M o s c o w

2 0 1 4

RUSSIAN FOUNDATION FOR TECHNOLOGICAL DEVELOPMENT (RFTD)

Russian Foundation for Technological Development

2

NATIONAL INNOVATION INFRASTRUCTURE

Research and Education institutes

Development programs of the leading classical

universities (Moscow State

University and St. Petersburg State

University)Selected universities (9 federal and 29 national research

universities) receiving additional

government support

Establishment of national research

centers

Skolkovo Innovation

Center

Unprecedented tax benefits (no

profit tax or VAT), limited

social payments, etc

Favorable administrative

regime

Skolkovo Institute of

Science and Technology (in co-operation

with MIT)

Technical Innovation Special Economic Zones

5 TIZ in Russia: in the Moscow region (Dubna), Moscow (Zelenograd), St.

Petersburg, Tomsk and the Republic

of Tatarstan (Innopolis)

TIZ are provided with necessary

transport, engineering and

social infrastructure

Various tax incentives,

exemption from certain customs

duties, etc.

Other innovation

infrastructure

More than 60 technology

parks

Cluster development

centers

Cluster development centers, technology

transfer centers, centers for the

collective use of scientific equipment, business incubators,

etc.

Knowledge Generation Commercialization

Development of innovative infrastructure is aimed at fostering high-tech projects and interaction between research institutes and businesses:

In accordance with Ministry of Economic Development materials

Fundamental science (RAS reform)

3

TIMELINE FOR CREATION OF DEVELOPMENT INSTITUTES

R FT D

RFBR

FASIE

RHSF

MSP Bank

RVC

RUSNANO

VEB

SKOLKOVO

VEB-Innova-

tion

RDIF

Seed Fund

2013

2012

2011

2011

2010

2007

2006

2006

1999

1994

1994

1992

1991

RSCF

Maintaining the research and development complex, including the applied research and development sector

Stepping up support and financing of innovation

Creating an effective, adaptive and mobile infrastructure for resolving problems in financing innovation

Russian Foundation for Technological Development is the development institute of the Russian Federation which exists for more than 20 years and provides the financial support to science and technology projects and exploratory developments by means of the targeted debt financing.

4

Start up project Establishment Growth period Expansion and restructuring

•Development institutions aimed to support innovative projects at all stages of their business cycle•The “Innovative Elevator” concept helps to pass the project on to the relevant development institution as it grows and makes it easier for businesses to obtain financing

Vnesheconombank (Development bank)

Siz

e o

f fi

nan

cia

l su

pp

ort

, m

ln.

US

doll.,

avera

ge

per

pro

ject

Business project stages

0

0,3

3,5

20

40

RUSNANOSeed fund

Venture funds RVC

Regional venture funds

FASIE

SME bank

RUSNANO

RFTD

Skolko

vo

Seed funds RVC

INNOVATIVE ELEVATOR

Debt Financing

Venture Financing

Grants

FINANCIAL INSTITUTION SUPPORT SYSTEM ALLOCATION

Russian Foundation for Basic research ww.rfbr.ru/rffi/eng/about

Federal Target Programme

Rusnano www.en.rusnano.com/

Vnesheconombank www.veb.ru/en/

Skolkovo Foundation

RFTD www.rftr.ru/en/

MSP Bank www.mspbank.ru/en/

Foundation for Assistance to Small Innovative Enterprises www.fasie.ru/

RVC www.rusventure.ru/en/

VEB Innovation www.innoveb.ru/en/

Russian Science Foundation

5

6

Igor R. Agamirzyan

Director General of Russian Venture Company, Open Joint-Stock Company, Candidate of Science in Physics and Mathematics

Sergey M. Aldoshin

Vice-President of the Russian Academy of Sciences, Academician of the Russian Academy of Sciences

Mikhail Y. Kopeykin

Vice-President of the Russian Academy of Sciences, Academician of the Russian Academy of Sciences

Valentin N. Parmon

Director of the Boreskov Institute of Catalysis, Siberian Branch of The Russian Academy of Sciences, Academician of the Russian Academy of Sciences

Sergey G. Polyakov

Director General of the Foundation for Assistance to Small Innovative Enterprises, Doctor of Science in Economy

Alexey K. Ponomarev

Vice President for Industrial Cooperation and Public Programs of Skolkovo Institute of Science and Technology

Mikhail V. Popov

Deputy Director – Chief Academic Secretary of the National Research Center Kurchatov Institute

Oleg V. Fomichyov

Official Secretary - Deputy Minister of Economic Development of the Russian Federation

Alexandr B. Povalko

Deputy Minister of Education and Science of the Russian Federation

RFTD

Su

perv

isory

Board

7

RUSSIAN FOUNDATION FOR TECHNOLOGICAL DEVELOPMENT (RFTD)

RFTD supports R&D project that involved small and medium-sized companies, aiming at development of high-tech innovation production.

