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Ethical issues of extremely preterm babies’ care: the “grey zone” experiences Kyiv, March 6th 2013 Dr Lucas Opitz Anaesthesia and Intensive Care NICU - PICU Centre Hospitalier Universitaire - GCS Nice, France

Ethical issues of extremely preterm babies’ care: the “grey zone” experiences

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International conference «Actual approaches to the extremely preterm babies: International experience and Ukrainian realities» (Kyiv, Ukraine, March 5-6, 2013)

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Page 1: Ethical issues of extremely preterm babies’ care: the “grey zone” experiences

Ethical issues of extremely

preterm babiesrsquo care

the ldquogrey zonerdquo experiences

Kyiv March 6th 2013

Dr Lucas Opitz

Anaesthesia and Intensive Care NICU - PICU

Centre Hospitalier Universitaire - GCS

Nice France

What are ethics

bull ldquoNothing is either good or bad but thinking makes

it sordquo (W Shakespearersquos Hamlet)

bull Branch of philosophy addresses questions about

morality = concepts such as good and bad right

and wrong justice and virtue

bull The study of the general nature of morals and of

the specific moral choices to be made by a person

or a profession

Are ethical choices in medicine easy to

define

bull Classical medical ethical convictions

Preserve life - at any cost

bull Life or death = all or nothing = 100 or 0

bull At the threshold of viability in preterm

babies ldquoin-between statusrdquo prognosis quod

valitudinem difficult to predict

Definition of ethical choices in medicine

bull Beneficence best interest of the patient (Salus aegroti suprema lex)

bull Non-maleficence first do no harm (primum non nocere)

bull Autonomy the patient has the right to refuse or choose his treatment

(Voluntas aegroti suprema lex)

bull Justice distribution of scarce health resources decision of who gets

what treatment

bull Dignity the patient (and the person treating the patient) have the right

to dignity

bull Truthfulness

bull Honesty

Ethics in neonatology influenced byhellip

bull Culture - religion - philosophy

bull Sociology - society

bull Individual convictions

bull Cost

bull Fears dilemmas taboos

bull Juridical backgrounds

Singh M Ethical and social issues in the care of the newborn Indian J Pediatr May 200370(5)417-20

Ethics in neonatology

- We touch the most profound interface between

materialistic objective medicine and emotional

empathy personal conviction

- Tragic situations leave only tragic options

bull Skin immaturity

bull Fluid balance instability

bull Lung immaturity and breathing problems

bull Malnutrition and gut damage

bull Retinopathy of prematurity

bull Early and late onset infections

bull Brain damage which can lead to a spectrum of long-term

neurological sequelae = THE MAIN ETHICAL ISSUE

ldquoIn Preemies Better Care Also Means Hard Choicerdquo (New York Times August 13 2012)

Where do we touch the limits

Brain development

bull 12-16 weeks neuronal proliferation

bull 12 - 20 weeks neuronal migration

bull 20 weeks neuronal organisation inside-out layering

of the cortical neurones synaptogenesis

bull 26 -28 weeks rapid gyral growth

bull Myelinization starts at 20 weeks gestation

continues for many years postnatally

bull 29-40 weeks 27 fold increase in brain volume

4 fold increase in grey matter volume

bull Brain folding coffee bean walnut

Gestational age are we always talking about

the same time

Pediatrics Vol 114 No 5 November 1 2004 pp 1362 -136 (4doi 101542peds2004-1915)

Estimate of gestational age

bull The best obstetric estimate is necessary

- gaps in obstetric information

- inherent variability (as great as 2 weeks) in traditional

methods of gestational age estimation

- postnatal physical examination inaccurate

bull First trimester ultrasound golden standard

(margin of error a few days)

bull Methods should be clearly stated

Wisserl J Et al Estimation of gestational age by transvaginal sonographic measurement of greatest embryonic length in

dated human embryos Ultrasound in Obstetrics amp Gynecology Volume 4 Issue 6 pages 457ndash462 1 November 1994

Bulletin of the World Health Organization The worldwide incidence of preterm birth a systematic review

of maternal mortality and morbidity Stacy Beck Daniel Wojdyla

Viability and its implications

bull Disability

bull Psychological bull emotional impact of raising a child with a disability

bull the child himself depression anxiety aggression lower self

concept (Rachel Levy Shifft and Gili Einat Journal of Clinical Child Psychology V 23 p 328-9)

bull Financial - US 2003

Premature newborns = US$181 billion in health care costs

= half of total hospital charges for newborn care

+ ongoing costs for the health system (14 billion on less of 125 USDday)

bull Societal

Thresholds of viability some numbers on

SURVIVALS

bull Dramatically improved during last 3 decades

bull Differences in methodology

bull Few studies have reported mortality and morbidity rates in gestational age-specific categories

Preterm Birth Causes Consequences and PreventionInstitute of Medicine (US) Committee on Understanding Premature

Birth and Assuring Healthy Outcomes Behrman RE Butler AS editorsWashington (DC) National Academies Press (US) 2007

Thresholds of viability some numbers on

SURVIVALS

ndash Risk of neonatal deaths not higher than 50 except for infants less

the 500g and 24 weeks gestation Stringer M Brooks PM et al New guidelines for maternal and neonatal resuscitation Journal of obstetrics

gynecology and neonatal nursing 2007 36(6) 624 -34

ndash At 24 weeks survival = 58

ndash At 25 weeks = 77

ndash Not precised for lt 24 weeks

ndash Survival vary from 1 at 22 weeks to up to 44 at 25 weeks

ndash Before 21 weeks and six days no survival published

Brazier M et al Letting babies die J Med Ethics 2007 33 (3) 125-6

Thresholds of viability

bull Survival

ndash at 24 weeks 31

ndash at 25 weeks 50 Larroque B Ancel PY Marchand-Martin L Cambonie G Fresson J Pierrat V et al Special care school diffiulties in

8- year-old very preterm children the Epipage cohort study PLoS ONE 2011 6 e21361

ndash at 23 and 24 weeks gestation varies from 10-50

ndash at 25 weeks gestation 50 - 80 Fetus and newborn committee Canadian paediatric society maternal-fetal medicine committee society of obstetricians and

gynaecologists of Canada Management of the woman with threatened birth of an infant of extremely low gestational age

Can Med Assoc J 1994151547-53

- 22w (0) 23w (29) 24w (50) 25w (65) Aust N Z J Obstet Gynaecol 2007 Aug47(4)273-8Delivery in the grey zone collaborative approach to extremely

preterm birth Keogh J et al Consensus Workshop Organising Committee

Thresholds of viability

bull gt 23 weeks gestation16 chance of surviving

bull At 24 weeks survival 44

bull At 25 weeks survival 63

bull Each day increases survival by 3

Nuffield Council on Bioethics Critical care decisions in fetal and neonatal medicine ethical issues

LondonNCB2006 wwwNuffieldbioethicsorggoourworkneonatalpublication 406html

Morbidity EPICure (UK Ireland)

bull Follow up of 78 of 308 children born lt 25 weeks + 6 days up to 6 years from 1995 on

bull 12 cerebral palsy bull lt 750g 30 - 50 moderate or severe disability

bull 41 cognitive problems (-2SD) compared to classmates

bull Survivers of 24 weeks 14 with no handicap

bull Survivers of 25 weeks 24 with no handicap

Marlow N Wolke D Bracewell MA Samara M The EPICure Study Group Neurologic disability at six years of age after

extremely preterm birth N Engl J Med 2005 352

EPICure

Morbidity EPIPAGE (France)

bull 77 of 2901 infants between 22 and 32 weeks

control group of term babies up to 5 years (not

finely sliced)

bull lt 27 weeks -1DS of QI attention deficit

language and behaviour disorders

Larroque B Ancel PY Marchand-Martin L Cambonie G Fresson J Pierrat V et al Special care school diffiulties in

8- year-old very preterm children the Epipage cohort study PLoS ONE 2011 6 e21361

MorbidityThe American Academy of

Pediatrics

bull 30-50 of surviving children with lt750g or whose gestation lt25 weeks had moderate or severe disability

Stringer M Brooks PM et al New guidelines for maternal and neonatal resuscitation Journal of obstetrics

gynecology and neonatal nursing 2007 36(6) 624 -34

MorbidityNuffields (GB)

bull 23 - 24 weeks gestation 64 risk of serious disability

bull At 25 weeks risk of severe disability 40

bull Each day increases survival by 3

bull Girls have a weekrsquos advantage over preterm boys

Nuffield Council on Bioethics Critical care decisions in fetal and neonatal medicine ethical issues

LondonNCB2006 wwwNuffieldbioethicsorggoourworkneonatalpublication 406html

Morbidity Australia

bull Grey zone between 23-25 weeks + 6 days

bull Survival to discharge data

- 22w (0)

- 23w (29)

- 24w (50)

- 25w (65)

bull Proportion with no functional disability

23w (33) 24w (61) 25w (67)

Morbidity The Netherlands

Leiden follow up project data since 1983

Death or abnormal development

23-24 wks (92)

25 weeks (64)

26 weeks (35)

27-32 weeks (18)

Sheldon T Dutch doctors change policy on treating preterm babies BMJ 20013221383

Rijken M et al Mortality and Neurologic Mental and Psychomotor Development at 2 Years in Infants Born less than 27 Weeks

Gestation The Leiden Follow-Up Project on Prematurity Pediatrics january 2003

Recommendations British Association of

Perinatal Medicine

22-28 weeks threshold of viability (under 26 weeks)

- Increasing risk with decreasing gestational age

serious ethical dilemmas

- Short notice decisions

- Need to balance maternal well-being against the

likely neonatal outcome

- Caesarean section in the babyrsquos interests

can rarely be justified prior to 25 weeks gestation

- Threshold viability infants should be followed up for

at least 2 years data collection

British Association of Perinatal Medicine Fetuses and newborn infants at the threshold of viability Pediatr 20021101024-27

Recommendations The American Academy

of Pediatrics bull 22-25 weeks gestation problematic

bull Non-initiation of resuscitation at 23 weeks (less 400g)

is appropriate

bull Difficulties in making accurate assessments before birth

bull Fetal weight can be inaccurate by 15-20

bull Small discrepancies in gestation of 1 or 2 weeks can have

major implications for outcome

bull Multiple gestation makes evaluation difficult

bull Counselling

bull But US legal trends restrict discretionary decision-making

Stringer M Brooks PM et al New guidelines for maternal and neonatal resuscitation Journal of obstetrics

gynecology and neonatal nursing 2007 36(6) 624 -34

The Marginally Viable Newborn Legal Challenges Conceptual Inadequacies and ReasonablenessSadath A Sayeed MD JD

The Journal of Law Medicine amp Ethics Volume 34 Issue 3 600-610 2006

Recommendations The Fetus and Newborn

Committee Canada

bull 22 weeks compassionate care only

bull 23-24 weeks careful consideration limited benefits and potential

harms of caesarean section and active resuscitation

bull Full care 25 weeks (survival rate is 50-80 with disability rates 10-25)

Fetus and newborn committee Canadian paediatric society maternal-fetal medicine committee society of obstetricians and

gynaecologists of Canada Management of the woman with threatened birth of an infant of extremely low gestational age

Can Med Assoc J 1994151547-53

Recommendations The Netherlands

bull No intensive care to babies before 25-26 weeks gestation

bull Decisions should be taken with full participation of the parents

bull Unclear cutoff of resuscitation of immature infants

- at 25 50 or 75 chance of intact survival - (Viability not universally agreed thus if bar is set low there will be more

survivors with more handicaps)

bull Euthanasia institutionalised

Sheldon T Dutch doctors change policy on treating preterm babies BMJ 20013221383

Recommendations Australia

bull Grey zone between 23-25 weeks + 6 days option of non-initiation of

resuscitation and intensive care reasonable

- obligation to treat increases as the gestation advances

- at 25 weeks active treatment is usually offered

- unless adverse circumstances

bull twin-twin transfusion

bull intrauterine growth restriction

bull chorioamnionitis

bull poor condition at birth or the presence of a serious abnormality

- at 26 weeks gestation the obligation to treat is very high

- non-directive counselling avoidance of over burdening parents

bull 24 weeks antenatal transfer to a tertiary centre with option of ldquoDNRrdquo

Aust N Z J Obstet Gynaecol 2007 Aug47(4)273-8Delivery in the grey zone collaborative approach to extremely preterm birth

Keogh J Sinn J Hollebone K Bajuk B Fischer W Lui K Consensus Workshop Organising Committee

Malcom F Should artificial resuscitation be offered to extremely premature neonates AMSJ 2010 p 86-9

Recommendations The Nuffield Council

on Bioethics (GB)

bull 23-26 weeks = grey area

bull 2 components

- to resuscitate and admit to the NICU

- to continue with intensive care or replace with

palliative care

bull Recommendations

- at 25 weeks and above institute intensive care

- 24-25 weeks offer intensive care unless different parentsrsquo wishes

- 23- 24 weeks clinicians should not be obliged to resuscitate

Nuffield Council on Bioethics Critical care decisions in fetal and neonatal medicine ethical issues

LondonNCB2006 wwwNuffieldbioethicsorggoourworkneonatalpublication 406html

ldquoNatural instincts are to try to save all babies even if

the babys chances of survival are low

However we dont think it is always right to put a baby

through the stress and pain of invasive treatment if the

baby is unlikely to get any better and death is

inevitable (Margaret Brazier professor of law at Manchester University)

Prolonging the life of profoundly sick premature babies

may be inhumane and place an intolerable burden on

the babyrdquo

treatment just prolongs the process of dyingrdquo

(Andrew Whitelaw professor of neonatal medicine at the University of Bristol UK)

Nuffield Council on Bioethics

The Nuffield Council on Bioethics

Medical ethics committee of the British Medical Association (BMA)

bull The report echoes existing best practicerdquo

bull Disagreement with stringent cut-off points for treatment

- The BMA believes that blanket rules do not help

individual parents or their very premature babiesrdquo

- Each case should be considered on its merits andin its

own contextrdquo

(Tony Calland)

When premature babies should be allowed to die Gaia Vince New scientist 15 November 2006

Neonatal section of the Irish Faculty of

Paediatrics

bull Withdrawal of care appropriate in infants born within the

threshold period who fail to respond to initial intensive care

efforts or develop severe complications

bull Acceptable not to resuscitate newborns

under 500g andor under 24 weeks gestation

Neonatal subcommittee of the Irish faculty of Paediatrics Statement on perinatal care at the threshold of viability2006

Recommendations France

bull Usually no resuscitation below 24 WGA

bull At 24 weeks particular attention to parentsrsquo wishes

bull Maximum degree of uncertainty on the real interest of the patient nobody can pretend to claim which is the best attitude

bull Other criteriae to be taken into account (discretional resuscitation)

bull Prenatal corticosteroids

Moriette G Rameix S et al groupe de reacuteflexion sur les aspects eacutethiques de la peacuterinatologie very premature births dilemmas and management Part 1 outcome of infants born before 28 weeks of postmenstrual age and definition of grey zone Archives de Peacutediatrie 2010 May17(5)518-26 part 2 527-39

Recommendations Switzerland

bull lt 24 weeks palliative

bull gt 24 weeks according to the experienced neonatology

team

Swiss Society of Neonatology recommandations pour la prise en charge des preacutematureacutes agrave la limite de la viabiliteacute (22 - 26 SA) 2002

Recommendations Ukraine

Gestation period lt 28 weeks

bull Define the exact gestational age and weightof the fetus estimate

prognosis provide further consultations recommendations and coordinate

team work of all members of perinatal team

bull Inform and discuss with future parents about medical and social risks and

peculiarities of resuscitation care providing for the newborn

bull Resuscitation is almost always provided if high survival chances and

acceptable morbidity

bull In case of doubtful prognosis necessity to support the wish of parents

bull Do not start the resuscitation of a newborn if almost 100 early death rate

likely (Ie gestation period lt 23 weeks weight lt 400 gr)

Can limits be clearly defined Summary

- No international consensus = chance for avoidance of

systematic approaches

- CUTOFF borderline of viability

- 50 of mortality but disability difficult to objectify and use as a criteria

- All would resuscitate at 26 weeks most would not at 23 weeks

- Grey area 24 and 25 weeks gestation = 2 per 1000 births

- fetal weight 10 error

- gestational age 3 - 5 days error

Can limits be clearly defined Outcome

estimation tool

Secondary criteriae

- Girls 1 week advantage

- Every day increases survival by 3

- Full course of antenatal steroids

- Level of unit

- Black race

- High-medium level of income of parents

- Multiple birth twin-to-twin transfusion

- Birth weight

- Babyrsquos condition at delivery

(chorioamnionitis increases the risk of periventricular leucomalacia)

Time-frame algorythm for decision

making

bull Primary resuscitation YN

bull Proceed to intensive care or palliative care

bull Continue with option YN bull Euthanasia

ndash Netherlands (Groningen Protocol)

bull To motivate physicians to adhere to the highest standards of decision making

bull To reduce hidden euthanasia by facilitating reporting

bull Requires that all possible palliative measures be exhausted before euthanasia is performed

bull Might do more in mobilizing the availability of palliative care services than the current situation of unreported practice

ndash EURONIC 73 in 8 European Countries

Rebagliato M et al EURONIC study group Neonatal end-of-life decision making Physicianrsquos attitudes and relationships

with self-reported practices in 10 European countries The Journal of Medical Association 2000 Nov 15284(19)2451-9

Acting in the ldquobest interests of the patientrdquo

bull degree of suffering involved in the care

bull futility of further intervention

bull likelihood of survival free of serious disability

and practical consequences

Legal - moral The Best Interests Standard

United Kingdom Court of Appeal1993

Doctors and parents may not undertake actions where the purpose is

to end life they may in appropriate circumstances use drugs to

relieve pain and distress even though their use may advance the time

of death

Palliative Care

Palliative Care in France lois Leonetti (2005)

bull Legalises arrest of ldquonon-reasonable treatmentrdquo

bull Authorizes at the end of life the use of treatment for comfort

of patient (pain)

bull Taking into account that the treatment might shorten length of

survival

bull Always with the patientrsquos consent = parentrsquos consent

Recently French Medical Council expressed itself in the same terms

bull At birth neither certainty nor uncertainty as prognosis is clear-cut

(Self-fullfilling prophecy may be created by delays or suboptimal management)

bull Initiation of resuscitation leads to admission to NICU

- cascade of expensive uncomfortable or painful procedures

- raise parental expectations about survival

bull Denying intensive care a priori based solely on the age of

gestation or birth weight = contrary to the principle of equity

bull Decision-making after initial resuscitation (continue or withdraw

treatment) more justifiable

Decision-making for palliative care

Acta Paediatr 2008 Mar97(3)276-9 doi 101111j1651-2227200800663xCaregivers attitudes for very premature infants

what if they knewJanvier A Lantos J DeschIacutenes M Couture E Nadeau S Barrington KJ

bull Case-by-case basis according postnatal assessment

bull Factors always to be considered

- parents

- resources

- planned pregnancy

- assisted conception

- maternal age

- illness and fetal conditions

Decisions made by parents before birth are not necessarily

absolute and binding

Decision-making for intensive care

Divorces after handicap

bull Nine times higher in case of spina bifida (BJ PSYCH 131 79-82

(1977) J Maulden Population studies vol 46 issue2 pages 349 362 (1992)

bull Low birth weight children in the US are at higher risk of experiencing

their parents divorce than children of normal birth weight

bull Not confirmed in British couples

Healthy Baby Healthy Marriage The Effct of Childrens

Health on Divorce Angela R Fertig Princeton University

288 Wallace Hall Princeton NJ 08544

afertigprincetonedu 609-258-5868 June 17 2004

Ethics andhellipcorticosteroids

bull Antenatal corticosteroids

bull A technical medical ethical obligation

ndash No obstetrical or medical CI (infection hypertension)

ndash C Spencer K Neales Antenatal corticosteroids to prevent neonatal respiratory distress syndrome BMJ 2000 320 325 doi

101136bmj3207231325 (Published 5 February 2000)

ndash Roberts D Dalziel Antenatal corticosteroids for accelerating fetal lung maturation for women at risk of preterm birth The

Cochrane Database of Systematic Reviews 2010 Issue 8 Copyright copy 2010 The Cochrane Collaboration

ndash JV Been B W Kramer L J Zimmermann Antenatal corticosteroids to prevent preterm birt The LancetVol 373 Issue 9667 Page

894 14 March 2009

Ethics andhellipcorticosteroids

bull Postnatal corticosteroids in BPD

ndash Increased risk of neurodevelopmental impairment growth retardation etc but faster extubation less PDA etchellip

ndash ldquoEthicallyrdquo contraindicated Early (lt 8 days) postnatal corticosteroids for preventing chronic lung disease in

preterm infants Henry L Halliday1 Richard A Ehrenkranz2 Lex W Doyle31Perinatal Room Royal-Jubilee Maternity Service

Belfast UK 2Department of Pediatrics Yale University New Haven Connecticut USA 3Department of Obstetrics and Gynaecology University of Melbourne Parkville AustraliaContact address Henry L Halliday Perinatal Room Royal-Jubilee Maternity Service Royal Maternity Hospital Grosvenor Road Belfast Northern

Ireland BT12 6BA UK Cochrane Neonatal Group

Ethics andhellipiatrogenic diseases

- Environment in which the baby is managed (eg light noise touch)

- Mode of ventilation (eg conventional synchronized high-frequency)

- Types doses and results of medications used - Short-term and long-term effects of certain often

painful procedures - Foreign bodies or devices used - How the babys nutritional needs are met (enteral

parenteral nutrition) Developmental care for promoting development and preventing morbidity in preterm infants

Amanda J Symington1 Janet Pinelli2

1The Childrens Hospital Hamilton Health Sciences Hamilton Ontario Canada 2School of Nursing McMaster University Hamilton Canada

Cochrane Neonatal Group

Ethics andhellippain

Opioids for neonates receiving mechanical ventilation

Roberto Bell˘1 Koert A de Waal2 Rinaldo Zanini31Neonatal Intensive Care Unit Ospedale Manzoni -Lecco Lecco

Italy 2Neonatology Academic Medical Centre Amsterdam Netherlands 3Neonatal Intensive Care Unit Ospedale

A Manzoni - Lecco Lecco ItalyContact address Roberto Bell˘ Neonatal Intensive Care Unit Ospedale

Manzoni -Lecco Via Eremo 9 Lecco 23900 Italy Editorial group Cochrane Neonatal Group

Intravenous midazolam infusion for sedation of infants in the neonatal intensive care

unit

Eugene Ng1 Anna Taddio2 Arne Ohlsson31Department of Newborn and Developmental Paediatrics Sunnybrook

Health Sciences Centre Toronto Canada 2Graduate Department of Pharmaceutical Sciences Hospital for Sick

Children Research Institute Toronto Canada 3Departments of Paediatrics Obstetrics and Gynaecology and Health

Policy Management and Evaluation University of Toronto Toronto CanadaContact address Eugene Ng

Department of Newborn and Developmental Paediatrics Sunnybrook Health Sciences Centre CO Womens College

Hospital 76 Grenville Street Toronto Ontario M5S1B2 Canada Editorial group Cochrane Neonatal Group

Ethics andhellipaesthetics

bull End-of-life comfortappearance for the

ndash Infant

ndash Parents

ndash Caregivers

Ethics andhellipparents

bull Infant-parent emotional bonding

ndash Regionalisation

ndash Participation of parents in healing process

ndash Skin-to-skin

ndash Informed consent

ndash Decision making

Raines DA Parents values a missing link in the neonatal intensive care equation Neonatal Netw Apr 199615(3)7-12

When individuals lack decision-making capacityhellip

hellipthe interests and welfare of the patient take priority

over all other parties

hellipthe interests of the neonate are inextricably linked

to that of the parents

their interests must be taken into account empowering them to

decision-making

Parents

Kent AL et al Collaborative decision-making for extreme premature delivery J Paediatr Child Health 2007 43 489-91

Parents recommendations

bull Counselling should initiate before delivery

bull Transparency openness and honesty

bull Favour frequent discussions with parents

bull Update them on

ndash their infants condition

ndash interventions that may be needed

bull Avoid confusing medical terminology as much as possible

bull Be honest and frank about the infants condition and prognosis even

on matters of uncertainty

bull Ask feed backs to ensure parents understand what is being discussed

Collaborative decision-making for extreme premature deliveryKent AL et al NSW and ACT Perinatal Care at the Borderlines

of Viability Consensus Workshop Committee J Paediatr Child Health 2007 Jun43(6)489-91

Caeymaex L ed al Journeacutees Parisiennes de Peacutediatrie 2008 Fin de vie en reacuteanimation neacuteonatale mieux

comprendre les attentes et le point de vues des parents

Communication with parents

Montreal group

52 mothers in preterm labour all infants at

23 weeks gestation were resuscitated including

6 cases with conditional non-resuscitation instructions

Thus

- In acute situations the default mode is to treat

- To step back from action seems to be very difficult

Some answers creation of guidelines

protocols

Not feeling alone ability to rely on the experience

and expertise of others is helpful

ndash Expertise

ndash Enabling

ndash Empowering

ndash Encouraging

ndash Education

A Case Method To Assist Clinical Ethics

Decision Making

(Modified from American College of Physicians Ethics Manual)

bull 1 Define the ethics problem as an ought or should question (eg Should we withhold a respirator for this

extremely preterm baby 25 WGA as his parents request)

bull 2 List relevant facts and uncertainties Include facts about the patient and caregivers (such as emotional state cultural

background and legal standing) Include physiologic facts and significant medical uncertainties (such as expected

outcomes with and without treatment) and the benefits and harms of treatment options

bull 3 Identify a decision maker If the patient is competent the decision maker is the patient If the patient is

incompetent identify a proxy decision maker (eg as specified by court appointment state law a durable power of

attorney for health care living will or the next of kin)

bull 4 Give understandable relevant desired information to the decision maker and dispel misconceptions

bull 5 Solicit values of the patient that are relevant to the question These include the patients values about life relation to

community and health care institutions goals for health care and conditions that would change goals and preferences

about health care or proxy decision makers

bull 6 Identify health professional values including health goals (such as prolonging life and alleviating pain) values that

pertain to patient physician communication (such as truth telling and confidentiality) and some values that extend

outside of the patient physician relationship (such as promotion of public health and respect for the law)

bull 7 Propose and critique solutions including options for treatment and alternative providers

bull 8 Identify and remove or address constraints on solutions (such as unavailability of services laws or legal myths)

Recommendations

bull Define yourself your borderline between viability

according to capacities of your facilities

ndash Neurological outcomes

ndash Respiratory outcomes

ndash Caloric intake

Catlin A Carter B Creation of a neonatal end-of-life palliative care protocol J PerinatolApr-May 200222(3)184-95

Much more researchhellip

bull Sociological

bull Interviews of implicated persons

bull Stratification

bull EURONIC

Conclusion bull Grey zones are grey

bull It is likely they will stay grey for some time

bull It would be an error to wash them white or darken them

bull Grey zones have to be adapted to the local contexts

bull Every wardhospitalmaternity should allow open discussions have a

committee on ethics establish internal guidelines

bull The role of the parents in decision-making after as-objective-as-

possible information given by healthcare members is essential

bull Making ethical decisions might be very difficult but ethical

relationships with the preterm and his parents can compensate this

Page 2: Ethical issues of extremely preterm babies’ care: the “grey zone” experiences

What are ethics

bull ldquoNothing is either good or bad but thinking makes

it sordquo (W Shakespearersquos Hamlet)

bull Branch of philosophy addresses questions about

morality = concepts such as good and bad right

and wrong justice and virtue

bull The study of the general nature of morals and of

the specific moral choices to be made by a person

or a profession

Are ethical choices in medicine easy to

define

bull Classical medical ethical convictions

Preserve life - at any cost

bull Life or death = all or nothing = 100 or 0

bull At the threshold of viability in preterm

babies ldquoin-between statusrdquo prognosis quod

valitudinem difficult to predict

Definition of ethical choices in medicine

bull Beneficence best interest of the patient (Salus aegroti suprema lex)

bull Non-maleficence first do no harm (primum non nocere)

bull Autonomy the patient has the right to refuse or choose his treatment

(Voluntas aegroti suprema lex)

bull Justice distribution of scarce health resources decision of who gets

what treatment

bull Dignity the patient (and the person treating the patient) have the right

to dignity

bull Truthfulness

bull Honesty

Ethics in neonatology influenced byhellip

bull Culture - religion - philosophy

bull Sociology - society

bull Individual convictions

bull Cost

bull Fears dilemmas taboos

bull Juridical backgrounds

Singh M Ethical and social issues in the care of the newborn Indian J Pediatr May 200370(5)417-20

Ethics in neonatology

- We touch the most profound interface between

materialistic objective medicine and emotional

empathy personal conviction

- Tragic situations leave only tragic options

bull Skin immaturity

bull Fluid balance instability

bull Lung immaturity and breathing problems

bull Malnutrition and gut damage

bull Retinopathy of prematurity

bull Early and late onset infections

bull Brain damage which can lead to a spectrum of long-term

neurological sequelae = THE MAIN ETHICAL ISSUE

ldquoIn Preemies Better Care Also Means Hard Choicerdquo (New York Times August 13 2012)

Where do we touch the limits

Brain development

bull 12-16 weeks neuronal proliferation

bull 12 - 20 weeks neuronal migration

bull 20 weeks neuronal organisation inside-out layering

of the cortical neurones synaptogenesis

bull 26 -28 weeks rapid gyral growth

bull Myelinization starts at 20 weeks gestation

continues for many years postnatally

bull 29-40 weeks 27 fold increase in brain volume

4 fold increase in grey matter volume

bull Brain folding coffee bean walnut

Gestational age are we always talking about

the same time

Pediatrics Vol 114 No 5 November 1 2004 pp 1362 -136 (4doi 101542peds2004-1915)

Estimate of gestational age

bull The best obstetric estimate is necessary

- gaps in obstetric information

- inherent variability (as great as 2 weeks) in traditional

methods of gestational age estimation

- postnatal physical examination inaccurate

bull First trimester ultrasound golden standard

(margin of error a few days)

bull Methods should be clearly stated

Wisserl J Et al Estimation of gestational age by transvaginal sonographic measurement of greatest embryonic length in

dated human embryos Ultrasound in Obstetrics amp Gynecology Volume 4 Issue 6 pages 457ndash462 1 November 1994

Bulletin of the World Health Organization The worldwide incidence of preterm birth a systematic review

of maternal mortality and morbidity Stacy Beck Daniel Wojdyla

Viability and its implications

bull Disability

bull Psychological bull emotional impact of raising a child with a disability

bull the child himself depression anxiety aggression lower self

concept (Rachel Levy Shifft and Gili Einat Journal of Clinical Child Psychology V 23 p 328-9)

bull Financial - US 2003

Premature newborns = US$181 billion in health care costs

= half of total hospital charges for newborn care

+ ongoing costs for the health system (14 billion on less of 125 USDday)

bull Societal

Thresholds of viability some numbers on

SURVIVALS

bull Dramatically improved during last 3 decades

bull Differences in methodology

bull Few studies have reported mortality and morbidity rates in gestational age-specific categories

Preterm Birth Causes Consequences and PreventionInstitute of Medicine (US) Committee on Understanding Premature

Birth and Assuring Healthy Outcomes Behrman RE Butler AS editorsWashington (DC) National Academies Press (US) 2007

Thresholds of viability some numbers on

SURVIVALS

ndash Risk of neonatal deaths not higher than 50 except for infants less

the 500g and 24 weeks gestation Stringer M Brooks PM et al New guidelines for maternal and neonatal resuscitation Journal of obstetrics

gynecology and neonatal nursing 2007 36(6) 624 -34

ndash At 24 weeks survival = 58

ndash At 25 weeks = 77

ndash Not precised for lt 24 weeks

ndash Survival vary from 1 at 22 weeks to up to 44 at 25 weeks

ndash Before 21 weeks and six days no survival published

Brazier M et al Letting babies die J Med Ethics 2007 33 (3) 125-6

Thresholds of viability

bull Survival

ndash at 24 weeks 31

ndash at 25 weeks 50 Larroque B Ancel PY Marchand-Martin L Cambonie G Fresson J Pierrat V et al Special care school diffiulties in

8- year-old very preterm children the Epipage cohort study PLoS ONE 2011 6 e21361

ndash at 23 and 24 weeks gestation varies from 10-50

ndash at 25 weeks gestation 50 - 80 Fetus and newborn committee Canadian paediatric society maternal-fetal medicine committee society of obstetricians and

gynaecologists of Canada Management of the woman with threatened birth of an infant of extremely low gestational age

Can Med Assoc J 1994151547-53

- 22w (0) 23w (29) 24w (50) 25w (65) Aust N Z J Obstet Gynaecol 2007 Aug47(4)273-8Delivery in the grey zone collaborative approach to extremely

preterm birth Keogh J et al Consensus Workshop Organising Committee

Thresholds of viability

bull gt 23 weeks gestation16 chance of surviving

bull At 24 weeks survival 44

bull At 25 weeks survival 63

bull Each day increases survival by 3

Nuffield Council on Bioethics Critical care decisions in fetal and neonatal medicine ethical issues

LondonNCB2006 wwwNuffieldbioethicsorggoourworkneonatalpublication 406html

Morbidity EPICure (UK Ireland)

bull Follow up of 78 of 308 children born lt 25 weeks + 6 days up to 6 years from 1995 on

bull 12 cerebral palsy bull lt 750g 30 - 50 moderate or severe disability

bull 41 cognitive problems (-2SD) compared to classmates

bull Survivers of 24 weeks 14 with no handicap

bull Survivers of 25 weeks 24 with no handicap

Marlow N Wolke D Bracewell MA Samara M The EPICure Study Group Neurologic disability at six years of age after

extremely preterm birth N Engl J Med 2005 352

EPICure

Morbidity EPIPAGE (France)

bull 77 of 2901 infants between 22 and 32 weeks

control group of term babies up to 5 years (not

finely sliced)

bull lt 27 weeks -1DS of QI attention deficit

language and behaviour disorders

Larroque B Ancel PY Marchand-Martin L Cambonie G Fresson J Pierrat V et al Special care school diffiulties in

8- year-old very preterm children the Epipage cohort study PLoS ONE 2011 6 e21361

MorbidityThe American Academy of

Pediatrics

bull 30-50 of surviving children with lt750g or whose gestation lt25 weeks had moderate or severe disability

Stringer M Brooks PM et al New guidelines for maternal and neonatal resuscitation Journal of obstetrics

gynecology and neonatal nursing 2007 36(6) 624 -34

MorbidityNuffields (GB)

bull 23 - 24 weeks gestation 64 risk of serious disability

bull At 25 weeks risk of severe disability 40

bull Each day increases survival by 3

bull Girls have a weekrsquos advantage over preterm boys

Nuffield Council on Bioethics Critical care decisions in fetal and neonatal medicine ethical issues

LondonNCB2006 wwwNuffieldbioethicsorggoourworkneonatalpublication 406html

Morbidity Australia

bull Grey zone between 23-25 weeks + 6 days

bull Survival to discharge data

- 22w (0)

- 23w (29)

- 24w (50)

- 25w (65)

bull Proportion with no functional disability

23w (33) 24w (61) 25w (67)

Morbidity The Netherlands

Leiden follow up project data since 1983

Death or abnormal development

23-24 wks (92)

25 weeks (64)

26 weeks (35)

27-32 weeks (18)

Sheldon T Dutch doctors change policy on treating preterm babies BMJ 20013221383

Rijken M et al Mortality and Neurologic Mental and Psychomotor Development at 2 Years in Infants Born less than 27 Weeks

Gestation The Leiden Follow-Up Project on Prematurity Pediatrics january 2003

Recommendations British Association of

Perinatal Medicine

22-28 weeks threshold of viability (under 26 weeks)

- Increasing risk with decreasing gestational age

serious ethical dilemmas

- Short notice decisions

- Need to balance maternal well-being against the

likely neonatal outcome

- Caesarean section in the babyrsquos interests

can rarely be justified prior to 25 weeks gestation

- Threshold viability infants should be followed up for

at least 2 years data collection

British Association of Perinatal Medicine Fetuses and newborn infants at the threshold of viability Pediatr 20021101024-27

Recommendations The American Academy

of Pediatrics bull 22-25 weeks gestation problematic

bull Non-initiation of resuscitation at 23 weeks (less 400g)

is appropriate

bull Difficulties in making accurate assessments before birth

bull Fetal weight can be inaccurate by 15-20

bull Small discrepancies in gestation of 1 or 2 weeks can have

major implications for outcome

bull Multiple gestation makes evaluation difficult

bull Counselling

bull But US legal trends restrict discretionary decision-making

Stringer M Brooks PM et al New guidelines for maternal and neonatal resuscitation Journal of obstetrics

gynecology and neonatal nursing 2007 36(6) 624 -34

The Marginally Viable Newborn Legal Challenges Conceptual Inadequacies and ReasonablenessSadath A Sayeed MD JD

The Journal of Law Medicine amp Ethics Volume 34 Issue 3 600-610 2006

Recommendations The Fetus and Newborn

Committee Canada

bull 22 weeks compassionate care only

bull 23-24 weeks careful consideration limited benefits and potential

harms of caesarean section and active resuscitation

bull Full care 25 weeks (survival rate is 50-80 with disability rates 10-25)

Fetus and newborn committee Canadian paediatric society maternal-fetal medicine committee society of obstetricians and

gynaecologists of Canada Management of the woman with threatened birth of an infant of extremely low gestational age

Can Med Assoc J 1994151547-53

Recommendations The Netherlands

bull No intensive care to babies before 25-26 weeks gestation

bull Decisions should be taken with full participation of the parents

bull Unclear cutoff of resuscitation of immature infants

- at 25 50 or 75 chance of intact survival - (Viability not universally agreed thus if bar is set low there will be more

survivors with more handicaps)

bull Euthanasia institutionalised

Sheldon T Dutch doctors change policy on treating preterm babies BMJ 20013221383

Recommendations Australia

bull Grey zone between 23-25 weeks + 6 days option of non-initiation of

resuscitation and intensive care reasonable

- obligation to treat increases as the gestation advances

- at 25 weeks active treatment is usually offered

- unless adverse circumstances

bull twin-twin transfusion

bull intrauterine growth restriction

bull chorioamnionitis

bull poor condition at birth or the presence of a serious abnormality

- at 26 weeks gestation the obligation to treat is very high

- non-directive counselling avoidance of over burdening parents

bull 24 weeks antenatal transfer to a tertiary centre with option of ldquoDNRrdquo

Aust N Z J Obstet Gynaecol 2007 Aug47(4)273-8Delivery in the grey zone collaborative approach to extremely preterm birth

Keogh J Sinn J Hollebone K Bajuk B Fischer W Lui K Consensus Workshop Organising Committee

Malcom F Should artificial resuscitation be offered to extremely premature neonates AMSJ 2010 p 86-9

Recommendations The Nuffield Council

on Bioethics (GB)

bull 23-26 weeks = grey area

bull 2 components

- to resuscitate and admit to the NICU

- to continue with intensive care or replace with

palliative care

bull Recommendations

- at 25 weeks and above institute intensive care

- 24-25 weeks offer intensive care unless different parentsrsquo wishes

- 23- 24 weeks clinicians should not be obliged to resuscitate

Nuffield Council on Bioethics Critical care decisions in fetal and neonatal medicine ethical issues

LondonNCB2006 wwwNuffieldbioethicsorggoourworkneonatalpublication 406html

ldquoNatural instincts are to try to save all babies even if

the babys chances of survival are low

However we dont think it is always right to put a baby

through the stress and pain of invasive treatment if the

baby is unlikely to get any better and death is

inevitable (Margaret Brazier professor of law at Manchester University)

Prolonging the life of profoundly sick premature babies

may be inhumane and place an intolerable burden on

the babyrdquo

treatment just prolongs the process of dyingrdquo

(Andrew Whitelaw professor of neonatal medicine at the University of Bristol UK)

Nuffield Council on Bioethics

The Nuffield Council on Bioethics

Medical ethics committee of the British Medical Association (BMA)

bull The report echoes existing best practicerdquo

bull Disagreement with stringent cut-off points for treatment

- The BMA believes that blanket rules do not help

individual parents or their very premature babiesrdquo

- Each case should be considered on its merits andin its

own contextrdquo

(Tony Calland)

When premature babies should be allowed to die Gaia Vince New scientist 15 November 2006

Neonatal section of the Irish Faculty of

Paediatrics

bull Withdrawal of care appropriate in infants born within the

threshold period who fail to respond to initial intensive care

efforts or develop severe complications

bull Acceptable not to resuscitate newborns

under 500g andor under 24 weeks gestation

Neonatal subcommittee of the Irish faculty of Paediatrics Statement on perinatal care at the threshold of viability2006

Recommendations France

bull Usually no resuscitation below 24 WGA

bull At 24 weeks particular attention to parentsrsquo wishes

bull Maximum degree of uncertainty on the real interest of the patient nobody can pretend to claim which is the best attitude

bull Other criteriae to be taken into account (discretional resuscitation)

bull Prenatal corticosteroids

Moriette G Rameix S et al groupe de reacuteflexion sur les aspects eacutethiques de la peacuterinatologie very premature births dilemmas and management Part 1 outcome of infants born before 28 weeks of postmenstrual age and definition of grey zone Archives de Peacutediatrie 2010 May17(5)518-26 part 2 527-39

Recommendations Switzerland

bull lt 24 weeks palliative

bull gt 24 weeks according to the experienced neonatology

team

Swiss Society of Neonatology recommandations pour la prise en charge des preacutematureacutes agrave la limite de la viabiliteacute (22 - 26 SA) 2002

Recommendations Ukraine

Gestation period lt 28 weeks

bull Define the exact gestational age and weightof the fetus estimate

prognosis provide further consultations recommendations and coordinate

team work of all members of perinatal team

bull Inform and discuss with future parents about medical and social risks and

peculiarities of resuscitation care providing for the newborn

bull Resuscitation is almost always provided if high survival chances and

acceptable morbidity

bull In case of doubtful prognosis necessity to support the wish of parents

bull Do not start the resuscitation of a newborn if almost 100 early death rate

likely (Ie gestation period lt 23 weeks weight lt 400 gr)

Can limits be clearly defined Summary

- No international consensus = chance for avoidance of

systematic approaches

- CUTOFF borderline of viability

- 50 of mortality but disability difficult to objectify and use as a criteria

- All would resuscitate at 26 weeks most would not at 23 weeks

- Grey area 24 and 25 weeks gestation = 2 per 1000 births

- fetal weight 10 error

- gestational age 3 - 5 days error

Can limits be clearly defined Outcome

estimation tool

Secondary criteriae

- Girls 1 week advantage

- Every day increases survival by 3

- Full course of antenatal steroids

- Level of unit

- Black race

- High-medium level of income of parents

- Multiple birth twin-to-twin transfusion

- Birth weight

- Babyrsquos condition at delivery

(chorioamnionitis increases the risk of periventricular leucomalacia)

Time-frame algorythm for decision

making

bull Primary resuscitation YN

bull Proceed to intensive care or palliative care

bull Continue with option YN bull Euthanasia

ndash Netherlands (Groningen Protocol)

bull To motivate physicians to adhere to the highest standards of decision making

bull To reduce hidden euthanasia by facilitating reporting

bull Requires that all possible palliative measures be exhausted before euthanasia is performed

bull Might do more in mobilizing the availability of palliative care services than the current situation of unreported practice

ndash EURONIC 73 in 8 European Countries

Rebagliato M et al EURONIC study group Neonatal end-of-life decision making Physicianrsquos attitudes and relationships

with self-reported practices in 10 European countries The Journal of Medical Association 2000 Nov 15284(19)2451-9

Acting in the ldquobest interests of the patientrdquo

bull degree of suffering involved in the care

bull futility of further intervention

bull likelihood of survival free of serious disability

and practical consequences

Legal - moral The Best Interests Standard

United Kingdom Court of Appeal1993

Doctors and parents may not undertake actions where the purpose is

to end life they may in appropriate circumstances use drugs to

relieve pain and distress even though their use may advance the time

of death

Palliative Care

Palliative Care in France lois Leonetti (2005)

bull Legalises arrest of ldquonon-reasonable treatmentrdquo

bull Authorizes at the end of life the use of treatment for comfort

of patient (pain)

bull Taking into account that the treatment might shorten length of

survival

bull Always with the patientrsquos consent = parentrsquos consent

Recently French Medical Council expressed itself in the same terms

bull At birth neither certainty nor uncertainty as prognosis is clear-cut

(Self-fullfilling prophecy may be created by delays or suboptimal management)

bull Initiation of resuscitation leads to admission to NICU

- cascade of expensive uncomfortable or painful procedures

- raise parental expectations about survival

bull Denying intensive care a priori based solely on the age of

gestation or birth weight = contrary to the principle of equity

bull Decision-making after initial resuscitation (continue or withdraw

treatment) more justifiable

Decision-making for palliative care

Acta Paediatr 2008 Mar97(3)276-9 doi 101111j1651-2227200800663xCaregivers attitudes for very premature infants

what if they knewJanvier A Lantos J DeschIacutenes M Couture E Nadeau S Barrington KJ

bull Case-by-case basis according postnatal assessment

bull Factors always to be considered

- parents

- resources

- planned pregnancy

- assisted conception

- maternal age

- illness and fetal conditions

Decisions made by parents before birth are not necessarily

absolute and binding

Decision-making for intensive care

Divorces after handicap

bull Nine times higher in case of spina bifida (BJ PSYCH 131 79-82

(1977) J Maulden Population studies vol 46 issue2 pages 349 362 (1992)

bull Low birth weight children in the US are at higher risk of experiencing

their parents divorce than children of normal birth weight

bull Not confirmed in British couples

Healthy Baby Healthy Marriage The Effct of Childrens

Health on Divorce Angela R Fertig Princeton University

288 Wallace Hall Princeton NJ 08544

afertigprincetonedu 609-258-5868 June 17 2004

Ethics andhellipcorticosteroids

bull Antenatal corticosteroids

bull A technical medical ethical obligation

ndash No obstetrical or medical CI (infection hypertension)

ndash C Spencer K Neales Antenatal corticosteroids to prevent neonatal respiratory distress syndrome BMJ 2000 320 325 doi

101136bmj3207231325 (Published 5 February 2000)

ndash Roberts D Dalziel Antenatal corticosteroids for accelerating fetal lung maturation for women at risk of preterm birth The

Cochrane Database of Systematic Reviews 2010 Issue 8 Copyright copy 2010 The Cochrane Collaboration

ndash JV Been B W Kramer L J Zimmermann Antenatal corticosteroids to prevent preterm birt The LancetVol 373 Issue 9667 Page

894 14 March 2009

Ethics andhellipcorticosteroids

bull Postnatal corticosteroids in BPD

ndash Increased risk of neurodevelopmental impairment growth retardation etc but faster extubation less PDA etchellip

ndash ldquoEthicallyrdquo contraindicated Early (lt 8 days) postnatal corticosteroids for preventing chronic lung disease in

preterm infants Henry L Halliday1 Richard A Ehrenkranz2 Lex W Doyle31Perinatal Room Royal-Jubilee Maternity Service

Belfast UK 2Department of Pediatrics Yale University New Haven Connecticut USA 3Department of Obstetrics and Gynaecology University of Melbourne Parkville AustraliaContact address Henry L Halliday Perinatal Room Royal-Jubilee Maternity Service Royal Maternity Hospital Grosvenor Road Belfast Northern

Ireland BT12 6BA UK Cochrane Neonatal Group

Ethics andhellipiatrogenic diseases

- Environment in which the baby is managed (eg light noise touch)

- Mode of ventilation (eg conventional synchronized high-frequency)

- Types doses and results of medications used - Short-term and long-term effects of certain often

painful procedures - Foreign bodies or devices used - How the babys nutritional needs are met (enteral

parenteral nutrition) Developmental care for promoting development and preventing morbidity in preterm infants

Amanda J Symington1 Janet Pinelli2

1The Childrens Hospital Hamilton Health Sciences Hamilton Ontario Canada 2School of Nursing McMaster University Hamilton Canada

Cochrane Neonatal Group

Ethics andhellippain

Opioids for neonates receiving mechanical ventilation

Roberto Bell˘1 Koert A de Waal2 Rinaldo Zanini31Neonatal Intensive Care Unit Ospedale Manzoni -Lecco Lecco

Italy 2Neonatology Academic Medical Centre Amsterdam Netherlands 3Neonatal Intensive Care Unit Ospedale

A Manzoni - Lecco Lecco ItalyContact address Roberto Bell˘ Neonatal Intensive Care Unit Ospedale

Manzoni -Lecco Via Eremo 9 Lecco 23900 Italy Editorial group Cochrane Neonatal Group

Intravenous midazolam infusion for sedation of infants in the neonatal intensive care

unit

Eugene Ng1 Anna Taddio2 Arne Ohlsson31Department of Newborn and Developmental Paediatrics Sunnybrook

Health Sciences Centre Toronto Canada 2Graduate Department of Pharmaceutical Sciences Hospital for Sick

Children Research Institute Toronto Canada 3Departments of Paediatrics Obstetrics and Gynaecology and Health

Policy Management and Evaluation University of Toronto Toronto CanadaContact address Eugene Ng

Department of Newborn and Developmental Paediatrics Sunnybrook Health Sciences Centre CO Womens College

Hospital 76 Grenville Street Toronto Ontario M5S1B2 Canada Editorial group Cochrane Neonatal Group

Ethics andhellipaesthetics

bull End-of-life comfortappearance for the

ndash Infant

ndash Parents

ndash Caregivers

Ethics andhellipparents

bull Infant-parent emotional bonding

ndash Regionalisation

ndash Participation of parents in healing process

ndash Skin-to-skin

ndash Informed consent

ndash Decision making

Raines DA Parents values a missing link in the neonatal intensive care equation Neonatal Netw Apr 199615(3)7-12

When individuals lack decision-making capacityhellip

hellipthe interests and welfare of the patient take priority

over all other parties

hellipthe interests of the neonate are inextricably linked

to that of the parents

their interests must be taken into account empowering them to

decision-making

Parents

Kent AL et al Collaborative decision-making for extreme premature delivery J Paediatr Child Health 2007 43 489-91

Parents recommendations

bull Counselling should initiate before delivery

bull Transparency openness and honesty

bull Favour frequent discussions with parents

bull Update them on

ndash their infants condition

ndash interventions that may be needed

bull Avoid confusing medical terminology as much as possible

bull Be honest and frank about the infants condition and prognosis even

on matters of uncertainty

bull Ask feed backs to ensure parents understand what is being discussed

Collaborative decision-making for extreme premature deliveryKent AL et al NSW and ACT Perinatal Care at the Borderlines

of Viability Consensus Workshop Committee J Paediatr Child Health 2007 Jun43(6)489-91

Caeymaex L ed al Journeacutees Parisiennes de Peacutediatrie 2008 Fin de vie en reacuteanimation neacuteonatale mieux

comprendre les attentes et le point de vues des parents

Communication with parents

Montreal group

52 mothers in preterm labour all infants at

23 weeks gestation were resuscitated including

6 cases with conditional non-resuscitation instructions

Thus

- In acute situations the default mode is to treat

- To step back from action seems to be very difficult

Some answers creation of guidelines

protocols

Not feeling alone ability to rely on the experience

and expertise of others is helpful

ndash Expertise

ndash Enabling

ndash Empowering

ndash Encouraging

ndash Education

A Case Method To Assist Clinical Ethics

Decision Making

(Modified from American College of Physicians Ethics Manual)

bull 1 Define the ethics problem as an ought or should question (eg Should we withhold a respirator for this

extremely preterm baby 25 WGA as his parents request)

bull 2 List relevant facts and uncertainties Include facts about the patient and caregivers (such as emotional state cultural

background and legal standing) Include physiologic facts and significant medical uncertainties (such as expected

outcomes with and without treatment) and the benefits and harms of treatment options

bull 3 Identify a decision maker If the patient is competent the decision maker is the patient If the patient is

incompetent identify a proxy decision maker (eg as specified by court appointment state law a durable power of

attorney for health care living will or the next of kin)

bull 4 Give understandable relevant desired information to the decision maker and dispel misconceptions

bull 5 Solicit values of the patient that are relevant to the question These include the patients values about life relation to

community and health care institutions goals for health care and conditions that would change goals and preferences

about health care or proxy decision makers

bull 6 Identify health professional values including health goals (such as prolonging life and alleviating pain) values that

pertain to patient physician communication (such as truth telling and confidentiality) and some values that extend

outside of the patient physician relationship (such as promotion of public health and respect for the law)

bull 7 Propose and critique solutions including options for treatment and alternative providers

bull 8 Identify and remove or address constraints on solutions (such as unavailability of services laws or legal myths)

Recommendations

bull Define yourself your borderline between viability

according to capacities of your facilities

ndash Neurological outcomes

ndash Respiratory outcomes

ndash Caloric intake

Catlin A Carter B Creation of a neonatal end-of-life palliative care protocol J PerinatolApr-May 200222(3)184-95

Much more researchhellip

bull Sociological

bull Interviews of implicated persons

bull Stratification

bull EURONIC

Conclusion bull Grey zones are grey

bull It is likely they will stay grey for some time

bull It would be an error to wash them white or darken them

bull Grey zones have to be adapted to the local contexts

bull Every wardhospitalmaternity should allow open discussions have a

committee on ethics establish internal guidelines

bull The role of the parents in decision-making after as-objective-as-

possible information given by healthcare members is essential

bull Making ethical decisions might be very difficult but ethical

relationships with the preterm and his parents can compensate this

Page 3: Ethical issues of extremely preterm babies’ care: the “grey zone” experiences

Are ethical choices in medicine easy to

define

bull Classical medical ethical convictions

Preserve life - at any cost

bull Life or death = all or nothing = 100 or 0

bull At the threshold of viability in preterm

babies ldquoin-between statusrdquo prognosis quod

valitudinem difficult to predict

Definition of ethical choices in medicine

bull Beneficence best interest of the patient (Salus aegroti suprema lex)

bull Non-maleficence first do no harm (primum non nocere)

bull Autonomy the patient has the right to refuse or choose his treatment

(Voluntas aegroti suprema lex)

bull Justice distribution of scarce health resources decision of who gets

what treatment

bull Dignity the patient (and the person treating the patient) have the right

to dignity

bull Truthfulness

bull Honesty

Ethics in neonatology influenced byhellip

bull Culture - religion - philosophy

bull Sociology - society

bull Individual convictions

bull Cost

bull Fears dilemmas taboos

bull Juridical backgrounds

Singh M Ethical and social issues in the care of the newborn Indian J Pediatr May 200370(5)417-20

Ethics in neonatology

- We touch the most profound interface between

materialistic objective medicine and emotional

empathy personal conviction

- Tragic situations leave only tragic options

bull Skin immaturity

bull Fluid balance instability

bull Lung immaturity and breathing problems

bull Malnutrition and gut damage

bull Retinopathy of prematurity

bull Early and late onset infections

bull Brain damage which can lead to a spectrum of long-term

neurological sequelae = THE MAIN ETHICAL ISSUE

ldquoIn Preemies Better Care Also Means Hard Choicerdquo (New York Times August 13 2012)

Where do we touch the limits

Brain development

bull 12-16 weeks neuronal proliferation

bull 12 - 20 weeks neuronal migration

bull 20 weeks neuronal organisation inside-out layering

of the cortical neurones synaptogenesis

bull 26 -28 weeks rapid gyral growth

bull Myelinization starts at 20 weeks gestation

continues for many years postnatally

bull 29-40 weeks 27 fold increase in brain volume

4 fold increase in grey matter volume

bull Brain folding coffee bean walnut

Gestational age are we always talking about

the same time

Pediatrics Vol 114 No 5 November 1 2004 pp 1362 -136 (4doi 101542peds2004-1915)

Estimate of gestational age

bull The best obstetric estimate is necessary

- gaps in obstetric information

- inherent variability (as great as 2 weeks) in traditional

methods of gestational age estimation

- postnatal physical examination inaccurate

bull First trimester ultrasound golden standard

(margin of error a few days)

bull Methods should be clearly stated

Wisserl J Et al Estimation of gestational age by transvaginal sonographic measurement of greatest embryonic length in

dated human embryos Ultrasound in Obstetrics amp Gynecology Volume 4 Issue 6 pages 457ndash462 1 November 1994

Bulletin of the World Health Organization The worldwide incidence of preterm birth a systematic review

of maternal mortality and morbidity Stacy Beck Daniel Wojdyla

Viability and its implications

bull Disability

bull Psychological bull emotional impact of raising a child with a disability

bull the child himself depression anxiety aggression lower self

concept (Rachel Levy Shifft and Gili Einat Journal of Clinical Child Psychology V 23 p 328-9)

bull Financial - US 2003

Premature newborns = US$181 billion in health care costs

= half of total hospital charges for newborn care

+ ongoing costs for the health system (14 billion on less of 125 USDday)

bull Societal

Thresholds of viability some numbers on

SURVIVALS

bull Dramatically improved during last 3 decades

bull Differences in methodology

bull Few studies have reported mortality and morbidity rates in gestational age-specific categories

Preterm Birth Causes Consequences and PreventionInstitute of Medicine (US) Committee on Understanding Premature

Birth and Assuring Healthy Outcomes Behrman RE Butler AS editorsWashington (DC) National Academies Press (US) 2007

Thresholds of viability some numbers on

SURVIVALS

ndash Risk of neonatal deaths not higher than 50 except for infants less

the 500g and 24 weeks gestation Stringer M Brooks PM et al New guidelines for maternal and neonatal resuscitation Journal of obstetrics

gynecology and neonatal nursing 2007 36(6) 624 -34

ndash At 24 weeks survival = 58

ndash At 25 weeks = 77

ndash Not precised for lt 24 weeks

ndash Survival vary from 1 at 22 weeks to up to 44 at 25 weeks

ndash Before 21 weeks and six days no survival published

Brazier M et al Letting babies die J Med Ethics 2007 33 (3) 125-6

Thresholds of viability

bull Survival

ndash at 24 weeks 31

ndash at 25 weeks 50 Larroque B Ancel PY Marchand-Martin L Cambonie G Fresson J Pierrat V et al Special care school diffiulties in

8- year-old very preterm children the Epipage cohort study PLoS ONE 2011 6 e21361

ndash at 23 and 24 weeks gestation varies from 10-50

ndash at 25 weeks gestation 50 - 80 Fetus and newborn committee Canadian paediatric society maternal-fetal medicine committee society of obstetricians and

gynaecologists of Canada Management of the woman with threatened birth of an infant of extremely low gestational age

Can Med Assoc J 1994151547-53

- 22w (0) 23w (29) 24w (50) 25w (65) Aust N Z J Obstet Gynaecol 2007 Aug47(4)273-8Delivery in the grey zone collaborative approach to extremely

preterm birth Keogh J et al Consensus Workshop Organising Committee

Thresholds of viability

bull gt 23 weeks gestation16 chance of surviving

bull At 24 weeks survival 44

bull At 25 weeks survival 63

bull Each day increases survival by 3

Nuffield Council on Bioethics Critical care decisions in fetal and neonatal medicine ethical issues

LondonNCB2006 wwwNuffieldbioethicsorggoourworkneonatalpublication 406html

Morbidity EPICure (UK Ireland)

bull Follow up of 78 of 308 children born lt 25 weeks + 6 days up to 6 years from 1995 on

bull 12 cerebral palsy bull lt 750g 30 - 50 moderate or severe disability

bull 41 cognitive problems (-2SD) compared to classmates

bull Survivers of 24 weeks 14 with no handicap

bull Survivers of 25 weeks 24 with no handicap

Marlow N Wolke D Bracewell MA Samara M The EPICure Study Group Neurologic disability at six years of age after

extremely preterm birth N Engl J Med 2005 352

EPICure

Morbidity EPIPAGE (France)

bull 77 of 2901 infants between 22 and 32 weeks

control group of term babies up to 5 years (not

finely sliced)

bull lt 27 weeks -1DS of QI attention deficit

language and behaviour disorders

Larroque B Ancel PY Marchand-Martin L Cambonie G Fresson J Pierrat V et al Special care school diffiulties in

8- year-old very preterm children the Epipage cohort study PLoS ONE 2011 6 e21361

MorbidityThe American Academy of

Pediatrics

bull 30-50 of surviving children with lt750g or whose gestation lt25 weeks had moderate or severe disability

Stringer M Brooks PM et al New guidelines for maternal and neonatal resuscitation Journal of obstetrics

gynecology and neonatal nursing 2007 36(6) 624 -34

MorbidityNuffields (GB)

bull 23 - 24 weeks gestation 64 risk of serious disability

bull At 25 weeks risk of severe disability 40

bull Each day increases survival by 3

bull Girls have a weekrsquos advantage over preterm boys

Nuffield Council on Bioethics Critical care decisions in fetal and neonatal medicine ethical issues

LondonNCB2006 wwwNuffieldbioethicsorggoourworkneonatalpublication 406html

Morbidity Australia

bull Grey zone between 23-25 weeks + 6 days

bull Survival to discharge data

- 22w (0)

- 23w (29)

- 24w (50)

- 25w (65)

bull Proportion with no functional disability

23w (33) 24w (61) 25w (67)

Morbidity The Netherlands

Leiden follow up project data since 1983

Death or abnormal development

23-24 wks (92)

25 weeks (64)

26 weeks (35)

27-32 weeks (18)

Sheldon T Dutch doctors change policy on treating preterm babies BMJ 20013221383

Rijken M et al Mortality and Neurologic Mental and Psychomotor Development at 2 Years in Infants Born less than 27 Weeks

Gestation The Leiden Follow-Up Project on Prematurity Pediatrics january 2003

Recommendations British Association of

Perinatal Medicine

22-28 weeks threshold of viability (under 26 weeks)

- Increasing risk with decreasing gestational age

serious ethical dilemmas

- Short notice decisions

- Need to balance maternal well-being against the

likely neonatal outcome

- Caesarean section in the babyrsquos interests

can rarely be justified prior to 25 weeks gestation

- Threshold viability infants should be followed up for

at least 2 years data collection

British Association of Perinatal Medicine Fetuses and newborn infants at the threshold of viability Pediatr 20021101024-27

Recommendations The American Academy

of Pediatrics bull 22-25 weeks gestation problematic

bull Non-initiation of resuscitation at 23 weeks (less 400g)

is appropriate

bull Difficulties in making accurate assessments before birth

bull Fetal weight can be inaccurate by 15-20

bull Small discrepancies in gestation of 1 or 2 weeks can have

major implications for outcome

bull Multiple gestation makes evaluation difficult

bull Counselling

bull But US legal trends restrict discretionary decision-making

Stringer M Brooks PM et al New guidelines for maternal and neonatal resuscitation Journal of obstetrics

gynecology and neonatal nursing 2007 36(6) 624 -34

The Marginally Viable Newborn Legal Challenges Conceptual Inadequacies and ReasonablenessSadath A Sayeed MD JD

The Journal of Law Medicine amp Ethics Volume 34 Issue 3 600-610 2006

Recommendations The Fetus and Newborn

Committee Canada

bull 22 weeks compassionate care only

bull 23-24 weeks careful consideration limited benefits and potential

harms of caesarean section and active resuscitation

bull Full care 25 weeks (survival rate is 50-80 with disability rates 10-25)

Fetus and newborn committee Canadian paediatric society maternal-fetal medicine committee society of obstetricians and

gynaecologists of Canada Management of the woman with threatened birth of an infant of extremely low gestational age

Can Med Assoc J 1994151547-53

Recommendations The Netherlands

bull No intensive care to babies before 25-26 weeks gestation

bull Decisions should be taken with full participation of the parents

bull Unclear cutoff of resuscitation of immature infants

- at 25 50 or 75 chance of intact survival - (Viability not universally agreed thus if bar is set low there will be more

survivors with more handicaps)

bull Euthanasia institutionalised

Sheldon T Dutch doctors change policy on treating preterm babies BMJ 20013221383

Recommendations Australia

bull Grey zone between 23-25 weeks + 6 days option of non-initiation of

resuscitation and intensive care reasonable

- obligation to treat increases as the gestation advances

- at 25 weeks active treatment is usually offered

- unless adverse circumstances

bull twin-twin transfusion

bull intrauterine growth restriction

bull chorioamnionitis

bull poor condition at birth or the presence of a serious abnormality

- at 26 weeks gestation the obligation to treat is very high

- non-directive counselling avoidance of over burdening parents

bull 24 weeks antenatal transfer to a tertiary centre with option of ldquoDNRrdquo

Aust N Z J Obstet Gynaecol 2007 Aug47(4)273-8Delivery in the grey zone collaborative approach to extremely preterm birth

Keogh J Sinn J Hollebone K Bajuk B Fischer W Lui K Consensus Workshop Organising Committee

Malcom F Should artificial resuscitation be offered to extremely premature neonates AMSJ 2010 p 86-9

Recommendations The Nuffield Council

on Bioethics (GB)

bull 23-26 weeks = grey area

bull 2 components

- to resuscitate and admit to the NICU

- to continue with intensive care or replace with

palliative care

bull Recommendations

- at 25 weeks and above institute intensive care

- 24-25 weeks offer intensive care unless different parentsrsquo wishes

- 23- 24 weeks clinicians should not be obliged to resuscitate

Nuffield Council on Bioethics Critical care decisions in fetal and neonatal medicine ethical issues

LondonNCB2006 wwwNuffieldbioethicsorggoourworkneonatalpublication 406html

ldquoNatural instincts are to try to save all babies even if

the babys chances of survival are low

However we dont think it is always right to put a baby

through the stress and pain of invasive treatment if the

baby is unlikely to get any better and death is

inevitable (Margaret Brazier professor of law at Manchester University)

Prolonging the life of profoundly sick premature babies

may be inhumane and place an intolerable burden on

the babyrdquo

treatment just prolongs the process of dyingrdquo

(Andrew Whitelaw professor of neonatal medicine at the University of Bristol UK)

Nuffield Council on Bioethics

The Nuffield Council on Bioethics

Medical ethics committee of the British Medical Association (BMA)

bull The report echoes existing best practicerdquo

bull Disagreement with stringent cut-off points for treatment

- The BMA believes that blanket rules do not help

individual parents or their very premature babiesrdquo

- Each case should be considered on its merits andin its

own contextrdquo

(Tony Calland)

When premature babies should be allowed to die Gaia Vince New scientist 15 November 2006

Neonatal section of the Irish Faculty of

Paediatrics

bull Withdrawal of care appropriate in infants born within the

threshold period who fail to respond to initial intensive care

efforts or develop severe complications

bull Acceptable not to resuscitate newborns

under 500g andor under 24 weeks gestation

Neonatal subcommittee of the Irish faculty of Paediatrics Statement on perinatal care at the threshold of viability2006

Recommendations France

bull Usually no resuscitation below 24 WGA

bull At 24 weeks particular attention to parentsrsquo wishes

bull Maximum degree of uncertainty on the real interest of the patient nobody can pretend to claim which is the best attitude

bull Other criteriae to be taken into account (discretional resuscitation)

bull Prenatal corticosteroids

Moriette G Rameix S et al groupe de reacuteflexion sur les aspects eacutethiques de la peacuterinatologie very premature births dilemmas and management Part 1 outcome of infants born before 28 weeks of postmenstrual age and definition of grey zone Archives de Peacutediatrie 2010 May17(5)518-26 part 2 527-39

Recommendations Switzerland

bull lt 24 weeks palliative

bull gt 24 weeks according to the experienced neonatology

team

Swiss Society of Neonatology recommandations pour la prise en charge des preacutematureacutes agrave la limite de la viabiliteacute (22 - 26 SA) 2002

Recommendations Ukraine

Gestation period lt 28 weeks

bull Define the exact gestational age and weightof the fetus estimate

prognosis provide further consultations recommendations and coordinate

team work of all members of perinatal team

bull Inform and discuss with future parents about medical and social risks and

peculiarities of resuscitation care providing for the newborn

bull Resuscitation is almost always provided if high survival chances and

acceptable morbidity

bull In case of doubtful prognosis necessity to support the wish of parents

bull Do not start the resuscitation of a newborn if almost 100 early death rate

likely (Ie gestation period lt 23 weeks weight lt 400 gr)

Can limits be clearly defined Summary

- No international consensus = chance for avoidance of

systematic approaches

- CUTOFF borderline of viability

- 50 of mortality but disability difficult to objectify and use as a criteria

- All would resuscitate at 26 weeks most would not at 23 weeks

- Grey area 24 and 25 weeks gestation = 2 per 1000 births

- fetal weight 10 error

- gestational age 3 - 5 days error

Can limits be clearly defined Outcome

estimation tool

Secondary criteriae

- Girls 1 week advantage

- Every day increases survival by 3

- Full course of antenatal steroids

- Level of unit

- Black race

- High-medium level of income of parents

- Multiple birth twin-to-twin transfusion

- Birth weight

- Babyrsquos condition at delivery

(chorioamnionitis increases the risk of periventricular leucomalacia)

Time-frame algorythm for decision

making

bull Primary resuscitation YN

bull Proceed to intensive care or palliative care

bull Continue with option YN bull Euthanasia

ndash Netherlands (Groningen Protocol)

bull To motivate physicians to adhere to the highest standards of decision making

bull To reduce hidden euthanasia by facilitating reporting

bull Requires that all possible palliative measures be exhausted before euthanasia is performed

bull Might do more in mobilizing the availability of palliative care services than the current situation of unreported practice

ndash EURONIC 73 in 8 European Countries

Rebagliato M et al EURONIC study group Neonatal end-of-life decision making Physicianrsquos attitudes and relationships

with self-reported practices in 10 European countries The Journal of Medical Association 2000 Nov 15284(19)2451-9

Acting in the ldquobest interests of the patientrdquo

bull degree of suffering involved in the care

bull futility of further intervention

bull likelihood of survival free of serious disability

and practical consequences

Legal - moral The Best Interests Standard

United Kingdom Court of Appeal1993

Doctors and parents may not undertake actions where the purpose is

to end life they may in appropriate circumstances use drugs to

relieve pain and distress even though their use may advance the time

of death

Palliative Care

Palliative Care in France lois Leonetti (2005)

bull Legalises arrest of ldquonon-reasonable treatmentrdquo

bull Authorizes at the end of life the use of treatment for comfort

of patient (pain)

bull Taking into account that the treatment might shorten length of

survival

bull Always with the patientrsquos consent = parentrsquos consent

Recently French Medical Council expressed itself in the same terms

bull At birth neither certainty nor uncertainty as prognosis is clear-cut

(Self-fullfilling prophecy may be created by delays or suboptimal management)

bull Initiation of resuscitation leads to admission to NICU

- cascade of expensive uncomfortable or painful procedures

- raise parental expectations about survival

bull Denying intensive care a priori based solely on the age of

gestation or birth weight = contrary to the principle of equity

bull Decision-making after initial resuscitation (continue or withdraw

treatment) more justifiable

Decision-making for palliative care

Acta Paediatr 2008 Mar97(3)276-9 doi 101111j1651-2227200800663xCaregivers attitudes for very premature infants

what if they knewJanvier A Lantos J DeschIacutenes M Couture E Nadeau S Barrington KJ

bull Case-by-case basis according postnatal assessment

bull Factors always to be considered

- parents

- resources

- planned pregnancy

- assisted conception

- maternal age

- illness and fetal conditions

Decisions made by parents before birth are not necessarily

absolute and binding

Decision-making for intensive care

Divorces after handicap

bull Nine times higher in case of spina bifida (BJ PSYCH 131 79-82

(1977) J Maulden Population studies vol 46 issue2 pages 349 362 (1992)

bull Low birth weight children in the US are at higher risk of experiencing

their parents divorce than children of normal birth weight

bull Not confirmed in British couples

Healthy Baby Healthy Marriage The Effct of Childrens

Health on Divorce Angela R Fertig Princeton University

288 Wallace Hall Princeton NJ 08544

afertigprincetonedu 609-258-5868 June 17 2004

Ethics andhellipcorticosteroids

bull Antenatal corticosteroids

bull A technical medical ethical obligation

ndash No obstetrical or medical CI (infection hypertension)

ndash C Spencer K Neales Antenatal corticosteroids to prevent neonatal respiratory distress syndrome BMJ 2000 320 325 doi

101136bmj3207231325 (Published 5 February 2000)

ndash Roberts D Dalziel Antenatal corticosteroids for accelerating fetal lung maturation for women at risk of preterm birth The

Cochrane Database of Systematic Reviews 2010 Issue 8 Copyright copy 2010 The Cochrane Collaboration

ndash JV Been B W Kramer L J Zimmermann Antenatal corticosteroids to prevent preterm birt The LancetVol 373 Issue 9667 Page

894 14 March 2009

Ethics andhellipcorticosteroids

bull Postnatal corticosteroids in BPD

ndash Increased risk of neurodevelopmental impairment growth retardation etc but faster extubation less PDA etchellip

ndash ldquoEthicallyrdquo contraindicated Early (lt 8 days) postnatal corticosteroids for preventing chronic lung disease in

preterm infants Henry L Halliday1 Richard A Ehrenkranz2 Lex W Doyle31Perinatal Room Royal-Jubilee Maternity Service

Belfast UK 2Department of Pediatrics Yale University New Haven Connecticut USA 3Department of Obstetrics and Gynaecology University of Melbourne Parkville AustraliaContact address Henry L Halliday Perinatal Room Royal-Jubilee Maternity Service Royal Maternity Hospital Grosvenor Road Belfast Northern

Ireland BT12 6BA UK Cochrane Neonatal Group

Ethics andhellipiatrogenic diseases

- Environment in which the baby is managed (eg light noise touch)

- Mode of ventilation (eg conventional synchronized high-frequency)

- Types doses and results of medications used - Short-term and long-term effects of certain often

painful procedures - Foreign bodies or devices used - How the babys nutritional needs are met (enteral

parenteral nutrition) Developmental care for promoting development and preventing morbidity in preterm infants

Amanda J Symington1 Janet Pinelli2

1The Childrens Hospital Hamilton Health Sciences Hamilton Ontario Canada 2School of Nursing McMaster University Hamilton Canada

Cochrane Neonatal Group

Ethics andhellippain

Opioids for neonates receiving mechanical ventilation

Roberto Bell˘1 Koert A de Waal2 Rinaldo Zanini31Neonatal Intensive Care Unit Ospedale Manzoni -Lecco Lecco

Italy 2Neonatology Academic Medical Centre Amsterdam Netherlands 3Neonatal Intensive Care Unit Ospedale

A Manzoni - Lecco Lecco ItalyContact address Roberto Bell˘ Neonatal Intensive Care Unit Ospedale

Manzoni -Lecco Via Eremo 9 Lecco 23900 Italy Editorial group Cochrane Neonatal Group

Intravenous midazolam infusion for sedation of infants in the neonatal intensive care

unit

Eugene Ng1 Anna Taddio2 Arne Ohlsson31Department of Newborn and Developmental Paediatrics Sunnybrook

Health Sciences Centre Toronto Canada 2Graduate Department of Pharmaceutical Sciences Hospital for Sick

Children Research Institute Toronto Canada 3Departments of Paediatrics Obstetrics and Gynaecology and Health

Policy Management and Evaluation University of Toronto Toronto CanadaContact address Eugene Ng

Department of Newborn and Developmental Paediatrics Sunnybrook Health Sciences Centre CO Womens College

Hospital 76 Grenville Street Toronto Ontario M5S1B2 Canada Editorial group Cochrane Neonatal Group

Ethics andhellipaesthetics

bull End-of-life comfortappearance for the

ndash Infant

ndash Parents

ndash Caregivers

Ethics andhellipparents

bull Infant-parent emotional bonding

ndash Regionalisation

ndash Participation of parents in healing process

ndash Skin-to-skin

ndash Informed consent

ndash Decision making

Raines DA Parents values a missing link in the neonatal intensive care equation Neonatal Netw Apr 199615(3)7-12

When individuals lack decision-making capacityhellip

hellipthe interests and welfare of the patient take priority

over all other parties

hellipthe interests of the neonate are inextricably linked

to that of the parents

their interests must be taken into account empowering them to

decision-making

Parents

Kent AL et al Collaborative decision-making for extreme premature delivery J Paediatr Child Health 2007 43 489-91

Parents recommendations

bull Counselling should initiate before delivery

bull Transparency openness and honesty

bull Favour frequent discussions with parents

bull Update them on

ndash their infants condition

ndash interventions that may be needed

bull Avoid confusing medical terminology as much as possible

bull Be honest and frank about the infants condition and prognosis even

on matters of uncertainty

bull Ask feed backs to ensure parents understand what is being discussed

Collaborative decision-making for extreme premature deliveryKent AL et al NSW and ACT Perinatal Care at the Borderlines

of Viability Consensus Workshop Committee J Paediatr Child Health 2007 Jun43(6)489-91

Caeymaex L ed al Journeacutees Parisiennes de Peacutediatrie 2008 Fin de vie en reacuteanimation neacuteonatale mieux

comprendre les attentes et le point de vues des parents

Communication with parents

Montreal group

52 mothers in preterm labour all infants at

23 weeks gestation were resuscitated including

6 cases with conditional non-resuscitation instructions

Thus

- In acute situations the default mode is to treat

- To step back from action seems to be very difficult

Some answers creation of guidelines

protocols

Not feeling alone ability to rely on the experience

and expertise of others is helpful

ndash Expertise

ndash Enabling

ndash Empowering

ndash Encouraging

ndash Education

A Case Method To Assist Clinical Ethics

Decision Making

(Modified from American College of Physicians Ethics Manual)

bull 1 Define the ethics problem as an ought or should question (eg Should we withhold a respirator for this

extremely preterm baby 25 WGA as his parents request)

bull 2 List relevant facts and uncertainties Include facts about the patient and caregivers (such as emotional state cultural

background and legal standing) Include physiologic facts and significant medical uncertainties (such as expected

outcomes with and without treatment) and the benefits and harms of treatment options

bull 3 Identify a decision maker If the patient is competent the decision maker is the patient If the patient is

incompetent identify a proxy decision maker (eg as specified by court appointment state law a durable power of

attorney for health care living will or the next of kin)

bull 4 Give understandable relevant desired information to the decision maker and dispel misconceptions

bull 5 Solicit values of the patient that are relevant to the question These include the patients values about life relation to

community and health care institutions goals for health care and conditions that would change goals and preferences

about health care or proxy decision makers

bull 6 Identify health professional values including health goals (such as prolonging life and alleviating pain) values that

pertain to patient physician communication (such as truth telling and confidentiality) and some values that extend

outside of the patient physician relationship (such as promotion of public health and respect for the law)

bull 7 Propose and critique solutions including options for treatment and alternative providers

bull 8 Identify and remove or address constraints on solutions (such as unavailability of services laws or legal myths)

Recommendations

bull Define yourself your borderline between viability

according to capacities of your facilities

ndash Neurological outcomes

ndash Respiratory outcomes

ndash Caloric intake

Catlin A Carter B Creation of a neonatal end-of-life palliative care protocol J PerinatolApr-May 200222(3)184-95

Much more researchhellip

bull Sociological

bull Interviews of implicated persons

bull Stratification

bull EURONIC

Conclusion bull Grey zones are grey

bull It is likely they will stay grey for some time

bull It would be an error to wash them white or darken them

bull Grey zones have to be adapted to the local contexts

bull Every wardhospitalmaternity should allow open discussions have a

committee on ethics establish internal guidelines

bull The role of the parents in decision-making after as-objective-as-

possible information given by healthcare members is essential

bull Making ethical decisions might be very difficult but ethical

relationships with the preterm and his parents can compensate this

Page 4: Ethical issues of extremely preterm babies’ care: the “grey zone” experiences

Definition of ethical choices in medicine

bull Beneficence best interest of the patient (Salus aegroti suprema lex)

bull Non-maleficence first do no harm (primum non nocere)

bull Autonomy the patient has the right to refuse or choose his treatment

(Voluntas aegroti suprema lex)

bull Justice distribution of scarce health resources decision of who gets

what treatment

bull Dignity the patient (and the person treating the patient) have the right

to dignity

bull Truthfulness

bull Honesty

Ethics in neonatology influenced byhellip

bull Culture - religion - philosophy

bull Sociology - society

bull Individual convictions

bull Cost

bull Fears dilemmas taboos

bull Juridical backgrounds

Singh M Ethical and social issues in the care of the newborn Indian J Pediatr May 200370(5)417-20

Ethics in neonatology

- We touch the most profound interface between

materialistic objective medicine and emotional

empathy personal conviction

- Tragic situations leave only tragic options

bull Skin immaturity

bull Fluid balance instability

bull Lung immaturity and breathing problems

bull Malnutrition and gut damage

bull Retinopathy of prematurity

bull Early and late onset infections

bull Brain damage which can lead to a spectrum of long-term

neurological sequelae = THE MAIN ETHICAL ISSUE

ldquoIn Preemies Better Care Also Means Hard Choicerdquo (New York Times August 13 2012)

Where do we touch the limits

Brain development

bull 12-16 weeks neuronal proliferation

bull 12 - 20 weeks neuronal migration

bull 20 weeks neuronal organisation inside-out layering

of the cortical neurones synaptogenesis

bull 26 -28 weeks rapid gyral growth

bull Myelinization starts at 20 weeks gestation

continues for many years postnatally

bull 29-40 weeks 27 fold increase in brain volume

4 fold increase in grey matter volume

bull Brain folding coffee bean walnut

Gestational age are we always talking about

the same time

Pediatrics Vol 114 No 5 November 1 2004 pp 1362 -136 (4doi 101542peds2004-1915)

Estimate of gestational age

bull The best obstetric estimate is necessary

- gaps in obstetric information

- inherent variability (as great as 2 weeks) in traditional

methods of gestational age estimation

- postnatal physical examination inaccurate

bull First trimester ultrasound golden standard

(margin of error a few days)

bull Methods should be clearly stated

Wisserl J Et al Estimation of gestational age by transvaginal sonographic measurement of greatest embryonic length in

dated human embryos Ultrasound in Obstetrics amp Gynecology Volume 4 Issue 6 pages 457ndash462 1 November 1994

Bulletin of the World Health Organization The worldwide incidence of preterm birth a systematic review

of maternal mortality and morbidity Stacy Beck Daniel Wojdyla

Viability and its implications

bull Disability

bull Psychological bull emotional impact of raising a child with a disability

bull the child himself depression anxiety aggression lower self

concept (Rachel Levy Shifft and Gili Einat Journal of Clinical Child Psychology V 23 p 328-9)

bull Financial - US 2003

Premature newborns = US$181 billion in health care costs

= half of total hospital charges for newborn care

+ ongoing costs for the health system (14 billion on less of 125 USDday)

bull Societal

Thresholds of viability some numbers on

SURVIVALS

bull Dramatically improved during last 3 decades

bull Differences in methodology

bull Few studies have reported mortality and morbidity rates in gestational age-specific categories

Preterm Birth Causes Consequences and PreventionInstitute of Medicine (US) Committee on Understanding Premature

Birth and Assuring Healthy Outcomes Behrman RE Butler AS editorsWashington (DC) National Academies Press (US) 2007

Thresholds of viability some numbers on

SURVIVALS

ndash Risk of neonatal deaths not higher than 50 except for infants less

the 500g and 24 weeks gestation Stringer M Brooks PM et al New guidelines for maternal and neonatal resuscitation Journal of obstetrics

gynecology and neonatal nursing 2007 36(6) 624 -34

ndash At 24 weeks survival = 58

ndash At 25 weeks = 77

ndash Not precised for lt 24 weeks

ndash Survival vary from 1 at 22 weeks to up to 44 at 25 weeks

ndash Before 21 weeks and six days no survival published

Brazier M et al Letting babies die J Med Ethics 2007 33 (3) 125-6

Thresholds of viability

bull Survival

ndash at 24 weeks 31

ndash at 25 weeks 50 Larroque B Ancel PY Marchand-Martin L Cambonie G Fresson J Pierrat V et al Special care school diffiulties in

8- year-old very preterm children the Epipage cohort study PLoS ONE 2011 6 e21361

ndash at 23 and 24 weeks gestation varies from 10-50

ndash at 25 weeks gestation 50 - 80 Fetus and newborn committee Canadian paediatric society maternal-fetal medicine committee society of obstetricians and

gynaecologists of Canada Management of the woman with threatened birth of an infant of extremely low gestational age

Can Med Assoc J 1994151547-53

- 22w (0) 23w (29) 24w (50) 25w (65) Aust N Z J Obstet Gynaecol 2007 Aug47(4)273-8Delivery in the grey zone collaborative approach to extremely

preterm birth Keogh J et al Consensus Workshop Organising Committee

Thresholds of viability

bull gt 23 weeks gestation16 chance of surviving

bull At 24 weeks survival 44

bull At 25 weeks survival 63

bull Each day increases survival by 3

Nuffield Council on Bioethics Critical care decisions in fetal and neonatal medicine ethical issues

LondonNCB2006 wwwNuffieldbioethicsorggoourworkneonatalpublication 406html

Morbidity EPICure (UK Ireland)

bull Follow up of 78 of 308 children born lt 25 weeks + 6 days up to 6 years from 1995 on

bull 12 cerebral palsy bull lt 750g 30 - 50 moderate or severe disability

bull 41 cognitive problems (-2SD) compared to classmates

bull Survivers of 24 weeks 14 with no handicap

bull Survivers of 25 weeks 24 with no handicap

Marlow N Wolke D Bracewell MA Samara M The EPICure Study Group Neurologic disability at six years of age after

extremely preterm birth N Engl J Med 2005 352

EPICure

Morbidity EPIPAGE (France)

bull 77 of 2901 infants between 22 and 32 weeks

control group of term babies up to 5 years (not

finely sliced)

bull lt 27 weeks -1DS of QI attention deficit

language and behaviour disorders

Larroque B Ancel PY Marchand-Martin L Cambonie G Fresson J Pierrat V et al Special care school diffiulties in

8- year-old very preterm children the Epipage cohort study PLoS ONE 2011 6 e21361

MorbidityThe American Academy of

Pediatrics

bull 30-50 of surviving children with lt750g or whose gestation lt25 weeks had moderate or severe disability

Stringer M Brooks PM et al New guidelines for maternal and neonatal resuscitation Journal of obstetrics

gynecology and neonatal nursing 2007 36(6) 624 -34

MorbidityNuffields (GB)

bull 23 - 24 weeks gestation 64 risk of serious disability

bull At 25 weeks risk of severe disability 40

bull Each day increases survival by 3

bull Girls have a weekrsquos advantage over preterm boys

Nuffield Council on Bioethics Critical care decisions in fetal and neonatal medicine ethical issues

LondonNCB2006 wwwNuffieldbioethicsorggoourworkneonatalpublication 406html

Morbidity Australia

bull Grey zone between 23-25 weeks + 6 days

bull Survival to discharge data

- 22w (0)

- 23w (29)

- 24w (50)

- 25w (65)

bull Proportion with no functional disability

23w (33) 24w (61) 25w (67)

Morbidity The Netherlands

Leiden follow up project data since 1983

Death or abnormal development

23-24 wks (92)

25 weeks (64)

26 weeks (35)

27-32 weeks (18)

Sheldon T Dutch doctors change policy on treating preterm babies BMJ 20013221383

Rijken M et al Mortality and Neurologic Mental and Psychomotor Development at 2 Years in Infants Born less than 27 Weeks

Gestation The Leiden Follow-Up Project on Prematurity Pediatrics january 2003

Recommendations British Association of

Perinatal Medicine

22-28 weeks threshold of viability (under 26 weeks)

- Increasing risk with decreasing gestational age

serious ethical dilemmas

- Short notice decisions

- Need to balance maternal well-being against the

likely neonatal outcome

- Caesarean section in the babyrsquos interests

can rarely be justified prior to 25 weeks gestation

- Threshold viability infants should be followed up for

at least 2 years data collection

British Association of Perinatal Medicine Fetuses and newborn infants at the threshold of viability Pediatr 20021101024-27

Recommendations The American Academy

of Pediatrics bull 22-25 weeks gestation problematic

bull Non-initiation of resuscitation at 23 weeks (less 400g)

is appropriate

bull Difficulties in making accurate assessments before birth

bull Fetal weight can be inaccurate by 15-20

bull Small discrepancies in gestation of 1 or 2 weeks can have

major implications for outcome

bull Multiple gestation makes evaluation difficult

bull Counselling

bull But US legal trends restrict discretionary decision-making

Stringer M Brooks PM et al New guidelines for maternal and neonatal resuscitation Journal of obstetrics

gynecology and neonatal nursing 2007 36(6) 624 -34

The Marginally Viable Newborn Legal Challenges Conceptual Inadequacies and ReasonablenessSadath A Sayeed MD JD

The Journal of Law Medicine amp Ethics Volume 34 Issue 3 600-610 2006

Recommendations The Fetus and Newborn

Committee Canada

bull 22 weeks compassionate care only

bull 23-24 weeks careful consideration limited benefits and potential

harms of caesarean section and active resuscitation

bull Full care 25 weeks (survival rate is 50-80 with disability rates 10-25)

Fetus and newborn committee Canadian paediatric society maternal-fetal medicine committee society of obstetricians and

gynaecologists of Canada Management of the woman with threatened birth of an infant of extremely low gestational age

Can Med Assoc J 1994151547-53

Recommendations The Netherlands

bull No intensive care to babies before 25-26 weeks gestation

bull Decisions should be taken with full participation of the parents

bull Unclear cutoff of resuscitation of immature infants

- at 25 50 or 75 chance of intact survival - (Viability not universally agreed thus if bar is set low there will be more

survivors with more handicaps)

bull Euthanasia institutionalised

Sheldon T Dutch doctors change policy on treating preterm babies BMJ 20013221383

Recommendations Australia

bull Grey zone between 23-25 weeks + 6 days option of non-initiation of

resuscitation and intensive care reasonable

- obligation to treat increases as the gestation advances

- at 25 weeks active treatment is usually offered

- unless adverse circumstances

bull twin-twin transfusion

bull intrauterine growth restriction

bull chorioamnionitis

bull poor condition at birth or the presence of a serious abnormality

- at 26 weeks gestation the obligation to treat is very high

- non-directive counselling avoidance of over burdening parents

bull 24 weeks antenatal transfer to a tertiary centre with option of ldquoDNRrdquo

Aust N Z J Obstet Gynaecol 2007 Aug47(4)273-8Delivery in the grey zone collaborative approach to extremely preterm birth

Keogh J Sinn J Hollebone K Bajuk B Fischer W Lui K Consensus Workshop Organising Committee

Malcom F Should artificial resuscitation be offered to extremely premature neonates AMSJ 2010 p 86-9

Recommendations The Nuffield Council

on Bioethics (GB)

bull 23-26 weeks = grey area

bull 2 components

- to resuscitate and admit to the NICU

- to continue with intensive care or replace with

palliative care

bull Recommendations

- at 25 weeks and above institute intensive care

- 24-25 weeks offer intensive care unless different parentsrsquo wishes

- 23- 24 weeks clinicians should not be obliged to resuscitate

Nuffield Council on Bioethics Critical care decisions in fetal and neonatal medicine ethical issues

LondonNCB2006 wwwNuffieldbioethicsorggoourworkneonatalpublication 406html

ldquoNatural instincts are to try to save all babies even if

the babys chances of survival are low

However we dont think it is always right to put a baby

through the stress and pain of invasive treatment if the

baby is unlikely to get any better and death is

inevitable (Margaret Brazier professor of law at Manchester University)

Prolonging the life of profoundly sick premature babies

may be inhumane and place an intolerable burden on

the babyrdquo

treatment just prolongs the process of dyingrdquo

(Andrew Whitelaw professor of neonatal medicine at the University of Bristol UK)

Nuffield Council on Bioethics

The Nuffield Council on Bioethics

Medical ethics committee of the British Medical Association (BMA)

bull The report echoes existing best practicerdquo

bull Disagreement with stringent cut-off points for treatment

- The BMA believes that blanket rules do not help

individual parents or their very premature babiesrdquo

- Each case should be considered on its merits andin its

own contextrdquo

(Tony Calland)

When premature babies should be allowed to die Gaia Vince New scientist 15 November 2006

Neonatal section of the Irish Faculty of

Paediatrics

bull Withdrawal of care appropriate in infants born within the

threshold period who fail to respond to initial intensive care

efforts or develop severe complications

bull Acceptable not to resuscitate newborns

under 500g andor under 24 weeks gestation

Neonatal subcommittee of the Irish faculty of Paediatrics Statement on perinatal care at the threshold of viability2006

Recommendations France

bull Usually no resuscitation below 24 WGA

bull At 24 weeks particular attention to parentsrsquo wishes

bull Maximum degree of uncertainty on the real interest of the patient nobody can pretend to claim which is the best attitude

bull Other criteriae to be taken into account (discretional resuscitation)

bull Prenatal corticosteroids

Moriette G Rameix S et al groupe de reacuteflexion sur les aspects eacutethiques de la peacuterinatologie very premature births dilemmas and management Part 1 outcome of infants born before 28 weeks of postmenstrual age and definition of grey zone Archives de Peacutediatrie 2010 May17(5)518-26 part 2 527-39

Recommendations Switzerland

bull lt 24 weeks palliative

bull gt 24 weeks according to the experienced neonatology

team

Swiss Society of Neonatology recommandations pour la prise en charge des preacutematureacutes agrave la limite de la viabiliteacute (22 - 26 SA) 2002

Recommendations Ukraine

Gestation period lt 28 weeks

bull Define the exact gestational age and weightof the fetus estimate

prognosis provide further consultations recommendations and coordinate

team work of all members of perinatal team

bull Inform and discuss with future parents about medical and social risks and

peculiarities of resuscitation care providing for the newborn

bull Resuscitation is almost always provided if high survival chances and

acceptable morbidity

bull In case of doubtful prognosis necessity to support the wish of parents

bull Do not start the resuscitation of a newborn if almost 100 early death rate

likely (Ie gestation period lt 23 weeks weight lt 400 gr)

Can limits be clearly defined Summary

- No international consensus = chance for avoidance of

systematic approaches

- CUTOFF borderline of viability

- 50 of mortality but disability difficult to objectify and use as a criteria

- All would resuscitate at 26 weeks most would not at 23 weeks

- Grey area 24 and 25 weeks gestation = 2 per 1000 births

- fetal weight 10 error

- gestational age 3 - 5 days error

Can limits be clearly defined Outcome

estimation tool

Secondary criteriae

- Girls 1 week advantage

- Every day increases survival by 3

- Full course of antenatal steroids

- Level of unit

- Black race

- High-medium level of income of parents

- Multiple birth twin-to-twin transfusion

- Birth weight

- Babyrsquos condition at delivery

(chorioamnionitis increases the risk of periventricular leucomalacia)

Time-frame algorythm for decision

making

bull Primary resuscitation YN

bull Proceed to intensive care or palliative care

bull Continue with option YN bull Euthanasia

ndash Netherlands (Groningen Protocol)

bull To motivate physicians to adhere to the highest standards of decision making

bull To reduce hidden euthanasia by facilitating reporting

bull Requires that all possible palliative measures be exhausted before euthanasia is performed

bull Might do more in mobilizing the availability of palliative care services than the current situation of unreported practice

ndash EURONIC 73 in 8 European Countries

Rebagliato M et al EURONIC study group Neonatal end-of-life decision making Physicianrsquos attitudes and relationships

with self-reported practices in 10 European countries The Journal of Medical Association 2000 Nov 15284(19)2451-9

