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Strategies in Dispute Resolution in terms of Land Use Con7lict Atty. Fernando S. Penarroyo Asian Ins(tute of Technology Design and Delivery of a Professional Development Course on Effec9ve Nego9a9on and Strategic Management for Gas, Oil and Coal Industries Manila, Philippines 22 January 2015 Puno & Peñarroyo Law Of7ices

Strategies in Dispute Resolution in Land Use Conflict

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Page 1: Strategies in Dispute Resolution in Land Use Conflict

Strategies  in  Dispute  Resolution  in  terms  of  Land  Use  Con7lict  

Atty. Fernando S. Penarroyo    Asian  Ins(tute  of  Technology    Design  and  Delivery  of  a  Professional  Development  Course  on  Effec9ve  Nego9a9on  and  Strategic  Management  for  Gas,  Oil  and  Coal  Industries    Manila,  Philippines  22  January  2015    

Puno  &  Peñarroyo  Law  Of7ices  

Page 2: Strategies in Dispute Resolution in Land Use Conflict

Contents  

•  Legal  and  Ins(tu(onal  Framework        -­‐  The  Need  to  Know  the  Law        -­‐  Review  of  Current  Philippine  Resources  Laws:              Energy  and  other  Resources  Laws  and  Regula(ons,              Important  Laws  Related  to  Energy  Development,  &              Other  Laws  Related  to  Energy  Development  •  Land  Use  and  Governance  • Resolving  Land  Tenure  Conflicts  

Page 3: Strategies in Dispute Resolution in Land Use Conflict

LEGAL  AND  INSTITUTIONAL  FRAMEWORK  

Page 4: Strategies in Dispute Resolution in Land Use Conflict

Legal/institutional  due  diligence  and  risk  assessment  • Presence  of  indigenous  peoples  or  vulnerable  minori(es  

•  Legal  and  regulatory  framework  with  IPs  • Presence  of  legacy  and  livelihood  ac(vity  • Proximity  to  parks,  reserves  and  areas  of  special  environmental  significance,  cultural  heritage  or  high  biodiversity  

• Character  of  na(onal  and  local  government  and  IPs  

• Presence  of  ac(ve  community  level  conflict  over  land  and  resource  development  

Page 5: Strategies in Dispute Resolution in Land Use Conflict

Land  Use  is  a  Human  Rights  Issue  

•  COMMUNITIES:          -­‐  respect  rights  of  communi(es  affected  and  rights  of  indigenous  and  tribal  peoples;          -­‐  obtain  permission  from  relevant  owners,  occupiers  or  users  before  entering  onto  a  land;          -­‐  respect  and  protect  local  culture  and  tradi(ons;          -­‐  be  mindful  of  the  obliga(on  to  protect  sources  of  food  and  water;          -­‐  in  consulta(on  with  the  community,  develop  a  process  to  compensate  fairly  for  adverse  effects;                  -­‐  consult  community  to  iden(fy  strategies  to  manage  social  consequences;        -­‐  avoid  displacement  or  reseYlement  of  people  

Page 6: Strategies in Dispute Resolution in Land Use Conflict

REVIEW  OF  CURRENT  PHILIPPINE  RESOURCES  LAWS  

Page 7: Strategies in Dispute Resolution in Land Use Conflict

Energy  Development  Laws  and  other  Regulations  • Philippine  Cons(tu(on  of  1987  (“Cons(tu(on”)  • Presiden(al  Decree  (P.D.)  87,  as  amended,  "Oil  Explora(on  and  Development  Act  of  1972”  for  petroleum  service  contracts  

• PD  972,as  amended,  introduced  the  coal  service  contract  system  and  established  the  guidelines  for  coal  opera(ons.  –  coal  opera(ng  contracts    

• RA  9513 “Renewable  Energy  Law  of  2008”  for  renewable  energy  service  contracts  

• Other  Laws    

Page 8: Strategies in Dispute Resolution in Land Use Conflict

Constitution  

• All  lands  of  the  public  domain,  water,  minerals,  coal,  petroleum,  and  other  mineral  oils,  all  forces  of  poten(al  energy,  fisheries,  forests  or  (mber,  wildlife,  flora  and  other  natural  resources  are  owned  by  the  state.  

•  The  explora(on,  development  and  u(liza(on  of  these  natural  resources  are  under  the  full  control  and  supervision  of  the  State.  

Page 9: Strategies in Dispute Resolution in Land Use Conflict

Constitution  

•  The  State  has  the  op(on  of  entering  into  co-­‐produc(on,  joint  venture  or  produc(on  sharing  agreements  with  Philippine  ci(zens  of  Philippine  corpora(ons  or  associa(ons.  

• At  least  60%  of  the  capital  of  a  corpora(on  or  associa(on  must  be  owned  by  Phil.  Ci(zen  to  qualify  as  a  Philippine  corpora(on  or  associa(on.  

Page 10: Strategies in Dispute Resolution in Land Use Conflict

Constitution  

•  Excep(on  to  the  na(onality  requirement:    The  Cons(tu(on  authorizes  the  President  to  enter  into  agreements  with  foreign-­‐owned  corpora(ons  involving  either  financial  or  technical  assistance,  for  large-­‐  scale  explora(on,  development  and  u(liza(on  of  minerals,  petroleum  and  other  mineral  oils.  