Basic terms of support:

 Financing is provided in a form of interest free loans with consulting services from RFTD

Loan amount - the loan amount does not exceed the net assets of the applicant company

Loan term – up to 60 months

The applicant for the Competition in 2012 - resident of the Russian Federation, participant of technology platforms

The applicant for the Competition in 2013 –

Russian Academy of Sciences institutions

• Foundation gives priority support to projects recommended by TP

• Assistance to the Foundation from the TP is in the form: relevance of the strategic project and roadmap of TP; approval of TP the candidature of project experts; engaging expert advice of TP or organizations-TP participants

in the evaluation of RFTD projects

• Mutual informing regarding demands of TP participants in debt financing for carrying out R&D in the short, medium, and long-term future

• The creation of mechanisms for financing basic R&D (the results of which are in the interest of several organizations-TP participants at once)

COOPERATION BETWEEN THE RFTD AND TECHNOLOGY PLATFORMS

9

Accent on universities and R&D institutes as driving forces in

platforms

Linking “push for innovations” (applied to big companies) with

platforms’ activity

Mechanisms of financing: from self-support to different

government instruments

Government push – request to finance technology platforms

through various development institutions

Inclusion of thematic R&D areas proposed by platforms to Federal

Targeted Programme

Appeal to development institutions to start activities in support of

platforms

TECHNOLOGY PLATFORMS: GOVERNMENT IMPLEMENTATION

10

BUSINESS SCIENCE STATE

• Access to modern technological achievements• Reduction of own development expenses through use of jointly developed base technologies • Inclusion of interesting themes and projects to the program of general research • Access to information required to broaden planning horizon and depth• Stimulation of the demand for innovative products• Influence on professional training, taking into account necessary technological competencies• Financial support for implementation of innovative projects•Expansion of opportunities for choosing partners

• Participation in the formation of the branch of scientific and technical policy• Involvement of business in partnership with science at the stage of pre-commercial research and development• Advancement of developments, expansion of demand in research and development in business • Specification of inquiries from business and expansion of proposals (research and development, training, engineering, forecasting)• Inclusion of created small innovative enterprises in the business-R&D system• Formation of new cooperative networks in the scientific sector• Formation of the potential to implement difficult projects with plenty of participants

• Information to establish middle and long-term priorities of scientific and technological policy• Opportunity to concentrate resources in priority directions• Increasing efficiency of use of budgetary funds• Improving quality of research and development management• Identifying directions for improvement of regulation, including branch regulation• Complex development of a national system of innovation• Increasing efficiency of large-scale state companies

INTERESTS OF THE PARTICIPANTS OF THE TECHNOLOGY PLATFORMS

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TECHNOLOGY PLATFORMS: GOVERNMENT IMPLEMENTATION

ПРОБЛЕМЫ ЦЕЛИ

TECHNOLOGY PLATFORMS IN RUSSIA: PROBLEMS TO SOLVE AND GOALS TO ACHIEVE

PROBLEMS

Unclear interests from side of business

Low influence of business on choice of thematic priorities in S&T

Low activity of Ministries

Low commercial outcome of R&D

Low activity of 50% Technology Platforms

Weak priority setting procedures in terms of involvement of all actors

GOALS

Development of partnerships between science and business

NetworkingImprovement of environment for technology dissemination

Attraction of non-budgetary sources

Consolidation of resources on S&T priorities

Better condition to evaluate technologies for socio-economic development

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TECHNOLOGY PLATFORMS: EU VERSUS RUSSIA

Characteristics ЕU Russia

Principle of formation

Bottom-up Top-down

Goals Synergy among major stakeholdersConnections between fundamental research and practical applicationsCoordination of interests of countries-EU members