Acting in the ldquobest interests of the patientrdquo

bull degree of suffering involved in the care

bull futility of further intervention

bull likelihood of survival free of serious disability

and practical consequences

Legal - moral The Best Interests Standard

United Kingdom Court of Appeal1993

Doctors and parents may not undertake actions where the purpose is

to end life they may in appropriate circumstances use drugs to

relieve pain and distress even though their use may advance the time

of death

Palliative Care

Palliative Care in France lois Leonetti (2005)

bull Legalises arrest of ldquonon-reasonable treatmentrdquo

bull Authorizes at the end of life the use of treatment for comfort

of patient (pain)

bull Taking into account that the treatment might shorten length of

survival

bull Always with the patientrsquos consent = parentrsquos consent

Recently French Medical Council expressed itself in the same terms

bull At birth neither certainty nor uncertainty as prognosis is clear-cut

(Self-fullfilling prophecy may be created by delays or suboptimal management)

bull Initiation of resuscitation leads to admission to NICU

- cascade of expensive uncomfortable or painful procedures

- raise parental expectations about survival

bull Denying intensive care a priori based solely on the age of

gestation or birth weight = contrary to the principle of equity

bull Decision-making after initial resuscitation (continue or withdraw

treatment) more justifiable

Decision-making for palliative care

Acta Paediatr 2008 Mar97(3)276-9 doi 101111j1651-2227200800663xCaregivers attitudes for very premature infants

what if they knewJanvier A Lantos J DeschIacutenes M Couture E Nadeau S Barrington KJ

bull Case-by-case basis according postnatal assessment

bull Factors always to be considered

- parents

- resources

- planned pregnancy

- assisted conception

- maternal age

- illness and fetal conditions

Decisions made by parents before birth are not necessarily

absolute and binding

Decision-making for intensive care

Divorces after handicap

bull Nine times higher in case of spina bifida (BJ PSYCH 131 79-82

(1977) J Maulden Population studies vol 46 issue2 pages 349 362 (1992)

bull Low birth weight children in the US are at higher risk of experiencing

their parents divorce than children of normal birth weight

bull Not confirmed in British couples

Healthy Baby Healthy Marriage The Effct of Childrens

Health on Divorce Angela R Fertig Princeton University

288 Wallace Hall Princeton NJ 08544

afertigprincetonedu 609-258-5868 June 17 2004

Ethics andhellipcorticosteroids

bull Antenatal corticosteroids

bull A technical medical ethical obligation

ndash No obstetrical or medical CI (infection hypertension)

ndash C Spencer K Neales Antenatal corticosteroids to prevent neonatal respiratory distress syndrome BMJ 2000 320 325 doi

101136bmj3207231325 (Published 5 February 2000)

ndash Roberts D Dalziel Antenatal corticosteroids for accelerating fetal lung maturation for women at risk of preterm birth The

Cochrane Database of Systematic Reviews 2010 Issue 8 Copyright copy 2010 The Cochrane Collaboration

ndash JV Been B W Kramer L J Zimmermann Antenatal corticosteroids to prevent preterm birt The LancetVol 373 Issue 9667 Page

894 14 March 2009

Ethics andhellipcorticosteroids

bull Postnatal corticosteroids in BPD

ndash Increased risk of neurodevelopmental impairment growth retardation etc but faster extubation less PDA etchellip

ndash ldquoEthicallyrdquo contraindicated Early (lt 8 days) postnatal corticosteroids for preventing chronic lung disease in

preterm infants Henry L Halliday1 Richard A Ehrenkranz2 Lex W Doyle31Perinatal Room Royal-Jubilee Maternity Service

Belfast UK 2Department of Pediatrics Yale University New Haven Connecticut USA 3Department of Obstetrics and Gynaecology University of Melbourne Parkville AustraliaContact address Henry L Halliday Perinatal Room Royal-Jubilee Maternity Service Royal Maternity Hospital Grosvenor Road Belfast Northern

Ireland BT12 6BA UK Cochrane Neonatal Group

Ethics andhellipiatrogenic diseases

- Environment in which the baby is managed (eg light noise touch)

- Mode of ventilation (eg conventional synchronized high-frequency)

- Types doses and results of medications used - Short-term and long-term effects of certain often

painful procedures - Foreign bodies or devices used - How the babys nutritional needs are met (enteral

parenteral nutrition) Developmental care for promoting development and preventing morbidity in preterm infants

Amanda J Symington1 Janet Pinelli2

1The Childrens Hospital Hamilton Health Sciences Hamilton Ontario Canada 2School of Nursing McMaster University Hamilton Canada

Cochrane Neonatal Group

Ethics andhellippain

Opioids for neonates receiving mechanical ventilation

Roberto Bell˘1 Koert A de Waal2 Rinaldo Zanini31Neonatal Intensive Care Unit Ospedale Manzoni -Lecco Lecco

Italy 2Neonatology Academic Medical Centre Amsterdam Netherlands 3Neonatal Intensive Care Unit Ospedale

A Manzoni - Lecco Lecco ItalyContact address Roberto Bell˘ Neonatal Intensive Care Unit Ospedale

Manzoni -Lecco Via Eremo 9 Lecco 23900 Italy Editorial group Cochrane Neonatal Group

Intravenous midazolam infusion for sedation of infants in the neonatal intensive care

unit

Eugene Ng1 Anna Taddio2 Arne Ohlsson31Department of Newborn and Developmental Paediatrics Sunnybrook

Health Sciences Centre Toronto Canada 2Graduate Department of Pharmaceutical Sciences Hospital for Sick

Children Research Institute Toronto Canada 3Departments of Paediatrics Obstetrics and Gynaecology and Health

Policy Management and Evaluation University of Toronto Toronto CanadaContact address Eugene Ng

Department of Newborn and Developmental Paediatrics Sunnybrook Health Sciences Centre CO Womens College

Hospital 76 Grenville Street Toronto Ontario M5S1B2 Canada Editorial group Cochrane Neonatal Group

Ethics andhellipaesthetics

bull End-of-life comfortappearance for the

ndash Infant

ndash Parents

ndash Caregivers

Ethics andhellipparents

bull Infant-parent emotional bonding

ndash Regionalisation

ndash Participation of parents in healing process

ndash Skin-to-skin

ndash Informed consent

ndash Decision making

Raines DA Parents values a missing link in the neonatal intensive care equation Neonatal Netw Apr 199615(3)7-12

When individuals lack decision-making capacityhellip

hellipthe interests and welfare of the patient take priority

over all other parties

hellipthe interests of the neonate are inextricably linked

to that of the parents

their interests must be taken into account empowering them to

decision-making

Parents

Kent AL et al Collaborative decision-making for extreme premature delivery J Paediatr Child Health 2007 43 489-91

Parents recommendations

bull Counselling should initiate before delivery

bull Transparency openness and honesty

bull Favour frequent discussions with parents

bull Update them on

ndash their infants condition

ndash interventions that may be needed

bull Avoid confusing medical terminology as much as possible

bull Be honest and frank about the infants condition and prognosis even

on matters of uncertainty

bull Ask feed backs to ensure parents understand what is being discussed

Collaborative decision-making for extreme premature deliveryKent AL et al NSW and ACT Perinatal Care at the Borderlines

of Viability Consensus Workshop Committee J Paediatr Child Health 2007 Jun43(6)489-91

Caeymaex L ed al Journeacutees Parisiennes de Peacutediatrie 2008 Fin de vie en reacuteanimation neacuteonatale mieux

comprendre les attentes et le point de vues des parents

Communication with parents

Montreal group

52 mothers in preterm labour all infants at

23 weeks gestation were resuscitated including

6 cases with conditional non-resuscitation instructions

Thus

- In acute situations the default mode is to treat

- To step back from action seems to be very difficult

Some answers creation of guidelines

protocols

Not feeling alone ability to rely on the experience

and expertise of others is helpful

ndash Expertise

ndash Enabling

ndash Empowering

ndash Encouraging

ndash Education

A Case Method To Assist Clinical Ethics

Decision Making

(Modified from American College of Physicians Ethics Manual)

bull 1 Define the ethics problem as an ought or should question (eg Should we withhold a respirator for this

extremely preterm baby 25 WGA as his parents request)

bull 2 List relevant facts and uncertainties Include facts about the patient and caregivers (such as emotional state cultural

background and legal standing) Include physiologic facts and significant medical uncertainties (such as expected

outcomes with and without treatment) and the benefits and harms of treatment options

bull 3 Identify a decision maker If the patient is competent the decision maker is the patient If the patient is

incompetent identify a proxy decision maker (eg as specified by court appointment state law a durable power of

attorney for health care living will or the next of kin)

bull 4 Give understandable relevant desired information to the decision maker and dispel misconceptions

bull 5 Solicit values of the patient that are relevant to the question These include the patients values about life relation to

community and health care institutions goals for health care and conditions that would change goals and preferences

about health care or proxy decision makers

bull 6 Identify health professional values including health goals (such as prolonging life and alleviating pain) values that

pertain to patient physician communication (such as truth telling and confidentiality) and some values that extend

outside of the patient physician relationship (such as promotion of public health and respect for the law)

bull 7 Propose and critique solutions including options for treatment and alternative providers

bull 8 Identify and remove or address constraints on solutions (such as unavailability of services laws or legal myths)

Recommendations

bull Define yourself your borderline between viability

according to capacities of your facilities

ndash Neurological outcomes

ndash Respiratory outcomes

ndash Caloric intake

Catlin A Carter B Creation of a neonatal end-of-life palliative care protocol J PerinatolApr-May 200222(3)184-95

Much more researchhellip

bull Sociological

bull Interviews of implicated persons

bull Stratification

bull EURONIC

Conclusion bull Grey zones are grey

bull It is likely they will stay grey for some time

bull It would be an error to wash them white or darken them

bull Grey zones have to be adapted to the local contexts

bull Every wardhospitalmaternity should allow open discussions have a

committee on ethics establish internal guidelines

bull The role of the parents in decision-making after as-objective-as-

possible information given by healthcare members is essential

bull Making ethical decisions might be very difficult but ethical

relationships with the preterm and his parents can compensate this

Page 5: Ethical issues of extremely preterm babies’ care: the “grey zone” experiences

Ethics in neonatology influenced byhellip

bull Culture - religion - philosophy

bull Sociology - society

bull Individual convictions

bull Cost

bull Fears dilemmas taboos

bull Juridical backgrounds

Singh M Ethical and social issues in the care of the newborn Indian J Pediatr May 200370(5)417-20

Ethics in neonatology

- We touch the most profound interface between

materialistic objective medicine and emotional

empathy personal conviction

- Tragic situations leave only tragic options

bull Skin immaturity

bull Fluid balance instability

bull Lung immaturity and breathing problems

bull Malnutrition and gut damage

bull Retinopathy of prematurity

bull Early and late onset infections

bull Brain damage which can lead to a spectrum of long-term

neurological sequelae = THE MAIN ETHICAL ISSUE

ldquoIn Preemies Better Care Also Means Hard Choicerdquo (New York Times August 13 2012)

Where do we touch the limits

Brain development

bull 12-16 weeks neuronal proliferation

bull 12 - 20 weeks neuronal migration

bull 20 weeks neuronal organisation inside-out layering

of the cortical neurones synaptogenesis

bull 26 -28 weeks rapid gyral growth

bull Myelinization starts at 20 weeks gestation

continues for many years postnatally

bull 29-40 weeks 27 fold increase in brain volume

4 fold increase in grey matter volume

bull Brain folding coffee bean walnut

Gestational age are we always talking about

the same time

Pediatrics Vol 114 No 5 November 1 2004 pp 1362 -136 (4doi 101542peds2004-1915)

Estimate of gestational age

bull The best obstetric estimate is necessary

- gaps in obstetric information

- inherent variability (as great as 2 weeks) in traditional

methods of gestational age estimation

- postnatal physical examination inaccurate

bull First trimester ultrasound golden standard

(margin of error a few days)

bull Methods should be clearly stated

Wisserl J Et al Estimation of gestational age by transvaginal sonographic measurement of greatest embryonic length in

dated human embryos Ultrasound in Obstetrics amp Gynecology Volume 4 Issue 6 pages 457ndash462 1 November 1994

Bulletin of the World Health Organization The worldwide incidence of preterm birth a systematic review

of maternal mortality and morbidity Stacy Beck Daniel Wojdyla

Viability and its implications

bull Disability

bull Psychological bull emotional impact of raising a child with a disability

bull the child himself depression anxiety aggression lower self

concept (Rachel Levy Shifft and Gili Einat Journal of Clinical Child Psychology V 23 p 328-9)

bull Financial - US 2003

Premature newborns = US$181 billion in health care costs

= half of total hospital charges for newborn care

+ ongoing costs for the health system (14 billion on less of 125 USDday)

bull Societal

Thresholds of viability some numbers on

SURVIVALS

bull Dramatically improved during last 3 decades

bull Differences in methodology

bull Few studies have reported mortality and morbidity rates in gestational age-specific categories

Preterm Birth Causes Consequences and PreventionInstitute of Medicine (US) Committee on Understanding Premature

Birth and Assuring Healthy Outcomes Behrman RE Butler AS editorsWashington (DC) National Academies Press (US) 2007

Thresholds of viability some numbers on

SURVIVALS

ndash Risk of neonatal deaths not higher than 50 except for infants less

the 500g and 24 weeks gestation Stringer M Brooks PM et al New guidelines for maternal and neonatal resuscitation Journal of obstetrics

gynecology and neonatal nursing 2007 36(6) 624 -34

ndash At 24 weeks survival = 58

ndash At 25 weeks = 77

ndash Not precised for lt 24 weeks

ndash Survival vary from 1 at 22 weeks to up to 44 at 25 weeks

ndash Before 21 weeks and six days no survival published

Brazier M et al Letting babies die J Med Ethics 2007 33 (3) 125-6

Thresholds of viability

bull Survival

ndash at 24 weeks 31

ndash at 25 weeks 50 Larroque B Ancel PY Marchand-Martin L Cambonie G Fresson J Pierrat V et al Special care school diffiulties in

8- year-old very preterm children the Epipage cohort study PLoS ONE 2011 6 e21361

ndash at 23 and 24 weeks gestation varies from 10-50

ndash at 25 weeks gestation 50 - 80 Fetus and newborn committee Canadian paediatric society maternal-fetal medicine committee society of obstetricians and

gynaecologists of Canada Management of the woman with threatened birth of an infant of extremely low gestational age

Can Med Assoc J 1994151547-53

- 22w (0) 23w (29) 24w (50) 25w (65) Aust N Z J Obstet Gynaecol 2007 Aug47(4)273-8Delivery in the grey zone collaborative approach to extremely

preterm birth Keogh J et al Consensus Workshop Organising Committee

Thresholds of viability

bull gt 23 weeks gestation16 chance of surviving

bull At 24 weeks survival 44

bull At 25 weeks survival 63

bull Each day increases survival by 3

Nuffield Council on Bioethics Critical care decisions in fetal and neonatal medicine ethical issues

LondonNCB2006 wwwNuffieldbioethicsorggoourworkneonatalpublication 406html

Morbidity EPICure (UK Ireland)

bull Follow up of 78 of 308 children born lt 25 weeks + 6 days up to 6 years from 1995 on

bull 12 cerebral palsy bull lt 750g 30 - 50 moderate or severe disability

bull 41 cognitive problems (-2SD) compared to classmates

bull Survivers of 24 weeks 14 with no handicap

bull Survivers of 25 weeks 24 with no handicap

Marlow N Wolke D Bracewell MA Samara M The EPICure Study Group Neurologic disability at six years of age after

extremely preterm birth N Engl J Med 2005 352

EPICure

Morbidity EPIPAGE (France)

bull 77 of 2901 infants between 22 and 32 weeks

control group of term babies up to 5 years (not

finely sliced)

bull lt 27 weeks -1DS of QI attention deficit

language and behaviour disorders

Larroque B Ancel PY Marchand-Martin L Cambonie G Fresson J Pierrat V et al Special care school diffiulties in

8- year-old very preterm children the Epipage cohort study PLoS ONE 2011 6 e21361

MorbidityThe American Academy of

Pediatrics

bull 30-50 of surviving children with lt750g or whose gestation lt25 weeks had moderate or severe disability

Stringer M Brooks PM et al New guidelines for maternal and neonatal resuscitation Journal of obstetrics

gynecology and neonatal nursing 2007 36(6) 624 -34

MorbidityNuffields (GB)

bull 23 - 24 weeks gestation 64 risk of serious disability

bull At 25 weeks risk of severe disability 40

bull Each day increases survival by 3

bull Girls have a weekrsquos advantage over preterm boys

Nuffield Council on Bioethics Critical care decisions in fetal and neonatal medicine ethical issues

LondonNCB2006 wwwNuffieldbioethicsorggoourworkneonatalpublication 406html

Morbidity Australia

bull Grey zone between 23-25 weeks + 6 days

bull Survival to discharge data

- 22w (0)

- 23w (29)

- 24w (50)

- 25w (65)

bull Proportion with no functional disability

23w (33) 24w (61) 25w (67)

Morbidity The Netherlands

Leiden follow up project data since 1983

Death or abnormal development

23-24 wks (92)

25 weeks (64)

26 weeks (35)

27-32 weeks (18)

Sheldon T Dutch doctors change policy on treating preterm babies BMJ 20013221383

Rijken M et al Mortality and Neurologic Mental and Psychomotor Development at 2 Years in Infants Born less than 27 Weeks

Gestation The Leiden Follow-Up Project on Prematurity Pediatrics january 2003

Recommendations British Association of

Perinatal Medicine

22-28 weeks threshold of viability (under 26 weeks)

- Increasing risk with decreasing gestational age

serious ethical dilemmas

- Short notice decisions

- Need to balance maternal well-being against the

likely neonatal outcome

- Caesarean section in the babyrsquos interests

can rarely be justified prior to 25 weeks gestation

- Threshold viability infants should be followed up for

at least 2 years data collection

British Association of Perinatal Medicine Fetuses and newborn infants at the threshold of viability Pediatr 20021101024-27

Recommendations The American Academy

of Pediatrics bull 22-25 weeks gestation problematic

bull Non-initiation of resuscitation at 23 weeks (less 400g)

is appropriate

bull Difficulties in making accurate assessments before birth

bull Fetal weight can be inaccurate by 15-20

bull Small discrepancies in gestation of 1 or 2 weeks can have

major implications for outcome

bull Multiple gestation makes evaluation difficult

bull Counselling

bull But US legal trends restrict discretionary decision-making

Stringer M Brooks PM et al New guidelines for maternal and neonatal resuscitation Journal of obstetrics

gynecology and neonatal nursing 2007 36(6) 624 -34

The Marginally Viable Newborn Legal Challenges Conceptual Inadequacies and ReasonablenessSadath A Sayeed MD JD

The Journal of Law Medicine amp Ethics Volume 34 Issue 3 600-610 2006

Recommendations The Fetus and Newborn

Committee Canada

bull 22 weeks compassionate care only

bull 23-24 weeks careful consideration limited benefits and potential

harms of caesarean section and active resuscitation

bull Full care 25 weeks (survival rate is 50-80 with disability rates 10-25)

Fetus and newborn committee Canadian paediatric society maternal-fetal medicine committee society of obstetricians and

gynaecologists of Canada Management of the woman with threatened birth of an infant of extremely low gestational age

Can Med Assoc J 1994151547-53

Recommendations The Netherlands

bull No intensive care to babies before 25-26 weeks gestation

bull Decisions should be taken with full participation of the parents

bull Unclear cutoff of resuscitation of immature infants

- at 25 50 or 75 chance of intact survival - (Viability not universally agreed thus if bar is set low there will be more

survivors with more handicaps)

bull Euthanasia institutionalised

Sheldon T Dutch doctors change policy on treating preterm babies BMJ 20013221383

Recommendations Australia

bull Grey zone between 23-25 weeks + 6 days option of non-initiation of

resuscitation and intensive care reasonable

- obligation to treat increases as the gestation advances

- at 25 weeks active treatment is usually offered

- unless adverse circumstances

bull twin-twin transfusion

bull intrauterine growth restriction

bull chorioamnionitis

bull poor condition at birth or the presence of a serious abnormality

- at 26 weeks gestation the obligation to treat is very high

- non-directive counselling avoidance of over burdening parents

bull 24 weeks antenatal transfer to a tertiary centre with option of ldquoDNRrdquo

Aust N Z J Obstet Gynaecol 2007 Aug47(4)273-8Delivery in the grey zone collaborative approach to extremely preterm birth

Keogh J Sinn J Hollebone K Bajuk B Fischer W Lui K Consensus Workshop Organising Committee

Malcom F Should artificial resuscitation be offered to extremely premature neonates AMSJ 2010 p 86-9

Recommendations The Nuffield Council

on Bioethics (GB)

bull 23-26 weeks = grey area

bull 2 components

- to resuscitate and admit to the NICU

- to continue with intensive care or replace with

palliative care

bull Recommendations

- at 25 weeks and above institute intensive care

- 24-25 weeks offer intensive care unless different parentsrsquo wishes

- 23- 24 weeks clinicians should not be obliged to resuscitate

Nuffield Council on Bioethics Critical care decisions in fetal and neonatal medicine ethical issues

LondonNCB2006 wwwNuffieldbioethicsorggoourworkneonatalpublication 406html

ldquoNatural instincts are to try to save all babies even if

the babys chances of survival are low

However we dont think it is always right to put a baby

through the stress and pain of invasive treatment if the

baby is unlikely to get any better and death is

inevitable (Margaret Brazier professor of law at Manchester University)

Prolonging the life of profoundly sick premature babies

may be inhumane and place an intolerable burden on

the babyrdquo

treatment just prolongs the process of dyingrdquo

(Andrew Whitelaw professor of neonatal medicine at the University of Bristol UK)

Nuffield Council on Bioethics

The Nuffield Council on Bioethics

Medical ethics committee of the British Medical Association (BMA)

bull The report echoes existing best practicerdquo

bull Disagreement with stringent cut-off points for treatment

- The BMA believes that blanket rules do not help

individual parents or their very premature babiesrdquo

- Each case should be considered on its merits andin its

own contextrdquo

(Tony Calland)

When premature babies should be allowed to die Gaia Vince New scientist 15 November 2006

Neonatal section of the Irish Faculty of

Paediatrics

bull Withdrawal of care appropriate in infants born within the

threshold period who fail to respond to initial intensive care

efforts or develop severe complications

bull Acceptable not to resuscitate newborns

under 500g andor under 24 weeks gestation

Neonatal subcommittee of the Irish faculty of Paediatrics Statement on perinatal care at the threshold of viability2006

Recommendations France

bull Usually no resuscitation below 24 WGA

bull At 24 weeks particular attention to parentsrsquo wishes

bull Maximum degree of uncertainty on the real interest of the patient nobody can pretend to claim which is the best attitude

bull Other criteriae to be taken into account (discretional resuscitation)

bull Prenatal corticosteroids

Moriette G Rameix S et al groupe de reacuteflexion sur les aspects eacutethiques de la peacuterinatologie very premature births dilemmas and management Part 1 outcome of infants born before 28 weeks of postmenstrual age and definition of grey zone Archives de Peacutediatrie 2010 May17(5)518-26 part 2 527-39

Recommendations Switzerland

bull lt 24 weeks palliative

bull gt 24 weeks according to the experienced neonatology

team

Swiss Society of Neonatology recommandations pour la prise en charge des preacutematureacutes agrave la limite de la viabiliteacute (22 - 26 SA) 2002

Recommendations Ukraine

Gestation period lt 28 weeks

bull Define the exact gestational age and weightof the fetus estimate

prognosis provide further consultations recommendations and coordinate

team work of all members of perinatal team

bull Inform and discuss with future parents about medical and social risks and

peculiarities of resuscitation care providing for the newborn

bull Resuscitation is almost always provided if high survival chances and

acceptable morbidity

bull In case of doubtful prognosis necessity to support the wish of parents

bull Do not start the resuscitation of a newborn if almost 100 early death rate

likely (Ie gestation period lt 23 weeks weight lt 400 gr)

Can limits be clearly defined Summary

- No international consensus = chance for avoidance of

systematic approaches

- CUTOFF borderline of viability

- 50 of mortality but disability difficult to objectify and use as a criteria

- All would resuscitate at 26 weeks most would not at 23 weeks

- Grey area 24 and 25 weeks gestation = 2 per 1000 births

- fetal weight 10 error

- gestational age 3 - 5 days error

Can limits be clearly defined Outcome

estimation tool

Secondary criteriae

- Girls 1 week advantage

- Every day increases survival by 3

- Full course of antenatal steroids

- Level of unit

- Black race

- High-medium level of income of parents

- Multiple birth twin-to-twin transfusion

- Birth weight

- Babyrsquos condition at delivery

(chorioamnionitis increases the risk of periventricular leucomalacia)

Time-frame algorythm for decision

making

bull Primary resuscitation YN

bull Proceed to intensive care or palliative care

bull Continue with option YN bull Euthanasia

ndash Netherlands (Groningen Protocol)

bull To motivate physicians to adhere to the highest standards of decision making

bull To reduce hidden euthanasia by facilitating reporting

bull Requires that all possible palliative measures be exhausted before euthanasia is performed

bull Might do more in mobilizing the availability of palliative care services than the current situation of unreported practice

ndash EURONIC 73 in 8 European Countries

Rebagliato M et al EURONIC study group Neonatal end-of-life decision making Physicianrsquos attitudes and relationships

with self-reported practices in 10 European countries The Journal of Medical Association 2000 Nov 15284(19)2451-9

Acting in the ldquobest interests of the patientrdquo

bull degree of suffering involved in the care

bull futility of further intervention

bull likelihood of survival free of serious disability

and practical consequences

Legal - moral The Best Interests Standard

United Kingdom Court of Appeal1993

Doctors and parents may not undertake actions where the purpose is

to end life they may in appropriate circumstances use drugs to

relieve pain and distress even though their use may advance the time

of death

Palliative Care

Palliative Care in France lois Leonetti (2005)

bull Legalises arrest of ldquonon-reasonable treatmentrdquo

bull Authorizes at the end of life the use of treatment for comfort

of patient (pain)

bull Taking into account that the treatment might shorten length of

survival

bull Always with the patientrsquos consent = parentrsquos consent

Recently French Medical Council expressed itself in the same terms

bull At birth neither certainty nor uncertainty as prognosis is clear-cut

(Self-fullfilling prophecy may be created by delays or suboptimal management)

bull Initiation of resuscitation leads to admission to NICU

- cascade of expensive uncomfortable or painful procedures

- raise parental expectations about survival

bull Denying intensive care a priori based solely on the age of

gestation or birth weight = contrary to the principle of equity

bull Decision-making after initial resuscitation (continue or withdraw

treatment) more justifiable

Decision-making for palliative care

Acta Paediatr 2008 Mar97(3)276-9 doi 101111j1651-2227200800663xCaregivers attitudes for very premature infants

what if they knewJanvier A Lantos J DeschIacutenes M Couture E Nadeau S Barrington KJ

bull Case-by-case basis according postnatal assessment

bull Factors always to be considered

- parents

- resources

- planned pregnancy

- assisted conception

- maternal age

- illness and fetal conditions

Decisions made by parents before birth are not necessarily

absolute and binding

Decision-making for intensive care

Divorces after handicap

bull Nine times higher in case of spina bifida (BJ PSYCH 131 79-82

(1977) J Maulden Population studies vol 46 issue2 pages 349 362 (1992)

bull Low birth weight children in the US are at higher risk of experiencing

their parents divorce than children of normal birth weight

bull Not confirmed in British couples

Healthy Baby Healthy Marriage The Effct of Childrens

Health on Divorce Angela R Fertig Princeton University

288 Wallace Hall Princeton NJ 08544

afertigprincetonedu 609-258-5868 June 17 2004

Ethics andhellipcorticosteroids

bull Antenatal corticosteroids

bull A technical medical ethical obligation

ndash No obstetrical or medical CI (infection hypertension)

ndash C Spencer K Neales Antenatal corticosteroids to prevent neonatal respiratory distress syndrome BMJ 2000 320 325 doi

101136bmj3207231325 (Published 5 February 2000)

ndash Roberts D Dalziel Antenatal corticosteroids for accelerating fetal lung maturation for women at risk of preterm birth The

Cochrane Database of Systematic Reviews 2010 Issue 8 Copyright copy 2010 The Cochrane Collaboration

ndash JV Been B W Kramer L J Zimmermann Antenatal corticosteroids to prevent preterm birt The LancetVol 373 Issue 9667 Page

894 14 March 2009

Ethics andhellipcorticosteroids

bull Postnatal corticosteroids in BPD

ndash Increased risk of neurodevelopmental impairment growth retardation etc but faster extubation less PDA etchellip

ndash ldquoEthicallyrdquo contraindicated Early (lt 8 days) postnatal corticosteroids for preventing chronic lung disease in

preterm infants Henry L Halliday1 Richard A Ehrenkranz2 Lex W Doyle31Perinatal Room Royal-Jubilee Maternity Service

Belfast UK 2Department of Pediatrics Yale University New Haven Connecticut USA 3Department of Obstetrics and Gynaecology University of Melbourne Parkville AustraliaContact address Henry L Halliday Perinatal Room Royal-Jubilee Maternity Service Royal Maternity Hospital Grosvenor Road Belfast Northern

Ireland BT12 6BA UK Cochrane Neonatal Group

Ethics andhellipiatrogenic diseases

- Environment in which the baby is managed (eg light noise touch)

- Mode of ventilation (eg conventional synchronized high-frequency)

- Types doses and results of medications used - Short-term and long-term effects of certain often

painful procedures - Foreign bodies or devices used - How the babys nutritional needs are met (enteral

parenteral nutrition) Developmental care for promoting development and preventing morbidity in preterm infants

Amanda J Symington1 Janet Pinelli2

1The Childrens Hospital Hamilton Health Sciences Hamilton Ontario Canada 2School of Nursing McMaster University Hamilton Canada

Cochrane Neonatal Group

Ethics andhellippain

Opioids for neonates receiving mechanical ventilation

Roberto Bell˘1 Koert A de Waal2 Rinaldo Zanini31Neonatal Intensive Care Unit Ospedale Manzoni -Lecco Lecco

Italy 2Neonatology Academic Medical Centre Amsterdam Netherlands 3Neonatal Intensive Care Unit Ospedale

A Manzoni - Lecco Lecco ItalyContact address Roberto Bell˘ Neonatal Intensive Care Unit Ospedale

Manzoni -Lecco Via Eremo 9 Lecco 23900 Italy Editorial group Cochrane Neonatal Group

Intravenous midazolam infusion for sedation of infants in the neonatal intensive care

unit

Eugene Ng1 Anna Taddio2 Arne Ohlsson31Department of Newborn and Developmental Paediatrics Sunnybrook

Health Sciences Centre Toronto Canada 2Graduate Department of Pharmaceutical Sciences Hospital for Sick

Children Research Institute Toronto Canada 3Departments of Paediatrics Obstetrics and Gynaecology and Health

Policy Management and Evaluation University of Toronto Toronto CanadaContact address Eugene Ng

Department of Newborn and Developmental Paediatrics Sunnybrook Health Sciences Centre CO Womens College

Hospital 76 Grenville Street Toronto Ontario M5S1B2 Canada Editorial group Cochrane Neonatal Group

Ethics andhellipaesthetics

bull End-of-life comfortappearance for the

ndash Infant

ndash Parents

ndash Caregivers

Ethics andhellipparents

bull Infant-parent emotional bonding

ndash Regionalisation

ndash Participation of parents in healing process

ndash Skin-to-skin

ndash Informed consent

ndash Decision making

Raines DA Parents values a missing link in the neonatal intensive care equation Neonatal Netw Apr 199615(3)7-12

When individuals lack decision-making capacityhellip

hellipthe interests and welfare of the patient take priority

over all other parties

hellipthe interests of the neonate are inextricably linked

to that of the parents

their interests must be taken into account empowering them to

decision-making

Parents

Kent AL et al Collaborative decision-making for extreme premature delivery J Paediatr Child Health 2007 43 489-91

Parents recommendations

bull Counselling should initiate before delivery

bull Transparency openness and honesty

bull Favour frequent discussions with parents

bull Update them on

ndash their infants condition

ndash interventions that may be needed

bull Avoid confusing medical terminology as much as possible

bull Be honest and frank about the infants condition and prognosis even

on matters of uncertainty

bull Ask feed backs to ensure parents understand what is being discussed

Collaborative decision-making for extreme premature deliveryKent AL et al NSW and ACT Perinatal Care at the Borderlines

of Viability Consensus Workshop Committee J Paediatr Child Health 2007 Jun43(6)489-91

Caeymaex L ed al Journeacutees Parisiennes de Peacutediatrie 2008 Fin de vie en reacuteanimation neacuteonatale mieux

comprendre les attentes et le point de vues des parents

Communication with parents

Montreal group

52 mothers in preterm labour all infants at

23 weeks gestation were resuscitated including

6 cases with conditional non-resuscitation instructions

Thus

- In acute situations the default mode is to treat

- To step back from action seems to be very difficult

Some answers creation of guidelines

protocols

Not feeling alone ability to rely on the experience

and expertise of others is helpful

ndash Expertise

ndash Enabling

ndash Empowering

ndash Encouraging

ndash Education

A Case Method To Assist Clinical Ethics

Decision Making

(Modified from American College of Physicians Ethics Manual)

bull 1 Define the ethics problem as an ought or should question (eg Should we withhold a respirator for this

extremely preterm baby 25 WGA as his parents request)

bull 2 List relevant facts and uncertainties Include facts about the patient and caregivers (such as emotional state cultural

background and legal standing) Include physiologic facts and significant medical uncertainties (such as expected

outcomes with and without treatment) and the benefits and harms of treatment options

bull 3 Identify a decision maker If the patient is competent the decision maker is the patient If the patient is

incompetent identify a proxy decision maker (eg as specified by court appointment state law a durable power of

attorney for health care living will or the next of kin)

bull 4 Give understandable relevant desired information to the decision maker and dispel misconceptions

bull 5 Solicit values of the patient that are relevant to the question These include the patients values about life relation to

community and health care institutions goals for health care and conditions that would change goals and preferences

about health care or proxy decision makers

bull 6 Identify health professional values including health goals (such as prolonging life and alleviating pain) values that

pertain to patient physician communication (such as truth telling and confidentiality) and some values that extend

outside of the patient physician relationship (such as promotion of public health and respect for the law)

bull 7 Propose and critique solutions including options for treatment and alternative providers

bull 8 Identify and remove or address constraints on solutions (such as unavailability of services laws or legal myths)

Recommendations

bull Define yourself your borderline between viability

according to capacities of your facilities

ndash Neurological outcomes

ndash Respiratory outcomes

ndash Caloric intake

Catlin A Carter B Creation of a neonatal end-of-life palliative care protocol J PerinatolApr-May 200222(3)184-95

Much more researchhellip

bull Sociological

bull Interviews of implicated persons

bull Stratification

bull EURONIC

Conclusion bull Grey zones are grey

bull It is likely they will stay grey for some time

bull It would be an error to wash them white or darken them

bull Grey zones have to be adapted to the local contexts

bull Every wardhospitalmaternity should allow open discussions have a

committee on ethics establish internal guidelines

bull The role of the parents in decision-making after as-objective-as-

possible information given by healthcare members is essential

bull Making ethical decisions might be very difficult but ethical

relationships with the preterm and his parents can compensate this

Page 6: Ethical issues of extremely preterm babies’ care: the “grey zone” experiences

Ethics in neonatology

- We touch the most profound interface between

materialistic objective medicine and emotional

empathy personal conviction

- Tragic situations leave only tragic options

bull Skin immaturity

bull Fluid balance instability

bull Lung immaturity and breathing problems

bull Malnutrition and gut damage

bull Retinopathy of prematurity

bull Early and late onset infections

bull Brain damage which can lead to a spectrum of long-term

neurological sequelae = THE MAIN ETHICAL ISSUE

ldquoIn Preemies Better Care Also Means Hard Choicerdquo (New York Times August 13 2012)

Where do we touch the limits

Brain development

bull 12-16 weeks neuronal proliferation

bull 12 - 20 weeks neuronal migration

bull 20 weeks neuronal organisation inside-out layering

of the cortical neurones synaptogenesis

bull 26 -28 weeks rapid gyral growth

bull Myelinization starts at 20 weeks gestation

continues for many years postnatally

bull 29-40 weeks 27 fold increase in brain volume

4 fold increase in grey matter volume

bull Brain folding coffee bean walnut

Gestational age are we always talking about

the same time

Pediatrics Vol 114 No 5 November 1 2004 pp 1362 -136 (4doi 101542peds2004-1915)

Estimate of gestational age

bull The best obstetric estimate is necessary

- gaps in obstetric information

- inherent variability (as great as 2 weeks) in traditional

methods of gestational age estimation

- postnatal physical examination inaccurate

bull First trimester ultrasound golden standard

(margin of error a few days)

bull Methods should be clearly stated

Wisserl J Et al Estimation of gestational age by transvaginal sonographic measurement of greatest embryonic length in

dated human embryos Ultrasound in Obstetrics amp Gynecology Volume 4 Issue 6 pages 457ndash462 1 November 1994

Bulletin of the World Health Organization The worldwide incidence of preterm birth a systematic review

of maternal mortality and morbidity Stacy Beck Daniel Wojdyla

Viability and its implications

bull Disability

bull Psychological bull emotional impact of raising a child with a disability

bull the child himself depression anxiety aggression lower self

concept (Rachel Levy Shifft and Gili Einat Journal of Clinical Child Psychology V 23 p 328-9)

bull Financial - US 2003

Premature newborns = US$181 billion in health care costs

= half of total hospital charges for newborn care

+ ongoing costs for the health system (14 billion on less of 125 USDday)

bull Societal

Thresholds of viability some numbers on

SURVIVALS

bull Dramatically improved during last 3 decades

bull Differences in methodology

bull Few studies have reported mortality and morbidity rates in gestational age-specific categories

Preterm Birth Causes Consequences and PreventionInstitute of Medicine (US) Committee on Understanding Premature

Birth and Assuring Healthy Outcomes Behrman RE Butler AS editorsWashington (DC) National Academies Press (US) 2007

Thresholds of viability some numbers on

SURVIVALS

ndash Risk of neonatal deaths not higher than 50 except for infants less

the 500g and 24 weeks gestation Stringer M Brooks PM et al New guidelines for maternal and neonatal resuscitation Journal of obstetrics

gynecology and neonatal nursing 2007 36(6) 624 -34

ndash At 24 weeks survival = 58

ndash At 25 weeks = 77

ndash Not precised for lt 24 weeks

ndash Survival vary from 1 at 22 weeks to up to 44 at 25 weeks

ndash Before 21 weeks and six days no survival published

Brazier M et al Letting babies die J Med Ethics 2007 33 (3) 125-6

Thresholds of viability

bull Survival

ndash at 24 weeks 31

ndash at 25 weeks 50 Larroque B Ancel PY Marchand-Martin L Cambonie G Fresson J Pierrat V et al Special care school diffiulties in

8- year-old very preterm children the Epipage cohort study PLoS ONE 2011 6 e21361

ndash at 23 and 24 weeks gestation varies from 10-50

ndash at 25 weeks gestation 50 - 80 Fetus and newborn committee Canadian paediatric society maternal-fetal medicine committee society of obstetricians and

gynaecologists of Canada Management of the woman with threatened birth of an infant of extremely low gestational age

Can Med Assoc J 1994151547-53

- 22w (0) 23w (29) 24w (50) 25w (65) Aust N Z J Obstet Gynaecol 2007 Aug47(4)273-8Delivery in the grey zone collaborative approach to extremely

preterm birth Keogh J et al Consensus Workshop Organising Committee

Thresholds of viability

bull gt 23 weeks gestation16 chance of surviving

bull At 24 weeks survival 44

bull At 25 weeks survival 63

bull Each day increases survival by 3

Nuffield Council on Bioethics Critical care decisions in fetal and neonatal medicine ethical issues

LondonNCB2006 wwwNuffieldbioethicsorggoourworkneonatalpublication 406html

Morbidity EPICure (UK Ireland)

bull Follow up of 78 of 308 children born lt 25 weeks + 6 days up to 6 years from 1995 on

bull 12 cerebral palsy bull lt 750g 30 - 50 moderate or severe disability

bull 41 cognitive problems (-2SD) compared to classmates

bull Survivers of 24 weeks 14 with no handicap

bull Survivers of 25 weeks 24 with no handicap

Marlow N Wolke D Bracewell MA Samara M The EPICure Study Group Neurologic disability at six years of age after

extremely preterm birth N Engl J Med 2005 352

EPICure

Morbidity EPIPAGE (France)

bull 77 of 2901 infants between 22 and 32 weeks

control group of term babies up to 5 years (not

finely sliced)

bull lt 27 weeks -1DS of QI attention deficit

language and behaviour disorders

Larroque B Ancel PY Marchand-Martin L Cambonie G Fresson J Pierrat V et al Special care school diffiulties in

8- year-old very preterm children the Epipage cohort study PLoS ONE 2011 6 e21361

MorbidityThe American Academy of

Pediatrics

bull 30-50 of surviving children with lt750g or whose gestation lt25 weeks had moderate or severe disability

Stringer M Brooks PM et al New guidelines for maternal and neonatal resuscitation Journal of obstetrics

gynecology and neonatal nursing 2007 36(6) 624 -34

MorbidityNuffields (GB)

bull 23 - 24 weeks gestation 64 risk of serious disability

bull At 25 weeks risk of severe disability 40

bull Each day increases survival by 3

bull Girls have a weekrsquos advantage over preterm boys

Nuffield Council on Bioethics Critical care decisions in fetal and neonatal medicine ethical issues

LondonNCB2006 wwwNuffieldbioethicsorggoourworkneonatalpublication 406html

Morbidity Australia

bull Grey zone between 23-25 weeks + 6 days

bull Survival to discharge data

- 22w (0)

- 23w (29)

- 24w (50)

- 25w (65)

bull Proportion with no functional disability

23w (33) 24w (61) 25w (67)

Morbidity The Netherlands

Leiden follow up project data since 1983

Death or abnormal development

23-24 wks (92)

25 weeks (64)

26 weeks (35)

27-32 weeks (18)

Sheldon T Dutch doctors change policy on treating preterm babies BMJ 20013221383

Rijken M et al Mortality and Neurologic Mental and Psychomotor Development at 2 Years in Infants Born less than 27 Weeks

Gestation The Leiden Follow-Up Project on Prematurity Pediatrics january 2003

Recommendations British Association of

Perinatal Medicine

22-28 weeks threshold of viability (under 26 weeks)

- Increasing risk with decreasing gestational age

serious ethical dilemmas

- Short notice decisions

- Need to balance maternal well-being against the

likely neonatal outcome

- Caesarean section in the babyrsquos interests

can rarely be justified prior to 25 weeks gestation

- Threshold viability infants should be followed up for

at least 2 years data collection

British Association of Perinatal Medicine Fetuses and newborn infants at the threshold of viability Pediatr 20021101024-27

Recommendations The American Academy

of Pediatrics bull 22-25 weeks gestation problematic

bull Non-initiation of resuscitation at 23 weeks (less 400g)

is appropriate

bull Difficulties in making accurate assessments before birth

bull Fetal weight can be inaccurate by 15-20

bull Small discrepancies in gestation of 1 or 2 weeks can have

major implications for outcome

bull Multiple gestation makes evaluation difficult

bull Counselling

bull But US legal trends restrict discretionary decision-making

Stringer M Brooks PM et al New guidelines for maternal and neonatal resuscitation Journal of obstetrics

gynecology and neonatal nursing 2007 36(6) 624 -34

The Marginally Viable Newborn Legal Challenges Conceptual Inadequacies and ReasonablenessSadath A Sayeed MD JD

The Journal of Law Medicine amp Ethics Volume 34 Issue 3 600-610 2006

Recommendations The Fetus and Newborn

Committee Canada

bull 22 weeks compassionate care only

bull 23-24 weeks careful consideration limited benefits and potential

harms of caesarean section and active resuscitation

bull Full care 25 weeks (survival rate is 50-80 with disability rates 10-25)

Fetus and newborn committee Canadian paediatric society maternal-fetal medicine committee society of obstetricians and

gynaecologists of Canada Management of the woman with threatened birth of an infant of extremely low gestational age

Can Med Assoc J 1994151547-53

Recommendations The Netherlands

bull No intensive care to babies before 25-26 weeks gestation

bull Decisions should be taken with full participation of the parents

bull Unclear cutoff of resuscitation of immature infants

- at 25 50 or 75 chance of intact survival - (Viability not universally agreed thus if bar is set low there will be more

survivors with more handicaps)

bull Euthanasia institutionalised

Sheldon T Dutch doctors change policy on treating preterm babies BMJ 20013221383

Recommendations Australia

bull Grey zone between 23-25 weeks + 6 days option of non-initiation of

resuscitation and intensive care reasonable

- obligation to treat increases as the gestation advances

- at 25 weeks active treatment is usually offered

- unless adverse circumstances

bull twin-twin transfusion

bull intrauterine growth restriction

bull chorioamnionitis

bull poor condition at birth or the presence of a serious abnormality

- at 26 weeks gestation the obligation to treat is very high

- non-directive counselling avoidance of over burdening parents

bull 24 weeks antenatal transfer to a tertiary centre with option of ldquoDNRrdquo

Aust N Z J Obstet Gynaecol 2007 Aug47(4)273-8Delivery in the grey zone collaborative approach to extremely preterm birth

Keogh J Sinn J Hollebone K Bajuk B Fischer W Lui K Consensus Workshop Organising Committee

Malcom F Should artificial resuscitation be offered to extremely premature neonates AMSJ 2010 p 86-9

Recommendations The Nuffield Council

on Bioethics (GB)

bull 23-26 weeks = grey area

bull 2 components

- to resuscitate and admit to the NICU

- to continue with intensive care or replace with

palliative care

bull Recommendations

- at 25 weeks and above institute intensive care

- 24-25 weeks offer intensive care unless different parentsrsquo wishes

- 23- 24 weeks clinicians should not be obliged to resuscitate

Nuffield Council on Bioethics Critical care decisions in fetal and neonatal medicine ethical issues

LondonNCB2006 wwwNuffieldbioethicsorggoourworkneonatalpublication 406html

ldquoNatural instincts are to try to save all babies even if

the babys chances of survival are low

However we dont think it is always right to put a baby

through the stress and pain of invasive treatment if the

baby is unlikely to get any better and death is

inevitable (Margaret Brazier professor of law at Manchester University)

Prolonging the life of profoundly sick premature babies

may be inhumane and place an intolerable burden on

the babyrdquo

treatment just prolongs the process of dyingrdquo

(Andrew Whitelaw professor of neonatal medicine at the University of Bristol UK)

Nuffield Council on Bioethics

The Nuffield Council on Bioethics

Medical ethics committee of the British Medical Association (BMA)

bull The report echoes existing best practicerdquo

bull Disagreement with stringent cut-off points for treatment

- The BMA believes that blanket rules do not help

individual parents or their very premature babiesrdquo

- Each case should be considered on its merits andin its

own contextrdquo

(Tony Calland)

When premature babies should be allowed to die Gaia Vince New scientist 15 November 2006

Neonatal section of the Irish Faculty of

Paediatrics

bull Withdrawal of care appropriate in infants born within the

threshold period who fail to respond to initial intensive care

efforts or develop severe complications

bull Acceptable not to resuscitate newborns

under 500g andor under 24 weeks gestation

Neonatal subcommittee of the Irish faculty of Paediatrics Statement on perinatal care at the threshold of viability2006

Recommendations France

bull Usually no resuscitation below 24 WGA

bull At 24 weeks particular attention to parentsrsquo wishes

bull Maximum degree of uncertainty on the real interest of the patient nobody can pretend to claim which is the best attitude

bull Other criteriae to be taken into account (discretional resuscitation)

bull Prenatal corticosteroids

Moriette G Rameix S et al groupe de reacuteflexion sur les aspects eacutethiques de la peacuterinatologie very premature births dilemmas and management Part 1 outcome of infants born before 28 weeks of postmenstrual age and definition of grey zone Archives de Peacutediatrie 2010 May17(5)518-26 part 2 527-39

Recommendations Switzerland

bull lt 24 weeks palliative

bull gt 24 weeks according to the experienced neonatology

team

Swiss Society of Neonatology recommandations pour la prise en charge des preacutematureacutes agrave la limite de la viabiliteacute (22 - 26 SA) 2002

Recommendations Ukraine

Gestation period lt 28 weeks

bull Define the exact gestational age and weightof the fetus estimate

prognosis provide further consultations recommendations and coordinate

team work of all members of perinatal team

bull Inform and discuss with future parents about medical and social risks and

peculiarities of resuscitation care providing for the newborn

bull Resuscitation is almost always provided if high survival chances and

acceptable morbidity

bull In case of doubtful prognosis necessity to support the wish of parents

bull Do not start the resuscitation of a newborn if almost 100 early death rate

likely (Ie gestation period lt 23 weeks weight lt 400 gr)

Can limits be clearly defined Summary

- No international consensus = chance for avoidance of

systematic approaches

- CUTOFF borderline of viability

- 50 of mortality but disability difficult to objectify and use as a criteria

- All would resuscitate at 26 weeks most would not at 23 weeks

- Grey area 24 and 25 weeks gestation = 2 per 1000 births

- fetal weight 10 error

- gestational age 3 - 5 days error

Can limits be clearly defined Outcome

estimation tool

Secondary criteriae

- Girls 1 week advantage

- Every day increases survival by 3

- Full course of antenatal steroids

- Level of unit

- Black race

- High-medium level of income of parents

- Multiple birth twin-to-twin transfusion

- Birth weight

- Babyrsquos condition at delivery

(chorioamnionitis increases the risk of periventricular leucomalacia)

Time-frame algorythm for decision

making

bull Primary resuscitation YN

bull Proceed to intensive care or palliative care

bull Continue with option YN bull Euthanasia

ndash Netherlands (Groningen Protocol)

bull To motivate physicians to adhere to the highest standards of decision making

bull To reduce hidden euthanasia by facilitating reporting

bull Requires that all possible palliative measures be exhausted before euthanasia is performed

bull Might do more in mobilizing the availability of palliative care services than the current situation of unreported practice

ndash EURONIC 73 in 8 European Countries

Rebagliato M et al EURONIC study group Neonatal end-of-life decision making Physicianrsquos attitudes and relationships

with self-reported practices in 10 European countries The Journal of Medical Association 2000 Nov 15284(19)2451-9

Acting in the ldquobest interests of the patientrdquo

bull degree of suffering involved in the care

bull futility of further intervention

bull likelihood of survival free of serious disability

and practical consequences

Legal - moral The Best Interests Standard

United Kingdom Court of Appeal1993

Doctors and parents may not undertake actions where the purpose is

to end life they may in appropriate circumstances use drugs to

relieve pain and distress even though their use may advance the time

of death

Palliative Care

Palliative Care in France lois Leonetti (2005)

bull Legalises arrest of ldquonon-reasonable treatmentrdquo

bull Authorizes at the end of life the use of treatment for comfort

of patient (pain)

bull Taking into account that the treatment might shorten length of

survival

bull Always with the patientrsquos consent = parentrsquos consent

Recently French Medical Council expressed itself in the same terms

bull At birth neither certainty nor uncertainty as prognosis is clear-cut

(Self-fullfilling prophecy may be created by delays or suboptimal management)

bull Initiation of resuscitation leads to admission to NICU

- cascade of expensive uncomfortable or painful procedures

- raise parental expectations about survival

bull Denying intensive care a priori based solely on the age of

gestation or birth weight = contrary to the principle of equity

bull Decision-making after initial resuscitation (continue or withdraw

treatment) more justifiable

Decision-making for palliative care

Acta Paediatr 2008 Mar97(3)276-9 doi 101111j1651-2227200800663xCaregivers attitudes for very premature infants

what if they knewJanvier A Lantos J DeschIacutenes M Couture E Nadeau S Barrington KJ

bull Case-by-case basis according postnatal assessment

bull Factors always to be considered

- parents

- resources

- planned pregnancy

- assisted conception

- maternal age

- illness and fetal conditions

Decisions made by parents before birth are not necessarily

absolute and binding

Decision-making for intensive care

Divorces after handicap

bull Nine times higher in case of spina bifida (BJ PSYCH 131 79-82

(1977) J Maulden Population studies vol 46 issue2 pages 349 362 (1992)

bull Low birth weight children in the US are at higher risk of experiencing

their parents divorce than children of normal birth weight

bull Not confirmed in British couples

Healthy Baby Healthy Marriage The Effct of Childrens

Health on Divorce Angela R Fertig Princeton University

288 Wallace Hall Princeton NJ 08544

afertigprincetonedu 609-258-5868 June 17 2004

Ethics andhellipcorticosteroids

bull Antenatal corticosteroids

bull A technical medical ethical obligation

ndash No obstetrical or medical CI (infection hypertension)

ndash C Spencer K Neales Antenatal corticosteroids to prevent neonatal respiratory distress syndrome BMJ 2000 320 325 doi

101136bmj3207231325 (Published 5 February 2000)

ndash Roberts D Dalziel Antenatal corticosteroids for accelerating fetal lung maturation for women at risk of preterm birth The

Cochrane Database of Systematic Reviews 2010 Issue 8 Copyright copy 2010 The Cochrane Collaboration

ndash JV Been B W Kramer L J Zimmermann Antenatal corticosteroids to prevent preterm birt The LancetVol 373 Issue 9667 Page

894 14 March 2009

Ethics andhellipcorticosteroids

bull Postnatal corticosteroids in BPD

ndash Increased risk of neurodevelopmental impairment growth retardation etc but faster extubation less PDA etchellip

ndash ldquoEthicallyrdquo contraindicated Early (lt 8 days) postnatal corticosteroids for preventing chronic lung disease in

preterm infants Henry L Halliday1 Richard A Ehrenkranz2 Lex W Doyle31Perinatal Room Royal-Jubilee Maternity Service

Belfast UK 2Department of Pediatrics Yale University New Haven Connecticut USA 3Department of Obstetrics and Gynaecology University of Melbourne Parkville AustraliaContact address Henry L Halliday Perinatal Room Royal-Jubilee Maternity Service Royal Maternity Hospital Grosvenor Road Belfast Northern

Ireland BT12 6BA UK Cochrane Neonatal Group

Ethics andhellipiatrogenic diseases

- Environment in which the baby is managed (eg light noise touch)

- Mode of ventilation (eg conventional synchronized high-frequency)

- Types doses and results of medications used - Short-term and long-term effects of certain often

painful procedures - Foreign bodies or devices used - How the babys nutritional needs are met (enteral

parenteral nutrition) Developmental care for promoting development and preventing morbidity in preterm infants

Amanda J Symington1 Janet Pinelli2

1The Childrens Hospital Hamilton Health Sciences Hamilton Ontario Canada 2School of Nursing McMaster University Hamilton Canada

Cochrane Neonatal Group

Ethics andhellippain

Opioids for neonates receiving mechanical ventilation

Roberto Bell˘1 Koert A de Waal2 Rinaldo Zanini31Neonatal Intensive Care Unit Ospedale Manzoni -Lecco Lecco

Italy 2Neonatology Academic Medical Centre Amsterdam Netherlands 3Neonatal Intensive Care Unit Ospedale

A Manzoni - Lecco Lecco ItalyContact address Roberto Bell˘ Neonatal Intensive Care Unit Ospedale

Manzoni -Lecco Via Eremo 9 Lecco 23900 Italy Editorial group Cochrane Neonatal Group

Intravenous midazolam infusion for sedation of infants in the neonatal intensive care

unit

Eugene Ng1 Anna Taddio2 Arne Ohlsson31Department of Newborn and Developmental Paediatrics Sunnybrook

Health Sciences Centre Toronto Canada 2Graduate Department of Pharmaceutical Sciences Hospital for Sick

Children Research Institute Toronto Canada 3Departments of Paediatrics Obstetrics and Gynaecology and Health

Policy Management and Evaluation University of Toronto Toronto CanadaContact address Eugene Ng

Department of Newborn and Developmental Paediatrics Sunnybrook Health Sciences Centre CO Womens College

Hospital 76 Grenville Street Toronto Ontario M5S1B2 Canada Editorial group Cochrane Neonatal Group

Ethics andhellipaesthetics

bull End-of-life comfortappearance for the

ndash Infant

ndash Parents

ndash Caregivers

Ethics andhellipparents

bull Infant-parent emotional bonding

ndash Regionalisation

ndash Participation of parents in healing process

ndash Skin-to-skin

ndash Informed consent

ndash Decision making

Raines DA Parents values a missing link in the neonatal intensive care equation Neonatal Netw Apr 199615(3)7-12

When individuals lack decision-making capacityhellip

hellipthe interests and welfare of the patient take priority

over all other parties

hellipthe interests of the neonate are inextricably linked

to that of the parents

their interests must be taken into account empowering them to

decision-making

Parents

Kent AL et al Collaborative decision-making for extreme premature delivery J Paediatr Child Health 2007 43 489-91

Parents recommendations

bull Counselling should initiate before delivery

bull Transparency openness and honesty

bull Favour frequent discussions with parents

bull Update them on

ndash their infants condition

ndash interventions that may be needed

bull Avoid confusing medical terminology as much as possible

bull Be honest and frank about the infants condition and prognosis even

on matters of uncertainty

bull Ask feed backs to ensure parents understand what is being discussed

Collaborative decision-making for extreme premature deliveryKent AL et al NSW and ACT Perinatal Care at the Borderlines

of Viability Consensus Workshop Committee J Paediatr Child Health 2007 Jun43(6)489-91

Caeymaex L ed al Journeacutees Parisiennes de Peacutediatrie 2008 Fin de vie en reacuteanimation neacuteonatale mieux

comprendre les attentes et le point de vues des parents

Communication with parents

Montreal group

52 mothers in preterm labour all infants at

23 weeks gestation were resuscitated including

6 cases with conditional non-resuscitation instructions

Thus

- In acute situations the default mode is to treat

- To step back from action seems to be very difficult

Some answers creation of guidelines

protocols

Not feeling alone ability to rely on the experience

and expertise of others is helpful

ndash Expertise

ndash Enabling

ndash Empowering

ndash Encouraging

ndash Education

A Case Method To Assist Clinical Ethics

Decision Making

(Modified from American College of Physicians Ethics Manual)

bull 1 Define the ethics problem as an ought or should question (eg Should we withhold a respirator for this

extremely preterm baby 25 WGA as his parents request)

bull 2 List relevant facts and uncertainties Include facts about the patient and caregivers (such as emotional state cultural

background and legal standing) Include physiologic facts and significant medical uncertainties (such as expected

outcomes with and without treatment) and the benefits and harms of treatment options

bull 3 Identify a decision maker If the patient is competent the decision maker is the patient If the patient is

incompetent identify a proxy decision maker (eg as specified by court appointment state law a durable power of

attorney for health care living will or the next of kin)

bull 4 Give understandable relevant desired information to the decision maker and dispel misconceptions

bull 5 Solicit values of the patient that are relevant to the question These include the patients values about life relation to

community and health care institutions goals for health care and conditions that would change goals and preferences

about health care or proxy decision makers

bull 6 Identify health professional values including health goals (such as prolonging life and alleviating pain) values that

pertain to patient physician communication (such as truth telling and confidentiality) and some values that extend

outside of the patient physician relationship (such as promotion of public health and respect for the law)

bull 7 Propose and critique solutions including options for treatment and alternative providers

bull 8 Identify and remove or address constraints on solutions (such as unavailability of services laws or legal myths)

Recommendations

bull Define yourself your borderline between viability

according to capacities of your facilities

ndash Neurological outcomes

ndash Respiratory outcomes

ndash Caloric intake

Catlin A Carter B Creation of a neonatal end-of-life palliative care protocol J PerinatolApr-May 200222(3)184-95

Much more researchhellip

bull Sociological

bull Interviews of implicated persons

bull Stratification

bull EURONIC

Conclusion bull Grey zones are grey

bull It is likely they will stay grey for some time

bull It would be an error to wash them white or darken them

bull Grey zones have to be adapted to the local contexts

bull Every wardhospitalmaternity should allow open discussions have a

committee on ethics establish internal guidelines

bull The role of the parents in decision-making after as-objective-as-

possible information given by healthcare members is essential

bull Making ethical decisions might be very difficult but ethical

relationships with the preterm and his parents can compensate this

Page 7: Ethical issues of extremely preterm babies’ care: the “grey zone” experiences

bull Skin immaturity

bull Fluid balance instability

bull Lung immaturity and breathing problems

bull Malnutrition and gut damage

bull Retinopathy of prematurity

bull Early and late onset infections

bull Brain damage which can lead to a spectrum of long-term

neurological sequelae = THE MAIN ETHICAL ISSUE

ldquoIn Preemies Better Care Also Means Hard Choicerdquo (New York Times August 13 2012)

Where do we touch the limits

Brain development

bull 12-16 weeks neuronal proliferation

bull 12 - 20 weeks neuronal migration

bull 20 weeks neuronal organisation inside-out layering

of the cortical neurones synaptogenesis

bull 26 -28 weeks rapid gyral growth

bull Myelinization starts at 20 weeks gestation

continues for many years postnatally

bull 29-40 weeks 27 fold increase in brain volume

4 fold increase in grey matter volume

bull Brain folding coffee bean walnut

Gestational age are we always talking about

the same time

Pediatrics Vol 114 No 5 November 1 2004 pp 1362 -136 (4doi 101542peds2004-1915)

Estimate of gestational age

bull The best obstetric estimate is necessary

- gaps in obstetric information

- inherent variability (as great as 2 weeks) in traditional

methods of gestational age estimation

- postnatal physical examination inaccurate

bull First trimester ultrasound golden standard

(margin of error a few days)

bull Methods should be clearly stated

Wisserl J Et al Estimation of gestational age by transvaginal sonographic measurement of greatest embryonic length in

dated human embryos Ultrasound in Obstetrics amp Gynecology Volume 4 Issue 6 pages 457ndash462 1 November 1994

Bulletin of the World Health Organization The worldwide incidence of preterm birth a systematic review

of maternal mortality and morbidity Stacy Beck Daniel Wojdyla

Viability and its implications

bull Disability

bull Psychological bull emotional impact of raising a child with a disability

bull the child himself depression anxiety aggression lower self

concept (Rachel Levy Shifft and Gili Einat Journal of Clinical Child Psychology V 23 p 328-9)

bull Financial - US 2003

Premature newborns = US$181 billion in health care costs

= half of total hospital charges for newborn care

+ ongoing costs for the health system (14 billion on less of 125 USDday)

bull Societal

Thresholds of viability some numbers on

SURVIVALS

bull Dramatically improved during last 3 decades

bull Differences in methodology

bull Few studies have reported mortality and morbidity rates in gestational age-specific categories

Preterm Birth Causes Consequences and PreventionInstitute of Medicine (US) Committee on Understanding Premature

Birth and Assuring Healthy Outcomes Behrman RE Butler AS editorsWashington (DC) National Academies Press (US) 2007

Thresholds of viability some numbers on

SURVIVALS

ndash Risk of neonatal deaths not higher than 50 except for infants less

the 500g and 24 weeks gestation Stringer M Brooks PM et al New guidelines for maternal and neonatal resuscitation Journal of obstetrics

gynecology and neonatal nursing 2007 36(6) 624 -34

ndash At 24 weeks survival = 58

ndash At 25 weeks = 77

ndash Not precised for lt 24 weeks

ndash Survival vary from 1 at 22 weeks to up to 44 at 25 weeks

ndash Before 21 weeks and six days no survival published

Brazier M et al Letting babies die J Med Ethics 2007 33 (3) 125-6

Thresholds of viability

bull Survival

ndash at 24 weeks 31

ndash at 25 weeks 50 Larroque B Ancel PY Marchand-Martin L Cambonie G Fresson J Pierrat V et al Special care school diffiulties in

8- year-old very preterm children the Epipage cohort study PLoS ONE 2011 6 e21361

ndash at 23 and 24 weeks gestation varies from 10-50

ndash at 25 weeks gestation 50 - 80 Fetus and newborn committee Canadian paediatric society maternal-fetal medicine committee society of obstetricians and

gynaecologists of Canada Management of the woman with threatened birth of an infant of extremely low gestational age

Can Med Assoc J 1994151547-53

- 22w (0) 23w (29) 24w (50) 25w (65) Aust N Z J Obstet Gynaecol 2007 Aug47(4)273-8Delivery in the grey zone collaborative approach to extremely

preterm birth Keogh J et al Consensus Workshop Organising Committee

Thresholds of viability

bull gt 23 weeks gestation16 chance of surviving

bull At 24 weeks survival 44

bull At 25 weeks survival 63

bull Each day increases survival by 3

Nuffield Council on Bioethics Critical care decisions in fetal and neonatal medicine ethical issues

LondonNCB2006 wwwNuffieldbioethicsorggoourworkneonatalpublication 406html

Morbidity EPICure (UK Ireland)

bull Follow up of 78 of 308 children born lt 25 weeks + 6 days up to 6 years from 1995 on

bull 12 cerebral palsy bull lt 750g 30 - 50 moderate or severe disability

bull 41 cognitive problems (-2SD) compared to classmates

bull Survivers of 24 weeks 14 with no handicap

bull Survivers of 25 weeks 24 with no handicap

Marlow N Wolke D Bracewell MA Samara M The EPICure Study Group Neurologic disability at six years of age after

extremely preterm birth N Engl J Med 2005 352

EPICure

Morbidity EPIPAGE (France)

bull 77 of 2901 infants between 22 and 32 weeks

control group of term babies up to 5 years (not

finely sliced)

bull lt 27 weeks -1DS of QI attention deficit

language and behaviour disorders

Larroque B Ancel PY Marchand-Martin L Cambonie G Fresson J Pierrat V et al Special care school diffiulties in

8- year-old very preterm children the Epipage cohort study PLoS ONE 2011 6 e21361

MorbidityThe American Academy of

Pediatrics

bull 30-50 of surviving children with lt750g or whose gestation lt25 weeks had moderate or severe disability

Stringer M Brooks PM et al New guidelines for maternal and neonatal resuscitation Journal of obstetrics

gynecology and neonatal nursing 2007 36(6) 624 -34

MorbidityNuffields (GB)

bull 23 - 24 weeks gestation 64 risk of serious disability

bull At 25 weeks risk of severe disability 40

bull Each day increases survival by 3

bull Girls have a weekrsquos advantage over preterm boys

Nuffield Council on Bioethics Critical care decisions in fetal and neonatal medicine ethical issues

LondonNCB2006 wwwNuffieldbioethicsorggoourworkneonatalpublication 406html

Morbidity Australia

bull Grey zone between 23-25 weeks + 6 days

bull Survival to discharge data

- 22w (0)

- 23w (29)

- 24w (50)

- 25w (65)

bull Proportion with no functional disability

23w (33) 24w (61) 25w (67)

Morbidity The Netherlands

Leiden follow up project data since 1983

Death or abnormal development

23-24 wks (92)

25 weeks (64)

26 weeks (35)

27-32 weeks (18)

Sheldon T Dutch doctors change policy on treating preterm babies BMJ 20013221383

Rijken M et al Mortality and Neurologic Mental and Psychomotor Development at 2 Years in Infants Born less than 27 Weeks

Gestation The Leiden Follow-Up Project on Prematurity Pediatrics january 2003

Recommendations British Association of

Perinatal Medicine

22-28 weeks threshold of viability (under 26 weeks)

- Increasing risk with decreasing gestational age

serious ethical dilemmas

- Short notice decisions

- Need to balance maternal well-being against the

likely neonatal outcome

- Caesarean section in the babyrsquos interests

can rarely be justified prior to 25 weeks gestation

- Threshold viability infants should be followed up for

at least 2 years data collection

British Association of Perinatal Medicine Fetuses and newborn infants at the threshold of viability Pediatr 20021101024-27

Recommendations The American Academy

of Pediatrics bull 22-25 weeks gestation problematic

bull Non-initiation of resuscitation at 23 weeks (less 400g)

is appropriate

bull Difficulties in making accurate assessments before birth

bull Fetal weight can be inaccurate by 15-20

bull Small discrepancies in gestation of 1 or 2 weeks can have

major implications for outcome

bull Multiple gestation makes evaluation difficult

bull Counselling

bull But US legal trends restrict discretionary decision-making

Stringer M Brooks PM et al New guidelines for maternal and neonatal resuscitation Journal of obstetrics

gynecology and neonatal nursing 2007 36(6) 624 -34

The Marginally Viable Newborn Legal Challenges Conceptual Inadequacies and ReasonablenessSadath A Sayeed MD JD

The Journal of Law Medicine amp Ethics Volume 34 Issue 3 600-610 2006

Recommendations The Fetus and Newborn

Committee Canada

bull 22 weeks compassionate care only

bull 23-24 weeks careful consideration limited benefits and potential

harms of caesarean section and active resuscitation

bull Full care 25 weeks (survival rate is 50-80 with disability rates 10-25)

Fetus and newborn committee Canadian paediatric society maternal-fetal medicine committee society of obstetricians and

gynaecologists of Canada Management of the woman with threatened birth of an infant of extremely low gestational age

Can Med Assoc J 1994151547-53

Recommendations The Netherlands

bull No intensive care to babies before 25-26 weeks gestation

bull Decisions should be taken with full participation of the parents

bull Unclear cutoff of resuscitation of immature infants

- at 25 50 or 75 chance of intact survival - (Viability not universally agreed thus if bar is set low there will be more

survivors with more handicaps)

bull Euthanasia institutionalised

Sheldon T Dutch doctors change policy on treating preterm babies BMJ 20013221383

Recommendations Australia

bull Grey zone between 23-25 weeks + 6 days option of non-initiation of

resuscitation and intensive care reasonable

- obligation to treat increases as the gestation advances

- at 25 weeks active treatment is usually offered

- unless adverse circumstances

bull twin-twin transfusion

bull intrauterine growth restriction

bull chorioamnionitis

bull poor condition at birth or the presence of a serious abnormality

- at 26 weeks gestation the obligation to treat is very high

- non-directive counselling avoidance of over burdening parents

bull 24 weeks antenatal transfer to a tertiary centre with option of ldquoDNRrdquo

Aust N Z J Obstet Gynaecol 2007 Aug47(4)273-8Delivery in the grey zone collaborative approach to extremely preterm birth

Keogh J Sinn J Hollebone K Bajuk B Fischer W Lui K Consensus Workshop Organising Committee

Malcom F Should artificial resuscitation be offered to extremely premature neonates AMSJ 2010 p 86-9

Recommendations The Nuffield Council

on Bioethics (GB)

bull 23-26 weeks = grey area

bull 2 components

- to resuscitate and admit to the NICU

- to continue with intensive care or replace with

palliative care

bull Recommendations

- at 25 weeks and above institute intensive care

- 24-25 weeks offer intensive care unless different parentsrsquo wishes

- 23- 24 weeks clinicians should not be obliged to resuscitate

Nuffield Council on Bioethics Critical care decisions in fetal and neonatal medicine ethical issues

LondonNCB2006 wwwNuffieldbioethicsorggoourworkneonatalpublication 406html

ldquoNatural instincts are to try to save all babies even if

the babys chances of survival are low

However we dont think it is always right to put a baby

through the stress and pain of invasive treatment if the

baby is unlikely to get any better and death is

inevitable (Margaret Brazier professor of law at Manchester University)

Prolonging the life of profoundly sick premature babies

may be inhumane and place an intolerable burden on

the babyrdquo

treatment just prolongs the process of dyingrdquo

(Andrew Whitelaw professor of neonatal medicine at the University of Bristol UK)

Nuffield Council on Bioethics

The Nuffield Council on Bioethics

Medical ethics committee of the British Medical Association (BMA)

bull The report echoes existing best practicerdquo

bull Disagreement with stringent cut-off points for treatment

- The BMA believes that blanket rules do not help

individual parents or their very premature babiesrdquo

- Each case should be considered on its merits andin its

own contextrdquo

(Tony Calland)

When premature babies should be allowed to die Gaia Vince New scientist 15 November 2006

Neonatal section of the Irish Faculty of

Paediatrics

bull Withdrawal of care appropriate in infants born within the

threshold period who fail to respond to initial intensive care

efforts or develop severe complications

bull Acceptable not to resuscitate newborns

under 500g andor under 24 weeks gestation

Neonatal subcommittee of the Irish faculty of Paediatrics Statement on perinatal care at the threshold of viability2006

Recommendations France

bull Usually no resuscitation below 24 WGA

bull At 24 weeks particular attention to parentsrsquo wishes

bull Maximum degree of uncertainty on the real interest of the patient nobody can pretend to claim which is the best attitude

bull Other criteriae to be taken into account (discretional resuscitation)

bull Prenatal corticosteroids

Moriette G Rameix S et al groupe de reacuteflexion sur les aspects eacutethiques de la peacuterinatologie very premature births dilemmas and management Part 1 outcome of infants born before 28 weeks of postmenstrual age and definition of grey zone Archives de Peacutediatrie 2010 May17(5)518-26 part 2 527-39

Recommendations Switzerland

bull lt 24 weeks palliative

bull gt 24 weeks according to the experienced neonatology

team

Swiss Society of Neonatology recommandations pour la prise en charge des preacutematureacutes agrave la limite de la viabiliteacute (22 - 26 SA) 2002

Recommendations Ukraine

Gestation period lt 28 weeks

bull Define the exact gestational age and weightof the fetus estimate

prognosis provide further consultations recommendations and coordinate

team work of all members of perinatal team

bull Inform and discuss with future parents about medical and social risks and

peculiarities of resuscitation care providing for the newborn

bull Resuscitation is almost always provided if high survival chances and

acceptable morbidity

bull In case of doubtful prognosis necessity to support the wish of parents

bull Do not start the resuscitation of a newborn if almost 100 early death rate

likely (Ie gestation period lt 23 weeks weight lt 400 gr)

Can limits be clearly defined Summary

- No international consensus = chance for avoidance of

systematic approaches

- CUTOFF borderline of viability

- 50 of mortality but disability difficult to objectify and use as a criteria

- All would resuscitate at 26 weeks most would not at 23 weeks

- Grey area 24 and 25 weeks gestation = 2 per 1000 births

- fetal weight 10 error

- gestational age 3 - 5 days error

Can limits be clearly defined Outcome

estimation tool

Secondary criteriae

- Girls 1 week advantage

- Every day increases survival by 3

- Full course of antenatal steroids

- Level of unit

- Black race

- High-medium level of income of parents

- Multiple birth twin-to-twin transfusion

- Birth weight

- Babyrsquos condition at delivery

(chorioamnionitis increases the risk of periventricular leucomalacia)

Time-frame algorythm for decision

making

bull Primary resuscitation YN

bull Proceed to intensive care or palliative care

bull Continue with option YN bull Euthanasia

ndash Netherlands (Groningen Protocol)

bull To motivate physicians to adhere to the highest standards of decision making

bull To reduce hidden euthanasia by facilitating reporting

bull Requires that all possible palliative measures be exhausted before euthanasia is performed

bull Might do more in mobilizing the availability of palliative care services than the current situation of unreported practice

ndash EURONIC 73 in 8 European Countries

Rebagliato M et al EURONIC study group Neonatal end-of-life decision making Physicianrsquos attitudes and relationships

with self-reported practices in 10 European countries The Journal of Medical Association 2000 Nov 15284(19)2451-9

Acting in the ldquobest interests of the patientrdquo

bull degree of suffering involved in the care

bull futility of further intervention

bull likelihood of survival free of serious disability

and practical consequences

Legal - moral The Best Interests Standard

United Kingdom Court of Appeal1993

Doctors and parents may not undertake actions where the purpose is

to end life they may in appropriate circumstances use drugs to

relieve pain and distress even though their use may advance the time

of death

Palliative Care

Palliative Care in France lois Leonetti (2005)

bull Legalises arrest of ldquonon-reasonable treatmentrdquo

bull Authorizes at the end of life the use of treatment for comfort

of patient (pain)

bull Taking into account that the treatment might shorten length of

survival

bull Always with the patientrsquos consent = parentrsquos consent

Recently French Medical Council expressed itself in the same terms

bull At birth neither certainty nor uncertainty as prognosis is clear-cut

(Self-fullfilling prophecy may be created by delays or suboptimal management)

bull Initiation of resuscitation leads to admission to NICU

- cascade of expensive uncomfortable or painful procedures

- raise parental expectations about survival

bull Denying intensive care a priori based solely on the age of

gestation or birth weight = contrary to the principle of equity

bull Decision-making after initial resuscitation (continue or withdraw

treatment) more justifiable

Decision-making for palliative care

Acta Paediatr 2008 Mar97(3)276-9 doi 101111j1651-2227200800663xCaregivers attitudes for very premature infants

what if they knewJanvier A Lantos J DeschIacutenes M Couture E Nadeau S Barrington KJ

bull Case-by-case basis according postnatal assessment

bull Factors always to be considered

- parents

- resources

- planned pregnancy

- assisted conception

- maternal age

- illness and fetal conditions

Decisions made by parents before birth are not necessarily

absolute and binding

Decision-making for intensive care

Divorces after handicap

bull Nine times higher in case of spina bifida (BJ PSYCH 131 79-82

(1977) J Maulden Population studies vol 46 issue2 pages 349 362 (1992)

bull Low birth weight children in the US are at higher risk of experiencing

their parents divorce than children of normal birth weight

bull Not confirmed in British couples

Healthy Baby Healthy Marriage The Effct of Childrens

Health on Divorce Angela R Fertig Princeton University

288 Wallace Hall Princeton NJ 08544

afertigprincetonedu 609-258-5868 June 17 2004

Ethics andhellipcorticosteroids

bull Antenatal corticosteroids

bull A technical medical ethical obligation

ndash No obstetrical or medical CI (infection hypertension)

ndash C Spencer K Neales Antenatal corticosteroids to prevent neonatal respiratory distress syndrome BMJ 2000 320 325 doi

101136bmj3207231325 (Published 5 February 2000)

ndash Roberts D Dalziel Antenatal corticosteroids for accelerating fetal lung maturation for women at risk of preterm birth The

Cochrane Database of Systematic Reviews 2010 Issue 8 Copyright copy 2010 The Cochrane Collaboration

ndash JV Been B W Kramer L J Zimmermann Antenatal corticosteroids to prevent preterm birt The LancetVol 373 Issue 9667 Page

894 14 March 2009

Ethics andhellipcorticosteroids

bull Postnatal corticosteroids in BPD

ndash Increased risk of neurodevelopmental impairment growth retardation etc but faster extubation less PDA etchellip

ndash ldquoEthicallyrdquo contraindicated Early (lt 8 days) postnatal corticosteroids for preventing chronic lung disease in

preterm infants Henry L Halliday1 Richard A Ehrenkranz2 Lex W Doyle31Perinatal Room Royal-Jubilee Maternity Service

Belfast UK 2Department of Pediatrics Yale University New Haven Connecticut USA 3Department of Obstetrics and Gynaecology University of Melbourne Parkville AustraliaContact address Henry L Halliday Perinatal Room Royal-Jubilee Maternity Service Royal Maternity Hospital Grosvenor Road Belfast Northern

Ireland BT12 6BA UK Cochrane Neonatal Group

Ethics andhellipiatrogenic diseases

- Environment in which the baby is managed (eg light noise touch)

- Mode of ventilation (eg conventional synchronized high-frequency)

- Types doses and results of medications used - Short-term and long-term effects of certain often

painful procedures - Foreign bodies or devices used - How the babys nutritional needs are met (enteral

parenteral nutrition) Developmental care for promoting development and preventing morbidity in preterm infants

Amanda J Symington1 Janet Pinelli2

1The Childrens Hospital Hamilton Health Sciences Hamilton Ontario Canada 2School of Nursing McMaster University Hamilton Canada

Cochrane Neonatal Group

Ethics andhellippain

Opioids for neonates receiving mechanical ventilation

Roberto Bell˘1 Koert A de Waal2 Rinaldo Zanini31Neonatal Intensive Care Unit Ospedale Manzoni -Lecco Lecco

Italy 2Neonatology Academic Medical Centre Amsterdam Netherlands 3Neonatal Intensive Care Unit Ospedale

A Manzoni - Lecco Lecco ItalyContact address Roberto Bell˘ Neonatal Intensive Care Unit Ospedale

Manzoni -Lecco Via Eremo 9 Lecco 23900 Italy Editorial group Cochrane Neonatal Group

Intravenous midazolam infusion for sedation of infants in the neonatal intensive care

unit

Eugene Ng1 Anna Taddio2 Arne Ohlsson31Department of Newborn and Developmental Paediatrics Sunnybrook

Health Sciences Centre Toronto Canada 2Graduate Department of Pharmaceutical Sciences Hospital for Sick

Children Research Institute Toronto Canada 3Departments of Paediatrics Obstetrics and Gynaecology and Health

Policy Management and Evaluation University of Toronto Toronto CanadaContact address Eugene Ng

Department of Newborn and Developmental Paediatrics Sunnybrook Health Sciences Centre CO Womens College

Hospital 76 Grenville Street Toronto Ontario M5S1B2 Canada Editorial group Cochrane Neonatal Group

Ethics andhellipaesthetics

bull End-of-life comfortappearance for the

ndash Infant

ndash Parents

ndash Caregivers

Ethics andhellipparents

bull Infant-parent emotional bonding

ndash Regionalisation

ndash Participation of parents in healing process

ndash Skin-to-skin

ndash Informed consent

ndash Decision making

Raines DA Parents values a missing link in the neonatal intensive care equation Neonatal Netw Apr 199615(3)7-12

When individuals lack decision-making capacityhellip

hellipthe interests and welfare of the patient take priority

over all other parties

hellipthe interests of the neonate are inextricably linked

to that of the parents

their interests must be taken into account empowering them to

decision-making

Parents

Kent AL et al Collaborative decision-making for extreme premature delivery J Paediatr Child Health 2007 43 489-91

Parents recommendations

bull Counselling should initiate before delivery

bull Transparency openness and honesty

bull Favour frequent discussions with parents

bull Update them on

ndash their infants condition

ndash interventions that may be needed

bull Avoid confusing medical terminology as much as possible

bull Be honest and frank about the infants condition and prognosis even

on matters of uncertainty

bull Ask feed backs to ensure parents understand what is being discussed

Collaborative decision-making for extreme premature deliveryKent AL et al NSW and ACT Perinatal Care at the Borderlines

of Viability Consensus Workshop Committee J Paediatr Child Health 2007 Jun43(6)489-91

Caeymaex L ed al Journeacutees Parisiennes de Peacutediatrie 2008 Fin de vie en reacuteanimation neacuteonatale mieux

comprendre les attentes et le point de vues des parents

Communication with parents

Montreal group

52 mothers in preterm labour all infants at

23 weeks gestation were resuscitated including

6 cases with conditional non-resuscitation instructions

Thus

- In acute situations the default mode is to treat

- To step back from action seems to be very difficult

Some answers creation of guidelines

protocols

Not feeling alone ability to rely on the experience

and expertise of others is helpful

ndash Expertise

ndash Enabling

ndash Empowering

ndash Encouraging

ndash Education

A Case Method To Assist Clinical Ethics

Decision Making

(Modified from American College of Physicians Ethics Manual)

bull 1 Define the ethics problem as an ought or should question (eg Should we withhold a respirator for this

extremely preterm baby 25 WGA as his parents request)

bull 2 List relevant facts and uncertainties Include facts about the patient and caregivers (such as emotional state cultural

background and legal standing) Include physiologic facts and significant medical uncertainties (such as expected

outcomes with and without treatment) and the benefits and harms of treatment options

bull 3 Identify a decision maker If the patient is competent the decision maker is the patient If the patient is

incompetent identify a proxy decision maker (eg as specified by court appointment state law a durable power of

attorney for health care living will or the next of kin)

bull 4 Give understandable relevant desired information to the decision maker and dispel misconceptions

bull 5 Solicit values of the patient that are relevant to the question These include the patients values about life relation to

community and health care institutions goals for health care and conditions that would change goals and preferences

about health care or proxy decision makers

bull 6 Identify health professional values including health goals (such as prolonging life and alleviating pain) values that

pertain to patient physician communication (such as truth telling and confidentiality) and some values that extend

outside of the patient physician relationship (such as promotion of public health and respect for the law)

bull 7 Propose and critique solutions including options for treatment and alternative providers

bull 8 Identify and remove or address constraints on solutions (such as unavailability of services laws or legal myths)

Recommendations

bull Define yourself your borderline between viability

according to capacities of your facilities

ndash Neurological outcomes

ndash Respiratory outcomes

ndash Caloric intake

Catlin A Carter B Creation of a neonatal end-of-life palliative care protocol J PerinatolApr-May 200222(3)184-95

Much more researchhellip

bull Sociological

bull Interviews of implicated persons

bull Stratification

bull EURONIC

Conclusion bull Grey zones are grey

bull It is likely they will stay grey for some time

bull It would be an error to wash them white or darken them

bull Grey zones have to be adapted to the local contexts

bull Every wardhospitalmaternity should allow open discussions have a

committee on ethics establish internal guidelines

bull The role of the parents in decision-making after as-objective-as-

possible information given by healthcare members is essential

bull Making ethical decisions might be very difficult but ethical

relationships with the preterm and his parents can compensate this

Page 8: Ethical issues of extremely preterm babies’ care: the “grey zone” experiences

Brain development

bull 12-16 weeks neuronal proliferation

bull 12 - 20 weeks neuronal migration

bull 20 weeks neuronal organisation inside-out layering

of the cortical neurones synaptogenesis

bull 26 -28 weeks rapid gyral growth

bull Myelinization starts at 20 weeks gestation

continues for many years postnatally

bull 29-40 weeks 27 fold increase in brain volume

4 fold increase in grey matter volume

bull Brain folding coffee bean walnut

Gestational age are we always talking about

the same time

Pediatrics Vol 114 No 5 November 1 2004 pp 1362 -136 (4doi 101542peds2004-1915)

Estimate of gestational age

bull The best obstetric estimate is necessary

- gaps in obstetric information

- inherent variability (as great as 2 weeks) in traditional

methods of gestational age estimation

- postnatal physical examination inaccurate

bull First trimester ultrasound golden standard

(margin of error a few days)

bull Methods should be clearly stated

Wisserl J Et al Estimation of gestational age by transvaginal sonographic measurement of greatest embryonic length in

dated human embryos Ultrasound in Obstetrics amp Gynecology Volume 4 Issue 6 pages 457ndash462 1 November 1994

Bulletin of the World Health Organization The worldwide incidence of preterm birth a systematic review

of maternal mortality and morbidity Stacy Beck Daniel Wojdyla

Viability and its implications

bull Disability

bull Psychological bull emotional impact of raising a child with a disability

bull the child himself depression anxiety aggression lower self

concept (Rachel Levy Shifft and Gili Einat Journal of Clinical Child Psychology V 23 p 328-9)

bull Financial - US 2003

Premature newborns = US$181 billion in health care costs

= half of total hospital charges for newborn care

+ ongoing costs for the health system (14 billion on less of 125 USDday)

bull Societal

Thresholds of viability some numbers on

SURVIVALS

bull Dramatically improved during last 3 decades

bull Differences in methodology

bull Few studies have reported mortality and morbidity rates in gestational age-specific categories

Preterm Birth Causes Consequences and PreventionInstitute of Medicine (US) Committee on Understanding Premature

Birth and Assuring Healthy Outcomes Behrman RE Butler AS editorsWashington (DC) National Academies Press (US) 2007

Thresholds of viability some numbers on

SURVIVALS

ndash Risk of neonatal deaths not higher than 50 except for infants less

the 500g and 24 weeks gestation Stringer M Brooks PM et al New guidelines for maternal and neonatal resuscitation Journal of obstetrics

gynecology and neonatal nursing 2007 36(6) 624 -34

ndash At 24 weeks survival = 58

ndash At 25 weeks = 77

ndash Not precised for lt 24 weeks

ndash Survival vary from 1 at 22 weeks to up to 44 at 25 weeks

ndash Before 21 weeks and six days no survival published

Brazier M et al Letting babies die J Med Ethics 2007 33 (3) 125-6

Thresholds of viability

bull Survival

ndash at 24 weeks 31

ndash at 25 weeks 50 Larroque B Ancel PY Marchand-Martin L Cambonie G Fresson J Pierrat V et al Special care school diffiulties in

8- year-old very preterm children the Epipage cohort study PLoS ONE 2011 6 e21361

ndash at 23 and 24 weeks gestation varies from 10-50

ndash at 25 weeks gestation 50 - 80 Fetus and newborn committee Canadian paediatric society maternal-fetal medicine committee society of obstetricians and

gynaecologists of Canada Management of the woman with threatened birth of an infant of extremely low gestational age

Can Med Assoc J 1994151547-53

- 22w (0) 23w (29) 24w (50) 25w (65) Aust N Z J Obstet Gynaecol 2007 Aug47(4)273-8Delivery in the grey zone collaborative approach to extremely

preterm birth Keogh J et al Consensus Workshop Organising Committee

Thresholds of viability

bull gt 23 weeks gestation16 chance of surviving

bull At 24 weeks survival 44

bull At 25 weeks survival 63

bull Each day increases survival by 3

Nuffield Council on Bioethics Critical care decisions in fetal and neonatal medicine ethical issues

LondonNCB2006 wwwNuffieldbioethicsorggoourworkneonatalpublication 406html

Morbidity EPICure (UK Ireland)

bull Follow up of 78 of 308 children born lt 25 weeks + 6 days up to 6 years from 1995 on

bull 12 cerebral palsy bull lt 750g 30 - 50 moderate or severe disability

bull 41 cognitive problems (-2SD) compared to classmates

bull Survivers of 24 weeks 14 with no handicap

bull Survivers of 25 weeks 24 with no handicap

Marlow N Wolke D Bracewell MA Samara M The EPICure Study Group Neurologic disability at six years of age after

extremely preterm birth N Engl J Med 2005 352

EPICure

Morbidity EPIPAGE (France)

bull 77 of 2901 infants between 22 and 32 weeks

control group of term babies up to 5 years (not

finely sliced)

bull lt 27 weeks -1DS of QI attention deficit

language and behaviour disorders

Larroque B Ancel PY Marchand-Martin L Cambonie G Fresson J Pierrat V et al Special care school diffiulties in

8- year-old very preterm children the Epipage cohort study PLoS ONE 2011 6 e21361

MorbidityThe American Academy of

Pediatrics

bull 30-50 of surviving children with lt750g or whose gestation lt25 weeks had moderate or severe disability

Stringer M Brooks PM et al New guidelines for maternal and neonatal resuscitation Journal of obstetrics

gynecology and neonatal nursing 2007 36(6) 624 -34

MorbidityNuffields (GB)

bull 23 - 24 weeks gestation 64 risk of serious disability

bull At 25 weeks risk of severe disability 40

bull Each day increases survival by 3

bull Girls have a weekrsquos advantage over preterm boys

Nuffield Council on Bioethics Critical care decisions in fetal and neonatal medicine ethical issues

LondonNCB2006 wwwNuffieldbioethicsorggoourworkneonatalpublication 406html

Morbidity Australia

bull Grey zone between 23-25 weeks + 6 days

bull Survival to discharge data

- 22w (0)

- 23w (29)

- 24w (50)

- 25w (65)

bull Proportion with no functional disability

23w (33) 24w (61) 25w (67)

Morbidity The Netherlands

Leiden follow up project data since 1983

Death or abnormal development

23-24 wks (92)

25 weeks (64)

26 weeks (35)

27-32 weeks (18)

Sheldon T Dutch doctors change policy on treating preterm babies BMJ 20013221383

Rijken M et al Mortality and Neurologic Mental and Psychomotor Development at 2 Years in Infants Born less than 27 Weeks

Gestation The Leiden Follow-Up Project on Prematurity Pediatrics january 2003

Recommendations British Association of

Perinatal Medicine

22-28 weeks threshold of viability (under 26 weeks)

- Increasing risk with decreasing gestational age

serious ethical dilemmas

- Short notice decisions

- Need to balance maternal well-being against the

likely neonatal outcome

- Caesarean section in the babyrsquos interests

can rarely be justified prior to 25 weeks gestation

- Threshold viability infants should be followed up for

at least 2 years data collection

British Association of Perinatal Medicine Fetuses and newborn infants at the threshold of viability Pediatr 20021101024-27

Recommendations The American Academy

of Pediatrics bull 22-25 weeks gestation problematic

bull Non-initiation of resuscitation at 23 weeks (less 400g)

is appropriate

bull Difficulties in making accurate assessments before birth

bull Fetal weight can be inaccurate by 15-20

bull Small discrepancies in gestation of 1 or 2 weeks can have

major implications for outcome

bull Multiple gestation makes evaluation difficult

bull Counselling

bull But US legal trends restrict discretionary decision-making

Stringer M Brooks PM et al New guidelines for maternal and neonatal resuscitation Journal of obstetrics

gynecology and neonatal nursing 2007 36(6) 624 -34

The Marginally Viable Newborn Legal Challenges Conceptual Inadequacies and ReasonablenessSadath A Sayeed MD JD

The Journal of Law Medicine amp Ethics Volume 34 Issue 3 600-610 2006

Recommendations The Fetus and Newborn

Committee Canada

bull 22 weeks compassionate care only

bull 23-24 weeks careful consideration limited benefits and potential

harms of caesarean section and active resuscitation

bull Full care 25 weeks (survival rate is 50-80 with disability rates 10-25)

Fetus and newborn committee Canadian paediatric society maternal-fetal medicine committee society of obstetricians and

gynaecologists of Canada Management of the woman with threatened birth of an infant of extremely low gestational age

Can Med Assoc J 1994151547-53

Recommendations The Netherlands

bull No intensive care to babies before 25-26 weeks gestation

bull Decisions should be taken with full participation of the parents

bull Unclear cutoff of resuscitation of immature infants

- at 25 50 or 75 chance of intact survival - (Viability not universally agreed thus if bar is set low there will be more

survivors with more handicaps)

bull Euthanasia institutionalised

Sheldon T Dutch doctors change policy on treating preterm babies BMJ 20013221383

Recommendations Australia

bull Grey zone between 23-25 weeks + 6 days option of non-initiation of

resuscitation and intensive care reasonable

- obligation to treat increases as the gestation advances

- at 25 weeks active treatment is usually offered

- unless adverse circumstances

bull twin-twin transfusion

bull intrauterine growth restriction

bull chorioamnionitis

bull poor condition at birth or the presence of a serious abnormality

- at 26 weeks gestation the obligation to treat is very high

- non-directive counselling avoidance of over burdening parents

bull 24 weeks antenatal transfer to a tertiary centre with option of ldquoDNRrdquo

Aust N Z J Obstet Gynaecol 2007 Aug47(4)273-8Delivery in the grey zone collaborative approach to extremely preterm birth

Keogh J Sinn J Hollebone K Bajuk B Fischer W Lui K Consensus Workshop Organising Committee

Malcom F Should artificial resuscitation be offered to extremely premature neonates AMSJ 2010 p 86-9

Recommendations The Nuffield Council

on Bioethics (GB)

bull 23-26 weeks = grey area

bull 2 components

- to resuscitate and admit to the NICU

- to continue with intensive care or replace with

palliative care

bull Recommendations

- at 25 weeks and above institute intensive care

- 24-25 weeks offer intensive care unless different parentsrsquo wishes

- 23- 24 weeks clinicians should not be obliged to resuscitate

Nuffield Council on Bioethics Critical care decisions in fetal and neonatal medicine ethical issues

LondonNCB2006 wwwNuffieldbioethicsorggoourworkneonatalpublication 406html

ldquoNatural instincts are to try to save all babies even if

the babys chances of survival are low

However we dont think it is always right to put a baby

through the stress and pain of invasive treatment if the

baby is unlikely to get any better and death is

inevitable (Margaret Brazier professor of law at Manchester University)