Page 11: Strategies in Dispute Resolution in Land Use Conflict

Constitution  

• Ownership  of  natural  resources  (Regalian  doctrine)  –  if  an  investor  wishes  to  acquire  the  right  to  extract  or  develop  natural  resources,  he  must  enter  into  an  agreement  with  State  

Page 12: Strategies in Dispute Resolution in Land Use Conflict

Foreign  Equity    in  Energy  Development  • Presiden(al  Decree  (P.D.)  87,  as  amended,  "Oil  Explora(on  and  Development  Act  of  1972”  for  petroleum  service  contracts  –  allows  100%  foreign  ownership  

• PD  972,as  amended,  introduced  the  coal  service  contract  system  and  established  the  guidelines  for  coal  opera(ons  –    60/40  coal  opera(ng  contracts        

• RA  9513 “Renewable  Energy  Law  of  2008”  for  renewable  energy  service  contracts  

Page 13: Strategies in Dispute Resolution in Land Use Conflict

Important  Laws  Related  to  Energy  Development  •  Indigenous  Peoples  Rights  Act  (“IPRA”)  •  Environmental  Impact  Statement  (“EIS”)  System  •  Local  Government  Code  of  1991  • Na(onal  Integrated  Protected  Areas  System  Act  (“NIPAS”)  

Page 14: Strategies in Dispute Resolution in Land Use Conflict

IPRA  • Grants  to  indigenous  cultural  communi(es  certain  preferen(al  rights  to  their  ancestral  domains  and  all  resources  found  therein.  

• Rooted  in  the  exercise  of  customary  law  • Royalty  and  right  to  benefits  • No  agreement  shall  be  approved  unless:    -­‐  There  is  prior  cer(fica(on  from  NCIP  that  area  does  not  overlap  ancestral  domain  or    -­‐  Prior  free  and  informed  consent  has  been  obtained  from  the  ICC/IP  concerned  

Page 15: Strategies in Dispute Resolution in Land Use Conflict

BASIC  PROCESS  OF  CP  ISSUANCE    

AGENCY ENDORSEMENT

CP ISSUANCE

FPIC MOA

FBI

Page 16: Strategies in Dispute Resolution in Land Use Conflict

FPIC MANDATORY ACTIVITES UNDER SEC 6 (A)

POSTING OF NOTICES AND SERVING OF

INVITATION TO IP ELDERS/LEADER

CONSULTATIVE COMMUNITY ASSEMBLY

CONSENSUS BUILDING

AND FREEDOM PERIOD

DECISION MEETING

Page 17: Strategies in Dispute Resolution in Land Use Conflict

FPIC PROCESS FLOWCHART

FBI - Field – Based investigation CNO – Certificate of non-Overlap issued by Regional Director MOA – Memorandum of Agreement

ENDORSING GOVERNMENT

AGENCY

APPLICANT

NCIP REGIONAL OFFICE

PRE-FBI

CONFERENCE

PAYMENT OF

FBI FEE

FBI

PROJECT REJECTED

MOA & SUPPORTING DOCUMENTS

PROJECT ACCEPTED

FPIC MANDATORY ACTIVITIES

PAYMENT OF

FPIC FEE

FBI REPORT

OVERLAP

COMMISSION EN BANC

PRE-FPIC

CONFERENCE

CNO ISSUED BY REGIONAL

DIRECTOR

NO OVERLAP

NO OVERLAP PER

MASTERLIST

OVERLAP PER MASTERLIST OR

MASTERLIST NOT AVAILABLE

CNO ISSUED IN 3 DAYS

Major Projects (Sec. 6A)- 70 days processing Small Scale Projects (Sec. 6B)-50 days processing

Page 18: Strategies in Dispute Resolution in Land Use Conflict

Issues  with  IPRA  

•  Free  and  prior  informed  consent        -­‐  right  to  self  determina(on,  respect  for  IP  decision-­‐making  process,  right  to  accept  or  reject  projects  on  ancestral  domain        -­‐  WB  Opera(onal  Policy  4.10  (2005)  'free,  prior,  and  informed  consulta9on  resul9ng  in  broad  community  support'    •  Iden(ty  of  proper  IPs  •  Lack  of  clear  cut  rules  on  how  to  arrive  at  a  decision  making  process  of  IPs  

• Preferen(al  rights  of  IPs  

Page 19: Strategies in Dispute Resolution in Land Use Conflict

Local  Government  Code  

•  Proponents  applying  for  explora(on  applica(ons  intended  for  explora(on  ac(vi(es  are  required  to  conduct  consulta(on  with  all  LGUs  concerned,  or  the  legisla(ve  councils  (sanggunian)  at  the  provincial,  city/municipal,  and  barangay  levels.  