Creation of new technologiesAttraction of additional resources for R&DImprovement of legal regulations in R&D and innovation

Tasks Development of Strategic Plan and road mapsMarketing of ideas in EU

Development of Strategic ProgramDevelopment of programs to disseminate new technologiesDevelopment of educational activitiesExpert functions for the government

Financing State, private, self-financing Government financing (planned)

Government role Promotion of platforms conceptLimited financial support of operational activitiesNo instruments to push platforms to any activities

Participation in governance of platformsAttraction of platforms as experts of government decisionsMonitoring according to set of indicators

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RFTD ACTS AS AN ORGANIZATION PROVIDING SUPPORT OF THE RTP ACTIVITY

RFTD ACTS AS AN ORGANIZATION PROVIDING SUPPORT OF RTP ACTIVITY

R FT D Supe r v iso r y bo a r d a pp r o ve d the h igh p r io r i t y l i s t o f 13 R T P

RTPs serve as experts for RFTD projects

JOINT STAND “RFTD – 32

RTP” AT OPEN INNOVATION

EXPO

Roundtable “The role of high-priority Technology Platforms in fulfilling the Strategy of the RF Innovation Development for the period to 2020”

RFTD acts as an or-

ganization providing

support of RTP Activ-

ity Kick-off meeting with

RTP

JOINT STAND “RFTD – 34 RTP”

AT OPEN INNOVATION EXPO -

2013 Joint participation of RFTD

and RTP representatives

in Industrial Technologies

Joint International

Projects

2014

2013

2012

2011

Participation of RTP in RFTD R&D projects competition

Joint events. Cooperation with Federal Government agencies

RTP become expert centers. International Cooperation

14

COOPERATION WITH EU

Industrial

Technologies -

2014

ManuFuture-2013

Joint S&T Com-

mittee

2017

2016

2015

2014

2013

2011

2012

A summary booklet for

the 34 Russian Technol-

ogy Platforms prepared

in 2013 by the RFTD was

published on the Euro-

pean Commission web-

sitePhotonics

(RU)Photonics

21

Industry of the Fu-

tureManuFuture

EUROPRobot-building

Bio-based economy

Meetings with EC Offi-

cials

BIOTECH-2030

Information & Communication

Joint Programs

15

ENGINEERING CENTERS

There’s no need to go back to the 19th century when you’re developing a new project

Western engineering companies experience difficulties operating in Russia

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ONE DIFFICULT PROBLEM IS STAFFING

A pilot project for the creation and development of centers on the basis of the leading universities in the country was begun within the limits of realizing the measures of the road map by the Ministry of Education and Science in cooperation with the Ministry of Industry and Trade.

For the development and implementation of the pilot engineering centers' projects, and for the selection of the best base universities, an Interdepartmental work group was created. It includes RFTD director M. B. Rogachev. Key members of the RFTD are actively consulting with universities on the composition of enterprising proposals; after reviewing the contest, the RFTD will carry out monitoring of the newly created engineering centers.

Developing the Russian engineering services market - RFTD's role

17

THE ONGOING DEVELOPMENT OF INFRASTRUCTURAL SOLUTIONS

New technologies

State regulatory requirements

Competition between science institutions

Competition for funding

Efficient research

Protecting the environment

A modern engineering center is a major complex, incorporating advanced architectural and engineering design and constructed from the most modern materials, with minimal environmental impact and equipped with universal facilities.

Adaptability

Flexibility

Scalability

ModularityReliabilityRationality

Capital expense reduction

Operating cost reduction

Cultural development

1

2

3Flexibility Available expertise Corporate image

FACTORS

POTENTIAL

RESULT

UNIVERSITIES: PREPARING SKILLED EMPLOYEES FOR INNOVATIVE PROFESSIONS

15 universities became winners of a competition to win a subsidy for inclusion in world university ratings

ENGINEERING CENTERS: THE SELECTION OF THE BEST BASE UNIVERSITIES

These centers are intended for rendering engineering services to industrial enterprises and corporations, and also for the organization of task preparation of students and young specialists.