Prolonging the life of profoundly sick premature babies

may be inhumane and place an intolerable burden on

the babyrdquo

treatment just prolongs the process of dyingrdquo

(Andrew Whitelaw professor of neonatal medicine at the University of Bristol UK)

Nuffield Council on Bioethics

The Nuffield Council on Bioethics

Medical ethics committee of the British Medical Association (BMA)

bull The report echoes existing best practicerdquo

bull Disagreement with stringent cut-off points for treatment

- The BMA believes that blanket rules do not help

individual parents or their very premature babiesrdquo

- Each case should be considered on its merits andin its

own contextrdquo

(Tony Calland)

When premature babies should be allowed to die Gaia Vince New scientist 15 November 2006

Neonatal section of the Irish Faculty of

Paediatrics

bull Withdrawal of care appropriate in infants born within the

threshold period who fail to respond to initial intensive care

efforts or develop severe complications

bull Acceptable not to resuscitate newborns

under 500g andor under 24 weeks gestation

Neonatal subcommittee of the Irish faculty of Paediatrics Statement on perinatal care at the threshold of viability2006

Recommendations France

bull Usually no resuscitation below 24 WGA

bull At 24 weeks particular attention to parentsrsquo wishes

bull Maximum degree of uncertainty on the real interest of the patient nobody can pretend to claim which is the best attitude

bull Other criteriae to be taken into account (discretional resuscitation)

bull Prenatal corticosteroids

Moriette G Rameix S et al groupe de reacuteflexion sur les aspects eacutethiques de la peacuterinatologie very premature births dilemmas and management Part 1 outcome of infants born before 28 weeks of postmenstrual age and definition of grey zone Archives de Peacutediatrie 2010 May17(5)518-26 part 2 527-39

Recommendations Switzerland

bull lt 24 weeks palliative

bull gt 24 weeks according to the experienced neonatology

team

Swiss Society of Neonatology recommandations pour la prise en charge des preacutematureacutes agrave la limite de la viabiliteacute (22 - 26 SA) 2002

Recommendations Ukraine

Gestation period lt 28 weeks

bull Define the exact gestational age and weightof the fetus estimate

prognosis provide further consultations recommendations and coordinate

team work of all members of perinatal team

bull Inform and discuss with future parents about medical and social risks and

peculiarities of resuscitation care providing for the newborn

bull Resuscitation is almost always provided if high survival chances and

acceptable morbidity

bull In case of doubtful prognosis necessity to support the wish of parents

bull Do not start the resuscitation of a newborn if almost 100 early death rate

likely (Ie gestation period lt 23 weeks weight lt 400 gr)

Can limits be clearly defined Summary

- No international consensus = chance for avoidance of

systematic approaches

- CUTOFF borderline of viability

- 50 of mortality but disability difficult to objectify and use as a criteria

- All would resuscitate at 26 weeks most would not at 23 weeks

- Grey area 24 and 25 weeks gestation = 2 per 1000 births

- fetal weight 10 error

- gestational age 3 - 5 days error

Can limits be clearly defined Outcome

estimation tool

Secondary criteriae

- Girls 1 week advantage

- Every day increases survival by 3

- Full course of antenatal steroids

- Level of unit

- Black race

- High-medium level of income of parents

- Multiple birth twin-to-twin transfusion

- Birth weight

- Babyrsquos condition at delivery

(chorioamnionitis increases the risk of periventricular leucomalacia)

Time-frame algorythm for decision

making

bull Primary resuscitation YN

bull Proceed to intensive care or palliative care

bull Continue with option YN bull Euthanasia

ndash Netherlands (Groningen Protocol)

bull To motivate physicians to adhere to the highest standards of decision making

bull To reduce hidden euthanasia by facilitating reporting

bull Requires that all possible palliative measures be exhausted before euthanasia is performed

bull Might do more in mobilizing the availability of palliative care services than the current situation of unreported practice

ndash EURONIC 73 in 8 European Countries

Rebagliato M et al EURONIC study group Neonatal end-of-life decision making Physicianrsquos attitudes and relationships

with self-reported practices in 10 European countries The Journal of Medical Association 2000 Nov 15284(19)2451-9

Acting in the ldquobest interests of the patientrdquo

bull degree of suffering involved in the care

bull futility of further intervention

bull likelihood of survival free of serious disability

and practical consequences

Legal - moral The Best Interests Standard

United Kingdom Court of Appeal1993

Doctors and parents may not undertake actions where the purpose is

to end life they may in appropriate circumstances use drugs to

relieve pain and distress even though their use may advance the time

of death

Palliative Care

Palliative Care in France lois Leonetti (2005)

bull Legalises arrest of ldquonon-reasonable treatmentrdquo

bull Authorizes at the end of life the use of treatment for comfort

of patient (pain)

bull Taking into account that the treatment might shorten length of

survival

bull Always with the patientrsquos consent = parentrsquos consent

Recently French Medical Council expressed itself in the same terms

bull At birth neither certainty nor uncertainty as prognosis is clear-cut

(Self-fullfilling prophecy may be created by delays or suboptimal management)

bull Initiation of resuscitation leads to admission to NICU

- cascade of expensive uncomfortable or painful procedures

- raise parental expectations about survival

bull Denying intensive care a priori based solely on the age of

gestation or birth weight = contrary to the principle of equity

bull Decision-making after initial resuscitation (continue or withdraw

treatment) more justifiable

Decision-making for palliative care

Acta Paediatr 2008 Mar97(3)276-9 doi 101111j1651-2227200800663xCaregivers attitudes for very premature infants

what if they knewJanvier A Lantos J DeschIacutenes M Couture E Nadeau S Barrington KJ

bull Case-by-case basis according postnatal assessment

bull Factors always to be considered

- parents

- resources

- planned pregnancy

- assisted conception

- maternal age

- illness and fetal conditions

Decisions made by parents before birth are not necessarily

absolute and binding

Decision-making for intensive care

Divorces after handicap

bull Nine times higher in case of spina bifida (BJ PSYCH 131 79-82

(1977) J Maulden Population studies vol 46 issue2 pages 349 362 (1992)

bull Low birth weight children in the US are at higher risk of experiencing

their parents divorce than children of normal birth weight

bull Not confirmed in British couples

Healthy Baby Healthy Marriage The Effct of Childrens

Health on Divorce Angela R Fertig Princeton University

288 Wallace Hall Princeton NJ 08544

afertigprincetonedu 609-258-5868 June 17 2004

Ethics andhellipcorticosteroids

bull Antenatal corticosteroids

bull A technical medical ethical obligation

ndash No obstetrical or medical CI (infection hypertension)

ndash C Spencer K Neales Antenatal corticosteroids to prevent neonatal respiratory distress syndrome BMJ 2000 320 325 doi

101136bmj3207231325 (Published 5 February 2000)

ndash Roberts D Dalziel Antenatal corticosteroids for accelerating fetal lung maturation for women at risk of preterm birth The

Cochrane Database of Systematic Reviews 2010 Issue 8 Copyright copy 2010 The Cochrane Collaboration

ndash JV Been B W Kramer L J Zimmermann Antenatal corticosteroids to prevent preterm birt The LancetVol 373 Issue 9667 Page

894 14 March 2009

Ethics andhellipcorticosteroids

bull Postnatal corticosteroids in BPD

ndash Increased risk of neurodevelopmental impairment growth retardation etc but faster extubation less PDA etchellip

ndash ldquoEthicallyrdquo contraindicated Early (lt 8 days) postnatal corticosteroids for preventing chronic lung disease in

preterm infants Henry L Halliday1 Richard A Ehrenkranz2 Lex W Doyle31Perinatal Room Royal-Jubilee Maternity Service

Belfast UK 2Department of Pediatrics Yale University New Haven Connecticut USA 3Department of Obstetrics and Gynaecology University of Melbourne Parkville AustraliaContact address Henry L Halliday Perinatal Room Royal-Jubilee Maternity Service Royal Maternity Hospital Grosvenor Road Belfast Northern

Ireland BT12 6BA UK Cochrane Neonatal Group

Ethics andhellipiatrogenic diseases

- Environment in which the baby is managed (eg light noise touch)

- Mode of ventilation (eg conventional synchronized high-frequency)

- Types doses and results of medications used - Short-term and long-term effects of certain often

painful procedures - Foreign bodies or devices used - How the babys nutritional needs are met (enteral

parenteral nutrition) Developmental care for promoting development and preventing morbidity in preterm infants

Amanda J Symington1 Janet Pinelli2

1The Childrens Hospital Hamilton Health Sciences Hamilton Ontario Canada 2School of Nursing McMaster University Hamilton Canada

Cochrane Neonatal Group

Ethics andhellippain

Opioids for neonates receiving mechanical ventilation

Roberto Bell˘1 Koert A de Waal2 Rinaldo Zanini31Neonatal Intensive Care Unit Ospedale Manzoni -Lecco Lecco

Italy 2Neonatology Academic Medical Centre Amsterdam Netherlands 3Neonatal Intensive Care Unit Ospedale

A Manzoni - Lecco Lecco ItalyContact address Roberto Bell˘ Neonatal Intensive Care Unit Ospedale

Manzoni -Lecco Via Eremo 9 Lecco 23900 Italy Editorial group Cochrane Neonatal Group

Intravenous midazolam infusion for sedation of infants in the neonatal intensive care

unit

Eugene Ng1 Anna Taddio2 Arne Ohlsson31Department of Newborn and Developmental Paediatrics Sunnybrook

Health Sciences Centre Toronto Canada 2Graduate Department of Pharmaceutical Sciences Hospital for Sick

Children Research Institute Toronto Canada 3Departments of Paediatrics Obstetrics and Gynaecology and Health

Policy Management and Evaluation University of Toronto Toronto CanadaContact address Eugene Ng

Department of Newborn and Developmental Paediatrics Sunnybrook Health Sciences Centre CO Womens College

Hospital 76 Grenville Street Toronto Ontario M5S1B2 Canada Editorial group Cochrane Neonatal Group

Ethics andhellipaesthetics

bull End-of-life comfortappearance for the

ndash Infant

ndash Parents

ndash Caregivers

Ethics andhellipparents

bull Infant-parent emotional bonding

ndash Regionalisation

ndash Participation of parents in healing process

ndash Skin-to-skin

ndash Informed consent

ndash Decision making

Raines DA Parents values a missing link in the neonatal intensive care equation Neonatal Netw Apr 199615(3)7-12

When individuals lack decision-making capacityhellip

hellipthe interests and welfare of the patient take priority

over all other parties

hellipthe interests of the neonate are inextricably linked

to that of the parents

their interests must be taken into account empowering them to

decision-making

Parents

Kent AL et al Collaborative decision-making for extreme premature delivery J Paediatr Child Health 2007 43 489-91

Parents recommendations

bull Counselling should initiate before delivery

bull Transparency openness and honesty

bull Favour frequent discussions with parents

bull Update them on

ndash their infants condition

ndash interventions that may be needed

bull Avoid confusing medical terminology as much as possible

bull Be honest and frank about the infants condition and prognosis even

on matters of uncertainty

bull Ask feed backs to ensure parents understand what is being discussed

Collaborative decision-making for extreme premature deliveryKent AL et al NSW and ACT Perinatal Care at the Borderlines

of Viability Consensus Workshop Committee J Paediatr Child Health 2007 Jun43(6)489-91

Caeymaex L ed al Journeacutees Parisiennes de Peacutediatrie 2008 Fin de vie en reacuteanimation neacuteonatale mieux

comprendre les attentes et le point de vues des parents

Communication with parents

Montreal group

52 mothers in preterm labour all infants at

23 weeks gestation were resuscitated including

6 cases with conditional non-resuscitation instructions

Thus

- In acute situations the default mode is to treat

- To step back from action seems to be very difficult

Some answers creation of guidelines

protocols

Not feeling alone ability to rely on the experience

and expertise of others is helpful

ndash Expertise

ndash Enabling

ndash Empowering

ndash Encouraging

ndash Education

A Case Method To Assist Clinical Ethics

Decision Making

(Modified from American College of Physicians Ethics Manual)

bull 1 Define the ethics problem as an ought or should question (eg Should we withhold a respirator for this

extremely preterm baby 25 WGA as his parents request)

bull 2 List relevant facts and uncertainties Include facts about the patient and caregivers (such as emotional state cultural

background and legal standing) Include physiologic facts and significant medical uncertainties (such as expected

outcomes with and without treatment) and the benefits and harms of treatment options

bull 3 Identify a decision maker If the patient is competent the decision maker is the patient If the patient is

incompetent identify a proxy decision maker (eg as specified by court appointment state law a durable power of

attorney for health care living will or the next of kin)

bull 4 Give understandable relevant desired information to the decision maker and dispel misconceptions

bull 5 Solicit values of the patient that are relevant to the question These include the patients values about life relation to

community and health care institutions goals for health care and conditions that would change goals and preferences

about health care or proxy decision makers

bull 6 Identify health professional values including health goals (such as prolonging life and alleviating pain) values that

pertain to patient physician communication (such as truth telling and confidentiality) and some values that extend

outside of the patient physician relationship (such as promotion of public health and respect for the law)

bull 7 Propose and critique solutions including options for treatment and alternative providers

bull 8 Identify and remove or address constraints on solutions (such as unavailability of services laws or legal myths)

Recommendations

bull Define yourself your borderline between viability

according to capacities of your facilities

ndash Neurological outcomes

ndash Respiratory outcomes

ndash Caloric intake

Catlin A Carter B Creation of a neonatal end-of-life palliative care protocol J PerinatolApr-May 200222(3)184-95

Much more researchhellip

bull Sociological

bull Interviews of implicated persons

bull Stratification

bull EURONIC

Conclusion bull Grey zones are grey

bull It is likely they will stay grey for some time

bull It would be an error to wash them white or darken them

bull Grey zones have to be adapted to the local contexts

bull Every wardhospitalmaternity should allow open discussions have a

committee on ethics establish internal guidelines

bull The role of the parents in decision-making after as-objective-as-

possible information given by healthcare members is essential

bull Making ethical decisions might be very difficult but ethical

relationships with the preterm and his parents can compensate this

Page 9: Ethical issues of extremely preterm babies’ care: the “grey zone” experiences

Gestational age are we always talking about

the same time

Pediatrics Vol 114 No 5 November 1 2004 pp 1362 -136 (4doi 101542peds2004-1915)

Estimate of gestational age

bull The best obstetric estimate is necessary

- gaps in obstetric information

- inherent variability (as great as 2 weeks) in traditional

methods of gestational age estimation

- postnatal physical examination inaccurate

bull First trimester ultrasound golden standard

(margin of error a few days)

bull Methods should be clearly stated

Wisserl J Et al Estimation of gestational age by transvaginal sonographic measurement of greatest embryonic length in

dated human embryos Ultrasound in Obstetrics amp Gynecology Volume 4 Issue 6 pages 457ndash462 1 November 1994

Bulletin of the World Health Organization The worldwide incidence of preterm birth a systematic review

of maternal mortality and morbidity Stacy Beck Daniel Wojdyla

Viability and its implications

bull Disability

bull Psychological bull emotional impact of raising a child with a disability

bull the child himself depression anxiety aggression lower self

concept (Rachel Levy Shifft and Gili Einat Journal of Clinical Child Psychology V 23 p 328-9)

bull Financial - US 2003

Premature newborns = US$181 billion in health care costs

= half of total hospital charges for newborn care

+ ongoing costs for the health system (14 billion on less of 125 USDday)

bull Societal

Thresholds of viability some numbers on

SURVIVALS

bull Dramatically improved during last 3 decades

bull Differences in methodology

bull Few studies have reported mortality and morbidity rates in gestational age-specific categories

Preterm Birth Causes Consequences and PreventionInstitute of Medicine (US) Committee on Understanding Premature

Birth and Assuring Healthy Outcomes Behrman RE Butler AS editorsWashington (DC) National Academies Press (US) 2007

Thresholds of viability some numbers on

SURVIVALS

ndash Risk of neonatal deaths not higher than 50 except for infants less

the 500g and 24 weeks gestation Stringer M Brooks PM et al New guidelines for maternal and neonatal resuscitation Journal of obstetrics

gynecology and neonatal nursing 2007 36(6) 624 -34

ndash At 24 weeks survival = 58

ndash At 25 weeks = 77

ndash Not precised for lt 24 weeks

ndash Survival vary from 1 at 22 weeks to up to 44 at 25 weeks

ndash Before 21 weeks and six days no survival published

Brazier M et al Letting babies die J Med Ethics 2007 33 (3) 125-6

Thresholds of viability

bull Survival

ndash at 24 weeks 31

ndash at 25 weeks 50 Larroque B Ancel PY Marchand-Martin L Cambonie G Fresson J Pierrat V et al Special care school diffiulties in

8- year-old very preterm children the Epipage cohort study PLoS ONE 2011 6 e21361

ndash at 23 and 24 weeks gestation varies from 10-50

ndash at 25 weeks gestation 50 - 80 Fetus and newborn committee Canadian paediatric society maternal-fetal medicine committee society of obstetricians and

gynaecologists of Canada Management of the woman with threatened birth of an infant of extremely low gestational age

Can Med Assoc J 1994151547-53

- 22w (0) 23w (29) 24w (50) 25w (65) Aust N Z J Obstet Gynaecol 2007 Aug47(4)273-8Delivery in the grey zone collaborative approach to extremely

preterm birth Keogh J et al Consensus Workshop Organising Committee

Thresholds of viability

bull gt 23 weeks gestation16 chance of surviving

bull At 24 weeks survival 44

bull At 25 weeks survival 63

bull Each day increases survival by 3

Nuffield Council on Bioethics Critical care decisions in fetal and neonatal medicine ethical issues

LondonNCB2006 wwwNuffieldbioethicsorggoourworkneonatalpublication 406html

Morbidity EPICure (UK Ireland)

bull Follow up of 78 of 308 children born lt 25 weeks + 6 days up to 6 years from 1995 on

bull 12 cerebral palsy bull lt 750g 30 - 50 moderate or severe disability

bull 41 cognitive problems (-2SD) compared to classmates

bull Survivers of 24 weeks 14 with no handicap

bull Survivers of 25 weeks 24 with no handicap

Marlow N Wolke D Bracewell MA Samara M The EPICure Study Group Neurologic disability at six years of age after

extremely preterm birth N Engl J Med 2005 352

EPICure

Morbidity EPIPAGE (France)

bull 77 of 2901 infants between 22 and 32 weeks

control group of term babies up to 5 years (not

finely sliced)

bull lt 27 weeks -1DS of QI attention deficit

language and behaviour disorders

Larroque B Ancel PY Marchand-Martin L Cambonie G Fresson J Pierrat V et al Special care school diffiulties in

8- year-old very preterm children the Epipage cohort study PLoS ONE 2011 6 e21361

MorbidityThe American Academy of

Pediatrics

bull 30-50 of surviving children with lt750g or whose gestation lt25 weeks had moderate or severe disability

Stringer M Brooks PM et al New guidelines for maternal and neonatal resuscitation Journal of obstetrics

gynecology and neonatal nursing 2007 36(6) 624 -34

MorbidityNuffields (GB)

bull 23 - 24 weeks gestation 64 risk of serious disability

bull At 25 weeks risk of severe disability 40

bull Each day increases survival by 3

bull Girls have a weekrsquos advantage over preterm boys

Nuffield Council on Bioethics Critical care decisions in fetal and neonatal medicine ethical issues

LondonNCB2006 wwwNuffieldbioethicsorggoourworkneonatalpublication 406html

Morbidity Australia

bull Grey zone between 23-25 weeks + 6 days

bull Survival to discharge data

- 22w (0)

- 23w (29)

- 24w (50)

- 25w (65)

bull Proportion with no functional disability

23w (33) 24w (61) 25w (67)

Morbidity The Netherlands

Leiden follow up project data since 1983

Death or abnormal development

23-24 wks (92)

25 weeks (64)

26 weeks (35)

27-32 weeks (18)

Sheldon T Dutch doctors change policy on treating preterm babies BMJ 20013221383

Rijken M et al Mortality and Neurologic Mental and Psychomotor Development at 2 Years in Infants Born less than 27 Weeks

Gestation The Leiden Follow-Up Project on Prematurity Pediatrics january 2003

Recommendations British Association of

Perinatal Medicine

22-28 weeks threshold of viability (under 26 weeks)

- Increasing risk with decreasing gestational age

serious ethical dilemmas

- Short notice decisions

- Need to balance maternal well-being against the

likely neonatal outcome

- Caesarean section in the babyrsquos interests

can rarely be justified prior to 25 weeks gestation

- Threshold viability infants should be followed up for

at least 2 years data collection

British Association of Perinatal Medicine Fetuses and newborn infants at the threshold of viability Pediatr 20021101024-27

Recommendations The American Academy

of Pediatrics bull 22-25 weeks gestation problematic

bull Non-initiation of resuscitation at 23 weeks (less 400g)

is appropriate

bull Difficulties in making accurate assessments before birth

bull Fetal weight can be inaccurate by 15-20

bull Small discrepancies in gestation of 1 or 2 weeks can have

major implications for outcome

bull Multiple gestation makes evaluation difficult

bull Counselling

bull But US legal trends restrict discretionary decision-making

Stringer M Brooks PM et al New guidelines for maternal and neonatal resuscitation Journal of obstetrics

gynecology and neonatal nursing 2007 36(6) 624 -34

The Marginally Viable Newborn Legal Challenges Conceptual Inadequacies and ReasonablenessSadath A Sayeed MD JD

The Journal of Law Medicine amp Ethics Volume 34 Issue 3 600-610 2006

Recommendations The Fetus and Newborn

Committee Canada

bull 22 weeks compassionate care only

bull 23-24 weeks careful consideration limited benefits and potential

harms of caesarean section and active resuscitation

bull Full care 25 weeks (survival rate is 50-80 with disability rates 10-25)

Fetus and newborn committee Canadian paediatric society maternal-fetal medicine committee society of obstetricians and

gynaecologists of Canada Management of the woman with threatened birth of an infant of extremely low gestational age

Can Med Assoc J 1994151547-53

Recommendations The Netherlands

bull No intensive care to babies before 25-26 weeks gestation

bull Decisions should be taken with full participation of the parents

bull Unclear cutoff of resuscitation of immature infants

- at 25 50 or 75 chance of intact survival - (Viability not universally agreed thus if bar is set low there will be more

survivors with more handicaps)

bull Euthanasia institutionalised

Sheldon T Dutch doctors change policy on treating preterm babies BMJ 20013221383

Recommendations Australia

bull Grey zone between 23-25 weeks + 6 days option of non-initiation of

resuscitation and intensive care reasonable

- obligation to treat increases as the gestation advances

- at 25 weeks active treatment is usually offered

- unless adverse circumstances

bull twin-twin transfusion

bull intrauterine growth restriction

bull chorioamnionitis

bull poor condition at birth or the presence of a serious abnormality

- at 26 weeks gestation the obligation to treat is very high

- non-directive counselling avoidance of over burdening parents

bull 24 weeks antenatal transfer to a tertiary centre with option of ldquoDNRrdquo

Aust N Z J Obstet Gynaecol 2007 Aug47(4)273-8Delivery in the grey zone collaborative approach to extremely preterm birth

Keogh J Sinn J Hollebone K Bajuk B Fischer W Lui K Consensus Workshop Organising Committee

Malcom F Should artificial resuscitation be offered to extremely premature neonates AMSJ 2010 p 86-9

Recommendations The Nuffield Council

on Bioethics (GB)

bull 23-26 weeks = grey area

bull 2 components

- to resuscitate and admit to the NICU

- to continue with intensive care or replace with

palliative care

bull Recommendations

- at 25 weeks and above institute intensive care

- 24-25 weeks offer intensive care unless different parentsrsquo wishes

- 23- 24 weeks clinicians should not be obliged to resuscitate

Nuffield Council on Bioethics Critical care decisions in fetal and neonatal medicine ethical issues

LondonNCB2006 wwwNuffieldbioethicsorggoourworkneonatalpublication 406html

ldquoNatural instincts are to try to save all babies even if

the babys chances of survival are low

However we dont think it is always right to put a baby

through the stress and pain of invasive treatment if the

baby is unlikely to get any better and death is

inevitable (Margaret Brazier professor of law at Manchester University)

Prolonging the life of profoundly sick premature babies

may be inhumane and place an intolerable burden on

the babyrdquo

treatment just prolongs the process of dyingrdquo

(Andrew Whitelaw professor of neonatal medicine at the University of Bristol UK)

Nuffield Council on Bioethics

The Nuffield Council on Bioethics

Medical ethics committee of the British Medical Association (BMA)

bull The report echoes existing best practicerdquo

bull Disagreement with stringent cut-off points for treatment

- The BMA believes that blanket rules do not help

individual parents or their very premature babiesrdquo

- Each case should be considered on its merits andin its

own contextrdquo

(Tony Calland)

When premature babies should be allowed to die Gaia Vince New scientist 15 November 2006

Neonatal section of the Irish Faculty of

Paediatrics

bull Withdrawal of care appropriate in infants born within the

threshold period who fail to respond to initial intensive care

efforts or develop severe complications

bull Acceptable not to resuscitate newborns

under 500g andor under 24 weeks gestation

Neonatal subcommittee of the Irish faculty of Paediatrics Statement on perinatal care at the threshold of viability2006

Recommendations France

bull Usually no resuscitation below 24 WGA

bull At 24 weeks particular attention to parentsrsquo wishes

bull Maximum degree of uncertainty on the real interest of the patient nobody can pretend to claim which is the best attitude

bull Other criteriae to be taken into account (discretional resuscitation)

bull Prenatal corticosteroids

Moriette G Rameix S et al groupe de reacuteflexion sur les aspects eacutethiques de la peacuterinatologie very premature births dilemmas and management Part 1 outcome of infants born before 28 weeks of postmenstrual age and definition of grey zone Archives de Peacutediatrie 2010 May17(5)518-26 part 2 527-39

Recommendations Switzerland

bull lt 24 weeks palliative

bull gt 24 weeks according to the experienced neonatology

team

Swiss Society of Neonatology recommandations pour la prise en charge des preacutematureacutes agrave la limite de la viabiliteacute (22 - 26 SA) 2002

Recommendations Ukraine

Gestation period lt 28 weeks

bull Define the exact gestational age and weightof the fetus estimate

prognosis provide further consultations recommendations and coordinate

team work of all members of perinatal team

bull Inform and discuss with future parents about medical and social risks and

peculiarities of resuscitation care providing for the newborn

bull Resuscitation is almost always provided if high survival chances and

acceptable morbidity

bull In case of doubtful prognosis necessity to support the wish of parents

bull Do not start the resuscitation of a newborn if almost 100 early death rate

likely (Ie gestation period lt 23 weeks weight lt 400 gr)

Can limits be clearly defined Summary

- No international consensus = chance for avoidance of

systematic approaches

- CUTOFF borderline of viability

- 50 of mortality but disability difficult to objectify and use as a criteria

- All would resuscitate at 26 weeks most would not at 23 weeks

- Grey area 24 and 25 weeks gestation = 2 per 1000 births

- fetal weight 10 error

- gestational age 3 - 5 days error

Can limits be clearly defined Outcome

estimation tool

Secondary criteriae

- Girls 1 week advantage

- Every day increases survival by 3

- Full course of antenatal steroids

- Level of unit

- Black race

- High-medium level of income of parents

- Multiple birth twin-to-twin transfusion

- Birth weight

- Babyrsquos condition at delivery

(chorioamnionitis increases the risk of periventricular leucomalacia)

Time-frame algorythm for decision

making

bull Primary resuscitation YN

bull Proceed to intensive care or palliative care

bull Continue with option YN bull Euthanasia

ndash Netherlands (Groningen Protocol)

bull To motivate physicians to adhere to the highest standards of decision making

bull To reduce hidden euthanasia by facilitating reporting

bull Requires that all possible palliative measures be exhausted before euthanasia is performed

bull Might do more in mobilizing the availability of palliative care services than the current situation of unreported practice

ndash EURONIC 73 in 8 European Countries

Rebagliato M et al EURONIC study group Neonatal end-of-life decision making Physicianrsquos attitudes and relationships

with self-reported practices in 10 European countries The Journal of Medical Association 2000 Nov 15284(19)2451-9

Acting in the ldquobest interests of the patientrdquo

bull degree of suffering involved in the care

bull futility of further intervention

bull likelihood of survival free of serious disability

and practical consequences

Legal - moral The Best Interests Standard

United Kingdom Court of Appeal1993

Doctors and parents may not undertake actions where the purpose is

to end life they may in appropriate circumstances use drugs to

relieve pain and distress even though their use may advance the time

of death

Palliative Care

Palliative Care in France lois Leonetti (2005)

bull Legalises arrest of ldquonon-reasonable treatmentrdquo

bull Authorizes at the end of life the use of treatment for comfort

of patient (pain)

bull Taking into account that the treatment might shorten length of

survival

bull Always with the patientrsquos consent = parentrsquos consent

Recently French Medical Council expressed itself in the same terms

bull At birth neither certainty nor uncertainty as prognosis is clear-cut

(Self-fullfilling prophecy may be created by delays or suboptimal management)

bull Initiation of resuscitation leads to admission to NICU

- cascade of expensive uncomfortable or painful procedures

- raise parental expectations about survival

bull Denying intensive care a priori based solely on the age of

gestation or birth weight = contrary to the principle of equity

bull Decision-making after initial resuscitation (continue or withdraw

treatment) more justifiable

Decision-making for palliative care

Acta Paediatr 2008 Mar97(3)276-9 doi 101111j1651-2227200800663xCaregivers attitudes for very premature infants

what if they knewJanvier A Lantos J DeschIacutenes M Couture E Nadeau S Barrington KJ

bull Case-by-case basis according postnatal assessment

bull Factors always to be considered

- parents

- resources

- planned pregnancy

- assisted conception

- maternal age

- illness and fetal conditions

Decisions made by parents before birth are not necessarily

absolute and binding

Decision-making for intensive care

Divorces after handicap

bull Nine times higher in case of spina bifida (BJ PSYCH 131 79-82

(1977) J Maulden Population studies vol 46 issue2 pages 349 362 (1992)

bull Low birth weight children in the US are at higher risk of experiencing

their parents divorce than children of normal birth weight

bull Not confirmed in British couples

Healthy Baby Healthy Marriage The Effct of Childrens

Health on Divorce Angela R Fertig Princeton University

288 Wallace Hall Princeton NJ 08544

afertigprincetonedu 609-258-5868 June 17 2004

Ethics andhellipcorticosteroids

bull Antenatal corticosteroids

bull A technical medical ethical obligation

ndash No obstetrical or medical CI (infection hypertension)

ndash C Spencer K Neales Antenatal corticosteroids to prevent neonatal respiratory distress syndrome BMJ 2000 320 325 doi

101136bmj3207231325 (Published 5 February 2000)

ndash Roberts D Dalziel Antenatal corticosteroids for accelerating fetal lung maturation for women at risk of preterm birth The

Cochrane Database of Systematic Reviews 2010 Issue 8 Copyright copy 2010 The Cochrane Collaboration

ndash JV Been B W Kramer L J Zimmermann Antenatal corticosteroids to prevent preterm birt The LancetVol 373 Issue 9667 Page

894 14 March 2009

Ethics andhellipcorticosteroids

bull Postnatal corticosteroids in BPD

ndash Increased risk of neurodevelopmental impairment growth retardation etc but faster extubation less PDA etchellip

ndash ldquoEthicallyrdquo contraindicated Early (lt 8 days) postnatal corticosteroids for preventing chronic lung disease in

preterm infants Henry L Halliday1 Richard A Ehrenkranz2 Lex W Doyle31Perinatal Room Royal-Jubilee Maternity Service

Belfast UK 2Department of Pediatrics Yale University New Haven Connecticut USA 3Department of Obstetrics and Gynaecology University of Melbourne Parkville AustraliaContact address Henry L Halliday Perinatal Room Royal-Jubilee Maternity Service Royal Maternity Hospital Grosvenor Road Belfast Northern

Ireland BT12 6BA UK Cochrane Neonatal Group

Ethics andhellipiatrogenic diseases

- Environment in which the baby is managed (eg light noise touch)

- Mode of ventilation (eg conventional synchronized high-frequency)

- Types doses and results of medications used - Short-term and long-term effects of certain often

painful procedures - Foreign bodies or devices used - How the babys nutritional needs are met (enteral

parenteral nutrition) Developmental care for promoting development and preventing morbidity in preterm infants

Amanda J Symington1 Janet Pinelli2

1The Childrens Hospital Hamilton Health Sciences Hamilton Ontario Canada 2School of Nursing McMaster University Hamilton Canada

Cochrane Neonatal Group

Ethics andhellippain

Opioids for neonates receiving mechanical ventilation

Roberto Bell˘1 Koert A de Waal2 Rinaldo Zanini31Neonatal Intensive Care Unit Ospedale Manzoni -Lecco Lecco

Italy 2Neonatology Academic Medical Centre Amsterdam Netherlands 3Neonatal Intensive Care Unit Ospedale

A Manzoni - Lecco Lecco ItalyContact address Roberto Bell˘ Neonatal Intensive Care Unit Ospedale

Manzoni -Lecco Via Eremo 9 Lecco 23900 Italy Editorial group Cochrane Neonatal Group

Intravenous midazolam infusion for sedation of infants in the neonatal intensive care

unit

Eugene Ng1 Anna Taddio2 Arne Ohlsson31Department of Newborn and Developmental Paediatrics Sunnybrook

Health Sciences Centre Toronto Canada 2Graduate Department of Pharmaceutical Sciences Hospital for Sick

Children Research Institute Toronto Canada 3Departments of Paediatrics Obstetrics and Gynaecology and Health

Policy Management and Evaluation University of Toronto Toronto CanadaContact address Eugene Ng

Department of Newborn and Developmental Paediatrics Sunnybrook Health Sciences Centre CO Womens College

Hospital 76 Grenville Street Toronto Ontario M5S1B2 Canada Editorial group Cochrane Neonatal Group

Ethics andhellipaesthetics

bull End-of-life comfortappearance for the

ndash Infant

ndash Parents

ndash Caregivers

Ethics andhellipparents

bull Infant-parent emotional bonding

ndash Regionalisation

ndash Participation of parents in healing process

ndash Skin-to-skin

ndash Informed consent

ndash Decision making

Raines DA Parents values a missing link in the neonatal intensive care equation Neonatal Netw Apr 199615(3)7-12

When individuals lack decision-making capacityhellip

hellipthe interests and welfare of the patient take priority

over all other parties

hellipthe interests of the neonate are inextricably linked

to that of the parents

their interests must be taken into account empowering them to

decision-making

Parents

Kent AL et al Collaborative decision-making for extreme premature delivery J Paediatr Child Health 2007 43 489-91

Parents recommendations

bull Counselling should initiate before delivery

bull Transparency openness and honesty

bull Favour frequent discussions with parents

bull Update them on

ndash their infants condition

ndash interventions that may be needed

bull Avoid confusing medical terminology as much as possible

bull Be honest and frank about the infants condition and prognosis even

on matters of uncertainty

bull Ask feed backs to ensure parents understand what is being discussed

Collaborative decision-making for extreme premature deliveryKent AL et al NSW and ACT Perinatal Care at the Borderlines

of Viability Consensus Workshop Committee J Paediatr Child Health 2007 Jun43(6)489-91

Caeymaex L ed al Journeacutees Parisiennes de Peacutediatrie 2008 Fin de vie en reacuteanimation neacuteonatale mieux

comprendre les attentes et le point de vues des parents

Communication with parents

Montreal group

52 mothers in preterm labour all infants at

23 weeks gestation were resuscitated including

6 cases with conditional non-resuscitation instructions

Thus

- In acute situations the default mode is to treat

- To step back from action seems to be very difficult

Some answers creation of guidelines

protocols

Not feeling alone ability to rely on the experience

and expertise of others is helpful

ndash Expertise

ndash Enabling

ndash Empowering

ndash Encouraging

ndash Education

A Case Method To Assist Clinical Ethics

Decision Making

(Modified from American College of Physicians Ethics Manual)

bull 1 Define the ethics problem as an ought or should question (eg Should we withhold a respirator for this

extremely preterm baby 25 WGA as his parents request)

bull 2 List relevant facts and uncertainties Include facts about the patient and caregivers (such as emotional state cultural

background and legal standing) Include physiologic facts and significant medical uncertainties (such as expected

outcomes with and without treatment) and the benefits and harms of treatment options

bull 3 Identify a decision maker If the patient is competent the decision maker is the patient If the patient is

incompetent identify a proxy decision maker (eg as specified by court appointment state law a durable power of

attorney for health care living will or the next of kin)

bull 4 Give understandable relevant desired information to the decision maker and dispel misconceptions

bull 5 Solicit values of the patient that are relevant to the question These include the patients values about life relation to

community and health care institutions goals for health care and conditions that would change goals and preferences

about health care or proxy decision makers

bull 6 Identify health professional values including health goals (such as prolonging life and alleviating pain) values that

pertain to patient physician communication (such as truth telling and confidentiality) and some values that extend

outside of the patient physician relationship (such as promotion of public health and respect for the law)

bull 7 Propose and critique solutions including options for treatment and alternative providers

bull 8 Identify and remove or address constraints on solutions (such as unavailability of services laws or legal myths)

Recommendations

bull Define yourself your borderline between viability

according to capacities of your facilities

ndash Neurological outcomes

ndash Respiratory outcomes

ndash Caloric intake

Catlin A Carter B Creation of a neonatal end-of-life palliative care protocol J PerinatolApr-May 200222(3)184-95

Much more researchhellip

bull Sociological

bull Interviews of implicated persons

bull Stratification

bull EURONIC

Conclusion bull Grey zones are grey

bull It is likely they will stay grey for some time

bull It would be an error to wash them white or darken them

bull Grey zones have to be adapted to the local contexts

bull Every wardhospitalmaternity should allow open discussions have a

committee on ethics establish internal guidelines

bull The role of the parents in decision-making after as-objective-as-

possible information given by healthcare members is essential

bull Making ethical decisions might be very difficult but ethical

relationships with the preterm and his parents can compensate this

Page 10: Ethical issues of extremely preterm babies’ care: the “grey zone” experiences

Estimate of gestational age

bull The best obstetric estimate is necessary

- gaps in obstetric information

- inherent variability (as great as 2 weeks) in traditional

methods of gestational age estimation

- postnatal physical examination inaccurate

bull First trimester ultrasound golden standard

(margin of error a few days)

bull Methods should be clearly stated

Wisserl J Et al Estimation of gestational age by transvaginal sonographic measurement of greatest embryonic length in

dated human embryos Ultrasound in Obstetrics amp Gynecology Volume 4 Issue 6 pages 457ndash462 1 November 1994

Bulletin of the World Health Organization The worldwide incidence of preterm birth a systematic review

of maternal mortality and morbidity Stacy Beck Daniel Wojdyla

Viability and its implications

bull Disability

bull Psychological bull emotional impact of raising a child with a disability

bull the child himself depression anxiety aggression lower self

concept (Rachel Levy Shifft and Gili Einat Journal of Clinical Child Psychology V 23 p 328-9)

bull Financial - US 2003

Premature newborns = US$181 billion in health care costs

= half of total hospital charges for newborn care

+ ongoing costs for the health system (14 billion on less of 125 USDday)

bull Societal

Thresholds of viability some numbers on

SURVIVALS

bull Dramatically improved during last 3 decades

bull Differences in methodology

bull Few studies have reported mortality and morbidity rates in gestational age-specific categories

Preterm Birth Causes Consequences and PreventionInstitute of Medicine (US) Committee on Understanding Premature

Birth and Assuring Healthy Outcomes Behrman RE Butler AS editorsWashington (DC) National Academies Press (US) 2007

Thresholds of viability some numbers on

SURVIVALS

ndash Risk of neonatal deaths not higher than 50 except for infants less

the 500g and 24 weeks gestation Stringer M Brooks PM et al New guidelines for maternal and neonatal resuscitation Journal of obstetrics

gynecology and neonatal nursing 2007 36(6) 624 -34

ndash At 24 weeks survival = 58

ndash At 25 weeks = 77

ndash Not precised for lt 24 weeks

ndash Survival vary from 1 at 22 weeks to up to 44 at 25 weeks

ndash Before 21 weeks and six days no survival published

Brazier M et al Letting babies die J Med Ethics 2007 33 (3) 125-6

Thresholds of viability

bull Survival

ndash at 24 weeks 31

ndash at 25 weeks 50 Larroque B Ancel PY Marchand-Martin L Cambonie G Fresson J Pierrat V et al Special care school diffiulties in

8- year-old very preterm children the Epipage cohort study PLoS ONE 2011 6 e21361

ndash at 23 and 24 weeks gestation varies from 10-50

ndash at 25 weeks gestation 50 - 80 Fetus and newborn committee Canadian paediatric society maternal-fetal medicine committee society of obstetricians and

gynaecologists of Canada Management of the woman with threatened birth of an infant of extremely low gestational age

Can Med Assoc J 1994151547-53

- 22w (0) 23w (29) 24w (50) 25w (65) Aust N Z J Obstet Gynaecol 2007 Aug47(4)273-8Delivery in the grey zone collaborative approach to extremely

preterm birth Keogh J et al Consensus Workshop Organising Committee

Thresholds of viability

bull gt 23 weeks gestation16 chance of surviving

bull At 24 weeks survival 44

bull At 25 weeks survival 63

bull Each day increases survival by 3

Nuffield Council on Bioethics Critical care decisions in fetal and neonatal medicine ethical issues

LondonNCB2006 wwwNuffieldbioethicsorggoourworkneonatalpublication 406html

Morbidity EPICure (UK Ireland)

bull Follow up of 78 of 308 children born lt 25 weeks + 6 days up to 6 years from 1995 on

bull 12 cerebral palsy bull lt 750g 30 - 50 moderate or severe disability

bull 41 cognitive problems (-2SD) compared to classmates

bull Survivers of 24 weeks 14 with no handicap

bull Survivers of 25 weeks 24 with no handicap

Marlow N Wolke D Bracewell MA Samara M The EPICure Study Group Neurologic disability at six years of age after

extremely preterm birth N Engl J Med 2005 352

EPICure

Morbidity EPIPAGE (France)

bull 77 of 2901 infants between 22 and 32 weeks

control group of term babies up to 5 years (not

finely sliced)

bull lt 27 weeks -1DS of QI attention deficit

language and behaviour disorders

Larroque B Ancel PY Marchand-Martin L Cambonie G Fresson J Pierrat V et al Special care school diffiulties in

8- year-old very preterm children the Epipage cohort study PLoS ONE 2011 6 e21361

MorbidityThe American Academy of

Pediatrics

bull 30-50 of surviving children with lt750g or whose gestation lt25 weeks had moderate or severe disability

Stringer M Brooks PM et al New guidelines for maternal and neonatal resuscitation Journal of obstetrics

gynecology and neonatal nursing 2007 36(6) 624 -34

MorbidityNuffields (GB)

bull 23 - 24 weeks gestation 64 risk of serious disability

bull At 25 weeks risk of severe disability 40

bull Each day increases survival by 3

bull Girls have a weekrsquos advantage over preterm boys

Nuffield Council on Bioethics Critical care decisions in fetal and neonatal medicine ethical issues

LondonNCB2006 wwwNuffieldbioethicsorggoourworkneonatalpublication 406html

Morbidity Australia

bull Grey zone between 23-25 weeks + 6 days

bull Survival to discharge data

- 22w (0)

- 23w (29)

- 24w (50)

- 25w (65)

bull Proportion with no functional disability

23w (33) 24w (61) 25w (67)

Morbidity The Netherlands

Leiden follow up project data since 1983

Death or abnormal development

23-24 wks (92)

25 weeks (64)

26 weeks (35)

27-32 weeks (18)

Sheldon T Dutch doctors change policy on treating preterm babies BMJ 20013221383

Rijken M et al Mortality and Neurologic Mental and Psychomotor Development at 2 Years in Infants Born less than 27 Weeks

Gestation The Leiden Follow-Up Project on Prematurity Pediatrics january 2003

Recommendations British Association of

Perinatal Medicine

22-28 weeks threshold of viability (under 26 weeks)

- Increasing risk with decreasing gestational age

serious ethical dilemmas

- Short notice decisions

- Need to balance maternal well-being against the

likely neonatal outcome

- Caesarean section in the babyrsquos interests

can rarely be justified prior to 25 weeks gestation

- Threshold viability infants should be followed up for

at least 2 years data collection

British Association of Perinatal Medicine Fetuses and newborn infants at the threshold of viability Pediatr 20021101024-27

Recommendations The American Academy

of Pediatrics bull 22-25 weeks gestation problematic

bull Non-initiation of resuscitation at 23 weeks (less 400g)

is appropriate

bull Difficulties in making accurate assessments before birth

bull Fetal weight can be inaccurate by 15-20

bull Small discrepancies in gestation of 1 or 2 weeks can have

major implications for outcome

bull Multiple gestation makes evaluation difficult

bull Counselling

bull But US legal trends restrict discretionary decision-making

Stringer M Brooks PM et al New guidelines for maternal and neonatal resuscitation Journal of obstetrics

gynecology and neonatal nursing 2007 36(6) 624 -34

The Marginally Viable Newborn Legal Challenges Conceptual Inadequacies and ReasonablenessSadath A Sayeed MD JD

The Journal of Law Medicine amp Ethics Volume 34 Issue 3 600-610 2006

Recommendations The Fetus and Newborn

Committee Canada

bull 22 weeks compassionate care only

bull 23-24 weeks careful consideration limited benefits and potential

harms of caesarean section and active resuscitation

bull Full care 25 weeks (survival rate is 50-80 with disability rates 10-25)

Fetus and newborn committee Canadian paediatric society maternal-fetal medicine committee society of obstetricians and

gynaecologists of Canada Management of the woman with threatened birth of an infant of extremely low gestational age

Can Med Assoc J 1994151547-53

Recommendations The Netherlands

bull No intensive care to babies before 25-26 weeks gestation

bull Decisions should be taken with full participation of the parents

bull Unclear cutoff of resuscitation of immature infants

- at 25 50 or 75 chance of intact survival - (Viability not universally agreed thus if bar is set low there will be more

survivors with more handicaps)

bull Euthanasia institutionalised

Sheldon T Dutch doctors change policy on treating preterm babies BMJ 20013221383

Recommendations Australia

bull Grey zone between 23-25 weeks + 6 days option of non-initiation of

resuscitation and intensive care reasonable

- obligation to treat increases as the gestation advances

- at 25 weeks active treatment is usually offered

- unless adverse circumstances

bull twin-twin transfusion

bull intrauterine growth restriction

bull chorioamnionitis

bull poor condition at birth or the presence of a serious abnormality

- at 26 weeks gestation the obligation to treat is very high

- non-directive counselling avoidance of over burdening parents

bull 24 weeks antenatal transfer to a tertiary centre with option of ldquoDNRrdquo

Aust N Z J Obstet Gynaecol 2007 Aug47(4)273-8Delivery in the grey zone collaborative approach to extremely preterm birth

Keogh J Sinn J Hollebone K Bajuk B Fischer W Lui K Consensus Workshop Organising Committee

Malcom F Should artificial resuscitation be offered to extremely premature neonates AMSJ 2010 p 86-9

Recommendations The Nuffield Council

on Bioethics (GB)

bull 23-26 weeks = grey area

bull 2 components

- to resuscitate and admit to the NICU

- to continue with intensive care or replace with

palliative care

bull Recommendations

- at 25 weeks and above institute intensive care

- 24-25 weeks offer intensive care unless different parentsrsquo wishes

- 23- 24 weeks clinicians should not be obliged to resuscitate

Nuffield Council on Bioethics Critical care decisions in fetal and neonatal medicine ethical issues

LondonNCB2006 wwwNuffieldbioethicsorggoourworkneonatalpublication 406html

ldquoNatural instincts are to try to save all babies even if

the babys chances of survival are low

However we dont think it is always right to put a baby

through the stress and pain of invasive treatment if the

baby is unlikely to get any better and death is

inevitable (Margaret Brazier professor of law at Manchester University)

Prolonging the life of profoundly sick premature babies

may be inhumane and place an intolerable burden on

the babyrdquo

treatment just prolongs the process of dyingrdquo

(Andrew Whitelaw professor of neonatal medicine at the University of Bristol UK)

Nuffield Council on Bioethics

The Nuffield Council on Bioethics

Medical ethics committee of the British Medical Association (BMA)

bull The report echoes existing best practicerdquo

bull Disagreement with stringent cut-off points for treatment

- The BMA believes that blanket rules do not help

individual parents or their very premature babiesrdquo

- Each case should be considered on its merits andin its

own contextrdquo

(Tony Calland)

When premature babies should be allowed to die Gaia Vince New scientist 15 November 2006

Neonatal section of the Irish Faculty of

Paediatrics

bull Withdrawal of care appropriate in infants born within the

threshold period who fail to respond to initial intensive care

efforts or develop severe complications

bull Acceptable not to resuscitate newborns

under 500g andor under 24 weeks gestation

Neonatal subcommittee of the Irish faculty of Paediatrics Statement on perinatal care at the threshold of viability2006

Recommendations France

bull Usually no resuscitation below 24 WGA

bull At 24 weeks particular attention to parentsrsquo wishes

bull Maximum degree of uncertainty on the real interest of the patient nobody can pretend to claim which is the best attitude

bull Other criteriae to be taken into account (discretional resuscitation)

bull Prenatal corticosteroids

Moriette G Rameix S et al groupe de reacuteflexion sur les aspects eacutethiques de la peacuterinatologie very premature births dilemmas and management Part 1 outcome of infants born before 28 weeks of postmenstrual age and definition of grey zone Archives de Peacutediatrie 2010 May17(5)518-26 part 2 527-39

Recommendations Switzerland

bull lt 24 weeks palliative

bull gt 24 weeks according to the experienced neonatology

team

Swiss Society of Neonatology recommandations pour la prise en charge des preacutematureacutes agrave la limite de la viabiliteacute (22 - 26 SA) 2002

Recommendations Ukraine

Gestation period lt 28 weeks

bull Define the exact gestational age and weightof the fetus estimate

prognosis provide further consultations recommendations and coordinate

team work of all members of perinatal team

bull Inform and discuss with future parents about medical and social risks and

peculiarities of resuscitation care providing for the newborn

bull Resuscitation is almost always provided if high survival chances and

acceptable morbidity

bull In case of doubtful prognosis necessity to support the wish of parents

bull Do not start the resuscitation of a newborn if almost 100 early death rate

likely (Ie gestation period lt 23 weeks weight lt 400 gr)

Can limits be clearly defined Summary

- No international consensus = chance for avoidance of

systematic approaches

- CUTOFF borderline of viability

- 50 of mortality but disability difficult to objectify and use as a criteria

- All would resuscitate at 26 weeks most would not at 23 weeks

- Grey area 24 and 25 weeks gestation = 2 per 1000 births

- fetal weight 10 error

- gestational age 3 - 5 days error

Can limits be clearly defined Outcome

estimation tool

Secondary criteriae

- Girls 1 week advantage

- Every day increases survival by 3

- Full course of antenatal steroids

- Level of unit

- Black race

- High-medium level of income of parents

- Multiple birth twin-to-twin transfusion

- Birth weight

- Babyrsquos condition at delivery

(chorioamnionitis increases the risk of periventricular leucomalacia)

Time-frame algorythm for decision

making

bull Primary resuscitation YN

bull Proceed to intensive care or palliative care

bull Continue with option YN bull Euthanasia

ndash Netherlands (Groningen Protocol)

bull To motivate physicians to adhere to the highest standards of decision making

bull To reduce hidden euthanasia by facilitating reporting

bull Requires that all possible palliative measures be exhausted before euthanasia is performed

bull Might do more in mobilizing the availability of palliative care services than the current situation of unreported practice

ndash EURONIC 73 in 8 European Countries

Rebagliato M et al EURONIC study group Neonatal end-of-life decision making Physicianrsquos attitudes and relationships

with self-reported practices in 10 European countries The Journal of Medical Association 2000 Nov 15284(19)2451-9

Acting in the ldquobest interests of the patientrdquo

bull degree of suffering involved in the care

bull futility of further intervention

bull likelihood of survival free of serious disability

and practical consequences

Legal - moral The Best Interests Standard

United Kingdom Court of Appeal1993

Doctors and parents may not undertake actions where the purpose is

to end life they may in appropriate circumstances use drugs to

relieve pain and distress even though their use may advance the time

of death

Palliative Care

Palliative Care in France lois Leonetti (2005)

bull Legalises arrest of ldquonon-reasonable treatmentrdquo

bull Authorizes at the end of life the use of treatment for comfort

of patient (pain)

bull Taking into account that the treatment might shorten length of

survival

bull Always with the patientrsquos consent = parentrsquos consent

Recently French Medical Council expressed itself in the same terms

bull At birth neither certainty nor uncertainty as prognosis is clear-cut

(Self-fullfilling prophecy may be created by delays or suboptimal management)

bull Initiation of resuscitation leads to admission to NICU

- cascade of expensive uncomfortable or painful procedures

- raise parental expectations about survival

bull Denying intensive care a priori based solely on the age of

gestation or birth weight = contrary to the principle of equity

bull Decision-making after initial resuscitation (continue or withdraw

treatment) more justifiable

Decision-making for palliative care

Acta Paediatr 2008 Mar97(3)276-9 doi 101111j1651-2227200800663xCaregivers attitudes for very premature infants

what if they knewJanvier A Lantos J DeschIacutenes M Couture E Nadeau S Barrington KJ

bull Case-by-case basis according postnatal assessment

bull Factors always to be considered

- parents

- resources

- planned pregnancy

- assisted conception

- maternal age

- illness and fetal conditions

Decisions made by parents before birth are not necessarily

absolute and binding

Decision-making for intensive care

Divorces after handicap

bull Nine times higher in case of spina bifida (BJ PSYCH 131 79-82

(1977) J Maulden Population studies vol 46 issue2 pages 349 362 (1992)

bull Low birth weight children in the US are at higher risk of experiencing

their parents divorce than children of normal birth weight

bull Not confirmed in British couples

Healthy Baby Healthy Marriage The Effct of Childrens

Health on Divorce Angela R Fertig Princeton University

288 Wallace Hall Princeton NJ 08544

afertigprincetonedu 609-258-5868 June 17 2004

Ethics andhellipcorticosteroids

bull Antenatal corticosteroids

bull A technical medical ethical obligation

ndash No obstetrical or medical CI (infection hypertension)

ndash C Spencer K Neales Antenatal corticosteroids to prevent neonatal respiratory distress syndrome BMJ 2000 320 325 doi

101136bmj3207231325 (Published 5 February 2000)

ndash Roberts D Dalziel Antenatal corticosteroids for accelerating fetal lung maturation for women at risk of preterm birth The

Cochrane Database of Systematic Reviews 2010 Issue 8 Copyright copy 2010 The Cochrane Collaboration

ndash JV Been B W Kramer L J Zimmermann Antenatal corticosteroids to prevent preterm birt The LancetVol 373 Issue 9667 Page

894 14 March 2009

Ethics andhellipcorticosteroids

bull Postnatal corticosteroids in BPD

ndash Increased risk of neurodevelopmental impairment growth retardation etc but faster extubation less PDA etchellip

ndash ldquoEthicallyrdquo contraindicated Early (lt 8 days) postnatal corticosteroids for preventing chronic lung disease in

preterm infants Henry L Halliday1 Richard A Ehrenkranz2 Lex W Doyle31Perinatal Room Royal-Jubilee Maternity Service

Belfast UK 2Department of Pediatrics Yale University New Haven Connecticut USA 3Department of Obstetrics and Gynaecology University of Melbourne Parkville AustraliaContact address Henry L Halliday Perinatal Room Royal-Jubilee Maternity Service Royal Maternity Hospital Grosvenor Road Belfast Northern

Ireland BT12 6BA UK Cochrane Neonatal Group

Ethics andhellipiatrogenic diseases

- Environment in which the baby is managed (eg light noise touch)

- Mode of ventilation (eg conventional synchronized high-frequency)

- Types doses and results of medications used - Short-term and long-term effects of certain often

painful procedures - Foreign bodies or devices used - How the babys nutritional needs are met (enteral

parenteral nutrition) Developmental care for promoting development and preventing morbidity in preterm infants

Amanda J Symington1 Janet Pinelli2

1The Childrens Hospital Hamilton Health Sciences Hamilton Ontario Canada 2School of Nursing McMaster University Hamilton Canada

Cochrane Neonatal Group

Ethics andhellippain

Opioids for neonates receiving mechanical ventilation

Roberto Bell˘1 Koert A de Waal2 Rinaldo Zanini31Neonatal Intensive Care Unit Ospedale Manzoni -Lecco Lecco

Italy 2Neonatology Academic Medical Centre Amsterdam Netherlands 3Neonatal Intensive Care Unit Ospedale

A Manzoni - Lecco Lecco ItalyContact address Roberto Bell˘ Neonatal Intensive Care Unit Ospedale

Manzoni -Lecco Via Eremo 9 Lecco 23900 Italy Editorial group Cochrane Neonatal Group

Intravenous midazolam infusion for sedation of infants in the neonatal intensive care

unit

Eugene Ng1 Anna Taddio2 Arne Ohlsson31Department of Newborn and Developmental Paediatrics Sunnybrook

Health Sciences Centre Toronto Canada 2Graduate Department of Pharmaceutical Sciences Hospital for Sick

Children Research Institute Toronto Canada 3Departments of Paediatrics Obstetrics and Gynaecology and Health

Policy Management and Evaluation University of Toronto Toronto CanadaContact address Eugene Ng

Department of Newborn and Developmental Paediatrics Sunnybrook Health Sciences Centre CO Womens College

Hospital 76 Grenville Street Toronto Ontario M5S1B2 Canada Editorial group Cochrane Neonatal Group

Ethics andhellipaesthetics

bull End-of-life comfortappearance for the

ndash Infant

ndash Parents

ndash Caregivers

Ethics andhellipparents

bull Infant-parent emotional bonding

ndash Regionalisation

ndash Participation of parents in healing process

ndash Skin-to-skin

ndash Informed consent

ndash Decision making

Raines DA Parents values a missing link in the neonatal intensive care equation Neonatal Netw Apr 199615(3)7-12

When individuals lack decision-making capacityhellip

hellipthe interests and welfare of the patient take priority

over all other parties

hellipthe interests of the neonate are inextricably linked

to that of the parents

their interests must be taken into account empowering them to

decision-making

Parents

Kent AL et al Collaborative decision-making for extreme premature delivery J Paediatr Child Health 2007 43 489-91

Parents recommendations

bull Counselling should initiate before delivery

bull Transparency openness and honesty

bull Favour frequent discussions with parents

bull Update them on

ndash their infants condition

ndash interventions that may be needed

bull Avoid confusing medical terminology as much as possible

bull Be honest and frank about the infants condition and prognosis even

on matters of uncertainty

bull Ask feed backs to ensure parents understand what is being discussed

Collaborative decision-making for extreme premature deliveryKent AL et al NSW and ACT Perinatal Care at the Borderlines

of Viability Consensus Workshop Committee J Paediatr Child Health 2007 Jun43(6)489-91

Caeymaex L ed al Journeacutees Parisiennes de Peacutediatrie 2008 Fin de vie en reacuteanimation neacuteonatale mieux

comprendre les attentes et le point de vues des parents

Communication with parents

Montreal group

52 mothers in preterm labour all infants at

23 weeks gestation were resuscitated including

6 cases with conditional non-resuscitation instructions

Thus

- In acute situations the default mode is to treat

- To step back from action seems to be very difficult

Some answers creation of guidelines

protocols

Not feeling alone ability to rely on the experience

and expertise of others is helpful

ndash Expertise

ndash Enabling

ndash Empowering

ndash Encouraging

ndash Education

A Case Method To Assist Clinical Ethics

Decision Making

(Modified from American College of Physicians Ethics Manual)

bull 1 Define the ethics problem as an ought or should question (eg Should we withhold a respirator for this

extremely preterm baby 25 WGA as his parents request)

bull 2 List relevant facts and uncertainties Include facts about the patient and caregivers (such as emotional state cultural

background and legal standing) Include physiologic facts and significant medical uncertainties (such as expected

outcomes with and without treatment) and the benefits and harms of treatment options

bull 3 Identify a decision maker If the patient is competent the decision maker is the patient If the patient is

incompetent identify a proxy decision maker (eg as specified by court appointment state law a durable power of

attorney for health care living will or the next of kin)

bull 4 Give understandable relevant desired information to the decision maker and dispel misconceptions

bull 5 Solicit values of the patient that are relevant to the question These include the patients values about life relation to

community and health care institutions goals for health care and conditions that would change goals and preferences

about health care or proxy decision makers

bull 6 Identify health professional values including health goals (such as prolonging life and alleviating pain) values that

pertain to patient physician communication (such as truth telling and confidentiality) and some values that extend

outside of the patient physician relationship (such as promotion of public health and respect for the law)

bull 7 Propose and critique solutions including options for treatment and alternative providers

bull 8 Identify and remove or address constraints on solutions (such as unavailability of services laws or legal myths)

Recommendations

bull Define yourself your borderline between viability

according to capacities of your facilities

ndash Neurological outcomes

ndash Respiratory outcomes

ndash Caloric intake

Catlin A Carter B Creation of a neonatal end-of-life palliative care protocol J PerinatolApr-May 200222(3)184-95

Much more researchhellip

bull Sociological

bull Interviews of implicated persons

bull Stratification

bull EURONIC

Conclusion bull Grey zones are grey

bull It is likely they will stay grey for some time

bull It would be an error to wash them white or darken them

bull Grey zones have to be adapted to the local contexts

bull Every wardhospitalmaternity should allow open discussions have a

committee on ethics establish internal guidelines

bull The role of the parents in decision-making after as-objective-as-

possible information given by healthcare members is essential

bull Making ethical decisions might be very difficult but ethical

relationships with the preterm and his parents can compensate this

Page 11: Ethical issues of extremely preterm babies’ care: the “grey zone” experiences

Viability and its implications

bull Disability

bull Psychological bull emotional impact of raising a child with a disability

bull the child himself depression anxiety aggression lower self

concept (Rachel Levy Shifft and Gili Einat Journal of Clinical Child Psychology V 23 p 328-9)

bull Financial - US 2003

Premature newborns = US$181 billion in health care costs

= half of total hospital charges for newborn care

+ ongoing costs for the health system (14 billion on less of 125 USDday)

bull Societal

Thresholds of viability some numbers on

SURVIVALS

bull Dramatically improved during last 3 decades

bull Differences in methodology

bull Few studies have reported mortality and morbidity rates in gestational age-specific categories

Preterm Birth Causes Consequences and PreventionInstitute of Medicine (US) Committee on Understanding Premature

Birth and Assuring Healthy Outcomes Behrman RE Butler AS editorsWashington (DC) National Academies Press (US) 2007

Thresholds of viability some numbers on

SURVIVALS

ndash Risk of neonatal deaths not higher than 50 except for infants less

the 500g and 24 weeks gestation Stringer M Brooks PM et al New guidelines for maternal and neonatal resuscitation Journal of obstetrics

gynecology and neonatal nursing 2007 36(6) 624 -34

ndash At 24 weeks survival = 58

ndash At 25 weeks = 77

ndash Not precised for lt 24 weeks

ndash Survival vary from 1 at 22 weeks to up to 44 at 25 weeks

ndash Before 21 weeks and six days no survival published

Brazier M et al Letting babies die J Med Ethics 2007 33 (3) 125-6

Thresholds of viability

bull Survival

ndash at 24 weeks 31

ndash at 25 weeks 50 Larroque B Ancel PY Marchand-Martin L Cambonie G Fresson J Pierrat V et al Special care school diffiulties in

8- year-old very preterm children the Epipage cohort study PLoS ONE 2011 6 e21361

ndash at 23 and 24 weeks gestation varies from 10-50

ndash at 25 weeks gestation 50 - 80 Fetus and newborn committee Canadian paediatric society maternal-fetal medicine committee society of obstetricians and

gynaecologists of Canada Management of the woman with threatened birth of an infant of extremely low gestational age

Can Med Assoc J 1994151547-53

- 22w (0) 23w (29) 24w (50) 25w (65) Aust N Z J Obstet Gynaecol 2007 Aug47(4)273-8Delivery in the grey zone collaborative approach to extremely

preterm birth Keogh J et al Consensus Workshop Organising Committee

Thresholds of viability

bull gt 23 weeks gestation16 chance of surviving

bull At 24 weeks survival 44

bull At 25 weeks survival 63

bull Each day increases survival by 3

Nuffield Council on Bioethics Critical care decisions in fetal and neonatal medicine ethical issues

LondonNCB2006 wwwNuffieldbioethicsorggoourworkneonatalpublication 406html

Morbidity EPICure (UK Ireland)

bull Follow up of 78 of 308 children born lt 25 weeks + 6 days up to 6 years from 1995 on

bull 12 cerebral palsy bull lt 750g 30 - 50 moderate or severe disability

bull 41 cognitive problems (-2SD) compared to classmates

bull Survivers of 24 weeks 14 with no handicap

bull Survivers of 25 weeks 24 with no handicap

Marlow N Wolke D Bracewell MA Samara M The EPICure Study Group Neurologic disability at six years of age after

extremely preterm birth N Engl J Med 2005 352

EPICure

Morbidity EPIPAGE (France)

bull 77 of 2901 infants between 22 and 32 weeks

control group of term babies up to 5 years (not

finely sliced)

bull lt 27 weeks -1DS of QI attention deficit

language and behaviour disorders

Larroque B Ancel PY Marchand-Martin L Cambonie G Fresson J Pierrat V et al Special care school diffiulties in

8- year-old very preterm children the Epipage cohort study PLoS ONE 2011 6 e21361

MorbidityThe American Academy of

Pediatrics

bull 30-50 of surviving children with lt750g or whose gestation lt25 weeks had moderate or severe disability

Stringer M Brooks PM et al New guidelines for maternal and neonatal resuscitation Journal of obstetrics

gynecology and neonatal nursing 2007 36(6) 624 -34

MorbidityNuffields (GB)

bull 23 - 24 weeks gestation 64 risk of serious disability

bull At 25 weeks risk of severe disability 40

bull Each day increases survival by 3

bull Girls have a weekrsquos advantage over preterm boys

Nuffield Council on Bioethics Critical care decisions in fetal and neonatal medicine ethical issues

LondonNCB2006 wwwNuffieldbioethicsorggoourworkneonatalpublication 406html

Morbidity Australia

bull Grey zone between 23-25 weeks + 6 days

bull Survival to discharge data

- 22w (0)

- 23w (29)

- 24w (50)

- 25w (65)

bull Proportion with no functional disability

23w (33) 24w (61) 25w (67)

Morbidity The Netherlands

Leiden follow up project data since 1983

Death or abnormal development

23-24 wks (92)

25 weeks (64)

26 weeks (35)

27-32 weeks (18)

Sheldon T Dutch doctors change policy on treating preterm babies BMJ 20013221383

Rijken M et al Mortality and Neurologic Mental and Psychomotor Development at 2 Years in Infants Born less than 27 Weeks

Gestation The Leiden Follow-Up Project on Prematurity Pediatrics january 2003

Recommendations British Association of

Perinatal Medicine

22-28 weeks threshold of viability (under 26 weeks)

- Increasing risk with decreasing gestational age

serious ethical dilemmas

- Short notice decisions

- Need to balance maternal well-being against the

likely neonatal outcome

- Caesarean section in the babyrsquos interests

can rarely be justified prior to 25 weeks gestation

- Threshold viability infants should be followed up for

at least 2 years data collection

British Association of Perinatal Medicine Fetuses and newborn infants at the threshold of viability Pediatr 20021101024-27

Recommendations The American Academy

of Pediatrics bull 22-25 weeks gestation problematic

bull Non-initiation of resuscitation at 23 weeks (less 400g)

is appropriate

bull Difficulties in making accurate assessments before birth

bull Fetal weight can be inaccurate by 15-20

bull Small discrepancies in gestation of 1 or 2 weeks can have

major implications for outcome

bull Multiple gestation makes evaluation difficult

bull Counselling

bull But US legal trends restrict discretionary decision-making

Stringer M Brooks PM et al New guidelines for maternal and neonatal resuscitation Journal of obstetrics

gynecology and neonatal nursing 2007 36(6) 624 -34

The Marginally Viable Newborn Legal Challenges Conceptual Inadequacies and ReasonablenessSadath A Sayeed MD JD

The Journal of Law Medicine amp Ethics Volume 34 Issue 3 600-610 2006

Recommendations The Fetus and Newborn

Committee Canada

bull 22 weeks compassionate care only

bull 23-24 weeks careful consideration limited benefits and potential

harms of caesarean section and active resuscitation

bull Full care 25 weeks (survival rate is 50-80 with disability rates 10-25)

Fetus and newborn committee Canadian paediatric society maternal-fetal medicine committee society of obstetricians and

gynaecologists of Canada Management of the woman with threatened birth of an infant of extremely low gestational age

Can Med Assoc J 1994151547-53

Recommendations The Netherlands

bull No intensive care to babies before 25-26 weeks gestation

bull Decisions should be taken with full participation of the parents

bull Unclear cutoff of resuscitation of immature infants

- at 25 50 or 75 chance of intact survival - (Viability not universally agreed thus if bar is set low there will be more

survivors with more handicaps)

bull Euthanasia institutionalised

Sheldon T Dutch doctors change policy on treating preterm babies BMJ 20013221383

Recommendations Australia

bull Grey zone between 23-25 weeks + 6 days option of non-initiation of

resuscitation and intensive care reasonable

- obligation to treat increases as the gestation advances

- at 25 weeks active treatment is usually offered

- unless adverse circumstances

bull twin-twin transfusion

bull intrauterine growth restriction

bull chorioamnionitis

bull poor condition at birth or the presence of a serious abnormality

- at 26 weeks gestation the obligation to treat is very high

- non-directive counselling avoidance of over burdening parents

bull 24 weeks antenatal transfer to a tertiary centre with option of ldquoDNRrdquo

Aust N Z J Obstet Gynaecol 2007 Aug47(4)273-8Delivery in the grey zone collaborative approach to extremely preterm birth

Keogh J Sinn J Hollebone K Bajuk B Fischer W Lui K Consensus Workshop Organising Committee

Malcom F Should artificial resuscitation be offered to extremely premature neonates AMSJ 2010 p 86-9

Recommendations The Nuffield Council

on Bioethics (GB)

bull 23-26 weeks = grey area

bull 2 components

- to resuscitate and admit to the NICU

- to continue with intensive care or replace with

palliative care

bull Recommendations

- at 25 weeks and above institute intensive care

- 24-25 weeks offer intensive care unless different parentsrsquo wishes

- 23- 24 weeks clinicians should not be obliged to resuscitate

Nuffield Council on Bioethics Critical care decisions in fetal and neonatal medicine ethical issues

LondonNCB2006 wwwNuffieldbioethicsorggoourworkneonatalpublication 406html

ldquoNatural instincts are to try to save all babies even if

the babys chances of survival are low

However we dont think it is always right to put a baby

through the stress and pain of invasive treatment if the

baby is unlikely to get any better and death is

inevitable (Margaret Brazier professor of law at Manchester University)

Prolonging the life of profoundly sick premature babies

may be inhumane and place an intolerable burden on

the babyrdquo

treatment just prolongs the process of dyingrdquo

(Andrew Whitelaw professor of neonatal medicine at the University of Bristol UK)

Nuffield Council on Bioethics

The Nuffield Council on Bioethics

Medical ethics committee of the British Medical Association (BMA)

bull The report echoes existing best practicerdquo

bull Disagreement with stringent cut-off points for treatment

- The BMA believes that blanket rules do not help

individual parents or their very premature babiesrdquo

- Each case should be considered on its merits andin its

own contextrdquo

(Tony Calland)

When premature babies should be allowed to die Gaia Vince New scientist 15 November 2006

Neonatal section of the Irish Faculty of

Paediatrics

bull Withdrawal of care appropriate in infants born within the

threshold period who fail to respond to initial intensive care

efforts or develop severe complications

bull Acceptable not to resuscitate newborns

under 500g andor under 24 weeks gestation

Neonatal subcommittee of the Irish faculty of Paediatrics Statement on perinatal care at the threshold of viability2006

Recommendations France

bull Usually no resuscitation below 24 WGA

bull At 24 weeks particular attention to parentsrsquo wishes

bull Maximum degree of uncertainty on the real interest of the patient nobody can pretend to claim which is the best attitude

bull Other criteriae to be taken into account (discretional resuscitation)

bull Prenatal corticosteroids

Moriette G Rameix S et al groupe de reacuteflexion sur les aspects eacutethiques de la peacuterinatologie very premature births dilemmas and management Part 1 outcome of infants born before 28 weeks of postmenstrual age and definition of grey zone Archives de Peacutediatrie 2010 May17(5)518-26 part 2 527-39

Recommendations Switzerland

bull lt 24 weeks palliative

bull gt 24 weeks according to the experienced neonatology

team

Swiss Society of Neonatology recommandations pour la prise en charge des preacutematureacutes agrave la limite de la viabiliteacute (22 - 26 SA) 2002

Recommendations Ukraine

Gestation period lt 28 weeks

bull Define the exact gestational age and weightof the fetus estimate

prognosis provide further consultations recommendations and coordinate

team work of all members of perinatal team

bull Inform and discuss with future parents about medical and social risks and

peculiarities of resuscitation care providing for the newborn

bull Resuscitation is almost always provided if high survival chances and

acceptable morbidity

bull In case of doubtful prognosis necessity to support the wish of parents

bull Do not start the resuscitation of a newborn if almost 100 early death rate

likely (Ie gestation period lt 23 weeks weight lt 400 gr)

Can limits be clearly defined Summary

- No international consensus = chance for avoidance of

systematic approaches

- CUTOFF borderline of viability

- 50 of mortality but disability difficult to objectify and use as a criteria

- All would resuscitate at 26 weeks most would not at 23 weeks

- Grey area 24 and 25 weeks gestation = 2 per 1000 births

- fetal weight 10 error

- gestational age 3 - 5 days error

Can limits be clearly defined Outcome

estimation tool

Secondary criteriae

- Girls 1 week advantage

- Every day increases survival by 3

- Full course of antenatal steroids

- Level of unit

- Black race

- High-medium level of income of parents

- Multiple birth twin-to-twin transfusion

- Birth weight

- Babyrsquos condition at delivery

(chorioamnionitis increases the risk of periventricular leucomalacia)

Time-frame algorythm for decision

making

bull Primary resuscitation YN

bull Proceed to intensive care or palliative care

bull Continue with option YN bull Euthanasia

ndash Netherlands (Groningen Protocol)

bull To motivate physicians to adhere to the highest standards of decision making

bull To reduce hidden euthanasia by facilitating reporting

bull Requires that all possible palliative measures be exhausted before euthanasia is performed

bull Might do more in mobilizing the availability of palliative care services than the current situation of unreported practice

ndash EURONIC 73 in 8 European Countries

Rebagliato M et al EURONIC study group Neonatal end-of-life decision making Physicianrsquos attitudes and relationships

with self-reported practices in 10 European countries The Journal of Medical Association 2000 Nov 15284(19)2451-9

Acting in the ldquobest interests of the patientrdquo

bull degree of suffering involved in the care

bull futility of further intervention

bull likelihood of survival free of serious disability

and practical consequences

Legal - moral The Best Interests Standard

United Kingdom Court of Appeal1993

Doctors and parents may not undertake actions where the purpose is

to end life they may in appropriate circumstances use drugs to

relieve pain and distress even though their use may advance the time

of death

Palliative Care

Palliative Care in France lois Leonetti (2005)

bull Legalises arrest of ldquonon-reasonable treatmentrdquo

bull Authorizes at the end of life the use of treatment for comfort

of patient (pain)

bull Taking into account that the treatment might shorten length of

survival

bull Always with the patientrsquos consent = parentrsquos consent

Recently French Medical Council expressed itself in the same terms

bull At birth neither certainty nor uncertainty as prognosis is clear-cut

(Self-fullfilling prophecy may be created by delays or suboptimal management)

bull Initiation of resuscitation leads to admission to NICU

- cascade of expensive uncomfortable or painful procedures

- raise parental expectations about survival

bull Denying intensive care a priori based solely on the age of

gestation or birth weight = contrary to the principle of equity

bull Decision-making after initial resuscitation (continue or withdraw

treatment) more justifiable

Decision-making for palliative care

Acta Paediatr 2008 Mar97(3)276-9 doi 101111j1651-2227200800663xCaregivers attitudes for very premature infants

what if they knewJanvier A Lantos J DeschIacutenes M Couture E Nadeau S Barrington KJ

bull Case-by-case basis according postnatal assessment

bull Factors always to be considered

- parents

- resources

- planned pregnancy

- assisted conception

- maternal age

- illness and fetal conditions

Decisions made by parents before birth are not necessarily

absolute and binding

Decision-making for intensive care

Divorces after handicap

bull Nine times higher in case of spina bifida (BJ PSYCH 131 79-82

(1977) J Maulden Population studies vol 46 issue2 pages 349 362 (1992)

bull Low birth weight children in the US are at higher risk of experiencing

their parents divorce than children of normal birth weight

bull Not confirmed in British couples

Healthy Baby Healthy Marriage The Effct of Childrens

Health on Divorce Angela R Fertig Princeton University

288 Wallace Hall Princeton NJ 08544

afertigprincetonedu 609-258-5868 June 17 2004

Ethics andhellipcorticosteroids

bull Antenatal corticosteroids

bull A technical medical ethical obligation

ndash No obstetrical or medical CI (infection hypertension)

ndash C Spencer K Neales Antenatal corticosteroids to prevent neonatal respiratory distress syndrome BMJ 2000 320 325 doi

101136bmj3207231325 (Published 5 February 2000)

ndash Roberts D Dalziel Antenatal corticosteroids for accelerating fetal lung maturation for women at risk of preterm birth The

Cochrane Database of Systematic Reviews 2010 Issue 8 Copyright copy 2010 The Cochrane Collaboration

ndash JV Been B W Kramer L J Zimmermann Antenatal corticosteroids to prevent preterm birt The LancetVol 373 Issue 9667 Page

894 14 March 2009

Ethics andhellipcorticosteroids

bull Postnatal corticosteroids in BPD

ndash Increased risk of neurodevelopmental impairment growth retardation etc but faster extubation less PDA etchellip

ndash ldquoEthicallyrdquo contraindicated Early (lt 8 days) postnatal corticosteroids for preventing chronic lung disease in

preterm infants Henry L Halliday1 Richard A Ehrenkranz2 Lex W Doyle31Perinatal Room Royal-Jubilee Maternity Service

Belfast UK 2Department of Pediatrics Yale University New Haven Connecticut USA 3Department of Obstetrics and Gynaecology University of Melbourne Parkville AustraliaContact address Henry L Halliday Perinatal Room Royal-Jubilee Maternity Service Royal Maternity Hospital Grosvenor Road Belfast Northern

Ireland BT12 6BA UK Cochrane Neonatal Group

Ethics andhellipiatrogenic diseases

- Environment in which the baby is managed (eg light noise touch)

- Mode of ventilation (eg conventional synchronized high-frequency)

- Types doses and results of medications used - Short-term and long-term effects of certain often

painful procedures - Foreign bodies or devices used - How the babys nutritional needs are met (enteral

parenteral nutrition) Developmental care for promoting development and preventing morbidity in preterm infants

Amanda J Symington1 Janet Pinelli2

1The Childrens Hospital Hamilton Health Sciences Hamilton Ontario Canada 2School of Nursing McMaster University Hamilton Canada

Cochrane Neonatal Group

Ethics andhellippain

Opioids for neonates receiving mechanical ventilation

Roberto Bell˘1 Koert A de Waal2 Rinaldo Zanini31Neonatal Intensive Care Unit Ospedale Manzoni -Lecco Lecco

Italy 2Neonatology Academic Medical Centre Amsterdam Netherlands 3Neonatal Intensive Care Unit Ospedale

A Manzoni - Lecco Lecco ItalyContact address Roberto Bell˘ Neonatal Intensive Care Unit Ospedale

Manzoni -Lecco Via Eremo 9 Lecco 23900 Italy Editorial group Cochrane Neonatal Group

Intravenous midazolam infusion for sedation of infants in the neonatal intensive care

unit

Eugene Ng1 Anna Taddio2 Arne Ohlsson31Department of Newborn and Developmental Paediatrics Sunnybrook

Health Sciences Centre Toronto Canada 2Graduate Department of Pharmaceutical Sciences Hospital for Sick

Children Research Institute Toronto Canada 3Departments of Paediatrics Obstetrics and Gynaecology and Health

Policy Management and Evaluation University of Toronto Toronto CanadaContact address Eugene Ng

Department of Newborn and Developmental Paediatrics Sunnybrook Health Sciences Centre CO Womens College

Hospital 76 Grenville Street Toronto Ontario M5S1B2 Canada Editorial group Cochrane Neonatal Group

Ethics andhellipaesthetics

bull End-of-life comfortappearance for the

ndash Infant

ndash Parents

ndash Caregivers

Ethics andhellipparents

bull Infant-parent emotional bonding

ndash Regionalisation

ndash Participation of parents in healing process

ndash Skin-to-skin

ndash Informed consent

ndash Decision making

Raines DA Parents values a missing link in the neonatal intensive care equation Neonatal Netw Apr 199615(3)7-12

When individuals lack decision-making capacityhellip

hellipthe interests and welfare of the patient take priority

over all other parties

hellipthe interests of the neonate are inextricably linked

to that of the parents

their interests must be taken into account empowering them to

decision-making

Parents

Kent AL et al Collaborative decision-making for extreme premature delivery J Paediatr Child Health 2007 43 489-91

Parents recommendations

bull Counselling should initiate before delivery

bull Transparency openness and honesty

bull Favour frequent discussions with parents

bull Update them on

ndash their infants condition

ndash interventions that may be needed

bull Avoid confusing medical terminology as much as possible

bull Be honest and frank about the infants condition and prognosis even

on matters of uncertainty

bull Ask feed backs to ensure parents understand what is being discussed

Collaborative decision-making for extreme premature deliveryKent AL et al NSW and ACT Perinatal Care at the Borderlines

of Viability Consensus Workshop Committee J Paediatr Child Health 2007 Jun43(6)489-91

Caeymaex L ed al Journeacutees Parisiennes de Peacutediatrie 2008 Fin de vie en reacuteanimation neacuteonatale mieux

comprendre les attentes et le point de vues des parents

Communication with parents

Montreal group

52 mothers in preterm labour all infants at

23 weeks gestation were resuscitated including

6 cases with conditional non-resuscitation instructions

Thus

- In acute situations the default mode is to treat

- To step back from action seems to be very difficult

Some answers creation of guidelines

protocols

Not feeling alone ability to rely on the experience

and expertise of others is helpful

ndash Expertise

ndash Enabling

ndash Empowering

ndash Encouraging

ndash Education

A Case Method To Assist Clinical Ethics

Decision Making

(Modified from American College of Physicians Ethics Manual)

bull 1 Define the ethics problem as an ought or should question (eg Should we withhold a respirator for this

extremely preterm baby 25 WGA as his parents request)

bull 2 List relevant facts and uncertainties Include facts about the patient and caregivers (such as emotional state cultural

background and legal standing) Include physiologic facts and significant medical uncertainties (such as expected

outcomes with and without treatment) and the benefits and harms of treatment options

bull 3 Identify a decision maker If the patient is competent the decision maker is the patient If the patient is

incompetent identify a proxy decision maker (eg as specified by court appointment state law a durable power of

attorney for health care living will or the next of kin)

bull 4 Give understandable relevant desired information to the decision maker and dispel misconceptions

bull 5 Solicit values of the patient that are relevant to the question These include the patients values about life relation to

community and health care institutions goals for health care and conditions that would change goals and preferences

about health care or proxy decision makers

bull 6 Identify health professional values including health goals (such as prolonging life and alleviating pain) values that

pertain to patient physician communication (such as truth telling and confidentiality) and some values that extend

outside of the patient physician relationship (such as promotion of public health and respect for the law)

bull 7 Propose and critique solutions including options for treatment and alternative providers

bull 8 Identify and remove or address constraints on solutions (such as unavailability of services laws or legal myths)

Recommendations

bull Define yourself your borderline between viability

according to capacities of your facilities

ndash Neurological outcomes

ndash Respiratory outcomes

ndash Caloric intake

Catlin A Carter B Creation of a neonatal end-of-life palliative care protocol J PerinatolApr-May 200222(3)184-95

Much more researchhellip

bull Sociological

bull Interviews of implicated persons

bull Stratification

bull EURONIC

Conclusion bull Grey zones are grey

bull It is likely they will stay grey for some time

bull It would be an error to wash them white or darken them

bull Grey zones have to be adapted to the local contexts

bull Every wardhospitalmaternity should allow open discussions have a

committee on ethics establish internal guidelines

bull The role of the parents in decision-making after as-objective-as-

possible information given by healthcare members is essential

bull Making ethical decisions might be very difficult but ethical

relationships with the preterm and his parents can compensate this

Page 12: Ethical issues of extremely preterm babies’ care: the “grey zone” experiences

Thresholds of viability some numbers on

SURVIVALS

bull Dramatically improved during last 3 decades

bull Differences in methodology

bull Few studies have reported mortality and morbidity rates in gestational age-specific categories

Preterm Birth Causes Consequences and PreventionInstitute of Medicine (US) Committee on Understanding Premature

Birth and Assuring Healthy Outcomes Behrman RE Butler AS editorsWashington (DC) National Academies Press (US) 2007

Thresholds of viability some numbers on

SURVIVALS

ndash Risk of neonatal deaths not higher than 50 except for infants less

the 500g and 24 weeks gestation Stringer M Brooks PM et al New guidelines for maternal and neonatal resuscitation Journal of obstetrics

gynecology and neonatal nursing 2007 36(6) 624 -34

ndash At 24 weeks survival = 58

ndash At 25 weeks = 77

ndash Not precised for lt 24 weeks

ndash Survival vary from 1 at 22 weeks to up to 44 at 25 weeks

ndash Before 21 weeks and six days no survival published

Brazier M et al Letting babies die J Med Ethics 2007 33 (3) 125-6

Thresholds of viability

bull Survival

ndash at 24 weeks 31

ndash at 25 weeks 50 Larroque B Ancel PY Marchand-Martin L Cambonie G Fresson J Pierrat V et al Special care school diffiulties in

8- year-old very preterm children the Epipage cohort study PLoS ONE 2011 6 e21361

ndash at 23 and 24 weeks gestation varies from 10-50

ndash at 25 weeks gestation 50 - 80 Fetus and newborn committee Canadian paediatric society maternal-fetal medicine committee society of obstetricians and

gynaecologists of Canada Management of the woman with threatened birth of an infant of extremely low gestational age

Can Med Assoc J 1994151547-53

- 22w (0) 23w (29) 24w (50) 25w (65) Aust N Z J Obstet Gynaecol 2007 Aug47(4)273-8Delivery in the grey zone collaborative approach to extremely

preterm birth Keogh J et al Consensus Workshop Organising Committee

Thresholds of viability

bull gt 23 weeks gestation16 chance of surviving

bull At 24 weeks survival 44

bull At 25 weeks survival 63

bull Each day increases survival by 3

Nuffield Council on Bioethics Critical care decisions in fetal and neonatal medicine ethical issues

LondonNCB2006 wwwNuffieldbioethicsorggoourworkneonatalpublication 406html

Morbidity EPICure (UK Ireland)

bull Follow up of 78 of 308 children born lt 25 weeks + 6 days up to 6 years from 1995 on

bull 12 cerebral palsy bull lt 750g 30 - 50 moderate or severe disability

bull 41 cognitive problems (-2SD) compared to classmates

bull Survivers of 24 weeks 14 with no handicap

bull Survivers of 25 weeks 24 with no handicap

Marlow N Wolke D Bracewell MA Samara M The EPICure Study Group Neurologic disability at six years of age after

extremely preterm birth N Engl J Med 2005 352

EPICure

Morbidity EPIPAGE (France)

bull 77 of 2901 infants between 22 and 32 weeks

control group of term babies up to 5 years (not

finely sliced)

bull lt 27 weeks -1DS of QI attention deficit

language and behaviour disorders

Larroque B Ancel PY Marchand-Martin L Cambonie G Fresson J Pierrat V et al Special care school diffiulties in

8- year-old very preterm children the Epipage cohort study PLoS ONE 2011 6 e21361

MorbidityThe American Academy of

Pediatrics

bull 30-50 of surviving children with lt750g or whose gestation lt25 weeks had moderate or severe disability

Stringer M Brooks PM et al New guidelines for maternal and neonatal resuscitation Journal of obstetrics

gynecology and neonatal nursing 2007 36(6) 624 -34

MorbidityNuffields (GB)

bull 23 - 24 weeks gestation 64 risk of serious disability

bull At 25 weeks risk of severe disability 40

bull Each day increases survival by 3

bull Girls have a weekrsquos advantage over preterm boys

Nuffield Council on Bioethics Critical care decisions in fetal and neonatal medicine ethical issues

LondonNCB2006 wwwNuffieldbioethicsorggoourworkneonatalpublication 406html

Morbidity Australia

bull Grey zone between 23-25 weeks + 6 days

bull Survival to discharge data

- 22w (0)

- 23w (29)

- 24w (50)

- 25w (65)

bull Proportion with no functional disability

23w (33) 24w (61) 25w (67)

Morbidity The Netherlands

Leiden follow up project data since 1983

Death or abnormal development

23-24 wks (92)

25 weeks (64)

26 weeks (35)

27-32 weeks (18)

Sheldon T Dutch doctors change policy on treating preterm babies BMJ 20013221383

Rijken M et al Mortality and Neurologic Mental and Psychomotor Development at 2 Years in Infants Born less than 27 Weeks

Gestation The Leiden Follow-Up Project on Prematurity Pediatrics january 2003

Recommendations British Association of

Perinatal Medicine

22-28 weeks threshold of viability (under 26 weeks)

- Increasing risk with decreasing gestational age

serious ethical dilemmas

- Short notice decisions

- Need to balance maternal well-being against the

likely neonatal outcome

- Caesarean section in the babyrsquos interests

can rarely be justified prior to 25 weeks gestation

- Threshold viability infants should be followed up for

at least 2 years data collection

British Association of Perinatal Medicine Fetuses and newborn infants at the threshold of viability Pediatr 20021101024-27

Recommendations The American Academy

of Pediatrics bull 22-25 weeks gestation problematic

bull Non-initiation of resuscitation at 23 weeks (less 400g)

is appropriate

bull Difficulties in making accurate assessments before birth

bull Fetal weight can be inaccurate by 15-20

bull Small discrepancies in gestation of 1 or 2 weeks can have

major implications for outcome

bull Multiple gestation makes evaluation difficult

bull Counselling

bull But US legal trends restrict discretionary decision-making

Stringer M Brooks PM et al New guidelines for maternal and neonatal resuscitation Journal of obstetrics

gynecology and neonatal nursing 2007 36(6) 624 -34

The Marginally Viable Newborn Legal Challenges Conceptual Inadequacies and ReasonablenessSadath A Sayeed MD JD

The Journal of Law Medicine amp Ethics Volume 34 Issue 3 600-610 2006

Recommendations The Fetus and Newborn

Committee Canada

bull 22 weeks compassionate care only

bull 23-24 weeks careful consideration limited benefits and potential

harms of caesarean section and active resuscitation

bull Full care 25 weeks (survival rate is 50-80 with disability rates 10-25)

Fetus and newborn committee Canadian paediatric society maternal-fetal medicine committee society of obstetricians and

gynaecologists of Canada Management of the woman with threatened birth of an infant of extremely low gestational age

Can Med Assoc J 1994151547-53

Recommendations The Netherlands

bull No intensive care to babies before 25-26 weeks gestation

bull Decisions should be taken with full participation of the parents

bull Unclear cutoff of resuscitation of immature infants

- at 25 50 or 75 chance of intact survival - (Viability not universally agreed thus if bar is set low there will be more

survivors with more handicaps)

bull Euthanasia institutionalised

Sheldon T Dutch doctors change policy on treating preterm babies BMJ 20013221383

Recommendations Australia

bull Grey zone between 23-25 weeks + 6 days option of non-initiation of

resuscitation and intensive care reasonable

- obligation to treat increases as the gestation advances

- at 25 weeks active treatment is usually offered

- unless adverse circumstances

bull twin-twin transfusion

bull intrauterine growth restriction

bull chorioamnionitis

bull poor condition at birth or the presence of a serious abnormality

- at 26 weeks gestation the obligation to treat is very high

- non-directive counselling avoidance of over burdening parents

bull 24 weeks antenatal transfer to a tertiary centre with option of ldquoDNRrdquo

Aust N Z J Obstet Gynaecol 2007 Aug47(4)273-8Delivery in the grey zone collaborative approach to extremely preterm birth

Keogh J Sinn J Hollebone K Bajuk B Fischer W Lui K Consensus Workshop Organising Committee

Malcom F Should artificial resuscitation be offered to extremely premature neonates AMSJ 2010 p 86-9

Recommendations The Nuffield Council

on Bioethics (GB)

bull 23-26 weeks = grey area

bull 2 components

- to resuscitate and admit to the NICU

- to continue with intensive care or replace with

palliative care

bull Recommendations

- at 25 weeks and above institute intensive care

- 24-25 weeks offer intensive care unless different parentsrsquo wishes

- 23- 24 weeks clinicians should not be obliged to resuscitate

Nuffield Council on Bioethics Critical care decisions in fetal and neonatal medicine ethical issues

LondonNCB2006 wwwNuffieldbioethicsorggoourworkneonatalpublication 406html

ldquoNatural instincts are to try to save all babies even if

the babys chances of survival are low

However we dont think it is always right to put a baby

through the stress and pain of invasive treatment if the

baby is unlikely to get any better and death is

inevitable (Margaret Brazier professor of law at Manchester University)

Prolonging the life of profoundly sick premature babies

may be inhumane and place an intolerable burden on

the babyrdquo

treatment just prolongs the process of dyingrdquo

(Andrew Whitelaw professor of neonatal medicine at the University of Bristol UK)

Nuffield Council on Bioethics

The Nuffield Council on Bioethics

Medical ethics committee of the British Medical Association (BMA)

bull The report echoes existing best practicerdquo

bull Disagreement with stringent cut-off points for treatment

- The BMA believes that blanket rules do not help

individual parents or their very premature babiesrdquo

- Each case should be considered on its merits andin its

own contextrdquo

(Tony Calland)

When premature babies should be allowed to die Gaia Vince New scientist 15 November 2006

Neonatal section of the Irish Faculty of

Paediatrics

bull Withdrawal of care appropriate in infants born within the

threshold period who fail to respond to initial intensive care

efforts or develop severe complications

bull Acceptable not to resuscitate newborns

under 500g andor under 24 weeks gestation

Neonatal subcommittee of the Irish faculty of Paediatrics Statement on perinatal care at the threshold of viability2006

Recommendations France

bull Usually no resuscitation below 24 WGA

bull At 24 weeks particular attention to parentsrsquo wishes

bull Maximum degree of uncertainty on the real interest of the patient nobody can pretend to claim which is the best attitude

bull Other criteriae to be taken into account (discretional resuscitation)

bull Prenatal corticosteroids

Moriette G Rameix S et al groupe de reacuteflexion sur les aspects eacutethiques de la peacuterinatologie very premature births dilemmas and management Part 1 outcome of infants born before 28 weeks of postmenstrual age and definition of grey zone Archives de Peacutediatrie 2010 May17(5)518-26 part 2 527-39