•  Concerns  raised  by  LGUs  include:  wastes,  emissions  and  pollu(on;  loss  of  agricultural  land  and  subsequent  livelihood;  threat  to  water  resources;  reloca(on  and  right  of  way  

•  Declara(on  of  mining  moratoriums,  ban  of  par(cular  technologies  like  open  pit  mining  and  submarine  tailings  disposal,  and  opposi(on  to  energy  projects  like  coal-­‐fired  and  hydro  power  plants,  wind  farms  and  geothermal  explora(on      

Page 20: Strategies in Dispute Resolution in Land Use Conflict

Issues  with  LGUs  

•  Local  government  veto/moratorium  on  energy  development  and  produc(on  

•  Integra(on  of  energy  development  into  local  development  land  use  and  resources  use  plans  

•  Alloca(on  of  government  share        -­‐  Na(onal  government  should  develop  a  transparent  system  of  accoun(ng  for  and  alloca(on  of  sharing  of  revenues  and  taxes  with  LGUs.        -­‐  Expedite  and  streamline  the  release  of  LGU  share  on  revenues  and  taxes  through  a  simplified  process  with  (meframe  requirements  to  lessen  local  opposi(on  to  energy  projects.        -­‐  Local  taxa(on  

Page 21: Strategies in Dispute Resolution in Land Use Conflict

EIS  System  under  Presidential  Decree  No.  1586  • Project  proponent  of  environmentally  cri(cal  projects  and  projects  within  environmentally  cri(cal  areas  must  obtain  an  environmental  compliance  cer(ficate  prior  to  commencement  

•  EMB/DENR  as  lead  agency  • DAO  2003-­‐30  Implemen(ng  Rules  and  Regula(ons  

Page 22: Strategies in Dispute Resolution in Land Use Conflict

The Environmental Impact Assessment Process

Environmental Consultants STAKE

HOLDERS: • Direct and Indirect Impact Communities

• LGU

• NGO’s

• PO’s

• GO’s

Baseline Data Collection

(Collection of Base-line data of the Bio-physical and Sociocultural Environment)

SITE SCOPING

(Stake holder's perception of the Problems, Issues and Concerns of their present Biophysical and Sociocultural Environment)

Environmental Impact Assessment

(Analysis of the Impacts and Mitigations based on secondary and base-line data collected.

I. Environment Management Plan II. Social Development Plan

EIS Document Preparation

EIA Review by EMB

PUBLIC HEARING

Approved Disapproved

Issuance of Environment Compliance Certificate

DENR – EMB organizing of the Multipartite Monitoring Team

Page 23: Strategies in Dispute Resolution in Land Use Conflict

Other  Laws  Related  to  Energy  Development  •  Ecological  Solid  Waste  Management  Act  •  Toxic  Substances  and  Hazardous  and  Nuclear  Wastes  Control  Act  

•  Clean  Air  Act  •  Clean  Water  Act  •  1976  Philippine  Water  Code  defines  the  extent  of  the  rights  and  obliga(ons  of  water  users  

•  1998  Philippine  Fisheries  Code  provides  for  the  sustainable  development  of  fishery  and  aqua(c  resources  

•  Pollu(on  Control  Law  •  Na(onal  Environmental  User’s  Fee  of  2002  •  Palawan  Council  for  Sustainable  Development  

Page 24: Strategies in Dispute Resolution in Land Use Conflict

Rules  of  Procedure  for  Environmental  Cases  •  Introduced  new  remedies  for  the  “alleged”  viola(on  of  environmental  laws:  temporary  environmental  protec(on  order,  writ  of  con(nuing  mandamus,  writ  of  kalikasan  

•  TEPO  is  in  contraven(on  of  “no  injunc(on  rule”  under  PDs  605  and  1818  

• harassment  suits?    

Page 25: Strategies in Dispute Resolution in Land Use Conflict

PHILIPPINE  LAND  USE  AND  GOVERNANCE  

Page 26: Strategies in Dispute Resolution in Land Use Conflict

Application  of  the  Uses  of  Land  in  the  Philippines    

Senate  Economic  Planning  Office  (October,  2005)  •  Economic  and  Commercial  Uses  and  Food  Produc(on  -­‐  economic  and  commercial  use  of  land  may,  at  (mes,  be  in  conflict  with  the  food  produc(on  role  of  land      

•  Shelter  -­‐  the  growing  popula(on  of  the  country  has  resulted  in  an  increasing  demand  for  housing.    

•  Environment  Protec(on  -­‐  increasing  popula(on,  resource  exploita(on,  hyper-­‐urbaniza(on  and  industrializa(on  have  put  much  pressure  on  the  biological  and  physical  well-­‐being  of  the  environment.      

•  Indigenous  Peoples  –  IP  interpreta(ons  of  property  rights  over  iden(fied  areas  are  open  not  consistent  with  concession  rights  given  by  government  through  the  market  economy’s  land  registra(on  and  (tling  system.    

Page 27: Strategies in Dispute Resolution in Land Use Conflict

Land  Sector  Governance  in  the  Philippines    

Land  Governance  Assessment  Framework  (WB,  2013)      •  Key  challenges  to  improving  land  governance:        -­‐  First,  the  country  has  one  of  the  fastest  growing  popula(on  in  Asia.        -­‐  Second,  investments  in  agriculture  and  property  development  are  being  stymied  by  con(nuing  property  rights  problems  and  inconsistent  policy.        -­‐  Third,  smaller  sized  farms  resul(ng  from  comple(on  of  land  redistribu(on  pose  challenges  in  improving  produc(vity  to  meet  food  security.        -­‐  Fourth,  degrada(on  of  the  country’s  forests  and  natural  resources  has  affected  the  due  to  their  dependence  on  these  resources.        