BAUMAN MOSCOW STATE TECHNICAL

UNIVERSITY

KAZAN NATIONAL RESEARCH

TECHNOLOGICAL UNIVERSITY

KAZAN NATIONAL RESEARCH TECHNICAL

UNIVERSITY NAMED AFTER

A.N.TUPOLEV - KAI

VLADIMIR STATE UNIVERSITY

NAMED AFTER ALEXANDER AND NIKOLAY STOLETOVS

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ORDERS AFTER A MEETING WITH MEMBERS OF THE EXPERT COUNCIL OF THE GOVERNMENT AND REPRESENTATIVES OF THE EXPERT COMMUNITY ON THE DEVELOPMENT OF INNOVATION

a)monitoring and analysis of performance indicators and measures of Strategy of Innovative development of the Russian Federation for the period up to 2020 ;

b)systematic analysis and revision of relevance of strategic priorities of innovation development, identification of new areas for development of breakthrough innovation technologies;

c)an annual review of the results of an independent assessment of innovative development programs of public corporations and state-owned companies;

d)analysis of the execution of orders of the Council under the President of the Russian Federation on economic modernization and innovative development of Russia;

e)approval of the key performance indicators for the federal executive authorities, development institutions, public corporations and state-owned companies of the relevant indicators defined in the Strategy of Innovative development of the Russian Federation for the period up to 2020, and adequate control of achievement of approved indicators, including measures of personal responsibility for the heads;

f)consideration of the performance of the state programs of the Russian Federation on the basis of:

-analysis of compliance of objectives, directions and targets defined in the state programs of the Russian Federation, the key objectives and indicators defined in the Strategy of Innovative development of the Russian Federation for the period up to 2020;

-determination of the quality requirements of the costs of innovative and large-scale investment projects financed by the state with high innovation component within the state programs of the Russian Federation.

Develop an action plan to improve the work of development institutions in the innovation sector, taking into account the objectives established in the Strategy of Innovative development of the Russian Federation for the period up to 2020, and state programs of the Russian Federation

Оf the state policy in the field of innovation to ensure:

The meeting was held on 25 July, 2014. According to its results, Dmitry Medvedev gave the following instructions.

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- to ensure the interaction between the federal executive bodies and the development institutions in the performance of orders of the Government of the Russian Federation on the modernization and innovation in the Russian Federation, including the preparation of the meetings and monitoring implementation of the decisions of the Council on economic modernization and innovative development of Russia under the President of the Russian Federation ;

- together with the responsible federal executive authorities and the Expert Council of the Russian Government to conduct an audit of the performance of the decisions of the Council on economic modernization and innovative development of Russia under the President of the Russian Federation, since adopted in June 2012, and report to the Government of the Russian Federation.

- ensure the preparation and submission to the Prime Minister of the Russian Federation of the report together with the federal executive authorities and institutions on the implementation of decisions of the Government of the Russian Federation on the modernization and innovative development of the Russian Federation;

-of executive authority to ensure an annual independent assessment of the development institutions, including a survey and evaluation of the companies receiving support from the development institutions.

Minister of the Russian Federation Mikhail Abyzov:

Russian Ministry of Economic Development (Alexey Ulyukaev) together with development institutions (Anatoly Chubais, Viktor Vekselberg, Igor Agamirzyan, A.Morozov, V. Dmitriev) to prepare and submit to the Government of the Russian Federation proposals on the principles of funding by the development institutions the implementation of innovative projects abroad.

Ministry of Finance of Russia (Anton Siluanov), Russian Ministry of Economic Development (Alexey Ulyukaev), Minister of the Russian Federation Mikhail Abyzov, Ministry of Education and Science of Russia (Dmitry Livanov) together with the federal executive authorities to submit proposals on the feasibility of expanding tax incentives for innovation, including:

- expanding the types of R&D expenditure to which the 1.5. factor applies in the determination of the taxable base for corporate income tax, and simplifying the tax administration of this benefit.

Russian Ministry of Economic Development (Alexey Ulyukaev) together with the development institutions to provide an annual independent evaluation of the implementation of innovative development programs of public corporations and state-owned companies.