Recommendations Switzerland

bull lt 24 weeks palliative

bull gt 24 weeks according to the experienced neonatology

team

Swiss Society of Neonatology recommandations pour la prise en charge des preacutematureacutes agrave la limite de la viabiliteacute (22 - 26 SA) 2002

Recommendations Ukraine

Gestation period lt 28 weeks

bull Define the exact gestational age and weightof the fetus estimate

prognosis provide further consultations recommendations and coordinate

team work of all members of perinatal team

bull Inform and discuss with future parents about medical and social risks and

peculiarities of resuscitation care providing for the newborn

bull Resuscitation is almost always provided if high survival chances and

acceptable morbidity

bull In case of doubtful prognosis necessity to support the wish of parents

bull Do not start the resuscitation of a newborn if almost 100 early death rate

likely (Ie gestation period lt 23 weeks weight lt 400 gr)

Can limits be clearly defined Summary

- No international consensus = chance for avoidance of

systematic approaches

- CUTOFF borderline of viability

- 50 of mortality but disability difficult to objectify and use as a criteria

- All would resuscitate at 26 weeks most would not at 23 weeks

- Grey area 24 and 25 weeks gestation = 2 per 1000 births

- fetal weight 10 error

- gestational age 3 - 5 days error

Can limits be clearly defined Outcome

estimation tool

Secondary criteriae

- Girls 1 week advantage

- Every day increases survival by 3

- Full course of antenatal steroids

- Level of unit

- Black race

- High-medium level of income of parents

- Multiple birth twin-to-twin transfusion

- Birth weight

- Babyrsquos condition at delivery

(chorioamnionitis increases the risk of periventricular leucomalacia)

Time-frame algorythm for decision

making

bull Primary resuscitation YN

bull Proceed to intensive care or palliative care

bull Continue with option YN bull Euthanasia

ndash Netherlands (Groningen Protocol)

bull To motivate physicians to adhere to the highest standards of decision making

bull To reduce hidden euthanasia by facilitating reporting

bull Requires that all possible palliative measures be exhausted before euthanasia is performed

bull Might do more in mobilizing the availability of palliative care services than the current situation of unreported practice

ndash EURONIC 73 in 8 European Countries

Rebagliato M et al EURONIC study group Neonatal end-of-life decision making Physicianrsquos attitudes and relationships

with self-reported practices in 10 European countries The Journal of Medical Association 2000 Nov 15284(19)2451-9

Acting in the ldquobest interests of the patientrdquo

bull degree of suffering involved in the care

bull futility of further intervention

bull likelihood of survival free of serious disability

and practical consequences

Legal - moral The Best Interests Standard

United Kingdom Court of Appeal1993

Doctors and parents may not undertake actions where the purpose is

to end life they may in appropriate circumstances use drugs to

relieve pain and distress even though their use may advance the time

of death

Palliative Care

Palliative Care in France lois Leonetti (2005)

bull Legalises arrest of ldquonon-reasonable treatmentrdquo

bull Authorizes at the end of life the use of treatment for comfort

of patient (pain)

bull Taking into account that the treatment might shorten length of

survival

bull Always with the patientrsquos consent = parentrsquos consent

Recently French Medical Council expressed itself in the same terms

bull At birth neither certainty nor uncertainty as prognosis is clear-cut

(Self-fullfilling prophecy may be created by delays or suboptimal management)

bull Initiation of resuscitation leads to admission to NICU

- cascade of expensive uncomfortable or painful procedures

- raise parental expectations about survival

bull Denying intensive care a priori based solely on the age of

gestation or birth weight = contrary to the principle of equity

bull Decision-making after initial resuscitation (continue or withdraw

treatment) more justifiable

Decision-making for palliative care

Acta Paediatr 2008 Mar97(3)276-9 doi 101111j1651-2227200800663xCaregivers attitudes for very premature infants

what if they knewJanvier A Lantos J DeschIacutenes M Couture E Nadeau S Barrington KJ

bull Case-by-case basis according postnatal assessment

bull Factors always to be considered

- parents

- resources

- planned pregnancy

- assisted conception

- maternal age

- illness and fetal conditions

Decisions made by parents before birth are not necessarily

absolute and binding

Decision-making for intensive care

Divorces after handicap

bull Nine times higher in case of spina bifida (BJ PSYCH 131 79-82

(1977) J Maulden Population studies vol 46 issue2 pages 349 362 (1992)

bull Low birth weight children in the US are at higher risk of experiencing

their parents divorce than children of normal birth weight

bull Not confirmed in British couples

Healthy Baby Healthy Marriage The Effct of Childrens

Health on Divorce Angela R Fertig Princeton University

288 Wallace Hall Princeton NJ 08544

afertigprincetonedu 609-258-5868 June 17 2004

Ethics andhellipcorticosteroids

bull Antenatal corticosteroids

bull A technical medical ethical obligation

ndash No obstetrical or medical CI (infection hypertension)

ndash C Spencer K Neales Antenatal corticosteroids to prevent neonatal respiratory distress syndrome BMJ 2000 320 325 doi

101136bmj3207231325 (Published 5 February 2000)

ndash Roberts D Dalziel Antenatal corticosteroids for accelerating fetal lung maturation for women at risk of preterm birth The

Cochrane Database of Systematic Reviews 2010 Issue 8 Copyright copy 2010 The Cochrane Collaboration

ndash JV Been B W Kramer L J Zimmermann Antenatal corticosteroids to prevent preterm birt The LancetVol 373 Issue 9667 Page

894 14 March 2009

Ethics andhellipcorticosteroids

bull Postnatal corticosteroids in BPD

ndash Increased risk of neurodevelopmental impairment growth retardation etc but faster extubation less PDA etchellip

ndash ldquoEthicallyrdquo contraindicated Early (lt 8 days) postnatal corticosteroids for preventing chronic lung disease in

preterm infants Henry L Halliday1 Richard A Ehrenkranz2 Lex W Doyle31Perinatal Room Royal-Jubilee Maternity Service

Belfast UK 2Department of Pediatrics Yale University New Haven Connecticut USA 3Department of Obstetrics and Gynaecology University of Melbourne Parkville AustraliaContact address Henry L Halliday Perinatal Room Royal-Jubilee Maternity Service Royal Maternity Hospital Grosvenor Road Belfast Northern

Ireland BT12 6BA UK Cochrane Neonatal Group

Ethics andhellipiatrogenic diseases

- Environment in which the baby is managed (eg light noise touch)

- Mode of ventilation (eg conventional synchronized high-frequency)

- Types doses and results of medications used - Short-term and long-term effects of certain often

painful procedures - Foreign bodies or devices used - How the babys nutritional needs are met (enteral

parenteral nutrition) Developmental care for promoting development and preventing morbidity in preterm infants

Amanda J Symington1 Janet Pinelli2

1The Childrens Hospital Hamilton Health Sciences Hamilton Ontario Canada 2School of Nursing McMaster University Hamilton Canada

Cochrane Neonatal Group

Ethics andhellippain

Opioids for neonates receiving mechanical ventilation

Roberto Bell˘1 Koert A de Waal2 Rinaldo Zanini31Neonatal Intensive Care Unit Ospedale Manzoni -Lecco Lecco

Italy 2Neonatology Academic Medical Centre Amsterdam Netherlands 3Neonatal Intensive Care Unit Ospedale

A Manzoni - Lecco Lecco ItalyContact address Roberto Bell˘ Neonatal Intensive Care Unit Ospedale

Manzoni -Lecco Via Eremo 9 Lecco 23900 Italy Editorial group Cochrane Neonatal Group

Intravenous midazolam infusion for sedation of infants in the neonatal intensive care

unit

Eugene Ng1 Anna Taddio2 Arne Ohlsson31Department of Newborn and Developmental Paediatrics Sunnybrook

Health Sciences Centre Toronto Canada 2Graduate Department of Pharmaceutical Sciences Hospital for Sick

Children Research Institute Toronto Canada 3Departments of Paediatrics Obstetrics and Gynaecology and Health

Policy Management and Evaluation University of Toronto Toronto CanadaContact address Eugene Ng

Department of Newborn and Developmental Paediatrics Sunnybrook Health Sciences Centre CO Womens College

Hospital 76 Grenville Street Toronto Ontario M5S1B2 Canada Editorial group Cochrane Neonatal Group

Ethics andhellipaesthetics

bull End-of-life comfortappearance for the

ndash Infant

ndash Parents

ndash Caregivers

Ethics andhellipparents

bull Infant-parent emotional bonding

ndash Regionalisation

ndash Participation of parents in healing process

ndash Skin-to-skin

ndash Informed consent

ndash Decision making

Raines DA Parents values a missing link in the neonatal intensive care equation Neonatal Netw Apr 199615(3)7-12

When individuals lack decision-making capacityhellip

hellipthe interests and welfare of the patient take priority

over all other parties

hellipthe interests of the neonate are inextricably linked

to that of the parents

their interests must be taken into account empowering them to

decision-making

Parents

Kent AL et al Collaborative decision-making for extreme premature delivery J Paediatr Child Health 2007 43 489-91

Parents recommendations

bull Counselling should initiate before delivery

bull Transparency openness and honesty

bull Favour frequent discussions with parents

bull Update them on

ndash their infants condition

ndash interventions that may be needed

bull Avoid confusing medical terminology as much as possible

bull Be honest and frank about the infants condition and prognosis even

on matters of uncertainty

bull Ask feed backs to ensure parents understand what is being discussed

Collaborative decision-making for extreme premature deliveryKent AL et al NSW and ACT Perinatal Care at the Borderlines

of Viability Consensus Workshop Committee J Paediatr Child Health 2007 Jun43(6)489-91

Caeymaex L ed al Journeacutees Parisiennes de Peacutediatrie 2008 Fin de vie en reacuteanimation neacuteonatale mieux

comprendre les attentes et le point de vues des parents

Communication with parents

Montreal group

52 mothers in preterm labour all infants at

23 weeks gestation were resuscitated including

6 cases with conditional non-resuscitation instructions

Thus

- In acute situations the default mode is to treat

- To step back from action seems to be very difficult

Some answers creation of guidelines

protocols

Not feeling alone ability to rely on the experience

and expertise of others is helpful

ndash Expertise

ndash Enabling

ndash Empowering

ndash Encouraging

ndash Education

A Case Method To Assist Clinical Ethics

Decision Making

(Modified from American College of Physicians Ethics Manual)

bull 1 Define the ethics problem as an ought or should question (eg Should we withhold a respirator for this

extremely preterm baby 25 WGA as his parents request)

bull 2 List relevant facts and uncertainties Include facts about the patient and caregivers (such as emotional state cultural

background and legal standing) Include physiologic facts and significant medical uncertainties (such as expected

outcomes with and without treatment) and the benefits and harms of treatment options

bull 3 Identify a decision maker If the patient is competent the decision maker is the patient If the patient is

incompetent identify a proxy decision maker (eg as specified by court appointment state law a durable power of

attorney for health care living will or the next of kin)

bull 4 Give understandable relevant desired information to the decision maker and dispel misconceptions

bull 5 Solicit values of the patient that are relevant to the question These include the patients values about life relation to

community and health care institutions goals for health care and conditions that would change goals and preferences

about health care or proxy decision makers

bull 6 Identify health professional values including health goals (such as prolonging life and alleviating pain) values that

pertain to patient physician communication (such as truth telling and confidentiality) and some values that extend

outside of the patient physician relationship (such as promotion of public health and respect for the law)

bull 7 Propose and critique solutions including options for treatment and alternative providers

bull 8 Identify and remove or address constraints on solutions (such as unavailability of services laws or legal myths)

Recommendations

bull Define yourself your borderline between viability

according to capacities of your facilities

ndash Neurological outcomes

ndash Respiratory outcomes

ndash Caloric intake

Catlin A Carter B Creation of a neonatal end-of-life palliative care protocol J PerinatolApr-May 200222(3)184-95

Much more researchhellip

bull Sociological

bull Interviews of implicated persons

bull Stratification

bull EURONIC

Conclusion bull Grey zones are grey

bull It is likely they will stay grey for some time

bull It would be an error to wash them white or darken them

bull Grey zones have to be adapted to the local contexts

bull Every wardhospitalmaternity should allow open discussions have a

committee on ethics establish internal guidelines

bull The role of the parents in decision-making after as-objective-as-

possible information given by healthcare members is essential

bull Making ethical decisions might be very difficult but ethical

relationships with the preterm and his parents can compensate this

Page 13: Ethical issues of extremely preterm babies’ care: the “grey zone” experiences

Thresholds of viability some numbers on

SURVIVALS

ndash Risk of neonatal deaths not higher than 50 except for infants less

the 500g and 24 weeks gestation Stringer M Brooks PM et al New guidelines for maternal and neonatal resuscitation Journal of obstetrics

gynecology and neonatal nursing 2007 36(6) 624 -34

ndash At 24 weeks survival = 58

ndash At 25 weeks = 77

ndash Not precised for lt 24 weeks

ndash Survival vary from 1 at 22 weeks to up to 44 at 25 weeks

ndash Before 21 weeks and six days no survival published

Brazier M et al Letting babies die J Med Ethics 2007 33 (3) 125-6

Thresholds of viability

bull Survival

ndash at 24 weeks 31

ndash at 25 weeks 50 Larroque B Ancel PY Marchand-Martin L Cambonie G Fresson J Pierrat V et al Special care school diffiulties in

8- year-old very preterm children the Epipage cohort study PLoS ONE 2011 6 e21361

ndash at 23 and 24 weeks gestation varies from 10-50

ndash at 25 weeks gestation 50 - 80 Fetus and newborn committee Canadian paediatric society maternal-fetal medicine committee society of obstetricians and

gynaecologists of Canada Management of the woman with threatened birth of an infant of extremely low gestational age

Can Med Assoc J 1994151547-53

- 22w (0) 23w (29) 24w (50) 25w (65) Aust N Z J Obstet Gynaecol 2007 Aug47(4)273-8Delivery in the grey zone collaborative approach to extremely

preterm birth Keogh J et al Consensus Workshop Organising Committee

Thresholds of viability

bull gt 23 weeks gestation16 chance of surviving

bull At 24 weeks survival 44

bull At 25 weeks survival 63

bull Each day increases survival by 3

Nuffield Council on Bioethics Critical care decisions in fetal and neonatal medicine ethical issues

LondonNCB2006 wwwNuffieldbioethicsorggoourworkneonatalpublication 406html

Morbidity EPICure (UK Ireland)

bull Follow up of 78 of 308 children born lt 25 weeks + 6 days up to 6 years from 1995 on

bull 12 cerebral palsy bull lt 750g 30 - 50 moderate or severe disability

bull 41 cognitive problems (-2SD) compared to classmates

bull Survivers of 24 weeks 14 with no handicap

bull Survivers of 25 weeks 24 with no handicap

Marlow N Wolke D Bracewell MA Samara M The EPICure Study Group Neurologic disability at six years of age after

extremely preterm birth N Engl J Med 2005 352

EPICure

Morbidity EPIPAGE (France)

bull 77 of 2901 infants between 22 and 32 weeks

control group of term babies up to 5 years (not

finely sliced)

bull lt 27 weeks -1DS of QI attention deficit

language and behaviour disorders

Larroque B Ancel PY Marchand-Martin L Cambonie G Fresson J Pierrat V et al Special care school diffiulties in

8- year-old very preterm children the Epipage cohort study PLoS ONE 2011 6 e21361

MorbidityThe American Academy of

Pediatrics

bull 30-50 of surviving children with lt750g or whose gestation lt25 weeks had moderate or severe disability

Stringer M Brooks PM et al New guidelines for maternal and neonatal resuscitation Journal of obstetrics

gynecology and neonatal nursing 2007 36(6) 624 -34

MorbidityNuffields (GB)

bull 23 - 24 weeks gestation 64 risk of serious disability

bull At 25 weeks risk of severe disability 40

bull Each day increases survival by 3

bull Girls have a weekrsquos advantage over preterm boys

Nuffield Council on Bioethics Critical care decisions in fetal and neonatal medicine ethical issues

LondonNCB2006 wwwNuffieldbioethicsorggoourworkneonatalpublication 406html

Morbidity Australia

bull Grey zone between 23-25 weeks + 6 days

bull Survival to discharge data

- 22w (0)

- 23w (29)

- 24w (50)

- 25w (65)

bull Proportion with no functional disability

23w (33) 24w (61) 25w (67)

Morbidity The Netherlands

Leiden follow up project data since 1983

Death or abnormal development

23-24 wks (92)

25 weeks (64)

26 weeks (35)

27-32 weeks (18)

Sheldon T Dutch doctors change policy on treating preterm babies BMJ 20013221383

Rijken M et al Mortality and Neurologic Mental and Psychomotor Development at 2 Years in Infants Born less than 27 Weeks

Gestation The Leiden Follow-Up Project on Prematurity Pediatrics january 2003

Recommendations British Association of

Perinatal Medicine

22-28 weeks threshold of viability (under 26 weeks)

- Increasing risk with decreasing gestational age

serious ethical dilemmas

- Short notice decisions

- Need to balance maternal well-being against the

likely neonatal outcome

- Caesarean section in the babyrsquos interests

can rarely be justified prior to 25 weeks gestation

- Threshold viability infants should be followed up for

at least 2 years data collection

British Association of Perinatal Medicine Fetuses and newborn infants at the threshold of viability Pediatr 20021101024-27

Recommendations The American Academy

of Pediatrics bull 22-25 weeks gestation problematic

bull Non-initiation of resuscitation at 23 weeks (less 400g)

is appropriate

bull Difficulties in making accurate assessments before birth

bull Fetal weight can be inaccurate by 15-20

bull Small discrepancies in gestation of 1 or 2 weeks can have

major implications for outcome

bull Multiple gestation makes evaluation difficult

bull Counselling

bull But US legal trends restrict discretionary decision-making

Stringer M Brooks PM et al New guidelines for maternal and neonatal resuscitation Journal of obstetrics

gynecology and neonatal nursing 2007 36(6) 624 -34

The Marginally Viable Newborn Legal Challenges Conceptual Inadequacies and ReasonablenessSadath A Sayeed MD JD

The Journal of Law Medicine amp Ethics Volume 34 Issue 3 600-610 2006

Recommendations The Fetus and Newborn

Committee Canada

bull 22 weeks compassionate care only

bull 23-24 weeks careful consideration limited benefits and potential

harms of caesarean section and active resuscitation

bull Full care 25 weeks (survival rate is 50-80 with disability rates 10-25)

Fetus and newborn committee Canadian paediatric society maternal-fetal medicine committee society of obstetricians and

gynaecologists of Canada Management of the woman with threatened birth of an infant of extremely low gestational age

Can Med Assoc J 1994151547-53

Recommendations The Netherlands

bull No intensive care to babies before 25-26 weeks gestation

bull Decisions should be taken with full participation of the parents

bull Unclear cutoff of resuscitation of immature infants

- at 25 50 or 75 chance of intact survival - (Viability not universally agreed thus if bar is set low there will be more

survivors with more handicaps)

bull Euthanasia institutionalised

Sheldon T Dutch doctors change policy on treating preterm babies BMJ 20013221383

Recommendations Australia

bull Grey zone between 23-25 weeks + 6 days option of non-initiation of

resuscitation and intensive care reasonable

- obligation to treat increases as the gestation advances

- at 25 weeks active treatment is usually offered

- unless adverse circumstances

bull twin-twin transfusion

bull intrauterine growth restriction

bull chorioamnionitis

bull poor condition at birth or the presence of a serious abnormality

- at 26 weeks gestation the obligation to treat is very high

- non-directive counselling avoidance of over burdening parents

bull 24 weeks antenatal transfer to a tertiary centre with option of ldquoDNRrdquo

Aust N Z J Obstet Gynaecol 2007 Aug47(4)273-8Delivery in the grey zone collaborative approach to extremely preterm birth

Keogh J Sinn J Hollebone K Bajuk B Fischer W Lui K Consensus Workshop Organising Committee

Malcom F Should artificial resuscitation be offered to extremely premature neonates AMSJ 2010 p 86-9

Recommendations The Nuffield Council

on Bioethics (GB)

bull 23-26 weeks = grey area

bull 2 components

- to resuscitate and admit to the NICU

- to continue with intensive care or replace with

palliative care

bull Recommendations

- at 25 weeks and above institute intensive care

- 24-25 weeks offer intensive care unless different parentsrsquo wishes

- 23- 24 weeks clinicians should not be obliged to resuscitate

Nuffield Council on Bioethics Critical care decisions in fetal and neonatal medicine ethical issues

LondonNCB2006 wwwNuffieldbioethicsorggoourworkneonatalpublication 406html

ldquoNatural instincts are to try to save all babies even if

the babys chances of survival are low

However we dont think it is always right to put a baby

through the stress and pain of invasive treatment if the

baby is unlikely to get any better and death is

inevitable (Margaret Brazier professor of law at Manchester University)

Prolonging the life of profoundly sick premature babies

may be inhumane and place an intolerable burden on

the babyrdquo

treatment just prolongs the process of dyingrdquo

(Andrew Whitelaw professor of neonatal medicine at the University of Bristol UK)

Nuffield Council on Bioethics

The Nuffield Council on Bioethics

Medical ethics committee of the British Medical Association (BMA)

bull The report echoes existing best practicerdquo

bull Disagreement with stringent cut-off points for treatment

- The BMA believes that blanket rules do not help

individual parents or their very premature babiesrdquo

- Each case should be considered on its merits andin its

own contextrdquo

(Tony Calland)

When premature babies should be allowed to die Gaia Vince New scientist 15 November 2006

Neonatal section of the Irish Faculty of

Paediatrics

bull Withdrawal of care appropriate in infants born within the

threshold period who fail to respond to initial intensive care

efforts or develop severe complications

bull Acceptable not to resuscitate newborns

under 500g andor under 24 weeks gestation

Neonatal subcommittee of the Irish faculty of Paediatrics Statement on perinatal care at the threshold of viability2006

Recommendations France

bull Usually no resuscitation below 24 WGA

bull At 24 weeks particular attention to parentsrsquo wishes

bull Maximum degree of uncertainty on the real interest of the patient nobody can pretend to claim which is the best attitude

bull Other criteriae to be taken into account (discretional resuscitation)

bull Prenatal corticosteroids

Moriette G Rameix S et al groupe de reacuteflexion sur les aspects eacutethiques de la peacuterinatologie very premature births dilemmas and management Part 1 outcome of infants born before 28 weeks of postmenstrual age and definition of grey zone Archives de Peacutediatrie 2010 May17(5)518-26 part 2 527-39

Recommendations Switzerland

bull lt 24 weeks palliative

bull gt 24 weeks according to the experienced neonatology

team

Swiss Society of Neonatology recommandations pour la prise en charge des preacutematureacutes agrave la limite de la viabiliteacute (22 - 26 SA) 2002

Recommendations Ukraine

Gestation period lt 28 weeks

bull Define the exact gestational age and weightof the fetus estimate

prognosis provide further consultations recommendations and coordinate

team work of all members of perinatal team

bull Inform and discuss with future parents about medical and social risks and

peculiarities of resuscitation care providing for the newborn

bull Resuscitation is almost always provided if high survival chances and

acceptable morbidity

bull In case of doubtful prognosis necessity to support the wish of parents

bull Do not start the resuscitation of a newborn if almost 100 early death rate

likely (Ie gestation period lt 23 weeks weight lt 400 gr)

Can limits be clearly defined Summary

- No international consensus = chance for avoidance of

systematic approaches

- CUTOFF borderline of viability

- 50 of mortality but disability difficult to objectify and use as a criteria

- All would resuscitate at 26 weeks most would not at 23 weeks

- Grey area 24 and 25 weeks gestation = 2 per 1000 births

- fetal weight 10 error

- gestational age 3 - 5 days error

Can limits be clearly defined Outcome

estimation tool

Secondary criteriae

- Girls 1 week advantage

- Every day increases survival by 3

- Full course of antenatal steroids

- Level of unit

- Black race

- High-medium level of income of parents

- Multiple birth twin-to-twin transfusion

- Birth weight

- Babyrsquos condition at delivery

(chorioamnionitis increases the risk of periventricular leucomalacia)

Time-frame algorythm for decision

making

bull Primary resuscitation YN

bull Proceed to intensive care or palliative care

bull Continue with option YN bull Euthanasia

ndash Netherlands (Groningen Protocol)

bull To motivate physicians to adhere to the highest standards of decision making

bull To reduce hidden euthanasia by facilitating reporting

bull Requires that all possible palliative measures be exhausted before euthanasia is performed

bull Might do more in mobilizing the availability of palliative care services than the current situation of unreported practice

ndash EURONIC 73 in 8 European Countries

Rebagliato M et al EURONIC study group Neonatal end-of-life decision making Physicianrsquos attitudes and relationships

with self-reported practices in 10 European countries The Journal of Medical Association 2000 Nov 15284(19)2451-9

Acting in the ldquobest interests of the patientrdquo

bull degree of suffering involved in the care

bull futility of further intervention

bull likelihood of survival free of serious disability

and practical consequences

Legal - moral The Best Interests Standard

United Kingdom Court of Appeal1993

Doctors and parents may not undertake actions where the purpose is

to end life they may in appropriate circumstances use drugs to

relieve pain and distress even though their use may advance the time

of death

Palliative Care

Palliative Care in France lois Leonetti (2005)

bull Legalises arrest of ldquonon-reasonable treatmentrdquo

bull Authorizes at the end of life the use of treatment for comfort

of patient (pain)

bull Taking into account that the treatment might shorten length of

survival

bull Always with the patientrsquos consent = parentrsquos consent

Recently French Medical Council expressed itself in the same terms

bull At birth neither certainty nor uncertainty as prognosis is clear-cut

(Self-fullfilling prophecy may be created by delays or suboptimal management)

bull Initiation of resuscitation leads to admission to NICU

- cascade of expensive uncomfortable or painful procedures

- raise parental expectations about survival

bull Denying intensive care a priori based solely on the age of

gestation or birth weight = contrary to the principle of equity

bull Decision-making after initial resuscitation (continue or withdraw

treatment) more justifiable

Decision-making for palliative care

Acta Paediatr 2008 Mar97(3)276-9 doi 101111j1651-2227200800663xCaregivers attitudes for very premature infants

what if they knewJanvier A Lantos J DeschIacutenes M Couture E Nadeau S Barrington KJ

bull Case-by-case basis according postnatal assessment

bull Factors always to be considered

- parents

- resources

- planned pregnancy

- assisted conception

- maternal age

- illness and fetal conditions

Decisions made by parents before birth are not necessarily

absolute and binding

Decision-making for intensive care

Divorces after handicap

bull Nine times higher in case of spina bifida (BJ PSYCH 131 79-82

(1977) J Maulden Population studies vol 46 issue2 pages 349 362 (1992)

bull Low birth weight children in the US are at higher risk of experiencing

their parents divorce than children of normal birth weight

bull Not confirmed in British couples

Healthy Baby Healthy Marriage The Effct of Childrens

Health on Divorce Angela R Fertig Princeton University

288 Wallace Hall Princeton NJ 08544

afertigprincetonedu 609-258-5868 June 17 2004

Ethics andhellipcorticosteroids

bull Antenatal corticosteroids

bull A technical medical ethical obligation

ndash No obstetrical or medical CI (infection hypertension)

ndash C Spencer K Neales Antenatal corticosteroids to prevent neonatal respiratory distress syndrome BMJ 2000 320 325 doi

101136bmj3207231325 (Published 5 February 2000)

ndash Roberts D Dalziel Antenatal corticosteroids for accelerating fetal lung maturation for women at risk of preterm birth The

Cochrane Database of Systematic Reviews 2010 Issue 8 Copyright copy 2010 The Cochrane Collaboration

ndash JV Been B W Kramer L J Zimmermann Antenatal corticosteroids to prevent preterm birt The LancetVol 373 Issue 9667 Page

894 14 March 2009

Ethics andhellipcorticosteroids

bull Postnatal corticosteroids in BPD

ndash Increased risk of neurodevelopmental impairment growth retardation etc but faster extubation less PDA etchellip

ndash ldquoEthicallyrdquo contraindicated Early (lt 8 days) postnatal corticosteroids for preventing chronic lung disease in

preterm infants Henry L Halliday1 Richard A Ehrenkranz2 Lex W Doyle31Perinatal Room Royal-Jubilee Maternity Service

Belfast UK 2Department of Pediatrics Yale University New Haven Connecticut USA 3Department of Obstetrics and Gynaecology University of Melbourne Parkville AustraliaContact address Henry L Halliday Perinatal Room Royal-Jubilee Maternity Service Royal Maternity Hospital Grosvenor Road Belfast Northern

Ireland BT12 6BA UK Cochrane Neonatal Group

Ethics andhellipiatrogenic diseases

- Environment in which the baby is managed (eg light noise touch)

- Mode of ventilation (eg conventional synchronized high-frequency)

- Types doses and results of medications used - Short-term and long-term effects of certain often

painful procedures - Foreign bodies or devices used - How the babys nutritional needs are met (enteral

parenteral nutrition) Developmental care for promoting development and preventing morbidity in preterm infants

Amanda J Symington1 Janet Pinelli2

1The Childrens Hospital Hamilton Health Sciences Hamilton Ontario Canada 2School of Nursing McMaster University Hamilton Canada

Cochrane Neonatal Group

Ethics andhellippain

Opioids for neonates receiving mechanical ventilation

Roberto Bell˘1 Koert A de Waal2 Rinaldo Zanini31Neonatal Intensive Care Unit Ospedale Manzoni -Lecco Lecco

Italy 2Neonatology Academic Medical Centre Amsterdam Netherlands 3Neonatal Intensive Care Unit Ospedale

A Manzoni - Lecco Lecco ItalyContact address Roberto Bell˘ Neonatal Intensive Care Unit Ospedale

Manzoni -Lecco Via Eremo 9 Lecco 23900 Italy Editorial group Cochrane Neonatal Group

Intravenous midazolam infusion for sedation of infants in the neonatal intensive care

unit

Eugene Ng1 Anna Taddio2 Arne Ohlsson31Department of Newborn and Developmental Paediatrics Sunnybrook

Health Sciences Centre Toronto Canada 2Graduate Department of Pharmaceutical Sciences Hospital for Sick

Children Research Institute Toronto Canada 3Departments of Paediatrics Obstetrics and Gynaecology and Health

Policy Management and Evaluation University of Toronto Toronto CanadaContact address Eugene Ng

Department of Newborn and Developmental Paediatrics Sunnybrook Health Sciences Centre CO Womens College

Hospital 76 Grenville Street Toronto Ontario M5S1B2 Canada Editorial group Cochrane Neonatal Group

Ethics andhellipaesthetics

bull End-of-life comfortappearance for the

ndash Infant

ndash Parents

ndash Caregivers

Ethics andhellipparents

bull Infant-parent emotional bonding

ndash Regionalisation

ndash Participation of parents in healing process

ndash Skin-to-skin

ndash Informed consent

ndash Decision making

Raines DA Parents values a missing link in the neonatal intensive care equation Neonatal Netw Apr 199615(3)7-12

When individuals lack decision-making capacityhellip

hellipthe interests and welfare of the patient take priority

over all other parties

hellipthe interests of the neonate are inextricably linked

to that of the parents

their interests must be taken into account empowering them to

decision-making

Parents

Kent AL et al Collaborative decision-making for extreme premature delivery J Paediatr Child Health 2007 43 489-91

Parents recommendations

bull Counselling should initiate before delivery

bull Transparency openness and honesty

bull Favour frequent discussions with parents

bull Update them on

ndash their infants condition

ndash interventions that may be needed

bull Avoid confusing medical terminology as much as possible

bull Be honest and frank about the infants condition and prognosis even

on matters of uncertainty

bull Ask feed backs to ensure parents understand what is being discussed

Collaborative decision-making for extreme premature deliveryKent AL et al NSW and ACT Perinatal Care at the Borderlines

of Viability Consensus Workshop Committee J Paediatr Child Health 2007 Jun43(6)489-91

Caeymaex L ed al Journeacutees Parisiennes de Peacutediatrie 2008 Fin de vie en reacuteanimation neacuteonatale mieux

comprendre les attentes et le point de vues des parents

Communication with parents

Montreal group

52 mothers in preterm labour all infants at

23 weeks gestation were resuscitated including

6 cases with conditional non-resuscitation instructions

Thus

- In acute situations the default mode is to treat

- To step back from action seems to be very difficult

Some answers creation of guidelines

protocols

Not feeling alone ability to rely on the experience

and expertise of others is helpful

ndash Expertise

ndash Enabling

ndash Empowering

ndash Encouraging

ndash Education

A Case Method To Assist Clinical Ethics

Decision Making

(Modified from American College of Physicians Ethics Manual)

bull 1 Define the ethics problem as an ought or should question (eg Should we withhold a respirator for this

extremely preterm baby 25 WGA as his parents request)

bull 2 List relevant facts and uncertainties Include facts about the patient and caregivers (such as emotional state cultural

background and legal standing) Include physiologic facts and significant medical uncertainties (such as expected

outcomes with and without treatment) and the benefits and harms of treatment options

bull 3 Identify a decision maker If the patient is competent the decision maker is the patient If the patient is

incompetent identify a proxy decision maker (eg as specified by court appointment state law a durable power of

attorney for health care living will or the next of kin)

bull 4 Give understandable relevant desired information to the decision maker and dispel misconceptions

bull 5 Solicit values of the patient that are relevant to the question These include the patients values about life relation to

community and health care institutions goals for health care and conditions that would change goals and preferences

about health care or proxy decision makers

bull 6 Identify health professional values including health goals (such as prolonging life and alleviating pain) values that

pertain to patient physician communication (such as truth telling and confidentiality) and some values that extend

outside of the patient physician relationship (such as promotion of public health and respect for the law)

bull 7 Propose and critique solutions including options for treatment and alternative providers

bull 8 Identify and remove or address constraints on solutions (such as unavailability of services laws or legal myths)

Recommendations

bull Define yourself your borderline between viability

according to capacities of your facilities

ndash Neurological outcomes

ndash Respiratory outcomes

ndash Caloric intake

Catlin A Carter B Creation of a neonatal end-of-life palliative care protocol J PerinatolApr-May 200222(3)184-95

Much more researchhellip

bull Sociological

bull Interviews of implicated persons

bull Stratification

bull EURONIC

Conclusion bull Grey zones are grey

bull It is likely they will stay grey for some time

bull It would be an error to wash them white or darken them

bull Grey zones have to be adapted to the local contexts

bull Every wardhospitalmaternity should allow open discussions have a

committee on ethics establish internal guidelines

bull The role of the parents in decision-making after as-objective-as-

possible information given by healthcare members is essential

bull Making ethical decisions might be very difficult but ethical

relationships with the preterm and his parents can compensate this

Page 14: Ethical issues of extremely preterm babies’ care: the “grey zone” experiences

Thresholds of viability

bull Survival

ndash at 24 weeks 31

ndash at 25 weeks 50 Larroque B Ancel PY Marchand-Martin L Cambonie G Fresson J Pierrat V et al Special care school diffiulties in

8- year-old very preterm children the Epipage cohort study PLoS ONE 2011 6 e21361

ndash at 23 and 24 weeks gestation varies from 10-50

ndash at 25 weeks gestation 50 - 80 Fetus and newborn committee Canadian paediatric society maternal-fetal medicine committee society of obstetricians and

gynaecologists of Canada Management of the woman with threatened birth of an infant of extremely low gestational age

Can Med Assoc J 1994151547-53

- 22w (0) 23w (29) 24w (50) 25w (65) Aust N Z J Obstet Gynaecol 2007 Aug47(4)273-8Delivery in the grey zone collaborative approach to extremely

preterm birth Keogh J et al Consensus Workshop Organising Committee

Thresholds of viability

bull gt 23 weeks gestation16 chance of surviving

bull At 24 weeks survival 44

bull At 25 weeks survival 63

bull Each day increases survival by 3

Nuffield Council on Bioethics Critical care decisions in fetal and neonatal medicine ethical issues

LondonNCB2006 wwwNuffieldbioethicsorggoourworkneonatalpublication 406html

Morbidity EPICure (UK Ireland)

bull Follow up of 78 of 308 children born lt 25 weeks + 6 days up to 6 years from 1995 on

bull 12 cerebral palsy bull lt 750g 30 - 50 moderate or severe disability

bull 41 cognitive problems (-2SD) compared to classmates

bull Survivers of 24 weeks 14 with no handicap

bull Survivers of 25 weeks 24 with no handicap

Marlow N Wolke D Bracewell MA Samara M The EPICure Study Group Neurologic disability at six years of age after

extremely preterm birth N Engl J Med 2005 352

EPICure

Morbidity EPIPAGE (France)

bull 77 of 2901 infants between 22 and 32 weeks

control group of term babies up to 5 years (not

finely sliced)

bull lt 27 weeks -1DS of QI attention deficit

language and behaviour disorders

Larroque B Ancel PY Marchand-Martin L Cambonie G Fresson J Pierrat V et al Special care school diffiulties in

8- year-old very preterm children the Epipage cohort study PLoS ONE 2011 6 e21361

MorbidityThe American Academy of

Pediatrics

bull 30-50 of surviving children with lt750g or whose gestation lt25 weeks had moderate or severe disability

Stringer M Brooks PM et al New guidelines for maternal and neonatal resuscitation Journal of obstetrics

gynecology and neonatal nursing 2007 36(6) 624 -34

MorbidityNuffields (GB)

bull 23 - 24 weeks gestation 64 risk of serious disability

bull At 25 weeks risk of severe disability 40

bull Each day increases survival by 3

bull Girls have a weekrsquos advantage over preterm boys

Nuffield Council on Bioethics Critical care decisions in fetal and neonatal medicine ethical issues

LondonNCB2006 wwwNuffieldbioethicsorggoourworkneonatalpublication 406html

Morbidity Australia

bull Grey zone between 23-25 weeks + 6 days

bull Survival to discharge data

- 22w (0)

- 23w (29)

- 24w (50)

- 25w (65)

bull Proportion with no functional disability

23w (33) 24w (61) 25w (67)

Morbidity The Netherlands

Leiden follow up project data since 1983

Death or abnormal development

23-24 wks (92)

25 weeks (64)

26 weeks (35)

27-32 weeks (18)

Sheldon T Dutch doctors change policy on treating preterm babies BMJ 20013221383

Rijken M et al Mortality and Neurologic Mental and Psychomotor Development at 2 Years in Infants Born less than 27 Weeks

Gestation The Leiden Follow-Up Project on Prematurity Pediatrics january 2003

Recommendations British Association of

Perinatal Medicine

22-28 weeks threshold of viability (under 26 weeks)

- Increasing risk with decreasing gestational age

serious ethical dilemmas

- Short notice decisions

- Need to balance maternal well-being against the

likely neonatal outcome

- Caesarean section in the babyrsquos interests

can rarely be justified prior to 25 weeks gestation

- Threshold viability infants should be followed up for

at least 2 years data collection

British Association of Perinatal Medicine Fetuses and newborn infants at the threshold of viability Pediatr 20021101024-27

Recommendations The American Academy

of Pediatrics bull 22-25 weeks gestation problematic

bull Non-initiation of resuscitation at 23 weeks (less 400g)

is appropriate

bull Difficulties in making accurate assessments before birth

bull Fetal weight can be inaccurate by 15-20

bull Small discrepancies in gestation of 1 or 2 weeks can have

major implications for outcome

bull Multiple gestation makes evaluation difficult

bull Counselling

bull But US legal trends restrict discretionary decision-making

Stringer M Brooks PM et al New guidelines for maternal and neonatal resuscitation Journal of obstetrics

gynecology and neonatal nursing 2007 36(6) 624 -34

The Marginally Viable Newborn Legal Challenges Conceptual Inadequacies and ReasonablenessSadath A Sayeed MD JD

The Journal of Law Medicine amp Ethics Volume 34 Issue 3 600-610 2006

Recommendations The Fetus and Newborn

Committee Canada

bull 22 weeks compassionate care only

bull 23-24 weeks careful consideration limited benefits and potential

harms of caesarean section and active resuscitation

bull Full care 25 weeks (survival rate is 50-80 with disability rates 10-25)

Fetus and newborn committee Canadian paediatric society maternal-fetal medicine committee society of obstetricians and

gynaecologists of Canada Management of the woman with threatened birth of an infant of extremely low gestational age

Can Med Assoc J 1994151547-53

Recommendations The Netherlands

bull No intensive care to babies before 25-26 weeks gestation

bull Decisions should be taken with full participation of the parents

bull Unclear cutoff of resuscitation of immature infants

- at 25 50 or 75 chance of intact survival - (Viability not universally agreed thus if bar is set low there will be more

survivors with more handicaps)

bull Euthanasia institutionalised

Sheldon T Dutch doctors change policy on treating preterm babies BMJ 20013221383

Recommendations Australia

bull Grey zone between 23-25 weeks + 6 days option of non-initiation of

resuscitation and intensive care reasonable

- obligation to treat increases as the gestation advances

- at 25 weeks active treatment is usually offered

- unless adverse circumstances

bull twin-twin transfusion

bull intrauterine growth restriction

bull chorioamnionitis

bull poor condition at birth or the presence of a serious abnormality

- at 26 weeks gestation the obligation to treat is very high

- non-directive counselling avoidance of over burdening parents

bull 24 weeks antenatal transfer to a tertiary centre with option of ldquoDNRrdquo

Aust N Z J Obstet Gynaecol 2007 Aug47(4)273-8Delivery in the grey zone collaborative approach to extremely preterm birth

Keogh J Sinn J Hollebone K Bajuk B Fischer W Lui K Consensus Workshop Organising Committee

Malcom F Should artificial resuscitation be offered to extremely premature neonates AMSJ 2010 p 86-9

Recommendations The Nuffield Council

on Bioethics (GB)

bull 23-26 weeks = grey area

bull 2 components

- to resuscitate and admit to the NICU

- to continue with intensive care or replace with

palliative care

bull Recommendations

- at 25 weeks and above institute intensive care

- 24-25 weeks offer intensive care unless different parentsrsquo wishes

- 23- 24 weeks clinicians should not be obliged to resuscitate

Nuffield Council on Bioethics Critical care decisions in fetal and neonatal medicine ethical issues

LondonNCB2006 wwwNuffieldbioethicsorggoourworkneonatalpublication 406html

ldquoNatural instincts are to try to save all babies even if

the babys chances of survival are low

However we dont think it is always right to put a baby

through the stress and pain of invasive treatment if the

baby is unlikely to get any better and death is

inevitable (Margaret Brazier professor of law at Manchester University)

Prolonging the life of profoundly sick premature babies

may be inhumane and place an intolerable burden on

the babyrdquo

treatment just prolongs the process of dyingrdquo

(Andrew Whitelaw professor of neonatal medicine at the University of Bristol UK)

Nuffield Council on Bioethics

The Nuffield Council on Bioethics

Medical ethics committee of the British Medical Association (BMA)

bull The report echoes existing best practicerdquo

bull Disagreement with stringent cut-off points for treatment

- The BMA believes that blanket rules do not help

individual parents or their very premature babiesrdquo

- Each case should be considered on its merits andin its

own contextrdquo

(Tony Calland)

When premature babies should be allowed to die Gaia Vince New scientist 15 November 2006

Neonatal section of the Irish Faculty of

Paediatrics

bull Withdrawal of care appropriate in infants born within the

threshold period who fail to respond to initial intensive care

efforts or develop severe complications

bull Acceptable not to resuscitate newborns

under 500g andor under 24 weeks gestation

Neonatal subcommittee of the Irish faculty of Paediatrics Statement on perinatal care at the threshold of viability2006

Recommendations France

bull Usually no resuscitation below 24 WGA

bull At 24 weeks particular attention to parentsrsquo wishes

bull Maximum degree of uncertainty on the real interest of the patient nobody can pretend to claim which is the best attitude

bull Other criteriae to be taken into account (discretional resuscitation)

bull Prenatal corticosteroids

Moriette G Rameix S et al groupe de reacuteflexion sur les aspects eacutethiques de la peacuterinatologie very premature births dilemmas and management Part 1 outcome of infants born before 28 weeks of postmenstrual age and definition of grey zone Archives de Peacutediatrie 2010 May17(5)518-26 part 2 527-39

Recommendations Switzerland

bull lt 24 weeks palliative

bull gt 24 weeks according to the experienced neonatology

team

Swiss Society of Neonatology recommandations pour la prise en charge des preacutematureacutes agrave la limite de la viabiliteacute (22 - 26 SA) 2002

Recommendations Ukraine

Gestation period lt 28 weeks

bull Define the exact gestational age and weightof the fetus estimate

prognosis provide further consultations recommendations and coordinate

team work of all members of perinatal team

bull Inform and discuss with future parents about medical and social risks and

peculiarities of resuscitation care providing for the newborn

bull Resuscitation is almost always provided if high survival chances and

acceptable morbidity

bull In case of doubtful prognosis necessity to support the wish of parents

bull Do not start the resuscitation of a newborn if almost 100 early death rate

likely (Ie gestation period lt 23 weeks weight lt 400 gr)

Can limits be clearly defined Summary

- No international consensus = chance for avoidance of

systematic approaches

- CUTOFF borderline of viability

- 50 of mortality but disability difficult to objectify and use as a criteria

- All would resuscitate at 26 weeks most would not at 23 weeks

- Grey area 24 and 25 weeks gestation = 2 per 1000 births

- fetal weight 10 error

- gestational age 3 - 5 days error

Can limits be clearly defined Outcome

estimation tool

Secondary criteriae

- Girls 1 week advantage

- Every day increases survival by 3

- Full course of antenatal steroids

- Level of unit

- Black race

- High-medium level of income of parents

- Multiple birth twin-to-twin transfusion

- Birth weight

- Babyrsquos condition at delivery

(chorioamnionitis increases the risk of periventricular leucomalacia)

Time-frame algorythm for decision

making

bull Primary resuscitation YN

bull Proceed to intensive care or palliative care

bull Continue with option YN bull Euthanasia

ndash Netherlands (Groningen Protocol)

bull To motivate physicians to adhere to the highest standards of decision making

bull To reduce hidden euthanasia by facilitating reporting

bull Requires that all possible palliative measures be exhausted before euthanasia is performed

bull Might do more in mobilizing the availability of palliative care services than the current situation of unreported practice

ndash EURONIC 73 in 8 European Countries

Rebagliato M et al EURONIC study group Neonatal end-of-life decision making Physicianrsquos attitudes and relationships

with self-reported practices in 10 European countries The Journal of Medical Association 2000 Nov 15284(19)2451-9

Acting in the ldquobest interests of the patientrdquo

bull degree of suffering involved in the care

bull futility of further intervention

bull likelihood of survival free of serious disability

and practical consequences

Legal - moral The Best Interests Standard

United Kingdom Court of Appeal1993

Doctors and parents may not undertake actions where the purpose is

to end life they may in appropriate circumstances use drugs to

relieve pain and distress even though their use may advance the time

of death

Palliative Care

Palliative Care in France lois Leonetti (2005)

bull Legalises arrest of ldquonon-reasonable treatmentrdquo

bull Authorizes at the end of life the use of treatment for comfort

of patient (pain)

bull Taking into account that the treatment might shorten length of

survival

bull Always with the patientrsquos consent = parentrsquos consent

Recently French Medical Council expressed itself in the same terms

bull At birth neither certainty nor uncertainty as prognosis is clear-cut

(Self-fullfilling prophecy may be created by delays or suboptimal management)

bull Initiation of resuscitation leads to admission to NICU

- cascade of expensive uncomfortable or painful procedures

- raise parental expectations about survival

bull Denying intensive care a priori based solely on the age of

gestation or birth weight = contrary to the principle of equity

bull Decision-making after initial resuscitation (continue or withdraw

treatment) more justifiable

Decision-making for palliative care

Acta Paediatr 2008 Mar97(3)276-9 doi 101111j1651-2227200800663xCaregivers attitudes for very premature infants

what if they knewJanvier A Lantos J DeschIacutenes M Couture E Nadeau S Barrington KJ

bull Case-by-case basis according postnatal assessment

bull Factors always to be considered

- parents

- resources

- planned pregnancy

- assisted conception

- maternal age

- illness and fetal conditions

Decisions made by parents before birth are not necessarily

absolute and binding

Decision-making for intensive care

Divorces after handicap

bull Nine times higher in case of spina bifida (BJ PSYCH 131 79-82

(1977) J Maulden Population studies vol 46 issue2 pages 349 362 (1992)

bull Low birth weight children in the US are at higher risk of experiencing

their parents divorce than children of normal birth weight

bull Not confirmed in British couples

Healthy Baby Healthy Marriage The Effct of Childrens

Health on Divorce Angela R Fertig Princeton University

288 Wallace Hall Princeton NJ 08544

afertigprincetonedu 609-258-5868 June 17 2004

Ethics andhellipcorticosteroids

bull Antenatal corticosteroids

bull A technical medical ethical obligation

ndash No obstetrical or medical CI (infection hypertension)

ndash C Spencer K Neales Antenatal corticosteroids to prevent neonatal respiratory distress syndrome BMJ 2000 320 325 doi

101136bmj3207231325 (Published 5 February 2000)

ndash Roberts D Dalziel Antenatal corticosteroids for accelerating fetal lung maturation for women at risk of preterm birth The

Cochrane Database of Systematic Reviews 2010 Issue 8 Copyright copy 2010 The Cochrane Collaboration

ndash JV Been B W Kramer L J Zimmermann Antenatal corticosteroids to prevent preterm birt The LancetVol 373 Issue 9667 Page

894 14 March 2009

Ethics andhellipcorticosteroids

bull Postnatal corticosteroids in BPD

ndash Increased risk of neurodevelopmental impairment growth retardation etc but faster extubation less PDA etchellip

ndash ldquoEthicallyrdquo contraindicated Early (lt 8 days) postnatal corticosteroids for preventing chronic lung disease in

preterm infants Henry L Halliday1 Richard A Ehrenkranz2 Lex W Doyle31Perinatal Room Royal-Jubilee Maternity Service

Belfast UK 2Department of Pediatrics Yale University New Haven Connecticut USA 3Department of Obstetrics and Gynaecology University of Melbourne Parkville AustraliaContact address Henry L Halliday Perinatal Room Royal-Jubilee Maternity Service Royal Maternity Hospital Grosvenor Road Belfast Northern

Ireland BT12 6BA UK Cochrane Neonatal Group

Ethics andhellipiatrogenic diseases

- Environment in which the baby is managed (eg light noise touch)

- Mode of ventilation (eg conventional synchronized high-frequency)

- Types doses and results of medications used - Short-term and long-term effects of certain often

painful procedures - Foreign bodies or devices used - How the babys nutritional needs are met (enteral

parenteral nutrition) Developmental care for promoting development and preventing morbidity in preterm infants

Amanda J Symington1 Janet Pinelli2

1The Childrens Hospital Hamilton Health Sciences Hamilton Ontario Canada 2School of Nursing McMaster University Hamilton Canada

Cochrane Neonatal Group

Ethics andhellippain

Opioids for neonates receiving mechanical ventilation

Roberto Bell˘1 Koert A de Waal2 Rinaldo Zanini31Neonatal Intensive Care Unit Ospedale Manzoni -Lecco Lecco

Italy 2Neonatology Academic Medical Centre Amsterdam Netherlands 3Neonatal Intensive Care Unit Ospedale

A Manzoni - Lecco Lecco ItalyContact address Roberto Bell˘ Neonatal Intensive Care Unit Ospedale

Manzoni -Lecco Via Eremo 9 Lecco 23900 Italy Editorial group Cochrane Neonatal Group

Intravenous midazolam infusion for sedation of infants in the neonatal intensive care

unit

Eugene Ng1 Anna Taddio2 Arne Ohlsson31Department of Newborn and Developmental Paediatrics Sunnybrook

Health Sciences Centre Toronto Canada 2Graduate Department of Pharmaceutical Sciences Hospital for Sick

Children Research Institute Toronto Canada 3Departments of Paediatrics Obstetrics and Gynaecology and Health

Policy Management and Evaluation University of Toronto Toronto CanadaContact address Eugene Ng

Department of Newborn and Developmental Paediatrics Sunnybrook Health Sciences Centre CO Womens College

Hospital 76 Grenville Street Toronto Ontario M5S1B2 Canada Editorial group Cochrane Neonatal Group

Ethics andhellipaesthetics

bull End-of-life comfortappearance for the

ndash Infant

ndash Parents

ndash Caregivers

Ethics andhellipparents

bull Infant-parent emotional bonding

ndash Regionalisation

ndash Participation of parents in healing process

ndash Skin-to-skin

ndash Informed consent

ndash Decision making

Raines DA Parents values a missing link in the neonatal intensive care equation Neonatal Netw Apr 199615(3)7-12

When individuals lack decision-making capacityhellip

hellipthe interests and welfare of the patient take priority

over all other parties

hellipthe interests of the neonate are inextricably linked

to that of the parents

their interests must be taken into account empowering them to

decision-making

Parents

Kent AL et al Collaborative decision-making for extreme premature delivery J Paediatr Child Health 2007 43 489-91

Parents recommendations

bull Counselling should initiate before delivery

bull Transparency openness and honesty

bull Favour frequent discussions with parents

bull Update them on

ndash their infants condition

ndash interventions that may be needed

bull Avoid confusing medical terminology as much as possible

bull Be honest and frank about the infants condition and prognosis even

on matters of uncertainty

bull Ask feed backs to ensure parents understand what is being discussed

Collaborative decision-making for extreme premature deliveryKent AL et al NSW and ACT Perinatal Care at the Borderlines

of Viability Consensus Workshop Committee J Paediatr Child Health 2007 Jun43(6)489-91

Caeymaex L ed al Journeacutees Parisiennes de Peacutediatrie 2008 Fin de vie en reacuteanimation neacuteonatale mieux

comprendre les attentes et le point de vues des parents

Communication with parents

Montreal group

52 mothers in preterm labour all infants at

23 weeks gestation were resuscitated including

6 cases with conditional non-resuscitation instructions

Thus

- In acute situations the default mode is to treat

- To step back from action seems to be very difficult

Some answers creation of guidelines

protocols

Not feeling alone ability to rely on the experience

and expertise of others is helpful

ndash Expertise

ndash Enabling

ndash Empowering

ndash Encouraging

ndash Education

A Case Method To Assist Clinical Ethics

Decision Making

(Modified from American College of Physicians Ethics Manual)

bull 1 Define the ethics problem as an ought or should question (eg Should we withhold a respirator for this

extremely preterm baby 25 WGA as his parents request)

bull 2 List relevant facts and uncertainties Include facts about the patient and caregivers (such as emotional state cultural

background and legal standing) Include physiologic facts and significant medical uncertainties (such as expected

outcomes with and without treatment) and the benefits and harms of treatment options

bull 3 Identify a decision maker If the patient is competent the decision maker is the patient If the patient is

incompetent identify a proxy decision maker (eg as specified by court appointment state law a durable power of

attorney for health care living will or the next of kin)

bull 4 Give understandable relevant desired information to the decision maker and dispel misconceptions

bull 5 Solicit values of the patient that are relevant to the question These include the patients values about life relation to

community and health care institutions goals for health care and conditions that would change goals and preferences

about health care or proxy decision makers

bull 6 Identify health professional values including health goals (such as prolonging life and alleviating pain) values that

pertain to patient physician communication (such as truth telling and confidentiality) and some values that extend

outside of the patient physician relationship (such as promotion of public health and respect for the law)

bull 7 Propose and critique solutions including options for treatment and alternative providers

bull 8 Identify and remove or address constraints on solutions (such as unavailability of services laws or legal myths)

Recommendations

bull Define yourself your borderline between viability

according to capacities of your facilities

ndash Neurological outcomes

ndash Respiratory outcomes

ndash Caloric intake

Catlin A Carter B Creation of a neonatal end-of-life palliative care protocol J PerinatolApr-May 200222(3)184-95

Much more researchhellip

bull Sociological

bull Interviews of implicated persons

bull Stratification

bull EURONIC

Conclusion bull Grey zones are grey

bull It is likely they will stay grey for some time

bull It would be an error to wash them white or darken them

bull Grey zones have to be adapted to the local contexts

bull Every wardhospitalmaternity should allow open discussions have a

committee on ethics establish internal guidelines

bull The role of the parents in decision-making after as-objective-as-

possible information given by healthcare members is essential

bull Making ethical decisions might be very difficult but ethical

relationships with the preterm and his parents can compensate this

Page 15: Ethical issues of extremely preterm babies’ care: the “grey zone” experiences

Thresholds of viability

bull gt 23 weeks gestation16 chance of surviving

bull At 24 weeks survival 44

bull At 25 weeks survival 63

bull Each day increases survival by 3

Nuffield Council on Bioethics Critical care decisions in fetal and neonatal medicine ethical issues

LondonNCB2006 wwwNuffieldbioethicsorggoourworkneonatalpublication 406html

Morbidity EPICure (UK Ireland)

bull Follow up of 78 of 308 children born lt 25 weeks + 6 days up to 6 years from 1995 on

bull 12 cerebral palsy bull lt 750g 30 - 50 moderate or severe disability

bull 41 cognitive problems (-2SD) compared to classmates

bull Survivers of 24 weeks 14 with no handicap

bull Survivers of 25 weeks 24 with no handicap

Marlow N Wolke D Bracewell MA Samara M The EPICure Study Group Neurologic disability at six years of age after

extremely preterm birth N Engl J Med 2005 352

EPICure

Morbidity EPIPAGE (France)

bull 77 of 2901 infants between 22 and 32 weeks

control group of term babies up to 5 years (not

finely sliced)

bull lt 27 weeks -1DS of QI attention deficit

language and behaviour disorders

Larroque B Ancel PY Marchand-Martin L Cambonie G Fresson J Pierrat V et al Special care school diffiulties in

8- year-old very preterm children the Epipage cohort study PLoS ONE 2011 6 e21361

MorbidityThe American Academy of

Pediatrics

bull 30-50 of surviving children with lt750g or whose gestation lt25 weeks had moderate or severe disability

Stringer M Brooks PM et al New guidelines for maternal and neonatal resuscitation Journal of obstetrics

gynecology and neonatal nursing 2007 36(6) 624 -34

MorbidityNuffields (GB)

bull 23 - 24 weeks gestation 64 risk of serious disability

bull At 25 weeks risk of severe disability 40

bull Each day increases survival by 3

bull Girls have a weekrsquos advantage over preterm boys

Nuffield Council on Bioethics Critical care decisions in fetal and neonatal medicine ethical issues

LondonNCB2006 wwwNuffieldbioethicsorggoourworkneonatalpublication 406html

Morbidity Australia

bull Grey zone between 23-25 weeks + 6 days

bull Survival to discharge data

- 22w (0)

- 23w (29)

- 24w (50)

- 25w (65)

bull Proportion with no functional disability

23w (33) 24w (61) 25w (67)

Morbidity The Netherlands

Leiden follow up project data since 1983

Death or abnormal development

23-24 wks (92)

25 weeks (64)

26 weeks (35)

27-32 weeks (18)

Sheldon T Dutch doctors change policy on treating preterm babies BMJ 20013221383

Rijken M et al Mortality and Neurologic Mental and Psychomotor Development at 2 Years in Infants Born less than 27 Weeks

Gestation The Leiden Follow-Up Project on Prematurity Pediatrics january 2003

Recommendations British Association of

Perinatal Medicine

22-28 weeks threshold of viability (under 26 weeks)

- Increasing risk with decreasing gestational age

serious ethical dilemmas

- Short notice decisions

- Need to balance maternal well-being against the

likely neonatal outcome

- Caesarean section in the babyrsquos interests

can rarely be justified prior to 25 weeks gestation

- Threshold viability infants should be followed up for

at least 2 years data collection

British Association of Perinatal Medicine Fetuses and newborn infants at the threshold of viability Pediatr 20021101024-27

Recommendations The American Academy

of Pediatrics bull 22-25 weeks gestation problematic

bull Non-initiation of resuscitation at 23 weeks (less 400g)

is appropriate

bull Difficulties in making accurate assessments before birth

bull Fetal weight can be inaccurate by 15-20

bull Small discrepancies in gestation of 1 or 2 weeks can have

major implications for outcome

bull Multiple gestation makes evaluation difficult

bull Counselling

bull But US legal trends restrict discretionary decision-making

Stringer M Brooks PM et al New guidelines for maternal and neonatal resuscitation Journal of obstetrics

gynecology and neonatal nursing 2007 36(6) 624 -34

The Marginally Viable Newborn Legal Challenges Conceptual Inadequacies and ReasonablenessSadath A Sayeed MD JD

The Journal of Law Medicine amp Ethics Volume 34 Issue 3 600-610 2006

Recommendations The Fetus and Newborn

Committee Canada

bull 22 weeks compassionate care only

bull 23-24 weeks careful consideration limited benefits and potential

harms of caesarean section and active resuscitation

bull Full care 25 weeks (survival rate is 50-80 with disability rates 10-25)

Fetus and newborn committee Canadian paediatric society maternal-fetal medicine committee society of obstetricians and

gynaecologists of Canada Management of the woman with threatened birth of an infant of extremely low gestational age

Can Med Assoc J 1994151547-53

Recommendations The Netherlands

bull No intensive care to babies before 25-26 weeks gestation

bull Decisions should be taken with full participation of the parents

bull Unclear cutoff of resuscitation of immature infants

- at 25 50 or 75 chance of intact survival - (Viability not universally agreed thus if bar is set low there will be more

survivors with more handicaps)

bull Euthanasia institutionalised

Sheldon T Dutch doctors change policy on treating preterm babies BMJ 20013221383

Recommendations Australia

bull Grey zone between 23-25 weeks + 6 days option of non-initiation of

resuscitation and intensive care reasonable

- obligation to treat increases as the gestation advances

- at 25 weeks active treatment is usually offered

- unless adverse circumstances

bull twin-twin transfusion

bull intrauterine growth restriction

bull chorioamnionitis

bull poor condition at birth or the presence of a serious abnormality

- at 26 weeks gestation the obligation to treat is very high

- non-directive counselling avoidance of over burdening parents

bull 24 weeks antenatal transfer to a tertiary centre with option of ldquoDNRrdquo

Aust N Z J Obstet Gynaecol 2007 Aug47(4)273-8Delivery in the grey zone collaborative approach to extremely preterm birth

Keogh J Sinn J Hollebone K Bajuk B Fischer W Lui K Consensus Workshop Organising Committee

Malcom F Should artificial resuscitation be offered to extremely premature neonates AMSJ 2010 p 86-9

Recommendations The Nuffield Council

on Bioethics (GB)

bull 23-26 weeks = grey area

bull 2 components

- to resuscitate and admit to the NICU

- to continue with intensive care or replace with

palliative care

bull Recommendations

- at 25 weeks and above institute intensive care

- 24-25 weeks offer intensive care unless different parentsrsquo wishes

- 23- 24 weeks clinicians should not be obliged to resuscitate

Nuffield Council on Bioethics Critical care decisions in fetal and neonatal medicine ethical issues

LondonNCB2006 wwwNuffieldbioethicsorggoourworkneonatalpublication 406html

ldquoNatural instincts are to try to save all babies even if

the babys chances of survival are low

However we dont think it is always right to put a baby

through the stress and pain of invasive treatment if the

baby is unlikely to get any better and death is

inevitable (Margaret Brazier professor of law at Manchester University)

Prolonging the life of profoundly sick premature babies

may be inhumane and place an intolerable burden on

the babyrdquo

treatment just prolongs the process of dyingrdquo

(Andrew Whitelaw professor of neonatal medicine at the University of Bristol UK)

Nuffield Council on Bioethics

The Nuffield Council on Bioethics

Medical ethics committee of the British Medical Association (BMA)

bull The report echoes existing best practicerdquo

bull Disagreement with stringent cut-off points for treatment

- The BMA believes that blanket rules do not help

individual parents or their very premature babiesrdquo

- Each case should be considered on its merits andin its

own contextrdquo

(Tony Calland)

When premature babies should be allowed to die Gaia Vince New scientist 15 November 2006

Neonatal section of the Irish Faculty of

Paediatrics

bull Withdrawal of care appropriate in infants born within the

threshold period who fail to respond to initial intensive care

efforts or develop severe complications

bull Acceptable not to resuscitate newborns

under 500g andor under 24 weeks gestation

Neonatal subcommittee of the Irish faculty of Paediatrics Statement on perinatal care at the threshold of viability2006

Recommendations France

bull Usually no resuscitation below 24 WGA

bull At 24 weeks particular attention to parentsrsquo wishes

bull Maximum degree of uncertainty on the real interest of the patient nobody can pretend to claim which is the best attitude

bull Other criteriae to be taken into account (discretional resuscitation)

bull Prenatal corticosteroids

Moriette G Rameix S et al groupe de reacuteflexion sur les aspects eacutethiques de la peacuterinatologie very premature births dilemmas and management Part 1 outcome of infants born before 28 weeks of postmenstrual age and definition of grey zone Archives de Peacutediatrie 2010 May17(5)518-26 part 2 527-39

Recommendations Switzerland

bull lt 24 weeks palliative

bull gt 24 weeks according to the experienced neonatology

team

Swiss Society of Neonatology recommandations pour la prise en charge des preacutematureacutes agrave la limite de la viabiliteacute (22 - 26 SA) 2002

Recommendations Ukraine

Gestation period lt 28 weeks

bull Define the exact gestational age and weightof the fetus estimate

prognosis provide further consultations recommendations and coordinate

team work of all members of perinatal team

bull Inform and discuss with future parents about medical and social risks and

peculiarities of resuscitation care providing for the newborn

bull Resuscitation is almost always provided if high survival chances and

acceptable morbidity

bull In case of doubtful prognosis necessity to support the wish of parents

bull Do not start the resuscitation of a newborn if almost 100 early death rate

likely (Ie gestation period lt 23 weeks weight lt 400 gr)

Can limits be clearly defined Summary

- No international consensus = chance for avoidance of

systematic approaches

- CUTOFF borderline of viability

- 50 of mortality but disability difficult to objectify and use as a criteria

- All would resuscitate at 26 weeks most would not at 23 weeks

- Grey area 24 and 25 weeks gestation = 2 per 1000 births

- fetal weight 10 error

- gestational age 3 - 5 days error

Can limits be clearly defined Outcome

estimation tool

Secondary criteriae

- Girls 1 week advantage

- Every day increases survival by 3

- Full course of antenatal steroids

- Level of unit

- Black race

- High-medium level of income of parents

- Multiple birth twin-to-twin transfusion

- Birth weight

- Babyrsquos condition at delivery

(chorioamnionitis increases the risk of periventricular leucomalacia)

Time-frame algorythm for decision

making

bull Primary resuscitation YN

bull Proceed to intensive care or palliative care

bull Continue with option YN bull Euthanasia

ndash Netherlands (Groningen Protocol)

bull To motivate physicians to adhere to the highest standards of decision making

bull To reduce hidden euthanasia by facilitating reporting

bull Requires that all possible palliative measures be exhausted before euthanasia is performed

bull Might do more in mobilizing the availability of palliative care services than the current situation of unreported practice

ndash EURONIC 73 in 8 European Countries

Rebagliato M et al EURONIC study group Neonatal end-of-life decision making Physicianrsquos attitudes and relationships

with self-reported practices in 10 European countries The Journal of Medical Association 2000 Nov 15284(19)2451-9

Acting in the ldquobest interests of the patientrdquo

bull degree of suffering involved in the care

bull futility of further intervention

bull likelihood of survival free of serious disability

and practical consequences

Legal - moral The Best Interests Standard

United Kingdom Court of Appeal1993

Doctors and parents may not undertake actions where the purpose is

to end life they may in appropriate circumstances use drugs to

relieve pain and distress even though their use may advance the time

of death

Palliative Care

Palliative Care in France lois Leonetti (2005)

bull Legalises arrest of ldquonon-reasonable treatmentrdquo

bull Authorizes at the end of life the use of treatment for comfort

of patient (pain)

bull Taking into account that the treatment might shorten length of

survival

bull Always with the patientrsquos consent = parentrsquos consent

Recently French Medical Council expressed itself in the same terms

bull At birth neither certainty nor uncertainty as prognosis is clear-cut

(Self-fullfilling prophecy may be created by delays or suboptimal management)

bull Initiation of resuscitation leads to admission to NICU

- cascade of expensive uncomfortable or painful procedures

- raise parental expectations about survival

bull Denying intensive care a priori based solely on the age of

gestation or birth weight = contrary to the principle of equity

bull Decision-making after initial resuscitation (continue or withdraw

treatment) more justifiable

Decision-making for palliative care

Acta Paediatr 2008 Mar97(3)276-9 doi 101111j1651-2227200800663xCaregivers attitudes for very premature infants

what if they knewJanvier A Lantos J DeschIacutenes M Couture E Nadeau S Barrington KJ

bull Case-by-case basis according postnatal assessment

bull Factors always to be considered

- parents

- resources

- planned pregnancy

- assisted conception

- maternal age

- illness and fetal conditions

Decisions made by parents before birth are not necessarily

absolute and binding

Decision-making for intensive care

Divorces after handicap

bull Nine times higher in case of spina bifida (BJ PSYCH 131 79-82

(1977) J Maulden Population studies vol 46 issue2 pages 349 362 (1992)

bull Low birth weight children in the US are at higher risk of experiencing

their parents divorce than children of normal birth weight

bull Not confirmed in British couples

Healthy Baby Healthy Marriage The Effct of Childrens

Health on Divorce Angela R Fertig Princeton University

288 Wallace Hall Princeton NJ 08544

afertigprincetonedu 609-258-5868 June 17 2004

Ethics andhellipcorticosteroids

bull Antenatal corticosteroids

bull A technical medical ethical obligation

ndash No obstetrical or medical CI (infection hypertension)

ndash C Spencer K Neales Antenatal corticosteroids to prevent neonatal respiratory distress syndrome BMJ 2000 320 325 doi

101136bmj3207231325 (Published 5 February 2000)

ndash Roberts D Dalziel Antenatal corticosteroids for accelerating fetal lung maturation for women at risk of preterm birth The

Cochrane Database of Systematic Reviews 2010 Issue 8 Copyright copy 2010 The Cochrane Collaboration

ndash JV Been B W Kramer L J Zimmermann Antenatal corticosteroids to prevent preterm birt The LancetVol 373 Issue 9667 Page

894 14 March 2009

Ethics andhellipcorticosteroids

bull Postnatal corticosteroids in BPD

ndash Increased risk of neurodevelopmental impairment growth retardation etc but faster extubation less PDA etchellip

ndash ldquoEthicallyrdquo contraindicated Early (lt 8 days) postnatal corticosteroids for preventing chronic lung disease in

preterm infants Henry L Halliday1 Richard A Ehrenkranz2 Lex W Doyle31Perinatal Room Royal-Jubilee Maternity Service

Belfast UK 2Department of Pediatrics Yale University New Haven Connecticut USA 3Department of Obstetrics and Gynaecology University of Melbourne Parkville AustraliaContact address Henry L Halliday Perinatal Room Royal-Jubilee Maternity Service Royal Maternity Hospital Grosvenor Road Belfast Northern

Ireland BT12 6BA UK Cochrane Neonatal Group

Ethics andhellipiatrogenic diseases

- Environment in which the baby is managed (eg light noise touch)

- Mode of ventilation (eg conventional synchronized high-frequency)

- Types doses and results of medications used - Short-term and long-term effects of certain often

painful procedures - Foreign bodies or devices used - How the babys nutritional needs are met (enteral

parenteral nutrition) Developmental care for promoting development and preventing morbidity in preterm infants

Amanda J Symington1 Janet Pinelli2

1The Childrens Hospital Hamilton Health Sciences Hamilton Ontario Canada 2School of Nursing McMaster University Hamilton Canada

Cochrane Neonatal Group

Ethics andhellippain

Opioids for neonates receiving mechanical ventilation

Roberto Bell˘1 Koert A de Waal2 Rinaldo Zanini31Neonatal Intensive Care Unit Ospedale Manzoni -Lecco Lecco

Italy 2Neonatology Academic Medical Centre Amsterdam Netherlands 3Neonatal Intensive Care Unit Ospedale

A Manzoni - Lecco Lecco ItalyContact address Roberto Bell˘ Neonatal Intensive Care Unit Ospedale

Manzoni -Lecco Via Eremo 9 Lecco 23900 Italy Editorial group Cochrane Neonatal Group

Intravenous midazolam infusion for sedation of infants in the neonatal intensive care

unit

Eugene Ng1 Anna Taddio2 Arne Ohlsson31Department of Newborn and Developmental Paediatrics Sunnybrook

Health Sciences Centre Toronto Canada 2Graduate Department of Pharmaceutical Sciences Hospital for Sick

Children Research Institute Toronto Canada 3Departments of Paediatrics Obstetrics and Gynaecology and Health

Policy Management and Evaluation University of Toronto Toronto CanadaContact address Eugene Ng

Department of Newborn and Developmental Paediatrics Sunnybrook Health Sciences Centre CO Womens College

Hospital 76 Grenville Street Toronto Ontario M5S1B2 Canada Editorial group Cochrane Neonatal Group

Ethics andhellipaesthetics

bull End-of-life comfortappearance for the

ndash Infant

ndash Parents

ndash Caregivers

Ethics andhellipparents

bull Infant-parent emotional bonding

ndash Regionalisation

ndash Participation of parents in healing process

ndash Skin-to-skin

ndash Informed consent

ndash Decision making

Raines DA Parents values a missing link in the neonatal intensive care equation Neonatal Netw Apr 199615(3)7-12

When individuals lack decision-making capacityhellip

hellipthe interests and welfare of the patient take priority

over all other parties

hellipthe interests of the neonate are inextricably linked

to that of the parents

their interests must be taken into account empowering them to

decision-making

Parents

Kent AL et al Collaborative decision-making for extreme premature delivery J Paediatr Child Health 2007 43 489-91

Parents recommendations

bull Counselling should initiate before delivery

bull Transparency openness and honesty

bull Favour frequent discussions with parents

bull Update them on

ndash their infants condition

ndash interventions that may be needed

bull Avoid confusing medical terminology as much as possible

bull Be honest and frank about the infants condition and prognosis even

on matters of uncertainty

bull Ask feed backs to ensure parents understand what is being discussed

Collaborative decision-making for extreme premature deliveryKent AL et al NSW and ACT Perinatal Care at the Borderlines

of Viability Consensus Workshop Committee J Paediatr Child Health 2007 Jun43(6)489-91

Caeymaex L ed al Journeacutees Parisiennes de Peacutediatrie 2008 Fin de vie en reacuteanimation neacuteonatale mieux

comprendre les attentes et le point de vues des parents

Communication with parents

Montreal group

52 mothers in preterm labour all infants at

23 weeks gestation were resuscitated including

6 cases with conditional non-resuscitation instructions

Thus

- In acute situations the default mode is to treat

- To step back from action seems to be very difficult

Some answers creation of guidelines

protocols

Not feeling alone ability to rely on the experience

and expertise of others is helpful

ndash Expertise

ndash Enabling

ndash Empowering

ndash Encouraging

ndash Education

A Case Method To Assist Clinical Ethics

Decision Making

(Modified from American College of Physicians Ethics Manual)

bull 1 Define the ethics problem as an ought or should question (eg Should we withhold a respirator for this

extremely preterm baby 25 WGA as his parents request)

bull 2 List relevant facts and uncertainties Include facts about the patient and caregivers (such as emotional state cultural

background and legal standing) Include physiologic facts and significant medical uncertainties (such as expected

outcomes with and without treatment) and the benefits and harms of treatment options

bull 3 Identify a decision maker If the patient is competent the decision maker is the patient If the patient is

incompetent identify a proxy decision maker (eg as specified by court appointment state law a durable power of

attorney for health care living will or the next of kin)

bull 4 Give understandable relevant desired information to the decision maker and dispel misconceptions

bull 5 Solicit values of the patient that are relevant to the question These include the patients values about life relation to

community and health care institutions goals for health care and conditions that would change goals and preferences

about health care or proxy decision makers

bull 6 Identify health professional values including health goals (such as prolonging life and alleviating pain) values that

pertain to patient physician communication (such as truth telling and confidentiality) and some values that extend

outside of the patient physician relationship (such as promotion of public health and respect for the law)

bull 7 Propose and critique solutions including options for treatment and alternative providers

bull 8 Identify and remove or address constraints on solutions (such as unavailability of services laws or legal myths)

Recommendations

bull Define yourself your borderline between viability

according to capacities of your facilities

ndash Neurological outcomes

ndash Respiratory outcomes

ndash Caloric intake

Catlin A Carter B Creation of a neonatal end-of-life palliative care protocol J PerinatolApr-May 200222(3)184-95

Much more researchhellip

bull Sociological

bull Interviews of implicated persons

bull Stratification

bull EURONIC

Conclusion bull Grey zones are grey

bull It is likely they will stay grey for some time

bull It would be an error to wash them white or darken them

bull Grey zones have to be adapted to the local contexts

bull Every wardhospitalmaternity should allow open discussions have a

committee on ethics establish internal guidelines

bull The role of the parents in decision-making after as-objective-as-

possible information given by healthcare members is essential

bull Making ethical decisions might be very difficult but ethical

relationships with the preterm and his parents can compensate this

Page 16: Ethical issues of extremely preterm babies’ care: the “grey zone” experiences

Morbidity EPICure (UK Ireland)

bull Follow up of 78 of 308 children born lt 25 weeks + 6 days up to 6 years from 1995 on

bull 12 cerebral palsy bull lt 750g 30 - 50 moderate or severe disability

bull 41 cognitive problems (-2SD) compared to classmates

bull Survivers of 24 weeks 14 with no handicap

bull Survivers of 25 weeks 24 with no handicap

Marlow N Wolke D Bracewell MA Samara M The EPICure Study Group Neurologic disability at six years of age after

extremely preterm birth N Engl J Med 2005 352

EPICure

Morbidity EPIPAGE (France)

bull 77 of 2901 infants between 22 and 32 weeks

control group of term babies up to 5 years (not

finely sliced)

bull lt 27 weeks -1DS of QI attention deficit

language and behaviour disorders

Larroque B Ancel PY Marchand-Martin L Cambonie G Fresson J Pierrat V et al Special care school diffiulties in

8- year-old very preterm children the Epipage cohort study PLoS ONE 2011 6 e21361

MorbidityThe American Academy of

Pediatrics

bull 30-50 of surviving children with lt750g or whose gestation lt25 weeks had moderate or severe disability

Stringer M Brooks PM et al New guidelines for maternal and neonatal resuscitation Journal of obstetrics

gynecology and neonatal nursing 2007 36(6) 624 -34

MorbidityNuffields (GB)

bull 23 - 24 weeks gestation 64 risk of serious disability

bull At 25 weeks risk of severe disability 40

bull Each day increases survival by 3

bull Girls have a weekrsquos advantage over preterm boys

Nuffield Council on Bioethics Critical care decisions in fetal and neonatal medicine ethical issues

LondonNCB2006 wwwNuffieldbioethicsorggoourworkneonatalpublication 406html

Morbidity Australia

bull Grey zone between 23-25 weeks + 6 days

bull Survival to discharge data

- 22w (0)

- 23w (29)

- 24w (50)

- 25w (65)

bull Proportion with no functional disability

23w (33) 24w (61) 25w (67)

Morbidity The Netherlands

Leiden follow up project data since 1983

Death or abnormal development

23-24 wks (92)

25 weeks (64)

26 weeks (35)

27-32 weeks (18)

Sheldon T Dutch doctors change policy on treating preterm babies BMJ 20013221383

Rijken M et al Mortality and Neurologic Mental and Psychomotor Development at 2 Years in Infants Born less than 27 Weeks

Gestation The Leiden Follow-Up Project on Prematurity Pediatrics january 2003

Recommendations British Association of

Perinatal Medicine

22-28 weeks threshold of viability (under 26 weeks)

- Increasing risk with decreasing gestational age

serious ethical dilemmas

- Short notice decisions

- Need to balance maternal well-being against the

likely neonatal outcome

- Caesarean section in the babyrsquos interests

can rarely be justified prior to 25 weeks gestation

- Threshold viability infants should be followed up for

at least 2 years data collection

British Association of Perinatal Medicine Fetuses and newborn infants at the threshold of viability Pediatr 20021101024-27

Recommendations The American Academy

of Pediatrics bull 22-25 weeks gestation problematic

bull Non-initiation of resuscitation at 23 weeks (less 400g)

is appropriate

bull Difficulties in making accurate assessments before birth

bull Fetal weight can be inaccurate by 15-20

bull Small discrepancies in gestation of 1 or 2 weeks can have

major implications for outcome

bull Multiple gestation makes evaluation difficult

bull Counselling

bull But US legal trends restrict discretionary decision-making

Stringer M Brooks PM et al New guidelines for maternal and neonatal resuscitation Journal of obstetrics

gynecology and neonatal nursing 2007 36(6) 624 -34

The Marginally Viable Newborn Legal Challenges Conceptual Inadequacies and ReasonablenessSadath A Sayeed MD JD

The Journal of Law Medicine amp Ethics Volume 34 Issue 3 600-610 2006

Recommendations The Fetus and Newborn

Committee Canada

bull 22 weeks compassionate care only

bull 23-24 weeks careful consideration limited benefits and potential

harms of caesarean section and active resuscitation

bull Full care 25 weeks (survival rate is 50-80 with disability rates 10-25)

Fetus and newborn committee Canadian paediatric society maternal-fetal medicine committee society of obstetricians and

gynaecologists of Canada Management of the woman with threatened birth of an infant of extremely low gestational age

Can Med Assoc J 1994151547-53

Recommendations The Netherlands

bull No intensive care to babies before 25-26 weeks gestation

bull Decisions should be taken with full participation of the parents

bull Unclear cutoff of resuscitation of immature infants

- at 25 50 or 75 chance of intact survival - (Viability not universally agreed thus if bar is set low there will be more

survivors with more handicaps)

bull Euthanasia institutionalised

Sheldon T Dutch doctors change policy on treating preterm babies BMJ 20013221383

Recommendations Australia

bull Grey zone between 23-25 weeks + 6 days option of non-initiation of

resuscitation and intensive care reasonable

- obligation to treat increases as the gestation advances

- at 25 weeks active treatment is usually offered

- unless adverse circumstances

bull twin-twin transfusion

bull intrauterine growth restriction

bull chorioamnionitis

bull poor condition at birth or the presence of a serious abnormality

- at 26 weeks gestation the obligation to treat is very high

- non-directive counselling avoidance of over burdening parents

bull 24 weeks antenatal transfer to a tertiary centre with option of ldquoDNRrdquo

Aust N Z J Obstet Gynaecol 2007 Aug47(4)273-8Delivery in the grey zone collaborative approach to extremely preterm birth

Keogh J Sinn J Hollebone K Bajuk B Fischer W Lui K Consensus Workshop Organising Committee

Malcom F Should artificial resuscitation be offered to extremely premature neonates AMSJ 2010 p 86-9

Recommendations The Nuffield Council

on Bioethics (GB)

bull 23-26 weeks = grey area

bull 2 components

- to resuscitate and admit to the NICU

- to continue with intensive care or replace with

palliative care

bull Recommendations

- at 25 weeks and above institute intensive care

- 24-25 weeks offer intensive care unless different parentsrsquo wishes

- 23- 24 weeks clinicians should not be obliged to resuscitate

Nuffield Council on Bioethics Critical care decisions in fetal and neonatal medicine ethical issues

LondonNCB2006 wwwNuffieldbioethicsorggoourworkneonatalpublication 406html

ldquoNatural instincts are to try to save all babies even if

the babys chances of survival are low

However we dont think it is always right to put a baby

through the stress and pain of invasive treatment if the

baby is unlikely to get any better and death is

inevitable (Margaret Brazier professor of law at Manchester University)

Prolonging the life of profoundly sick premature babies

may be inhumane and place an intolerable burden on

the babyrdquo

treatment just prolongs the process of dyingrdquo

(Andrew Whitelaw professor of neonatal medicine at the University of Bristol UK)

Nuffield Council on Bioethics

The Nuffield Council on Bioethics

Medical ethics committee of the British Medical Association (BMA)

bull The report echoes existing best practicerdquo

bull Disagreement with stringent cut-off points for treatment

- The BMA believes that blanket rules do not help

individual parents or their very premature babiesrdquo

- Each case should be considered on its merits andin its

own contextrdquo

(Tony Calland)

When premature babies should be allowed to die Gaia Vince New scientist 15 November 2006

Neonatal section of the Irish Faculty of

Paediatrics

bull Withdrawal of care appropriate in infants born within the

threshold period who fail to respond to initial intensive care

efforts or develop severe complications

bull Acceptable not to resuscitate newborns

under 500g andor under 24 weeks gestation

Neonatal subcommittee of the Irish faculty of Paediatrics Statement on perinatal care at the threshold of viability2006

Recommendations France

bull Usually no resuscitation below 24 WGA

bull At 24 weeks particular attention to parentsrsquo wishes

bull Maximum degree of uncertainty on the real interest of the patient nobody can pretend to claim which is the best attitude

bull Other criteriae to be taken into account (discretional resuscitation)

bull Prenatal corticosteroids

Moriette G Rameix S et al groupe de reacuteflexion sur les aspects eacutethiques de la peacuterinatologie very premature births dilemmas and management Part 1 outcome of infants born before 28 weeks of postmenstrual age and definition of grey zone Archives de Peacutediatrie 2010 May17(5)518-26 part 2 527-39

Recommendations Switzerland

bull lt 24 weeks palliative

bull gt 24 weeks according to the experienced neonatology

team

Swiss Society of Neonatology recommandations pour la prise en charge des preacutematureacutes agrave la limite de la viabiliteacute (22 - 26 SA) 2002

Recommendations Ukraine

Gestation period lt 28 weeks

bull Define the exact gestational age and weightof the fetus estimate

prognosis provide further consultations recommendations and coordinate

team work of all members of perinatal team

bull Inform and discuss with future parents about medical and social risks and

peculiarities of resuscitation care providing for the newborn

bull Resuscitation is almost always provided if high survival chances and

acceptable morbidity

bull In case of doubtful prognosis necessity to support the wish of parents

bull Do not start the resuscitation of a newborn if almost 100 early death rate

likely (Ie gestation period lt 23 weeks weight lt 400 gr)

Can limits be clearly defined Summary

- No international consensus = chance for avoidance of

systematic approaches

- CUTOFF borderline of viability

- 50 of mortality but disability difficult to objectify and use as a criteria

- All would resuscitate at 26 weeks most would not at 23 weeks

- Grey area 24 and 25 weeks gestation = 2 per 1000 births

- fetal weight 10 error

- gestational age 3 - 5 days error

Can limits be clearly defined Outcome

estimation tool

Secondary criteriae

- Girls 1 week advantage

- Every day increases survival by 3

- Full course of antenatal steroids

- Level of unit

- Black race

- High-medium level of income of parents

- Multiple birth twin-to-twin transfusion

- Birth weight

- Babyrsquos condition at delivery

(chorioamnionitis increases the risk of periventricular leucomalacia)

Time-frame algorythm for decision

making

bull Primary resuscitation YN

bull Proceed to intensive care or palliative care

bull Continue with option YN bull Euthanasia

ndash Netherlands (Groningen Protocol)

bull To motivate physicians to adhere to the highest standards of decision making

bull To reduce hidden euthanasia by facilitating reporting

bull Requires that all possible palliative measures be exhausted before euthanasia is performed

bull Might do more in mobilizing the availability of palliative care services than the current situation of unreported practice

ndash EURONIC 73 in 8 European Countries

Rebagliato M et al EURONIC study group Neonatal end-of-life decision making Physicianrsquos attitudes and relationships

with self-reported practices in 10 European countries The Journal of Medical Association 2000 Nov 15284(19)2451-9

Acting in the ldquobest interests of the patientrdquo

bull degree of suffering involved in the care

bull futility of further intervention

bull likelihood of survival free of serious disability

and practical consequences

Legal - moral The Best Interests Standard

United Kingdom Court of Appeal1993

Doctors and parents may not undertake actions where the purpose is

to end life they may in appropriate circumstances use drugs to

relieve pain and distress even though their use may advance the time

of death

Palliative Care

Palliative Care in France lois Leonetti (2005)

bull Legalises arrest of ldquonon-reasonable treatmentrdquo

bull Authorizes at the end of life the use of treatment for comfort

of patient (pain)

bull Taking into account that the treatment might shorten length of

survival

bull Always with the patientrsquos consent = parentrsquos consent

Recently French Medical Council expressed itself in the same terms

bull At birth neither certainty nor uncertainty as prognosis is clear-cut

(Self-fullfilling prophecy may be created by delays or suboptimal management)

bull Initiation of resuscitation leads to admission to NICU

- cascade of expensive uncomfortable or painful procedures

- raise parental expectations about survival

bull Denying intensive care a priori based solely on the age of

gestation or birth weight = contrary to the principle of equity

bull Decision-making after initial resuscitation (continue or withdraw

treatment) more justifiable

Decision-making for palliative care

Acta Paediatr 2008 Mar97(3)276-9 doi 101111j1651-2227200800663xCaregivers attitudes for very premature infants

what if they knewJanvier A Lantos J DeschIacutenes M Couture E Nadeau S Barrington KJ

bull Case-by-case basis according postnatal assessment

bull Factors always to be considered

- parents

- resources

- planned pregnancy

- assisted conception

- maternal age

- illness and fetal conditions

Decisions made by parents before birth are not necessarily

absolute and binding

Decision-making for intensive care

Divorces after handicap

bull Nine times higher in case of spina bifida (BJ PSYCH 131 79-82

(1977) J Maulden Population studies vol 46 issue2 pages 349 362 (1992)

bull Low birth weight children in the US are at higher risk of experiencing

their parents divorce than children of normal birth weight

bull Not confirmed in British couples

Healthy Baby Healthy Marriage The Effct of Childrens

Health on Divorce Angela R Fertig Princeton University

288 Wallace Hall Princeton NJ 08544

afertigprincetonedu 609-258-5868 June 17 2004

Ethics andhellipcorticosteroids

bull Antenatal corticosteroids

bull A technical medical ethical obligation

ndash No obstetrical or medical CI (infection hypertension)

ndash C Spencer K Neales Antenatal corticosteroids to prevent neonatal respiratory distress syndrome BMJ 2000 320 325 doi

101136bmj3207231325 (Published 5 February 2000)

ndash Roberts D Dalziel Antenatal corticosteroids for accelerating fetal lung maturation for women at risk of preterm birth The

Cochrane Database of Systematic Reviews 2010 Issue 8 Copyright copy 2010 The Cochrane Collaboration

ndash JV Been B W Kramer L J Zimmermann Antenatal corticosteroids to prevent preterm birt The LancetVol 373 Issue 9667 Page

894 14 March 2009

Ethics andhellipcorticosteroids

bull Postnatal corticosteroids in BPD

ndash Increased risk of neurodevelopmental impairment growth retardation etc but faster extubation less PDA etchellip

ndash ldquoEthicallyrdquo contraindicated Early (lt 8 days) postnatal corticosteroids for preventing chronic lung disease in

preterm infants Henry L Halliday1 Richard A Ehrenkranz2 Lex W Doyle31Perinatal Room Royal-Jubilee Maternity Service

Belfast UK 2Department of Pediatrics Yale University New Haven Connecticut USA 3Department of Obstetrics and Gynaecology University of Melbourne Parkville AustraliaContact address Henry L Halliday Perinatal Room Royal-Jubilee Maternity Service Royal Maternity Hospital Grosvenor Road Belfast Northern

Ireland BT12 6BA UK Cochrane Neonatal Group

Ethics andhellipiatrogenic diseases

- Environment in which the baby is managed (eg light noise touch)

- Mode of ventilation (eg conventional synchronized high-frequency)

- Types doses and results of medications used - Short-term and long-term effects of certain often

painful procedures - Foreign bodies or devices used - How the babys nutritional needs are met (enteral

parenteral nutrition) Developmental care for promoting development and preventing morbidity in preterm infants

Amanda J Symington1 Janet Pinelli2

1The Childrens Hospital Hamilton Health Sciences Hamilton Ontario Canada 2School of Nursing McMaster University Hamilton Canada

Cochrane Neonatal Group

Ethics andhellippain

Opioids for neonates receiving mechanical ventilation

Roberto Bell˘1 Koert A de Waal2 Rinaldo Zanini31Neonatal Intensive Care Unit Ospedale Manzoni -Lecco Lecco

Italy 2Neonatology Academic Medical Centre Amsterdam Netherlands 3Neonatal Intensive Care Unit Ospedale

A Manzoni - Lecco Lecco ItalyContact address Roberto Bell˘ Neonatal Intensive Care Unit Ospedale

Manzoni -Lecco Via Eremo 9 Lecco 23900 Italy Editorial group Cochrane Neonatal Group

Intravenous midazolam infusion for sedation of infants in the neonatal intensive care

unit

Eugene Ng1 Anna Taddio2 Arne Ohlsson31Department of Newborn and Developmental Paediatrics Sunnybrook

Health Sciences Centre Toronto Canada 2Graduate Department of Pharmaceutical Sciences Hospital for Sick

Children Research Institute Toronto Canada 3Departments of Paediatrics Obstetrics and Gynaecology and Health

Policy Management and Evaluation University of Toronto Toronto CanadaContact address Eugene Ng

Department of Newborn and Developmental Paediatrics Sunnybrook Health Sciences Centre CO Womens College

Hospital 76 Grenville Street Toronto Ontario M5S1B2 Canada Editorial group Cochrane Neonatal Group

Ethics andhellipaesthetics

bull End-of-life comfortappearance for the

ndash Infant

ndash Parents

ndash Caregivers

Ethics andhellipparents

bull Infant-parent emotional bonding

ndash Regionalisation

ndash Participation of parents in healing process

ndash Skin-to-skin

ndash Informed consent

ndash Decision making

Raines DA Parents values a missing link in the neonatal intensive care equation Neonatal Netw Apr 199615(3)7-12

When individuals lack decision-making capacityhellip

hellipthe interests and welfare of the patient take priority

over all other parties

hellipthe interests of the neonate are inextricably linked

to that of the parents

their interests must be taken into account empowering them to

decision-making

Parents

Kent AL et al Collaborative decision-making for extreme premature delivery J Paediatr Child Health 2007 43 489-91

Parents recommendations

bull Counselling should initiate before delivery

bull Transparency openness and honesty

bull Favour frequent discussions with parents

bull Update them on

ndash their infants condition

ndash interventions that may be needed

bull Avoid confusing medical terminology as much as possible

bull Be honest and frank about the infants condition and prognosis even

on matters of uncertainty

bull Ask feed backs to ensure parents understand what is being discussed

Collaborative decision-making for extreme premature deliveryKent AL et al NSW and ACT Perinatal Care at the Borderlines

of Viability Consensus Workshop Committee J Paediatr Child Health 2007 Jun43(6)489-91