Page 28: Strategies in Dispute Resolution in Land Use Conflict

Land  Sector  Governance  in  the  Philippines    

Land  Governance  Assessment  Framework  (August  2013)      •  Key  challenges  to  improving  land  governance:        -­‐  Fiph,  as  the  country  scales  up  public  investments  in  infrastructure  to  promote  inclusive  growth,  it  becomes  more  crucial  to  set  clear  and  equitable  policies  on  expropria(on  and  safeguards  for  those  whose  proper(es  would  be  affected.          -­‐  Finally,  the  challenges  of  crea(ng  an  improved  environment  for  private  investments  are  associated  with  having  a  well-­‐func(oning  land  market  that  is  backed  up  by  access  to  reliable  land  informa(on,  an  efficient  and  complete  registry,  and  clear  and  transparent  procedures  for  rights  registra(on  and  transac(ons  on  real  property.    

Page 29: Strategies in Dispute Resolution in Land Use Conflict

Land  Sector  Governance  in  the  Philippines    

Land  Governance  Assessment  Framework  (August  2013)      •  Indicators    and  Dimensions  with  High  Governance  Ra6ngs  (A  Ra6ngs)      

     -­‐  Strong  legal  framework  and  clear  land  policies.  The  country  fared  high  on  the  strength  of  its  legal  framework  for  land  rights  recogni(on.                  -­‐  Good  Governance  Prac(ces.  Strong  campaign  for  good  governance,  computeriza(on  efforts,  and  advocacies  for  greater  transparency  in  government.  Strong  public  par(cipa(on  in  the  formula(on  of  land  policies,  owing    to  the  vibrant  civil  society  sector,  and  the  democra(c  space  created  by  the  legisla(ve  process.    

Page 30: Strategies in Dispute Resolution in Land Use Conflict

Land  Sector  Governance  in  the  Philippines    

Land  Governance  Assessment  Framework  (August  2013)      •  Areas  Needing  Improvement  (B  Ra6ng)          -­‐  Legal  and  Ins(tu(onal  Framework.  The  country’s  efforts  at  recogni(on,  mapping  and  registra(on  of  ancestral  domains  are  s(ll  considered  second  best  prac(ce,  with  only  56%  comple(on.  The  country  lacks  policies  and  procedures  for  compensa(on  for  loss  of  rights  in  case  of  establishment  of  protected  areas.                -­‐  Land  Use  Planning  and  Management.  Public  par(cipa(on  in  land  use  and  classifica(on  processes  such  as  forest  boundary  delinea(on,  forest  land  use  planning,  and  management  planning  can  s(ll  be  improved.      

Page 31: Strategies in Dispute Resolution in Land Use Conflict

Land  Sector  Governance  in  the  Philippines    

Land  Governance  Assessment  Framework  (August  2013)      •  Areas  Needing  Improvement  (B  Ra6ng)          -­‐  Large  Scale  Land  Acquisi(on.  Policies  and  guidelines  encourage  direct  nego(a(ons  between  rights  holders  and  investors  but  in  most  cases,  these  are  not  always  transparent.  Environmental  and  social  safeguards  are  in  place,  but  there  is  weak  monitoring  of  compliance.                    -­‐  On  Forestry.  Large  por(ons  of  public  lands  are  classified  as  forestlands,  key  biodiversity  areas  and  protected  areas,  and  ancestral  domains.  While  most  of  the  policies  are  already  in  place,  much  could  be  improve  with  effec(ve  implementa(on  and  consistent  applica(on;  resourcing;  and  realloca(on  of  resources.      

Page 32: Strategies in Dispute Resolution in Land Use Conflict

Land  Sector  Governance  in  the  Philippines    

Land  Governance  Assessment  Framework  (August  2013)      •  Areas  Where  Philippines  is  Struggling  to  Meet  Good  Governance  Criteria  (C  or  D  Ra6ngs)          

     -­‐  Strong  horizontal  overlaps  in  mandates  of  key  land  agencies.  These  include  DAR,  DENR,  LRA,  and  NCIP,  reflec(ng  the  many  agencies  issuing  original  (tles,  review  and  approval  of  survey  plans,  and  maintenance  of  land  records  in  various  forms.      Affect  efficiency  in  service  delivery  and  prohibit  access  by  the  to  complete  and  reliable  land  records.    Current  state  of  records  and  overlapping  mandates  create  confusion  and  create  long  standing  disputes  owing  to  contradictory  rulings  issued  by  the  agencies.    

     

Page 33: Strategies in Dispute Resolution in Land Use Conflict

Land  Sector  Governance  in  the  Philippines    

Land  Governance  Assessment  Framework  (August  2013)      •  Areas  Where  Philippines  is  Struggling  to  Meet  Good  Governance  Criteria  (C  or  D  Ra6ngs)          

     -­‐  A  large  number  of  urban/residen(al  and  rural  proper(es  are  s(ll  un(tled.          -­‐  There  are  strong  disincen(ves  to  registra(on  of  land  transac(ons.          -­‐  Informa(on  on  the  registry/cadaster  is  not  up  to  date.          -­‐  The  processes  for  appeal  of  land  dispute  rulings  are  lengthy  and  expensive.    