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Russian Ministry of Economic Development (Alexey Ulyukaev), Ministry of Industry of Russia (Denis Manturov), Ministry of Energy of Russia (Alexander Novak), Ministry of Transport of Russia (Maxim Sokolov), Ministry of Communications of Russia (Nikolai Nikiforov), Ministry of Defense of Russia (Sergei Shoigu), Ministry of Health of Russia (Veronica Skvortsova), Minister of the Russian Federation Mikhail Abyzov, Roscosmos (Oleg Ostapenko) to provide methodological support for an update (developing new) of innovation development programs of state corporations and companies with state participation, taking into account the feasibility of providing:

- differentiation of recommendations to companies for the development, implementation and monitoring of the implementation of these programs, taking into account the role of companies in the development of innovation (developing technologies, manufacturing innovative products, ensuring the demand for innovation);

- implementation in companies of project management of innovative development

Minister of the Russian Federation Mikhail Abyzov together with the Expert Council under the Government of the Russian Federation, the development institutions and federal executive authorities to submit proposals for the development of corporate venture funds, investments in industry funds or development institutions, and on the acquisition of innovative companies conducting innovation works within the implementation of innovative development programs of public corporations and state-owned companies.

Ministry of Education and Science of Russia (Dmitry Livanov), Ministry of Finance of Russia (Anton Siluanov), Ministry of Industry of Russia (Denis Manturov), Ministry of Health of Russia (Veronica Skvortsova), Ministry of Economic Development of Russia (Alexey Ulyukaev), FANO of Russia (Mikhail Kotyukov) together with the federal executive authorities and the Expert Council under the Government of the Russian Federation to prepare proposals to support scientific, technological and innovation activities to expand investment opportunities in R&D, including the transfer of technologies.

Ministry of Education and Science of Russia (Dmitry Livanov), Ministry of Finance of Russia (Anton Siluanov), Ministry of Industry of Russia (Denis Manturov), Ministry of Health of Russia (Veronica Skvortsova), FANO of Russia (Mikhail Kotyukov) and other federal executive bodies:a) together with the Expert Council under the Government of the Russian Federation to prepare proposals for the possible transfer of the functions of investment in R&D to the funds that support scientific, technological and innovation activities on the basis of open competition.b) to make proposals for the development of mechanisms of competition in the budget financing of R&D and increase transparency in the selection of contractors, and for a gradual increase in the number of transactions with the results of intellectual activity and reduction the proportion of own R&D performed in the final innovative product.

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TOPSECTORS OF THE NETHERLANDSTECHNOLOGY PLATFORMS RUSSIA

NETHERLANDS RUSSIA

Agri-food TKI Agri & Food -Chemicals TKI Sustainable Process Technology

(ISPT)TKI Smart Polymeric Materials (SPM)TKI Biobased Economy (BBE) TKI New Chemical Innovations (NCI)

TP Advanced polymeric and composite materials and technologies

Creative industry TKI Creative industry (CLICKNL) - Energy TKI Energy Savings in the Built

Environment (EnerGO);TKI Smart Grids; TKI Solar Energy; TKI Gas; TKI Wind at Sea

TP Intellectual Energy System of RussiaTP Ecologically Safe Thermal Energetics of High EfficiencyTP Prospective Technologies of Renewable Energy SourcesTP Small-scale distributed energy

High Tech Systems and Materials

TKI High Tech Systems and Materials TP Materials and technologies of metallurgyTP Technologies of mechatronics, embedded control systems, radio-frequency identification and robot-building

Horticulture and propagation materials

TKI Horticulture TKI Propagation Materials

Life Sciences and Health TKI Life Sciences and Health TP Medicine of the FutureTP Bioindustry and Bioresources – BioTech2030

Logistics TKI Logistics

Water TKI MaritimeTKI Delta TechnologyTKI Water Technology

TP Ocean development

i n f o @ r f t r . r u

w w w. r f t r . r u

Thank You for Your Attention!