Caeymaex L ed al Journeacutees Parisiennes de Peacutediatrie 2008 Fin de vie en reacuteanimation neacuteonatale mieux

comprendre les attentes et le point de vues des parents

Communication with parents

Montreal group

52 mothers in preterm labour all infants at

23 weeks gestation were resuscitated including

6 cases with conditional non-resuscitation instructions

Thus

- In acute situations the default mode is to treat

- To step back from action seems to be very difficult

Some answers creation of guidelines

protocols

Not feeling alone ability to rely on the experience

and expertise of others is helpful

ndash Expertise

ndash Enabling

ndash Empowering

ndash Encouraging

ndash Education

A Case Method To Assist Clinical Ethics

Decision Making

(Modified from American College of Physicians Ethics Manual)

bull 1 Define the ethics problem as an ought or should question (eg Should we withhold a respirator for this

extremely preterm baby 25 WGA as his parents request)

bull 2 List relevant facts and uncertainties Include facts about the patient and caregivers (such as emotional state cultural

background and legal standing) Include physiologic facts and significant medical uncertainties (such as expected

outcomes with and without treatment) and the benefits and harms of treatment options

bull 3 Identify a decision maker If the patient is competent the decision maker is the patient If the patient is

incompetent identify a proxy decision maker (eg as specified by court appointment state law a durable power of

attorney for health care living will or the next of kin)

bull 4 Give understandable relevant desired information to the decision maker and dispel misconceptions

bull 5 Solicit values of the patient that are relevant to the question These include the patients values about life relation to

community and health care institutions goals for health care and conditions that would change goals and preferences

about health care or proxy decision makers

bull 6 Identify health professional values including health goals (such as prolonging life and alleviating pain) values that

pertain to patient physician communication (such as truth telling and confidentiality) and some values that extend

outside of the patient physician relationship (such as promotion of public health and respect for the law)

bull 7 Propose and critique solutions including options for treatment and alternative providers

bull 8 Identify and remove or address constraints on solutions (such as unavailability of services laws or legal myths)

Recommendations

bull Define yourself your borderline between viability

according to capacities of your facilities

ndash Neurological outcomes

ndash Respiratory outcomes

ndash Caloric intake

Catlin A Carter B Creation of a neonatal end-of-life palliative care protocol J PerinatolApr-May 200222(3)184-95

Much more researchhellip

bull Sociological

bull Interviews of implicated persons

bull Stratification

bull EURONIC

Conclusion bull Grey zones are grey

bull It is likely they will stay grey for some time

bull It would be an error to wash them white or darken them

bull Grey zones have to be adapted to the local contexts

bull Every wardhospitalmaternity should allow open discussions have a

committee on ethics establish internal guidelines

bull The role of the parents in decision-making after as-objective-as-

possible information given by healthcare members is essential

bull Making ethical decisions might be very difficult but ethical

relationships with the preterm and his parents can compensate this

Page 17: Ethical issues of extremely preterm babies’ care: the “grey zone” experiences

EPICure

Morbidity EPIPAGE (France)

bull 77 of 2901 infants between 22 and 32 weeks

control group of term babies up to 5 years (not

finely sliced)

bull lt 27 weeks -1DS of QI attention deficit

language and behaviour disorders

Larroque B Ancel PY Marchand-Martin L Cambonie G Fresson J Pierrat V et al Special care school diffiulties in

8- year-old very preterm children the Epipage cohort study PLoS ONE 2011 6 e21361

MorbidityThe American Academy of

Pediatrics

bull 30-50 of surviving children with lt750g or whose gestation lt25 weeks had moderate or severe disability

Stringer M Brooks PM et al New guidelines for maternal and neonatal resuscitation Journal of obstetrics

gynecology and neonatal nursing 2007 36(6) 624 -34

MorbidityNuffields (GB)

bull 23 - 24 weeks gestation 64 risk of serious disability

bull At 25 weeks risk of severe disability 40

bull Each day increases survival by 3

bull Girls have a weekrsquos advantage over preterm boys

Nuffield Council on Bioethics Critical care decisions in fetal and neonatal medicine ethical issues

LondonNCB2006 wwwNuffieldbioethicsorggoourworkneonatalpublication 406html

Morbidity Australia

bull Grey zone between 23-25 weeks + 6 days

bull Survival to discharge data

- 22w (0)

- 23w (29)

- 24w (50)

- 25w (65)

bull Proportion with no functional disability

23w (33) 24w (61) 25w (67)

Morbidity The Netherlands

Leiden follow up project data since 1983

Death or abnormal development

23-24 wks (92)

25 weeks (64)

26 weeks (35)

27-32 weeks (18)

Sheldon T Dutch doctors change policy on treating preterm babies BMJ 20013221383

Rijken M et al Mortality and Neurologic Mental and Psychomotor Development at 2 Years in Infants Born less than 27 Weeks

Gestation The Leiden Follow-Up Project on Prematurity Pediatrics january 2003

Recommendations British Association of

Perinatal Medicine

22-28 weeks threshold of viability (under 26 weeks)

- Increasing risk with decreasing gestational age

serious ethical dilemmas

- Short notice decisions

- Need to balance maternal well-being against the

likely neonatal outcome

- Caesarean section in the babyrsquos interests

can rarely be justified prior to 25 weeks gestation

- Threshold viability infants should be followed up for

at least 2 years data collection

British Association of Perinatal Medicine Fetuses and newborn infants at the threshold of viability Pediatr 20021101024-27

Recommendations The American Academy

of Pediatrics bull 22-25 weeks gestation problematic

bull Non-initiation of resuscitation at 23 weeks (less 400g)

is appropriate

bull Difficulties in making accurate assessments before birth

bull Fetal weight can be inaccurate by 15-20

bull Small discrepancies in gestation of 1 or 2 weeks can have

major implications for outcome

bull Multiple gestation makes evaluation difficult

bull Counselling

bull But US legal trends restrict discretionary decision-making

Stringer M Brooks PM et al New guidelines for maternal and neonatal resuscitation Journal of obstetrics

gynecology and neonatal nursing 2007 36(6) 624 -34

The Marginally Viable Newborn Legal Challenges Conceptual Inadequacies and ReasonablenessSadath A Sayeed MD JD

The Journal of Law Medicine amp Ethics Volume 34 Issue 3 600-610 2006

Recommendations The Fetus and Newborn

Committee Canada

bull 22 weeks compassionate care only

bull 23-24 weeks careful consideration limited benefits and potential

harms of caesarean section and active resuscitation

bull Full care 25 weeks (survival rate is 50-80 with disability rates 10-25)

Fetus and newborn committee Canadian paediatric society maternal-fetal medicine committee society of obstetricians and

gynaecologists of Canada Management of the woman with threatened birth of an infant of extremely low gestational age

Can Med Assoc J 1994151547-53

Recommendations The Netherlands

bull No intensive care to babies before 25-26 weeks gestation

bull Decisions should be taken with full participation of the parents

bull Unclear cutoff of resuscitation of immature infants

- at 25 50 or 75 chance of intact survival - (Viability not universally agreed thus if bar is set low there will be more

survivors with more handicaps)

bull Euthanasia institutionalised

Sheldon T Dutch doctors change policy on treating preterm babies BMJ 20013221383

Recommendations Australia

bull Grey zone between 23-25 weeks + 6 days option of non-initiation of

resuscitation and intensive care reasonable

- obligation to treat increases as the gestation advances

- at 25 weeks active treatment is usually offered

- unless adverse circumstances

bull twin-twin transfusion

bull intrauterine growth restriction

bull chorioamnionitis

bull poor condition at birth or the presence of a serious abnormality

- at 26 weeks gestation the obligation to treat is very high

- non-directive counselling avoidance of over burdening parents

bull 24 weeks antenatal transfer to a tertiary centre with option of ldquoDNRrdquo

Aust N Z J Obstet Gynaecol 2007 Aug47(4)273-8Delivery in the grey zone collaborative approach to extremely preterm birth

Keogh J Sinn J Hollebone K Bajuk B Fischer W Lui K Consensus Workshop Organising Committee

Malcom F Should artificial resuscitation be offered to extremely premature neonates AMSJ 2010 p 86-9

Recommendations The Nuffield Council

on Bioethics (GB)

bull 23-26 weeks = grey area

bull 2 components

- to resuscitate and admit to the NICU

- to continue with intensive care or replace with

palliative care

bull Recommendations

- at 25 weeks and above institute intensive care

- 24-25 weeks offer intensive care unless different parentsrsquo wishes

- 23- 24 weeks clinicians should not be obliged to resuscitate

Nuffield Council on Bioethics Critical care decisions in fetal and neonatal medicine ethical issues

LondonNCB2006 wwwNuffieldbioethicsorggoourworkneonatalpublication 406html

ldquoNatural instincts are to try to save all babies even if

the babys chances of survival are low

However we dont think it is always right to put a baby

through the stress and pain of invasive treatment if the

baby is unlikely to get any better and death is

inevitable (Margaret Brazier professor of law at Manchester University)

Prolonging the life of profoundly sick premature babies

may be inhumane and place an intolerable burden on

the babyrdquo

treatment just prolongs the process of dyingrdquo

(Andrew Whitelaw professor of neonatal medicine at the University of Bristol UK)

Nuffield Council on Bioethics

The Nuffield Council on Bioethics

Medical ethics committee of the British Medical Association (BMA)

bull The report echoes existing best practicerdquo

bull Disagreement with stringent cut-off points for treatment

- The BMA believes that blanket rules do not help

individual parents or their very premature babiesrdquo

- Each case should be considered on its merits andin its

own contextrdquo

(Tony Calland)

When premature babies should be allowed to die Gaia Vince New scientist 15 November 2006

Neonatal section of the Irish Faculty of

Paediatrics

bull Withdrawal of care appropriate in infants born within the

threshold period who fail to respond to initial intensive care

efforts or develop severe complications

bull Acceptable not to resuscitate newborns

under 500g andor under 24 weeks gestation

Neonatal subcommittee of the Irish faculty of Paediatrics Statement on perinatal care at the threshold of viability2006

Recommendations France

bull Usually no resuscitation below 24 WGA

bull At 24 weeks particular attention to parentsrsquo wishes

bull Maximum degree of uncertainty on the real interest of the patient nobody can pretend to claim which is the best attitude

bull Other criteriae to be taken into account (discretional resuscitation)

bull Prenatal corticosteroids

Moriette G Rameix S et al groupe de reacuteflexion sur les aspects eacutethiques de la peacuterinatologie very premature births dilemmas and management Part 1 outcome of infants born before 28 weeks of postmenstrual age and definition of grey zone Archives de Peacutediatrie 2010 May17(5)518-26 part 2 527-39

Recommendations Switzerland

bull lt 24 weeks palliative

bull gt 24 weeks according to the experienced neonatology

team

Swiss Society of Neonatology recommandations pour la prise en charge des preacutematureacutes agrave la limite de la viabiliteacute (22 - 26 SA) 2002

Recommendations Ukraine

Gestation period lt 28 weeks

bull Define the exact gestational age and weightof the fetus estimate

prognosis provide further consultations recommendations and coordinate

team work of all members of perinatal team

bull Inform and discuss with future parents about medical and social risks and

peculiarities of resuscitation care providing for the newborn

bull Resuscitation is almost always provided if high survival chances and

acceptable morbidity

bull In case of doubtful prognosis necessity to support the wish of parents

bull Do not start the resuscitation of a newborn if almost 100 early death rate

likely (Ie gestation period lt 23 weeks weight lt 400 gr)

Can limits be clearly defined Summary

- No international consensus = chance for avoidance of

systematic approaches

- CUTOFF borderline of viability

- 50 of mortality but disability difficult to objectify and use as a criteria

- All would resuscitate at 26 weeks most would not at 23 weeks

- Grey area 24 and 25 weeks gestation = 2 per 1000 births

- fetal weight 10 error

- gestational age 3 - 5 days error

Can limits be clearly defined Outcome

estimation tool

Secondary criteriae

- Girls 1 week advantage

- Every day increases survival by 3

- Full course of antenatal steroids

- Level of unit

- Black race

- High-medium level of income of parents

- Multiple birth twin-to-twin transfusion

- Birth weight

- Babyrsquos condition at delivery

(chorioamnionitis increases the risk of periventricular leucomalacia)

Time-frame algorythm for decision

making

bull Primary resuscitation YN

bull Proceed to intensive care or palliative care

bull Continue with option YN bull Euthanasia

ndash Netherlands (Groningen Protocol)

bull To motivate physicians to adhere to the highest standards of decision making

bull To reduce hidden euthanasia by facilitating reporting

bull Requires that all possible palliative measures be exhausted before euthanasia is performed

bull Might do more in mobilizing the availability of palliative care services than the current situation of unreported practice

ndash EURONIC 73 in 8 European Countries

Rebagliato M et al EURONIC study group Neonatal end-of-life decision making Physicianrsquos attitudes and relationships

with self-reported practices in 10 European countries The Journal of Medical Association 2000 Nov 15284(19)2451-9

Acting in the ldquobest interests of the patientrdquo

bull degree of suffering involved in the care

bull futility of further intervention

bull likelihood of survival free of serious disability

and practical consequences

Legal - moral The Best Interests Standard

United Kingdom Court of Appeal1993

Doctors and parents may not undertake actions where the purpose is

to end life they may in appropriate circumstances use drugs to

relieve pain and distress even though their use may advance the time

of death

Palliative Care

Palliative Care in France lois Leonetti (2005)

bull Legalises arrest of ldquonon-reasonable treatmentrdquo

bull Authorizes at the end of life the use of treatment for comfort

of patient (pain)

bull Taking into account that the treatment might shorten length of

survival

bull Always with the patientrsquos consent = parentrsquos consent

Recently French Medical Council expressed itself in the same terms

bull At birth neither certainty nor uncertainty as prognosis is clear-cut

(Self-fullfilling prophecy may be created by delays or suboptimal management)

bull Initiation of resuscitation leads to admission to NICU

- cascade of expensive uncomfortable or painful procedures

- raise parental expectations about survival

bull Denying intensive care a priori based solely on the age of

gestation or birth weight = contrary to the principle of equity

bull Decision-making after initial resuscitation (continue or withdraw

treatment) more justifiable

Decision-making for palliative care

Acta Paediatr 2008 Mar97(3)276-9 doi 101111j1651-2227200800663xCaregivers attitudes for very premature infants

what if they knewJanvier A Lantos J DeschIacutenes M Couture E Nadeau S Barrington KJ

bull Case-by-case basis according postnatal assessment

bull Factors always to be considered

- parents

- resources

- planned pregnancy

- assisted conception

- maternal age

- illness and fetal conditions

Decisions made by parents before birth are not necessarily

absolute and binding

Decision-making for intensive care

Divorces after handicap

bull Nine times higher in case of spina bifida (BJ PSYCH 131 79-82

(1977) J Maulden Population studies vol 46 issue2 pages 349 362 (1992)

bull Low birth weight children in the US are at higher risk of experiencing

their parents divorce than children of normal birth weight

bull Not confirmed in British couples

Healthy Baby Healthy Marriage The Effct of Childrens

Health on Divorce Angela R Fertig Princeton University

288 Wallace Hall Princeton NJ 08544

afertigprincetonedu 609-258-5868 June 17 2004

Ethics andhellipcorticosteroids

bull Antenatal corticosteroids

bull A technical medical ethical obligation

ndash No obstetrical or medical CI (infection hypertension)

ndash C Spencer K Neales Antenatal corticosteroids to prevent neonatal respiratory distress syndrome BMJ 2000 320 325 doi

101136bmj3207231325 (Published 5 February 2000)

ndash Roberts D Dalziel Antenatal corticosteroids for accelerating fetal lung maturation for women at risk of preterm birth The

Cochrane Database of Systematic Reviews 2010 Issue 8 Copyright copy 2010 The Cochrane Collaboration

ndash JV Been B W Kramer L J Zimmermann Antenatal corticosteroids to prevent preterm birt The LancetVol 373 Issue 9667 Page

894 14 March 2009

Ethics andhellipcorticosteroids

bull Postnatal corticosteroids in BPD

ndash Increased risk of neurodevelopmental impairment growth retardation etc but faster extubation less PDA etchellip

ndash ldquoEthicallyrdquo contraindicated Early (lt 8 days) postnatal corticosteroids for preventing chronic lung disease in

preterm infants Henry L Halliday1 Richard A Ehrenkranz2 Lex W Doyle31Perinatal Room Royal-Jubilee Maternity Service

Belfast UK 2Department of Pediatrics Yale University New Haven Connecticut USA 3Department of Obstetrics and Gynaecology University of Melbourne Parkville AustraliaContact address Henry L Halliday Perinatal Room Royal-Jubilee Maternity Service Royal Maternity Hospital Grosvenor Road Belfast Northern

Ireland BT12 6BA UK Cochrane Neonatal Group

Ethics andhellipiatrogenic diseases

- Environment in which the baby is managed (eg light noise touch)

- Mode of ventilation (eg conventional synchronized high-frequency)

- Types doses and results of medications used - Short-term and long-term effects of certain often

painful procedures - Foreign bodies or devices used - How the babys nutritional needs are met (enteral

parenteral nutrition) Developmental care for promoting development and preventing morbidity in preterm infants

Amanda J Symington1 Janet Pinelli2

1The Childrens Hospital Hamilton Health Sciences Hamilton Ontario Canada 2School of Nursing McMaster University Hamilton Canada

Cochrane Neonatal Group

Ethics andhellippain

Opioids for neonates receiving mechanical ventilation

Roberto Bell˘1 Koert A de Waal2 Rinaldo Zanini31Neonatal Intensive Care Unit Ospedale Manzoni -Lecco Lecco

Italy 2Neonatology Academic Medical Centre Amsterdam Netherlands 3Neonatal Intensive Care Unit Ospedale

A Manzoni - Lecco Lecco ItalyContact address Roberto Bell˘ Neonatal Intensive Care Unit Ospedale

Manzoni -Lecco Via Eremo 9 Lecco 23900 Italy Editorial group Cochrane Neonatal Group

Intravenous midazolam infusion for sedation of infants in the neonatal intensive care

unit

Eugene Ng1 Anna Taddio2 Arne Ohlsson31Department of Newborn and Developmental Paediatrics Sunnybrook

Health Sciences Centre Toronto Canada 2Graduate Department of Pharmaceutical Sciences Hospital for Sick

Children Research Institute Toronto Canada 3Departments of Paediatrics Obstetrics and Gynaecology and Health

Policy Management and Evaluation University of Toronto Toronto CanadaContact address Eugene Ng

Department of Newborn and Developmental Paediatrics Sunnybrook Health Sciences Centre CO Womens College

Hospital 76 Grenville Street Toronto Ontario M5S1B2 Canada Editorial group Cochrane Neonatal Group

Ethics andhellipaesthetics

bull End-of-life comfortappearance for the

ndash Infant

ndash Parents

ndash Caregivers

Ethics andhellipparents

bull Infant-parent emotional bonding

ndash Regionalisation

ndash Participation of parents in healing process

ndash Skin-to-skin

ndash Informed consent

ndash Decision making

Raines DA Parents values a missing link in the neonatal intensive care equation Neonatal Netw Apr 199615(3)7-12

When individuals lack decision-making capacityhellip

hellipthe interests and welfare of the patient take priority

over all other parties

hellipthe interests of the neonate are inextricably linked

to that of the parents

their interests must be taken into account empowering them to

decision-making

Parents

Kent AL et al Collaborative decision-making for extreme premature delivery J Paediatr Child Health 2007 43 489-91

Parents recommendations

bull Counselling should initiate before delivery

bull Transparency openness and honesty

bull Favour frequent discussions with parents

bull Update them on

ndash their infants condition

ndash interventions that may be needed

bull Avoid confusing medical terminology as much as possible

bull Be honest and frank about the infants condition and prognosis even

on matters of uncertainty

bull Ask feed backs to ensure parents understand what is being discussed

Collaborative decision-making for extreme premature deliveryKent AL et al NSW and ACT Perinatal Care at the Borderlines

of Viability Consensus Workshop Committee J Paediatr Child Health 2007 Jun43(6)489-91

Caeymaex L ed al Journeacutees Parisiennes de Peacutediatrie 2008 Fin de vie en reacuteanimation neacuteonatale mieux

comprendre les attentes et le point de vues des parents

Communication with parents

Montreal group

52 mothers in preterm labour all infants at

23 weeks gestation were resuscitated including

6 cases with conditional non-resuscitation instructions

Thus

- In acute situations the default mode is to treat

- To step back from action seems to be very difficult

Some answers creation of guidelines

protocols

Not feeling alone ability to rely on the experience

and expertise of others is helpful

ndash Expertise

ndash Enabling

ndash Empowering

ndash Encouraging

ndash Education

A Case Method To Assist Clinical Ethics

Decision Making

(Modified from American College of Physicians Ethics Manual)

bull 1 Define the ethics problem as an ought or should question (eg Should we withhold a respirator for this

extremely preterm baby 25 WGA as his parents request)

bull 2 List relevant facts and uncertainties Include facts about the patient and caregivers (such as emotional state cultural

background and legal standing) Include physiologic facts and significant medical uncertainties (such as expected

outcomes with and without treatment) and the benefits and harms of treatment options

bull 3 Identify a decision maker If the patient is competent the decision maker is the patient If the patient is

incompetent identify a proxy decision maker (eg as specified by court appointment state law a durable power of

attorney for health care living will or the next of kin)

bull 4 Give understandable relevant desired information to the decision maker and dispel misconceptions

bull 5 Solicit values of the patient that are relevant to the question These include the patients values about life relation to

community and health care institutions goals for health care and conditions that would change goals and preferences

about health care or proxy decision makers

bull 6 Identify health professional values including health goals (such as prolonging life and alleviating pain) values that

pertain to patient physician communication (such as truth telling and confidentiality) and some values that extend

outside of the patient physician relationship (such as promotion of public health and respect for the law)

bull 7 Propose and critique solutions including options for treatment and alternative providers

bull 8 Identify and remove or address constraints on solutions (such as unavailability of services laws or legal myths)

Recommendations

bull Define yourself your borderline between viability

according to capacities of your facilities

ndash Neurological outcomes

ndash Respiratory outcomes

ndash Caloric intake

Catlin A Carter B Creation of a neonatal end-of-life palliative care protocol J PerinatolApr-May 200222(3)184-95

Much more researchhellip

bull Sociological

bull Interviews of implicated persons

bull Stratification

bull EURONIC

Conclusion bull Grey zones are grey

bull It is likely they will stay grey for some time

bull It would be an error to wash them white or darken them

bull Grey zones have to be adapted to the local contexts

bull Every wardhospitalmaternity should allow open discussions have a

committee on ethics establish internal guidelines

bull The role of the parents in decision-making after as-objective-as-

possible information given by healthcare members is essential

bull Making ethical decisions might be very difficult but ethical

relationships with the preterm and his parents can compensate this

Page 18: Ethical issues of extremely preterm babies’ care: the “grey zone” experiences

Morbidity EPIPAGE (France)

bull 77 of 2901 infants between 22 and 32 weeks

control group of term babies up to 5 years (not

finely sliced)

bull lt 27 weeks -1DS of QI attention deficit

language and behaviour disorders

Larroque B Ancel PY Marchand-Martin L Cambonie G Fresson J Pierrat V et al Special care school diffiulties in

8- year-old very preterm children the Epipage cohort study PLoS ONE 2011 6 e21361

MorbidityThe American Academy of

Pediatrics

bull 30-50 of surviving children with lt750g or whose gestation lt25 weeks had moderate or severe disability

Stringer M Brooks PM et al New guidelines for maternal and neonatal resuscitation Journal of obstetrics

gynecology and neonatal nursing 2007 36(6) 624 -34

MorbidityNuffields (GB)

bull 23 - 24 weeks gestation 64 risk of serious disability

bull At 25 weeks risk of severe disability 40

bull Each day increases survival by 3

bull Girls have a weekrsquos advantage over preterm boys

Nuffield Council on Bioethics Critical care decisions in fetal and neonatal medicine ethical issues

LondonNCB2006 wwwNuffieldbioethicsorggoourworkneonatalpublication 406html

Morbidity Australia

bull Grey zone between 23-25 weeks + 6 days

bull Survival to discharge data

- 22w (0)

- 23w (29)

- 24w (50)

- 25w (65)

bull Proportion with no functional disability

23w (33) 24w (61) 25w (67)

Morbidity The Netherlands

Leiden follow up project data since 1983

Death or abnormal development

23-24 wks (92)

25 weeks (64)

26 weeks (35)

27-32 weeks (18)

Sheldon T Dutch doctors change policy on treating preterm babies BMJ 20013221383

Rijken M et al Mortality and Neurologic Mental and Psychomotor Development at 2 Years in Infants Born less than 27 Weeks

Gestation The Leiden Follow-Up Project on Prematurity Pediatrics january 2003

Recommendations British Association of

Perinatal Medicine

22-28 weeks threshold of viability (under 26 weeks)

- Increasing risk with decreasing gestational age

serious ethical dilemmas

- Short notice decisions

- Need to balance maternal well-being against the

likely neonatal outcome

- Caesarean section in the babyrsquos interests

can rarely be justified prior to 25 weeks gestation

- Threshold viability infants should be followed up for

at least 2 years data collection

British Association of Perinatal Medicine Fetuses and newborn infants at the threshold of viability Pediatr 20021101024-27

Recommendations The American Academy

of Pediatrics bull 22-25 weeks gestation problematic

bull Non-initiation of resuscitation at 23 weeks (less 400g)

is appropriate

bull Difficulties in making accurate assessments before birth

bull Fetal weight can be inaccurate by 15-20

bull Small discrepancies in gestation of 1 or 2 weeks can have

major implications for outcome

bull Multiple gestation makes evaluation difficult

bull Counselling

bull But US legal trends restrict discretionary decision-making

Stringer M Brooks PM et al New guidelines for maternal and neonatal resuscitation Journal of obstetrics

gynecology and neonatal nursing 2007 36(6) 624 -34

The Marginally Viable Newborn Legal Challenges Conceptual Inadequacies and ReasonablenessSadath A Sayeed MD JD

The Journal of Law Medicine amp Ethics Volume 34 Issue 3 600-610 2006

Recommendations The Fetus and Newborn

Committee Canada

bull 22 weeks compassionate care only

bull 23-24 weeks careful consideration limited benefits and potential

harms of caesarean section and active resuscitation

bull Full care 25 weeks (survival rate is 50-80 with disability rates 10-25)

Fetus and newborn committee Canadian paediatric society maternal-fetal medicine committee society of obstetricians and

gynaecologists of Canada Management of the woman with threatened birth of an infant of extremely low gestational age

Can Med Assoc J 1994151547-53

Recommendations The Netherlands

bull No intensive care to babies before 25-26 weeks gestation

bull Decisions should be taken with full participation of the parents

bull Unclear cutoff of resuscitation of immature infants

- at 25 50 or 75 chance of intact survival - (Viability not universally agreed thus if bar is set low there will be more

survivors with more handicaps)

bull Euthanasia institutionalised

Sheldon T Dutch doctors change policy on treating preterm babies BMJ 20013221383

Recommendations Australia

bull Grey zone between 23-25 weeks + 6 days option of non-initiation of

resuscitation and intensive care reasonable

- obligation to treat increases as the gestation advances

- at 25 weeks active treatment is usually offered

- unless adverse circumstances

bull twin-twin transfusion

bull intrauterine growth restriction

bull chorioamnionitis

bull poor condition at birth or the presence of a serious abnormality

- at 26 weeks gestation the obligation to treat is very high

- non-directive counselling avoidance of over burdening parents

bull 24 weeks antenatal transfer to a tertiary centre with option of ldquoDNRrdquo

Aust N Z J Obstet Gynaecol 2007 Aug47(4)273-8Delivery in the grey zone collaborative approach to extremely preterm birth

Keogh J Sinn J Hollebone K Bajuk B Fischer W Lui K Consensus Workshop Organising Committee

Malcom F Should artificial resuscitation be offered to extremely premature neonates AMSJ 2010 p 86-9

Recommendations The Nuffield Council

on Bioethics (GB)

bull 23-26 weeks = grey area

bull 2 components

- to resuscitate and admit to the NICU

- to continue with intensive care or replace with

palliative care

bull Recommendations

- at 25 weeks and above institute intensive care

- 24-25 weeks offer intensive care unless different parentsrsquo wishes

- 23- 24 weeks clinicians should not be obliged to resuscitate

Nuffield Council on Bioethics Critical care decisions in fetal and neonatal medicine ethical issues

LondonNCB2006 wwwNuffieldbioethicsorggoourworkneonatalpublication 406html

ldquoNatural instincts are to try to save all babies even if

the babys chances of survival are low

However we dont think it is always right to put a baby

through the stress and pain of invasive treatment if the

baby is unlikely to get any better and death is

inevitable (Margaret Brazier professor of law at Manchester University)

Prolonging the life of profoundly sick premature babies

may be inhumane and place an intolerable burden on

the babyrdquo

treatment just prolongs the process of dyingrdquo

(Andrew Whitelaw professor of neonatal medicine at the University of Bristol UK)

Nuffield Council on Bioethics

The Nuffield Council on Bioethics

Medical ethics committee of the British Medical Association (BMA)

bull The report echoes existing best practicerdquo

bull Disagreement with stringent cut-off points for treatment

- The BMA believes that blanket rules do not help

individual parents or their very premature babiesrdquo

- Each case should be considered on its merits andin its

own contextrdquo

(Tony Calland)

When premature babies should be allowed to die Gaia Vince New scientist 15 November 2006

Neonatal section of the Irish Faculty of

Paediatrics

bull Withdrawal of care appropriate in infants born within the

threshold period who fail to respond to initial intensive care

efforts or develop severe complications

bull Acceptable not to resuscitate newborns

under 500g andor under 24 weeks gestation

Neonatal subcommittee of the Irish faculty of Paediatrics Statement on perinatal care at the threshold of viability2006

Recommendations France

bull Usually no resuscitation below 24 WGA

bull At 24 weeks particular attention to parentsrsquo wishes

bull Maximum degree of uncertainty on the real interest of the patient nobody can pretend to claim which is the best attitude

bull Other criteriae to be taken into account (discretional resuscitation)

bull Prenatal corticosteroids

Moriette G Rameix S et al groupe de reacuteflexion sur les aspects eacutethiques de la peacuterinatologie very premature births dilemmas and management Part 1 outcome of infants born before 28 weeks of postmenstrual age and definition of grey zone Archives de Peacutediatrie 2010 May17(5)518-26 part 2 527-39

Recommendations Switzerland

bull lt 24 weeks palliative

bull gt 24 weeks according to the experienced neonatology

team

Swiss Society of Neonatology recommandations pour la prise en charge des preacutematureacutes agrave la limite de la viabiliteacute (22 - 26 SA) 2002

Recommendations Ukraine

Gestation period lt 28 weeks

bull Define the exact gestational age and weightof the fetus estimate

prognosis provide further consultations recommendations and coordinate

team work of all members of perinatal team

bull Inform and discuss with future parents about medical and social risks and

peculiarities of resuscitation care providing for the newborn

bull Resuscitation is almost always provided if high survival chances and

acceptable morbidity

bull In case of doubtful prognosis necessity to support the wish of parents

bull Do not start the resuscitation of a newborn if almost 100 early death rate

likely (Ie gestation period lt 23 weeks weight lt 400 gr)

Can limits be clearly defined Summary

- No international consensus = chance for avoidance of

systematic approaches

- CUTOFF borderline of viability

- 50 of mortality but disability difficult to objectify and use as a criteria

- All would resuscitate at 26 weeks most would not at 23 weeks

- Grey area 24 and 25 weeks gestation = 2 per 1000 births

- fetal weight 10 error

- gestational age 3 - 5 days error

Can limits be clearly defined Outcome

estimation tool

Secondary criteriae

- Girls 1 week advantage

- Every day increases survival by 3

- Full course of antenatal steroids

- Level of unit

- Black race

- High-medium level of income of parents

- Multiple birth twin-to-twin transfusion

- Birth weight

- Babyrsquos condition at delivery

(chorioamnionitis increases the risk of periventricular leucomalacia)

Time-frame algorythm for decision

making

bull Primary resuscitation YN

bull Proceed to intensive care or palliative care

bull Continue with option YN bull Euthanasia

ndash Netherlands (Groningen Protocol)

bull To motivate physicians to adhere to the highest standards of decision making

bull To reduce hidden euthanasia by facilitating reporting

bull Requires that all possible palliative measures be exhausted before euthanasia is performed

bull Might do more in mobilizing the availability of palliative care services than the current situation of unreported practice

ndash EURONIC 73 in 8 European Countries

Rebagliato M et al EURONIC study group Neonatal end-of-life decision making Physicianrsquos attitudes and relationships

with self-reported practices in 10 European countries The Journal of Medical Association 2000 Nov 15284(19)2451-9

Acting in the ldquobest interests of the patientrdquo

bull degree of suffering involved in the care

bull futility of further intervention

bull likelihood of survival free of serious disability

and practical consequences

Legal - moral The Best Interests Standard

United Kingdom Court of Appeal1993

Doctors and parents may not undertake actions where the purpose is

to end life they may in appropriate circumstances use drugs to

relieve pain and distress even though their use may advance the time

of death

Palliative Care

Palliative Care in France lois Leonetti (2005)

bull Legalises arrest of ldquonon-reasonable treatmentrdquo

bull Authorizes at the end of life the use of treatment for comfort

of patient (pain)

bull Taking into account that the treatment might shorten length of

survival

bull Always with the patientrsquos consent = parentrsquos consent

Recently French Medical Council expressed itself in the same terms

bull At birth neither certainty nor uncertainty as prognosis is clear-cut

(Self-fullfilling prophecy may be created by delays or suboptimal management)

bull Initiation of resuscitation leads to admission to NICU

- cascade of expensive uncomfortable or painful procedures

- raise parental expectations about survival

bull Denying intensive care a priori based solely on the age of

gestation or birth weight = contrary to the principle of equity

bull Decision-making after initial resuscitation (continue or withdraw

treatment) more justifiable

Decision-making for palliative care

Acta Paediatr 2008 Mar97(3)276-9 doi 101111j1651-2227200800663xCaregivers attitudes for very premature infants

what if they knewJanvier A Lantos J DeschIacutenes M Couture E Nadeau S Barrington KJ

bull Case-by-case basis according postnatal assessment

bull Factors always to be considered

- parents

- resources

- planned pregnancy

- assisted conception

- maternal age

- illness and fetal conditions

Decisions made by parents before birth are not necessarily

absolute and binding

Decision-making for intensive care

Divorces after handicap

bull Nine times higher in case of spina bifida (BJ PSYCH 131 79-82

(1977) J Maulden Population studies vol 46 issue2 pages 349 362 (1992)

bull Low birth weight children in the US are at higher risk of experiencing

their parents divorce than children of normal birth weight

bull Not confirmed in British couples

Healthy Baby Healthy Marriage The Effct of Childrens

Health on Divorce Angela R Fertig Princeton University

288 Wallace Hall Princeton NJ 08544

afertigprincetonedu 609-258-5868 June 17 2004

Ethics andhellipcorticosteroids

bull Antenatal corticosteroids

bull A technical medical ethical obligation

ndash No obstetrical or medical CI (infection hypertension)

ndash C Spencer K Neales Antenatal corticosteroids to prevent neonatal respiratory distress syndrome BMJ 2000 320 325 doi

101136bmj3207231325 (Published 5 February 2000)

ndash Roberts D Dalziel Antenatal corticosteroids for accelerating fetal lung maturation for women at risk of preterm birth The

Cochrane Database of Systematic Reviews 2010 Issue 8 Copyright copy 2010 The Cochrane Collaboration

ndash JV Been B W Kramer L J Zimmermann Antenatal corticosteroids to prevent preterm birt The LancetVol 373 Issue 9667 Page

894 14 March 2009

Ethics andhellipcorticosteroids

bull Postnatal corticosteroids in BPD

ndash Increased risk of neurodevelopmental impairment growth retardation etc but faster extubation less PDA etchellip

ndash ldquoEthicallyrdquo contraindicated Early (lt 8 days) postnatal corticosteroids for preventing chronic lung disease in

preterm infants Henry L Halliday1 Richard A Ehrenkranz2 Lex W Doyle31Perinatal Room Royal-Jubilee Maternity Service

Belfast UK 2Department of Pediatrics Yale University New Haven Connecticut USA 3Department of Obstetrics and Gynaecology University of Melbourne Parkville AustraliaContact address Henry L Halliday Perinatal Room Royal-Jubilee Maternity Service Royal Maternity Hospital Grosvenor Road Belfast Northern

Ireland BT12 6BA UK Cochrane Neonatal Group

Ethics andhellipiatrogenic diseases

- Environment in which the baby is managed (eg light noise touch)

- Mode of ventilation (eg conventional synchronized high-frequency)

- Types doses and results of medications used - Short-term and long-term effects of certain often

painful procedures - Foreign bodies or devices used - How the babys nutritional needs are met (enteral

parenteral nutrition) Developmental care for promoting development and preventing morbidity in preterm infants

Amanda J Symington1 Janet Pinelli2

1The Childrens Hospital Hamilton Health Sciences Hamilton Ontario Canada 2School of Nursing McMaster University Hamilton Canada

Cochrane Neonatal Group

Ethics andhellippain

Opioids for neonates receiving mechanical ventilation

Roberto Bell˘1 Koert A de Waal2 Rinaldo Zanini31Neonatal Intensive Care Unit Ospedale Manzoni -Lecco Lecco

Italy 2Neonatology Academic Medical Centre Amsterdam Netherlands 3Neonatal Intensive Care Unit Ospedale

A Manzoni - Lecco Lecco ItalyContact address Roberto Bell˘ Neonatal Intensive Care Unit Ospedale

Manzoni -Lecco Via Eremo 9 Lecco 23900 Italy Editorial group Cochrane Neonatal Group

Intravenous midazolam infusion for sedation of infants in the neonatal intensive care

unit

Eugene Ng1 Anna Taddio2 Arne Ohlsson31Department of Newborn and Developmental Paediatrics Sunnybrook

Health Sciences Centre Toronto Canada 2Graduate Department of Pharmaceutical Sciences Hospital for Sick

Children Research Institute Toronto Canada 3Departments of Paediatrics Obstetrics and Gynaecology and Health

Policy Management and Evaluation University of Toronto Toronto CanadaContact address Eugene Ng

Department of Newborn and Developmental Paediatrics Sunnybrook Health Sciences Centre CO Womens College

Hospital 76 Grenville Street Toronto Ontario M5S1B2 Canada Editorial group Cochrane Neonatal Group

Ethics andhellipaesthetics

bull End-of-life comfortappearance for the

ndash Infant

ndash Parents

ndash Caregivers

Ethics andhellipparents

bull Infant-parent emotional bonding

ndash Regionalisation

ndash Participation of parents in healing process

ndash Skin-to-skin

ndash Informed consent

ndash Decision making

Raines DA Parents values a missing link in the neonatal intensive care equation Neonatal Netw Apr 199615(3)7-12

When individuals lack decision-making capacityhellip

hellipthe interests and welfare of the patient take priority

over all other parties

hellipthe interests of the neonate are inextricably linked

to that of the parents

their interests must be taken into account empowering them to

decision-making

Parents

Kent AL et al Collaborative decision-making for extreme premature delivery J Paediatr Child Health 2007 43 489-91

Parents recommendations

bull Counselling should initiate before delivery

bull Transparency openness and honesty

bull Favour frequent discussions with parents

bull Update them on

ndash their infants condition

ndash interventions that may be needed

bull Avoid confusing medical terminology as much as possible

bull Be honest and frank about the infants condition and prognosis even

on matters of uncertainty

bull Ask feed backs to ensure parents understand what is being discussed

Collaborative decision-making for extreme premature deliveryKent AL et al NSW and ACT Perinatal Care at the Borderlines

of Viability Consensus Workshop Committee J Paediatr Child Health 2007 Jun43(6)489-91

Caeymaex L ed al Journeacutees Parisiennes de Peacutediatrie 2008 Fin de vie en reacuteanimation neacuteonatale mieux

comprendre les attentes et le point de vues des parents

Communication with parents

Montreal group

52 mothers in preterm labour all infants at

23 weeks gestation were resuscitated including

6 cases with conditional non-resuscitation instructions

Thus

- In acute situations the default mode is to treat

- To step back from action seems to be very difficult

Some answers creation of guidelines

protocols

Not feeling alone ability to rely on the experience

and expertise of others is helpful

ndash Expertise

ndash Enabling

ndash Empowering

ndash Encouraging

ndash Education

A Case Method To Assist Clinical Ethics

Decision Making

(Modified from American College of Physicians Ethics Manual)

bull 1 Define the ethics problem as an ought or should question (eg Should we withhold a respirator for this

extremely preterm baby 25 WGA as his parents request)

bull 2 List relevant facts and uncertainties Include facts about the patient and caregivers (such as emotional state cultural

background and legal standing) Include physiologic facts and significant medical uncertainties (such as expected

outcomes with and without treatment) and the benefits and harms of treatment options

bull 3 Identify a decision maker If the patient is competent the decision maker is the patient If the patient is

incompetent identify a proxy decision maker (eg as specified by court appointment state law a durable power of

attorney for health care living will or the next of kin)

bull 4 Give understandable relevant desired information to the decision maker and dispel misconceptions

bull 5 Solicit values of the patient that are relevant to the question These include the patients values about life relation to

community and health care institutions goals for health care and conditions that would change goals and preferences

about health care or proxy decision makers

bull 6 Identify health professional values including health goals (such as prolonging life and alleviating pain) values that

pertain to patient physician communication (such as truth telling and confidentiality) and some values that extend

outside of the patient physician relationship (such as promotion of public health and respect for the law)

bull 7 Propose and critique solutions including options for treatment and alternative providers

bull 8 Identify and remove or address constraints on solutions (such as unavailability of services laws or legal myths)

Recommendations

bull Define yourself your borderline between viability

according to capacities of your facilities

ndash Neurological outcomes

ndash Respiratory outcomes

ndash Caloric intake

Catlin A Carter B Creation of a neonatal end-of-life palliative care protocol J PerinatolApr-May 200222(3)184-95

Much more researchhellip

bull Sociological

bull Interviews of implicated persons

bull Stratification

bull EURONIC

Conclusion bull Grey zones are grey

bull It is likely they will stay grey for some time

bull It would be an error to wash them white or darken them

bull Grey zones have to be adapted to the local contexts

bull Every wardhospitalmaternity should allow open discussions have a

committee on ethics establish internal guidelines

bull The role of the parents in decision-making after as-objective-as-

possible information given by healthcare members is essential

bull Making ethical decisions might be very difficult but ethical

relationships with the preterm and his parents can compensate this

Page 19: Ethical issues of extremely preterm babies’ care: the “grey zone” experiences

MorbidityThe American Academy of

Pediatrics

bull 30-50 of surviving children with lt750g or whose gestation lt25 weeks had moderate or severe disability

Stringer M Brooks PM et al New guidelines for maternal and neonatal resuscitation Journal of obstetrics

gynecology and neonatal nursing 2007 36(6) 624 -34

MorbidityNuffields (GB)

bull 23 - 24 weeks gestation 64 risk of serious disability

bull At 25 weeks risk of severe disability 40

bull Each day increases survival by 3

bull Girls have a weekrsquos advantage over preterm boys

Nuffield Council on Bioethics Critical care decisions in fetal and neonatal medicine ethical issues

LondonNCB2006 wwwNuffieldbioethicsorggoourworkneonatalpublication 406html

Morbidity Australia

bull Grey zone between 23-25 weeks + 6 days

bull Survival to discharge data

- 22w (0)

- 23w (29)

- 24w (50)

- 25w (65)

bull Proportion with no functional disability

23w (33) 24w (61) 25w (67)

Morbidity The Netherlands

Leiden follow up project data since 1983

Death or abnormal development

23-24 wks (92)

25 weeks (64)

26 weeks (35)

27-32 weeks (18)

Sheldon T Dutch doctors change policy on treating preterm babies BMJ 20013221383

Rijken M et al Mortality and Neurologic Mental and Psychomotor Development at 2 Years in Infants Born less than 27 Weeks

Gestation The Leiden Follow-Up Project on Prematurity Pediatrics january 2003

Recommendations British Association of

Perinatal Medicine

22-28 weeks threshold of viability (under 26 weeks)

- Increasing risk with decreasing gestational age

serious ethical dilemmas

- Short notice decisions

- Need to balance maternal well-being against the

likely neonatal outcome

- Caesarean section in the babyrsquos interests

can rarely be justified prior to 25 weeks gestation

- Threshold viability infants should be followed up for

at least 2 years data collection

British Association of Perinatal Medicine Fetuses and newborn infants at the threshold of viability Pediatr 20021101024-27

Recommendations The American Academy

of Pediatrics bull 22-25 weeks gestation problematic

bull Non-initiation of resuscitation at 23 weeks (less 400g)

is appropriate

bull Difficulties in making accurate assessments before birth

bull Fetal weight can be inaccurate by 15-20

bull Small discrepancies in gestation of 1 or 2 weeks can have

major implications for outcome

bull Multiple gestation makes evaluation difficult

bull Counselling

bull But US legal trends restrict discretionary decision-making

Stringer M Brooks PM et al New guidelines for maternal and neonatal resuscitation Journal of obstetrics

gynecology and neonatal nursing 2007 36(6) 624 -34

The Marginally Viable Newborn Legal Challenges Conceptual Inadequacies and ReasonablenessSadath A Sayeed MD JD

The Journal of Law Medicine amp Ethics Volume 34 Issue 3 600-610 2006

Recommendations The Fetus and Newborn

Committee Canada

bull 22 weeks compassionate care only

bull 23-24 weeks careful consideration limited benefits and potential

harms of caesarean section and active resuscitation

bull Full care 25 weeks (survival rate is 50-80 with disability rates 10-25)

Fetus and newborn committee Canadian paediatric society maternal-fetal medicine committee society of obstetricians and

gynaecologists of Canada Management of the woman with threatened birth of an infant of extremely low gestational age

Can Med Assoc J 1994151547-53

Recommendations The Netherlands

bull No intensive care to babies before 25-26 weeks gestation

bull Decisions should be taken with full participation of the parents

bull Unclear cutoff of resuscitation of immature infants

- at 25 50 or 75 chance of intact survival - (Viability not universally agreed thus if bar is set low there will be more

survivors with more handicaps)

bull Euthanasia institutionalised

Sheldon T Dutch doctors change policy on treating preterm babies BMJ 20013221383

Recommendations Australia

bull Grey zone between 23-25 weeks + 6 days option of non-initiation of

resuscitation and intensive care reasonable

- obligation to treat increases as the gestation advances

- at 25 weeks active treatment is usually offered

- unless adverse circumstances

bull twin-twin transfusion

bull intrauterine growth restriction

bull chorioamnionitis

bull poor condition at birth or the presence of a serious abnormality

- at 26 weeks gestation the obligation to treat is very high

- non-directive counselling avoidance of over burdening parents

bull 24 weeks antenatal transfer to a tertiary centre with option of ldquoDNRrdquo

Aust N Z J Obstet Gynaecol 2007 Aug47(4)273-8Delivery in the grey zone collaborative approach to extremely preterm birth

Keogh J Sinn J Hollebone K Bajuk B Fischer W Lui K Consensus Workshop Organising Committee

Malcom F Should artificial resuscitation be offered to extremely premature neonates AMSJ 2010 p 86-9

Recommendations The Nuffield Council

on Bioethics (GB)

bull 23-26 weeks = grey area

bull 2 components

- to resuscitate and admit to the NICU

- to continue with intensive care or replace with

palliative care

bull Recommendations

- at 25 weeks and above institute intensive care

- 24-25 weeks offer intensive care unless different parentsrsquo wishes

- 23- 24 weeks clinicians should not be obliged to resuscitate

Nuffield Council on Bioethics Critical care decisions in fetal and neonatal medicine ethical issues

LondonNCB2006 wwwNuffieldbioethicsorggoourworkneonatalpublication 406html

ldquoNatural instincts are to try to save all babies even if

the babys chances of survival are low

However we dont think it is always right to put a baby

through the stress and pain of invasive treatment if the

baby is unlikely to get any better and death is

inevitable (Margaret Brazier professor of law at Manchester University)

Prolonging the life of profoundly sick premature babies

may be inhumane and place an intolerable burden on

the babyrdquo

treatment just prolongs the process of dyingrdquo

(Andrew Whitelaw professor of neonatal medicine at the University of Bristol UK)

Nuffield Council on Bioethics

The Nuffield Council on Bioethics

Medical ethics committee of the British Medical Association (BMA)

bull The report echoes existing best practicerdquo

bull Disagreement with stringent cut-off points for treatment

- The BMA believes that blanket rules do not help

individual parents or their very premature babiesrdquo

- Each case should be considered on its merits andin its

own contextrdquo

(Tony Calland)

When premature babies should be allowed to die Gaia Vince New scientist 15 November 2006

Neonatal section of the Irish Faculty of

Paediatrics

bull Withdrawal of care appropriate in infants born within the

threshold period who fail to respond to initial intensive care

efforts or develop severe complications

bull Acceptable not to resuscitate newborns

under 500g andor under 24 weeks gestation

Neonatal subcommittee of the Irish faculty of Paediatrics Statement on perinatal care at the threshold of viability2006

Recommendations France

bull Usually no resuscitation below 24 WGA

bull At 24 weeks particular attention to parentsrsquo wishes

bull Maximum degree of uncertainty on the real interest of the patient nobody can pretend to claim which is the best attitude

bull Other criteriae to be taken into account (discretional resuscitation)

bull Prenatal corticosteroids

Moriette G Rameix S et al groupe de reacuteflexion sur les aspects eacutethiques de la peacuterinatologie very premature births dilemmas and management Part 1 outcome of infants born before 28 weeks of postmenstrual age and definition of grey zone Archives de Peacutediatrie 2010 May17(5)518-26 part 2 527-39

Recommendations Switzerland

bull lt 24 weeks palliative

bull gt 24 weeks according to the experienced neonatology

team

Swiss Society of Neonatology recommandations pour la prise en charge des preacutematureacutes agrave la limite de la viabiliteacute (22 - 26 SA) 2002

Recommendations Ukraine

Gestation period lt 28 weeks

bull Define the exact gestational age and weightof the fetus estimate

prognosis provide further consultations recommendations and coordinate

team work of all members of perinatal team

bull Inform and discuss with future parents about medical and social risks and

peculiarities of resuscitation care providing for the newborn

bull Resuscitation is almost always provided if high survival chances and

acceptable morbidity

bull In case of doubtful prognosis necessity to support the wish of parents

bull Do not start the resuscitation of a newborn if almost 100 early death rate

likely (Ie gestation period lt 23 weeks weight lt 400 gr)

Can limits be clearly defined Summary

- No international consensus = chance for avoidance of

systematic approaches

- CUTOFF borderline of viability

- 50 of mortality but disability difficult to objectify and use as a criteria

- All would resuscitate at 26 weeks most would not at 23 weeks

- Grey area 24 and 25 weeks gestation = 2 per 1000 births

- fetal weight 10 error

- gestational age 3 - 5 days error

Can limits be clearly defined Outcome

estimation tool

Secondary criteriae

- Girls 1 week advantage

- Every day increases survival by 3

- Full course of antenatal steroids

- Level of unit

- Black race

- High-medium level of income of parents

- Multiple birth twin-to-twin transfusion

- Birth weight

- Babyrsquos condition at delivery

(chorioamnionitis increases the risk of periventricular leucomalacia)

Time-frame algorythm for decision

making

bull Primary resuscitation YN

bull Proceed to intensive care or palliative care

bull Continue with option YN bull Euthanasia

ndash Netherlands (Groningen Protocol)

bull To motivate physicians to adhere to the highest standards of decision making

bull To reduce hidden euthanasia by facilitating reporting

bull Requires that all possible palliative measures be exhausted before euthanasia is performed

bull Might do more in mobilizing the availability of palliative care services than the current situation of unreported practice

ndash EURONIC 73 in 8 European Countries

Rebagliato M et al EURONIC study group Neonatal end-of-life decision making Physicianrsquos attitudes and relationships

with self-reported practices in 10 European countries The Journal of Medical Association 2000 Nov 15284(19)2451-9

Acting in the ldquobest interests of the patientrdquo

bull degree of suffering involved in the care

bull futility of further intervention

bull likelihood of survival free of serious disability

and practical consequences

Legal - moral The Best Interests Standard

United Kingdom Court of Appeal1993

Doctors and parents may not undertake actions where the purpose is

to end life they may in appropriate circumstances use drugs to

relieve pain and distress even though their use may advance the time

of death

Palliative Care

Palliative Care in France lois Leonetti (2005)

bull Legalises arrest of ldquonon-reasonable treatmentrdquo

bull Authorizes at the end of life the use of treatment for comfort

of patient (pain)

bull Taking into account that the treatment might shorten length of

survival

bull Always with the patientrsquos consent = parentrsquos consent

Recently French Medical Council expressed itself in the same terms

bull At birth neither certainty nor uncertainty as prognosis is clear-cut

(Self-fullfilling prophecy may be created by delays or suboptimal management)

bull Initiation of resuscitation leads to admission to NICU

- cascade of expensive uncomfortable or painful procedures

- raise parental expectations about survival

bull Denying intensive care a priori based solely on the age of

gestation or birth weight = contrary to the principle of equity

bull Decision-making after initial resuscitation (continue or withdraw

treatment) more justifiable

Decision-making for palliative care

Acta Paediatr 2008 Mar97(3)276-9 doi 101111j1651-2227200800663xCaregivers attitudes for very premature infants

what if they knewJanvier A Lantos J DeschIacutenes M Couture E Nadeau S Barrington KJ

bull Case-by-case basis according postnatal assessment

bull Factors always to be considered

- parents

- resources

- planned pregnancy

- assisted conception

- maternal age

- illness and fetal conditions

Decisions made by parents before birth are not necessarily

absolute and binding

Decision-making for intensive care

Divorces after handicap

bull Nine times higher in case of spina bifida (BJ PSYCH 131 79-82

(1977) J Maulden Population studies vol 46 issue2 pages 349 362 (1992)

bull Low birth weight children in the US are at higher risk of experiencing

their parents divorce than children of normal birth weight

bull Not confirmed in British couples

Healthy Baby Healthy Marriage The Effct of Childrens

Health on Divorce Angela R Fertig Princeton University

288 Wallace Hall Princeton NJ 08544

afertigprincetonedu 609-258-5868 June 17 2004

Ethics andhellipcorticosteroids

bull Antenatal corticosteroids

bull A technical medical ethical obligation

ndash No obstetrical or medical CI (infection hypertension)

ndash C Spencer K Neales Antenatal corticosteroids to prevent neonatal respiratory distress syndrome BMJ 2000 320 325 doi

101136bmj3207231325 (Published 5 February 2000)

ndash Roberts D Dalziel Antenatal corticosteroids for accelerating fetal lung maturation for women at risk of preterm birth The

Cochrane Database of Systematic Reviews 2010 Issue 8 Copyright copy 2010 The Cochrane Collaboration

ndash JV Been B W Kramer L J Zimmermann Antenatal corticosteroids to prevent preterm birt The LancetVol 373 Issue 9667 Page

894 14 March 2009

Ethics andhellipcorticosteroids

bull Postnatal corticosteroids in BPD

ndash Increased risk of neurodevelopmental impairment growth retardation etc but faster extubation less PDA etchellip

ndash ldquoEthicallyrdquo contraindicated Early (lt 8 days) postnatal corticosteroids for preventing chronic lung disease in

preterm infants Henry L Halliday1 Richard A Ehrenkranz2 Lex W Doyle31Perinatal Room Royal-Jubilee Maternity Service

Belfast UK 2Department of Pediatrics Yale University New Haven Connecticut USA 3Department of Obstetrics and Gynaecology University of Melbourne Parkville AustraliaContact address Henry L Halliday Perinatal Room Royal-Jubilee Maternity Service Royal Maternity Hospital Grosvenor Road Belfast Northern

Ireland BT12 6BA UK Cochrane Neonatal Group

Ethics andhellipiatrogenic diseases

- Environment in which the baby is managed (eg light noise touch)

- Mode of ventilation (eg conventional synchronized high-frequency)

- Types doses and results of medications used - Short-term and long-term effects of certain often

painful procedures - Foreign bodies or devices used - How the babys nutritional needs are met (enteral

parenteral nutrition) Developmental care for promoting development and preventing morbidity in preterm infants

Amanda J Symington1 Janet Pinelli2

1The Childrens Hospital Hamilton Health Sciences Hamilton Ontario Canada 2School of Nursing McMaster University Hamilton Canada

Cochrane Neonatal Group

Ethics andhellippain

Opioids for neonates receiving mechanical ventilation

Roberto Bell˘1 Koert A de Waal2 Rinaldo Zanini31Neonatal Intensive Care Unit Ospedale Manzoni -Lecco Lecco

Italy 2Neonatology Academic Medical Centre Amsterdam Netherlands 3Neonatal Intensive Care Unit Ospedale

A Manzoni - Lecco Lecco ItalyContact address Roberto Bell˘ Neonatal Intensive Care Unit Ospedale

Manzoni -Lecco Via Eremo 9 Lecco 23900 Italy Editorial group Cochrane Neonatal Group

Intravenous midazolam infusion for sedation of infants in the neonatal intensive care

unit

Eugene Ng1 Anna Taddio2 Arne Ohlsson31Department of Newborn and Developmental Paediatrics Sunnybrook

Health Sciences Centre Toronto Canada 2Graduate Department of Pharmaceutical Sciences Hospital for Sick

Children Research Institute Toronto Canada 3Departments of Paediatrics Obstetrics and Gynaecology and Health

Policy Management and Evaluation University of Toronto Toronto CanadaContact address Eugene Ng

Department of Newborn and Developmental Paediatrics Sunnybrook Health Sciences Centre CO Womens College

Hospital 76 Grenville Street Toronto Ontario M5S1B2 Canada Editorial group Cochrane Neonatal Group

Ethics andhellipaesthetics

bull End-of-life comfortappearance for the

ndash Infant

ndash Parents

ndash Caregivers

Ethics andhellipparents

bull Infant-parent emotional bonding

ndash Regionalisation

ndash Participation of parents in healing process

ndash Skin-to-skin

ndash Informed consent

ndash Decision making

Raines DA Parents values a missing link in the neonatal intensive care equation Neonatal Netw Apr 199615(3)7-12

When individuals lack decision-making capacityhellip

hellipthe interests and welfare of the patient take priority

over all other parties

hellipthe interests of the neonate are inextricably linked

to that of the parents

their interests must be taken into account empowering them to

decision-making

Parents

Kent AL et al Collaborative decision-making for extreme premature delivery J Paediatr Child Health 2007 43 489-91

Parents recommendations

bull Counselling should initiate before delivery

bull Transparency openness and honesty

bull Favour frequent discussions with parents

bull Update them on

ndash their infants condition

ndash interventions that may be needed

bull Avoid confusing medical terminology as much as possible

bull Be honest and frank about the infants condition and prognosis even

on matters of uncertainty

bull Ask feed backs to ensure parents understand what is being discussed

Collaborative decision-making for extreme premature deliveryKent AL et al NSW and ACT Perinatal Care at the Borderlines

of Viability Consensus Workshop Committee J Paediatr Child Health 2007 Jun43(6)489-91

Caeymaex L ed al Journeacutees Parisiennes de Peacutediatrie 2008 Fin de vie en reacuteanimation neacuteonatale mieux

comprendre les attentes et le point de vues des parents

Communication with parents

Montreal group

52 mothers in preterm labour all infants at

23 weeks gestation were resuscitated including

6 cases with conditional non-resuscitation instructions

Thus

- In acute situations the default mode is to treat

- To step back from action seems to be very difficult

Some answers creation of guidelines

protocols

Not feeling alone ability to rely on the experience

and expertise of others is helpful

ndash Expertise

ndash Enabling

ndash Empowering

ndash Encouraging

ndash Education

A Case Method To Assist Clinical Ethics

Decision Making

(Modified from American College of Physicians Ethics Manual)

bull 1 Define the ethics problem as an ought or should question (eg Should we withhold a respirator for this

extremely preterm baby 25 WGA as his parents request)

bull 2 List relevant facts and uncertainties Include facts about the patient and caregivers (such as emotional state cultural

background and legal standing) Include physiologic facts and significant medical uncertainties (such as expected

outcomes with and without treatment) and the benefits and harms of treatment options

bull 3 Identify a decision maker If the patient is competent the decision maker is the patient If the patient is

incompetent identify a proxy decision maker (eg as specified by court appointment state law a durable power of

attorney for health care living will or the next of kin)

bull 4 Give understandable relevant desired information to the decision maker and dispel misconceptions

bull 5 Solicit values of the patient that are relevant to the question These include the patients values about life relation to

community and health care institutions goals for health care and conditions that would change goals and preferences

about health care or proxy decision makers

bull 6 Identify health professional values including health goals (such as prolonging life and alleviating pain) values that

pertain to patient physician communication (such as truth telling and confidentiality) and some values that extend

outside of the patient physician relationship (such as promotion of public health and respect for the law)

bull 7 Propose and critique solutions including options for treatment and alternative providers

bull 8 Identify and remove or address constraints on solutions (such as unavailability of services laws or legal myths)

Recommendations

bull Define yourself your borderline between viability

according to capacities of your facilities

ndash Neurological outcomes

ndash Respiratory outcomes

ndash Caloric intake

Catlin A Carter B Creation of a neonatal end-of-life palliative care protocol J PerinatolApr-May 200222(3)184-95

Much more researchhellip

bull Sociological

bull Interviews of implicated persons

bull Stratification

bull EURONIC

Conclusion bull Grey zones are grey

bull It is likely they will stay grey for some time

bull It would be an error to wash them white or darken them

bull Grey zones have to be adapted to the local contexts

bull Every wardhospitalmaternity should allow open discussions have a

committee on ethics establish internal guidelines

bull The role of the parents in decision-making after as-objective-as-

possible information given by healthcare members is essential

bull Making ethical decisions might be very difficult but ethical

relationships with the preterm and his parents can compensate this

Page 20: Ethical issues of extremely preterm babies’ care: the “grey zone” experiences

MorbidityNuffields (GB)

bull 23 - 24 weeks gestation 64 risk of serious disability

bull At 25 weeks risk of severe disability 40

bull Each day increases survival by 3

bull Girls have a weekrsquos advantage over preterm boys

Nuffield Council on Bioethics Critical care decisions in fetal and neonatal medicine ethical issues

LondonNCB2006 wwwNuffieldbioethicsorggoourworkneonatalpublication 406html

Morbidity Australia

bull Grey zone between 23-25 weeks + 6 days

bull Survival to discharge data

- 22w (0)

- 23w (29)

- 24w (50)

- 25w (65)

bull Proportion with no functional disability

23w (33) 24w (61) 25w (67)

Morbidity The Netherlands

Leiden follow up project data since 1983

Death or abnormal development

23-24 wks (92)

25 weeks (64)

26 weeks (35)

27-32 weeks (18)

Sheldon T Dutch doctors change policy on treating preterm babies BMJ 20013221383

Rijken M et al Mortality and Neurologic Mental and Psychomotor Development at 2 Years in Infants Born less than 27 Weeks

Gestation The Leiden Follow-Up Project on Prematurity Pediatrics january 2003

Recommendations British Association of

Perinatal Medicine

22-28 weeks threshold of viability (under 26 weeks)

- Increasing risk with decreasing gestational age

serious ethical dilemmas

- Short notice decisions

- Need to balance maternal well-being against the

likely neonatal outcome

- Caesarean section in the babyrsquos interests

can rarely be justified prior to 25 weeks gestation

- Threshold viability infants should be followed up for

at least 2 years data collection

British Association of Perinatal Medicine Fetuses and newborn infants at the threshold of viability Pediatr 20021101024-27

Recommendations The American Academy

of Pediatrics bull 22-25 weeks gestation problematic

bull Non-initiation of resuscitation at 23 weeks (less 400g)

is appropriate

bull Difficulties in making accurate assessments before birth

bull Fetal weight can be inaccurate by 15-20

bull Small discrepancies in gestation of 1 or 2 weeks can have

major implications for outcome

bull Multiple gestation makes evaluation difficult

bull Counselling

bull But US legal trends restrict discretionary decision-making

Stringer M Brooks PM et al New guidelines for maternal and neonatal resuscitation Journal of obstetrics

gynecology and neonatal nursing 2007 36(6) 624 -34

The Marginally Viable Newborn Legal Challenges Conceptual Inadequacies and ReasonablenessSadath A Sayeed MD JD

The Journal of Law Medicine amp Ethics Volume 34 Issue 3 600-610 2006

Recommendations The Fetus and Newborn

Committee Canada

bull 22 weeks compassionate care only

bull 23-24 weeks careful consideration limited benefits and potential

harms of caesarean section and active resuscitation

bull Full care 25 weeks (survival rate is 50-80 with disability rates 10-25)

Fetus and newborn committee Canadian paediatric society maternal-fetal medicine committee society of obstetricians and

gynaecologists of Canada Management of the woman with threatened birth of an infant of extremely low gestational age

Can Med Assoc J 1994151547-53

Recommendations The Netherlands

bull No intensive care to babies before 25-26 weeks gestation

bull Decisions should be taken with full participation of the parents

bull Unclear cutoff of resuscitation of immature infants

- at 25 50 or 75 chance of intact survival - (Viability not universally agreed thus if bar is set low there will be more

survivors with more handicaps)

bull Euthanasia institutionalised

Sheldon T Dutch doctors change policy on treating preterm babies BMJ 20013221383

Recommendations Australia

bull Grey zone between 23-25 weeks + 6 days option of non-initiation of

resuscitation and intensive care reasonable

- obligation to treat increases as the gestation advances

- at 25 weeks active treatment is usually offered

- unless adverse circumstances

bull twin-twin transfusion

bull intrauterine growth restriction

bull chorioamnionitis

bull poor condition at birth or the presence of a serious abnormality

- at 26 weeks gestation the obligation to treat is very high

- non-directive counselling avoidance of over burdening parents

bull 24 weeks antenatal transfer to a tertiary centre with option of ldquoDNRrdquo

Aust N Z J Obstet Gynaecol 2007 Aug47(4)273-8Delivery in the grey zone collaborative approach to extremely preterm birth

Keogh J Sinn J Hollebone K Bajuk B Fischer W Lui K Consensus Workshop Organising Committee

Malcom F Should artificial resuscitation be offered to extremely premature neonates AMSJ 2010 p 86-9

Recommendations The Nuffield Council

on Bioethics (GB)

bull 23-26 weeks = grey area

bull 2 components

- to resuscitate and admit to the NICU

- to continue with intensive care or replace with

palliative care

bull Recommendations

- at 25 weeks and above institute intensive care

- 24-25 weeks offer intensive care unless different parentsrsquo wishes

- 23- 24 weeks clinicians should not be obliged to resuscitate

Nuffield Council on Bioethics Critical care decisions in fetal and neonatal medicine ethical issues

LondonNCB2006 wwwNuffieldbioethicsorggoourworkneonatalpublication 406html

ldquoNatural instincts are to try to save all babies even if

the babys chances of survival are low

However we dont think it is always right to put a baby

through the stress and pain of invasive treatment if the

baby is unlikely to get any better and death is

inevitable (Margaret Brazier professor of law at Manchester University)

Prolonging the life of profoundly sick premature babies

may be inhumane and place an intolerable burden on

the babyrdquo

treatment just prolongs the process of dyingrdquo

(Andrew Whitelaw professor of neonatal medicine at the University of Bristol UK)

Nuffield Council on Bioethics

The Nuffield Council on Bioethics

Medical ethics committee of the British Medical Association (BMA)

bull The report echoes existing best practicerdquo

bull Disagreement with stringent cut-off points for treatment

- The BMA believes that blanket rules do not help

individual parents or their very premature babiesrdquo

- Each case should be considered on its merits andin its

own contextrdquo

(Tony Calland)

When premature babies should be allowed to die Gaia Vince New scientist 15 November 2006

Neonatal section of the Irish Faculty of

Paediatrics

bull Withdrawal of care appropriate in infants born within the

threshold period who fail to respond to initial intensive care

efforts or develop severe complications

bull Acceptable not to resuscitate newborns

under 500g andor under 24 weeks gestation

Neonatal subcommittee of the Irish faculty of Paediatrics Statement on perinatal care at the threshold of viability2006

Recommendations France

bull Usually no resuscitation below 24 WGA

bull At 24 weeks particular attention to parentsrsquo wishes

bull Maximum degree of uncertainty on the real interest of the patient nobody can pretend to claim which is the best attitude

bull Other criteriae to be taken into account (discretional resuscitation)

bull Prenatal corticosteroids

Moriette G Rameix S et al groupe de reacuteflexion sur les aspects eacutethiques de la peacuterinatologie very premature births dilemmas and management Part 1 outcome of infants born before 28 weeks of postmenstrual age and definition of grey zone Archives de Peacutediatrie 2010 May17(5)518-26 part 2 527-39

Recommendations Switzerland

bull lt 24 weeks palliative

bull gt 24 weeks according to the experienced neonatology

team

Swiss Society of Neonatology recommandations pour la prise en charge des preacutematureacutes agrave la limite de la viabiliteacute (22 - 26 SA) 2002

Recommendations Ukraine

Gestation period lt 28 weeks

bull Define the exact gestational age and weightof the fetus estimate

prognosis provide further consultations recommendations and coordinate

team work of all members of perinatal team

bull Inform and discuss with future parents about medical and social risks and

peculiarities of resuscitation care providing for the newborn

bull Resuscitation is almost always provided if high survival chances and

acceptable morbidity

bull In case of doubtful prognosis necessity to support the wish of parents

bull Do not start the resuscitation of a newborn if almost 100 early death rate

likely (Ie gestation period lt 23 weeks weight lt 400 gr)

Can limits be clearly defined Summary

- No international consensus = chance for avoidance of

systematic approaches

- CUTOFF borderline of viability

- 50 of mortality but disability difficult to objectify and use as a criteria

- All would resuscitate at 26 weeks most would not at 23 weeks

- Grey area 24 and 25 weeks gestation = 2 per 1000 births

- fetal weight 10 error

- gestational age 3 - 5 days error

Can limits be clearly defined Outcome

estimation tool

Secondary criteriae

- Girls 1 week advantage

- Every day increases survival by 3

- Full course of antenatal steroids

- Level of unit

- Black race

- High-medium level of income of parents

- Multiple birth twin-to-twin transfusion

- Birth weight

- Babyrsquos condition at delivery

(chorioamnionitis increases the risk of periventricular leucomalacia)

Time-frame algorythm for decision

making

bull Primary resuscitation YN

bull Proceed to intensive care or palliative care

bull Continue with option YN bull Euthanasia

ndash Netherlands (Groningen Protocol)

bull To motivate physicians to adhere to the highest standards of decision making

bull To reduce hidden euthanasia by facilitating reporting

bull Requires that all possible palliative measures be exhausted before euthanasia is performed

bull Might do more in mobilizing the availability of palliative care services than the current situation of unreported practice

ndash EURONIC 73 in 8 European Countries

Rebagliato M et al EURONIC study group Neonatal end-of-life decision making Physicianrsquos attitudes and relationships

with self-reported practices in 10 European countries The Journal of Medical Association 2000 Nov 15284(19)2451-9

Acting in the ldquobest interests of the patientrdquo

bull degree of suffering involved in the care

bull futility of further intervention

bull likelihood of survival free of serious disability

and practical consequences

Legal - moral The Best Interests Standard

United Kingdom Court of Appeal1993

Doctors and parents may not undertake actions where the purpose is

to end life they may in appropriate circumstances use drugs to

relieve pain and distress even though their use may advance the time

of death

Palliative Care

Palliative Care in France lois Leonetti (2005)

bull Legalises arrest of ldquonon-reasonable treatmentrdquo

bull Authorizes at the end of life the use of treatment for comfort

of patient (pain)

bull Taking into account that the treatment might shorten length of

survival

bull Always with the patientrsquos consent = parentrsquos consent

Recently French Medical Council expressed itself in the same terms

bull At birth neither certainty nor uncertainty as prognosis is clear-cut

(Self-fullfilling prophecy may be created by delays or suboptimal management)

bull Initiation of resuscitation leads to admission to NICU

- cascade of expensive uncomfortable or painful procedures

- raise parental expectations about survival

bull Denying intensive care a priori based solely on the age of

gestation or birth weight = contrary to the principle of equity

bull Decision-making after initial resuscitation (continue or withdraw

treatment) more justifiable

Decision-making for palliative care

Acta Paediatr 2008 Mar97(3)276-9 doi 101111j1651-2227200800663xCaregivers attitudes for very premature infants

what if they knewJanvier A Lantos J DeschIacutenes M Couture E Nadeau S Barrington KJ

bull Case-by-case basis according postnatal assessment

bull Factors always to be considered

- parents

- resources

- planned pregnancy

- assisted conception

- maternal age

- illness and fetal conditions

Decisions made by parents before birth are not necessarily

absolute and binding

Decision-making for intensive care

Divorces after handicap

bull Nine times higher in case of spina bifida (BJ PSYCH 131 79-82

(1977) J Maulden Population studies vol 46 issue2 pages 349 362 (1992)

bull Low birth weight children in the US are at higher risk of experiencing

their parents divorce than children of normal birth weight

bull Not confirmed in British couples

Healthy Baby Healthy Marriage The Effct of Childrens

Health on Divorce Angela R Fertig Princeton University

288 Wallace Hall Princeton NJ 08544

afertigprincetonedu 609-258-5868 June 17 2004

Ethics andhellipcorticosteroids

bull Antenatal corticosteroids

bull A technical medical ethical obligation

ndash No obstetrical or medical CI (infection hypertension)

ndash C Spencer K Neales Antenatal corticosteroids to prevent neonatal respiratory distress syndrome BMJ 2000 320 325 doi

101136bmj3207231325 (Published 5 February 2000)

ndash Roberts D Dalziel Antenatal corticosteroids for accelerating fetal lung maturation for women at risk of preterm birth The

Cochrane Database of Systematic Reviews 2010 Issue 8 Copyright copy 2010 The Cochrane Collaboration

ndash JV Been B W Kramer L J Zimmermann Antenatal corticosteroids to prevent preterm birt The LancetVol 373 Issue 9667 Page

894 14 March 2009

Ethics andhellipcorticosteroids

bull Postnatal corticosteroids in BPD

ndash Increased risk of neurodevelopmental impairment growth retardation etc but faster extubation less PDA etchellip

ndash ldquoEthicallyrdquo contraindicated Early (lt 8 days) postnatal corticosteroids for preventing chronic lung disease in

preterm infants Henry L Halliday1 Richard A Ehrenkranz2 Lex W Doyle31Perinatal Room Royal-Jubilee Maternity Service

Belfast UK 2Department of Pediatrics Yale University New Haven Connecticut USA 3Department of Obstetrics and Gynaecology University of Melbourne Parkville AustraliaContact address Henry L Halliday Perinatal Room Royal-Jubilee Maternity Service Royal Maternity Hospital Grosvenor Road Belfast Northern

Ireland BT12 6BA UK Cochrane Neonatal Group

Ethics andhellipiatrogenic diseases

- Environment in which the baby is managed (eg light noise touch)

- Mode of ventilation (eg conventional synchronized high-frequency)

- Types doses and results of medications used - Short-term and long-term effects of certain often

painful procedures - Foreign bodies or devices used - How the babys nutritional needs are met (enteral

parenteral nutrition) Developmental care for promoting development and preventing morbidity in preterm infants

Amanda J Symington1 Janet Pinelli2

1The Childrens Hospital Hamilton Health Sciences Hamilton Ontario Canada 2School of Nursing McMaster University Hamilton Canada

Cochrane Neonatal Group

Ethics andhellippain

Opioids for neonates receiving mechanical ventilation

Roberto Bell˘1 Koert A de Waal2 Rinaldo Zanini31Neonatal Intensive Care Unit Ospedale Manzoni -Lecco Lecco

Italy 2Neonatology Academic Medical Centre Amsterdam Netherlands 3Neonatal Intensive Care Unit Ospedale

A Manzoni - Lecco Lecco ItalyContact address Roberto Bell˘ Neonatal Intensive Care Unit Ospedale

Manzoni -Lecco Via Eremo 9 Lecco 23900 Italy Editorial group Cochrane Neonatal Group

Intravenous midazolam infusion for sedation of infants in the neonatal intensive care

unit

Eugene Ng1 Anna Taddio2 Arne Ohlsson31Department of Newborn and Developmental Paediatrics Sunnybrook

Health Sciences Centre Toronto Canada 2Graduate Department of Pharmaceutical Sciences Hospital for Sick

Children Research Institute Toronto Canada 3Departments of Paediatrics Obstetrics and Gynaecology and Health

Policy Management and Evaluation University of Toronto Toronto CanadaContact address Eugene Ng

Department of Newborn and Developmental Paediatrics Sunnybrook Health Sciences Centre CO Womens College

Hospital 76 Grenville Street Toronto Ontario M5S1B2 Canada Editorial group Cochrane Neonatal Group

Ethics andhellipaesthetics

bull End-of-life comfortappearance for the

ndash Infant

ndash Parents

ndash Caregivers

Ethics andhellipparents

bull Infant-parent emotional bonding

ndash Regionalisation

ndash Participation of parents in healing process

ndash Skin-to-skin

ndash Informed consent

ndash Decision making

Raines DA Parents values a missing link in the neonatal intensive care equation Neonatal Netw Apr 199615(3)7-12

When individuals lack decision-making capacityhellip

hellipthe interests and welfare of the patient take priority

over all other parties

hellipthe interests of the neonate are inextricably linked

to that of the parents

their interests must be taken into account empowering them to

decision-making

Parents

Kent AL et al Collaborative decision-making for extreme premature delivery J Paediatr Child Health 2007 43 489-91

Parents recommendations

bull Counselling should initiate before delivery

bull Transparency openness and honesty

bull Favour frequent discussions with parents

bull Update them on

ndash their infants condition

ndash interventions that may be needed

bull Avoid confusing medical terminology as much as possible

bull Be honest and frank about the infants condition and prognosis even

on matters of uncertainty

bull Ask feed backs to ensure parents understand what is being discussed

Collaborative decision-making for extreme premature deliveryKent AL et al NSW and ACT Perinatal Care at the Borderlines

of Viability Consensus Workshop Committee J Paediatr Child Health 2007 Jun43(6)489-91

Caeymaex L ed al Journeacutees Parisiennes de Peacutediatrie 2008 Fin de vie en reacuteanimation neacuteonatale mieux

comprendre les attentes et le point de vues des parents

Communication with parents

Montreal group

52 mothers in preterm labour all infants at

23 weeks gestation were resuscitated including

6 cases with conditional non-resuscitation instructions

Thus

- In acute situations the default mode is to treat

- To step back from action seems to be very difficult

Some answers creation of guidelines

protocols

Not feeling alone ability to rely on the experience

and expertise of others is helpful

ndash Expertise

ndash Enabling

ndash Empowering

ndash Encouraging

ndash Education

A Case Method To Assist Clinical Ethics

Decision Making

(Modified from American College of Physicians Ethics Manual)

bull 1 Define the ethics problem as an ought or should question (eg Should we withhold a respirator for this

extremely preterm baby 25 WGA as his parents request)

bull 2 List relevant facts and uncertainties Include facts about the patient and caregivers (such as emotional state cultural

background and legal standing) Include physiologic facts and significant medical uncertainties (such as expected

outcomes with and without treatment) and the benefits and harms of treatment options

bull 3 Identify a decision maker If the patient is competent the decision maker is the patient If the patient is

incompetent identify a proxy decision maker (eg as specified by court appointment state law a durable power of

attorney for health care living will or the next of kin)

bull 4 Give understandable relevant desired information to the decision maker and dispel misconceptions

bull 5 Solicit values of the patient that are relevant to the question These include the patients values about life relation to

community and health care institutions goals for health care and conditions that would change goals and preferences

about health care or proxy decision makers

bull 6 Identify health professional values including health goals (such as prolonging life and alleviating pain) values that

pertain to patient physician communication (such as truth telling and confidentiality) and some values that extend

outside of the patient physician relationship (such as promotion of public health and respect for the law)

bull 7 Propose and critique solutions including options for treatment and alternative providers

bull 8 Identify and remove or address constraints on solutions (such as unavailability of services laws or legal myths)

Recommendations

bull Define yourself your borderline between viability

according to capacities of your facilities

ndash Neurological outcomes

ndash Respiratory outcomes

ndash Caloric intake

Catlin A Carter B Creation of a neonatal end-of-life palliative care protocol J PerinatolApr-May 200222(3)184-95

Much more researchhellip

bull Sociological

bull Interviews of implicated persons

bull Stratification

bull EURONIC

Conclusion bull Grey zones are grey

bull It is likely they will stay grey for some time

bull It would be an error to wash them white or darken them

bull Grey zones have to be adapted to the local contexts

bull Every wardhospitalmaternity should allow open discussions have a

committee on ethics establish internal guidelines

bull The role of the parents in decision-making after as-objective-as-

possible information given by healthcare members is essential

bull Making ethical decisions might be very difficult but ethical

relationships with the preterm and his parents can compensate this

Page 21: Ethical issues of extremely preterm babies’ care: the “grey zone” experiences

Morbidity Australia

bull Grey zone between 23-25 weeks + 6 days

bull Survival to discharge data

- 22w (0)

- 23w (29)

- 24w (50)

- 25w (65)

bull Proportion with no functional disability

23w (33) 24w (61) 25w (67)

Morbidity The Netherlands

Leiden follow up project data since 1983

Death or abnormal development

23-24 wks (92)

25 weeks (64)

26 weeks (35)

27-32 weeks (18)

Sheldon T Dutch doctors change policy on treating preterm babies BMJ 20013221383

Rijken M et al Mortality and Neurologic Mental and Psychomotor Development at 2 Years in Infants Born less than 27 Weeks

Gestation The Leiden Follow-Up Project on Prematurity Pediatrics january 2003

Recommendations British Association of

Perinatal Medicine

22-28 weeks threshold of viability (under 26 weeks)

- Increasing risk with decreasing gestational age

serious ethical dilemmas

- Short notice decisions

- Need to balance maternal well-being against the

likely neonatal outcome

- Caesarean section in the babyrsquos interests

can rarely be justified prior to 25 weeks gestation

- Threshold viability infants should be followed up for

at least 2 years data collection

British Association of Perinatal Medicine Fetuses and newborn infants at the threshold of viability Pediatr 20021101024-27

Recommendations The American Academy

of Pediatrics bull 22-25 weeks gestation problematic

bull Non-initiation of resuscitation at 23 weeks (less 400g)

is appropriate

bull Difficulties in making accurate assessments before birth

bull Fetal weight can be inaccurate by 15-20

bull Small discrepancies in gestation of 1 or 2 weeks can have

major implications for outcome

bull Multiple gestation makes evaluation difficult

bull Counselling

bull But US legal trends restrict discretionary decision-making

Stringer M Brooks PM et al New guidelines for maternal and neonatal resuscitation Journal of obstetrics

gynecology and neonatal nursing 2007 36(6) 624 -34

The Marginally Viable Newborn Legal Challenges Conceptual Inadequacies and ReasonablenessSadath A Sayeed MD JD

The Journal of Law Medicine amp Ethics Volume 34 Issue 3 600-610 2006

Recommendations The Fetus and Newborn

Committee Canada

bull 22 weeks compassionate care only

bull 23-24 weeks careful consideration limited benefits and potential

harms of caesarean section and active resuscitation

bull Full care 25 weeks (survival rate is 50-80 with disability rates 10-25)

Fetus and newborn committee Canadian paediatric society maternal-fetal medicine committee society of obstetricians and

gynaecologists of Canada Management of the woman with threatened birth of an infant of extremely low gestational age

Can Med Assoc J 1994151547-53

Recommendations The Netherlands

bull No intensive care to babies before 25-26 weeks gestation

bull Decisions should be taken with full participation of the parents

bull Unclear cutoff of resuscitation of immature infants

- at 25 50 or 75 chance of intact survival - (Viability not universally agreed thus if bar is set low there will be more

survivors with more handicaps)

bull Euthanasia institutionalised

Sheldon T Dutch doctors change policy on treating preterm babies BMJ 20013221383

Recommendations Australia

bull Grey zone between 23-25 weeks + 6 days option of non-initiation of

resuscitation and intensive care reasonable

- obligation to treat increases as the gestation advances

- at 25 weeks active treatment is usually offered

- unless adverse circumstances

bull twin-twin transfusion

bull intrauterine growth restriction

bull chorioamnionitis

bull poor condition at birth or the presence of a serious abnormality

- at 26 weeks gestation the obligation to treat is very high

- non-directive counselling avoidance of over burdening parents

bull 24 weeks antenatal transfer to a tertiary centre with option of ldquoDNRrdquo

Aust N Z J Obstet Gynaecol 2007 Aug47(4)273-8Delivery in the grey zone collaborative approach to extremely preterm birth

Keogh J Sinn J Hollebone K Bajuk B Fischer W Lui K Consensus Workshop Organising Committee

Malcom F Should artificial resuscitation be offered to extremely premature neonates AMSJ 2010 p 86-9

Recommendations The Nuffield Council

on Bioethics (GB)

bull 23-26 weeks = grey area

bull 2 components

- to resuscitate and admit to the NICU

- to continue with intensive care or replace with

palliative care

bull Recommendations

- at 25 weeks and above institute intensive care

- 24-25 weeks offer intensive care unless different parentsrsquo wishes

- 23- 24 weeks clinicians should not be obliged to resuscitate

Nuffield Council on Bioethics Critical care decisions in fetal and neonatal medicine ethical issues

LondonNCB2006 wwwNuffieldbioethicsorggoourworkneonatalpublication 406html

ldquoNatural instincts are to try to save all babies even if

the babys chances of survival are low

However we dont think it is always right to put a baby

through the stress and pain of invasive treatment if the

baby is unlikely to get any better and death is

inevitable (Margaret Brazier professor of law at Manchester University)

Prolonging the life of profoundly sick premature babies

may be inhumane and place an intolerable burden on

the babyrdquo

treatment just prolongs the process of dyingrdquo

(Andrew Whitelaw professor of neonatal medicine at the University of Bristol UK)

Nuffield Council on Bioethics

The Nuffield Council on Bioethics

Medical ethics committee of the British Medical Association (BMA)

bull The report echoes existing best practicerdquo

bull Disagreement with stringent cut-off points for treatment

- The BMA believes that blanket rules do not help

individual parents or their very premature babiesrdquo

- Each case should be considered on its merits andin its

own contextrdquo

(Tony Calland)

When premature babies should be allowed to die Gaia Vince New scientist 15 November 2006

Neonatal section of the Irish Faculty of

Paediatrics

bull Withdrawal of care appropriate in infants born within the

threshold period who fail to respond to initial intensive care

efforts or develop severe complications

bull Acceptable not to resuscitate newborns

under 500g andor under 24 weeks gestation

Neonatal subcommittee of the Irish faculty of Paediatrics Statement on perinatal care at the threshold of viability2006

Recommendations France

bull Usually no resuscitation below 24 WGA

bull At 24 weeks particular attention to parentsrsquo wishes

bull Maximum degree of uncertainty on the real interest of the patient nobody can pretend to claim which is the best attitude

bull Other criteriae to be taken into account (discretional resuscitation)

bull Prenatal corticosteroids

Moriette G Rameix S et al groupe de reacuteflexion sur les aspects eacutethiques de la peacuterinatologie very premature births dilemmas and management Part 1 outcome of infants born before 28 weeks of postmenstrual age and definition of grey zone Archives de Peacutediatrie 2010 May17(5)518-26 part 2 527-39

Recommendations Switzerland

bull lt 24 weeks palliative

bull gt 24 weeks according to the experienced neonatology

team

Swiss Society of Neonatology recommandations pour la prise en charge des preacutematureacutes agrave la limite de la viabiliteacute (22 - 26 SA) 2002

Recommendations Ukraine

Gestation period lt 28 weeks

bull Define the exact gestational age and weightof the fetus estimate

prognosis provide further consultations recommendations and coordinate

team work of all members of perinatal team

bull Inform and discuss with future parents about medical and social risks and

peculiarities of resuscitation care providing for the newborn

bull Resuscitation is almost always provided if high survival chances and

acceptable morbidity

bull In case of doubtful prognosis necessity to support the wish of parents

bull Do not start the resuscitation of a newborn if almost 100 early death rate

likely (Ie gestation period lt 23 weeks weight lt 400 gr)

Can limits be clearly defined Summary

- No international consensus = chance for avoidance of

systematic approaches

- CUTOFF borderline of viability

- 50 of mortality but disability difficult to objectify and use as a criteria

- All would resuscitate at 26 weeks most would not at 23 weeks

- Grey area 24 and 25 weeks gestation = 2 per 1000 births

- fetal weight 10 error

- gestational age 3 - 5 days error

Can limits be clearly defined Outcome

estimation tool

Secondary criteriae

- Girls 1 week advantage

- Every day increases survival by 3

- Full course of antenatal steroids

- Level of unit

- Black race

- High-medium level of income of parents

- Multiple birth twin-to-twin transfusion

- Birth weight

- Babyrsquos condition at delivery

(chorioamnionitis increases the risk of periventricular leucomalacia)

Time-frame algorythm for decision

making

bull Primary resuscitation YN

bull Proceed to intensive care or palliative care

bull Continue with option YN bull Euthanasia

ndash Netherlands (Groningen Protocol)

bull To motivate physicians to adhere to the highest standards of decision making

bull To reduce hidden euthanasia by facilitating reporting

bull Requires that all possible palliative measures be exhausted before euthanasia is performed

bull Might do more in mobilizing the availability of palliative care services than the current situation of unreported practice

ndash EURONIC 73 in 8 European Countries

Rebagliato M et al EURONIC study group Neonatal end-of-life decision making Physicianrsquos attitudes and relationships

with self-reported practices in 10 European countries The Journal of Medical Association 2000 Nov 15284(19)2451-9

Acting in the ldquobest interests of the patientrdquo

bull degree of suffering involved in the care

bull futility of further intervention

bull likelihood of survival free of serious disability

and practical consequences

Legal - moral The Best Interests Standard

United Kingdom Court of Appeal1993

Doctors and parents may not undertake actions where the purpose is

to end life they may in appropriate circumstances use drugs to

relieve pain and distress even though their use may advance the time

of death

Palliative Care

Palliative Care in France lois Leonetti (2005)

bull Legalises arrest of ldquonon-reasonable treatmentrdquo

bull Authorizes at the end of life the use of treatment for comfort

of patient (pain)

bull Taking into account that the treatment might shorten length of

survival

bull Always with the patientrsquos consent = parentrsquos consent

Recently French Medical Council expressed itself in the same terms

bull At birth neither certainty nor uncertainty as prognosis is clear-cut

(Self-fullfilling prophecy may be created by delays or suboptimal management)

bull Initiation of resuscitation leads to admission to NICU

- cascade of expensive uncomfortable or painful procedures

- raise parental expectations about survival

bull Denying intensive care a priori based solely on the age of

gestation or birth weight = contrary to the principle of equity

bull Decision-making after initial resuscitation (continue or withdraw

treatment) more justifiable

Decision-making for palliative care

Acta Paediatr 2008 Mar97(3)276-9 doi 101111j1651-2227200800663xCaregivers attitudes for very premature infants

what if they knewJanvier A Lantos J DeschIacutenes M Couture E Nadeau S Barrington KJ

bull Case-by-case basis according postnatal assessment

bull Factors always to be considered

- parents

- resources

- planned pregnancy

- assisted conception

- maternal age

- illness and fetal conditions

Decisions made by parents before birth are not necessarily

absolute and binding

Decision-making for intensive care

Divorces after handicap

bull Nine times higher in case of spina bifida (BJ PSYCH 131 79-82

(1977) J Maulden Population studies vol 46 issue2 pages 349 362 (1992)

bull Low birth weight children in the US are at higher risk of experiencing

their parents divorce than children of normal birth weight

bull Not confirmed in British couples

Healthy Baby Healthy Marriage The Effct of Childrens

Health on Divorce Angela R Fertig Princeton University

288 Wallace Hall Princeton NJ 08544

afertigprincetonedu 609-258-5868 June 17 2004

Ethics andhellipcorticosteroids

bull Antenatal corticosteroids

bull A technical medical ethical obligation

ndash No obstetrical or medical CI (infection hypertension)

ndash C Spencer K Neales Antenatal corticosteroids to prevent neonatal respiratory distress syndrome BMJ 2000 320 325 doi

101136bmj3207231325 (Published 5 February 2000)

ndash Roberts D Dalziel Antenatal corticosteroids for accelerating fetal lung maturation for women at risk of preterm birth The

Cochrane Database of Systematic Reviews 2010 Issue 8 Copyright copy 2010 The Cochrane Collaboration

ndash JV Been B W Kramer L J Zimmermann Antenatal corticosteroids to prevent preterm birt The LancetVol 373 Issue 9667 Page

894 14 March 2009

Ethics andhellipcorticosteroids

bull Postnatal corticosteroids in BPD

ndash Increased risk of neurodevelopmental impairment growth retardation etc but faster extubation less PDA etchellip

ndash ldquoEthicallyrdquo contraindicated Early (lt 8 days) postnatal corticosteroids for preventing chronic lung disease in

preterm infants Henry L Halliday1 Richard A Ehrenkranz2 Lex W Doyle31Perinatal Room Royal-Jubilee Maternity Service

Belfast UK 2Department of Pediatrics Yale University New Haven Connecticut USA 3Department of Obstetrics and Gynaecology University of Melbourne Parkville AustraliaContact address Henry L Halliday Perinatal Room Royal-Jubilee Maternity Service Royal Maternity Hospital Grosvenor Road Belfast Northern

Ireland BT12 6BA UK Cochrane Neonatal Group

Ethics andhellipiatrogenic diseases

- Environment in which the baby is managed (eg light noise touch)

- Mode of ventilation (eg conventional synchronized high-frequency)

- Types doses and results of medications used - Short-term and long-term effects of certain often

painful procedures - Foreign bodies or devices used - How the babys nutritional needs are met (enteral

parenteral nutrition) Developmental care for promoting development and preventing morbidity in preterm infants

Amanda J Symington1 Janet Pinelli2

1The Childrens Hospital Hamilton Health Sciences Hamilton Ontario Canada 2School of Nursing McMaster University Hamilton Canada

Cochrane Neonatal Group

Ethics andhellippain

Opioids for neonates receiving mechanical ventilation

Roberto Bell˘1 Koert A de Waal2 Rinaldo Zanini31Neonatal Intensive Care Unit Ospedale Manzoni -Lecco Lecco

Italy 2Neonatology Academic Medical Centre Amsterdam Netherlands 3Neonatal Intensive Care Unit Ospedale

A Manzoni - Lecco Lecco ItalyContact address Roberto Bell˘ Neonatal Intensive Care Unit Ospedale

Manzoni -Lecco Via Eremo 9 Lecco 23900 Italy Editorial group Cochrane Neonatal Group

Intravenous midazolam infusion for sedation of infants in the neonatal intensive care

unit

Eugene Ng1 Anna Taddio2 Arne Ohlsson31Department of Newborn and Developmental Paediatrics Sunnybrook

Health Sciences Centre Toronto Canada 2Graduate Department of Pharmaceutical Sciences Hospital for Sick

Children Research Institute Toronto Canada 3Departments of Paediatrics Obstetrics and Gynaecology and Health

Policy Management and Evaluation University of Toronto Toronto CanadaContact address Eugene Ng

Department of Newborn and Developmental Paediatrics Sunnybrook Health Sciences Centre CO Womens College

Hospital 76 Grenville Street Toronto Ontario M5S1B2 Canada Editorial group Cochrane Neonatal Group

Ethics andhellipaesthetics

bull End-of-life comfortappearance for the

ndash Infant

ndash Parents

ndash Caregivers

Ethics andhellipparents

bull Infant-parent emotional bonding

ndash Regionalisation

ndash Participation of parents in healing process

ndash Skin-to-skin

ndash Informed consent

ndash Decision making

Raines DA Parents values a missing link in the neonatal intensive care equation Neonatal Netw Apr 199615(3)7-12

When individuals lack decision-making capacityhellip

hellipthe interests and welfare of the patient take priority

over all other parties

hellipthe interests of the neonate are inextricably linked

to that of the parents

their interests must be taken into account empowering them to

decision-making

Parents

Kent AL et al Collaborative decision-making for extreme premature delivery J Paediatr Child Health 2007 43 489-91