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Land  Sector  Governance  in  the  Philippines    

Land  Governance  Assessment  Framework  (August  2013)      •  Areas  Where  Philippines  is  Struggling  to  Meet  Good  Governance  Criteria  (C  or  D  Ra6ngs)          

     -­‐  Conflicts  related  to  use  or  ownership  rights  and  directly  or  indirectly  related  to  land  acquisi(on  are  rela(vely  frequent;  and  the  inability  to  address  these  conflicts  expedi(ously  and  in  a  transparent  manner  results  in  long  pending  disputes.            -­‐  Classifica(on  of  forests  into  various  uses  and  ownership  are  not  yet  clearly  defined  and  demarcated.  While  the  delinea(on  and  demarca(on  of  forest  boundaries  is  almost  complete;  specific  uses,  tenure  and  leases  within  forestlands  have  not  been  completely  inventoried  and  registered.    

     

     

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RESOLVING  LAND  TENURE  CONFLICTS  

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Why  does  resources  development  generate  con7licts  

•  Should  energy  development  prevail  over  current  land-­‐uses?  

• Are  the  benefits  sufficient  and  fairly  distributed?  • Are  the  social  and  environmental  costs  fully  considered  and  compensated?  

• Are  the  risks  of  adverse  impacts  reduced  to  a  minimum  and  socially  acceptable  to  those  who  bear  them?  

• When  local  stakeholders  decide  that  the  risks  are  unacceptable,  can  the  na(onal  gov’t  override  that  decision?  

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Land  Tenure  Con7licts    

Food  and  Agriculture  OrganizaHon,  2006  • mul(layered  and  mul(dimensional;    • best  understood  in  the  light  of  their  historical,  social,  environmental,  economic  and  poli(cal  contexts;  

• open  nested  within  bigger  conflicts  that  may  be  difficult  to  see  (or  which  analysts  or  development  stakeholders  prefer  not  to  see,  because  they  raise  issues  which  are  beyond  their  desire  or  capacity  to  address);  and  

•  temporal  in  nature,  changing  over  (me.  

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Three  Principal  Approaches  to  Resolving  Disputes    

Lincoln  InsHtute  of  Land  Policy  (2013)  • Rely  on  power.  Use  one’s  leverage  to  force  or  coerce  someone  to  act.    

• Adjudicate  rights.  Rely  on  an  arbiter  to  decide  who  is  right.  Set  up  adjudicatory  processes  to  determine  who  has  legally  enforceable  right  and  who  does  not.    

• Reconcile  interests.  Try  to  sa(sfy  needs,  concerns,  and  fears  of  every-­‐one  involved.  

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Power-­‐  and  rights-­‐based  systems    

•  Designed  to  adjudicate  rights,  not  reconcile  interests.    •  Less  likely  to  produce  durable  outcomes  because  results  can  be  overturned  when  the  power  balance  changes.  In  local  communi(es,  the  power  balance  is  always  shiping  with  new  elec(ons  and  court  challenges.  

• While  such  approaches  may  allow  for  quick  decisions,  the  results  of  those  decisions  are  not  likely  to  last  or  sa(sfy  many  of  the  people  involved,  and  they  might  be  challenged  through  administra(ve  and  judicial  appeals.    

•  These  approaches  open  destroy  rela(onships  among  the  involved  par(es  by  crea(ng  winners  and  losers  and  by  fostering  mistrust  and  hos(lity.    

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 Mutual  Gains  Approach      The  mutual  gains  approach:  •  is  based  on  all  stakeholder  interests  as  well  as  the  necessary  technical  informa(on;  

•  involves  stakeholders  along  with  appointed  and  elected  decision  makers;  

•  generates  informa(on  relevant  and  salient  to  stakeholders  such  as  abuYers,  community  leaders,  and  others;  

•  requires  strong  community  and  public  engagement  skill    along  with  strong  technical  planning  skills;  and  

•  engages  the  public  above  and  beyond  sharing  informa(on  and  views.  

 

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 Mutual  Gains  Approach      •  The  mutual  gains  approach  to  preven(ng  and  resolving  land  use  disputes  is  not  a  single  process  or  technique.    

•  It  draws  from  the  fields  of  nego(a(on,  consensus  building,  collabora(ve  problem  solving,  alterna(ve  dispute  resolu(on,  public  par(cipa(on,  and  public  administra(on.    

•  The  result  is  a  more  public,  collabora(ve  process  designed  to  tease  out  the  range  of  interests  and  criteria,  compare  various  alterna(ves,  and  determine  which  of  those  alterna(ves  meet  the  most  interests.    

