SYLVIA M SCOTT, CAREER

By Sylvia M Scott

Introduction

With experience working for the U.S. Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA), Sylvia M. Scott now represents financial advisors and brokers as partner and the head of the Securities Regulation Practice Group with Freeman, Freeman & Smiley, LLP, in Los Angeles. Sylvia M. Scott recently obtained a favorable verdict while representing a broker-dealer and successfully disputed a number of claims against the client, including claims of unsuitability, breach of fiduciary duty and breach of contract.