Parents recommendations

bull Counselling should initiate before delivery

bull Transparency openness and honesty

bull Favour frequent discussions with parents

bull Update them on

ndash their infants condition

ndash interventions that may be needed

bull Avoid confusing medical terminology as much as possible

bull Be honest and frank about the infants condition and prognosis even

on matters of uncertainty

bull Ask feed backs to ensure parents understand what is being discussed

Collaborative decision-making for extreme premature deliveryKent AL et al NSW and ACT Perinatal Care at the Borderlines

of Viability Consensus Workshop Committee J Paediatr Child Health 2007 Jun43(6)489-91

Caeymaex L ed al Journeacutees Parisiennes de Peacutediatrie 2008 Fin de vie en reacuteanimation neacuteonatale mieux

comprendre les attentes et le point de vues des parents

Communication with parents

Montreal group

52 mothers in preterm labour all infants at

23 weeks gestation were resuscitated including

6 cases with conditional non-resuscitation instructions

Thus

- In acute situations the default mode is to treat

- To step back from action seems to be very difficult

Some answers creation of guidelines

protocols

Not feeling alone ability to rely on the experience

and expertise of others is helpful

ndash Expertise

ndash Enabling

ndash Empowering

ndash Encouraging

ndash Education

A Case Method To Assist Clinical Ethics

Decision Making

(Modified from American College of Physicians Ethics Manual)

bull 1 Define the ethics problem as an ought or should question (eg Should we withhold a respirator for this

extremely preterm baby 25 WGA as his parents request)

bull 2 List relevant facts and uncertainties Include facts about the patient and caregivers (such as emotional state cultural

background and legal standing) Include physiologic facts and significant medical uncertainties (such as expected

outcomes with and without treatment) and the benefits and harms of treatment options

bull 3 Identify a decision maker If the patient is competent the decision maker is the patient If the patient is

incompetent identify a proxy decision maker (eg as specified by court appointment state law a durable power of

attorney for health care living will or the next of kin)

bull 4 Give understandable relevant desired information to the decision maker and dispel misconceptions

bull 5 Solicit values of the patient that are relevant to the question These include the patients values about life relation to

community and health care institutions goals for health care and conditions that would change goals and preferences

about health care or proxy decision makers

bull 6 Identify health professional values including health goals (such as prolonging life and alleviating pain) values that

pertain to patient physician communication (such as truth telling and confidentiality) and some values that extend

outside of the patient physician relationship (such as promotion of public health and respect for the law)

bull 7 Propose and critique solutions including options for treatment and alternative providers

bull 8 Identify and remove or address constraints on solutions (such as unavailability of services laws or legal myths)

Recommendations

bull Define yourself your borderline between viability

according to capacities of your facilities

ndash Neurological outcomes

ndash Respiratory outcomes

ndash Caloric intake

Catlin A Carter B Creation of a neonatal end-of-life palliative care protocol J PerinatolApr-May 200222(3)184-95

Much more researchhellip

bull Sociological

bull Interviews of implicated persons

bull Stratification

bull EURONIC

Conclusion bull Grey zones are grey

bull It is likely they will stay grey for some time

bull It would be an error to wash them white or darken them

bull Grey zones have to be adapted to the local contexts

bull Every wardhospitalmaternity should allow open discussions have a

committee on ethics establish internal guidelines

bull The role of the parents in decision-making after as-objective-as-

possible information given by healthcare members is essential

bull Making ethical decisions might be very difficult but ethical

relationships with the preterm and his parents can compensate this

Page 22: Ethical issues of extremely preterm babies’ care: the “grey zone” experiences

Morbidity The Netherlands

Leiden follow up project data since 1983

Death or abnormal development

23-24 wks (92)

25 weeks (64)

26 weeks (35)

27-32 weeks (18)

Sheldon T Dutch doctors change policy on treating preterm babies BMJ 20013221383

Rijken M et al Mortality and Neurologic Mental and Psychomotor Development at 2 Years in Infants Born less than 27 Weeks

Gestation The Leiden Follow-Up Project on Prematurity Pediatrics january 2003

Recommendations British Association of

Perinatal Medicine

22-28 weeks threshold of viability (under 26 weeks)

- Increasing risk with decreasing gestational age

serious ethical dilemmas

- Short notice decisions

- Need to balance maternal well-being against the

likely neonatal outcome

- Caesarean section in the babyrsquos interests

can rarely be justified prior to 25 weeks gestation

- Threshold viability infants should be followed up for

at least 2 years data collection

British Association of Perinatal Medicine Fetuses and newborn infants at the threshold of viability Pediatr 20021101024-27

Recommendations The American Academy

of Pediatrics bull 22-25 weeks gestation problematic

bull Non-initiation of resuscitation at 23 weeks (less 400g)

is appropriate

bull Difficulties in making accurate assessments before birth

bull Fetal weight can be inaccurate by 15-20

bull Small discrepancies in gestation of 1 or 2 weeks can have

major implications for outcome

bull Multiple gestation makes evaluation difficult

bull Counselling

bull But US legal trends restrict discretionary decision-making

Stringer M Brooks PM et al New guidelines for maternal and neonatal resuscitation Journal of obstetrics

gynecology and neonatal nursing 2007 36(6) 624 -34

The Marginally Viable Newborn Legal Challenges Conceptual Inadequacies and ReasonablenessSadath A Sayeed MD JD

The Journal of Law Medicine amp Ethics Volume 34 Issue 3 600-610 2006

Recommendations The Fetus and Newborn

Committee Canada

bull 22 weeks compassionate care only

bull 23-24 weeks careful consideration limited benefits and potential

harms of caesarean section and active resuscitation

bull Full care 25 weeks (survival rate is 50-80 with disability rates 10-25)

Fetus and newborn committee Canadian paediatric society maternal-fetal medicine committee society of obstetricians and

gynaecologists of Canada Management of the woman with threatened birth of an infant of extremely low gestational age

Can Med Assoc J 1994151547-53

Recommendations The Netherlands

bull No intensive care to babies before 25-26 weeks gestation

bull Decisions should be taken with full participation of the parents

bull Unclear cutoff of resuscitation of immature infants

- at 25 50 or 75 chance of intact survival - (Viability not universally agreed thus if bar is set low there will be more

survivors with more handicaps)

bull Euthanasia institutionalised

Sheldon T Dutch doctors change policy on treating preterm babies BMJ 20013221383

Recommendations Australia

bull Grey zone between 23-25 weeks + 6 days option of non-initiation of

resuscitation and intensive care reasonable

- obligation to treat increases as the gestation advances

- at 25 weeks active treatment is usually offered

- unless adverse circumstances

bull twin-twin transfusion

bull intrauterine growth restriction

bull chorioamnionitis

bull poor condition at birth or the presence of a serious abnormality

- at 26 weeks gestation the obligation to treat is very high

- non-directive counselling avoidance of over burdening parents

bull 24 weeks antenatal transfer to a tertiary centre with option of ldquoDNRrdquo

Aust N Z J Obstet Gynaecol 2007 Aug47(4)273-8Delivery in the grey zone collaborative approach to extremely preterm birth

Keogh J Sinn J Hollebone K Bajuk B Fischer W Lui K Consensus Workshop Organising Committee

Malcom F Should artificial resuscitation be offered to extremely premature neonates AMSJ 2010 p 86-9

Recommendations The Nuffield Council

on Bioethics (GB)

bull 23-26 weeks = grey area

bull 2 components

- to resuscitate and admit to the NICU

- to continue with intensive care or replace with

palliative care

bull Recommendations

- at 25 weeks and above institute intensive care

- 24-25 weeks offer intensive care unless different parentsrsquo wishes

- 23- 24 weeks clinicians should not be obliged to resuscitate

Nuffield Council on Bioethics Critical care decisions in fetal and neonatal medicine ethical issues

LondonNCB2006 wwwNuffieldbioethicsorggoourworkneonatalpublication 406html

ldquoNatural instincts are to try to save all babies even if

the babys chances of survival are low

However we dont think it is always right to put a baby

through the stress and pain of invasive treatment if the

baby is unlikely to get any better and death is

inevitable (Margaret Brazier professor of law at Manchester University)

Prolonging the life of profoundly sick premature babies

may be inhumane and place an intolerable burden on

the babyrdquo

treatment just prolongs the process of dyingrdquo

(Andrew Whitelaw professor of neonatal medicine at the University of Bristol UK)

Nuffield Council on Bioethics

The Nuffield Council on Bioethics

Medical ethics committee of the British Medical Association (BMA)

bull The report echoes existing best practicerdquo

bull Disagreement with stringent cut-off points for treatment

- The BMA believes that blanket rules do not help

individual parents or their very premature babiesrdquo

- Each case should be considered on its merits andin its

own contextrdquo

(Tony Calland)

When premature babies should be allowed to die Gaia Vince New scientist 15 November 2006

Neonatal section of the Irish Faculty of

Paediatrics

bull Withdrawal of care appropriate in infants born within the

threshold period who fail to respond to initial intensive care

efforts or develop severe complications

bull Acceptable not to resuscitate newborns

under 500g andor under 24 weeks gestation

Neonatal subcommittee of the Irish faculty of Paediatrics Statement on perinatal care at the threshold of viability2006

Recommendations France

bull Usually no resuscitation below 24 WGA

bull At 24 weeks particular attention to parentsrsquo wishes

bull Maximum degree of uncertainty on the real interest of the patient nobody can pretend to claim which is the best attitude

bull Other criteriae to be taken into account (discretional resuscitation)

bull Prenatal corticosteroids

Moriette G Rameix S et al groupe de reacuteflexion sur les aspects eacutethiques de la peacuterinatologie very premature births dilemmas and management Part 1 outcome of infants born before 28 weeks of postmenstrual age and definition of grey zone Archives de Peacutediatrie 2010 May17(5)518-26 part 2 527-39

Recommendations Switzerland

bull lt 24 weeks palliative

bull gt 24 weeks according to the experienced neonatology

team

Swiss Society of Neonatology recommandations pour la prise en charge des preacutematureacutes agrave la limite de la viabiliteacute (22 - 26 SA) 2002

Recommendations Ukraine

Gestation period lt 28 weeks

bull Define the exact gestational age and weightof the fetus estimate

prognosis provide further consultations recommendations and coordinate

team work of all members of perinatal team

bull Inform and discuss with future parents about medical and social risks and

peculiarities of resuscitation care providing for the newborn

bull Resuscitation is almost always provided if high survival chances and

acceptable morbidity

bull In case of doubtful prognosis necessity to support the wish of parents

bull Do not start the resuscitation of a newborn if almost 100 early death rate

likely (Ie gestation period lt 23 weeks weight lt 400 gr)

Can limits be clearly defined Summary

- No international consensus = chance for avoidance of

systematic approaches

- CUTOFF borderline of viability

- 50 of mortality but disability difficult to objectify and use as a criteria

- All would resuscitate at 26 weeks most would not at 23 weeks

- Grey area 24 and 25 weeks gestation = 2 per 1000 births

- fetal weight 10 error

- gestational age 3 - 5 days error

Can limits be clearly defined Outcome

estimation tool

Secondary criteriae

- Girls 1 week advantage

- Every day increases survival by 3

- Full course of antenatal steroids

- Level of unit

- Black race

- High-medium level of income of parents

- Multiple birth twin-to-twin transfusion

- Birth weight

- Babyrsquos condition at delivery

(chorioamnionitis increases the risk of periventricular leucomalacia)

Time-frame algorythm for decision

making

bull Primary resuscitation YN

bull Proceed to intensive care or palliative care

bull Continue with option YN bull Euthanasia

ndash Netherlands (Groningen Protocol)

bull To motivate physicians to adhere to the highest standards of decision making

bull To reduce hidden euthanasia by facilitating reporting

bull Requires that all possible palliative measures be exhausted before euthanasia is performed

bull Might do more in mobilizing the availability of palliative care services than the current situation of unreported practice

ndash EURONIC 73 in 8 European Countries

Rebagliato M et al EURONIC study group Neonatal end-of-life decision making Physicianrsquos attitudes and relationships

with self-reported practices in 10 European countries The Journal of Medical Association 2000 Nov 15284(19)2451-9

Acting in the ldquobest interests of the patientrdquo

bull degree of suffering involved in the care

bull futility of further intervention

bull likelihood of survival free of serious disability

and practical consequences

Legal - moral The Best Interests Standard

United Kingdom Court of Appeal1993

Doctors and parents may not undertake actions where the purpose is

to end life they may in appropriate circumstances use drugs to

relieve pain and distress even though their use may advance the time

of death

Palliative Care

Palliative Care in France lois Leonetti (2005)

bull Legalises arrest of ldquonon-reasonable treatmentrdquo

bull Authorizes at the end of life the use of treatment for comfort

of patient (pain)

bull Taking into account that the treatment might shorten length of

survival

bull Always with the patientrsquos consent = parentrsquos consent

Recently French Medical Council expressed itself in the same terms

bull At birth neither certainty nor uncertainty as prognosis is clear-cut

(Self-fullfilling prophecy may be created by delays or suboptimal management)

bull Initiation of resuscitation leads to admission to NICU

- cascade of expensive uncomfortable or painful procedures

- raise parental expectations about survival

bull Denying intensive care a priori based solely on the age of

gestation or birth weight = contrary to the principle of equity

bull Decision-making after initial resuscitation (continue or withdraw

treatment) more justifiable

Decision-making for palliative care

Acta Paediatr 2008 Mar97(3)276-9 doi 101111j1651-2227200800663xCaregivers attitudes for very premature infants

what if they knewJanvier A Lantos J DeschIacutenes M Couture E Nadeau S Barrington KJ

bull Case-by-case basis according postnatal assessment

bull Factors always to be considered

- parents

- resources

- planned pregnancy

- assisted conception

- maternal age

- illness and fetal conditions

Decisions made by parents before birth are not necessarily

absolute and binding

Decision-making for intensive care

Divorces after handicap

bull Nine times higher in case of spina bifida (BJ PSYCH 131 79-82

(1977) J Maulden Population studies vol 46 issue2 pages 349 362 (1992)

bull Low birth weight children in the US are at higher risk of experiencing

their parents divorce than children of normal birth weight

bull Not confirmed in British couples

Healthy Baby Healthy Marriage The Effct of Childrens

Health on Divorce Angela R Fertig Princeton University

288 Wallace Hall Princeton NJ 08544

afertigprincetonedu 609-258-5868 June 17 2004

Ethics andhellipcorticosteroids

bull Antenatal corticosteroids

bull A technical medical ethical obligation

ndash No obstetrical or medical CI (infection hypertension)

ndash C Spencer K Neales Antenatal corticosteroids to prevent neonatal respiratory distress syndrome BMJ 2000 320 325 doi

101136bmj3207231325 (Published 5 February 2000)

ndash Roberts D Dalziel Antenatal corticosteroids for accelerating fetal lung maturation for women at risk of preterm birth The

Cochrane Database of Systematic Reviews 2010 Issue 8 Copyright copy 2010 The Cochrane Collaboration

ndash JV Been B W Kramer L J Zimmermann Antenatal corticosteroids to prevent preterm birt The LancetVol 373 Issue 9667 Page

894 14 March 2009

Ethics andhellipcorticosteroids

bull Postnatal corticosteroids in BPD

ndash Increased risk of neurodevelopmental impairment growth retardation etc but faster extubation less PDA etchellip

ndash ldquoEthicallyrdquo contraindicated Early (lt 8 days) postnatal corticosteroids for preventing chronic lung disease in

preterm infants Henry L Halliday1 Richard A Ehrenkranz2 Lex W Doyle31Perinatal Room Royal-Jubilee Maternity Service

Belfast UK 2Department of Pediatrics Yale University New Haven Connecticut USA 3Department of Obstetrics and Gynaecology University of Melbourne Parkville AustraliaContact address Henry L Halliday Perinatal Room Royal-Jubilee Maternity Service Royal Maternity Hospital Grosvenor Road Belfast Northern

Ireland BT12 6BA UK Cochrane Neonatal Group

Ethics andhellipiatrogenic diseases

- Environment in which the baby is managed (eg light noise touch)

- Mode of ventilation (eg conventional synchronized high-frequency)

- Types doses and results of medications used - Short-term and long-term effects of certain often

painful procedures - Foreign bodies or devices used - How the babys nutritional needs are met (enteral

parenteral nutrition) Developmental care for promoting development and preventing morbidity in preterm infants

Amanda J Symington1 Janet Pinelli2

1The Childrens Hospital Hamilton Health Sciences Hamilton Ontario Canada 2School of Nursing McMaster University Hamilton Canada

Cochrane Neonatal Group

Ethics andhellippain

Opioids for neonates receiving mechanical ventilation

Roberto Bell˘1 Koert A de Waal2 Rinaldo Zanini31Neonatal Intensive Care Unit Ospedale Manzoni -Lecco Lecco

Italy 2Neonatology Academic Medical Centre Amsterdam Netherlands 3Neonatal Intensive Care Unit Ospedale

A Manzoni - Lecco Lecco ItalyContact address Roberto Bell˘ Neonatal Intensive Care Unit Ospedale

Manzoni -Lecco Via Eremo 9 Lecco 23900 Italy Editorial group Cochrane Neonatal Group

Intravenous midazolam infusion for sedation of infants in the neonatal intensive care

unit

Eugene Ng1 Anna Taddio2 Arne Ohlsson31Department of Newborn and Developmental Paediatrics Sunnybrook

Health Sciences Centre Toronto Canada 2Graduate Department of Pharmaceutical Sciences Hospital for Sick

Children Research Institute Toronto Canada 3Departments of Paediatrics Obstetrics and Gynaecology and Health

Policy Management and Evaluation University of Toronto Toronto CanadaContact address Eugene Ng

Department of Newborn and Developmental Paediatrics Sunnybrook Health Sciences Centre CO Womens College

Hospital 76 Grenville Street Toronto Ontario M5S1B2 Canada Editorial group Cochrane Neonatal Group

Ethics andhellipaesthetics

bull End-of-life comfortappearance for the

ndash Infant

ndash Parents

ndash Caregivers

Ethics andhellipparents

bull Infant-parent emotional bonding

ndash Regionalisation

ndash Participation of parents in healing process

ndash Skin-to-skin

ndash Informed consent

ndash Decision making

Raines DA Parents values a missing link in the neonatal intensive care equation Neonatal Netw Apr 199615(3)7-12

When individuals lack decision-making capacityhellip

hellipthe interests and welfare of the patient take priority

over all other parties

hellipthe interests of the neonate are inextricably linked

to that of the parents

their interests must be taken into account empowering them to

decision-making

Parents

Kent AL et al Collaborative decision-making for extreme premature delivery J Paediatr Child Health 2007 43 489-91

Parents recommendations

bull Counselling should initiate before delivery

bull Transparency openness and honesty

bull Favour frequent discussions with parents

bull Update them on

ndash their infants condition

ndash interventions that may be needed

bull Avoid confusing medical terminology as much as possible

bull Be honest and frank about the infants condition and prognosis even

on matters of uncertainty

bull Ask feed backs to ensure parents understand what is being discussed

Collaborative decision-making for extreme premature deliveryKent AL et al NSW and ACT Perinatal Care at the Borderlines

of Viability Consensus Workshop Committee J Paediatr Child Health 2007 Jun43(6)489-91

Caeymaex L ed al Journeacutees Parisiennes de Peacutediatrie 2008 Fin de vie en reacuteanimation neacuteonatale mieux

comprendre les attentes et le point de vues des parents

Communication with parents

Montreal group

52 mothers in preterm labour all infants at

23 weeks gestation were resuscitated including

6 cases with conditional non-resuscitation instructions

Thus

- In acute situations the default mode is to treat

- To step back from action seems to be very difficult

Some answers creation of guidelines

protocols

Not feeling alone ability to rely on the experience

and expertise of others is helpful

ndash Expertise

ndash Enabling

ndash Empowering

ndash Encouraging

ndash Education

A Case Method To Assist Clinical Ethics

Decision Making

(Modified from American College of Physicians Ethics Manual)

bull 1 Define the ethics problem as an ought or should question (eg Should we withhold a respirator for this

extremely preterm baby 25 WGA as his parents request)

bull 2 List relevant facts and uncertainties Include facts about the patient and caregivers (such as emotional state cultural

background and legal standing) Include physiologic facts and significant medical uncertainties (such as expected

outcomes with and without treatment) and the benefits and harms of treatment options

bull 3 Identify a decision maker If the patient is competent the decision maker is the patient If the patient is

incompetent identify a proxy decision maker (eg as specified by court appointment state law a durable power of

attorney for health care living will or the next of kin)

bull 4 Give understandable relevant desired information to the decision maker and dispel misconceptions

bull 5 Solicit values of the patient that are relevant to the question These include the patients values about life relation to

community and health care institutions goals for health care and conditions that would change goals and preferences

about health care or proxy decision makers

bull 6 Identify health professional values including health goals (such as prolonging life and alleviating pain) values that

pertain to patient physician communication (such as truth telling and confidentiality) and some values that extend

outside of the patient physician relationship (such as promotion of public health and respect for the law)

bull 7 Propose and critique solutions including options for treatment and alternative providers

bull 8 Identify and remove or address constraints on solutions (such as unavailability of services laws or legal myths)

Recommendations

bull Define yourself your borderline between viability

according to capacities of your facilities

ndash Neurological outcomes

ndash Respiratory outcomes

ndash Caloric intake

Catlin A Carter B Creation of a neonatal end-of-life palliative care protocol J PerinatolApr-May 200222(3)184-95

Much more researchhellip

bull Sociological

bull Interviews of implicated persons

bull Stratification

bull EURONIC

Conclusion bull Grey zones are grey

bull It is likely they will stay grey for some time

bull It would be an error to wash them white or darken them

bull Grey zones have to be adapted to the local contexts

bull Every wardhospitalmaternity should allow open discussions have a

committee on ethics establish internal guidelines

bull The role of the parents in decision-making after as-objective-as-

possible information given by healthcare members is essential

bull Making ethical decisions might be very difficult but ethical

relationships with the preterm and his parents can compensate this

Page 23: Ethical issues of extremely preterm babies’ care: the “grey zone” experiences

Recommendations British Association of

Perinatal Medicine

22-28 weeks threshold of viability (under 26 weeks)

- Increasing risk with decreasing gestational age

serious ethical dilemmas

- Short notice decisions

- Need to balance maternal well-being against the

likely neonatal outcome

- Caesarean section in the babyrsquos interests

can rarely be justified prior to 25 weeks gestation

- Threshold viability infants should be followed up for

at least 2 years data collection

British Association of Perinatal Medicine Fetuses and newborn infants at the threshold of viability Pediatr 20021101024-27

Recommendations The American Academy

of Pediatrics bull 22-25 weeks gestation problematic

bull Non-initiation of resuscitation at 23 weeks (less 400g)

is appropriate

bull Difficulties in making accurate assessments before birth

bull Fetal weight can be inaccurate by 15-20

bull Small discrepancies in gestation of 1 or 2 weeks can have

major implications for outcome

bull Multiple gestation makes evaluation difficult

bull Counselling

bull But US legal trends restrict discretionary decision-making

Stringer M Brooks PM et al New guidelines for maternal and neonatal resuscitation Journal of obstetrics

gynecology and neonatal nursing 2007 36(6) 624 -34

The Marginally Viable Newborn Legal Challenges Conceptual Inadequacies and ReasonablenessSadath A Sayeed MD JD

The Journal of Law Medicine amp Ethics Volume 34 Issue 3 600-610 2006

Recommendations The Fetus and Newborn

Committee Canada

bull 22 weeks compassionate care only

bull 23-24 weeks careful consideration limited benefits and potential

harms of caesarean section and active resuscitation

bull Full care 25 weeks (survival rate is 50-80 with disability rates 10-25)

Fetus and newborn committee Canadian paediatric society maternal-fetal medicine committee society of obstetricians and

gynaecologists of Canada Management of the woman with threatened birth of an infant of extremely low gestational age

Can Med Assoc J 1994151547-53

Recommendations The Netherlands

bull No intensive care to babies before 25-26 weeks gestation

bull Decisions should be taken with full participation of the parents

bull Unclear cutoff of resuscitation of immature infants

- at 25 50 or 75 chance of intact survival - (Viability not universally agreed thus if bar is set low there will be more

survivors with more handicaps)

bull Euthanasia institutionalised

Sheldon T Dutch doctors change policy on treating preterm babies BMJ 20013221383

Recommendations Australia

bull Grey zone between 23-25 weeks + 6 days option of non-initiation of

resuscitation and intensive care reasonable

- obligation to treat increases as the gestation advances

- at 25 weeks active treatment is usually offered

- unless adverse circumstances

bull twin-twin transfusion

bull intrauterine growth restriction

bull chorioamnionitis

bull poor condition at birth or the presence of a serious abnormality

- at 26 weeks gestation the obligation to treat is very high

- non-directive counselling avoidance of over burdening parents

bull 24 weeks antenatal transfer to a tertiary centre with option of ldquoDNRrdquo

Aust N Z J Obstet Gynaecol 2007 Aug47(4)273-8Delivery in the grey zone collaborative approach to extremely preterm birth

Keogh J Sinn J Hollebone K Bajuk B Fischer W Lui K Consensus Workshop Organising Committee

Malcom F Should artificial resuscitation be offered to extremely premature neonates AMSJ 2010 p 86-9

Recommendations The Nuffield Council

on Bioethics (GB)

bull 23-26 weeks = grey area

bull 2 components

- to resuscitate and admit to the NICU

- to continue with intensive care or replace with

palliative care

bull Recommendations

- at 25 weeks and above institute intensive care

- 24-25 weeks offer intensive care unless different parentsrsquo wishes

- 23- 24 weeks clinicians should not be obliged to resuscitate

Nuffield Council on Bioethics Critical care decisions in fetal and neonatal medicine ethical issues

LondonNCB2006 wwwNuffieldbioethicsorggoourworkneonatalpublication 406html

ldquoNatural instincts are to try to save all babies even if

the babys chances of survival are low

However we dont think it is always right to put a baby

through the stress and pain of invasive treatment if the

baby is unlikely to get any better and death is

inevitable (Margaret Brazier professor of law at Manchester University)

Prolonging the life of profoundly sick premature babies

may be inhumane and place an intolerable burden on

the babyrdquo

treatment just prolongs the process of dyingrdquo

(Andrew Whitelaw professor of neonatal medicine at the University of Bristol UK)

Nuffield Council on Bioethics

The Nuffield Council on Bioethics

Medical ethics committee of the British Medical Association (BMA)

bull The report echoes existing best practicerdquo

bull Disagreement with stringent cut-off points for treatment

- The BMA believes that blanket rules do not help

individual parents or their very premature babiesrdquo

- Each case should be considered on its merits andin its

own contextrdquo

(Tony Calland)

When premature babies should be allowed to die Gaia Vince New scientist 15 November 2006

Neonatal section of the Irish Faculty of

Paediatrics

bull Withdrawal of care appropriate in infants born within the

threshold period who fail to respond to initial intensive care

efforts or develop severe complications

bull Acceptable not to resuscitate newborns

under 500g andor under 24 weeks gestation

Neonatal subcommittee of the Irish faculty of Paediatrics Statement on perinatal care at the threshold of viability2006

Recommendations France

bull Usually no resuscitation below 24 WGA

bull At 24 weeks particular attention to parentsrsquo wishes

bull Maximum degree of uncertainty on the real interest of the patient nobody can pretend to claim which is the best attitude

bull Other criteriae to be taken into account (discretional resuscitation)

bull Prenatal corticosteroids

Moriette G Rameix S et al groupe de reacuteflexion sur les aspects eacutethiques de la peacuterinatologie very premature births dilemmas and management Part 1 outcome of infants born before 28 weeks of postmenstrual age and definition of grey zone Archives de Peacutediatrie 2010 May17(5)518-26 part 2 527-39

Recommendations Switzerland

bull lt 24 weeks palliative

bull gt 24 weeks according to the experienced neonatology

team

Swiss Society of Neonatology recommandations pour la prise en charge des preacutematureacutes agrave la limite de la viabiliteacute (22 - 26 SA) 2002

Recommendations Ukraine

Gestation period lt 28 weeks

bull Define the exact gestational age and weightof the fetus estimate

prognosis provide further consultations recommendations and coordinate

team work of all members of perinatal team

bull Inform and discuss with future parents about medical and social risks and

peculiarities of resuscitation care providing for the newborn

bull Resuscitation is almost always provided if high survival chances and

acceptable morbidity

bull In case of doubtful prognosis necessity to support the wish of parents

bull Do not start the resuscitation of a newborn if almost 100 early death rate

likely (Ie gestation period lt 23 weeks weight lt 400 gr)

Can limits be clearly defined Summary

- No international consensus = chance for avoidance of

systematic approaches

- CUTOFF borderline of viability

- 50 of mortality but disability difficult to objectify and use as a criteria

- All would resuscitate at 26 weeks most would not at 23 weeks

- Grey area 24 and 25 weeks gestation = 2 per 1000 births

- fetal weight 10 error

- gestational age 3 - 5 days error

Can limits be clearly defined Outcome

estimation tool

Secondary criteriae

- Girls 1 week advantage

- Every day increases survival by 3

- Full course of antenatal steroids

- Level of unit

- Black race

- High-medium level of income of parents

- Multiple birth twin-to-twin transfusion

- Birth weight

- Babyrsquos condition at delivery

(chorioamnionitis increases the risk of periventricular leucomalacia)

Time-frame algorythm for decision

making

bull Primary resuscitation YN

bull Proceed to intensive care or palliative care

bull Continue with option YN bull Euthanasia

ndash Netherlands (Groningen Protocol)

bull To motivate physicians to adhere to the highest standards of decision making

bull To reduce hidden euthanasia by facilitating reporting

bull Requires that all possible palliative measures be exhausted before euthanasia is performed

bull Might do more in mobilizing the availability of palliative care services than the current situation of unreported practice

ndash EURONIC 73 in 8 European Countries

Rebagliato M et al EURONIC study group Neonatal end-of-life decision making Physicianrsquos attitudes and relationships

with self-reported practices in 10 European countries The Journal of Medical Association 2000 Nov 15284(19)2451-9

Acting in the ldquobest interests of the patientrdquo

bull degree of suffering involved in the care

bull futility of further intervention

bull likelihood of survival free of serious disability

and practical consequences

Legal - moral The Best Interests Standard

United Kingdom Court of Appeal1993

Doctors and parents may not undertake actions where the purpose is

to end life they may in appropriate circumstances use drugs to

relieve pain and distress even though their use may advance the time

of death

Palliative Care

Palliative Care in France lois Leonetti (2005)

bull Legalises arrest of ldquonon-reasonable treatmentrdquo

bull Authorizes at the end of life the use of treatment for comfort

of patient (pain)

bull Taking into account that the treatment might shorten length of

survival

bull Always with the patientrsquos consent = parentrsquos consent

Recently French Medical Council expressed itself in the same terms

bull At birth neither certainty nor uncertainty as prognosis is clear-cut

(Self-fullfilling prophecy may be created by delays or suboptimal management)

bull Initiation of resuscitation leads to admission to NICU

- cascade of expensive uncomfortable or painful procedures

- raise parental expectations about survival

bull Denying intensive care a priori based solely on the age of

gestation or birth weight = contrary to the principle of equity

bull Decision-making after initial resuscitation (continue or withdraw

treatment) more justifiable

Decision-making for palliative care

Acta Paediatr 2008 Mar97(3)276-9 doi 101111j1651-2227200800663xCaregivers attitudes for very premature infants

what if they knewJanvier A Lantos J DeschIacutenes M Couture E Nadeau S Barrington KJ

bull Case-by-case basis according postnatal assessment

bull Factors always to be considered

- parents

- resources

- planned pregnancy

- assisted conception

- maternal age

- illness and fetal conditions

Decisions made by parents before birth are not necessarily

absolute and binding

Decision-making for intensive care

Divorces after handicap

bull Nine times higher in case of spina bifida (BJ PSYCH 131 79-82

(1977) J Maulden Population studies vol 46 issue2 pages 349 362 (1992)

bull Low birth weight children in the US are at higher risk of experiencing

their parents divorce than children of normal birth weight

bull Not confirmed in British couples

Healthy Baby Healthy Marriage The Effct of Childrens

Health on Divorce Angela R Fertig Princeton University

288 Wallace Hall Princeton NJ 08544

afertigprincetonedu 609-258-5868 June 17 2004

Ethics andhellipcorticosteroids

bull Antenatal corticosteroids

bull A technical medical ethical obligation

ndash No obstetrical or medical CI (infection hypertension)

ndash C Spencer K Neales Antenatal corticosteroids to prevent neonatal respiratory distress syndrome BMJ 2000 320 325 doi

101136bmj3207231325 (Published 5 February 2000)

ndash Roberts D Dalziel Antenatal corticosteroids for accelerating fetal lung maturation for women at risk of preterm birth The

Cochrane Database of Systematic Reviews 2010 Issue 8 Copyright copy 2010 The Cochrane Collaboration

ndash JV Been B W Kramer L J Zimmermann Antenatal corticosteroids to prevent preterm birt The LancetVol 373 Issue 9667 Page

894 14 March 2009

Ethics andhellipcorticosteroids

bull Postnatal corticosteroids in BPD

ndash Increased risk of neurodevelopmental impairment growth retardation etc but faster extubation less PDA etchellip

ndash ldquoEthicallyrdquo contraindicated Early (lt 8 days) postnatal corticosteroids for preventing chronic lung disease in

preterm infants Henry L Halliday1 Richard A Ehrenkranz2 Lex W Doyle31Perinatal Room Royal-Jubilee Maternity Service

Belfast UK 2Department of Pediatrics Yale University New Haven Connecticut USA 3Department of Obstetrics and Gynaecology University of Melbourne Parkville AustraliaContact address Henry L Halliday Perinatal Room Royal-Jubilee Maternity Service Royal Maternity Hospital Grosvenor Road Belfast Northern

Ireland BT12 6BA UK Cochrane Neonatal Group

Ethics andhellipiatrogenic diseases

- Environment in which the baby is managed (eg light noise touch)

- Mode of ventilation (eg conventional synchronized high-frequency)

- Types doses and results of medications used - Short-term and long-term effects of certain often

painful procedures - Foreign bodies or devices used - How the babys nutritional needs are met (enteral

parenteral nutrition) Developmental care for promoting development and preventing morbidity in preterm infants

Amanda J Symington1 Janet Pinelli2

1The Childrens Hospital Hamilton Health Sciences Hamilton Ontario Canada 2School of Nursing McMaster University Hamilton Canada

Cochrane Neonatal Group

Ethics andhellippain

Opioids for neonates receiving mechanical ventilation

Roberto Bell˘1 Koert A de Waal2 Rinaldo Zanini31Neonatal Intensive Care Unit Ospedale Manzoni -Lecco Lecco

Italy 2Neonatology Academic Medical Centre Amsterdam Netherlands 3Neonatal Intensive Care Unit Ospedale

A Manzoni - Lecco Lecco ItalyContact address Roberto Bell˘ Neonatal Intensive Care Unit Ospedale

Manzoni -Lecco Via Eremo 9 Lecco 23900 Italy Editorial group Cochrane Neonatal Group

Intravenous midazolam infusion for sedation of infants in the neonatal intensive care

unit

Eugene Ng1 Anna Taddio2 Arne Ohlsson31Department of Newborn and Developmental Paediatrics Sunnybrook

Health Sciences Centre Toronto Canada 2Graduate Department of Pharmaceutical Sciences Hospital for Sick

Children Research Institute Toronto Canada 3Departments of Paediatrics Obstetrics and Gynaecology and Health

Policy Management and Evaluation University of Toronto Toronto CanadaContact address Eugene Ng

Department of Newborn and Developmental Paediatrics Sunnybrook Health Sciences Centre CO Womens College

Hospital 76 Grenville Street Toronto Ontario M5S1B2 Canada Editorial group Cochrane Neonatal Group

Ethics andhellipaesthetics

bull End-of-life comfortappearance for the

ndash Infant

ndash Parents

ndash Caregivers

Ethics andhellipparents

bull Infant-parent emotional bonding

ndash Regionalisation

ndash Participation of parents in healing process

ndash Skin-to-skin

ndash Informed consent

ndash Decision making

Raines DA Parents values a missing link in the neonatal intensive care equation Neonatal Netw Apr 199615(3)7-12

When individuals lack decision-making capacityhellip

hellipthe interests and welfare of the patient take priority

over all other parties

hellipthe interests of the neonate are inextricably linked

to that of the parents

their interests must be taken into account empowering them to

decision-making

Parents

Kent AL et al Collaborative decision-making for extreme premature delivery J Paediatr Child Health 2007 43 489-91

Parents recommendations

bull Counselling should initiate before delivery

bull Transparency openness and honesty

bull Favour frequent discussions with parents

bull Update them on

ndash their infants condition

ndash interventions that may be needed

bull Avoid confusing medical terminology as much as possible

bull Be honest and frank about the infants condition and prognosis even

on matters of uncertainty

bull Ask feed backs to ensure parents understand what is being discussed

Collaborative decision-making for extreme premature deliveryKent AL et al NSW and ACT Perinatal Care at the Borderlines

of Viability Consensus Workshop Committee J Paediatr Child Health 2007 Jun43(6)489-91

Caeymaex L ed al Journeacutees Parisiennes de Peacutediatrie 2008 Fin de vie en reacuteanimation neacuteonatale mieux

comprendre les attentes et le point de vues des parents

Communication with parents

Montreal group

52 mothers in preterm labour all infants at

23 weeks gestation were resuscitated including

6 cases with conditional non-resuscitation instructions

Thus

- In acute situations the default mode is to treat

- To step back from action seems to be very difficult

Some answers creation of guidelines

protocols

Not feeling alone ability to rely on the experience

and expertise of others is helpful

ndash Expertise

ndash Enabling

ndash Empowering

ndash Encouraging

ndash Education

A Case Method To Assist Clinical Ethics

Decision Making

(Modified from American College of Physicians Ethics Manual)

bull 1 Define the ethics problem as an ought or should question (eg Should we withhold a respirator for this

extremely preterm baby 25 WGA as his parents request)

bull 2 List relevant facts and uncertainties Include facts about the patient and caregivers (such as emotional state cultural

background and legal standing) Include physiologic facts and significant medical uncertainties (such as expected

outcomes with and without treatment) and the benefits and harms of treatment options

bull 3 Identify a decision maker If the patient is competent the decision maker is the patient If the patient is

incompetent identify a proxy decision maker (eg as specified by court appointment state law a durable power of

attorney for health care living will or the next of kin)

bull 4 Give understandable relevant desired information to the decision maker and dispel misconceptions

bull 5 Solicit values of the patient that are relevant to the question These include the patients values about life relation to

community and health care institutions goals for health care and conditions that would change goals and preferences

about health care or proxy decision makers

bull 6 Identify health professional values including health goals (such as prolonging life and alleviating pain) values that

pertain to patient physician communication (such as truth telling and confidentiality) and some values that extend

outside of the patient physician relationship (such as promotion of public health and respect for the law)

bull 7 Propose and critique solutions including options for treatment and alternative providers

bull 8 Identify and remove or address constraints on solutions (such as unavailability of services laws or legal myths)

Recommendations

bull Define yourself your borderline between viability

according to capacities of your facilities

ndash Neurological outcomes

ndash Respiratory outcomes

ndash Caloric intake

Catlin A Carter B Creation of a neonatal end-of-life palliative care protocol J PerinatolApr-May 200222(3)184-95

Much more researchhellip

bull Sociological

bull Interviews of implicated persons

bull Stratification

bull EURONIC

Conclusion bull Grey zones are grey

bull It is likely they will stay grey for some time

bull It would be an error to wash them white or darken them

bull Grey zones have to be adapted to the local contexts

bull Every wardhospitalmaternity should allow open discussions have a

committee on ethics establish internal guidelines

bull The role of the parents in decision-making after as-objective-as-

possible information given by healthcare members is essential

bull Making ethical decisions might be very difficult but ethical

relationships with the preterm and his parents can compensate this

Page 24: Ethical issues of extremely preterm babies’ care: the “grey zone” experiences

Recommendations The American Academy

of Pediatrics bull 22-25 weeks gestation problematic

bull Non-initiation of resuscitation at 23 weeks (less 400g)

is appropriate

bull Difficulties in making accurate assessments before birth

bull Fetal weight can be inaccurate by 15-20

bull Small discrepancies in gestation of 1 or 2 weeks can have

major implications for outcome

bull Multiple gestation makes evaluation difficult

bull Counselling

bull But US legal trends restrict discretionary decision-making

Stringer M Brooks PM et al New guidelines for maternal and neonatal resuscitation Journal of obstetrics

gynecology and neonatal nursing 2007 36(6) 624 -34

The Marginally Viable Newborn Legal Challenges Conceptual Inadequacies and ReasonablenessSadath A Sayeed MD JD

The Journal of Law Medicine amp Ethics Volume 34 Issue 3 600-610 2006

Recommendations The Fetus and Newborn

Committee Canada

bull 22 weeks compassionate care only

bull 23-24 weeks careful consideration limited benefits and potential

harms of caesarean section and active resuscitation

bull Full care 25 weeks (survival rate is 50-80 with disability rates 10-25)

Fetus and newborn committee Canadian paediatric society maternal-fetal medicine committee society of obstetricians and

gynaecologists of Canada Management of the woman with threatened birth of an infant of extremely low gestational age

Can Med Assoc J 1994151547-53

Recommendations The Netherlands

bull No intensive care to babies before 25-26 weeks gestation

bull Decisions should be taken with full participation of the parents

bull Unclear cutoff of resuscitation of immature infants

- at 25 50 or 75 chance of intact survival - (Viability not universally agreed thus if bar is set low there will be more

survivors with more handicaps)

bull Euthanasia institutionalised

Sheldon T Dutch doctors change policy on treating preterm babies BMJ 20013221383

Recommendations Australia

bull Grey zone between 23-25 weeks + 6 days option of non-initiation of

resuscitation and intensive care reasonable

- obligation to treat increases as the gestation advances

- at 25 weeks active treatment is usually offered

- unless adverse circumstances

bull twin-twin transfusion

bull intrauterine growth restriction

bull chorioamnionitis

bull poor condition at birth or the presence of a serious abnormality

- at 26 weeks gestation the obligation to treat is very high

- non-directive counselling avoidance of over burdening parents

bull 24 weeks antenatal transfer to a tertiary centre with option of ldquoDNRrdquo

Aust N Z J Obstet Gynaecol 2007 Aug47(4)273-8Delivery in the grey zone collaborative approach to extremely preterm birth

Keogh J Sinn J Hollebone K Bajuk B Fischer W Lui K Consensus Workshop Organising Committee

Malcom F Should artificial resuscitation be offered to extremely premature neonates AMSJ 2010 p 86-9

Recommendations The Nuffield Council

on Bioethics (GB)

bull 23-26 weeks = grey area

bull 2 components

- to resuscitate and admit to the NICU

- to continue with intensive care or replace with

palliative care

bull Recommendations

- at 25 weeks and above institute intensive care

- 24-25 weeks offer intensive care unless different parentsrsquo wishes

- 23- 24 weeks clinicians should not be obliged to resuscitate

Nuffield Council on Bioethics Critical care decisions in fetal and neonatal medicine ethical issues

LondonNCB2006 wwwNuffieldbioethicsorggoourworkneonatalpublication 406html

ldquoNatural instincts are to try to save all babies even if

the babys chances of survival are low

However we dont think it is always right to put a baby

through the stress and pain of invasive treatment if the

baby is unlikely to get any better and death is

inevitable (Margaret Brazier professor of law at Manchester University)

Prolonging the life of profoundly sick premature babies

may be inhumane and place an intolerable burden on

the babyrdquo

treatment just prolongs the process of dyingrdquo

(Andrew Whitelaw professor of neonatal medicine at the University of Bristol UK)

Nuffield Council on Bioethics

The Nuffield Council on Bioethics

Medical ethics committee of the British Medical Association (BMA)

bull The report echoes existing best practicerdquo

bull Disagreement with stringent cut-off points for treatment

- The BMA believes that blanket rules do not help

individual parents or their very premature babiesrdquo

- Each case should be considered on its merits andin its

own contextrdquo

(Tony Calland)

When premature babies should be allowed to die Gaia Vince New scientist 15 November 2006

Neonatal section of the Irish Faculty of

Paediatrics

bull Withdrawal of care appropriate in infants born within the

threshold period who fail to respond to initial intensive care

efforts or develop severe complications

bull Acceptable not to resuscitate newborns

under 500g andor under 24 weeks gestation

Neonatal subcommittee of the Irish faculty of Paediatrics Statement on perinatal care at the threshold of viability2006

Recommendations France

bull Usually no resuscitation below 24 WGA

bull At 24 weeks particular attention to parentsrsquo wishes

bull Maximum degree of uncertainty on the real interest of the patient nobody can pretend to claim which is the best attitude

bull Other criteriae to be taken into account (discretional resuscitation)

bull Prenatal corticosteroids

Moriette G Rameix S et al groupe de reacuteflexion sur les aspects eacutethiques de la peacuterinatologie very premature births dilemmas and management Part 1 outcome of infants born before 28 weeks of postmenstrual age and definition of grey zone Archives de Peacutediatrie 2010 May17(5)518-26 part 2 527-39

Recommendations Switzerland

bull lt 24 weeks palliative

bull gt 24 weeks according to the experienced neonatology

team

Swiss Society of Neonatology recommandations pour la prise en charge des preacutematureacutes agrave la limite de la viabiliteacute (22 - 26 SA) 2002

Recommendations Ukraine

Gestation period lt 28 weeks

bull Define the exact gestational age and weightof the fetus estimate

prognosis provide further consultations recommendations and coordinate

team work of all members of perinatal team

bull Inform and discuss with future parents about medical and social risks and

peculiarities of resuscitation care providing for the newborn

bull Resuscitation is almost always provided if high survival chances and

acceptable morbidity

bull In case of doubtful prognosis necessity to support the wish of parents

bull Do not start the resuscitation of a newborn if almost 100 early death rate

likely (Ie gestation period lt 23 weeks weight lt 400 gr)

Can limits be clearly defined Summary

- No international consensus = chance for avoidance of

systematic approaches

- CUTOFF borderline of viability

- 50 of mortality but disability difficult to objectify and use as a criteria

- All would resuscitate at 26 weeks most would not at 23 weeks

- Grey area 24 and 25 weeks gestation = 2 per 1000 births

- fetal weight 10 error

- gestational age 3 - 5 days error

Can limits be clearly defined Outcome

estimation tool

Secondary criteriae

- Girls 1 week advantage

- Every day increases survival by 3

- Full course of antenatal steroids

- Level of unit

- Black race

- High-medium level of income of parents

- Multiple birth twin-to-twin transfusion

- Birth weight

- Babyrsquos condition at delivery

(chorioamnionitis increases the risk of periventricular leucomalacia)

Time-frame algorythm for decision

making

bull Primary resuscitation YN

bull Proceed to intensive care or palliative care

bull Continue with option YN bull Euthanasia

ndash Netherlands (Groningen Protocol)

bull To motivate physicians to adhere to the highest standards of decision making

bull To reduce hidden euthanasia by facilitating reporting

bull Requires that all possible palliative measures be exhausted before euthanasia is performed

bull Might do more in mobilizing the availability of palliative care services than the current situation of unreported practice

ndash EURONIC 73 in 8 European Countries

Rebagliato M et al EURONIC study group Neonatal end-of-life decision making Physicianrsquos attitudes and relationships

with self-reported practices in 10 European countries The Journal of Medical Association 2000 Nov 15284(19)2451-9

Acting in the ldquobest interests of the patientrdquo

bull degree of suffering involved in the care

bull futility of further intervention

bull likelihood of survival free of serious disability

and practical consequences

Legal - moral The Best Interests Standard

United Kingdom Court of Appeal1993

Doctors and parents may not undertake actions where the purpose is

to end life they may in appropriate circumstances use drugs to

relieve pain and distress even though their use may advance the time

of death

Palliative Care

Palliative Care in France lois Leonetti (2005)

bull Legalises arrest of ldquonon-reasonable treatmentrdquo

bull Authorizes at the end of life the use of treatment for comfort

of patient (pain)

bull Taking into account that the treatment might shorten length of

survival

bull Always with the patientrsquos consent = parentrsquos consent

Recently French Medical Council expressed itself in the same terms

bull At birth neither certainty nor uncertainty as prognosis is clear-cut

(Self-fullfilling prophecy may be created by delays or suboptimal management)

bull Initiation of resuscitation leads to admission to NICU

- cascade of expensive uncomfortable or painful procedures

- raise parental expectations about survival

bull Denying intensive care a priori based solely on the age of

gestation or birth weight = contrary to the principle of equity

bull Decision-making after initial resuscitation (continue or withdraw

treatment) more justifiable

Decision-making for palliative care

Acta Paediatr 2008 Mar97(3)276-9 doi 101111j1651-2227200800663xCaregivers attitudes for very premature infants

what if they knewJanvier A Lantos J DeschIacutenes M Couture E Nadeau S Barrington KJ

bull Case-by-case basis according postnatal assessment

bull Factors always to be considered

- parents

- resources

- planned pregnancy

- assisted conception

- maternal age

- illness and fetal conditions

Decisions made by parents before birth are not necessarily

absolute and binding

Decision-making for intensive care

Divorces after handicap

bull Nine times higher in case of spina bifida (BJ PSYCH 131 79-82

(1977) J Maulden Population studies vol 46 issue2 pages 349 362 (1992)

bull Low birth weight children in the US are at higher risk of experiencing

their parents divorce than children of normal birth weight

bull Not confirmed in British couples

Healthy Baby Healthy Marriage The Effct of Childrens

Health on Divorce Angela R Fertig Princeton University

288 Wallace Hall Princeton NJ 08544

afertigprincetonedu 609-258-5868 June 17 2004

Ethics andhellipcorticosteroids

bull Antenatal corticosteroids

bull A technical medical ethical obligation

ndash No obstetrical or medical CI (infection hypertension)

ndash C Spencer K Neales Antenatal corticosteroids to prevent neonatal respiratory distress syndrome BMJ 2000 320 325 doi

101136bmj3207231325 (Published 5 February 2000)

ndash Roberts D Dalziel Antenatal corticosteroids for accelerating fetal lung maturation for women at risk of preterm birth The

Cochrane Database of Systematic Reviews 2010 Issue 8 Copyright copy 2010 The Cochrane Collaboration

ndash JV Been B W Kramer L J Zimmermann Antenatal corticosteroids to prevent preterm birt The LancetVol 373 Issue 9667 Page

894 14 March 2009

Ethics andhellipcorticosteroids

bull Postnatal corticosteroids in BPD

ndash Increased risk of neurodevelopmental impairment growth retardation etc but faster extubation less PDA etchellip

ndash ldquoEthicallyrdquo contraindicated Early (lt 8 days) postnatal corticosteroids for preventing chronic lung disease in

preterm infants Henry L Halliday1 Richard A Ehrenkranz2 Lex W Doyle31Perinatal Room Royal-Jubilee Maternity Service

Belfast UK 2Department of Pediatrics Yale University New Haven Connecticut USA 3Department of Obstetrics and Gynaecology University of Melbourne Parkville AustraliaContact address Henry L Halliday Perinatal Room Royal-Jubilee Maternity Service Royal Maternity Hospital Grosvenor Road Belfast Northern

Ireland BT12 6BA UK Cochrane Neonatal Group

Ethics andhellipiatrogenic diseases

- Environment in which the baby is managed (eg light noise touch)

- Mode of ventilation (eg conventional synchronized high-frequency)

- Types doses and results of medications used - Short-term and long-term effects of certain often

painful procedures - Foreign bodies or devices used - How the babys nutritional needs are met (enteral

parenteral nutrition) Developmental care for promoting development and preventing morbidity in preterm infants

Amanda J Symington1 Janet Pinelli2

1The Childrens Hospital Hamilton Health Sciences Hamilton Ontario Canada 2School of Nursing McMaster University Hamilton Canada

Cochrane Neonatal Group

Ethics andhellippain

Opioids for neonates receiving mechanical ventilation

Roberto Bell˘1 Koert A de Waal2 Rinaldo Zanini31Neonatal Intensive Care Unit Ospedale Manzoni -Lecco Lecco

Italy 2Neonatology Academic Medical Centre Amsterdam Netherlands 3Neonatal Intensive Care Unit Ospedale

A Manzoni - Lecco Lecco ItalyContact address Roberto Bell˘ Neonatal Intensive Care Unit Ospedale

Manzoni -Lecco Via Eremo 9 Lecco 23900 Italy Editorial group Cochrane Neonatal Group

Intravenous midazolam infusion for sedation of infants in the neonatal intensive care

unit

Eugene Ng1 Anna Taddio2 Arne Ohlsson31Department of Newborn and Developmental Paediatrics Sunnybrook

Health Sciences Centre Toronto Canada 2Graduate Department of Pharmaceutical Sciences Hospital for Sick

Children Research Institute Toronto Canada 3Departments of Paediatrics Obstetrics and Gynaecology and Health

Policy Management and Evaluation University of Toronto Toronto CanadaContact address Eugene Ng

Department of Newborn and Developmental Paediatrics Sunnybrook Health Sciences Centre CO Womens College

Hospital 76 Grenville Street Toronto Ontario M5S1B2 Canada Editorial group Cochrane Neonatal Group

Ethics andhellipaesthetics

bull End-of-life comfortappearance for the

ndash Infant

ndash Parents

ndash Caregivers

Ethics andhellipparents

bull Infant-parent emotional bonding

ndash Regionalisation

ndash Participation of parents in healing process

ndash Skin-to-skin

ndash Informed consent

ndash Decision making

Raines DA Parents values a missing link in the neonatal intensive care equation Neonatal Netw Apr 199615(3)7-12

When individuals lack decision-making capacityhellip

hellipthe interests and welfare of the patient take priority

over all other parties

hellipthe interests of the neonate are inextricably linked

to that of the parents

their interests must be taken into account empowering them to

decision-making

Parents

Kent AL et al Collaborative decision-making for extreme premature delivery J Paediatr Child Health 2007 43 489-91

Parents recommendations

bull Counselling should initiate before delivery

bull Transparency openness and honesty

bull Favour frequent discussions with parents

bull Update them on

ndash their infants condition

ndash interventions that may be needed

bull Avoid confusing medical terminology as much as possible

bull Be honest and frank about the infants condition and prognosis even

on matters of uncertainty

bull Ask feed backs to ensure parents understand what is being discussed

Collaborative decision-making for extreme premature deliveryKent AL et al NSW and ACT Perinatal Care at the Borderlines

of Viability Consensus Workshop Committee J Paediatr Child Health 2007 Jun43(6)489-91

Caeymaex L ed al Journeacutees Parisiennes de Peacutediatrie 2008 Fin de vie en reacuteanimation neacuteonatale mieux

comprendre les attentes et le point de vues des parents

Communication with parents

Montreal group

52 mothers in preterm labour all infants at

23 weeks gestation were resuscitated including

6 cases with conditional non-resuscitation instructions

Thus

- In acute situations the default mode is to treat

- To step back from action seems to be very difficult

Some answers creation of guidelines

protocols

Not feeling alone ability to rely on the experience

and expertise of others is helpful

ndash Expertise

ndash Enabling

ndash Empowering

ndash Encouraging

ndash Education

A Case Method To Assist Clinical Ethics

Decision Making

(Modified from American College of Physicians Ethics Manual)

bull 1 Define the ethics problem as an ought or should question (eg Should we withhold a respirator for this

extremely preterm baby 25 WGA as his parents request)

bull 2 List relevant facts and uncertainties Include facts about the patient and caregivers (such as emotional state cultural

background and legal standing) Include physiologic facts and significant medical uncertainties (such as expected

outcomes with and without treatment) and the benefits and harms of treatment options

bull 3 Identify a decision maker If the patient is competent the decision maker is the patient If the patient is

incompetent identify a proxy decision maker (eg as specified by court appointment state law a durable power of

attorney for health care living will or the next of kin)

bull 4 Give understandable relevant desired information to the decision maker and dispel misconceptions

bull 5 Solicit values of the patient that are relevant to the question These include the patients values about life relation to

community and health care institutions goals for health care and conditions that would change goals and preferences

about health care or proxy decision makers

bull 6 Identify health professional values including health goals (such as prolonging life and alleviating pain) values that

pertain to patient physician communication (such as truth telling and confidentiality) and some values that extend

outside of the patient physician relationship (such as promotion of public health and respect for the law)

bull 7 Propose and critique solutions including options for treatment and alternative providers

bull 8 Identify and remove or address constraints on solutions (such as unavailability of services laws or legal myths)

Recommendations

bull Define yourself your borderline between viability

according to capacities of your facilities

ndash Neurological outcomes

ndash Respiratory outcomes

ndash Caloric intake

Catlin A Carter B Creation of a neonatal end-of-life palliative care protocol J PerinatolApr-May 200222(3)184-95

Much more researchhellip

bull Sociological

bull Interviews of implicated persons

bull Stratification

bull EURONIC

Conclusion bull Grey zones are grey

bull It is likely they will stay grey for some time

bull It would be an error to wash them white or darken them

bull Grey zones have to be adapted to the local contexts

bull Every wardhospitalmaternity should allow open discussions have a

committee on ethics establish internal guidelines

bull The role of the parents in decision-making after as-objective-as-

possible information given by healthcare members is essential

bull Making ethical decisions might be very difficult but ethical

relationships with the preterm and his parents can compensate this

Page 25: Ethical issues of extremely preterm babies’ care: the “grey zone” experiences

Recommendations The Fetus and Newborn

Committee Canada

bull 22 weeks compassionate care only

bull 23-24 weeks careful consideration limited benefits and potential

harms of caesarean section and active resuscitation

bull Full care 25 weeks (survival rate is 50-80 with disability rates 10-25)

Fetus and newborn committee Canadian paediatric society maternal-fetal medicine committee society of obstetricians and

gynaecologists of Canada Management of the woman with threatened birth of an infant of extremely low gestational age

Can Med Assoc J 1994151547-53

Recommendations The Netherlands

bull No intensive care to babies before 25-26 weeks gestation

bull Decisions should be taken with full participation of the parents

bull Unclear cutoff of resuscitation of immature infants

- at 25 50 or 75 chance of intact survival - (Viability not universally agreed thus if bar is set low there will be more

survivors with more handicaps)

bull Euthanasia institutionalised

Sheldon T Dutch doctors change policy on treating preterm babies BMJ 20013221383

Recommendations Australia

bull Grey zone between 23-25 weeks + 6 days option of non-initiation of

resuscitation and intensive care reasonable

- obligation to treat increases as the gestation advances

- at 25 weeks active treatment is usually offered

- unless adverse circumstances

bull twin-twin transfusion

bull intrauterine growth restriction

bull chorioamnionitis

bull poor condition at birth or the presence of a serious abnormality

- at 26 weeks gestation the obligation to treat is very high

- non-directive counselling avoidance of over burdening parents

bull 24 weeks antenatal transfer to a tertiary centre with option of ldquoDNRrdquo

Aust N Z J Obstet Gynaecol 2007 Aug47(4)273-8Delivery in the grey zone collaborative approach to extremely preterm birth

Keogh J Sinn J Hollebone K Bajuk B Fischer W Lui K Consensus Workshop Organising Committee

Malcom F Should artificial resuscitation be offered to extremely premature neonates AMSJ 2010 p 86-9

Recommendations The Nuffield Council

on Bioethics (GB)

bull 23-26 weeks = grey area

bull 2 components

- to resuscitate and admit to the NICU

- to continue with intensive care or replace with

palliative care

bull Recommendations

- at 25 weeks and above institute intensive care

- 24-25 weeks offer intensive care unless different parentsrsquo wishes

- 23- 24 weeks clinicians should not be obliged to resuscitate

Nuffield Council on Bioethics Critical care decisions in fetal and neonatal medicine ethical issues

LondonNCB2006 wwwNuffieldbioethicsorggoourworkneonatalpublication 406html

ldquoNatural instincts are to try to save all babies even if

the babys chances of survival are low

However we dont think it is always right to put a baby

through the stress and pain of invasive treatment if the

baby is unlikely to get any better and death is

inevitable (Margaret Brazier professor of law at Manchester University)

Prolonging the life of profoundly sick premature babies

may be inhumane and place an intolerable burden on

the babyrdquo

treatment just prolongs the process of dyingrdquo

(Andrew Whitelaw professor of neonatal medicine at the University of Bristol UK)

Nuffield Council on Bioethics

The Nuffield Council on Bioethics

Medical ethics committee of the British Medical Association (BMA)

bull The report echoes existing best practicerdquo

bull Disagreement with stringent cut-off points for treatment

- The BMA believes that blanket rules do not help

individual parents or their very premature babiesrdquo

- Each case should be considered on its merits andin its

own contextrdquo

(Tony Calland)

When premature babies should be allowed to die Gaia Vince New scientist 15 November 2006

Neonatal section of the Irish Faculty of

Paediatrics

bull Withdrawal of care appropriate in infants born within the

threshold period who fail to respond to initial intensive care

efforts or develop severe complications

bull Acceptable not to resuscitate newborns

under 500g andor under 24 weeks gestation

Neonatal subcommittee of the Irish faculty of Paediatrics Statement on perinatal care at the threshold of viability2006

Recommendations France

bull Usually no resuscitation below 24 WGA

bull At 24 weeks particular attention to parentsrsquo wishes

bull Maximum degree of uncertainty on the real interest of the patient nobody can pretend to claim which is the best attitude

bull Other criteriae to be taken into account (discretional resuscitation)

bull Prenatal corticosteroids

Moriette G Rameix S et al groupe de reacuteflexion sur les aspects eacutethiques de la peacuterinatologie very premature births dilemmas and management Part 1 outcome of infants born before 28 weeks of postmenstrual age and definition of grey zone Archives de Peacutediatrie 2010 May17(5)518-26 part 2 527-39

Recommendations Switzerland

bull lt 24 weeks palliative

bull gt 24 weeks according to the experienced neonatology

team

Swiss Society of Neonatology recommandations pour la prise en charge des preacutematureacutes agrave la limite de la viabiliteacute (22 - 26 SA) 2002

Recommendations Ukraine

Gestation period lt 28 weeks

bull Define the exact gestational age and weightof the fetus estimate

prognosis provide further consultations recommendations and coordinate

team work of all members of perinatal team

bull Inform and discuss with future parents about medical and social risks and

peculiarities of resuscitation care providing for the newborn

bull Resuscitation is almost always provided if high survival chances and

acceptable morbidity

bull In case of doubtful prognosis necessity to support the wish of parents

bull Do not start the resuscitation of a newborn if almost 100 early death rate

likely (Ie gestation period lt 23 weeks weight lt 400 gr)

Can limits be clearly defined Summary

- No international consensus = chance for avoidance of

systematic approaches

- CUTOFF borderline of viability

- 50 of mortality but disability difficult to objectify and use as a criteria

- All would resuscitate at 26 weeks most would not at 23 weeks

- Grey area 24 and 25 weeks gestation = 2 per 1000 births

- fetal weight 10 error

- gestational age 3 - 5 days error

Can limits be clearly defined Outcome

estimation tool

Secondary criteriae

- Girls 1 week advantage

- Every day increases survival by 3

- Full course of antenatal steroids

- Level of unit

- Black race

- High-medium level of income of parents

- Multiple birth twin-to-twin transfusion

- Birth weight

- Babyrsquos condition at delivery

(chorioamnionitis increases the risk of periventricular leucomalacia)

Time-frame algorythm for decision

making

bull Primary resuscitation YN

bull Proceed to intensive care or palliative care

bull Continue with option YN bull Euthanasia

ndash Netherlands (Groningen Protocol)

bull To motivate physicians to adhere to the highest standards of decision making

bull To reduce hidden euthanasia by facilitating reporting

bull Requires that all possible palliative measures be exhausted before euthanasia is performed

bull Might do more in mobilizing the availability of palliative care services than the current situation of unreported practice

ndash EURONIC 73 in 8 European Countries

Rebagliato M et al EURONIC study group Neonatal end-of-life decision making Physicianrsquos attitudes and relationships

with self-reported practices in 10 European countries The Journal of Medical Association 2000 Nov 15284(19)2451-9

Acting in the ldquobest interests of the patientrdquo

bull degree of suffering involved in the care

bull futility of further intervention

bull likelihood of survival free of serious disability

and practical consequences

Legal - moral The Best Interests Standard

United Kingdom Court of Appeal1993

Doctors and parents may not undertake actions where the purpose is

to end life they may in appropriate circumstances use drugs to

relieve pain and distress even though their use may advance the time

of death

Palliative Care

Palliative Care in France lois Leonetti (2005)

bull Legalises arrest of ldquonon-reasonable treatmentrdquo

bull Authorizes at the end of life the use of treatment for comfort

of patient (pain)

bull Taking into account that the treatment might shorten length of

survival

bull Always with the patientrsquos consent = parentrsquos consent

Recently French Medical Council expressed itself in the same terms

bull At birth neither certainty nor uncertainty as prognosis is clear-cut

(Self-fullfilling prophecy may be created by delays or suboptimal management)

bull Initiation of resuscitation leads to admission to NICU

- cascade of expensive uncomfortable or painful procedures

- raise parental expectations about survival

bull Denying intensive care a priori based solely on the age of

gestation or birth weight = contrary to the principle of equity

bull Decision-making after initial resuscitation (continue or withdraw

treatment) more justifiable

Decision-making for palliative care

Acta Paediatr 2008 Mar97(3)276-9 doi 101111j1651-2227200800663xCaregivers attitudes for very premature infants

what if they knewJanvier A Lantos J DeschIacutenes M Couture E Nadeau S Barrington KJ

bull Case-by-case basis according postnatal assessment

bull Factors always to be considered

- parents

- resources

- planned pregnancy

- assisted conception

- maternal age

- illness and fetal conditions

Decisions made by parents before birth are not necessarily

absolute and binding

Decision-making for intensive care

Divorces after handicap

bull Nine times higher in case of spina bifida (BJ PSYCH 131 79-82

(1977) J Maulden Population studies vol 46 issue2 pages 349 362 (1992)

bull Low birth weight children in the US are at higher risk of experiencing

their parents divorce than children of normal birth weight

bull Not confirmed in British couples

Healthy Baby Healthy Marriage The Effct of Childrens

Health on Divorce Angela R Fertig Princeton University

288 Wallace Hall Princeton NJ 08544

afertigprincetonedu 609-258-5868 June 17 2004

Ethics andhellipcorticosteroids

bull Antenatal corticosteroids

bull A technical medical ethical obligation

ndash No obstetrical or medical CI (infection hypertension)

ndash C Spencer K Neales Antenatal corticosteroids to prevent neonatal respiratory distress syndrome BMJ 2000 320 325 doi

101136bmj3207231325 (Published 5 February 2000)

ndash Roberts D Dalziel Antenatal corticosteroids for accelerating fetal lung maturation for women at risk of preterm birth The

Cochrane Database of Systematic Reviews 2010 Issue 8 Copyright copy 2010 The Cochrane Collaboration

ndash JV Been B W Kramer L J Zimmermann Antenatal corticosteroids to prevent preterm birt The LancetVol 373 Issue 9667 Page

894 14 March 2009

Ethics andhellipcorticosteroids

bull Postnatal corticosteroids in BPD

ndash Increased risk of neurodevelopmental impairment growth retardation etc but faster extubation less PDA etchellip

ndash ldquoEthicallyrdquo contraindicated Early (lt 8 days) postnatal corticosteroids for preventing chronic lung disease in

preterm infants Henry L Halliday1 Richard A Ehrenkranz2 Lex W Doyle31Perinatal Room Royal-Jubilee Maternity Service

Belfast UK 2Department of Pediatrics Yale University New Haven Connecticut USA 3Department of Obstetrics and Gynaecology University of Melbourne Parkville AustraliaContact address Henry L Halliday Perinatal Room Royal-Jubilee Maternity Service Royal Maternity Hospital Grosvenor Road Belfast Northern

Ireland BT12 6BA UK Cochrane Neonatal Group

Ethics andhellipiatrogenic diseases

- Environment in which the baby is managed (eg light noise touch)

- Mode of ventilation (eg conventional synchronized high-frequency)

- Types doses and results of medications used - Short-term and long-term effects of certain often

painful procedures - Foreign bodies or devices used - How the babys nutritional needs are met (enteral

parenteral nutrition) Developmental care for promoting development and preventing morbidity in preterm infants

Amanda J Symington1 Janet Pinelli2

1The Childrens Hospital Hamilton Health Sciences Hamilton Ontario Canada 2School of Nursing McMaster University Hamilton Canada

Cochrane Neonatal Group

Ethics andhellippain

Opioids for neonates receiving mechanical ventilation

Roberto Bell˘1 Koert A de Waal2 Rinaldo Zanini31Neonatal Intensive Care Unit Ospedale Manzoni -Lecco Lecco

Italy 2Neonatology Academic Medical Centre Amsterdam Netherlands 3Neonatal Intensive Care Unit Ospedale

A Manzoni - Lecco Lecco ItalyContact address Roberto Bell˘ Neonatal Intensive Care Unit Ospedale

Manzoni -Lecco Via Eremo 9 Lecco 23900 Italy Editorial group Cochrane Neonatal Group

Intravenous midazolam infusion for sedation of infants in the neonatal intensive care

unit

Eugene Ng1 Anna Taddio2 Arne Ohlsson31Department of Newborn and Developmental Paediatrics Sunnybrook

Health Sciences Centre Toronto Canada 2Graduate Department of Pharmaceutical Sciences Hospital for Sick

Children Research Institute Toronto Canada 3Departments of Paediatrics Obstetrics and Gynaecology and Health

Policy Management and Evaluation University of Toronto Toronto CanadaContact address Eugene Ng

Department of Newborn and Developmental Paediatrics Sunnybrook Health Sciences Centre CO Womens College

Hospital 76 Grenville Street Toronto Ontario M5S1B2 Canada Editorial group Cochrane Neonatal Group

Ethics andhellipaesthetics

bull End-of-life comfortappearance for the

ndash Infant

ndash Parents

ndash Caregivers

Ethics andhellipparents

bull Infant-parent emotional bonding

ndash Regionalisation

ndash Participation of parents in healing process

ndash Skin-to-skin

ndash Informed consent

ndash Decision making

Raines DA Parents values a missing link in the neonatal intensive care equation Neonatal Netw Apr 199615(3)7-12

When individuals lack decision-making capacityhellip

hellipthe interests and welfare of the patient take priority

over all other parties

hellipthe interests of the neonate are inextricably linked

to that of the parents

their interests must be taken into account empowering them to

decision-making

Parents

Kent AL et al Collaborative decision-making for extreme premature delivery J Paediatr Child Health 2007 43 489-91

Parents recommendations

bull Counselling should initiate before delivery

bull Transparency openness and honesty

bull Favour frequent discussions with parents

bull Update them on

ndash their infants condition

ndash interventions that may be needed

bull Avoid confusing medical terminology as much as possible

bull Be honest and frank about the infants condition and prognosis even

on matters of uncertainty

bull Ask feed backs to ensure parents understand what is being discussed

Collaborative decision-making for extreme premature deliveryKent AL et al NSW and ACT Perinatal Care at the Borderlines

of Viability Consensus Workshop Committee J Paediatr Child Health 2007 Jun43(6)489-91

Caeymaex L ed al Journeacutees Parisiennes de Peacutediatrie 2008 Fin de vie en reacuteanimation neacuteonatale mieux

comprendre les attentes et le point de vues des parents

Communication with parents

Montreal group

52 mothers in preterm labour all infants at

23 weeks gestation were resuscitated including

6 cases with conditional non-resuscitation instructions

Thus

- In acute situations the default mode is to treat

- To step back from action seems to be very difficult

Some answers creation of guidelines

protocols

Not feeling alone ability to rely on the experience

and expertise of others is helpful

ndash Expertise

ndash Enabling

ndash Empowering

ndash Encouraging

ndash Education

A Case Method To Assist Clinical Ethics

Decision Making

(Modified from American College of Physicians Ethics Manual)

bull 1 Define the ethics problem as an ought or should question (eg Should we withhold a respirator for this

extremely preterm baby 25 WGA as his parents request)

bull 2 List relevant facts and uncertainties Include facts about the patient and caregivers (such as emotional state cultural

background and legal standing) Include physiologic facts and significant medical uncertainties (such as expected

outcomes with and without treatment) and the benefits and harms of treatment options

bull 3 Identify a decision maker If the patient is competent the decision maker is the patient If the patient is

incompetent identify a proxy decision maker (eg as specified by court appointment state law a durable power of

attorney for health care living will or the next of kin)

bull 4 Give understandable relevant desired information to the decision maker and dispel misconceptions

bull 5 Solicit values of the patient that are relevant to the question These include the patients values about life relation to

community and health care institutions goals for health care and conditions that would change goals and preferences

about health care or proxy decision makers

bull 6 Identify health professional values including health goals (such as prolonging life and alleviating pain) values that

pertain to patient physician communication (such as truth telling and confidentiality) and some values that extend

outside of the patient physician relationship (such as promotion of public health and respect for the law)

bull 7 Propose and critique solutions including options for treatment and alternative providers

bull 8 Identify and remove or address constraints on solutions (such as unavailability of services laws or legal myths)

Recommendations

bull Define yourself your borderline between viability

according to capacities of your facilities

ndash Neurological outcomes

ndash Respiratory outcomes

ndash Caloric intake

Catlin A Carter B Creation of a neonatal end-of-life palliative care protocol J PerinatolApr-May 200222(3)184-95

Much more researchhellip

bull Sociological

bull Interviews of implicated persons

bull Stratification

bull EURONIC

Conclusion bull Grey zones are grey

bull It is likely they will stay grey for some time

bull It would be an error to wash them white or darken them

bull Grey zones have to be adapted to the local contexts

bull Every wardhospitalmaternity should allow open discussions have a

committee on ethics establish internal guidelines

bull The role of the parents in decision-making after as-objective-as-

possible information given by healthcare members is essential

bull Making ethical decisions might be very difficult but ethical

relationships with the preterm and his parents can compensate this

Page 26: Ethical issues of extremely preterm babies’ care: the “grey zone” experiences

Recommendations The Netherlands

bull No intensive care to babies before 25-26 weeks gestation

bull Decisions should be taken with full participation of the parents

bull Unclear cutoff of resuscitation of immature infants

- at 25 50 or 75 chance of intact survival - (Viability not universally agreed thus if bar is set low there will be more

survivors with more handicaps)

bull Euthanasia institutionalised

Sheldon T Dutch doctors change policy on treating preterm babies BMJ 20013221383

Recommendations Australia

bull Grey zone between 23-25 weeks + 6 days option of non-initiation of

resuscitation and intensive care reasonable

- obligation to treat increases as the gestation advances

- at 25 weeks active treatment is usually offered

- unless adverse circumstances

bull twin-twin transfusion

bull intrauterine growth restriction

bull chorioamnionitis

bull poor condition at birth or the presence of a serious abnormality

- at 26 weeks gestation the obligation to treat is very high

- non-directive counselling avoidance of over burdening parents

bull 24 weeks antenatal transfer to a tertiary centre with option of ldquoDNRrdquo

Aust N Z J Obstet Gynaecol 2007 Aug47(4)273-8Delivery in the grey zone collaborative approach to extremely preterm birth

Keogh J Sinn J Hollebone K Bajuk B Fischer W Lui K Consensus Workshop Organising Committee

Malcom F Should artificial resuscitation be offered to extremely premature neonates AMSJ 2010 p 86-9

Recommendations The Nuffield Council

on Bioethics (GB)

bull 23-26 weeks = grey area

bull 2 components

- to resuscitate and admit to the NICU

- to continue with intensive care or replace with

palliative care

bull Recommendations

- at 25 weeks and above institute intensive care

- 24-25 weeks offer intensive care unless different parentsrsquo wishes

- 23- 24 weeks clinicians should not be obliged to resuscitate

Nuffield Council on Bioethics Critical care decisions in fetal and neonatal medicine ethical issues

LondonNCB2006 wwwNuffieldbioethicsorggoourworkneonatalpublication 406html

ldquoNatural instincts are to try to save all babies even if

the babys chances of survival are low

However we dont think it is always right to put a baby

through the stress and pain of invasive treatment if the

baby is unlikely to get any better and death is

inevitable (Margaret Brazier professor of law at Manchester University)

Prolonging the life of profoundly sick premature babies

may be inhumane and place an intolerable burden on

the babyrdquo

treatment just prolongs the process of dyingrdquo

(Andrew Whitelaw professor of neonatal medicine at the University of Bristol UK)

Nuffield Council on Bioethics

The Nuffield Council on Bioethics

Medical ethics committee of the British Medical Association (BMA)

bull The report echoes existing best practicerdquo

bull Disagreement with stringent cut-off points for treatment

- The BMA believes that blanket rules do not help

individual parents or their very premature babiesrdquo

- Each case should be considered on its merits andin its

own contextrdquo

(Tony Calland)

When premature babies should be allowed to die Gaia Vince New scientist 15 November 2006

Neonatal section of the Irish Faculty of

Paediatrics

bull Withdrawal of care appropriate in infants born within the

threshold period who fail to respond to initial intensive care

efforts or develop severe complications

bull Acceptable not to resuscitate newborns

under 500g andor under 24 weeks gestation

Neonatal subcommittee of the Irish faculty of Paediatrics Statement on perinatal care at the threshold of viability2006

Recommendations France

bull Usually no resuscitation below 24 WGA

bull At 24 weeks particular attention to parentsrsquo wishes

bull Maximum degree of uncertainty on the real interest of the patient nobody can pretend to claim which is the best attitude

bull Other criteriae to be taken into account (discretional resuscitation)

bull Prenatal corticosteroids

Moriette G Rameix S et al groupe de reacuteflexion sur les aspects eacutethiques de la peacuterinatologie very premature births dilemmas and management Part 1 outcome of infants born before 28 weeks of postmenstrual age and definition of grey zone Archives de Peacutediatrie 2010 May17(5)518-26 part 2 527-39

Recommendations Switzerland

bull lt 24 weeks palliative

bull gt 24 weeks according to the experienced neonatology

team

Swiss Society of Neonatology recommandations pour la prise en charge des preacutematureacutes agrave la limite de la viabiliteacute (22 - 26 SA) 2002

Recommendations Ukraine

Gestation period lt 28 weeks

bull Define the exact gestational age and weightof the fetus estimate

prognosis provide further consultations recommendations and coordinate

team work of all members of perinatal team

bull Inform and discuss with future parents about medical and social risks and

peculiarities of resuscitation care providing for the newborn

bull Resuscitation is almost always provided if high survival chances and

acceptable morbidity

bull In case of doubtful prognosis necessity to support the wish of parents

bull Do not start the resuscitation of a newborn if almost 100 early death rate

likely (Ie gestation period lt 23 weeks weight lt 400 gr)

Can limits be clearly defined Summary

- No international consensus = chance for avoidance of

systematic approaches

- CUTOFF borderline of viability

- 50 of mortality but disability difficult to objectify and use as a criteria

- All would resuscitate at 26 weeks most would not at 23 weeks

- Grey area 24 and 25 weeks gestation = 2 per 1000 births

- fetal weight 10 error

- gestational age 3 - 5 days error

Can limits be clearly defined Outcome

estimation tool

Secondary criteriae

- Girls 1 week advantage

- Every day increases survival by 3

- Full course of antenatal steroids

- Level of unit

- Black race

- High-medium level of income of parents

- Multiple birth twin-to-twin transfusion

- Birth weight

- Babyrsquos condition at delivery

(chorioamnionitis increases the risk of periventricular leucomalacia)

Time-frame algorythm for decision

making

bull Primary resuscitation YN

bull Proceed to intensive care or palliative care

bull Continue with option YN bull Euthanasia

ndash Netherlands (Groningen Protocol)

bull To motivate physicians to adhere to the highest standards of decision making

bull To reduce hidden euthanasia by facilitating reporting

bull Requires that all possible palliative measures be exhausted before euthanasia is performed

bull Might do more in mobilizing the availability of palliative care services than the current situation of unreported practice

ndash EURONIC 73 in 8 European Countries

Rebagliato M et al EURONIC study group Neonatal end-of-life decision making Physicianrsquos attitudes and relationships

with self-reported practices in 10 European countries The Journal of Medical Association 2000 Nov 15284(19)2451-9

Acting in the ldquobest interests of the patientrdquo

bull degree of suffering involved in the care

bull futility of further intervention

bull likelihood of survival free of serious disability

and practical consequences

Legal - moral The Best Interests Standard

United Kingdom Court of Appeal1993

Doctors and parents may not undertake actions where the purpose is

to end life they may in appropriate circumstances use drugs to

relieve pain and distress even though their use may advance the time

of death

Palliative Care

Palliative Care in France lois Leonetti (2005)

bull Legalises arrest of ldquonon-reasonable treatmentrdquo

bull Authorizes at the end of life the use of treatment for comfort

of patient (pain)

bull Taking into account that the treatment might shorten length of

survival

bull Always with the patientrsquos consent = parentrsquos consent

Recently French Medical Council expressed itself in the same terms

bull At birth neither certainty nor uncertainty as prognosis is clear-cut

(Self-fullfilling prophecy may be created by delays or suboptimal management)

bull Initiation of resuscitation leads to admission to NICU

- cascade of expensive uncomfortable or painful procedures

- raise parental expectations about survival

bull Denying intensive care a priori based solely on the age of

gestation or birth weight = contrary to the principle of equity

bull Decision-making after initial resuscitation (continue or withdraw

treatment) more justifiable

Decision-making for palliative care

Acta Paediatr 2008 Mar97(3)276-9 doi 101111j1651-2227200800663xCaregivers attitudes for very premature infants

what if they knewJanvier A Lantos J DeschIacutenes M Couture E Nadeau S Barrington KJ

bull Case-by-case basis according postnatal assessment

bull Factors always to be considered

- parents

- resources

- planned pregnancy

- assisted conception

- maternal age

- illness and fetal conditions

Decisions made by parents before birth are not necessarily

absolute and binding

Decision-making for intensive care

Divorces after handicap

bull Nine times higher in case of spina bifida (BJ PSYCH 131 79-82

(1977) J Maulden Population studies vol 46 issue2 pages 349 362 (1992)

bull Low birth weight children in the US are at higher risk of experiencing

their parents divorce than children of normal birth weight

bull Not confirmed in British couples

Healthy Baby Healthy Marriage The Effct of Childrens

Health on Divorce Angela R Fertig Princeton University

288 Wallace Hall Princeton NJ 08544

afertigprincetonedu 609-258-5868 June 17 2004

Ethics andhellipcorticosteroids

bull Antenatal corticosteroids

bull A technical medical ethical obligation

ndash No obstetrical or medical CI (infection hypertension)

ndash C Spencer K Neales Antenatal corticosteroids to prevent neonatal respiratory distress syndrome BMJ 2000 320 325 doi

101136bmj3207231325 (Published 5 February 2000)

ndash Roberts D Dalziel Antenatal corticosteroids for accelerating fetal lung maturation for women at risk of preterm birth The

Cochrane Database of Systematic Reviews 2010 Issue 8 Copyright copy 2010 The Cochrane Collaboration

ndash JV Been B W Kramer L J Zimmermann Antenatal corticosteroids to prevent preterm birt The LancetVol 373 Issue 9667 Page

894 14 March 2009

Ethics andhellipcorticosteroids

bull Postnatal corticosteroids in BPD

ndash Increased risk of neurodevelopmental impairment growth retardation etc but faster extubation less PDA etchellip

ndash ldquoEthicallyrdquo contraindicated Early (lt 8 days) postnatal corticosteroids for preventing chronic lung disease in

preterm infants Henry L Halliday1 Richard A Ehrenkranz2 Lex W Doyle31Perinatal Room Royal-Jubilee Maternity Service

Belfast UK 2Department of Pediatrics Yale University New Haven Connecticut USA 3Department of Obstetrics and Gynaecology University of Melbourne Parkville AustraliaContact address Henry L Halliday Perinatal Room Royal-Jubilee Maternity Service Royal Maternity Hospital Grosvenor Road Belfast Northern

Ireland BT12 6BA UK Cochrane Neonatal Group

Ethics andhellipiatrogenic diseases

- Environment in which the baby is managed (eg light noise touch)

- Mode of ventilation (eg conventional synchronized high-frequency)

- Types doses and results of medications used - Short-term and long-term effects of certain often

painful procedures - Foreign bodies or devices used - How the babys nutritional needs are met (enteral

parenteral nutrition) Developmental care for promoting development and preventing morbidity in preterm infants

Amanda J Symington1 Janet Pinelli2

1The Childrens Hospital Hamilton Health Sciences Hamilton Ontario Canada 2School of Nursing McMaster University Hamilton Canada

Cochrane Neonatal Group

Ethics andhellippain

Opioids for neonates receiving mechanical ventilation

Roberto Bell˘1 Koert A de Waal2 Rinaldo Zanini31Neonatal Intensive Care Unit Ospedale Manzoni -Lecco Lecco

Italy 2Neonatology Academic Medical Centre Amsterdam Netherlands 3Neonatal Intensive Care Unit Ospedale

A Manzoni - Lecco Lecco ItalyContact address Roberto Bell˘ Neonatal Intensive Care Unit Ospedale

Manzoni -Lecco Via Eremo 9 Lecco 23900 Italy Editorial group Cochrane Neonatal Group

Intravenous midazolam infusion for sedation of infants in the neonatal intensive care

unit

Eugene Ng1 Anna Taddio2 Arne Ohlsson31Department of Newborn and Developmental Paediatrics Sunnybrook

Health Sciences Centre Toronto Canada 2Graduate Department of Pharmaceutical Sciences Hospital for Sick

Children Research Institute Toronto Canada 3Departments of Paediatrics Obstetrics and Gynaecology and Health

Policy Management and Evaluation University of Toronto Toronto CanadaContact address Eugene Ng

Department of Newborn and Developmental Paediatrics Sunnybrook Health Sciences Centre CO Womens College

Hospital 76 Grenville Street Toronto Ontario M5S1B2 Canada Editorial group Cochrane Neonatal Group

Ethics andhellipaesthetics

bull End-of-life comfortappearance for the

ndash Infant

ndash Parents

ndash Caregivers

Ethics andhellipparents

bull Infant-parent emotional bonding

ndash Regionalisation

ndash Participation of parents in healing process

ndash Skin-to-skin

ndash Informed consent

ndash Decision making

Raines DA Parents values a missing link in the neonatal intensive care equation Neonatal Netw Apr 199615(3)7-12

When individuals lack decision-making capacityhellip

hellipthe interests and welfare of the patient take priority

over all other parties

hellipthe interests of the neonate are inextricably linked

to that of the parents

their interests must be taken into account empowering them to

decision-making

Parents

Kent AL et al Collaborative decision-making for extreme premature delivery J Paediatr Child Health 2007 43 489-91

Parents recommendations

bull Counselling should initiate before delivery

bull Transparency openness and honesty

bull Favour frequent discussions with parents

bull Update them on

ndash their infants condition

ndash interventions that may be needed

bull Avoid confusing medical terminology as much as possible

bull Be honest and frank about the infants condition and prognosis even

on matters of uncertainty

bull Ask feed backs to ensure parents understand what is being discussed

Collaborative decision-making for extreme premature deliveryKent AL et al NSW and ACT Perinatal Care at the Borderlines

of Viability Consensus Workshop Committee J Paediatr Child Health 2007 Jun43(6)489-91

Caeymaex L ed al Journeacutees Parisiennes de Peacutediatrie 2008 Fin de vie en reacuteanimation neacuteonatale mieux

comprendre les attentes et le point de vues des parents

Communication with parents

Montreal group

52 mothers in preterm labour all infants at

23 weeks gestation were resuscitated including

6 cases with conditional non-resuscitation instructions

Thus

- In acute situations the default mode is to treat

- To step back from action seems to be very difficult

Some answers creation of guidelines

protocols

Not feeling alone ability to rely on the experience

and expertise of others is helpful

ndash Expertise

ndash Enabling

ndash Empowering

ndash Encouraging

ndash Education

A Case Method To Assist Clinical Ethics

Decision Making

(Modified from American College of Physicians Ethics Manual)

bull 1 Define the ethics problem as an ought or should question (eg Should we withhold a respirator for this

extremely preterm baby 25 WGA as his parents request)

bull 2 List relevant facts and uncertainties Include facts about the patient and caregivers (such as emotional state cultural

background and legal standing) Include physiologic facts and significant medical uncertainties (such as expected

outcomes with and without treatment) and the benefits and harms of treatment options

bull 3 Identify a decision maker If the patient is competent the decision maker is the patient If the patient is

incompetent identify a proxy decision maker (eg as specified by court appointment state law a durable power of

attorney for health care living will or the next of kin)

bull 4 Give understandable relevant desired information to the decision maker and dispel misconceptions

bull 5 Solicit values of the patient that are relevant to the question These include the patients values about life relation to

community and health care institutions goals for health care and conditions that would change goals and preferences

about health care or proxy decision makers

bull 6 Identify health professional values including health goals (such as prolonging life and alleviating pain) values that

pertain to patient physician communication (such as truth telling and confidentiality) and some values that extend

outside of the patient physician relationship (such as promotion of public health and respect for the law)

bull 7 Propose and critique solutions including options for treatment and alternative providers

bull 8 Identify and remove or address constraints on solutions (such as unavailability of services laws or legal myths)

Recommendations

bull Define yourself your borderline between viability

according to capacities of your facilities

ndash Neurological outcomes

ndash Respiratory outcomes

ndash Caloric intake

Catlin A Carter B Creation of a neonatal end-of-life palliative care protocol J PerinatolApr-May 200222(3)184-95

Much more researchhellip

bull Sociological

bull Interviews of implicated persons

bull Stratification

bull EURONIC

Conclusion bull Grey zones are grey

bull It is likely they will stay grey for some time

bull It would be an error to wash them white or darken them

bull Grey zones have to be adapted to the local contexts

bull Every wardhospitalmaternity should allow open discussions have a

committee on ethics establish internal guidelines

bull The role of the parents in decision-making after as-objective-as-

possible information given by healthcare members is essential

bull Making ethical decisions might be very difficult but ethical

relationships with the preterm and his parents can compensate this

Page 27: Ethical issues of extremely preterm babies’ care: the “grey zone” experiences

Recommendations Australia

bull Grey zone between 23-25 weeks + 6 days option of non-initiation of

resuscitation and intensive care reasonable

- obligation to treat increases as the gestation advances

- at 25 weeks active treatment is usually offered

- unless adverse circumstances

bull twin-twin transfusion

bull intrauterine growth restriction

bull chorioamnionitis

bull poor condition at birth or the presence of a serious abnormality

- at 26 weeks gestation the obligation to treat is very high

- non-directive counselling avoidance of over burdening parents

bull 24 weeks antenatal transfer to a tertiary centre with option of ldquoDNRrdquo

Aust N Z J Obstet Gynaecol 2007 Aug47(4)273-8Delivery in the grey zone collaborative approach to extremely preterm birth

Keogh J Sinn J Hollebone K Bajuk B Fischer W Lui K Consensus Workshop Organising Committee

Malcom F Should artificial resuscitation be offered to extremely premature neonates AMSJ 2010 p 86-9

Recommendations The Nuffield Council

on Bioethics (GB)

bull 23-26 weeks = grey area

bull 2 components

- to resuscitate and admit to the NICU

- to continue with intensive care or replace with

palliative care

bull Recommendations

- at 25 weeks and above institute intensive care

- 24-25 weeks offer intensive care unless different parentsrsquo wishes

- 23- 24 weeks clinicians should not be obliged to resuscitate

Nuffield Council on Bioethics Critical care decisions in fetal and neonatal medicine ethical issues

LondonNCB2006 wwwNuffieldbioethicsorggoourworkneonatalpublication 406html

ldquoNatural instincts are to try to save all babies even if

the babys chances of survival are low

However we dont think it is always right to put a baby

through the stress and pain of invasive treatment if the

baby is unlikely to get any better and death is

inevitable (Margaret Brazier professor of law at Manchester University)

Prolonging the life of profoundly sick premature babies

may be inhumane and place an intolerable burden on

the babyrdquo

treatment just prolongs the process of dyingrdquo

(Andrew Whitelaw professor of neonatal medicine at the University of Bristol UK)

Nuffield Council on Bioethics

The Nuffield Council on Bioethics

Medical ethics committee of the British Medical Association (BMA)

bull The report echoes existing best practicerdquo

bull Disagreement with stringent cut-off points for treatment

- The BMA believes that blanket rules do not help

individual parents or their very premature babiesrdquo

- Each case should be considered on its merits andin its

own contextrdquo

(Tony Calland)

When premature babies should be allowed to die Gaia Vince New scientist 15 November 2006

Neonatal section of the Irish Faculty of

Paediatrics

bull Withdrawal of care appropriate in infants born within the

threshold period who fail to respond to initial intensive care

efforts or develop severe complications

bull Acceptable not to resuscitate newborns

under 500g andor under 24 weeks gestation

Neonatal subcommittee of the Irish faculty of Paediatrics Statement on perinatal care at the threshold of viability2006

Recommendations France

bull Usually no resuscitation below 24 WGA

bull At 24 weeks particular attention to parentsrsquo wishes

bull Maximum degree of uncertainty on the real interest of the patient nobody can pretend to claim which is the best attitude

bull Other criteriae to be taken into account (discretional resuscitation)

bull Prenatal corticosteroids

Moriette G Rameix S et al groupe de reacuteflexion sur les aspects eacutethiques de la peacuterinatologie very premature births dilemmas and management Part 1 outcome of infants born before 28 weeks of postmenstrual age and definition of grey zone Archives de Peacutediatrie 2010 May17(5)518-26 part 2 527-39

Recommendations Switzerland

bull lt 24 weeks palliative

bull gt 24 weeks according to the experienced neonatology

team

Swiss Society of Neonatology recommandations pour la prise en charge des preacutematureacutes agrave la limite de la viabiliteacute (22 - 26 SA) 2002

Recommendations Ukraine

Gestation period lt 28 weeks

bull Define the exact gestational age and weightof the fetus estimate

prognosis provide further consultations recommendations and coordinate

team work of all members of perinatal team

bull Inform and discuss with future parents about medical and social risks and

peculiarities of resuscitation care providing for the newborn

bull Resuscitation is almost always provided if high survival chances and

acceptable morbidity

bull In case of doubtful prognosis necessity to support the wish of parents

bull Do not start the resuscitation of a newborn if almost 100 early death rate

likely (Ie gestation period lt 23 weeks weight lt 400 gr)

Can limits be clearly defined Summary

- No international consensus = chance for avoidance of

systematic approaches

- CUTOFF borderline of viability

- 50 of mortality but disability difficult to objectify and use as a criteria

- All would resuscitate at 26 weeks most would not at 23 weeks

- Grey area 24 and 25 weeks gestation = 2 per 1000 births

- fetal weight 10 error

- gestational age 3 - 5 days error

Can limits be clearly defined Outcome

estimation tool

Secondary criteriae

- Girls 1 week advantage

- Every day increases survival by 3

- Full course of antenatal steroids

- Level of unit

- Black race

- High-medium level of income of parents

- Multiple birth twin-to-twin transfusion

- Birth weight

- Babyrsquos condition at delivery

(chorioamnionitis increases the risk of periventricular leucomalacia)