You can download this presentation on www.slideshare.net/RFTRpresents

Additional

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Technological Foresight

Technology Platforms

Development Institutions:RFTD, Rusnano OJSC, RVC

OJSC, Fund for Cooperation in the Development of Small

Businesses in the Scientific and Technological Sphere, the

Skolkovo Fund

University Support:

• Research and Federal Universities,

• Resolutions 218, 219, 220

Innovative Development Programs for Companies with State Participation

• FTP “Research and development in priority developmental areas of the Russian scientific and technical complex for 2014-2020”

• Sector FTPs

• Fundamental research program through 2020, RFBR

26

THE PLACE OF TECHNOLOGY PLATFORMS IN RUSSIAN INNOVATION POLICYIn the area of applied research, such work must be coordinated based on technology platforms. /Vladimir Putin, Address of the President to the Federal Assembly, December 2013/

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INTERACTION OF DEVELOPMENT INSTITUTES WITH TECHNOLOGY PLATFORMS

Selecting R&D directions

Forming GP, estimating expense, selecting

developer, ordering R&D

Research efforts, experimental

development, tender documentation

development, SD, standard design documentation,

certification

Introduction to production, adaptation,

engineering support

Technology platforms: Scientific and technical expertise, selecting projects, forming sector “road maps”, rendering

development and designing services

Emphasizing key products/technologies development

Forming GP for development

Selecting developers

Technical control

Private Investments

State Development Institutes

Offering new developments

Orientation Technology Platform Coordinator

Medicine and biotechnology

1. Medicine of the Future 2. Bioindustry and bioresources - BioTech -2030 3. Bioenergy

Siberian SMU, Tomsk city OJSC "RT-Biotechprom"; Moscow State University named after Lomonosov RRC «Kurchatov Institute»

IC - technologies

4. National software platform 5. National supercomputer technology platform

OJSC «Concern Sirius» (SC «Rostechnology») Program Systems Institute named after A.K. Ailamazyan Russian Academy of Sciences, Moscow State University named after M.V. Lomonosov

Photonics 6. Innovative laser, optical and optoelectronic technologies - photonics 7. Russian LED technologies development

Noncommercial partnership "Laser association" OJSC "Rosnano»

Air-cosmic technologies

8. Air mobility and aviation technologies 9. National space technology platform 10. National information satellite system

FGUP «CAGI» FGUP «CNIIMash», MAI OJSC «Information satellite systems» named after academician M.F. Reshetnyov»

Nuclear and radiation

technologies11. Closed nuclear-fuel cycle with fast neutrons reactors 12. Controlled thermonuclear fusion 13. Radiation technologies

SC «Rosatom» SC «Rosatom»; SSC of RF «Troitskiy Institute of Innovative and Thermonuclear Researches» Fund "Skolkovo"

Power 14. Intellectual Energy System of Russia 15. Ecologically safe thermal energetics of high efficiency 16. Perspective technologies of renewable power 17. Small-scale distributed energy

FSU «Russian Energy Agency» Energy Ministry of Russia OJSC «All-Russian thermotechnical research institute" OJSC "RusGidro» «Electric Energy Balances Forecasting Agency», «Inter RAO United Power Systems»

List of Technology Platforms(1)

28

Direction Technology Platform Coordinator

Transport technologies

18. Application of innovative technologies to improve the efficiency of construction, maintenance and safety of highways and railways 19. High-speed intellectual railway transport

SC «Rosnanotech» OJSC «Russian railways»

Metallurgy technologies

and new materials

20. Advanced polymeric and composite materials and technologies 21. Materials and technologies of metallurgy

FGUP «VIAM», SC «Rosnanotec» FGUP «VIAM», OJSC "RT-METALLURGY", MISiS

Extraction of natural

resources and oil-and-gas processing

22. Technological platform of solid minerals 23. Hydrocarbon Production and Use Technologies 24. Deep conversion of hydrocarbon resources

OJSC "SUEK" Russian State Oil and Gas University named after I.M. Gubkin» VNIIPIneft

Electronics and engineering technologies

25. Technologies of mechatronics, embedded control systems, radio-frequency identification and robot-building 26. UHF technologies 27. Ocean development 29. Industry of the future 30. Textile and light industry

MFTI, OJSC "Rosnano", CNII RTK OJSC "Roselectronika" (SC Rostechnology) OJSC "Concern MIS" "Agat", OJSC "OSK", OJSC «Concern MPO-HYDRODEVICE" OJSC "Oboronservis" SC "Rosatom" GOU VPO «Kazanskiy STU»

Ecological development 28. Technologies of sustainable ecological

development 31. Environmentally friendly vehicles "Green car"

VOO “Russian Geographical Society” FGUP "NAMI", STU «MADI»

AIC 32. Healthy food Voronezh State University of Engineering Technologies; Michurin State Agrarian University, Astrakhan State University

List of Technology Platforms (2)

29