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 The  Required  Versus  the  Mutual  Gains  Approach    

Required   Mutual  Gains  

Goal   A  technically  viable  plan  that  conforms  to  all  laws,  rules,  and  regula(ons  

A  technically  viable  plan  that  integrates  stakeholder  interests  

Primary  Audience  for  Plan  or  Project  

Decision  makers   Decision  makers  and  stakeholders  

Purpose  of  Data  and  Informa(on  

To  ensure  the  plan  conforms  to  professional  prac(ce  and  passes  technical  review  

To  ensure  the  plan  is  feasible  and  addresses  stakeholders’  issues  and  concerns  

Skills   Technical  (engineering,  design,  and  fiscal)  and  legal  

Technical,  legal,  and  community  engagement  (dialogue  and  delibera(on)  

Role  of  Public   Provide  input  and  advice   Engage  in  discussion,  joint  problem  solving,  and  consensus  building  

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Dispute  Resolution  Skills  

US  Bureau  of  Land  Management  ,  2009  Collabora(ve  stakeholder  engagement  and  appropriate  dispute  resolu(on  encompass  a  broad  spectrum  of  “upstream”  and  “downstream”  processes  for  preven(ng  or  resolving  disputes  outside  the  conven(onal  arenas  of  administra(ve  adjudica(on,  li(ga(on,  or  legisla(on.    •  Understanding  posi(ons  vs.  interests  •  Understanding  Best  Alterna(ves  to  a  Nego(ated  Agreement  •  Understanding  the  effect  of  different  sources  of  power  •  Understanding  the  effect  of  cultural  differences  •  Understanding  the  effect  of  communica(on  styles  

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Land  Tenure  Alternative  Con7lict  Management  

FAO,  2006  Land  and  Social  Capital    •  1.1.1  Legacy  and  Livelihoods  Legacy  refers  to  anything  handed  down  by  an  ancestor  or  predecessor  and  which  is  presently  part  of  the  physical  or  cultural  patrimony  of  an  individual  or  a  community.      Livelihood  is  defined  either  as  the  course  of  life,  a  life(me,  or  a  kind  or  way  of  life;  it  is  a  conduct  for  gaining  a  means  of  living  or  an  income.    •  1.1.2.  Environment,  development  and  sustainability  Environmental  degrada(on  refers  to  a  reduc(on  and  deteriora(on  of  the  quan(ty  and  quality  of  agricultural  land  and  fresh  water  resources,  and  in  the  flow  of  environmental  goods  and  services.  

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Can  you  make  an  example  of  a  formal  land  tenure  norm  existing  in  your  country  that  has  been  shown  to  be  inadequate  or  damaging  to  the  environment?    Land  Tenure  Norm    

Why  is  it  inadequate?    

EXAMPLE  Norms  that  define  local  forest  reserves  management    

Local  forest  reserves  are  designated  for  conserva(on  of  biodiversity;  however,  the  limited  human  and  financial  support  has  contributed  to  the  massive  encroachment  and  degrada(on  of  these  reserves.    

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Land  Tenure  Alternative  Con7lict  Management  POLITICAL  AND  INSTITUTIONAL  INFRASTRUCURE      •  1.2.1  Poli(cal  environment  Socio-­‐economic  change,  as  well  as  changes  in  cultural  norms  and  prac(ces,  create  not  only  conflicts  over  tenure  and  access  rules,  but  also  threaten  exis(ng  poli(cal  authori(es  and  sources  of  power.  Consequently,  land  tenure  and  its  ins(tu(ons  are  inherently  poli(cal  constructs  whose  workings,  dynamics  and  outcomes  are  also  poli(cal.    •  1.2.2  Rights  of  access,  use  and  security:  sources  of  conflict  Access  is  the  ability  to  use  land  and  other  natural  resources,  to  control  these  resources,  and  to  transfer  land  rights  to  take  advantage  of  other  opportuni(es.  Use  is  the  right  to  use  land  for  agriculture,  grazing,  gathering  forestry  products,  etc.      Security  of  tenure  is  the  certainty  that  a  person’s  rights  to  land  are  recognized  by  others  and  protected  in  case  of  specific  challenges.    

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Land  Tenure  Alternative  Con7lict  Management  

POLITICAL  AND  INSTITUTIONAL  INFRASTRUCURE      •  1.2.3  Ins(tu(onal  infrastructure    A  land  Htle  is  a  right  of  ownership  in  real  property.    The  issuance  of  land  (tles  and  land  cer(ficates  has  at  (mes  resulted  in  land  conflicts,  par(cularly  when  different  state  en((es  under  different  legisla(ons  issue  different  (tle  documents.    The  land  registry  is  where  legally  recognized  interests  in  land  –  (tles  and  contracts  –  are  officially  recorded.  The  land  register  is  the  defini(ve  record  of  all  registered  proper(es,  and  comprises  the  registered  details  for  each  property,  such  as:  the  name  of  the  landholder/owner;  the  loca(on  of  the  land;  how  the  land  has  been  acquired;  the  size  of  the  land  parcel;  the  type  of  land  right.  A  cadastre  is  generally  a  parcel-­‐based  land  informa(on  system  containing  a  record  of  interests  in  land  rights,  restric(ons  and  responsibili(es.    