Time-frame algorythm for decision

making

bull Primary resuscitation YN

bull Proceed to intensive care or palliative care

bull Continue with option YN bull Euthanasia

ndash Netherlands (Groningen Protocol)

bull To motivate physicians to adhere to the highest standards of decision making

bull To reduce hidden euthanasia by facilitating reporting

bull Requires that all possible palliative measures be exhausted before euthanasia is performed

bull Might do more in mobilizing the availability of palliative care services than the current situation of unreported practice

ndash EURONIC 73 in 8 European Countries

Rebagliato M et al EURONIC study group Neonatal end-of-life decision making Physicianrsquos attitudes and relationships

with self-reported practices in 10 European countries The Journal of Medical Association 2000 Nov 15284(19)2451-9

Acting in the ldquobest interests of the patientrdquo

bull degree of suffering involved in the care

bull futility of further intervention

bull likelihood of survival free of serious disability

and practical consequences

Legal - moral The Best Interests Standard

United Kingdom Court of Appeal1993

Doctors and parents may not undertake actions where the purpose is

to end life they may in appropriate circumstances use drugs to

relieve pain and distress even though their use may advance the time

of death

Palliative Care

Palliative Care in France lois Leonetti (2005)

bull Legalises arrest of ldquonon-reasonable treatmentrdquo

bull Authorizes at the end of life the use of treatment for comfort

of patient (pain)

bull Taking into account that the treatment might shorten length of

survival

bull Always with the patientrsquos consent = parentrsquos consent

Recently French Medical Council expressed itself in the same terms

bull At birth neither certainty nor uncertainty as prognosis is clear-cut

(Self-fullfilling prophecy may be created by delays or suboptimal management)

bull Initiation of resuscitation leads to admission to NICU

- cascade of expensive uncomfortable or painful procedures

- raise parental expectations about survival

bull Denying intensive care a priori based solely on the age of

gestation or birth weight = contrary to the principle of equity

bull Decision-making after initial resuscitation (continue or withdraw

treatment) more justifiable

Decision-making for palliative care

Acta Paediatr 2008 Mar97(3)276-9 doi 101111j1651-2227200800663xCaregivers attitudes for very premature infants

what if they knewJanvier A Lantos J DeschIacutenes M Couture E Nadeau S Barrington KJ

bull Case-by-case basis according postnatal assessment

bull Factors always to be considered

- parents

- resources

- planned pregnancy

- assisted conception

- maternal age

- illness and fetal conditions

Decisions made by parents before birth are not necessarily

absolute and binding

Decision-making for intensive care

Divorces after handicap

bull Nine times higher in case of spina bifida (BJ PSYCH 131 79-82

(1977) J Maulden Population studies vol 46 issue2 pages 349 362 (1992)

bull Low birth weight children in the US are at higher risk of experiencing

their parents divorce than children of normal birth weight

bull Not confirmed in British couples

Healthy Baby Healthy Marriage The Effct of Childrens

Health on Divorce Angela R Fertig Princeton University

288 Wallace Hall Princeton NJ 08544

afertigprincetonedu 609-258-5868 June 17 2004

Ethics andhellipcorticosteroids

bull Antenatal corticosteroids

bull A technical medical ethical obligation

ndash No obstetrical or medical CI (infection hypertension)

ndash C Spencer K Neales Antenatal corticosteroids to prevent neonatal respiratory distress syndrome BMJ 2000 320 325 doi

101136bmj3207231325 (Published 5 February 2000)

ndash Roberts D Dalziel Antenatal corticosteroids for accelerating fetal lung maturation for women at risk of preterm birth The

Cochrane Database of Systematic Reviews 2010 Issue 8 Copyright copy 2010 The Cochrane Collaboration

ndash JV Been B W Kramer L J Zimmermann Antenatal corticosteroids to prevent preterm birt The LancetVol 373 Issue 9667 Page

894 14 March 2009

Ethics andhellipcorticosteroids

bull Postnatal corticosteroids in BPD

ndash Increased risk of neurodevelopmental impairment growth retardation etc but faster extubation less PDA etchellip

ndash ldquoEthicallyrdquo contraindicated Early (lt 8 days) postnatal corticosteroids for preventing chronic lung disease in

preterm infants Henry L Halliday1 Richard A Ehrenkranz2 Lex W Doyle31Perinatal Room Royal-Jubilee Maternity Service

Belfast UK 2Department of Pediatrics Yale University New Haven Connecticut USA 3Department of Obstetrics and Gynaecology University of Melbourne Parkville AustraliaContact address Henry L Halliday Perinatal Room Royal-Jubilee Maternity Service Royal Maternity Hospital Grosvenor Road Belfast Northern

Ireland BT12 6BA UK Cochrane Neonatal Group

Ethics andhellipiatrogenic diseases

- Environment in which the baby is managed (eg light noise touch)

- Mode of ventilation (eg conventional synchronized high-frequency)

- Types doses and results of medications used - Short-term and long-term effects of certain often

painful procedures - Foreign bodies or devices used - How the babys nutritional needs are met (enteral

parenteral nutrition) Developmental care for promoting development and preventing morbidity in preterm infants

Amanda J Symington1 Janet Pinelli2

1The Childrens Hospital Hamilton Health Sciences Hamilton Ontario Canada 2School of Nursing McMaster University Hamilton Canada

Cochrane Neonatal Group

Ethics andhellippain

Opioids for neonates receiving mechanical ventilation

Roberto Bell˘1 Koert A de Waal2 Rinaldo Zanini31Neonatal Intensive Care Unit Ospedale Manzoni -Lecco Lecco

Italy 2Neonatology Academic Medical Centre Amsterdam Netherlands 3Neonatal Intensive Care Unit Ospedale

A Manzoni - Lecco Lecco ItalyContact address Roberto Bell˘ Neonatal Intensive Care Unit Ospedale

Manzoni -Lecco Via Eremo 9 Lecco 23900 Italy Editorial group Cochrane Neonatal Group

Intravenous midazolam infusion for sedation of infants in the neonatal intensive care

unit

Eugene Ng1 Anna Taddio2 Arne Ohlsson31Department of Newborn and Developmental Paediatrics Sunnybrook

Health Sciences Centre Toronto Canada 2Graduate Department of Pharmaceutical Sciences Hospital for Sick

Children Research Institute Toronto Canada 3Departments of Paediatrics Obstetrics and Gynaecology and Health

Policy Management and Evaluation University of Toronto Toronto CanadaContact address Eugene Ng

Department of Newborn and Developmental Paediatrics Sunnybrook Health Sciences Centre CO Womens College

Hospital 76 Grenville Street Toronto Ontario M5S1B2 Canada Editorial group Cochrane Neonatal Group

Ethics andhellipaesthetics

bull End-of-life comfortappearance for the

ndash Infant

ndash Parents

ndash Caregivers

Ethics andhellipparents

bull Infant-parent emotional bonding

ndash Regionalisation

ndash Participation of parents in healing process

ndash Skin-to-skin

ndash Informed consent

ndash Decision making

Raines DA Parents values a missing link in the neonatal intensive care equation Neonatal Netw Apr 199615(3)7-12

When individuals lack decision-making capacityhellip

hellipthe interests and welfare of the patient take priority

over all other parties

hellipthe interests of the neonate are inextricably linked

to that of the parents

their interests must be taken into account empowering them to

decision-making

Parents

Kent AL et al Collaborative decision-making for extreme premature delivery J Paediatr Child Health 2007 43 489-91

Parents recommendations

bull Counselling should initiate before delivery

bull Transparency openness and honesty

bull Favour frequent discussions with parents

bull Update them on

ndash their infants condition

ndash interventions that may be needed

bull Avoid confusing medical terminology as much as possible

bull Be honest and frank about the infants condition and prognosis even

on matters of uncertainty

bull Ask feed backs to ensure parents understand what is being discussed

Collaborative decision-making for extreme premature deliveryKent AL et al NSW and ACT Perinatal Care at the Borderlines

of Viability Consensus Workshop Committee J Paediatr Child Health 2007 Jun43(6)489-91

Caeymaex L ed al Journeacutees Parisiennes de Peacutediatrie 2008 Fin de vie en reacuteanimation neacuteonatale mieux

comprendre les attentes et le point de vues des parents

Communication with parents

Montreal group

52 mothers in preterm labour all infants at

23 weeks gestation were resuscitated including

6 cases with conditional non-resuscitation instructions

Thus

- In acute situations the default mode is to treat

- To step back from action seems to be very difficult

Some answers creation of guidelines

protocols

Not feeling alone ability to rely on the experience

and expertise of others is helpful

ndash Expertise

ndash Enabling

ndash Empowering

ndash Encouraging

ndash Education

A Case Method To Assist Clinical Ethics

Decision Making

(Modified from American College of Physicians Ethics Manual)

bull 1 Define the ethics problem as an ought or should question (eg Should we withhold a respirator for this

extremely preterm baby 25 WGA as his parents request)

bull 2 List relevant facts and uncertainties Include facts about the patient and caregivers (such as emotional state cultural

background and legal standing) Include physiologic facts and significant medical uncertainties (such as expected

outcomes with and without treatment) and the benefits and harms of treatment options

bull 3 Identify a decision maker If the patient is competent the decision maker is the patient If the patient is

incompetent identify a proxy decision maker (eg as specified by court appointment state law a durable power of

attorney for health care living will or the next of kin)

bull 4 Give understandable relevant desired information to the decision maker and dispel misconceptions

bull 5 Solicit values of the patient that are relevant to the question These include the patients values about life relation to

community and health care institutions goals for health care and conditions that would change goals and preferences

about health care or proxy decision makers

bull 6 Identify health professional values including health goals (such as prolonging life and alleviating pain) values that

pertain to patient physician communication (such as truth telling and confidentiality) and some values that extend

outside of the patient physician relationship (such as promotion of public health and respect for the law)

bull 7 Propose and critique solutions including options for treatment and alternative providers

bull 8 Identify and remove or address constraints on solutions (such as unavailability of services laws or legal myths)

Recommendations

bull Define yourself your borderline between viability

according to capacities of your facilities

ndash Neurological outcomes

ndash Respiratory outcomes

ndash Caloric intake

Catlin A Carter B Creation of a neonatal end-of-life palliative care protocol J PerinatolApr-May 200222(3)184-95

Much more researchhellip

bull Sociological

bull Interviews of implicated persons

bull Stratification

bull EURONIC

Conclusion bull Grey zones are grey

bull It is likely they will stay grey for some time

bull It would be an error to wash them white or darken them

bull Grey zones have to be adapted to the local contexts

bull Every wardhospitalmaternity should allow open discussions have a

committee on ethics establish internal guidelines

bull The role of the parents in decision-making after as-objective-as-

possible information given by healthcare members is essential

bull Making ethical decisions might be very difficult but ethical

relationships with the preterm and his parents can compensate this

Page 28: Ethical issues of extremely preterm babies’ care: the “grey zone” experiences

Malcom F Should artificial resuscitation be offered to extremely premature neonates AMSJ 2010 p 86-9

Recommendations The Nuffield Council

on Bioethics (GB)

bull 23-26 weeks = grey area

bull 2 components

- to resuscitate and admit to the NICU

- to continue with intensive care or replace with

palliative care

bull Recommendations

- at 25 weeks and above institute intensive care

- 24-25 weeks offer intensive care unless different parentsrsquo wishes

- 23- 24 weeks clinicians should not be obliged to resuscitate

Nuffield Council on Bioethics Critical care decisions in fetal and neonatal medicine ethical issues

LondonNCB2006 wwwNuffieldbioethicsorggoourworkneonatalpublication 406html

ldquoNatural instincts are to try to save all babies even if

the babys chances of survival are low

However we dont think it is always right to put a baby

through the stress and pain of invasive treatment if the

baby is unlikely to get any better and death is

inevitable (Margaret Brazier professor of law at Manchester University)

Prolonging the life of profoundly sick premature babies

may be inhumane and place an intolerable burden on

the babyrdquo

treatment just prolongs the process of dyingrdquo

(Andrew Whitelaw professor of neonatal medicine at the University of Bristol UK)

Nuffield Council on Bioethics

The Nuffield Council on Bioethics

Medical ethics committee of the British Medical Association (BMA)

bull The report echoes existing best practicerdquo

bull Disagreement with stringent cut-off points for treatment

- The BMA believes that blanket rules do not help

individual parents or their very premature babiesrdquo

- Each case should be considered on its merits andin its

own contextrdquo

(Tony Calland)

When premature babies should be allowed to die Gaia Vince New scientist 15 November 2006

Neonatal section of the Irish Faculty of

Paediatrics

bull Withdrawal of care appropriate in infants born within the

threshold period who fail to respond to initial intensive care

efforts or develop severe complications

bull Acceptable not to resuscitate newborns

under 500g andor under 24 weeks gestation

Neonatal subcommittee of the Irish faculty of Paediatrics Statement on perinatal care at the threshold of viability2006

Recommendations France

bull Usually no resuscitation below 24 WGA

bull At 24 weeks particular attention to parentsrsquo wishes

bull Maximum degree of uncertainty on the real interest of the patient nobody can pretend to claim which is the best attitude

bull Other criteriae to be taken into account (discretional resuscitation)

bull Prenatal corticosteroids

Moriette G Rameix S et al groupe de reacuteflexion sur les aspects eacutethiques de la peacuterinatologie very premature births dilemmas and management Part 1 outcome of infants born before 28 weeks of postmenstrual age and definition of grey zone Archives de Peacutediatrie 2010 May17(5)518-26 part 2 527-39

Recommendations Switzerland

bull lt 24 weeks palliative

bull gt 24 weeks according to the experienced neonatology

team

Swiss Society of Neonatology recommandations pour la prise en charge des preacutematureacutes agrave la limite de la viabiliteacute (22 - 26 SA) 2002

Recommendations Ukraine

Gestation period lt 28 weeks

bull Define the exact gestational age and weightof the fetus estimate

prognosis provide further consultations recommendations and coordinate

team work of all members of perinatal team

bull Inform and discuss with future parents about medical and social risks and

peculiarities of resuscitation care providing for the newborn

bull Resuscitation is almost always provided if high survival chances and

acceptable morbidity

bull In case of doubtful prognosis necessity to support the wish of parents

bull Do not start the resuscitation of a newborn if almost 100 early death rate

likely (Ie gestation period lt 23 weeks weight lt 400 gr)

Can limits be clearly defined Summary

- No international consensus = chance for avoidance of

systematic approaches

- CUTOFF borderline of viability

- 50 of mortality but disability difficult to objectify and use as a criteria

- All would resuscitate at 26 weeks most would not at 23 weeks

- Grey area 24 and 25 weeks gestation = 2 per 1000 births

- fetal weight 10 error

- gestational age 3 - 5 days error

Can limits be clearly defined Outcome

estimation tool

Secondary criteriae

- Girls 1 week advantage

- Every day increases survival by 3

- Full course of antenatal steroids

- Level of unit

- Black race

- High-medium level of income of parents

- Multiple birth twin-to-twin transfusion

- Birth weight

- Babyrsquos condition at delivery

(chorioamnionitis increases the risk of periventricular leucomalacia)

Time-frame algorythm for decision

making

bull Primary resuscitation YN

bull Proceed to intensive care or palliative care

bull Continue with option YN bull Euthanasia

ndash Netherlands (Groningen Protocol)

bull To motivate physicians to adhere to the highest standards of decision making

bull To reduce hidden euthanasia by facilitating reporting

bull Requires that all possible palliative measures be exhausted before euthanasia is performed

bull Might do more in mobilizing the availability of palliative care services than the current situation of unreported practice

ndash EURONIC 73 in 8 European Countries

Rebagliato M et al EURONIC study group Neonatal end-of-life decision making Physicianrsquos attitudes and relationships

with self-reported practices in 10 European countries The Journal of Medical Association 2000 Nov 15284(19)2451-9

Acting in the ldquobest interests of the patientrdquo

bull degree of suffering involved in the care

bull futility of further intervention

bull likelihood of survival free of serious disability

and practical consequences

Legal - moral The Best Interests Standard

United Kingdom Court of Appeal1993

Doctors and parents may not undertake actions where the purpose is

to end life they may in appropriate circumstances use drugs to

relieve pain and distress even though their use may advance the time

of death

Palliative Care

Palliative Care in France lois Leonetti (2005)

bull Legalises arrest of ldquonon-reasonable treatmentrdquo

bull Authorizes at the end of life the use of treatment for comfort

of patient (pain)

bull Taking into account that the treatment might shorten length of

survival

bull Always with the patientrsquos consent = parentrsquos consent

Recently French Medical Council expressed itself in the same terms

bull At birth neither certainty nor uncertainty as prognosis is clear-cut

(Self-fullfilling prophecy may be created by delays or suboptimal management)

bull Initiation of resuscitation leads to admission to NICU

- cascade of expensive uncomfortable or painful procedures

- raise parental expectations about survival

bull Denying intensive care a priori based solely on the age of

gestation or birth weight = contrary to the principle of equity

bull Decision-making after initial resuscitation (continue or withdraw

treatment) more justifiable

Decision-making for palliative care

Acta Paediatr 2008 Mar97(3)276-9 doi 101111j1651-2227200800663xCaregivers attitudes for very premature infants

what if they knewJanvier A Lantos J DeschIacutenes M Couture E Nadeau S Barrington KJ

bull Case-by-case basis according postnatal assessment

bull Factors always to be considered

- parents

- resources

- planned pregnancy

- assisted conception

- maternal age

- illness and fetal conditions

Decisions made by parents before birth are not necessarily

absolute and binding

Decision-making for intensive care

Divorces after handicap

bull Nine times higher in case of spina bifida (BJ PSYCH 131 79-82

(1977) J Maulden Population studies vol 46 issue2 pages 349 362 (1992)

bull Low birth weight children in the US are at higher risk of experiencing

their parents divorce than children of normal birth weight

bull Not confirmed in British couples

Healthy Baby Healthy Marriage The Effct of Childrens

Health on Divorce Angela R Fertig Princeton University

288 Wallace Hall Princeton NJ 08544

afertigprincetonedu 609-258-5868 June 17 2004

Ethics andhellipcorticosteroids

bull Antenatal corticosteroids

bull A technical medical ethical obligation

ndash No obstetrical or medical CI (infection hypertension)

ndash C Spencer K Neales Antenatal corticosteroids to prevent neonatal respiratory distress syndrome BMJ 2000 320 325 doi

101136bmj3207231325 (Published 5 February 2000)

ndash Roberts D Dalziel Antenatal corticosteroids for accelerating fetal lung maturation for women at risk of preterm birth The

Cochrane Database of Systematic Reviews 2010 Issue 8 Copyright copy 2010 The Cochrane Collaboration

ndash JV Been B W Kramer L J Zimmermann Antenatal corticosteroids to prevent preterm birt The LancetVol 373 Issue 9667 Page

894 14 March 2009

Ethics andhellipcorticosteroids

bull Postnatal corticosteroids in BPD

ndash Increased risk of neurodevelopmental impairment growth retardation etc but faster extubation less PDA etchellip

ndash ldquoEthicallyrdquo contraindicated Early (lt 8 days) postnatal corticosteroids for preventing chronic lung disease in

preterm infants Henry L Halliday1 Richard A Ehrenkranz2 Lex W Doyle31Perinatal Room Royal-Jubilee Maternity Service

Belfast UK 2Department of Pediatrics Yale University New Haven Connecticut USA 3Department of Obstetrics and Gynaecology University of Melbourne Parkville AustraliaContact address Henry L Halliday Perinatal Room Royal-Jubilee Maternity Service Royal Maternity Hospital Grosvenor Road Belfast Northern

Ireland BT12 6BA UK Cochrane Neonatal Group

Ethics andhellipiatrogenic diseases

- Environment in which the baby is managed (eg light noise touch)

- Mode of ventilation (eg conventional synchronized high-frequency)

- Types doses and results of medications used - Short-term and long-term effects of certain often

painful procedures - Foreign bodies or devices used - How the babys nutritional needs are met (enteral

parenteral nutrition) Developmental care for promoting development and preventing morbidity in preterm infants

Amanda J Symington1 Janet Pinelli2

1The Childrens Hospital Hamilton Health Sciences Hamilton Ontario Canada 2School of Nursing McMaster University Hamilton Canada

Cochrane Neonatal Group

Ethics andhellippain

Opioids for neonates receiving mechanical ventilation

Roberto Bell˘1 Koert A de Waal2 Rinaldo Zanini31Neonatal Intensive Care Unit Ospedale Manzoni -Lecco Lecco

Italy 2Neonatology Academic Medical Centre Amsterdam Netherlands 3Neonatal Intensive Care Unit Ospedale

A Manzoni - Lecco Lecco ItalyContact address Roberto Bell˘ Neonatal Intensive Care Unit Ospedale

Manzoni -Lecco Via Eremo 9 Lecco 23900 Italy Editorial group Cochrane Neonatal Group

Intravenous midazolam infusion for sedation of infants in the neonatal intensive care

unit

Eugene Ng1 Anna Taddio2 Arne Ohlsson31Department of Newborn and Developmental Paediatrics Sunnybrook

Health Sciences Centre Toronto Canada 2Graduate Department of Pharmaceutical Sciences Hospital for Sick

Children Research Institute Toronto Canada 3Departments of Paediatrics Obstetrics and Gynaecology and Health

Policy Management and Evaluation University of Toronto Toronto CanadaContact address Eugene Ng

Department of Newborn and Developmental Paediatrics Sunnybrook Health Sciences Centre CO Womens College

Hospital 76 Grenville Street Toronto Ontario M5S1B2 Canada Editorial group Cochrane Neonatal Group

Ethics andhellipaesthetics

bull End-of-life comfortappearance for the

ndash Infant

ndash Parents

ndash Caregivers

Ethics andhellipparents

bull Infant-parent emotional bonding

ndash Regionalisation

ndash Participation of parents in healing process

ndash Skin-to-skin

ndash Informed consent

ndash Decision making

Raines DA Parents values a missing link in the neonatal intensive care equation Neonatal Netw Apr 199615(3)7-12

When individuals lack decision-making capacityhellip

hellipthe interests and welfare of the patient take priority

over all other parties

hellipthe interests of the neonate are inextricably linked

to that of the parents

their interests must be taken into account empowering them to

decision-making

Parents

Kent AL et al Collaborative decision-making for extreme premature delivery J Paediatr Child Health 2007 43 489-91

Parents recommendations

bull Counselling should initiate before delivery

bull Transparency openness and honesty

bull Favour frequent discussions with parents

bull Update them on

ndash their infants condition

ndash interventions that may be needed

bull Avoid confusing medical terminology as much as possible

bull Be honest and frank about the infants condition and prognosis even

on matters of uncertainty

bull Ask feed backs to ensure parents understand what is being discussed

Collaborative decision-making for extreme premature deliveryKent AL et al NSW and ACT Perinatal Care at the Borderlines

of Viability Consensus Workshop Committee J Paediatr Child Health 2007 Jun43(6)489-91

Caeymaex L ed al Journeacutees Parisiennes de Peacutediatrie 2008 Fin de vie en reacuteanimation neacuteonatale mieux

comprendre les attentes et le point de vues des parents

Communication with parents

Montreal group

52 mothers in preterm labour all infants at

23 weeks gestation were resuscitated including

6 cases with conditional non-resuscitation instructions

Thus

- In acute situations the default mode is to treat

- To step back from action seems to be very difficult

Some answers creation of guidelines

protocols

Not feeling alone ability to rely on the experience

and expertise of others is helpful

ndash Expertise

ndash Enabling

ndash Empowering

ndash Encouraging

ndash Education

A Case Method To Assist Clinical Ethics

Decision Making

(Modified from American College of Physicians Ethics Manual)

bull 1 Define the ethics problem as an ought or should question (eg Should we withhold a respirator for this

extremely preterm baby 25 WGA as his parents request)

bull 2 List relevant facts and uncertainties Include facts about the patient and caregivers (such as emotional state cultural

background and legal standing) Include physiologic facts and significant medical uncertainties (such as expected

outcomes with and without treatment) and the benefits and harms of treatment options

bull 3 Identify a decision maker If the patient is competent the decision maker is the patient If the patient is

incompetent identify a proxy decision maker (eg as specified by court appointment state law a durable power of

attorney for health care living will or the next of kin)

bull 4 Give understandable relevant desired information to the decision maker and dispel misconceptions

bull 5 Solicit values of the patient that are relevant to the question These include the patients values about life relation to

community and health care institutions goals for health care and conditions that would change goals and preferences

about health care or proxy decision makers

bull 6 Identify health professional values including health goals (such as prolonging life and alleviating pain) values that

pertain to patient physician communication (such as truth telling and confidentiality) and some values that extend

outside of the patient physician relationship (such as promotion of public health and respect for the law)

bull 7 Propose and critique solutions including options for treatment and alternative providers

bull 8 Identify and remove or address constraints on solutions (such as unavailability of services laws or legal myths)

Recommendations

bull Define yourself your borderline between viability

according to capacities of your facilities

ndash Neurological outcomes

ndash Respiratory outcomes

ndash Caloric intake

Catlin A Carter B Creation of a neonatal end-of-life palliative care protocol J PerinatolApr-May 200222(3)184-95

Much more researchhellip

bull Sociological

bull Interviews of implicated persons

bull Stratification

bull EURONIC

Conclusion bull Grey zones are grey

bull It is likely they will stay grey for some time

bull It would be an error to wash them white or darken them

bull Grey zones have to be adapted to the local contexts

bull Every wardhospitalmaternity should allow open discussions have a

committee on ethics establish internal guidelines

bull The role of the parents in decision-making after as-objective-as-

possible information given by healthcare members is essential

bull Making ethical decisions might be very difficult but ethical

relationships with the preterm and his parents can compensate this

Page 29: Ethical issues of extremely preterm babies’ care: the “grey zone” experiences

Recommendations The Nuffield Council

on Bioethics (GB)

bull 23-26 weeks = grey area

bull 2 components

- to resuscitate and admit to the NICU

- to continue with intensive care or replace with

palliative care

bull Recommendations

- at 25 weeks and above institute intensive care

- 24-25 weeks offer intensive care unless different parentsrsquo wishes

- 23- 24 weeks clinicians should not be obliged to resuscitate

Nuffield Council on Bioethics Critical care decisions in fetal and neonatal medicine ethical issues

LondonNCB2006 wwwNuffieldbioethicsorggoourworkneonatalpublication 406html

ldquoNatural instincts are to try to save all babies even if

the babys chances of survival are low

However we dont think it is always right to put a baby

through the stress and pain of invasive treatment if the

baby is unlikely to get any better and death is

inevitable (Margaret Brazier professor of law at Manchester University)

Prolonging the life of profoundly sick premature babies

may be inhumane and place an intolerable burden on

the babyrdquo

treatment just prolongs the process of dyingrdquo

(Andrew Whitelaw professor of neonatal medicine at the University of Bristol UK)

Nuffield Council on Bioethics

The Nuffield Council on Bioethics

Medical ethics committee of the British Medical Association (BMA)

bull The report echoes existing best practicerdquo

bull Disagreement with stringent cut-off points for treatment

- The BMA believes that blanket rules do not help

individual parents or their very premature babiesrdquo

- Each case should be considered on its merits andin its

own contextrdquo

(Tony Calland)

When premature babies should be allowed to die Gaia Vince New scientist 15 November 2006

Neonatal section of the Irish Faculty of

Paediatrics

bull Withdrawal of care appropriate in infants born within the

threshold period who fail to respond to initial intensive care

efforts or develop severe complications

bull Acceptable not to resuscitate newborns

under 500g andor under 24 weeks gestation

Neonatal subcommittee of the Irish faculty of Paediatrics Statement on perinatal care at the threshold of viability2006

Recommendations France

bull Usually no resuscitation below 24 WGA

bull At 24 weeks particular attention to parentsrsquo wishes

bull Maximum degree of uncertainty on the real interest of the patient nobody can pretend to claim which is the best attitude

bull Other criteriae to be taken into account (discretional resuscitation)

bull Prenatal corticosteroids

Moriette G Rameix S et al groupe de reacuteflexion sur les aspects eacutethiques de la peacuterinatologie very premature births dilemmas and management Part 1 outcome of infants born before 28 weeks of postmenstrual age and definition of grey zone Archives de Peacutediatrie 2010 May17(5)518-26 part 2 527-39

Recommendations Switzerland

bull lt 24 weeks palliative

bull gt 24 weeks according to the experienced neonatology

team

Swiss Society of Neonatology recommandations pour la prise en charge des preacutematureacutes agrave la limite de la viabiliteacute (22 - 26 SA) 2002

Recommendations Ukraine

Gestation period lt 28 weeks

bull Define the exact gestational age and weightof the fetus estimate

prognosis provide further consultations recommendations and coordinate

team work of all members of perinatal team

bull Inform and discuss with future parents about medical and social risks and

peculiarities of resuscitation care providing for the newborn

bull Resuscitation is almost always provided if high survival chances and

acceptable morbidity

bull In case of doubtful prognosis necessity to support the wish of parents

bull Do not start the resuscitation of a newborn if almost 100 early death rate

likely (Ie gestation period lt 23 weeks weight lt 400 gr)

Can limits be clearly defined Summary

- No international consensus = chance for avoidance of

systematic approaches

- CUTOFF borderline of viability

- 50 of mortality but disability difficult to objectify and use as a criteria

- All would resuscitate at 26 weeks most would not at 23 weeks

- Grey area 24 and 25 weeks gestation = 2 per 1000 births

- fetal weight 10 error

- gestational age 3 - 5 days error

Can limits be clearly defined Outcome

estimation tool

Secondary criteriae

- Girls 1 week advantage

- Every day increases survival by 3

- Full course of antenatal steroids

- Level of unit

- Black race

- High-medium level of income of parents

- Multiple birth twin-to-twin transfusion

- Birth weight

- Babyrsquos condition at delivery

(chorioamnionitis increases the risk of periventricular leucomalacia)

Time-frame algorythm for decision

making

bull Primary resuscitation YN

bull Proceed to intensive care or palliative care

bull Continue with option YN bull Euthanasia

ndash Netherlands (Groningen Protocol)

bull To motivate physicians to adhere to the highest standards of decision making

bull To reduce hidden euthanasia by facilitating reporting

bull Requires that all possible palliative measures be exhausted before euthanasia is performed

bull Might do more in mobilizing the availability of palliative care services than the current situation of unreported practice

ndash EURONIC 73 in 8 European Countries

Rebagliato M et al EURONIC study group Neonatal end-of-life decision making Physicianrsquos attitudes and relationships

with self-reported practices in 10 European countries The Journal of Medical Association 2000 Nov 15284(19)2451-9

Acting in the ldquobest interests of the patientrdquo

bull degree of suffering involved in the care

bull futility of further intervention

bull likelihood of survival free of serious disability

and practical consequences

Legal - moral The Best Interests Standard

United Kingdom Court of Appeal1993

Doctors and parents may not undertake actions where the purpose is

to end life they may in appropriate circumstances use drugs to

relieve pain and distress even though their use may advance the time

of death

Palliative Care

Palliative Care in France lois Leonetti (2005)

bull Legalises arrest of ldquonon-reasonable treatmentrdquo

bull Authorizes at the end of life the use of treatment for comfort

of patient (pain)

bull Taking into account that the treatment might shorten length of

survival

bull Always with the patientrsquos consent = parentrsquos consent

Recently French Medical Council expressed itself in the same terms

bull At birth neither certainty nor uncertainty as prognosis is clear-cut

(Self-fullfilling prophecy may be created by delays or suboptimal management)

bull Initiation of resuscitation leads to admission to NICU

- cascade of expensive uncomfortable or painful procedures

- raise parental expectations about survival

bull Denying intensive care a priori based solely on the age of

gestation or birth weight = contrary to the principle of equity

bull Decision-making after initial resuscitation (continue or withdraw

treatment) more justifiable

Decision-making for palliative care

Acta Paediatr 2008 Mar97(3)276-9 doi 101111j1651-2227200800663xCaregivers attitudes for very premature infants

what if they knewJanvier A Lantos J DeschIacutenes M Couture E Nadeau S Barrington KJ

bull Case-by-case basis according postnatal assessment

bull Factors always to be considered

- parents

- resources

- planned pregnancy

- assisted conception

- maternal age

- illness and fetal conditions

Decisions made by parents before birth are not necessarily

absolute and binding

Decision-making for intensive care

Divorces after handicap

bull Nine times higher in case of spina bifida (BJ PSYCH 131 79-82

(1977) J Maulden Population studies vol 46 issue2 pages 349 362 (1992)

bull Low birth weight children in the US are at higher risk of experiencing

their parents divorce than children of normal birth weight

bull Not confirmed in British couples

Healthy Baby Healthy Marriage The Effct of Childrens

Health on Divorce Angela R Fertig Princeton University

288 Wallace Hall Princeton NJ 08544

afertigprincetonedu 609-258-5868 June 17 2004

Ethics andhellipcorticosteroids

bull Antenatal corticosteroids

bull A technical medical ethical obligation

ndash No obstetrical or medical CI (infection hypertension)

ndash C Spencer K Neales Antenatal corticosteroids to prevent neonatal respiratory distress syndrome BMJ 2000 320 325 doi

101136bmj3207231325 (Published 5 February 2000)

ndash Roberts D Dalziel Antenatal corticosteroids for accelerating fetal lung maturation for women at risk of preterm birth The

Cochrane Database of Systematic Reviews 2010 Issue 8 Copyright copy 2010 The Cochrane Collaboration

ndash JV Been B W Kramer L J Zimmermann Antenatal corticosteroids to prevent preterm birt The LancetVol 373 Issue 9667 Page

894 14 March 2009

Ethics andhellipcorticosteroids

bull Postnatal corticosteroids in BPD

ndash Increased risk of neurodevelopmental impairment growth retardation etc but faster extubation less PDA etchellip

ndash ldquoEthicallyrdquo contraindicated Early (lt 8 days) postnatal corticosteroids for preventing chronic lung disease in

preterm infants Henry L Halliday1 Richard A Ehrenkranz2 Lex W Doyle31Perinatal Room Royal-Jubilee Maternity Service

Belfast UK 2Department of Pediatrics Yale University New Haven Connecticut USA 3Department of Obstetrics and Gynaecology University of Melbourne Parkville AustraliaContact address Henry L Halliday Perinatal Room Royal-Jubilee Maternity Service Royal Maternity Hospital Grosvenor Road Belfast Northern

Ireland BT12 6BA UK Cochrane Neonatal Group

Ethics andhellipiatrogenic diseases

- Environment in which the baby is managed (eg light noise touch)

- Mode of ventilation (eg conventional synchronized high-frequency)

- Types doses and results of medications used - Short-term and long-term effects of certain often

painful procedures - Foreign bodies or devices used - How the babys nutritional needs are met (enteral

parenteral nutrition) Developmental care for promoting development and preventing morbidity in preterm infants

Amanda J Symington1 Janet Pinelli2

1The Childrens Hospital Hamilton Health Sciences Hamilton Ontario Canada 2School of Nursing McMaster University Hamilton Canada

Cochrane Neonatal Group

Ethics andhellippain

Opioids for neonates receiving mechanical ventilation

Roberto Bell˘1 Koert A de Waal2 Rinaldo Zanini31Neonatal Intensive Care Unit Ospedale Manzoni -Lecco Lecco

Italy 2Neonatology Academic Medical Centre Amsterdam Netherlands 3Neonatal Intensive Care Unit Ospedale

A Manzoni - Lecco Lecco ItalyContact address Roberto Bell˘ Neonatal Intensive Care Unit Ospedale

Manzoni -Lecco Via Eremo 9 Lecco 23900 Italy Editorial group Cochrane Neonatal Group

Intravenous midazolam infusion for sedation of infants in the neonatal intensive care

unit

Eugene Ng1 Anna Taddio2 Arne Ohlsson31Department of Newborn and Developmental Paediatrics Sunnybrook

Health Sciences Centre Toronto Canada 2Graduate Department of Pharmaceutical Sciences Hospital for Sick

Children Research Institute Toronto Canada 3Departments of Paediatrics Obstetrics and Gynaecology and Health

Policy Management and Evaluation University of Toronto Toronto CanadaContact address Eugene Ng

Department of Newborn and Developmental Paediatrics Sunnybrook Health Sciences Centre CO Womens College

Hospital 76 Grenville Street Toronto Ontario M5S1B2 Canada Editorial group Cochrane Neonatal Group

Ethics andhellipaesthetics

bull End-of-life comfortappearance for the

ndash Infant

ndash Parents

ndash Caregivers

Ethics andhellipparents

bull Infant-parent emotional bonding

ndash Regionalisation

ndash Participation of parents in healing process

ndash Skin-to-skin

ndash Informed consent

ndash Decision making

Raines DA Parents values a missing link in the neonatal intensive care equation Neonatal Netw Apr 199615(3)7-12

When individuals lack decision-making capacityhellip

hellipthe interests and welfare of the patient take priority

over all other parties

hellipthe interests of the neonate are inextricably linked

to that of the parents

their interests must be taken into account empowering them to

decision-making

Parents

Kent AL et al Collaborative decision-making for extreme premature delivery J Paediatr Child Health 2007 43 489-91

Parents recommendations

bull Counselling should initiate before delivery

bull Transparency openness and honesty

bull Favour frequent discussions with parents

bull Update them on

ndash their infants condition

ndash interventions that may be needed

bull Avoid confusing medical terminology as much as possible

bull Be honest and frank about the infants condition and prognosis even

on matters of uncertainty

bull Ask feed backs to ensure parents understand what is being discussed

Collaborative decision-making for extreme premature deliveryKent AL et al NSW and ACT Perinatal Care at the Borderlines

of Viability Consensus Workshop Committee J Paediatr Child Health 2007 Jun43(6)489-91

Caeymaex L ed al Journeacutees Parisiennes de Peacutediatrie 2008 Fin de vie en reacuteanimation neacuteonatale mieux

comprendre les attentes et le point de vues des parents

Communication with parents

Montreal group

52 mothers in preterm labour all infants at

23 weeks gestation were resuscitated including

6 cases with conditional non-resuscitation instructions

Thus

- In acute situations the default mode is to treat

- To step back from action seems to be very difficult

Some answers creation of guidelines

protocols

Not feeling alone ability to rely on the experience

and expertise of others is helpful

ndash Expertise

ndash Enabling

ndash Empowering

ndash Encouraging

ndash Education

A Case Method To Assist Clinical Ethics

Decision Making

(Modified from American College of Physicians Ethics Manual)

bull 1 Define the ethics problem as an ought or should question (eg Should we withhold a respirator for this

extremely preterm baby 25 WGA as his parents request)

bull 2 List relevant facts and uncertainties Include facts about the patient and caregivers (such as emotional state cultural

background and legal standing) Include physiologic facts and significant medical uncertainties (such as expected

outcomes with and without treatment) and the benefits and harms of treatment options

bull 3 Identify a decision maker If the patient is competent the decision maker is the patient If the patient is

incompetent identify a proxy decision maker (eg as specified by court appointment state law a durable power of

attorney for health care living will or the next of kin)

bull 4 Give understandable relevant desired information to the decision maker and dispel misconceptions

bull 5 Solicit values of the patient that are relevant to the question These include the patients values about life relation to

community and health care institutions goals for health care and conditions that would change goals and preferences

about health care or proxy decision makers

bull 6 Identify health professional values including health goals (such as prolonging life and alleviating pain) values that

pertain to patient physician communication (such as truth telling and confidentiality) and some values that extend

outside of the patient physician relationship (such as promotion of public health and respect for the law)

bull 7 Propose and critique solutions including options for treatment and alternative providers

bull 8 Identify and remove or address constraints on solutions (such as unavailability of services laws or legal myths)

Recommendations

bull Define yourself your borderline between viability

according to capacities of your facilities

ndash Neurological outcomes

ndash Respiratory outcomes

ndash Caloric intake

Catlin A Carter B Creation of a neonatal end-of-life palliative care protocol J PerinatolApr-May 200222(3)184-95

Much more researchhellip

bull Sociological

bull Interviews of implicated persons

bull Stratification

bull EURONIC

Conclusion bull Grey zones are grey

bull It is likely they will stay grey for some time

bull It would be an error to wash them white or darken them

bull Grey zones have to be adapted to the local contexts

bull Every wardhospitalmaternity should allow open discussions have a

committee on ethics establish internal guidelines

bull The role of the parents in decision-making after as-objective-as-

possible information given by healthcare members is essential

bull Making ethical decisions might be very difficult but ethical

relationships with the preterm and his parents can compensate this

Page 30: Ethical issues of extremely preterm babies’ care: the “grey zone” experiences

ldquoNatural instincts are to try to save all babies even if

the babys chances of survival are low

However we dont think it is always right to put a baby

through the stress and pain of invasive treatment if the

baby is unlikely to get any better and death is

inevitable (Margaret Brazier professor of law at Manchester University)

Prolonging the life of profoundly sick premature babies

may be inhumane and place an intolerable burden on

the babyrdquo

treatment just prolongs the process of dyingrdquo

(Andrew Whitelaw professor of neonatal medicine at the University of Bristol UK)

Nuffield Council on Bioethics

The Nuffield Council on Bioethics

Medical ethics committee of the British Medical Association (BMA)

bull The report echoes existing best practicerdquo

bull Disagreement with stringent cut-off points for treatment

- The BMA believes that blanket rules do not help

individual parents or their very premature babiesrdquo

- Each case should be considered on its merits andin its

own contextrdquo

(Tony Calland)

When premature babies should be allowed to die Gaia Vince New scientist 15 November 2006

Neonatal section of the Irish Faculty of

Paediatrics

bull Withdrawal of care appropriate in infants born within the

threshold period who fail to respond to initial intensive care

efforts or develop severe complications

bull Acceptable not to resuscitate newborns

under 500g andor under 24 weeks gestation

Neonatal subcommittee of the Irish faculty of Paediatrics Statement on perinatal care at the threshold of viability2006

Recommendations France

bull Usually no resuscitation below 24 WGA

bull At 24 weeks particular attention to parentsrsquo wishes

bull Maximum degree of uncertainty on the real interest of the patient nobody can pretend to claim which is the best attitude

bull Other criteriae to be taken into account (discretional resuscitation)

bull Prenatal corticosteroids

Moriette G Rameix S et al groupe de reacuteflexion sur les aspects eacutethiques de la peacuterinatologie very premature births dilemmas and management Part 1 outcome of infants born before 28 weeks of postmenstrual age and definition of grey zone Archives de Peacutediatrie 2010 May17(5)518-26 part 2 527-39

Recommendations Switzerland

bull lt 24 weeks palliative

bull gt 24 weeks according to the experienced neonatology

team

Swiss Society of Neonatology recommandations pour la prise en charge des preacutematureacutes agrave la limite de la viabiliteacute (22 - 26 SA) 2002

Recommendations Ukraine

Gestation period lt 28 weeks

bull Define the exact gestational age and weightof the fetus estimate

prognosis provide further consultations recommendations and coordinate

team work of all members of perinatal team

bull Inform and discuss with future parents about medical and social risks and

peculiarities of resuscitation care providing for the newborn

bull Resuscitation is almost always provided if high survival chances and

acceptable morbidity

bull In case of doubtful prognosis necessity to support the wish of parents

bull Do not start the resuscitation of a newborn if almost 100 early death rate

likely (Ie gestation period lt 23 weeks weight lt 400 gr)

Can limits be clearly defined Summary

- No international consensus = chance for avoidance of

systematic approaches

- CUTOFF borderline of viability

- 50 of mortality but disability difficult to objectify and use as a criteria

- All would resuscitate at 26 weeks most would not at 23 weeks

- Grey area 24 and 25 weeks gestation = 2 per 1000 births

- fetal weight 10 error

- gestational age 3 - 5 days error

Can limits be clearly defined Outcome

estimation tool

Secondary criteriae

- Girls 1 week advantage

- Every day increases survival by 3

- Full course of antenatal steroids

- Level of unit

- Black race

- High-medium level of income of parents

- Multiple birth twin-to-twin transfusion

- Birth weight

- Babyrsquos condition at delivery

(chorioamnionitis increases the risk of periventricular leucomalacia)

Time-frame algorythm for decision

making

bull Primary resuscitation YN

bull Proceed to intensive care or palliative care

bull Continue with option YN bull Euthanasia

ndash Netherlands (Groningen Protocol)

bull To motivate physicians to adhere to the highest standards of decision making

bull To reduce hidden euthanasia by facilitating reporting

bull Requires that all possible palliative measures be exhausted before euthanasia is performed

bull Might do more in mobilizing the availability of palliative care services than the current situation of unreported practice

ndash EURONIC 73 in 8 European Countries

Rebagliato M et al EURONIC study group Neonatal end-of-life decision making Physicianrsquos attitudes and relationships

with self-reported practices in 10 European countries The Journal of Medical Association 2000 Nov 15284(19)2451-9

Acting in the ldquobest interests of the patientrdquo

bull degree of suffering involved in the care

bull futility of further intervention

bull likelihood of survival free of serious disability

and practical consequences

Legal - moral The Best Interests Standard

United Kingdom Court of Appeal1993

Doctors and parents may not undertake actions where the purpose is

to end life they may in appropriate circumstances use drugs to

relieve pain and distress even though their use may advance the time

of death

Palliative Care

Palliative Care in France lois Leonetti (2005)

bull Legalises arrest of ldquonon-reasonable treatmentrdquo

bull Authorizes at the end of life the use of treatment for comfort

of patient (pain)

bull Taking into account that the treatment might shorten length of

survival

bull Always with the patientrsquos consent = parentrsquos consent

Recently French Medical Council expressed itself in the same terms

bull At birth neither certainty nor uncertainty as prognosis is clear-cut

(Self-fullfilling prophecy may be created by delays or suboptimal management)

bull Initiation of resuscitation leads to admission to NICU

- cascade of expensive uncomfortable or painful procedures

- raise parental expectations about survival

bull Denying intensive care a priori based solely on the age of

gestation or birth weight = contrary to the principle of equity

bull Decision-making after initial resuscitation (continue or withdraw

treatment) more justifiable

Decision-making for palliative care

Acta Paediatr 2008 Mar97(3)276-9 doi 101111j1651-2227200800663xCaregivers attitudes for very premature infants

what if they knewJanvier A Lantos J DeschIacutenes M Couture E Nadeau S Barrington KJ

bull Case-by-case basis according postnatal assessment

bull Factors always to be considered

- parents

- resources

- planned pregnancy

- assisted conception

- maternal age

- illness and fetal conditions

Decisions made by parents before birth are not necessarily

absolute and binding

Decision-making for intensive care

Divorces after handicap

bull Nine times higher in case of spina bifida (BJ PSYCH 131 79-82

(1977) J Maulden Population studies vol 46 issue2 pages 349 362 (1992)

bull Low birth weight children in the US are at higher risk of experiencing

their parents divorce than children of normal birth weight

bull Not confirmed in British couples

Healthy Baby Healthy Marriage The Effct of Childrens

Health on Divorce Angela R Fertig Princeton University

288 Wallace Hall Princeton NJ 08544

afertigprincetonedu 609-258-5868 June 17 2004

Ethics andhellipcorticosteroids

bull Antenatal corticosteroids

bull A technical medical ethical obligation

ndash No obstetrical or medical CI (infection hypertension)

ndash C Spencer K Neales Antenatal corticosteroids to prevent neonatal respiratory distress syndrome BMJ 2000 320 325 doi

101136bmj3207231325 (Published 5 February 2000)

ndash Roberts D Dalziel Antenatal corticosteroids for accelerating fetal lung maturation for women at risk of preterm birth The

Cochrane Database of Systematic Reviews 2010 Issue 8 Copyright copy 2010 The Cochrane Collaboration

ndash JV Been B W Kramer L J Zimmermann Antenatal corticosteroids to prevent preterm birt The LancetVol 373 Issue 9667 Page

894 14 March 2009

Ethics andhellipcorticosteroids

bull Postnatal corticosteroids in BPD

ndash Increased risk of neurodevelopmental impairment growth retardation etc but faster extubation less PDA etchellip

ndash ldquoEthicallyrdquo contraindicated Early (lt 8 days) postnatal corticosteroids for preventing chronic lung disease in

preterm infants Henry L Halliday1 Richard A Ehrenkranz2 Lex W Doyle31Perinatal Room Royal-Jubilee Maternity Service

Belfast UK 2Department of Pediatrics Yale University New Haven Connecticut USA 3Department of Obstetrics and Gynaecology University of Melbourne Parkville AustraliaContact address Henry L Halliday Perinatal Room Royal-Jubilee Maternity Service Royal Maternity Hospital Grosvenor Road Belfast Northern

Ireland BT12 6BA UK Cochrane Neonatal Group

Ethics andhellipiatrogenic diseases

- Environment in which the baby is managed (eg light noise touch)

- Mode of ventilation (eg conventional synchronized high-frequency)

- Types doses and results of medications used - Short-term and long-term effects of certain often

painful procedures - Foreign bodies or devices used - How the babys nutritional needs are met (enteral

parenteral nutrition) Developmental care for promoting development and preventing morbidity in preterm infants

Amanda J Symington1 Janet Pinelli2

1The Childrens Hospital Hamilton Health Sciences Hamilton Ontario Canada 2School of Nursing McMaster University Hamilton Canada

Cochrane Neonatal Group

Ethics andhellippain

Opioids for neonates receiving mechanical ventilation

Roberto Bell˘1 Koert A de Waal2 Rinaldo Zanini31Neonatal Intensive Care Unit Ospedale Manzoni -Lecco Lecco

Italy 2Neonatology Academic Medical Centre Amsterdam Netherlands 3Neonatal Intensive Care Unit Ospedale

A Manzoni - Lecco Lecco ItalyContact address Roberto Bell˘ Neonatal Intensive Care Unit Ospedale

Manzoni -Lecco Via Eremo 9 Lecco 23900 Italy Editorial group Cochrane Neonatal Group

Intravenous midazolam infusion for sedation of infants in the neonatal intensive care

unit

Eugene Ng1 Anna Taddio2 Arne Ohlsson31Department of Newborn and Developmental Paediatrics Sunnybrook

Health Sciences Centre Toronto Canada 2Graduate Department of Pharmaceutical Sciences Hospital for Sick

Children Research Institute Toronto Canada 3Departments of Paediatrics Obstetrics and Gynaecology and Health

Policy Management and Evaluation University of Toronto Toronto CanadaContact address Eugene Ng

Department of Newborn and Developmental Paediatrics Sunnybrook Health Sciences Centre CO Womens College

Hospital 76 Grenville Street Toronto Ontario M5S1B2 Canada Editorial group Cochrane Neonatal Group

Ethics andhellipaesthetics

bull End-of-life comfortappearance for the

ndash Infant

ndash Parents

ndash Caregivers

Ethics andhellipparents

bull Infant-parent emotional bonding

ndash Regionalisation

ndash Participation of parents in healing process

ndash Skin-to-skin

ndash Informed consent

ndash Decision making

Raines DA Parents values a missing link in the neonatal intensive care equation Neonatal Netw Apr 199615(3)7-12

When individuals lack decision-making capacityhellip

hellipthe interests and welfare of the patient take priority

over all other parties

hellipthe interests of the neonate are inextricably linked

to that of the parents

their interests must be taken into account empowering them to

decision-making

Parents

Kent AL et al Collaborative decision-making for extreme premature delivery J Paediatr Child Health 2007 43 489-91

Parents recommendations

bull Counselling should initiate before delivery

bull Transparency openness and honesty

bull Favour frequent discussions with parents

bull Update them on

ndash their infants condition

ndash interventions that may be needed

bull Avoid confusing medical terminology as much as possible

bull Be honest and frank about the infants condition and prognosis even

on matters of uncertainty

bull Ask feed backs to ensure parents understand what is being discussed

Collaborative decision-making for extreme premature deliveryKent AL et al NSW and ACT Perinatal Care at the Borderlines

of Viability Consensus Workshop Committee J Paediatr Child Health 2007 Jun43(6)489-91

Caeymaex L ed al Journeacutees Parisiennes de Peacutediatrie 2008 Fin de vie en reacuteanimation neacuteonatale mieux

comprendre les attentes et le point de vues des parents

Communication with parents

Montreal group

52 mothers in preterm labour all infants at

23 weeks gestation were resuscitated including

6 cases with conditional non-resuscitation instructions

Thus

- In acute situations the default mode is to treat

- To step back from action seems to be very difficult

Some answers creation of guidelines

protocols

Not feeling alone ability to rely on the experience

and expertise of others is helpful

ndash Expertise

ndash Enabling

ndash Empowering

ndash Encouraging

ndash Education

A Case Method To Assist Clinical Ethics

Decision Making

(Modified from American College of Physicians Ethics Manual)

bull 1 Define the ethics problem as an ought or should question (eg Should we withhold a respirator for this

extremely preterm baby 25 WGA as his parents request)

bull 2 List relevant facts and uncertainties Include facts about the patient and caregivers (such as emotional state cultural

background and legal standing) Include physiologic facts and significant medical uncertainties (such as expected

outcomes with and without treatment) and the benefits and harms of treatment options

bull 3 Identify a decision maker If the patient is competent the decision maker is the patient If the patient is

incompetent identify a proxy decision maker (eg as specified by court appointment state law a durable power of

attorney for health care living will or the next of kin)

bull 4 Give understandable relevant desired information to the decision maker and dispel misconceptions

bull 5 Solicit values of the patient that are relevant to the question These include the patients values about life relation to

community and health care institutions goals for health care and conditions that would change goals and preferences

about health care or proxy decision makers

bull 6 Identify health professional values including health goals (such as prolonging life and alleviating pain) values that

pertain to patient physician communication (such as truth telling and confidentiality) and some values that extend

outside of the patient physician relationship (such as promotion of public health and respect for the law)

bull 7 Propose and critique solutions including options for treatment and alternative providers

bull 8 Identify and remove or address constraints on solutions (such as unavailability of services laws or legal myths)

Recommendations

bull Define yourself your borderline between viability

according to capacities of your facilities

ndash Neurological outcomes

ndash Respiratory outcomes

ndash Caloric intake

Catlin A Carter B Creation of a neonatal end-of-life palliative care protocol J PerinatolApr-May 200222(3)184-95

Much more researchhellip

bull Sociological

bull Interviews of implicated persons

bull Stratification

bull EURONIC

Conclusion bull Grey zones are grey

bull It is likely they will stay grey for some time

bull It would be an error to wash them white or darken them

bull Grey zones have to be adapted to the local contexts

bull Every wardhospitalmaternity should allow open discussions have a

committee on ethics establish internal guidelines

bull The role of the parents in decision-making after as-objective-as-

possible information given by healthcare members is essential

bull Making ethical decisions might be very difficult but ethical

relationships with the preterm and his parents can compensate this

Page 31: Ethical issues of extremely preterm babies’ care: the “grey zone” experiences

The Nuffield Council on Bioethics

Medical ethics committee of the British Medical Association (BMA)

bull The report echoes existing best practicerdquo

bull Disagreement with stringent cut-off points for treatment

- The BMA believes that blanket rules do not help

individual parents or their very premature babiesrdquo

- Each case should be considered on its merits andin its

own contextrdquo

(Tony Calland)

When premature babies should be allowed to die Gaia Vince New scientist 15 November 2006

Neonatal section of the Irish Faculty of

Paediatrics

bull Withdrawal of care appropriate in infants born within the

threshold period who fail to respond to initial intensive care

efforts or develop severe complications

bull Acceptable not to resuscitate newborns

under 500g andor under 24 weeks gestation

Neonatal subcommittee of the Irish faculty of Paediatrics Statement on perinatal care at the threshold of viability2006

Recommendations France

bull Usually no resuscitation below 24 WGA

bull At 24 weeks particular attention to parentsrsquo wishes

bull Maximum degree of uncertainty on the real interest of the patient nobody can pretend to claim which is the best attitude

bull Other criteriae to be taken into account (discretional resuscitation)

bull Prenatal corticosteroids

Moriette G Rameix S et al groupe de reacuteflexion sur les aspects eacutethiques de la peacuterinatologie very premature births dilemmas and management Part 1 outcome of infants born before 28 weeks of postmenstrual age and definition of grey zone Archives de Peacutediatrie 2010 May17(5)518-26 part 2 527-39

Recommendations Switzerland

bull lt 24 weeks palliative

bull gt 24 weeks according to the experienced neonatology

team

Swiss Society of Neonatology recommandations pour la prise en charge des preacutematureacutes agrave la limite de la viabiliteacute (22 - 26 SA) 2002

Recommendations Ukraine

Gestation period lt 28 weeks

bull Define the exact gestational age and weightof the fetus estimate

prognosis provide further consultations recommendations and coordinate

team work of all members of perinatal team

bull Inform and discuss with future parents about medical and social risks and

peculiarities of resuscitation care providing for the newborn

bull Resuscitation is almost always provided if high survival chances and

acceptable morbidity

bull In case of doubtful prognosis necessity to support the wish of parents

bull Do not start the resuscitation of a newborn if almost 100 early death rate

likely (Ie gestation period lt 23 weeks weight lt 400 gr)

Can limits be clearly defined Summary

- No international consensus = chance for avoidance of

systematic approaches

- CUTOFF borderline of viability

- 50 of mortality but disability difficult to objectify and use as a criteria

- All would resuscitate at 26 weeks most would not at 23 weeks

- Grey area 24 and 25 weeks gestation = 2 per 1000 births

- fetal weight 10 error

- gestational age 3 - 5 days error

Can limits be clearly defined Outcome

estimation tool

Secondary criteriae

- Girls 1 week advantage

- Every day increases survival by 3

- Full course of antenatal steroids

- Level of unit

- Black race

- High-medium level of income of parents

- Multiple birth twin-to-twin transfusion

- Birth weight

- Babyrsquos condition at delivery

(chorioamnionitis increases the risk of periventricular leucomalacia)

Time-frame algorythm for decision

making

bull Primary resuscitation YN

bull Proceed to intensive care or palliative care

bull Continue with option YN bull Euthanasia

ndash Netherlands (Groningen Protocol)

bull To motivate physicians to adhere to the highest standards of decision making

bull To reduce hidden euthanasia by facilitating reporting

bull Requires that all possible palliative measures be exhausted before euthanasia is performed

bull Might do more in mobilizing the availability of palliative care services than the current situation of unreported practice

ndash EURONIC 73 in 8 European Countries

Rebagliato M et al EURONIC study group Neonatal end-of-life decision making Physicianrsquos attitudes and relationships

with self-reported practices in 10 European countries The Journal of Medical Association 2000 Nov 15284(19)2451-9

Acting in the ldquobest interests of the patientrdquo

bull degree of suffering involved in the care

bull futility of further intervention

bull likelihood of survival free of serious disability

and practical consequences

Legal - moral The Best Interests Standard

United Kingdom Court of Appeal1993

Doctors and parents may not undertake actions where the purpose is

to end life they may in appropriate circumstances use drugs to

relieve pain and distress even though their use may advance the time

of death

Palliative Care

Palliative Care in France lois Leonetti (2005)

bull Legalises arrest of ldquonon-reasonable treatmentrdquo

bull Authorizes at the end of life the use of treatment for comfort

of patient (pain)

bull Taking into account that the treatment might shorten length of

survival

bull Always with the patientrsquos consent = parentrsquos consent

Recently French Medical Council expressed itself in the same terms

bull At birth neither certainty nor uncertainty as prognosis is clear-cut

(Self-fullfilling prophecy may be created by delays or suboptimal management)

bull Initiation of resuscitation leads to admission to NICU

- cascade of expensive uncomfortable or painful procedures

- raise parental expectations about survival

bull Denying intensive care a priori based solely on the age of

gestation or birth weight = contrary to the principle of equity

bull Decision-making after initial resuscitation (continue or withdraw

treatment) more justifiable

Decision-making for palliative care

Acta Paediatr 2008 Mar97(3)276-9 doi 101111j1651-2227200800663xCaregivers attitudes for very premature infants

what if they knewJanvier A Lantos J DeschIacutenes M Couture E Nadeau S Barrington KJ

bull Case-by-case basis according postnatal assessment

bull Factors always to be considered

- parents

- resources

- planned pregnancy

- assisted conception

- maternal age

- illness and fetal conditions

Decisions made by parents before birth are not necessarily

absolute and binding

Decision-making for intensive care

Divorces after handicap

bull Nine times higher in case of spina bifida (BJ PSYCH 131 79-82

(1977) J Maulden Population studies vol 46 issue2 pages 349 362 (1992)

bull Low birth weight children in the US are at higher risk of experiencing

their parents divorce than children of normal birth weight

bull Not confirmed in British couples

Healthy Baby Healthy Marriage The Effct of Childrens

Health on Divorce Angela R Fertig Princeton University

288 Wallace Hall Princeton NJ 08544

afertigprincetonedu 609-258-5868 June 17 2004

Ethics andhellipcorticosteroids

bull Antenatal corticosteroids

bull A technical medical ethical obligation

ndash No obstetrical or medical CI (infection hypertension)

ndash C Spencer K Neales Antenatal corticosteroids to prevent neonatal respiratory distress syndrome BMJ 2000 320 325 doi

101136bmj3207231325 (Published 5 February 2000)

ndash Roberts D Dalziel Antenatal corticosteroids for accelerating fetal lung maturation for women at risk of preterm birth The

Cochrane Database of Systematic Reviews 2010 Issue 8 Copyright copy 2010 The Cochrane Collaboration

ndash JV Been B W Kramer L J Zimmermann Antenatal corticosteroids to prevent preterm birt The LancetVol 373 Issue 9667 Page

894 14 March 2009

Ethics andhellipcorticosteroids

bull Postnatal corticosteroids in BPD

ndash Increased risk of neurodevelopmental impairment growth retardation etc but faster extubation less PDA etchellip

ndash ldquoEthicallyrdquo contraindicated Early (lt 8 days) postnatal corticosteroids for preventing chronic lung disease in

preterm infants Henry L Halliday1 Richard A Ehrenkranz2 Lex W Doyle31Perinatal Room Royal-Jubilee Maternity Service

Belfast UK 2Department of Pediatrics Yale University New Haven Connecticut USA 3Department of Obstetrics and Gynaecology University of Melbourne Parkville AustraliaContact address Henry L Halliday Perinatal Room Royal-Jubilee Maternity Service Royal Maternity Hospital Grosvenor Road Belfast Northern

Ireland BT12 6BA UK Cochrane Neonatal Group

Ethics andhellipiatrogenic diseases

- Environment in which the baby is managed (eg light noise touch)

- Mode of ventilation (eg conventional synchronized high-frequency)

- Types doses and results of medications used - Short-term and long-term effects of certain often

painful procedures - Foreign bodies or devices used - How the babys nutritional needs are met (enteral

parenteral nutrition) Developmental care for promoting development and preventing morbidity in preterm infants

Amanda J Symington1 Janet Pinelli2

1The Childrens Hospital Hamilton Health Sciences Hamilton Ontario Canada 2School of Nursing McMaster University Hamilton Canada

Cochrane Neonatal Group

Ethics andhellippain

Opioids for neonates receiving mechanical ventilation

Roberto Bell˘1 Koert A de Waal2 Rinaldo Zanini31Neonatal Intensive Care Unit Ospedale Manzoni -Lecco Lecco

Italy 2Neonatology Academic Medical Centre Amsterdam Netherlands 3Neonatal Intensive Care Unit Ospedale

A Manzoni - Lecco Lecco ItalyContact address Roberto Bell˘ Neonatal Intensive Care Unit Ospedale

Manzoni -Lecco Via Eremo 9 Lecco 23900 Italy Editorial group Cochrane Neonatal Group

Intravenous midazolam infusion for sedation of infants in the neonatal intensive care

unit

Eugene Ng1 Anna Taddio2 Arne Ohlsson31Department of Newborn and Developmental Paediatrics Sunnybrook

Health Sciences Centre Toronto Canada 2Graduate Department of Pharmaceutical Sciences Hospital for Sick

Children Research Institute Toronto Canada 3Departments of Paediatrics Obstetrics and Gynaecology and Health

Policy Management and Evaluation University of Toronto Toronto CanadaContact address Eugene Ng

Department of Newborn and Developmental Paediatrics Sunnybrook Health Sciences Centre CO Womens College

Hospital 76 Grenville Street Toronto Ontario M5S1B2 Canada Editorial group Cochrane Neonatal Group

Ethics andhellipaesthetics

bull End-of-life comfortappearance for the

ndash Infant

ndash Parents

ndash Caregivers

Ethics andhellipparents

bull Infant-parent emotional bonding

ndash Regionalisation

ndash Participation of parents in healing process

ndash Skin-to-skin

ndash Informed consent

ndash Decision making

Raines DA Parents values a missing link in the neonatal intensive care equation Neonatal Netw Apr 199615(3)7-12

When individuals lack decision-making capacityhellip

hellipthe interests and welfare of the patient take priority

over all other parties

hellipthe interests of the neonate are inextricably linked

to that of the parents

their interests must be taken into account empowering them to

decision-making

Parents

Kent AL et al Collaborative decision-making for extreme premature delivery J Paediatr Child Health 2007 43 489-91

Parents recommendations

bull Counselling should initiate before delivery

bull Transparency openness and honesty

bull Favour frequent discussions with parents

bull Update them on

ndash their infants condition

ndash interventions that may be needed

bull Avoid confusing medical terminology as much as possible

bull Be honest and frank about the infants condition and prognosis even

on matters of uncertainty

bull Ask feed backs to ensure parents understand what is being discussed

Collaborative decision-making for extreme premature deliveryKent AL et al NSW and ACT Perinatal Care at the Borderlines

of Viability Consensus Workshop Committee J Paediatr Child Health 2007 Jun43(6)489-91

Caeymaex L ed al Journeacutees Parisiennes de Peacutediatrie 2008 Fin de vie en reacuteanimation neacuteonatale mieux

comprendre les attentes et le point de vues des parents

Communication with parents

Montreal group

52 mothers in preterm labour all infants at

23 weeks gestation were resuscitated including

6 cases with conditional non-resuscitation instructions

Thus

- In acute situations the default mode is to treat

- To step back from action seems to be very difficult

Some answers creation of guidelines

protocols

Not feeling alone ability to rely on the experience

and expertise of others is helpful

ndash Expertise

ndash Enabling

ndash Empowering

ndash Encouraging

ndash Education

A Case Method To Assist Clinical Ethics

Decision Making

(Modified from American College of Physicians Ethics Manual)

bull 1 Define the ethics problem as an ought or should question (eg Should we withhold a respirator for this

extremely preterm baby 25 WGA as his parents request)

bull 2 List relevant facts and uncertainties Include facts about the patient and caregivers (such as emotional state cultural

background and legal standing) Include physiologic facts and significant medical uncertainties (such as expected

outcomes with and without treatment) and the benefits and harms of treatment options

bull 3 Identify a decision maker If the patient is competent the decision maker is the patient If the patient is

incompetent identify a proxy decision maker (eg as specified by court appointment state law a durable power of

attorney for health care living will or the next of kin)

bull 4 Give understandable relevant desired information to the decision maker and dispel misconceptions

bull 5 Solicit values of the patient that are relevant to the question These include the patients values about life relation to

community and health care institutions goals for health care and conditions that would change goals and preferences

about health care or proxy decision makers

bull 6 Identify health professional values including health goals (such as prolonging life and alleviating pain) values that

pertain to patient physician communication (such as truth telling and confidentiality) and some values that extend

outside of the patient physician relationship (such as promotion of public health and respect for the law)

bull 7 Propose and critique solutions including options for treatment and alternative providers

bull 8 Identify and remove or address constraints on solutions (such as unavailability of services laws or legal myths)

Recommendations

bull Define yourself your borderline between viability

according to capacities of your facilities

ndash Neurological outcomes

ndash Respiratory outcomes

ndash Caloric intake

Catlin A Carter B Creation of a neonatal end-of-life palliative care protocol J PerinatolApr-May 200222(3)184-95

Much more researchhellip

bull Sociological

bull Interviews of implicated persons

bull Stratification

bull EURONIC

Conclusion bull Grey zones are grey

bull It is likely they will stay grey for some time

bull It would be an error to wash them white or darken them

bull Grey zones have to be adapted to the local contexts

bull Every wardhospitalmaternity should allow open discussions have a

committee on ethics establish internal guidelines

bull The role of the parents in decision-making after as-objective-as-

possible information given by healthcare members is essential

bull Making ethical decisions might be very difficult but ethical

relationships with the preterm and his parents can compensate this

Page 32: Ethical issues of extremely preterm babies’ care: the “grey zone” experiences

Neonatal section of the Irish Faculty of

Paediatrics

bull Withdrawal of care appropriate in infants born within the

threshold period who fail to respond to initial intensive care

efforts or develop severe complications

bull Acceptable not to resuscitate newborns

under 500g andor under 24 weeks gestation

Neonatal subcommittee of the Irish faculty of Paediatrics Statement on perinatal care at the threshold of viability2006

Recommendations France

bull Usually no resuscitation below 24 WGA

bull At 24 weeks particular attention to parentsrsquo wishes

bull Maximum degree of uncertainty on the real interest of the patient nobody can pretend to claim which is the best attitude

bull Other criteriae to be taken into account (discretional resuscitation)

bull Prenatal corticosteroids

Moriette G Rameix S et al groupe de reacuteflexion sur les aspects eacutethiques de la peacuterinatologie very premature births dilemmas and management Part 1 outcome of infants born before 28 weeks of postmenstrual age and definition of grey zone Archives de Peacutediatrie 2010 May17(5)518-26 part 2 527-39

Recommendations Switzerland

bull lt 24 weeks palliative

bull gt 24 weeks according to the experienced neonatology

team

Swiss Society of Neonatology recommandations pour la prise en charge des preacutematureacutes agrave la limite de la viabiliteacute (22 - 26 SA) 2002

Recommendations Ukraine

Gestation period lt 28 weeks

bull Define the exact gestational age and weightof the fetus estimate

prognosis provide further consultations recommendations and coordinate

team work of all members of perinatal team

bull Inform and discuss with future parents about medical and social risks and

peculiarities of resuscitation care providing for the newborn

bull Resuscitation is almost always provided if high survival chances and

acceptable morbidity

bull In case of doubtful prognosis necessity to support the wish of parents

bull Do not start the resuscitation of a newborn if almost 100 early death rate

likely (Ie gestation period lt 23 weeks weight lt 400 gr)

Can limits be clearly defined Summary

- No international consensus = chance for avoidance of

systematic approaches

- CUTOFF borderline of viability

- 50 of mortality but disability difficult to objectify and use as a criteria

- All would resuscitate at 26 weeks most would not at 23 weeks

- Grey area 24 and 25 weeks gestation = 2 per 1000 births

- fetal weight 10 error

- gestational age 3 - 5 days error

Can limits be clearly defined Outcome

estimation tool

Secondary criteriae

- Girls 1 week advantage

- Every day increases survival by 3

- Full course of antenatal steroids

- Level of unit

- Black race

- High-medium level of income of parents

- Multiple birth twin-to-twin transfusion

- Birth weight

- Babyrsquos condition at delivery

(chorioamnionitis increases the risk of periventricular leucomalacia)

Time-frame algorythm for decision

making

bull Primary resuscitation YN

bull Proceed to intensive care or palliative care

bull Continue with option YN bull Euthanasia

ndash Netherlands (Groningen Protocol)

bull To motivate physicians to adhere to the highest standards of decision making

bull To reduce hidden euthanasia by facilitating reporting

bull Requires that all possible palliative measures be exhausted before euthanasia is performed

bull Might do more in mobilizing the availability of palliative care services than the current situation of unreported practice

ndash EURONIC 73 in 8 European Countries

Rebagliato M et al EURONIC study group Neonatal end-of-life decision making Physicianrsquos attitudes and relationships

with self-reported practices in 10 European countries The Journal of Medical Association 2000 Nov 15284(19)2451-9

Acting in the ldquobest interests of the patientrdquo

bull degree of suffering involved in the care

bull futility of further intervention

bull likelihood of survival free of serious disability

and practical consequences

Legal - moral The Best Interests Standard

United Kingdom Court of Appeal1993

Doctors and parents may not undertake actions where the purpose is

to end life they may in appropriate circumstances use drugs to

relieve pain and distress even though their use may advance the time

of death

Palliative Care

Palliative Care in France lois Leonetti (2005)

bull Legalises arrest of ldquonon-reasonable treatmentrdquo

bull Authorizes at the end of life the use of treatment for comfort

of patient (pain)

bull Taking into account that the treatment might shorten length of

survival

bull Always with the patientrsquos consent = parentrsquos consent

Recently French Medical Council expressed itself in the same terms

bull At birth neither certainty nor uncertainty as prognosis is clear-cut

(Self-fullfilling prophecy may be created by delays or suboptimal management)

bull Initiation of resuscitation leads to admission to NICU

- cascade of expensive uncomfortable or painful procedures

- raise parental expectations about survival

bull Denying intensive care a priori based solely on the age of

gestation or birth weight = contrary to the principle of equity

bull Decision-making after initial resuscitation (continue or withdraw

treatment) more justifiable

Decision-making for palliative care

Acta Paediatr 2008 Mar97(3)276-9 doi 101111j1651-2227200800663xCaregivers attitudes for very premature infants

what if they knewJanvier A Lantos J DeschIacutenes M Couture E Nadeau S Barrington KJ

bull Case-by-case basis according postnatal assessment

bull Factors always to be considered

- parents

- resources

- planned pregnancy

- assisted conception

- maternal age

- illness and fetal conditions

Decisions made by parents before birth are not necessarily

absolute and binding

Decision-making for intensive care

Divorces after handicap

bull Nine times higher in case of spina bifida (BJ PSYCH 131 79-82

(1977) J Maulden Population studies vol 46 issue2 pages 349 362 (1992)

bull Low birth weight children in the US are at higher risk of experiencing

their parents divorce than children of normal birth weight

bull Not confirmed in British couples

Healthy Baby Healthy Marriage The Effct of Childrens

Health on Divorce Angela R Fertig Princeton University

288 Wallace Hall Princeton NJ 08544

afertigprincetonedu 609-258-5868 June 17 2004

Ethics andhellipcorticosteroids

bull Antenatal corticosteroids

bull A technical medical ethical obligation

ndash No obstetrical or medical CI (infection hypertension)

ndash C Spencer K Neales Antenatal corticosteroids to prevent neonatal respiratory distress syndrome BMJ 2000 320 325 doi

101136bmj3207231325 (Published 5 February 2000)

ndash Roberts D Dalziel Antenatal corticosteroids for accelerating fetal lung maturation for women at risk of preterm birth The

Cochrane Database of Systematic Reviews 2010 Issue 8 Copyright copy 2010 The Cochrane Collaboration

ndash JV Been B W Kramer L J Zimmermann Antenatal corticosteroids to prevent preterm birt The LancetVol 373 Issue 9667 Page

894 14 March 2009

Ethics andhellipcorticosteroids

bull Postnatal corticosteroids in BPD

ndash Increased risk of neurodevelopmental impairment growth retardation etc but faster extubation less PDA etchellip

ndash ldquoEthicallyrdquo contraindicated Early (lt 8 days) postnatal corticosteroids for preventing chronic lung disease in

preterm infants Henry L Halliday1 Richard A Ehrenkranz2 Lex W Doyle31Perinatal Room Royal-Jubilee Maternity Service

Belfast UK 2Department of Pediatrics Yale University New Haven Connecticut USA 3Department of Obstetrics and Gynaecology University of Melbourne Parkville AustraliaContact address Henry L Halliday Perinatal Room Royal-Jubilee Maternity Service Royal Maternity Hospital Grosvenor Road Belfast Northern

Ireland BT12 6BA UK Cochrane Neonatal Group

Ethics andhellipiatrogenic diseases

- Environment in which the baby is managed (eg light noise touch)

- Mode of ventilation (eg conventional synchronized high-frequency)

- Types doses and results of medications used - Short-term and long-term effects of certain often

painful procedures - Foreign bodies or devices used - How the babys nutritional needs are met (enteral

parenteral nutrition) Developmental care for promoting development and preventing morbidity in preterm infants

Amanda J Symington1 Janet Pinelli2

1The Childrens Hospital Hamilton Health Sciences Hamilton Ontario Canada 2School of Nursing McMaster University Hamilton Canada

Cochrane Neonatal Group

Ethics andhellippain

Opioids for neonates receiving mechanical ventilation

Roberto Bell˘1 Koert A de Waal2 Rinaldo Zanini31Neonatal Intensive Care Unit Ospedale Manzoni -Lecco Lecco

Italy 2Neonatology Academic Medical Centre Amsterdam Netherlands 3Neonatal Intensive Care Unit Ospedale

A Manzoni - Lecco Lecco ItalyContact address Roberto Bell˘ Neonatal Intensive Care Unit Ospedale

Manzoni -Lecco Via Eremo 9 Lecco 23900 Italy Editorial group Cochrane Neonatal Group

Intravenous midazolam infusion for sedation of infants in the neonatal intensive care

unit

Eugene Ng1 Anna Taddio2 Arne Ohlsson31Department of Newborn and Developmental Paediatrics Sunnybrook

Health Sciences Centre Toronto Canada 2Graduate Department of Pharmaceutical Sciences Hospital for Sick

Children Research Institute Toronto Canada 3Departments of Paediatrics Obstetrics and Gynaecology and Health

Policy Management and Evaluation University of Toronto Toronto CanadaContact address Eugene Ng

Department of Newborn and Developmental Paediatrics Sunnybrook Health Sciences Centre CO Womens College

Hospital 76 Grenville Street Toronto Ontario M5S1B2 Canada Editorial group Cochrane Neonatal Group

Ethics andhellipaesthetics

bull End-of-life comfortappearance for the

ndash Infant

ndash Parents

ndash Caregivers

Ethics andhellipparents

bull Infant-parent emotional bonding

ndash Regionalisation

ndash Participation of parents in healing process

ndash Skin-to-skin

ndash Informed consent

ndash Decision making

Raines DA Parents values a missing link in the neonatal intensive care equation Neonatal Netw Apr 199615(3)7-12

When individuals lack decision-making capacityhellip

hellipthe interests and welfare of the patient take priority

over all other parties

hellipthe interests of the neonate are inextricably linked

to that of the parents

their interests must be taken into account empowering them to

decision-making

Parents

Kent AL et al Collaborative decision-making for extreme premature delivery J Paediatr Child Health 2007 43 489-91

Parents recommendations

bull Counselling should initiate before delivery

bull Transparency openness and honesty

bull Favour frequent discussions with parents

bull Update them on

ndash their infants condition

ndash interventions that may be needed

bull Avoid confusing medical terminology as much as possible

bull Be honest and frank about the infants condition and prognosis even

on matters of uncertainty

bull Ask feed backs to ensure parents understand what is being discussed

Collaborative decision-making for extreme premature deliveryKent AL et al NSW and ACT Perinatal Care at the Borderlines

of Viability Consensus Workshop Committee J Paediatr Child Health 2007 Jun43(6)489-91

Caeymaex L ed al Journeacutees Parisiennes de Peacutediatrie 2008 Fin de vie en reacuteanimation neacuteonatale mieux

comprendre les attentes et le point de vues des parents

Communication with parents

Montreal group

52 mothers in preterm labour all infants at

23 weeks gestation were resuscitated including

6 cases with conditional non-resuscitation instructions

Thus

- In acute situations the default mode is to treat

- To step back from action seems to be very difficult

Some answers creation of guidelines

protocols

Not feeling alone ability to rely on the experience

and expertise of others is helpful

ndash Expertise

ndash Enabling

ndash Empowering

ndash Encouraging

ndash Education

A Case Method To Assist Clinical Ethics

Decision Making

(Modified from American College of Physicians Ethics Manual)

bull 1 Define the ethics problem as an ought or should question (eg Should we withhold a respirator for this

extremely preterm baby 25 WGA as his parents request)

bull 2 List relevant facts and uncertainties Include facts about the patient and caregivers (such as emotional state cultural

background and legal standing) Include physiologic facts and significant medical uncertainties (such as expected

outcomes with and without treatment) and the benefits and harms of treatment options

bull 3 Identify a decision maker If the patient is competent the decision maker is the patient If the patient is

incompetent identify a proxy decision maker (eg as specified by court appointment state law a durable power of

attorney for health care living will or the next of kin)

bull 4 Give understandable relevant desired information to the decision maker and dispel misconceptions

bull 5 Solicit values of the patient that are relevant to the question These include the patients values about life relation to

community and health care institutions goals for health care and conditions that would change goals and preferences

about health care or proxy decision makers

bull 6 Identify health professional values including health goals (such as prolonging life and alleviating pain) values that

pertain to patient physician communication (such as truth telling and confidentiality) and some values that extend

outside of the patient physician relationship (such as promotion of public health and respect for the law)

bull 7 Propose and critique solutions including options for treatment and alternative providers

bull 8 Identify and remove or address constraints on solutions (such as unavailability of services laws or legal myths)

Recommendations

bull Define yourself your borderline between viability

according to capacities of your facilities

ndash Neurological outcomes

ndash Respiratory outcomes

ndash Caloric intake

Catlin A Carter B Creation of a neonatal end-of-life palliative care protocol J PerinatolApr-May 200222(3)184-95

Much more researchhellip

bull Sociological

bull Interviews of implicated persons

bull Stratification

bull EURONIC

Conclusion bull Grey zones are grey

bull It is likely they will stay grey for some time

bull It would be an error to wash them white or darken them

bull Grey zones have to be adapted to the local contexts

bull Every wardhospitalmaternity should allow open discussions have a

committee on ethics establish internal guidelines

bull The role of the parents in decision-making after as-objective-as-

possible information given by healthcare members is essential

bull Making ethical decisions might be very difficult but ethical

relationships with the preterm and his parents can compensate this

Page 33: Ethical issues of extremely preterm babies’ care: the “grey zone” experiences

Recommendations France

bull Usually no resuscitation below 24 WGA

bull At 24 weeks particular attention to parentsrsquo wishes

bull Maximum degree of uncertainty on the real interest of the patient nobody can pretend to claim which is the best attitude

bull Other criteriae to be taken into account (discretional resuscitation)

bull Prenatal corticosteroids

Moriette G Rameix S et al groupe de reacuteflexion sur les aspects eacutethiques de la peacuterinatologie very premature births dilemmas and management Part 1 outcome of infants born before 28 weeks of postmenstrual age and definition of grey zone Archives de Peacutediatrie 2010 May17(5)518-26 part 2 527-39

Recommendations Switzerland

bull lt 24 weeks palliative

bull gt 24 weeks according to the experienced neonatology

team

Swiss Society of Neonatology recommandations pour la prise en charge des preacutematureacutes agrave la limite de la viabiliteacute (22 - 26 SA) 2002

Recommendations Ukraine

Gestation period lt 28 weeks

bull Define the exact gestational age and weightof the fetus estimate

prognosis provide further consultations recommendations and coordinate

team work of all members of perinatal team

bull Inform and discuss with future parents about medical and social risks and

peculiarities of resuscitation care providing for the newborn

bull Resuscitation is almost always provided if high survival chances and

acceptable morbidity

bull In case of doubtful prognosis necessity to support the wish of parents

bull Do not start the resuscitation of a newborn if almost 100 early death rate

likely (Ie gestation period lt 23 weeks weight lt 400 gr)

Can limits be clearly defined Summary

- No international consensus = chance for avoidance of

systematic approaches

- CUTOFF borderline of viability

- 50 of mortality but disability difficult to objectify and use as a criteria

- All would resuscitate at 26 weeks most would not at 23 weeks

- Grey area 24 and 25 weeks gestation = 2 per 1000 births

- fetal weight 10 error

- gestational age 3 - 5 days error

Can limits be clearly defined Outcome

estimation tool

Secondary criteriae

- Girls 1 week advantage

- Every day increases survival by 3

- Full course of antenatal steroids

- Level of unit

- Black race

- High-medium level of income of parents

- Multiple birth twin-to-twin transfusion

- Birth weight

- Babyrsquos condition at delivery

(chorioamnionitis increases the risk of periventricular leucomalacia)

Time-frame algorythm for decision

making

bull Primary resuscitation YN

bull Proceed to intensive care or palliative care

bull Continue with option YN bull Euthanasia

ndash Netherlands (Groningen Protocol)

bull To motivate physicians to adhere to the highest standards of decision making

bull To reduce hidden euthanasia by facilitating reporting

bull Requires that all possible palliative measures be exhausted before euthanasia is performed

bull Might do more in mobilizing the availability of palliative care services than the current situation of unreported practice

ndash EURONIC 73 in 8 European Countries

Rebagliato M et al EURONIC study group Neonatal end-of-life decision making Physicianrsquos attitudes and relationships

with self-reported practices in 10 European countries The Journal of Medical Association 2000 Nov 15284(19)2451-9

Acting in the ldquobest interests of the patientrdquo

bull degree of suffering involved in the care

bull futility of further intervention

bull likelihood of survival free of serious disability

and practical consequences

Legal - moral The Best Interests Standard

United Kingdom Court of Appeal1993

Doctors and parents may not undertake actions where the purpose is

to end life they may in appropriate circumstances use drugs to

relieve pain and distress even though their use may advance the time

of death

Palliative Care

Palliative Care in France lois Leonetti (2005)

bull Legalises arrest of ldquonon-reasonable treatmentrdquo

bull Authorizes at the end of life the use of treatment for comfort

of patient (pain)

bull Taking into account that the treatment might shorten length of

survival

bull Always with the patientrsquos consent = parentrsquos consent

Recently French Medical Council expressed itself in the same terms

bull At birth neither certainty nor uncertainty as prognosis is clear-cut

(Self-fullfilling prophecy may be created by delays or suboptimal management)

bull Initiation of resuscitation leads to admission to NICU

- cascade of expensive uncomfortable or painful procedures

- raise parental expectations about survival

bull Denying intensive care a priori based solely on the age of

gestation or birth weight = contrary to the principle of equity

bull Decision-making after initial resuscitation (continue or withdraw

treatment) more justifiable

Decision-making for palliative care

Acta Paediatr 2008 Mar97(3)276-9 doi 101111j1651-2227200800663xCaregivers attitudes for very premature infants

what if they knewJanvier A Lantos J DeschIacutenes M Couture E Nadeau S Barrington KJ

bull Case-by-case basis according postnatal assessment

bull Factors always to be considered

- parents

- resources

- planned pregnancy

- assisted conception

- maternal age

- illness and fetal conditions

Decisions made by parents before birth are not necessarily

absolute and binding

Decision-making for intensive care

Divorces after handicap

bull Nine times higher in case of spina bifida (BJ PSYCH 131 79-82

(1977) J Maulden Population studies vol 46 issue2 pages 349 362 (1992)

bull Low birth weight children in the US are at higher risk of experiencing

their parents divorce than children of normal birth weight

bull Not confirmed in British couples

Healthy Baby Healthy Marriage The Effct of Childrens

Health on Divorce Angela R Fertig Princeton University

288 Wallace Hall Princeton NJ 08544

afertigprincetonedu 609-258-5868 June 17 2004

Ethics andhellipcorticosteroids

bull Antenatal corticosteroids

bull A technical medical ethical obligation

ndash No obstetrical or medical CI (infection hypertension)

ndash C Spencer K Neales Antenatal corticosteroids to prevent neonatal respiratory distress syndrome BMJ 2000 320 325 doi

101136bmj3207231325 (Published 5 February 2000)

ndash Roberts D Dalziel Antenatal corticosteroids for accelerating fetal lung maturation for women at risk of preterm birth The

Cochrane Database of Systematic Reviews 2010 Issue 8 Copyright copy 2010 The Cochrane Collaboration

ndash JV Been B W Kramer L J Zimmermann Antenatal corticosteroids to prevent preterm birt The LancetVol 373 Issue 9667 Page

894 14 March 2009

Ethics andhellipcorticosteroids

bull Postnatal corticosteroids in BPD

ndash Increased risk of neurodevelopmental impairment growth retardation etc but faster extubation less PDA etchellip

ndash ldquoEthicallyrdquo contraindicated Early (lt 8 days) postnatal corticosteroids for preventing chronic lung disease in

preterm infants Henry L Halliday1 Richard A Ehrenkranz2 Lex W Doyle31Perinatal Room Royal-Jubilee Maternity Service

Belfast UK 2Department of Pediatrics Yale University New Haven Connecticut USA 3Department of Obstetrics and Gynaecology University of Melbourne Parkville AustraliaContact address Henry L Halliday Perinatal Room Royal-Jubilee Maternity Service Royal Maternity Hospital Grosvenor Road Belfast Northern

Ireland BT12 6BA UK Cochrane Neonatal Group

Ethics andhellipiatrogenic diseases

- Environment in which the baby is managed (eg light noise touch)

- Mode of ventilation (eg conventional synchronized high-frequency)

- Types doses and results of medications used - Short-term and long-term effects of certain often

painful procedures - Foreign bodies or devices used - How the babys nutritional needs are met (enteral

parenteral nutrition) Developmental care for promoting development and preventing morbidity in preterm infants

Amanda J Symington1 Janet Pinelli2

1The Childrens Hospital Hamilton Health Sciences Hamilton Ontario Canada 2School of Nursing McMaster University Hamilton Canada

Cochrane Neonatal Group

Ethics andhellippain

Opioids for neonates receiving mechanical ventilation

Roberto Bell˘1 Koert A de Waal2 Rinaldo Zanini31Neonatal Intensive Care Unit Ospedale Manzoni -Lecco Lecco

Italy 2Neonatology Academic Medical Centre Amsterdam Netherlands 3Neonatal Intensive Care Unit Ospedale

A Manzoni - Lecco Lecco ItalyContact address Roberto Bell˘ Neonatal Intensive Care Unit Ospedale

Manzoni -Lecco Via Eremo 9 Lecco 23900 Italy Editorial group Cochrane Neonatal Group

Intravenous midazolam infusion for sedation of infants in the neonatal intensive care

unit

Eugene Ng1 Anna Taddio2 Arne Ohlsson31Department of Newborn and Developmental Paediatrics Sunnybrook

Health Sciences Centre Toronto Canada 2Graduate Department of Pharmaceutical Sciences Hospital for Sick

Children Research Institute Toronto Canada 3Departments of Paediatrics Obstetrics and Gynaecology and Health

Policy Management and Evaluation University of Toronto Toronto CanadaContact address Eugene Ng

Department of Newborn and Developmental Paediatrics Sunnybrook Health Sciences Centre CO Womens College

Hospital 76 Grenville Street Toronto Ontario M5S1B2 Canada Editorial group Cochrane Neonatal Group

Ethics andhellipaesthetics

bull End-of-life comfortappearance for the

ndash Infant

ndash Parents

ndash Caregivers

Ethics andhellipparents

bull Infant-parent emotional bonding

ndash Regionalisation

ndash Participation of parents in healing process

ndash Skin-to-skin

ndash Informed consent

ndash Decision making

Raines DA Parents values a missing link in the neonatal intensive care equation Neonatal Netw Apr 199615(3)7-12

When individuals lack decision-making capacityhellip

hellipthe interests and welfare of the patient take priority

over all other parties

hellipthe interests of the neonate are inextricably linked

to that of the parents

their interests must be taken into account empowering them to

decision-making

Parents

Kent AL et al Collaborative decision-making for extreme premature delivery J Paediatr Child Health 2007 43 489-91

Parents recommendations

bull Counselling should initiate before delivery

bull Transparency openness and honesty

bull Favour frequent discussions with parents

bull Update them on

ndash their infants condition

ndash interventions that may be needed

bull Avoid confusing medical terminology as much as possible

bull Be honest and frank about the infants condition and prognosis even

on matters of uncertainty

bull Ask feed backs to ensure parents understand what is being discussed

Collaborative decision-making for extreme premature deliveryKent AL et al NSW and ACT Perinatal Care at the Borderlines

of Viability Consensus Workshop Committee J Paediatr Child Health 2007 Jun43(6)489-91

Caeymaex L ed al Journeacutees Parisiennes de Peacutediatrie 2008 Fin de vie en reacuteanimation neacuteonatale mieux

comprendre les attentes et le point de vues des parents

Communication with parents

Montreal group

52 mothers in preterm labour all infants at

23 weeks gestation were resuscitated including

6 cases with conditional non-resuscitation instructions

Thus

- In acute situations the default mode is to treat

- To step back from action seems to be very difficult

Some answers creation of guidelines

protocols

Not feeling alone ability to rely on the experience

and expertise of others is helpful

ndash Expertise

ndash Enabling

ndash Empowering

ndash Encouraging

ndash Education

A Case Method To Assist Clinical Ethics

Decision Making

(Modified from American College of Physicians Ethics Manual)

bull 1 Define the ethics problem as an ought or should question (eg Should we withhold a respirator for this

extremely preterm baby 25 WGA as his parents request)

bull 2 List relevant facts and uncertainties Include facts about the patient and caregivers (such as emotional state cultural

background and legal standing) Include physiologic facts and significant medical uncertainties (such as expected

outcomes with and without treatment) and the benefits and harms of treatment options

bull 3 Identify a decision maker If the patient is competent the decision maker is the patient If the patient is

incompetent identify a proxy decision maker (eg as specified by court appointment state law a durable power of

attorney for health care living will or the next of kin)

bull 4 Give understandable relevant desired information to the decision maker and dispel misconceptions

bull 5 Solicit values of the patient that are relevant to the question These include the patients values about life relation to

community and health care institutions goals for health care and conditions that would change goals and preferences

about health care or proxy decision makers

bull 6 Identify health professional values including health goals (such as prolonging life and alleviating pain) values that

pertain to patient physician communication (such as truth telling and confidentiality) and some values that extend

outside of the patient physician relationship (such as promotion of public health and respect for the law)

bull 7 Propose and critique solutions including options for treatment and alternative providers

bull 8 Identify and remove or address constraints on solutions (such as unavailability of services laws or legal myths)

Recommendations

bull Define yourself your borderline between viability

according to capacities of your facilities

ndash Neurological outcomes

ndash Respiratory outcomes

ndash Caloric intake

Catlin A Carter B Creation of a neonatal end-of-life palliative care protocol J PerinatolApr-May 200222(3)184-95

Much more researchhellip

bull Sociological

bull Interviews of implicated persons

bull Stratification

bull EURONIC

Conclusion bull Grey zones are grey

bull It is likely they will stay grey for some time

bull It would be an error to wash them white or darken them

bull Grey zones have to be adapted to the local contexts

bull Every wardhospitalmaternity should allow open discussions have a

committee on ethics establish internal guidelines

bull The role of the parents in decision-making after as-objective-as-

possible information given by healthcare members is essential

bull Making ethical decisions might be very difficult but ethical

relationships with the preterm and his parents can compensate this

Page 34: Ethical issues of extremely preterm babies’ care: the “grey zone” experiences

Recommendations Switzerland

bull lt 24 weeks palliative

bull gt 24 weeks according to the experienced neonatology

team

Swiss Society of Neonatology recommandations pour la prise en charge des preacutematureacutes agrave la limite de la viabiliteacute (22 - 26 SA) 2002

Recommendations Ukraine

Gestation period lt 28 weeks

bull Define the exact gestational age and weightof the fetus estimate

prognosis provide further consultations recommendations and coordinate

team work of all members of perinatal team

bull Inform and discuss with future parents about medical and social risks and

peculiarities of resuscitation care providing for the newborn

bull Resuscitation is almost always provided if high survival chances and

acceptable morbidity

bull In case of doubtful prognosis necessity to support the wish of parents

bull Do not start the resuscitation of a newborn if almost 100 early death rate

likely (Ie gestation period lt 23 weeks weight lt 400 gr)

Can limits be clearly defined Summary

- No international consensus = chance for avoidance of

systematic approaches

- CUTOFF borderline of viability

- 50 of mortality but disability difficult to objectify and use as a criteria

- All would resuscitate at 26 weeks most would not at 23 weeks

- Grey area 24 and 25 weeks gestation = 2 per 1000 births

- fetal weight 10 error

- gestational age 3 - 5 days error

Can limits be clearly defined Outcome

estimation tool

Secondary criteriae

- Girls 1 week advantage

- Every day increases survival by 3

- Full course of antenatal steroids

- Level of unit

- Black race

- High-medium level of income of parents

- Multiple birth twin-to-twin transfusion

- Birth weight

- Babyrsquos condition at delivery

(chorioamnionitis increases the risk of periventricular leucomalacia)

