Disclosure Filed or Furnished

Updating allowed?

Exhibit required?

Safe Harbor protection available?

Impact on Form S-3 eligibility?

References (SEC CDI Q & A number )

Examples

Section I- Registrant’s business and operationsItem 1.01-Entry into material definitive agreement that provides for rights on obligations material to and enforceable by or against the agreement

Filed yes Yes yes no 102.01-102.03, 202.01

Item 1.02-Termination of material definitive agreement

Filed No No yes No 10-3.01-103.03

Item 1.03-Bankruptcy and receivership

Filed No yes No No

Item 1.04-Mine safety reporting shutdowns and patterns of violations

Filed No No yes No

Section II- Financial InformationItem 2.01-Completion of acquisition or disposition of signification amounts of assets

Filed Yes Yes No No 205.01-205.05

Item 2.02-Disclosure of material non- public information regarding a completed fiscal year or quarter

Furnished No Yes No No 106.01-106.05, 206.01

Item 2.03-Creation of direct financial obligation or an obligation under an off balance sheet arrangement

Filed No No Yes No 107.01-107.02

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Items

Requirements

SEE TRIGGERING EVENT TABLESSEE TRIGGERING EVENTS TABLES

Item 2.04-Triggering events that accelerate and increase a direct financial obligation under an off balance sheet arrangement

Filed No No Yes No 108.01, 208.01-208.02

Item 2.05-costs associated with exit nor disposal activities

Filed Yes No Yes No 209.01, 109.01-109.02

Item 2.06-Material impairments

Filed Yes No Yes NO 110.01

Section III-Securities and Trading MarketsItem 3.01-Notice of delisting or failure to satisfy a continued listing rule or standard, transfer or listing

Filed No No No yes 216.01, 211.01

Item 3.02-Unregistered sales of equity securities

Filed Yes no No yes 112.01-112.02, 212.01-212.03

Item 3.03-material modification of rights of securities holders including working capital restricted other limitation on the payment of dividends

Filed No No No yes 213.01

Section IV- Matters Related to Auditor and Financial statementItem 4.01-Changes of auditor Filed 114.01-

114.03, 214.01-214.02

Item 4.02-non reliance on previously issued financial statements or a related audit report or completed interim

Filed Yes Yes Yes (a) No (yes for b)

115.01-115.03, 215.01

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SEE TRIGGERING EVENTS TABLE

SEE TRIGGERING EVENTS TABLE

review Section V-Corporate Governance and Management

Item 5.01-changes in control of the registrants

Filed No No No Yes

Item 5.02-Departure of directors or principal executive officers; election of directors; appointment of principal executive officers

Filed Yes (a, c & d)

Yes No (a-d & f) Yes (a-d & f) 117.01-117.16, 217.01-217.09

Item 5.03-Amendments to the articles of incorporation or Bylaws, change in fiscal years

Filed Yes (somehow)

Yes No Yes 118.01, 218.01

Item 5.04-Temporary suspension or trading under registrants

Filed No No No Yes 119.01

Item 5.05-Code of ethics amendment or waivers granted

Filed No No No Yes

Item 5.06-change in shell company status

Filed No No No Yes

Item 5.07-submission of matters to a vote of security holders

Filed No No No Yes 121A.01-121A.04

Item 5.08- shareholder director nomination

Filed No No No Yes

Section VI- Asset Backed SecuritiesItem 6.01-ABS informational and computational material

Filed No Yes No Yes

Item 6.02-change of servicer or trustee

Filed No No No Yes

Item 6.03-change in credit enhancement or other external support

Filed No Yes Yes Yes

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SEE TRIGGERING EVENTS TABLE

SEE TRIGGERING EVENTS TABLE

Item 6.04-failure to make a required distribution

Filed No No No Yes

Item 6.05-securities act updating disclosure

Filed No No No Yes

Section VII- Regulation FDItem 7.01-regulation FD disclosure

Furnished No No No No

Section VIII-Other EventsItem 8.01-Other events Filed No Yes/No No No

Section IX- Financial statement and exhibitsItem 9.01-financial statements and exhibits

Filed No Yes No Yes (of required to be filed)

129.01,229.01-229.04

SEC, Compliance and Disclosure Interpretations, disclosure operations, updated May 16, 2013

www.sec.gov/divisions/corpfin/guidance/8-kinterp.htm

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SEE TRIGGERING EVENTS TABLE

SEE TRIGGERING EVENTS TABLE