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Land  Tenure  Alternative  Con7lict  Management  In  your  work,  with  which  type  of  land  conflict  do  you  deal  most  oIen:  over  access,  over  use,  or  over  security?  Explain  your  answer  illustra6ng  a  case.    EXAMPLE.  Most  of  the  land  conflicts  in  their  country  are  over  use  and  security.  The  designaHon  of  protected  forestland  by  the  state  has  caused  uncertainty  in  local  communiHes  living  within  these  areas.  Through  this  designaHon,  the  government  will  prohibit  local  communiHes  from  using  the  land,  leading  to  their  impoverishment.  Many  of  these  communiHes  started  legal  claims,  but  as  they  do  not  have  ownership  rights  (the  best  legal  status  in  this  country),  the  state  has  not  recognized  the  claims.    Consider  the  Registry  and  the  Cadastre  in  your  country.  Do  you  think  they  are  efficient?  Is  the  informa6on  they  have  up-­‐to-­‐date?  Is  it  available  for  consulta6on?  Do  you  find  it  easy  to  access  their  facili6es?  Why  or  why  not?    

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Land  Tenure  Alternative  Con7lict  Management  

RELEVANT  LEGAL  ASPECTS    •  1.3.1  Land  tenure  These  rules  may  pertain  to  formal,  customary  or  informal  systems    Formal  context  -­‐  The  formal  tenure  regime  refers  to  state  legisla(on  (laws,  codes,  decrees,  and  regula(ons)  and  the  ins(tu(ons  that  govern  land  and  natural  resource  rights  within  the  state’s  boundaries.  Customary  systems  -­‐  If  the  legi(macy  of  a  set  of  rules  and  ins(tu(ons  (formal  or  informal)  that  regulate  land  tenure  derives  from  a  different  authority  –  such  as  a  community,  clan  or  associa(on  –  the  regime  will  be  called  a  ‘customary  tenure  system’.    Informal  context  -­‐  Where  neither  formal  nor  customary  legal  frameworks  are  effec(ve  or  appropriate  to  the  local  condi(ons,  ad  hoc  informal  land  tenure  systems  –  with  their  own  rules,  authori(es,  and  ins(tu(ons  –  may  be  created  by  disaffected  or  frustrated  social  actors.    The  existence  of  informal  tenure  systems  is  likely  to  increase  uncertainty,  par(cularly  in  land  conflict  situa(ons.      

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Land  Tenure  Alternative  Con7lict  Management  RELEVANT  LEGAL  ASPECTS    •  1.3.2  Land  administra(on  Legal  pluralism  occurs  when  different  land  tenure  regimes,  each  with  their  own  legal  framework,  have  legal  authority  over  land  rights  and  are  each  legi(mized  to  resolve  conflict.  Gives  rise  to  situa(ons  where  there  are  contradic(ons,  ambigui(es  or  ignorance  over  statutory  and  customary  rules  and  legal  norms.  •  cause  confusion  as  to  which  legal  system  should  be  and  can  be  appealed  to  in  a  given  conflict;  

•  offer  opportuni(es  for  forum  shopping  by  those  whose  financial  and  educa(onal  status  enable  them  to  operate  within  both  the  customary  and  state  legal  systems;      

•  be  disadvantageous  to  certain  popula(on  groups  such  as  the  poor  and  uneducated,  for  whom  formal  state  ins(tu(ons  are  distant,  expensive  and  conceptually  foreign;  

•  create  a  sense  of  insecurity  among  landholders  in  customary  systems  vis-­‐à-­‐vis  outsiders  who  lay  claim  to  community  land.  

   

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Can  you  think  of  an  example  land  tenure  con<lict  that  the  actors  would  be  able  to  resolve  if  they  knew  what  their  legal  rights  and  obligations  were?  

Type  of  conflict     Actor   Unknown   rights   and  obligations  

Access  to  protected  areas  and  use  of  their  natural  resources  

   

Traditional  communities  living  next  to  protected  areas  

   

EXAMPLE.  In  some  areas  adjacent  to  protected  areas,  the  communities  complain  of  their  inability  to  access  non-­‐timber  forest  products,  due  to  the  risk  of  being  arrested  by  government  rangers.  The  community  members  are  not  aware  of  the  forest  legislation  that  allows  them  to  access  these  products  for  personal  use  (subject  to  entry  into  formal  arrangements  and  monitoring).  

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Can  you  give  an  example  of  a  formal  and  a  customary  norm  that  regulate  the  same  issue  in  a  different  way  or  opposite  way?    Issue   Formal  norm/Customary  norm  Access  to  protected  areas  and  use  of  their  natural  resources  

   

EXAMPLE.  In  the  National  Park,  formal  forest  norms  stipulate  that  forestland  is  to  be  used  exclusively  for  conservation  interests,  and  denies  all  rights  of  access  and  use  for  purposes  other  than  research  activities  and  tourism.  This  formal  norm  differs  from  the  customary  norms  regulating  the  life  of  the  indigenous  people  settled  in  the  area,  whose  traditional  livelihood  is  based  in  using  the  forest  as  a  farming  area  and  frequently  moving  their  village  to  take  full  advantage  of  what  the  forest  can  offer  them.  

