONTACT INFORMATION

Michael Brockly• Undergraduate Researcher at BSPA Lab• [email protected]

Richard Guest PhD• Senior Lecturer at University of Kent• [email protected]

Stephen Elliott PhD• Associate Professor at BSPA Lab• [email protected]

James Scott• Graduate Researcher at University of Kent• [email protected]