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Can  you  think  of  any  case  in  which  two  or  more  organizations  possess  the  legal  authority  to  regulate  the  same  land  con<lict?  Which  authorities  are  these?  Can  you  brie<ly  describe  the  con<lict?    Land  ConAlict/Org1/Org  2      

EXAMPLE.  Such  pluralism  exists  in  one  particular  region  where  both  the  Department  of  Agrarian  Reform  and  the  National  Authority  of  Indigenous  Peoples  are  involved.  Both  agencies  claim  jurisdiction.  The  Department  has  issued  CertiAicates  of  landownership  under  its  Agrarian  Reform  Program.  Meanwhile,  the  National  Authority  is  not  able  to  defend  indigenous  communities’  ancestral  domain  rights  over  these  lands  because  it  does  not  have  enough  authority  compared  to  the  Department;  nor  is  it  even  recognized  as  legitimate  by  the  indigenous  communities  themselves.  

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Land  Tenure  Alternative  Con7lict  Management  

ECONOMIC  FRAMEWORK    The  importance  of  land,  and  consequently  the  rela(ve  importance  of  the  land  tenure  conflict  to  each  stakeholder,  depends  highly  on  their  economic  situa(on.  If,  for  example,  land  is  the  only  source  of  income  and  the  exclusive  resource  of  the  stakeholder  –  the  basis  for  their  survival  –  their  involvement  in  the  conflict  will  be  greater  and  they  will  be  ready  to  do  whatever  is  necessary  to  maintain  their  posi(on.    

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Land  Tenure  Alternative  Con7lict  Management  

How  important  is  the  economic  factor  in  the  conflict?  Do  the  actors  have  sources  of  income  or  employment  op6ons  not  related  to  land?  How  much  does  the  conflict  cost  the  stakeholders?  Do  you  think  that  the  influence  a  conflict  has  on  the  economy  of  a  group,  and  the  group’s  capacity  to  resolve  a  conflict,  are  correlated?  Explain  your  thinking.    EXAMPLE.  Yes.  Where  land  is  scarce  the  influence  of  a  conflict  over  land  open  leads  poor  communi(es  to  be  deprived  of  rights  of  access  and  use.  This  affects  their  economy  and  their  capacity  to  manage  the  conflict,  especially  when  the  other  party  is  financially  sound  and  supported  by  the  government  and  it  is  assumed  that  he  will  u(lize  land  more  efficiently.    

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Land  Tenure  Alternative  Con7lict  Management  

STAKEHOLDERS    2.1.1  Stakeholder  analysis  Stakeholders’  involvement  in  the  conflict  may  be  direct  or  indirect.    Stakeholders  are  directly  involved  if  their  interests  and  needs  are  part  of  the  object  of  the  conflict  and  they  themselves  are  ac(ve  in  the  conflict.    Stakeholders  are  indirectly  involved  if  the  decisions  taken  will  affect  them  but  they  are  unable  to  influence  them.  Understanding  why  and  to  what  degree  stakeholders  are  involved  is  therefore  an  important  element  in  determining  the  conflict’s  intensity.        

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Can  you  de<ine  and  explain  with  an  example  the  difference  between  direct  and  indirect  stakeholders?         DeAinition   Example  Direct  stakeholders   Direct  stakeholders  are  

those  whose  interests  and  needs  are  the  absolute  object  of  the  con7lict.  

   

EXAMPLE.  Tribal  groups  who  are  threatened  by  the  actions  of  logging  and  mining  companies.  Their  points  of  contention  are:  their  inherent  right  and  ownership  of  the  ancestral  territories;  the  destruction  of  their  lands  and  environment,  which  are  the  cradle  of  their  culture  and  of  their  customary  livelihood.  

Indirect  stakeholders   Indirect  stakeholders  are  those  whose  interests  are  affected  only  after  a  resolution  of  a  con7lict  is  reached.  

Indirect  stakeholders  in  this  con7lict  are  the  non-­‐indigenous  groups  who  support  mining  because  they  consider  it  a  work  opportunity.  

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Conclusion  •  Resource  developers  must  carry  out  due  diligence  to  be  informed  as  to  the  laws,  regula(ons,  trea(es  and  standards,  and  also  interna(onal  standards  of  prac(ce  associated  with  land  use,  social  and  environmental  management.  

•  Exis(ng  land  use  systems  are  designed  to  adjudicate  rights,  not  reconcile  interests.      

•  The  mutual  gains  approach  encourages  par(es  to  focus  on  mutual  interests  and  strive  to  achieve  mutual  gains,  minimizing  the  destruc(ve  nature  of  land  use  conflicts.  

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Strategies  in  Dispute  Resolution  in  terms  of  Land  Use  Con7lict  Atty. Fernando S. Penarroyo Asian  Ins(tute  of  Technology  

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About  the  Lecturer  • BS  Geo,  Bachelor  of  Laws  (UP),  Master  of  Laws  (Univ.  of  Melbourne)  

• Managing  Partner,  Puno  and  Penarroyo  Law  (www.punopenalaw.com)  

•  Trustee  and  Secretary,  Philippine  Mineral  Explora(on  Associa(on  

•  Trustee,  Na(onal  Geothermal  Associa(on  of  the  Philippines  

• Director,  Interna(onal  Geothermal  Associa(on  • Professorial  Lecturer,  De  La  Salle-­‐FEU  MBA-­‐Law  Program,  UP  Na(onal  Ins(tute  of  Geological  Sciences  

• hYp://www.philippine-­‐resources.com/