Time-frame algorythm for decision

making

bull Primary resuscitation YN

bull Proceed to intensive care or palliative care

bull Continue with option YN bull Euthanasia

ndash Netherlands (Groningen Protocol)

bull To motivate physicians to adhere to the highest standards of decision making

bull To reduce hidden euthanasia by facilitating reporting

bull Requires that all possible palliative measures be exhausted before euthanasia is performed

bull Might do more in mobilizing the availability of palliative care services than the current situation of unreported practice

ndash EURONIC 73 in 8 European Countries

Rebagliato M et al EURONIC study group Neonatal end-of-life decision making Physicianrsquos attitudes and relationships

with self-reported practices in 10 European countries The Journal of Medical Association 2000 Nov 15284(19)2451-9

Acting in the ldquobest interests of the patientrdquo

bull degree of suffering involved in the care

bull futility of further intervention

bull likelihood of survival free of serious disability

and practical consequences

Legal - moral The Best Interests Standard

United Kingdom Court of Appeal1993

Doctors and parents may not undertake actions where the purpose is

to end life they may in appropriate circumstances use drugs to

relieve pain and distress even though their use may advance the time

of death

Palliative Care

Palliative Care in France lois Leonetti (2005)

bull Legalises arrest of ldquonon-reasonable treatmentrdquo

bull Authorizes at the end of life the use of treatment for comfort

of patient (pain)

bull Taking into account that the treatment might shorten length of

survival

bull Always with the patientrsquos consent = parentrsquos consent

Recently French Medical Council expressed itself in the same terms

bull At birth neither certainty nor uncertainty as prognosis is clear-cut

(Self-fullfilling prophecy may be created by delays or suboptimal management)

bull Initiation of resuscitation leads to admission to NICU

- cascade of expensive uncomfortable or painful procedures

- raise parental expectations about survival

bull Denying intensive care a priori based solely on the age of

gestation or birth weight = contrary to the principle of equity

bull Decision-making after initial resuscitation (continue or withdraw

treatment) more justifiable

Decision-making for palliative care

Acta Paediatr 2008 Mar97(3)276-9 doi 101111j1651-2227200800663xCaregivers attitudes for very premature infants

what if they knewJanvier A Lantos J DeschIacutenes M Couture E Nadeau S Barrington KJ

bull Case-by-case basis according postnatal assessment

bull Factors always to be considered

- parents

- resources

- planned pregnancy

- assisted conception

- maternal age

- illness and fetal conditions

Decisions made by parents before birth are not necessarily

absolute and binding

Decision-making for intensive care

Divorces after handicap

bull Nine times higher in case of spina bifida (BJ PSYCH 131 79-82

(1977) J Maulden Population studies vol 46 issue2 pages 349 362 (1992)

bull Low birth weight children in the US are at higher risk of experiencing

their parents divorce than children of normal birth weight

bull Not confirmed in British couples

Healthy Baby Healthy Marriage The Effct of Childrens

Health on Divorce Angela R Fertig Princeton University

288 Wallace Hall Princeton NJ 08544

afertigprincetonedu 609-258-5868 June 17 2004

Ethics andhellipcorticosteroids

bull Antenatal corticosteroids

bull A technical medical ethical obligation

ndash No obstetrical or medical CI (infection hypertension)

ndash C Spencer K Neales Antenatal corticosteroids to prevent neonatal respiratory distress syndrome BMJ 2000 320 325 doi

101136bmj3207231325 (Published 5 February 2000)

ndash Roberts D Dalziel Antenatal corticosteroids for accelerating fetal lung maturation for women at risk of preterm birth The

Cochrane Database of Systematic Reviews 2010 Issue 8 Copyright copy 2010 The Cochrane Collaboration

ndash JV Been B W Kramer L J Zimmermann Antenatal corticosteroids to prevent preterm birt The LancetVol 373 Issue 9667 Page

894 14 March 2009

Ethics andhellipcorticosteroids

bull Postnatal corticosteroids in BPD

ndash Increased risk of neurodevelopmental impairment growth retardation etc but faster extubation less PDA etchellip

ndash ldquoEthicallyrdquo contraindicated Early (lt 8 days) postnatal corticosteroids for preventing chronic lung disease in

preterm infants Henry L Halliday1 Richard A Ehrenkranz2 Lex W Doyle31Perinatal Room Royal-Jubilee Maternity Service

Belfast UK 2Department of Pediatrics Yale University New Haven Connecticut USA 3Department of Obstetrics and Gynaecology University of Melbourne Parkville AustraliaContact address Henry L Halliday Perinatal Room Royal-Jubilee Maternity Service Royal Maternity Hospital Grosvenor Road Belfast Northern

Ireland BT12 6BA UK Cochrane Neonatal Group

Ethics andhellipiatrogenic diseases

- Environment in which the baby is managed (eg light noise touch)

- Mode of ventilation (eg conventional synchronized high-frequency)

- Types doses and results of medications used - Short-term and long-term effects of certain often

painful procedures - Foreign bodies or devices used - How the babys nutritional needs are met (enteral

parenteral nutrition) Developmental care for promoting development and preventing morbidity in preterm infants

Amanda J Symington1 Janet Pinelli2

1The Childrens Hospital Hamilton Health Sciences Hamilton Ontario Canada 2School of Nursing McMaster University Hamilton Canada

Cochrane Neonatal Group

Ethics andhellippain

Opioids for neonates receiving mechanical ventilation

Roberto Bell˘1 Koert A de Waal2 Rinaldo Zanini31Neonatal Intensive Care Unit Ospedale Manzoni -Lecco Lecco

Italy 2Neonatology Academic Medical Centre Amsterdam Netherlands 3Neonatal Intensive Care Unit Ospedale

A Manzoni - Lecco Lecco ItalyContact address Roberto Bell˘ Neonatal Intensive Care Unit Ospedale

Manzoni -Lecco Via Eremo 9 Lecco 23900 Italy Editorial group Cochrane Neonatal Group

Intravenous midazolam infusion for sedation of infants in the neonatal intensive care

unit

Eugene Ng1 Anna Taddio2 Arne Ohlsson31Department of Newborn and Developmental Paediatrics Sunnybrook

Health Sciences Centre Toronto Canada 2Graduate Department of Pharmaceutical Sciences Hospital for Sick

Children Research Institute Toronto Canada 3Departments of Paediatrics Obstetrics and Gynaecology and Health

Policy Management and Evaluation University of Toronto Toronto CanadaContact address Eugene Ng

Department of Newborn and Developmental Paediatrics Sunnybrook Health Sciences Centre CO Womens College

Hospital 76 Grenville Street Toronto Ontario M5S1B2 Canada Editorial group Cochrane Neonatal Group

Ethics andhellipaesthetics

bull End-of-life comfortappearance for the

ndash Infant

ndash Parents

ndash Caregivers

Ethics andhellipparents

bull Infant-parent emotional bonding

ndash Regionalisation

ndash Participation of parents in healing process

ndash Skin-to-skin

ndash Informed consent

ndash Decision making

Raines DA Parents values a missing link in the neonatal intensive care equation Neonatal Netw Apr 199615(3)7-12

When individuals lack decision-making capacityhellip

hellipthe interests and welfare of the patient take priority

over all other parties

hellipthe interests of the neonate are inextricably linked

to that of the parents

their interests must be taken into account empowering them to

decision-making

Parents

Kent AL et al Collaborative decision-making for extreme premature delivery J Paediatr Child Health 2007 43 489-91

Parents recommendations

bull Counselling should initiate before delivery

bull Transparency openness and honesty

bull Favour frequent discussions with parents

bull Update them on

ndash their infants condition

ndash interventions that may be needed

bull Avoid confusing medical terminology as much as possible

bull Be honest and frank about the infants condition and prognosis even

on matters of uncertainty

bull Ask feed backs to ensure parents understand what is being discussed

Collaborative decision-making for extreme premature deliveryKent AL et al NSW and ACT Perinatal Care at the Borderlines

of Viability Consensus Workshop Committee J Paediatr Child Health 2007 Jun43(6)489-91

Caeymaex L ed al Journeacutees Parisiennes de Peacutediatrie 2008 Fin de vie en reacuteanimation neacuteonatale mieux

comprendre les attentes et le point de vues des parents

Communication with parents

Montreal group

52 mothers in preterm labour all infants at

23 weeks gestation were resuscitated including

6 cases with conditional non-resuscitation instructions

Thus

- In acute situations the default mode is to treat

- To step back from action seems to be very difficult

Some answers creation of guidelines

protocols

Not feeling alone ability to rely on the experience

and expertise of others is helpful

ndash Expertise

ndash Enabling

ndash Empowering

ndash Encouraging

ndash Education

A Case Method To Assist Clinical Ethics

Decision Making

(Modified from American College of Physicians Ethics Manual)

bull 1 Define the ethics problem as an ought or should question (eg Should we withhold a respirator for this

extremely preterm baby 25 WGA as his parents request)

bull 2 List relevant facts and uncertainties Include facts about the patient and caregivers (such as emotional state cultural

background and legal standing) Include physiologic facts and significant medical uncertainties (such as expected

outcomes with and without treatment) and the benefits and harms of treatment options

bull 3 Identify a decision maker If the patient is competent the decision maker is the patient If the patient is

incompetent identify a proxy decision maker (eg as specified by court appointment state law a durable power of

attorney for health care living will or the next of kin)

bull 4 Give understandable relevant desired information to the decision maker and dispel misconceptions

bull 5 Solicit values of the patient that are relevant to the question These include the patients values about life relation to

community and health care institutions goals for health care and conditions that would change goals and preferences

about health care or proxy decision makers

bull 6 Identify health professional values including health goals (such as prolonging life and alleviating pain) values that

pertain to patient physician communication (such as truth telling and confidentiality) and some values that extend

outside of the patient physician relationship (such as promotion of public health and respect for the law)

bull 7 Propose and critique solutions including options for treatment and alternative providers

bull 8 Identify and remove or address constraints on solutions (such as unavailability of services laws or legal myths)

Recommendations

bull Define yourself your borderline between viability

according to capacities of your facilities

ndash Neurological outcomes

ndash Respiratory outcomes

ndash Caloric intake

Catlin A Carter B Creation of a neonatal end-of-life palliative care protocol J PerinatolApr-May 200222(3)184-95

Much more researchhellip

bull Sociological

bull Interviews of implicated persons

bull Stratification

bull EURONIC

Conclusion bull Grey zones are grey

bull It is likely they will stay grey for some time

bull It would be an error to wash them white or darken them

bull Grey zones have to be adapted to the local contexts

bull Every wardhospitalmaternity should allow open discussions have a

committee on ethics establish internal guidelines

bull The role of the parents in decision-making after as-objective-as-

possible information given by healthcare members is essential

bull Making ethical decisions might be very difficult but ethical

relationships with the preterm and his parents can compensate this

Page 35: Ethical issues of extremely preterm babies’ care: the “grey zone” experiences

Recommendations Ukraine

Gestation period lt 28 weeks

bull Define the exact gestational age and weightof the fetus estimate

prognosis provide further consultations recommendations and coordinate

team work of all members of perinatal team

bull Inform and discuss with future parents about medical and social risks and

peculiarities of resuscitation care providing for the newborn

bull Resuscitation is almost always provided if high survival chances and

acceptable morbidity

bull In case of doubtful prognosis necessity to support the wish of parents

bull Do not start the resuscitation of a newborn if almost 100 early death rate

likely (Ie gestation period lt 23 weeks weight lt 400 gr)

Can limits be clearly defined Summary

- No international consensus = chance for avoidance of

systematic approaches

- CUTOFF borderline of viability

- 50 of mortality but disability difficult to objectify and use as a criteria

- All would resuscitate at 26 weeks most would not at 23 weeks

- Grey area 24 and 25 weeks gestation = 2 per 1000 births

- fetal weight 10 error

- gestational age 3 - 5 days error

Can limits be clearly defined Outcome

estimation tool

Secondary criteriae

- Girls 1 week advantage

- Every day increases survival by 3

- Full course of antenatal steroids

- Level of unit

- Black race

- High-medium level of income of parents

- Multiple birth twin-to-twin transfusion

- Birth weight

- Babyrsquos condition at delivery

(chorioamnionitis increases the risk of periventricular leucomalacia)

Time-frame algorythm for decision

making

bull Primary resuscitation YN

bull Proceed to intensive care or palliative care

bull Continue with option YN bull Euthanasia

ndash Netherlands (Groningen Protocol)

bull To motivate physicians to adhere to the highest standards of decision making

bull To reduce hidden euthanasia by facilitating reporting

bull Requires that all possible palliative measures be exhausted before euthanasia is performed

bull Might do more in mobilizing the availability of palliative care services than the current situation of unreported practice

ndash EURONIC 73 in 8 European Countries

Rebagliato M et al EURONIC study group Neonatal end-of-life decision making Physicianrsquos attitudes and relationships

with self-reported practices in 10 European countries The Journal of Medical Association 2000 Nov 15284(19)2451-9

Acting in the ldquobest interests of the patientrdquo

bull degree of suffering involved in the care

bull futility of further intervention

bull likelihood of survival free of serious disability

and practical consequences

Legal - moral The Best Interests Standard

United Kingdom Court of Appeal1993

Doctors and parents may not undertake actions where the purpose is

to end life they may in appropriate circumstances use drugs to

relieve pain and distress even though their use may advance the time

of death

Palliative Care

Palliative Care in France lois Leonetti (2005)

bull Legalises arrest of ldquonon-reasonable treatmentrdquo

bull Authorizes at the end of life the use of treatment for comfort

of patient (pain)

bull Taking into account that the treatment might shorten length of

survival

bull Always with the patientrsquos consent = parentrsquos consent

Recently French Medical Council expressed itself in the same terms

bull At birth neither certainty nor uncertainty as prognosis is clear-cut

(Self-fullfilling prophecy may be created by delays or suboptimal management)

bull Initiation of resuscitation leads to admission to NICU

- cascade of expensive uncomfortable or painful procedures

- raise parental expectations about survival

bull Denying intensive care a priori based solely on the age of

gestation or birth weight = contrary to the principle of equity

bull Decision-making after initial resuscitation (continue or withdraw

treatment) more justifiable

Decision-making for palliative care

Acta Paediatr 2008 Mar97(3)276-9 doi 101111j1651-2227200800663xCaregivers attitudes for very premature infants

what if they knewJanvier A Lantos J DeschIacutenes M Couture E Nadeau S Barrington KJ

bull Case-by-case basis according postnatal assessment

bull Factors always to be considered

- parents

- resources

- planned pregnancy

- assisted conception

- maternal age

- illness and fetal conditions

Decisions made by parents before birth are not necessarily

absolute and binding

Decision-making for intensive care

Divorces after handicap

bull Nine times higher in case of spina bifida (BJ PSYCH 131 79-82

(1977) J Maulden Population studies vol 46 issue2 pages 349 362 (1992)

bull Low birth weight children in the US are at higher risk of experiencing

their parents divorce than children of normal birth weight

bull Not confirmed in British couples

Healthy Baby Healthy Marriage The Effct of Childrens

Health on Divorce Angela R Fertig Princeton University

288 Wallace Hall Princeton NJ 08544

afertigprincetonedu 609-258-5868 June 17 2004

Ethics andhellipcorticosteroids

bull Antenatal corticosteroids

bull A technical medical ethical obligation

ndash No obstetrical or medical CI (infection hypertension)

ndash C Spencer K Neales Antenatal corticosteroids to prevent neonatal respiratory distress syndrome BMJ 2000 320 325 doi

101136bmj3207231325 (Published 5 February 2000)

ndash Roberts D Dalziel Antenatal corticosteroids for accelerating fetal lung maturation for women at risk of preterm birth The

Cochrane Database of Systematic Reviews 2010 Issue 8 Copyright copy 2010 The Cochrane Collaboration

ndash JV Been B W Kramer L J Zimmermann Antenatal corticosteroids to prevent preterm birt The LancetVol 373 Issue 9667 Page

894 14 March 2009

Ethics andhellipcorticosteroids

bull Postnatal corticosteroids in BPD

ndash Increased risk of neurodevelopmental impairment growth retardation etc but faster extubation less PDA etchellip

ndash ldquoEthicallyrdquo contraindicated Early (lt 8 days) postnatal corticosteroids for preventing chronic lung disease in

preterm infants Henry L Halliday1 Richard A Ehrenkranz2 Lex W Doyle31Perinatal Room Royal-Jubilee Maternity Service

Belfast UK 2Department of Pediatrics Yale University New Haven Connecticut USA 3Department of Obstetrics and Gynaecology University of Melbourne Parkville AustraliaContact address Henry L Halliday Perinatal Room Royal-Jubilee Maternity Service Royal Maternity Hospital Grosvenor Road Belfast Northern

Ireland BT12 6BA UK Cochrane Neonatal Group

Ethics andhellipiatrogenic diseases

- Environment in which the baby is managed (eg light noise touch)

- Mode of ventilation (eg conventional synchronized high-frequency)

- Types doses and results of medications used - Short-term and long-term effects of certain often

painful procedures - Foreign bodies or devices used - How the babys nutritional needs are met (enteral

parenteral nutrition) Developmental care for promoting development and preventing morbidity in preterm infants

Amanda J Symington1 Janet Pinelli2

1The Childrens Hospital Hamilton Health Sciences Hamilton Ontario Canada 2School of Nursing McMaster University Hamilton Canada

Cochrane Neonatal Group

Ethics andhellippain

Opioids for neonates receiving mechanical ventilation

Roberto Bell˘1 Koert A de Waal2 Rinaldo Zanini31Neonatal Intensive Care Unit Ospedale Manzoni -Lecco Lecco

Italy 2Neonatology Academic Medical Centre Amsterdam Netherlands 3Neonatal Intensive Care Unit Ospedale

A Manzoni - Lecco Lecco ItalyContact address Roberto Bell˘ Neonatal Intensive Care Unit Ospedale

Manzoni -Lecco Via Eremo 9 Lecco 23900 Italy Editorial group Cochrane Neonatal Group

Intravenous midazolam infusion for sedation of infants in the neonatal intensive care

unit

Eugene Ng1 Anna Taddio2 Arne Ohlsson31Department of Newborn and Developmental Paediatrics Sunnybrook

Health Sciences Centre Toronto Canada 2Graduate Department of Pharmaceutical Sciences Hospital for Sick

Children Research Institute Toronto Canada 3Departments of Paediatrics Obstetrics and Gynaecology and Health

Policy Management and Evaluation University of Toronto Toronto CanadaContact address Eugene Ng

Department of Newborn and Developmental Paediatrics Sunnybrook Health Sciences Centre CO Womens College

Hospital 76 Grenville Street Toronto Ontario M5S1B2 Canada Editorial group Cochrane Neonatal Group

Ethics andhellipaesthetics

bull End-of-life comfortappearance for the

ndash Infant

ndash Parents

ndash Caregivers

Ethics andhellipparents

bull Infant-parent emotional bonding

ndash Regionalisation

ndash Participation of parents in healing process

ndash Skin-to-skin

ndash Informed consent

ndash Decision making

Raines DA Parents values a missing link in the neonatal intensive care equation Neonatal Netw Apr 199615(3)7-12

When individuals lack decision-making capacityhellip

hellipthe interests and welfare of the patient take priority

over all other parties

hellipthe interests of the neonate are inextricably linked

to that of the parents

their interests must be taken into account empowering them to

decision-making

Parents

Kent AL et al Collaborative decision-making for extreme premature delivery J Paediatr Child Health 2007 43 489-91

Parents recommendations

bull Counselling should initiate before delivery

bull Transparency openness and honesty

bull Favour frequent discussions with parents

bull Update them on

ndash their infants condition

ndash interventions that may be needed

bull Avoid confusing medical terminology as much as possible

bull Be honest and frank about the infants condition and prognosis even

on matters of uncertainty

bull Ask feed backs to ensure parents understand what is being discussed

Collaborative decision-making for extreme premature deliveryKent AL et al NSW and ACT Perinatal Care at the Borderlines

of Viability Consensus Workshop Committee J Paediatr Child Health 2007 Jun43(6)489-91

Caeymaex L ed al Journeacutees Parisiennes de Peacutediatrie 2008 Fin de vie en reacuteanimation neacuteonatale mieux

comprendre les attentes et le point de vues des parents

Communication with parents

Montreal group

52 mothers in preterm labour all infants at

23 weeks gestation were resuscitated including

6 cases with conditional non-resuscitation instructions

Thus

- In acute situations the default mode is to treat

- To step back from action seems to be very difficult

Some answers creation of guidelines

protocols

Not feeling alone ability to rely on the experience

and expertise of others is helpful

ndash Expertise

ndash Enabling

ndash Empowering

ndash Encouraging

ndash Education

A Case Method To Assist Clinical Ethics

Decision Making

(Modified from American College of Physicians Ethics Manual)

bull 1 Define the ethics problem as an ought or should question (eg Should we withhold a respirator for this

extremely preterm baby 25 WGA as his parents request)

bull 2 List relevant facts and uncertainties Include facts about the patient and caregivers (such as emotional state cultural

background and legal standing) Include physiologic facts and significant medical uncertainties (such as expected

outcomes with and without treatment) and the benefits and harms of treatment options

bull 3 Identify a decision maker If the patient is competent the decision maker is the patient If the patient is

incompetent identify a proxy decision maker (eg as specified by court appointment state law a durable power of

attorney for health care living will or the next of kin)

bull 4 Give understandable relevant desired information to the decision maker and dispel misconceptions

bull 5 Solicit values of the patient that are relevant to the question These include the patients values about life relation to

community and health care institutions goals for health care and conditions that would change goals and preferences

about health care or proxy decision makers

bull 6 Identify health professional values including health goals (such as prolonging life and alleviating pain) values that

pertain to patient physician communication (such as truth telling and confidentiality) and some values that extend

outside of the patient physician relationship (such as promotion of public health and respect for the law)

bull 7 Propose and critique solutions including options for treatment and alternative providers

bull 8 Identify and remove or address constraints on solutions (such as unavailability of services laws or legal myths)

Recommendations

bull Define yourself your borderline between viability

according to capacities of your facilities

ndash Neurological outcomes

ndash Respiratory outcomes

ndash Caloric intake

Catlin A Carter B Creation of a neonatal end-of-life palliative care protocol J PerinatolApr-May 200222(3)184-95

Much more researchhellip

bull Sociological

bull Interviews of implicated persons

bull Stratification

bull EURONIC

Conclusion bull Grey zones are grey

bull It is likely they will stay grey for some time

bull It would be an error to wash them white or darken them

bull Grey zones have to be adapted to the local contexts

bull Every wardhospitalmaternity should allow open discussions have a

committee on ethics establish internal guidelines

bull The role of the parents in decision-making after as-objective-as-

possible information given by healthcare members is essential

bull Making ethical decisions might be very difficult but ethical

relationships with the preterm and his parents can compensate this

Page 36: Ethical issues of extremely preterm babies’ care: the “grey zone” experiences

Can limits be clearly defined Summary

- No international consensus = chance for avoidance of

systematic approaches

- CUTOFF borderline of viability

- 50 of mortality but disability difficult to objectify and use as a criteria

- All would resuscitate at 26 weeks most would not at 23 weeks

- Grey area 24 and 25 weeks gestation = 2 per 1000 births

- fetal weight 10 error

- gestational age 3 - 5 days error

Can limits be clearly defined Outcome

estimation tool

Secondary criteriae

- Girls 1 week advantage

- Every day increases survival by 3

- Full course of antenatal steroids

- Level of unit

- Black race

- High-medium level of income of parents

- Multiple birth twin-to-twin transfusion

- Birth weight

- Babyrsquos condition at delivery

(chorioamnionitis increases the risk of periventricular leucomalacia)

Time-frame algorythm for decision

making

bull Primary resuscitation YN

bull Proceed to intensive care or palliative care

bull Continue with option YN bull Euthanasia

ndash Netherlands (Groningen Protocol)

bull To motivate physicians to adhere to the highest standards of decision making

bull To reduce hidden euthanasia by facilitating reporting

bull Requires that all possible palliative measures be exhausted before euthanasia is performed

bull Might do more in mobilizing the availability of palliative care services than the current situation of unreported practice

ndash EURONIC 73 in 8 European Countries

Rebagliato M et al EURONIC study group Neonatal end-of-life decision making Physicianrsquos attitudes and relationships

with self-reported practices in 10 European countries The Journal of Medical Association 2000 Nov 15284(19)2451-9

Acting in the ldquobest interests of the patientrdquo

bull degree of suffering involved in the care

bull futility of further intervention

bull likelihood of survival free of serious disability

and practical consequences

Legal - moral The Best Interests Standard

United Kingdom Court of Appeal1993

Doctors and parents may not undertake actions where the purpose is

to end life they may in appropriate circumstances use drugs to

relieve pain and distress even though their use may advance the time

of death

Palliative Care

Palliative Care in France lois Leonetti (2005)

bull Legalises arrest of ldquonon-reasonable treatmentrdquo

bull Authorizes at the end of life the use of treatment for comfort

of patient (pain)

bull Taking into account that the treatment might shorten length of

survival

bull Always with the patientrsquos consent = parentrsquos consent

Recently French Medical Council expressed itself in the same terms

bull At birth neither certainty nor uncertainty as prognosis is clear-cut

(Self-fullfilling prophecy may be created by delays or suboptimal management)

bull Initiation of resuscitation leads to admission to NICU

- cascade of expensive uncomfortable or painful procedures

- raise parental expectations about survival

bull Denying intensive care a priori based solely on the age of

gestation or birth weight = contrary to the principle of equity

bull Decision-making after initial resuscitation (continue or withdraw

treatment) more justifiable

Decision-making for palliative care

Acta Paediatr 2008 Mar97(3)276-9 doi 101111j1651-2227200800663xCaregivers attitudes for very premature infants

what if they knewJanvier A Lantos J DeschIacutenes M Couture E Nadeau S Barrington KJ

bull Case-by-case basis according postnatal assessment

bull Factors always to be considered

- parents

- resources

- planned pregnancy

- assisted conception

- maternal age

- illness and fetal conditions

Decisions made by parents before birth are not necessarily

absolute and binding

Decision-making for intensive care

Divorces after handicap

bull Nine times higher in case of spina bifida (BJ PSYCH 131 79-82

(1977) J Maulden Population studies vol 46 issue2 pages 349 362 (1992)

bull Low birth weight children in the US are at higher risk of experiencing

their parents divorce than children of normal birth weight

bull Not confirmed in British couples

Healthy Baby Healthy Marriage The Effct of Childrens

Health on Divorce Angela R Fertig Princeton University

288 Wallace Hall Princeton NJ 08544

afertigprincetonedu 609-258-5868 June 17 2004

Ethics andhellipcorticosteroids

bull Antenatal corticosteroids

bull A technical medical ethical obligation

ndash No obstetrical or medical CI (infection hypertension)

ndash C Spencer K Neales Antenatal corticosteroids to prevent neonatal respiratory distress syndrome BMJ 2000 320 325 doi

101136bmj3207231325 (Published 5 February 2000)

ndash Roberts D Dalziel Antenatal corticosteroids for accelerating fetal lung maturation for women at risk of preterm birth The

Cochrane Database of Systematic Reviews 2010 Issue 8 Copyright copy 2010 The Cochrane Collaboration

ndash JV Been B W Kramer L J Zimmermann Antenatal corticosteroids to prevent preterm birt The LancetVol 373 Issue 9667 Page

894 14 March 2009

Ethics andhellipcorticosteroids

bull Postnatal corticosteroids in BPD

ndash Increased risk of neurodevelopmental impairment growth retardation etc but faster extubation less PDA etchellip

ndash ldquoEthicallyrdquo contraindicated Early (lt 8 days) postnatal corticosteroids for preventing chronic lung disease in

preterm infants Henry L Halliday1 Richard A Ehrenkranz2 Lex W Doyle31Perinatal Room Royal-Jubilee Maternity Service

Belfast UK 2Department of Pediatrics Yale University New Haven Connecticut USA 3Department of Obstetrics and Gynaecology University of Melbourne Parkville AustraliaContact address Henry L Halliday Perinatal Room Royal-Jubilee Maternity Service Royal Maternity Hospital Grosvenor Road Belfast Northern

Ireland BT12 6BA UK Cochrane Neonatal Group

Ethics andhellipiatrogenic diseases

- Environment in which the baby is managed (eg light noise touch)

- Mode of ventilation (eg conventional synchronized high-frequency)

- Types doses and results of medications used - Short-term and long-term effects of certain often

painful procedures - Foreign bodies or devices used - How the babys nutritional needs are met (enteral

parenteral nutrition) Developmental care for promoting development and preventing morbidity in preterm infants

Amanda J Symington1 Janet Pinelli2

1The Childrens Hospital Hamilton Health Sciences Hamilton Ontario Canada 2School of Nursing McMaster University Hamilton Canada

Cochrane Neonatal Group

Ethics andhellippain

Opioids for neonates receiving mechanical ventilation

Roberto Bell˘1 Koert A de Waal2 Rinaldo Zanini31Neonatal Intensive Care Unit Ospedale Manzoni -Lecco Lecco

Italy 2Neonatology Academic Medical Centre Amsterdam Netherlands 3Neonatal Intensive Care Unit Ospedale

A Manzoni - Lecco Lecco ItalyContact address Roberto Bell˘ Neonatal Intensive Care Unit Ospedale

Manzoni -Lecco Via Eremo 9 Lecco 23900 Italy Editorial group Cochrane Neonatal Group

Intravenous midazolam infusion for sedation of infants in the neonatal intensive care

unit

Eugene Ng1 Anna Taddio2 Arne Ohlsson31Department of Newborn and Developmental Paediatrics Sunnybrook

Health Sciences Centre Toronto Canada 2Graduate Department of Pharmaceutical Sciences Hospital for Sick

Children Research Institute Toronto Canada 3Departments of Paediatrics Obstetrics and Gynaecology and Health

Policy Management and Evaluation University of Toronto Toronto CanadaContact address Eugene Ng

Department of Newborn and Developmental Paediatrics Sunnybrook Health Sciences Centre CO Womens College

Hospital 76 Grenville Street Toronto Ontario M5S1B2 Canada Editorial group Cochrane Neonatal Group

Ethics andhellipaesthetics

bull End-of-life comfortappearance for the

ndash Infant

ndash Parents

ndash Caregivers

Ethics andhellipparents

bull Infant-parent emotional bonding

ndash Regionalisation

ndash Participation of parents in healing process

ndash Skin-to-skin

ndash Informed consent

ndash Decision making

Raines DA Parents values a missing link in the neonatal intensive care equation Neonatal Netw Apr 199615(3)7-12

When individuals lack decision-making capacityhellip

hellipthe interests and welfare of the patient take priority

over all other parties

hellipthe interests of the neonate are inextricably linked

to that of the parents

their interests must be taken into account empowering them to

decision-making

Parents

Kent AL et al Collaborative decision-making for extreme premature delivery J Paediatr Child Health 2007 43 489-91

Parents recommendations

bull Counselling should initiate before delivery

bull Transparency openness and honesty

bull Favour frequent discussions with parents

bull Update them on

ndash their infants condition

ndash interventions that may be needed

bull Avoid confusing medical terminology as much as possible

bull Be honest and frank about the infants condition and prognosis even

on matters of uncertainty

bull Ask feed backs to ensure parents understand what is being discussed

Collaborative decision-making for extreme premature deliveryKent AL et al NSW and ACT Perinatal Care at the Borderlines

of Viability Consensus Workshop Committee J Paediatr Child Health 2007 Jun43(6)489-91

Caeymaex L ed al Journeacutees Parisiennes de Peacutediatrie 2008 Fin de vie en reacuteanimation neacuteonatale mieux

comprendre les attentes et le point de vues des parents

Communication with parents

Montreal group

52 mothers in preterm labour all infants at

23 weeks gestation were resuscitated including

6 cases with conditional non-resuscitation instructions

Thus

- In acute situations the default mode is to treat

- To step back from action seems to be very difficult

Some answers creation of guidelines

protocols

Not feeling alone ability to rely on the experience

and expertise of others is helpful

ndash Expertise

ndash Enabling

ndash Empowering

ndash Encouraging

ndash Education

A Case Method To Assist Clinical Ethics

Decision Making

(Modified from American College of Physicians Ethics Manual)

bull 1 Define the ethics problem as an ought or should question (eg Should we withhold a respirator for this

extremely preterm baby 25 WGA as his parents request)

bull 2 List relevant facts and uncertainties Include facts about the patient and caregivers (such as emotional state cultural

background and legal standing) Include physiologic facts and significant medical uncertainties (such as expected

outcomes with and without treatment) and the benefits and harms of treatment options

bull 3 Identify a decision maker If the patient is competent the decision maker is the patient If the patient is

incompetent identify a proxy decision maker (eg as specified by court appointment state law a durable power of

attorney for health care living will or the next of kin)

bull 4 Give understandable relevant desired information to the decision maker and dispel misconceptions

bull 5 Solicit values of the patient that are relevant to the question These include the patients values about life relation to

community and health care institutions goals for health care and conditions that would change goals and preferences

about health care or proxy decision makers

bull 6 Identify health professional values including health goals (such as prolonging life and alleviating pain) values that

pertain to patient physician communication (such as truth telling and confidentiality) and some values that extend

outside of the patient physician relationship (such as promotion of public health and respect for the law)

bull 7 Propose and critique solutions including options for treatment and alternative providers

bull 8 Identify and remove or address constraints on solutions (such as unavailability of services laws or legal myths)

Recommendations

bull Define yourself your borderline between viability

according to capacities of your facilities

ndash Neurological outcomes

ndash Respiratory outcomes

ndash Caloric intake

Catlin A Carter B Creation of a neonatal end-of-life palliative care protocol J PerinatolApr-May 200222(3)184-95

Much more researchhellip

bull Sociological

bull Interviews of implicated persons

bull Stratification

bull EURONIC

Conclusion bull Grey zones are grey

bull It is likely they will stay grey for some time

bull It would be an error to wash them white or darken them

bull Grey zones have to be adapted to the local contexts

bull Every wardhospitalmaternity should allow open discussions have a

committee on ethics establish internal guidelines

bull The role of the parents in decision-making after as-objective-as-

possible information given by healthcare members is essential

bull Making ethical decisions might be very difficult but ethical

relationships with the preterm and his parents can compensate this

Page 37: Ethical issues of extremely preterm babies’ care: the “grey zone” experiences

Can limits be clearly defined Outcome

estimation tool

Secondary criteriae

- Girls 1 week advantage

- Every day increases survival by 3

- Full course of antenatal steroids

- Level of unit

- Black race

- High-medium level of income of parents

- Multiple birth twin-to-twin transfusion

- Birth weight

- Babyrsquos condition at delivery

(chorioamnionitis increases the risk of periventricular leucomalacia)

Time-frame algorythm for decision

making

bull Primary resuscitation YN

bull Proceed to intensive care or palliative care

bull Continue with option YN bull Euthanasia

ndash Netherlands (Groningen Protocol)

bull To motivate physicians to adhere to the highest standards of decision making

bull To reduce hidden euthanasia by facilitating reporting

bull Requires that all possible palliative measures be exhausted before euthanasia is performed

bull Might do more in mobilizing the availability of palliative care services than the current situation of unreported practice

ndash EURONIC 73 in 8 European Countries

Rebagliato M et al EURONIC study group Neonatal end-of-life decision making Physicianrsquos attitudes and relationships

with self-reported practices in 10 European countries The Journal of Medical Association 2000 Nov 15284(19)2451-9

Acting in the ldquobest interests of the patientrdquo

bull degree of suffering involved in the care

bull futility of further intervention

bull likelihood of survival free of serious disability

and practical consequences

Legal - moral The Best Interests Standard

United Kingdom Court of Appeal1993

Doctors and parents may not undertake actions where the purpose is

to end life they may in appropriate circumstances use drugs to

relieve pain and distress even though their use may advance the time

of death

Palliative Care

Palliative Care in France lois Leonetti (2005)

bull Legalises arrest of ldquonon-reasonable treatmentrdquo

bull Authorizes at the end of life the use of treatment for comfort

of patient (pain)

bull Taking into account that the treatment might shorten length of

survival

bull Always with the patientrsquos consent = parentrsquos consent

Recently French Medical Council expressed itself in the same terms

bull At birth neither certainty nor uncertainty as prognosis is clear-cut

(Self-fullfilling prophecy may be created by delays or suboptimal management)

bull Initiation of resuscitation leads to admission to NICU

- cascade of expensive uncomfortable or painful procedures

- raise parental expectations about survival

bull Denying intensive care a priori based solely on the age of

gestation or birth weight = contrary to the principle of equity

bull Decision-making after initial resuscitation (continue or withdraw

treatment) more justifiable

Decision-making for palliative care

Acta Paediatr 2008 Mar97(3)276-9 doi 101111j1651-2227200800663xCaregivers attitudes for very premature infants

what if they knewJanvier A Lantos J DeschIacutenes M Couture E Nadeau S Barrington KJ

bull Case-by-case basis according postnatal assessment

bull Factors always to be considered

- parents

- resources

- planned pregnancy

- assisted conception

- maternal age

- illness and fetal conditions

Decisions made by parents before birth are not necessarily

absolute and binding

Decision-making for intensive care

Divorces after handicap

bull Nine times higher in case of spina bifida (BJ PSYCH 131 79-82

(1977) J Maulden Population studies vol 46 issue2 pages 349 362 (1992)

bull Low birth weight children in the US are at higher risk of experiencing

their parents divorce than children of normal birth weight

bull Not confirmed in British couples

Healthy Baby Healthy Marriage The Effct of Childrens

Health on Divorce Angela R Fertig Princeton University

288 Wallace Hall Princeton NJ 08544

afertigprincetonedu 609-258-5868 June 17 2004

Ethics andhellipcorticosteroids

bull Antenatal corticosteroids

bull A technical medical ethical obligation

ndash No obstetrical or medical CI (infection hypertension)

ndash C Spencer K Neales Antenatal corticosteroids to prevent neonatal respiratory distress syndrome BMJ 2000 320 325 doi

101136bmj3207231325 (Published 5 February 2000)

ndash Roberts D Dalziel Antenatal corticosteroids for accelerating fetal lung maturation for women at risk of preterm birth The

Cochrane Database of Systematic Reviews 2010 Issue 8 Copyright copy 2010 The Cochrane Collaboration

ndash JV Been B W Kramer L J Zimmermann Antenatal corticosteroids to prevent preterm birt The LancetVol 373 Issue 9667 Page

894 14 March 2009

Ethics andhellipcorticosteroids

bull Postnatal corticosteroids in BPD

ndash Increased risk of neurodevelopmental impairment growth retardation etc but faster extubation less PDA etchellip

ndash ldquoEthicallyrdquo contraindicated Early (lt 8 days) postnatal corticosteroids for preventing chronic lung disease in

preterm infants Henry L Halliday1 Richard A Ehrenkranz2 Lex W Doyle31Perinatal Room Royal-Jubilee Maternity Service

Belfast UK 2Department of Pediatrics Yale University New Haven Connecticut USA 3Department of Obstetrics and Gynaecology University of Melbourne Parkville AustraliaContact address Henry L Halliday Perinatal Room Royal-Jubilee Maternity Service Royal Maternity Hospital Grosvenor Road Belfast Northern

Ireland BT12 6BA UK Cochrane Neonatal Group

Ethics andhellipiatrogenic diseases

- Environment in which the baby is managed (eg light noise touch)

- Mode of ventilation (eg conventional synchronized high-frequency)

- Types doses and results of medications used - Short-term and long-term effects of certain often

painful procedures - Foreign bodies or devices used - How the babys nutritional needs are met (enteral

parenteral nutrition) Developmental care for promoting development and preventing morbidity in preterm infants

Amanda J Symington1 Janet Pinelli2

1The Childrens Hospital Hamilton Health Sciences Hamilton Ontario Canada 2School of Nursing McMaster University Hamilton Canada

Cochrane Neonatal Group

Ethics andhellippain

Opioids for neonates receiving mechanical ventilation

Roberto Bell˘1 Koert A de Waal2 Rinaldo Zanini31Neonatal Intensive Care Unit Ospedale Manzoni -Lecco Lecco

Italy 2Neonatology Academic Medical Centre Amsterdam Netherlands 3Neonatal Intensive Care Unit Ospedale

A Manzoni - Lecco Lecco ItalyContact address Roberto Bell˘ Neonatal Intensive Care Unit Ospedale

Manzoni -Lecco Via Eremo 9 Lecco 23900 Italy Editorial group Cochrane Neonatal Group

Intravenous midazolam infusion for sedation of infants in the neonatal intensive care

unit

Eugene Ng1 Anna Taddio2 Arne Ohlsson31Department of Newborn and Developmental Paediatrics Sunnybrook

Health Sciences Centre Toronto Canada 2Graduate Department of Pharmaceutical Sciences Hospital for Sick

Children Research Institute Toronto Canada 3Departments of Paediatrics Obstetrics and Gynaecology and Health

Policy Management and Evaluation University of Toronto Toronto CanadaContact address Eugene Ng

Department of Newborn and Developmental Paediatrics Sunnybrook Health Sciences Centre CO Womens College

Hospital 76 Grenville Street Toronto Ontario M5S1B2 Canada Editorial group Cochrane Neonatal Group

Ethics andhellipaesthetics

bull End-of-life comfortappearance for the

ndash Infant

ndash Parents

ndash Caregivers

Ethics andhellipparents

bull Infant-parent emotional bonding

ndash Regionalisation

ndash Participation of parents in healing process

ndash Skin-to-skin

ndash Informed consent

ndash Decision making

Raines DA Parents values a missing link in the neonatal intensive care equation Neonatal Netw Apr 199615(3)7-12

When individuals lack decision-making capacityhellip

hellipthe interests and welfare of the patient take priority

over all other parties

hellipthe interests of the neonate are inextricably linked

to that of the parents

their interests must be taken into account empowering them to

decision-making

Parents

Kent AL et al Collaborative decision-making for extreme premature delivery J Paediatr Child Health 2007 43 489-91

Parents recommendations

bull Counselling should initiate before delivery

bull Transparency openness and honesty

bull Favour frequent discussions with parents

bull Update them on

ndash their infants condition

ndash interventions that may be needed

bull Avoid confusing medical terminology as much as possible

bull Be honest and frank about the infants condition and prognosis even

on matters of uncertainty

bull Ask feed backs to ensure parents understand what is being discussed

Collaborative decision-making for extreme premature deliveryKent AL et al NSW and ACT Perinatal Care at the Borderlines

of Viability Consensus Workshop Committee J Paediatr Child Health 2007 Jun43(6)489-91

Caeymaex L ed al Journeacutees Parisiennes de Peacutediatrie 2008 Fin de vie en reacuteanimation neacuteonatale mieux

comprendre les attentes et le point de vues des parents

Communication with parents

Montreal group

52 mothers in preterm labour all infants at

23 weeks gestation were resuscitated including

6 cases with conditional non-resuscitation instructions

Thus

- In acute situations the default mode is to treat

- To step back from action seems to be very difficult

Some answers creation of guidelines

protocols

Not feeling alone ability to rely on the experience

and expertise of others is helpful

ndash Expertise

ndash Enabling

ndash Empowering

ndash Encouraging

ndash Education

A Case Method To Assist Clinical Ethics

Decision Making

(Modified from American College of Physicians Ethics Manual)

bull 1 Define the ethics problem as an ought or should question (eg Should we withhold a respirator for this

extremely preterm baby 25 WGA as his parents request)

bull 2 List relevant facts and uncertainties Include facts about the patient and caregivers (such as emotional state cultural

background and legal standing) Include physiologic facts and significant medical uncertainties (such as expected

outcomes with and without treatment) and the benefits and harms of treatment options

bull 3 Identify a decision maker If the patient is competent the decision maker is the patient If the patient is

incompetent identify a proxy decision maker (eg as specified by court appointment state law a durable power of

attorney for health care living will or the next of kin)

bull 4 Give understandable relevant desired information to the decision maker and dispel misconceptions

bull 5 Solicit values of the patient that are relevant to the question These include the patients values about life relation to

community and health care institutions goals for health care and conditions that would change goals and preferences

about health care or proxy decision makers

bull 6 Identify health professional values including health goals (such as prolonging life and alleviating pain) values that

pertain to patient physician communication (such as truth telling and confidentiality) and some values that extend

outside of the patient physician relationship (such as promotion of public health and respect for the law)

bull 7 Propose and critique solutions including options for treatment and alternative providers

bull 8 Identify and remove or address constraints on solutions (such as unavailability of services laws or legal myths)

Recommendations

bull Define yourself your borderline between viability

according to capacities of your facilities

ndash Neurological outcomes

ndash Respiratory outcomes

ndash Caloric intake

Catlin A Carter B Creation of a neonatal end-of-life palliative care protocol J PerinatolApr-May 200222(3)184-95

Much more researchhellip

bull Sociological

bull Interviews of implicated persons

bull Stratification

bull EURONIC

Conclusion bull Grey zones are grey

bull It is likely they will stay grey for some time

bull It would be an error to wash them white or darken them

bull Grey zones have to be adapted to the local contexts

bull Every wardhospitalmaternity should allow open discussions have a

committee on ethics establish internal guidelines

bull The role of the parents in decision-making after as-objective-as-

possible information given by healthcare members is essential

bull Making ethical decisions might be very difficult but ethical

relationships with the preterm and his parents can compensate this

Page 38: Ethical issues of extremely preterm babies’ care: the “grey zone” experiences

Time-frame algorythm for decision

making

bull Primary resuscitation YN

bull Proceed to intensive care or palliative care

bull Continue with option YN bull Euthanasia

ndash Netherlands (Groningen Protocol)

bull To motivate physicians to adhere to the highest standards of decision making

bull To reduce hidden euthanasia by facilitating reporting

bull Requires that all possible palliative measures be exhausted before euthanasia is performed

bull Might do more in mobilizing the availability of palliative care services than the current situation of unreported practice

ndash EURONIC 73 in 8 European Countries

Rebagliato M et al EURONIC study group Neonatal end-of-life decision making Physicianrsquos attitudes and relationships

with self-reported practices in 10 European countries The Journal of Medical Association 2000 Nov 15284(19)2451-9

Acting in the ldquobest interests of the patientrdquo

bull degree of suffering involved in the care

bull futility of further intervention

bull likelihood of survival free of serious disability

and practical consequences

Legal - moral The Best Interests Standard

United Kingdom Court of Appeal1993

Doctors and parents may not undertake actions where the purpose is

to end life they may in appropriate circumstances use drugs to

relieve pain and distress even though their use may advance the time

of death

Palliative Care

Palliative Care in France lois Leonetti (2005)

bull Legalises arrest of ldquonon-reasonable treatmentrdquo

bull Authorizes at the end of life the use of treatment for comfort

of patient (pain)

bull Taking into account that the treatment might shorten length of

survival

bull Always with the patientrsquos consent = parentrsquos consent

Recently French Medical Council expressed itself in the same terms

bull At birth neither certainty nor uncertainty as prognosis is clear-cut

(Self-fullfilling prophecy may be created by delays or suboptimal management)

bull Initiation of resuscitation leads to admission to NICU

- cascade of expensive uncomfortable or painful procedures

- raise parental expectations about survival

bull Denying intensive care a priori based solely on the age of

gestation or birth weight = contrary to the principle of equity

bull Decision-making after initial resuscitation (continue or withdraw

treatment) more justifiable

Decision-making for palliative care

Acta Paediatr 2008 Mar97(3)276-9 doi 101111j1651-2227200800663xCaregivers attitudes for very premature infants

what if they knewJanvier A Lantos J DeschIacutenes M Couture E Nadeau S Barrington KJ

bull Case-by-case basis according postnatal assessment

bull Factors always to be considered

- parents

- resources

- planned pregnancy

- assisted conception

- maternal age

- illness and fetal conditions

Decisions made by parents before birth are not necessarily

absolute and binding

Decision-making for intensive care

Divorces after handicap

bull Nine times higher in case of spina bifida (BJ PSYCH 131 79-82

(1977) J Maulden Population studies vol 46 issue2 pages 349 362 (1992)

bull Low birth weight children in the US are at higher risk of experiencing

their parents divorce than children of normal birth weight

bull Not confirmed in British couples

Healthy Baby Healthy Marriage The Effct of Childrens

Health on Divorce Angela R Fertig Princeton University

288 Wallace Hall Princeton NJ 08544

afertigprincetonedu 609-258-5868 June 17 2004

Ethics andhellipcorticosteroids

bull Antenatal corticosteroids

bull A technical medical ethical obligation

ndash No obstetrical or medical CI (infection hypertension)

ndash C Spencer K Neales Antenatal corticosteroids to prevent neonatal respiratory distress syndrome BMJ 2000 320 325 doi

101136bmj3207231325 (Published 5 February 2000)

ndash Roberts D Dalziel Antenatal corticosteroids for accelerating fetal lung maturation for women at risk of preterm birth The

Cochrane Database of Systematic Reviews 2010 Issue 8 Copyright copy 2010 The Cochrane Collaboration

ndash JV Been B W Kramer L J Zimmermann Antenatal corticosteroids to prevent preterm birt The LancetVol 373 Issue 9667 Page

894 14 March 2009

Ethics andhellipcorticosteroids

bull Postnatal corticosteroids in BPD

ndash Increased risk of neurodevelopmental impairment growth retardation etc but faster extubation less PDA etchellip

ndash ldquoEthicallyrdquo contraindicated Early (lt 8 days) postnatal corticosteroids for preventing chronic lung disease in

preterm infants Henry L Halliday1 Richard A Ehrenkranz2 Lex W Doyle31Perinatal Room Royal-Jubilee Maternity Service

Belfast UK 2Department of Pediatrics Yale University New Haven Connecticut USA 3Department of Obstetrics and Gynaecology University of Melbourne Parkville AustraliaContact address Henry L Halliday Perinatal Room Royal-Jubilee Maternity Service Royal Maternity Hospital Grosvenor Road Belfast Northern

Ireland BT12 6BA UK Cochrane Neonatal Group

Ethics andhellipiatrogenic diseases

- Environment in which the baby is managed (eg light noise touch)

- Mode of ventilation (eg conventional synchronized high-frequency)

- Types doses and results of medications used - Short-term and long-term effects of certain often

painful procedures - Foreign bodies or devices used - How the babys nutritional needs are met (enteral

parenteral nutrition) Developmental care for promoting development and preventing morbidity in preterm infants

Amanda J Symington1 Janet Pinelli2

1The Childrens Hospital Hamilton Health Sciences Hamilton Ontario Canada 2School of Nursing McMaster University Hamilton Canada

Cochrane Neonatal Group

Ethics andhellippain

Opioids for neonates receiving mechanical ventilation

Roberto Bell˘1 Koert A de Waal2 Rinaldo Zanini31Neonatal Intensive Care Unit Ospedale Manzoni -Lecco Lecco

Italy 2Neonatology Academic Medical Centre Amsterdam Netherlands 3Neonatal Intensive Care Unit Ospedale

A Manzoni - Lecco Lecco ItalyContact address Roberto Bell˘ Neonatal Intensive Care Unit Ospedale

Manzoni -Lecco Via Eremo 9 Lecco 23900 Italy Editorial group Cochrane Neonatal Group

Intravenous midazolam infusion for sedation of infants in the neonatal intensive care

unit

Eugene Ng1 Anna Taddio2 Arne Ohlsson31Department of Newborn and Developmental Paediatrics Sunnybrook

Health Sciences Centre Toronto Canada 2Graduate Department of Pharmaceutical Sciences Hospital for Sick

Children Research Institute Toronto Canada 3Departments of Paediatrics Obstetrics and Gynaecology and Health

Policy Management and Evaluation University of Toronto Toronto CanadaContact address Eugene Ng

Department of Newborn and Developmental Paediatrics Sunnybrook Health Sciences Centre CO Womens College

Hospital 76 Grenville Street Toronto Ontario M5S1B2 Canada Editorial group Cochrane Neonatal Group

Ethics andhellipaesthetics

bull End-of-life comfortappearance for the

ndash Infant

ndash Parents

ndash Caregivers

Ethics andhellipparents

bull Infant-parent emotional bonding

ndash Regionalisation

ndash Participation of parents in healing process

ndash Skin-to-skin

ndash Informed consent

ndash Decision making

Raines DA Parents values a missing link in the neonatal intensive care equation Neonatal Netw Apr 199615(3)7-12

When individuals lack decision-making capacityhellip

hellipthe interests and welfare of the patient take priority

over all other parties

hellipthe interests of the neonate are inextricably linked

to that of the parents

their interests must be taken into account empowering them to

decision-making

Parents

Kent AL et al Collaborative decision-making for extreme premature delivery J Paediatr Child Health 2007 43 489-91

Parents recommendations

bull Counselling should initiate before delivery

bull Transparency openness and honesty

bull Favour frequent discussions with parents

bull Update them on

ndash their infants condition

ndash interventions that may be needed

bull Avoid confusing medical terminology as much as possible

bull Be honest and frank about the infants condition and prognosis even

on matters of uncertainty

bull Ask feed backs to ensure parents understand what is being discussed

Collaborative decision-making for extreme premature deliveryKent AL et al NSW and ACT Perinatal Care at the Borderlines

of Viability Consensus Workshop Committee J Paediatr Child Health 2007 Jun43(6)489-91

Caeymaex L ed al Journeacutees Parisiennes de Peacutediatrie 2008 Fin de vie en reacuteanimation neacuteonatale mieux

comprendre les attentes et le point de vues des parents

Communication with parents

Montreal group

52 mothers in preterm labour all infants at

23 weeks gestation were resuscitated including

6 cases with conditional non-resuscitation instructions

Thus

- In acute situations the default mode is to treat

- To step back from action seems to be very difficult

Some answers creation of guidelines

protocols

Not feeling alone ability to rely on the experience

and expertise of others is helpful

ndash Expertise

ndash Enabling

ndash Empowering

ndash Encouraging

ndash Education

A Case Method To Assist Clinical Ethics

Decision Making

(Modified from American College of Physicians Ethics Manual)

bull 1 Define the ethics problem as an ought or should question (eg Should we withhold a respirator for this

extremely preterm baby 25 WGA as his parents request)

bull 2 List relevant facts and uncertainties Include facts about the patient and caregivers (such as emotional state cultural

background and legal standing) Include physiologic facts and significant medical uncertainties (such as expected

outcomes with and without treatment) and the benefits and harms of treatment options

bull 3 Identify a decision maker If the patient is competent the decision maker is the patient If the patient is

incompetent identify a proxy decision maker (eg as specified by court appointment state law a durable power of

attorney for health care living will or the next of kin)

bull 4 Give understandable relevant desired information to the decision maker and dispel misconceptions

bull 5 Solicit values of the patient that are relevant to the question These include the patients values about life relation to

community and health care institutions goals for health care and conditions that would change goals and preferences

about health care or proxy decision makers

bull 6 Identify health professional values including health goals (such as prolonging life and alleviating pain) values that

pertain to patient physician communication (such as truth telling and confidentiality) and some values that extend

outside of the patient physician relationship (such as promotion of public health and respect for the law)

bull 7 Propose and critique solutions including options for treatment and alternative providers

bull 8 Identify and remove or address constraints on solutions (such as unavailability of services laws or legal myths)

Recommendations

bull Define yourself your borderline between viability

according to capacities of your facilities

ndash Neurological outcomes

ndash Respiratory outcomes

ndash Caloric intake

Catlin A Carter B Creation of a neonatal end-of-life palliative care protocol J PerinatolApr-May 200222(3)184-95

Much more researchhellip

bull Sociological

bull Interviews of implicated persons

bull Stratification

bull EURONIC

Conclusion bull Grey zones are grey

bull It is likely they will stay grey for some time

bull It would be an error to wash them white or darken them

bull Grey zones have to be adapted to the local contexts

bull Every wardhospitalmaternity should allow open discussions have a

committee on ethics establish internal guidelines

bull The role of the parents in decision-making after as-objective-as-

possible information given by healthcare members is essential

bull Making ethical decisions might be very difficult but ethical

relationships with the preterm and his parents can compensate this

Page 39: Ethical issues of extremely preterm babies’ care: the “grey zone” experiences

Acting in the ldquobest interests of the patientrdquo

bull degree of suffering involved in the care

bull futility of further intervention

bull likelihood of survival free of serious disability

and practical consequences

Legal - moral The Best Interests Standard

United Kingdom Court of Appeal1993

Doctors and parents may not undertake actions where the purpose is

to end life they may in appropriate circumstances use drugs to

relieve pain and distress even though their use may advance the time

of death

Palliative Care

Palliative Care in France lois Leonetti (2005)

bull Legalises arrest of ldquonon-reasonable treatmentrdquo

bull Authorizes at the end of life the use of treatment for comfort

of patient (pain)

bull Taking into account that the treatment might shorten length of

survival

bull Always with the patientrsquos consent = parentrsquos consent

Recently French Medical Council expressed itself in the same terms

bull At birth neither certainty nor uncertainty as prognosis is clear-cut

(Self-fullfilling prophecy may be created by delays or suboptimal management)

bull Initiation of resuscitation leads to admission to NICU

- cascade of expensive uncomfortable or painful procedures

- raise parental expectations about survival

bull Denying intensive care a priori based solely on the age of

gestation or birth weight = contrary to the principle of equity

bull Decision-making after initial resuscitation (continue or withdraw

treatment) more justifiable

Decision-making for palliative care

Acta Paediatr 2008 Mar97(3)276-9 doi 101111j1651-2227200800663xCaregivers attitudes for very premature infants

what if they knewJanvier A Lantos J DeschIacutenes M Couture E Nadeau S Barrington KJ

bull Case-by-case basis according postnatal assessment

bull Factors always to be considered

- parents

- resources

- planned pregnancy

- assisted conception

- maternal age

- illness and fetal conditions

Decisions made by parents before birth are not necessarily

absolute and binding

Decision-making for intensive care

Divorces after handicap

bull Nine times higher in case of spina bifida (BJ PSYCH 131 79-82

(1977) J Maulden Population studies vol 46 issue2 pages 349 362 (1992)

bull Low birth weight children in the US are at higher risk of experiencing

their parents divorce than children of normal birth weight

bull Not confirmed in British couples

Healthy Baby Healthy Marriage The Effct of Childrens

Health on Divorce Angela R Fertig Princeton University

288 Wallace Hall Princeton NJ 08544

afertigprincetonedu 609-258-5868 June 17 2004

Ethics andhellipcorticosteroids

bull Antenatal corticosteroids

bull A technical medical ethical obligation

ndash No obstetrical or medical CI (infection hypertension)

ndash C Spencer K Neales Antenatal corticosteroids to prevent neonatal respiratory distress syndrome BMJ 2000 320 325 doi

101136bmj3207231325 (Published 5 February 2000)

ndash Roberts D Dalziel Antenatal corticosteroids for accelerating fetal lung maturation for women at risk of preterm birth The

Cochrane Database of Systematic Reviews 2010 Issue 8 Copyright copy 2010 The Cochrane Collaboration

ndash JV Been B W Kramer L J Zimmermann Antenatal corticosteroids to prevent preterm birt The LancetVol 373 Issue 9667 Page

894 14 March 2009

Ethics andhellipcorticosteroids

bull Postnatal corticosteroids in BPD

ndash Increased risk of neurodevelopmental impairment growth retardation etc but faster extubation less PDA etchellip

ndash ldquoEthicallyrdquo contraindicated Early (lt 8 days) postnatal corticosteroids for preventing chronic lung disease in

preterm infants Henry L Halliday1 Richard A Ehrenkranz2 Lex W Doyle31Perinatal Room Royal-Jubilee Maternity Service

Belfast UK 2Department of Pediatrics Yale University New Haven Connecticut USA 3Department of Obstetrics and Gynaecology University of Melbourne Parkville AustraliaContact address Henry L Halliday Perinatal Room Royal-Jubilee Maternity Service Royal Maternity Hospital Grosvenor Road Belfast Northern

Ireland BT12 6BA UK Cochrane Neonatal Group

Ethics andhellipiatrogenic diseases

- Environment in which the baby is managed (eg light noise touch)

- Mode of ventilation (eg conventional synchronized high-frequency)

- Types doses and results of medications used - Short-term and long-term effects of certain often

painful procedures - Foreign bodies or devices used - How the babys nutritional needs are met (enteral

parenteral nutrition) Developmental care for promoting development and preventing morbidity in preterm infants

Amanda J Symington1 Janet Pinelli2

1The Childrens Hospital Hamilton Health Sciences Hamilton Ontario Canada 2School of Nursing McMaster University Hamilton Canada

Cochrane Neonatal Group

Ethics andhellippain

Opioids for neonates receiving mechanical ventilation

Roberto Bell˘1 Koert A de Waal2 Rinaldo Zanini31Neonatal Intensive Care Unit Ospedale Manzoni -Lecco Lecco

Italy 2Neonatology Academic Medical Centre Amsterdam Netherlands 3Neonatal Intensive Care Unit Ospedale

A Manzoni - Lecco Lecco ItalyContact address Roberto Bell˘ Neonatal Intensive Care Unit Ospedale

Manzoni -Lecco Via Eremo 9 Lecco 23900 Italy Editorial group Cochrane Neonatal Group

Intravenous midazolam infusion for sedation of infants in the neonatal intensive care

unit

Eugene Ng1 Anna Taddio2 Arne Ohlsson31Department of Newborn and Developmental Paediatrics Sunnybrook

Health Sciences Centre Toronto Canada 2Graduate Department of Pharmaceutical Sciences Hospital for Sick

Children Research Institute Toronto Canada 3Departments of Paediatrics Obstetrics and Gynaecology and Health

Policy Management and Evaluation University of Toronto Toronto CanadaContact address Eugene Ng

Department of Newborn and Developmental Paediatrics Sunnybrook Health Sciences Centre CO Womens College

Hospital 76 Grenville Street Toronto Ontario M5S1B2 Canada Editorial group Cochrane Neonatal Group

Ethics andhellipaesthetics

bull End-of-life comfortappearance for the

ndash Infant

ndash Parents

ndash Caregivers

Ethics andhellipparents

bull Infant-parent emotional bonding

ndash Regionalisation

ndash Participation of parents in healing process

ndash Skin-to-skin

ndash Informed consent

ndash Decision making

Raines DA Parents values a missing link in the neonatal intensive care equation Neonatal Netw Apr 199615(3)7-12

When individuals lack decision-making capacityhellip

hellipthe interests and welfare of the patient take priority

over all other parties

hellipthe interests of the neonate are inextricably linked

to that of the parents

their interests must be taken into account empowering them to

decision-making

Parents

Kent AL et al Collaborative decision-making for extreme premature delivery J Paediatr Child Health 2007 43 489-91

Parents recommendations

bull Counselling should initiate before delivery

bull Transparency openness and honesty

bull Favour frequent discussions with parents

bull Update them on

ndash their infants condition

ndash interventions that may be needed

bull Avoid confusing medical terminology as much as possible

bull Be honest and frank about the infants condition and prognosis even

on matters of uncertainty

bull Ask feed backs to ensure parents understand what is being discussed

Collaborative decision-making for extreme premature deliveryKent AL et al NSW and ACT Perinatal Care at the Borderlines

of Viability Consensus Workshop Committee J Paediatr Child Health 2007 Jun43(6)489-91

Caeymaex L ed al Journeacutees Parisiennes de Peacutediatrie 2008 Fin de vie en reacuteanimation neacuteonatale mieux

comprendre les attentes et le point de vues des parents

Communication with parents

Montreal group

52 mothers in preterm labour all infants at

23 weeks gestation were resuscitated including

6 cases with conditional non-resuscitation instructions

Thus

- In acute situations the default mode is to treat

- To step back from action seems to be very difficult

Some answers creation of guidelines

protocols

Not feeling alone ability to rely on the experience

and expertise of others is helpful

ndash Expertise

ndash Enabling

ndash Empowering

ndash Encouraging

ndash Education

A Case Method To Assist Clinical Ethics

Decision Making

(Modified from American College of Physicians Ethics Manual)

bull 1 Define the ethics problem as an ought or should question (eg Should we withhold a respirator for this

extremely preterm baby 25 WGA as his parents request)

bull 2 List relevant facts and uncertainties Include facts about the patient and caregivers (such as emotional state cultural

background and legal standing) Include physiologic facts and significant medical uncertainties (such as expected

outcomes with and without treatment) and the benefits and harms of treatment options

bull 3 Identify a decision maker If the patient is competent the decision maker is the patient If the patient is

incompetent identify a proxy decision maker (eg as specified by court appointment state law a durable power of

attorney for health care living will or the next of kin)

bull 4 Give understandable relevant desired information to the decision maker and dispel misconceptions

bull 5 Solicit values of the patient that are relevant to the question These include the patients values about life relation to

community and health care institutions goals for health care and conditions that would change goals and preferences

about health care or proxy decision makers

bull 6 Identify health professional values including health goals (such as prolonging life and alleviating pain) values that

pertain to patient physician communication (such as truth telling and confidentiality) and some values that extend

outside of the patient physician relationship (such as promotion of public health and respect for the law)

bull 7 Propose and critique solutions including options for treatment and alternative providers

bull 8 Identify and remove or address constraints on solutions (such as unavailability of services laws or legal myths)

Recommendations

bull Define yourself your borderline between viability

according to capacities of your facilities

ndash Neurological outcomes

ndash Respiratory outcomes

ndash Caloric intake

Catlin A Carter B Creation of a neonatal end-of-life palliative care protocol J PerinatolApr-May 200222(3)184-95

Much more researchhellip

bull Sociological

bull Interviews of implicated persons

bull Stratification

bull EURONIC

Conclusion bull Grey zones are grey

bull It is likely they will stay grey for some time

bull It would be an error to wash them white or darken them

bull Grey zones have to be adapted to the local contexts

bull Every wardhospitalmaternity should allow open discussions have a

committee on ethics establish internal guidelines

bull The role of the parents in decision-making after as-objective-as-

possible information given by healthcare members is essential

bull Making ethical decisions might be very difficult but ethical

relationships with the preterm and his parents can compensate this

Page 40: Ethical issues of extremely preterm babies’ care: the “grey zone” experiences

United Kingdom Court of Appeal1993

Doctors and parents may not undertake actions where the purpose is

to end life they may in appropriate circumstances use drugs to

relieve pain and distress even though their use may advance the time

of death

Palliative Care

Palliative Care in France lois Leonetti (2005)

bull Legalises arrest of ldquonon-reasonable treatmentrdquo

bull Authorizes at the end of life the use of treatment for comfort

of patient (pain)

bull Taking into account that the treatment might shorten length of

survival

bull Always with the patientrsquos consent = parentrsquos consent

Recently French Medical Council expressed itself in the same terms

bull At birth neither certainty nor uncertainty as prognosis is clear-cut

(Self-fullfilling prophecy may be created by delays or suboptimal management)

bull Initiation of resuscitation leads to admission to NICU

- cascade of expensive uncomfortable or painful procedures

- raise parental expectations about survival

bull Denying intensive care a priori based solely on the age of

gestation or birth weight = contrary to the principle of equity

bull Decision-making after initial resuscitation (continue or withdraw

treatment) more justifiable

Decision-making for palliative care

Acta Paediatr 2008 Mar97(3)276-9 doi 101111j1651-2227200800663xCaregivers attitudes for very premature infants

what if they knewJanvier A Lantos J DeschIacutenes M Couture E Nadeau S Barrington KJ

bull Case-by-case basis according postnatal assessment

bull Factors always to be considered

- parents

- resources

- planned pregnancy

- assisted conception

- maternal age

- illness and fetal conditions

Decisions made by parents before birth are not necessarily

absolute and binding

Decision-making for intensive care

Divorces after handicap

bull Nine times higher in case of spina bifida (BJ PSYCH 131 79-82

(1977) J Maulden Population studies vol 46 issue2 pages 349 362 (1992)

bull Low birth weight children in the US are at higher risk of experiencing

their parents divorce than children of normal birth weight

bull Not confirmed in British couples

Healthy Baby Healthy Marriage The Effct of Childrens

Health on Divorce Angela R Fertig Princeton University

288 Wallace Hall Princeton NJ 08544

afertigprincetonedu 609-258-5868 June 17 2004

Ethics andhellipcorticosteroids

bull Antenatal corticosteroids

bull A technical medical ethical obligation

ndash No obstetrical or medical CI (infection hypertension)

ndash C Spencer K Neales Antenatal corticosteroids to prevent neonatal respiratory distress syndrome BMJ 2000 320 325 doi

101136bmj3207231325 (Published 5 February 2000)

ndash Roberts D Dalziel Antenatal corticosteroids for accelerating fetal lung maturation for women at risk of preterm birth The

Cochrane Database of Systematic Reviews 2010 Issue 8 Copyright copy 2010 The Cochrane Collaboration

ndash JV Been B W Kramer L J Zimmermann Antenatal corticosteroids to prevent preterm birt The LancetVol 373 Issue 9667 Page

894 14 March 2009

Ethics andhellipcorticosteroids

bull Postnatal corticosteroids in BPD

ndash Increased risk of neurodevelopmental impairment growth retardation etc but faster extubation less PDA etchellip

ndash ldquoEthicallyrdquo contraindicated Early (lt 8 days) postnatal corticosteroids for preventing chronic lung disease in

preterm infants Henry L Halliday1 Richard A Ehrenkranz2 Lex W Doyle31Perinatal Room Royal-Jubilee Maternity Service

Belfast UK 2Department of Pediatrics Yale University New Haven Connecticut USA 3Department of Obstetrics and Gynaecology University of Melbourne Parkville AustraliaContact address Henry L Halliday Perinatal Room Royal-Jubilee Maternity Service Royal Maternity Hospital Grosvenor Road Belfast Northern

Ireland BT12 6BA UK Cochrane Neonatal Group

Ethics andhellipiatrogenic diseases

- Environment in which the baby is managed (eg light noise touch)

- Mode of ventilation (eg conventional synchronized high-frequency)

- Types doses and results of medications used - Short-term and long-term effects of certain often

painful procedures - Foreign bodies or devices used - How the babys nutritional needs are met (enteral

parenteral nutrition) Developmental care for promoting development and preventing morbidity in preterm infants

Amanda J Symington1 Janet Pinelli2

1The Childrens Hospital Hamilton Health Sciences Hamilton Ontario Canada 2School of Nursing McMaster University Hamilton Canada

Cochrane Neonatal Group

Ethics andhellippain

Opioids for neonates receiving mechanical ventilation

Roberto Bell˘1 Koert A de Waal2 Rinaldo Zanini31Neonatal Intensive Care Unit Ospedale Manzoni -Lecco Lecco

Italy 2Neonatology Academic Medical Centre Amsterdam Netherlands 3Neonatal Intensive Care Unit Ospedale

A Manzoni - Lecco Lecco ItalyContact address Roberto Bell˘ Neonatal Intensive Care Unit Ospedale

Manzoni -Lecco Via Eremo 9 Lecco 23900 Italy Editorial group Cochrane Neonatal Group

Intravenous midazolam infusion for sedation of infants in the neonatal intensive care

unit

Eugene Ng1 Anna Taddio2 Arne Ohlsson31Department of Newborn and Developmental Paediatrics Sunnybrook

Health Sciences Centre Toronto Canada 2Graduate Department of Pharmaceutical Sciences Hospital for Sick

Children Research Institute Toronto Canada 3Departments of Paediatrics Obstetrics and Gynaecology and Health

Policy Management and Evaluation University of Toronto Toronto CanadaContact address Eugene Ng

Department of Newborn and Developmental Paediatrics Sunnybrook Health Sciences Centre CO Womens College

Hospital 76 Grenville Street Toronto Ontario M5S1B2 Canada Editorial group Cochrane Neonatal Group

Ethics andhellipaesthetics

bull End-of-life comfortappearance for the

ndash Infant

ndash Parents

ndash Caregivers

Ethics andhellipparents

bull Infant-parent emotional bonding

ndash Regionalisation

ndash Participation of parents in healing process

ndash Skin-to-skin

ndash Informed consent

ndash Decision making

Raines DA Parents values a missing link in the neonatal intensive care equation Neonatal Netw Apr 199615(3)7-12

When individuals lack decision-making capacityhellip

hellipthe interests and welfare of the patient take priority

over all other parties

hellipthe interests of the neonate are inextricably linked

to that of the parents

their interests must be taken into account empowering them to

decision-making

Parents

Kent AL et al Collaborative decision-making for extreme premature delivery J Paediatr Child Health 2007 43 489-91

Parents recommendations

bull Counselling should initiate before delivery

bull Transparency openness and honesty

bull Favour frequent discussions with parents

bull Update them on

ndash their infants condition

ndash interventions that may be needed

bull Avoid confusing medical terminology as much as possible

bull Be honest and frank about the infants condition and prognosis even

on matters of uncertainty

bull Ask feed backs to ensure parents understand what is being discussed

Collaborative decision-making for extreme premature deliveryKent AL et al NSW and ACT Perinatal Care at the Borderlines

of Viability Consensus Workshop Committee J Paediatr Child Health 2007 Jun43(6)489-91

Caeymaex L ed al Journeacutees Parisiennes de Peacutediatrie 2008 Fin de vie en reacuteanimation neacuteonatale mieux

comprendre les attentes et le point de vues des parents

Communication with parents

Montreal group

52 mothers in preterm labour all infants at

23 weeks gestation were resuscitated including

6 cases with conditional non-resuscitation instructions

Thus

- In acute situations the default mode is to treat

- To step back from action seems to be very difficult

Some answers creation of guidelines

protocols

Not feeling alone ability to rely on the experience

and expertise of others is helpful

ndash Expertise

ndash Enabling

ndash Empowering

ndash Encouraging

ndash Education

A Case Method To Assist Clinical Ethics

Decision Making

(Modified from American College of Physicians Ethics Manual)

bull 1 Define the ethics problem as an ought or should question (eg Should we withhold a respirator for this

extremely preterm baby 25 WGA as his parents request)

bull 2 List relevant facts and uncertainties Include facts about the patient and caregivers (such as emotional state cultural

background and legal standing) Include physiologic facts and significant medical uncertainties (such as expected

outcomes with and without treatment) and the benefits and harms of treatment options

bull 3 Identify a decision maker If the patient is competent the decision maker is the patient If the patient is

incompetent identify a proxy decision maker (eg as specified by court appointment state law a durable power of

attorney for health care living will or the next of kin)

bull 4 Give understandable relevant desired information to the decision maker and dispel misconceptions

bull 5 Solicit values of the patient that are relevant to the question These include the patients values about life relation to

community and health care institutions goals for health care and conditions that would change goals and preferences

about health care or proxy decision makers

bull 6 Identify health professional values including health goals (such as prolonging life and alleviating pain) values that

pertain to patient physician communication (such as truth telling and confidentiality) and some values that extend

outside of the patient physician relationship (such as promotion of public health and respect for the law)

bull 7 Propose and critique solutions including options for treatment and alternative providers

bull 8 Identify and remove or address constraints on solutions (such as unavailability of services laws or legal myths)

Recommendations

bull Define yourself your borderline between viability

according to capacities of your facilities

ndash Neurological outcomes

ndash Respiratory outcomes

ndash Caloric intake

Catlin A Carter B Creation of a neonatal end-of-life palliative care protocol J PerinatolApr-May 200222(3)184-95

Much more researchhellip

bull Sociological

bull Interviews of implicated persons

bull Stratification

bull EURONIC

Conclusion bull Grey zones are grey

bull It is likely they will stay grey for some time

bull It would be an error to wash them white or darken them

bull Grey zones have to be adapted to the local contexts

bull Every wardhospitalmaternity should allow open discussions have a

committee on ethics establish internal guidelines

bull The role of the parents in decision-making after as-objective-as-

possible information given by healthcare members is essential

bull Making ethical decisions might be very difficult but ethical

relationships with the preterm and his parents can compensate this

Page 41: Ethical issues of extremely preterm babies’ care: the “grey zone” experiences

Palliative Care in France lois Leonetti (2005)

bull Legalises arrest of ldquonon-reasonable treatmentrdquo

bull Authorizes at the end of life the use of treatment for comfort

of patient (pain)

bull Taking into account that the treatment might shorten length of

survival

bull Always with the patientrsquos consent = parentrsquos consent

Recently French Medical Council expressed itself in the same terms

bull At birth neither certainty nor uncertainty as prognosis is clear-cut

(Self-fullfilling prophecy may be created by delays or suboptimal management)

bull Initiation of resuscitation leads to admission to NICU

- cascade of expensive uncomfortable or painful procedures

- raise parental expectations about survival

bull Denying intensive care a priori based solely on the age of

gestation or birth weight = contrary to the principle of equity

bull Decision-making after initial resuscitation (continue or withdraw

treatment) more justifiable

Decision-making for palliative care

Acta Paediatr 2008 Mar97(3)276-9 doi 101111j1651-2227200800663xCaregivers attitudes for very premature infants

what if they knewJanvier A Lantos J DeschIacutenes M Couture E Nadeau S Barrington KJ

bull Case-by-case basis according postnatal assessment

bull Factors always to be considered

- parents

- resources

- planned pregnancy

- assisted conception

- maternal age

- illness and fetal conditions

Decisions made by parents before birth are not necessarily

absolute and binding

Decision-making for intensive care

Divorces after handicap

bull Nine times higher in case of spina bifida (BJ PSYCH 131 79-82

(1977) J Maulden Population studies vol 46 issue2 pages 349 362 (1992)

bull Low birth weight children in the US are at higher risk of experiencing

their parents divorce than children of normal birth weight

bull Not confirmed in British couples

Healthy Baby Healthy Marriage The Effct of Childrens

Health on Divorce Angela R Fertig Princeton University

288 Wallace Hall Princeton NJ 08544

afertigprincetonedu 609-258-5868 June 17 2004

Ethics andhellipcorticosteroids

bull Antenatal corticosteroids

bull A technical medical ethical obligation

ndash No obstetrical or medical CI (infection hypertension)

ndash C Spencer K Neales Antenatal corticosteroids to prevent neonatal respiratory distress syndrome BMJ 2000 320 325 doi

101136bmj3207231325 (Published 5 February 2000)

ndash Roberts D Dalziel Antenatal corticosteroids for accelerating fetal lung maturation for women at risk of preterm birth The

Cochrane Database of Systematic Reviews 2010 Issue 8 Copyright copy 2010 The Cochrane Collaboration

ndash JV Been B W Kramer L J Zimmermann Antenatal corticosteroids to prevent preterm birt The LancetVol 373 Issue 9667 Page

894 14 March 2009

Ethics andhellipcorticosteroids

bull Postnatal corticosteroids in BPD

ndash Increased risk of neurodevelopmental impairment growth retardation etc but faster extubation less PDA etchellip

ndash ldquoEthicallyrdquo contraindicated Early (lt 8 days) postnatal corticosteroids for preventing chronic lung disease in

preterm infants Henry L Halliday1 Richard A Ehrenkranz2 Lex W Doyle31Perinatal Room Royal-Jubilee Maternity Service

Belfast UK 2Department of Pediatrics Yale University New Haven Connecticut USA 3Department of Obstetrics and Gynaecology University of Melbourne Parkville AustraliaContact address Henry L Halliday Perinatal Room Royal-Jubilee Maternity Service Royal Maternity Hospital Grosvenor Road Belfast Northern

Ireland BT12 6BA UK Cochrane Neonatal Group

Ethics andhellipiatrogenic diseases

- Environment in which the baby is managed (eg light noise touch)

- Mode of ventilation (eg conventional synchronized high-frequency)

- Types doses and results of medications used - Short-term and long-term effects of certain often

painful procedures - Foreign bodies or devices used - How the babys nutritional needs are met (enteral

parenteral nutrition) Developmental care for promoting development and preventing morbidity in preterm infants

Amanda J Symington1 Janet Pinelli2

1The Childrens Hospital Hamilton Health Sciences Hamilton Ontario Canada 2School of Nursing McMaster University Hamilton Canada

Cochrane Neonatal Group

Ethics andhellippain

Opioids for neonates receiving mechanical ventilation

Roberto Bell˘1 Koert A de Waal2 Rinaldo Zanini31Neonatal Intensive Care Unit Ospedale Manzoni -Lecco Lecco

Italy 2Neonatology Academic Medical Centre Amsterdam Netherlands 3Neonatal Intensive Care Unit Ospedale

A Manzoni - Lecco Lecco ItalyContact address Roberto Bell˘ Neonatal Intensive Care Unit Ospedale

Manzoni -Lecco Via Eremo 9 Lecco 23900 Italy Editorial group Cochrane Neonatal Group

Intravenous midazolam infusion for sedation of infants in the neonatal intensive care

unit

Eugene Ng1 Anna Taddio2 Arne Ohlsson31Department of Newborn and Developmental Paediatrics Sunnybrook

Health Sciences Centre Toronto Canada 2Graduate Department of Pharmaceutical Sciences Hospital for Sick

Children Research Institute Toronto Canada 3Departments of Paediatrics Obstetrics and Gynaecology and Health

Policy Management and Evaluation University of Toronto Toronto CanadaContact address Eugene Ng

Department of Newborn and Developmental Paediatrics Sunnybrook Health Sciences Centre CO Womens College

Hospital 76 Grenville Street Toronto Ontario M5S1B2 Canada Editorial group Cochrane Neonatal Group

Ethics andhellipaesthetics

bull End-of-life comfortappearance for the

ndash Infant

ndash Parents

ndash Caregivers

Ethics andhellipparents

bull Infant-parent emotional bonding

ndash Regionalisation

ndash Participation of parents in healing process

ndash Skin-to-skin

ndash Informed consent

ndash Decision making

Raines DA Parents values a missing link in the neonatal intensive care equation Neonatal Netw Apr 199615(3)7-12

When individuals lack decision-making capacityhellip

hellipthe interests and welfare of the patient take priority

over all other parties

hellipthe interests of the neonate are inextricably linked

to that of the parents

their interests must be taken into account empowering them to

decision-making

Parents

Kent AL et al Collaborative decision-making for extreme premature delivery J Paediatr Child Health 2007 43 489-91

Parents recommendations

bull Counselling should initiate before delivery

bull Transparency openness and honesty

bull Favour frequent discussions with parents

bull Update them on

ndash their infants condition

ndash interventions that may be needed

bull Avoid confusing medical terminology as much as possible

bull Be honest and frank about the infants condition and prognosis even

on matters of uncertainty

bull Ask feed backs to ensure parents understand what is being discussed

Collaborative decision-making for extreme premature deliveryKent AL et al NSW and ACT Perinatal Care at the Borderlines

of Viability Consensus Workshop Committee J Paediatr Child Health 2007 Jun43(6)489-91

Caeymaex L ed al Journeacutees Parisiennes de Peacutediatrie 2008 Fin de vie en reacuteanimation neacuteonatale mieux

comprendre les attentes et le point de vues des parents

Communication with parents

Montreal group

52 mothers in preterm labour all infants at

23 weeks gestation were resuscitated including

6 cases with conditional non-resuscitation instructions

Thus

- In acute situations the default mode is to treat

- To step back from action seems to be very difficult

Some answers creation of guidelines

protocols

Not feeling alone ability to rely on the experience

and expertise of others is helpful

ndash Expertise

ndash Enabling

ndash Empowering

ndash Encouraging

ndash Education

A Case Method To Assist Clinical Ethics

Decision Making

(Modified from American College of Physicians Ethics Manual)

bull 1 Define the ethics problem as an ought or should question (eg Should we withhold a respirator for this

extremely preterm baby 25 WGA as his parents request)

bull 2 List relevant facts and uncertainties Include facts about the patient and caregivers (such as emotional state cultural

background and legal standing) Include physiologic facts and significant medical uncertainties (such as expected

outcomes with and without treatment) and the benefits and harms of treatment options

bull 3 Identify a decision maker If the patient is competent the decision maker is the patient If the patient is

incompetent identify a proxy decision maker (eg as specified by court appointment state law a durable power of

attorney for health care living will or the next of kin)

bull 4 Give understandable relevant desired information to the decision maker and dispel misconceptions

bull 5 Solicit values of the patient that are relevant to the question These include the patients values about life relation to

community and health care institutions goals for health care and conditions that would change goals and preferences

about health care or proxy decision makers

bull 6 Identify health professional values including health goals (such as prolonging life and alleviating pain) values that

pertain to patient physician communication (such as truth telling and confidentiality) and some values that extend

outside of the patient physician relationship (such as promotion of public health and respect for the law)

bull 7 Propose and critique solutions including options for treatment and alternative providers

bull 8 Identify and remove or address constraints on solutions (such as unavailability of services laws or legal myths)

Recommendations

bull Define yourself your borderline between viability

according to capacities of your facilities

ndash Neurological outcomes

ndash Respiratory outcomes

ndash Caloric intake

Catlin A Carter B Creation of a neonatal end-of-life palliative care protocol J PerinatolApr-May 200222(3)184-95

Much more researchhellip

bull Sociological

bull Interviews of implicated persons

bull Stratification

bull EURONIC

Conclusion bull Grey zones are grey

bull It is likely they will stay grey for some time

bull It would be an error to wash them white or darken them

bull Grey zones have to be adapted to the local contexts

bull Every wardhospitalmaternity should allow open discussions have a

committee on ethics establish internal guidelines

bull The role of the parents in decision-making after as-objective-as-

possible information given by healthcare members is essential

bull Making ethical decisions might be very difficult but ethical

relationships with the preterm and his parents can compensate this

Page 42: Ethical issues of extremely preterm babies’ care: the “grey zone” experiences

bull At birth neither certainty nor uncertainty as prognosis is clear-cut

(Self-fullfilling prophecy may be created by delays or suboptimal management)

bull Initiation of resuscitation leads to admission to NICU

- cascade of expensive uncomfortable or painful procedures

- raise parental expectations about survival

bull Denying intensive care a priori based solely on the age of

gestation or birth weight = contrary to the principle of equity

bull Decision-making after initial resuscitation (continue or withdraw

treatment) more justifiable

Decision-making for palliative care

Acta Paediatr 2008 Mar97(3)276-9 doi 101111j1651-2227200800663xCaregivers attitudes for very premature infants

what if they knewJanvier A Lantos J DeschIacutenes M Couture E Nadeau S Barrington KJ

bull Case-by-case basis according postnatal assessment

bull Factors always to be considered

- parents

- resources

- planned pregnancy

- assisted conception

- maternal age

- illness and fetal conditions

Decisions made by parents before birth are not necessarily

absolute and binding

Decision-making for intensive care

Divorces after handicap

bull Nine times higher in case of spina bifida (BJ PSYCH 131 79-82

(1977) J Maulden Population studies vol 46 issue2 pages 349 362 (1992)

bull Low birth weight children in the US are at higher risk of experiencing

their parents divorce than children of normal birth weight

bull Not confirmed in British couples

Healthy Baby Healthy Marriage The Effct of Childrens

Health on Divorce Angela R Fertig Princeton University

288 Wallace Hall Princeton NJ 08544

afertigprincetonedu 609-258-5868 June 17 2004

Ethics andhellipcorticosteroids

bull Antenatal corticosteroids

bull A technical medical ethical obligation

ndash No obstetrical or medical CI (infection hypertension)

ndash C Spencer K Neales Antenatal corticosteroids to prevent neonatal respiratory distress syndrome BMJ 2000 320 325 doi

101136bmj3207231325 (Published 5 February 2000)

ndash Roberts D Dalziel Antenatal corticosteroids for accelerating fetal lung maturation for women at risk of preterm birth The

Cochrane Database of Systematic Reviews 2010 Issue 8 Copyright copy 2010 The Cochrane Collaboration

ndash JV Been B W Kramer L J Zimmermann Antenatal corticosteroids to prevent preterm birt The LancetVol 373 Issue 9667 Page

894 14 March 2009

Ethics andhellipcorticosteroids

bull Postnatal corticosteroids in BPD

ndash Increased risk of neurodevelopmental impairment growth retardation etc but faster extubation less PDA etchellip

ndash ldquoEthicallyrdquo contraindicated Early (lt 8 days) postnatal corticosteroids for preventing chronic lung disease in

preterm infants Henry L Halliday1 Richard A Ehrenkranz2 Lex W Doyle31Perinatal Room Royal-Jubilee Maternity Service

Belfast UK 2Department of Pediatrics Yale University New Haven Connecticut USA 3Department of Obstetrics and Gynaecology University of Melbourne Parkville AustraliaContact address Henry L Halliday Perinatal Room Royal-Jubilee Maternity Service Royal Maternity Hospital Grosvenor Road Belfast Northern

Ireland BT12 6BA UK Cochrane Neonatal Group

Ethics andhellipiatrogenic diseases

- Environment in which the baby is managed (eg light noise touch)

- Mode of ventilation (eg conventional synchronized high-frequency)

- Types doses and results of medications used - Short-term and long-term effects of certain often

painful procedures - Foreign bodies or devices used - How the babys nutritional needs are met (enteral

parenteral nutrition) Developmental care for promoting development and preventing morbidity in preterm infants

Amanda J Symington1 Janet Pinelli2

1The Childrens Hospital Hamilton Health Sciences Hamilton Ontario Canada 2School of Nursing McMaster University Hamilton Canada

Cochrane Neonatal Group

Ethics andhellippain

Opioids for neonates receiving mechanical ventilation

Roberto Bell˘1 Koert A de Waal2 Rinaldo Zanini31Neonatal Intensive Care Unit Ospedale Manzoni -Lecco Lecco

Italy 2Neonatology Academic Medical Centre Amsterdam Netherlands 3Neonatal Intensive Care Unit Ospedale

A Manzoni - Lecco Lecco ItalyContact address Roberto Bell˘ Neonatal Intensive Care Unit Ospedale

Manzoni -Lecco Via Eremo 9 Lecco 23900 Italy Editorial group Cochrane Neonatal Group

Intravenous midazolam infusion for sedation of infants in the neonatal intensive care

unit

Eugene Ng1 Anna Taddio2 Arne Ohlsson31Department of Newborn and Developmental Paediatrics Sunnybrook

Health Sciences Centre Toronto Canada 2Graduate Department of Pharmaceutical Sciences Hospital for Sick

Children Research Institute Toronto Canada 3Departments of Paediatrics Obstetrics and Gynaecology and Health

Policy Management and Evaluation University of Toronto Toronto CanadaContact address Eugene Ng

Department of Newborn and Developmental Paediatrics Sunnybrook Health Sciences Centre CO Womens College

Hospital 76 Grenville Street Toronto Ontario M5S1B2 Canada Editorial group Cochrane Neonatal Group

Ethics andhellipaesthetics

bull End-of-life comfortappearance for the

ndash Infant

ndash Parents

ndash Caregivers

Ethics andhellipparents

bull Infant-parent emotional bonding

ndash Regionalisation

ndash Participation of parents in healing process

ndash Skin-to-skin

ndash Informed consent

ndash Decision making

Raines DA Parents values a missing link in the neonatal intensive care equation Neonatal Netw Apr 199615(3)7-12

When individuals lack decision-making capacityhellip

hellipthe interests and welfare of the patient take priority

over all other parties

hellipthe interests of the neonate are inextricably linked

to that of the parents

their interests must be taken into account empowering them to

decision-making

Parents

Kent AL et al Collaborative decision-making for extreme premature delivery J Paediatr Child Health 2007 43 489-91

Parents recommendations

bull Counselling should initiate before delivery

bull Transparency openness and honesty

bull Favour frequent discussions with parents

bull Update them on

ndash their infants condition

ndash interventions that may be needed

bull Avoid confusing medical terminology as much as possible

bull Be honest and frank about the infants condition and prognosis even

on matters of uncertainty

bull Ask feed backs to ensure parents understand what is being discussed

Collaborative decision-making for extreme premature deliveryKent AL et al NSW and ACT Perinatal Care at the Borderlines

of Viability Consensus Workshop Committee J Paediatr Child Health 2007 Jun43(6)489-91

Caeymaex L ed al Journeacutees Parisiennes de Peacutediatrie 2008 Fin de vie en reacuteanimation neacuteonatale mieux

comprendre les attentes et le point de vues des parents

Communication with parents

Montreal group

52 mothers in preterm labour all infants at

23 weeks gestation were resuscitated including

6 cases with conditional non-resuscitation instructions

Thus

- In acute situations the default mode is to treat

- To step back from action seems to be very difficult

Some answers creation of guidelines

protocols

Not feeling alone ability to rely on the experience

and expertise of others is helpful

ndash Expertise

ndash Enabling

ndash Empowering

ndash Encouraging

ndash Education

A Case Method To Assist Clinical Ethics

Decision Making

(Modified from American College of Physicians Ethics Manual)

bull 1 Define the ethics problem as an ought or should question (eg Should we withhold a respirator for this

extremely preterm baby 25 WGA as his parents request)

bull 2 List relevant facts and uncertainties Include facts about the patient and caregivers (such as emotional state cultural

background and legal standing) Include physiologic facts and significant medical uncertainties (such as expected

outcomes with and without treatment) and the benefits and harms of treatment options

bull 3 Identify a decision maker If the patient is competent the decision maker is the patient If the patient is

incompetent identify a proxy decision maker (eg as specified by court appointment state law a durable power of

attorney for health care living will or the next of kin)

bull 4 Give understandable relevant desired information to the decision maker and dispel misconceptions

bull 5 Solicit values of the patient that are relevant to the question These include the patients values about life relation to

community and health care institutions goals for health care and conditions that would change goals and preferences

about health care or proxy decision makers

bull 6 Identify health professional values including health goals (such as prolonging life and alleviating pain) values that

pertain to patient physician communication (such as truth telling and confidentiality) and some values that extend

outside of the patient physician relationship (such as promotion of public health and respect for the law)

bull 7 Propose and critique solutions including options for treatment and alternative providers

bull 8 Identify and remove or address constraints on solutions (such as unavailability of services laws or legal myths)

Recommendations

bull Define yourself your borderline between viability

according to capacities of your facilities

ndash Neurological outcomes

ndash Respiratory outcomes

ndash Caloric intake

Catlin A Carter B Creation of a neonatal end-of-life palliative care protocol J PerinatolApr-May 200222(3)184-95

Much more researchhellip

bull Sociological

bull Interviews of implicated persons

bull Stratification

bull EURONIC

Conclusion bull Grey zones are grey

bull It is likely they will stay grey for some time

bull It would be an error to wash them white or darken them

bull Grey zones have to be adapted to the local contexts

bull Every wardhospitalmaternity should allow open discussions have a

committee on ethics establish internal guidelines

bull The role of the parents in decision-making after as-objective-as-

possible information given by healthcare members is essential

bull Making ethical decisions might be very difficult but ethical

relationships with the preterm and his parents can compensate this

Page 43: Ethical issues of extremely preterm babies’ care: the “grey zone” experiences

bull Case-by-case basis according postnatal assessment

bull Factors always to be considered

- parents

- resources

- planned pregnancy

- assisted conception

- maternal age

- illness and fetal conditions

Decisions made by parents before birth are not necessarily

absolute and binding

Decision-making for intensive care

Divorces after handicap

bull Nine times higher in case of spina bifida (BJ PSYCH 131 79-82

(1977) J Maulden Population studies vol 46 issue2 pages 349 362 (1992)

bull Low birth weight children in the US are at higher risk of experiencing

their parents divorce than children of normal birth weight

bull Not confirmed in British couples

Healthy Baby Healthy Marriage The Effct of Childrens

Health on Divorce Angela R Fertig Princeton University

288 Wallace Hall Princeton NJ 08544

afertigprincetonedu 609-258-5868 June 17 2004

Ethics andhellipcorticosteroids

bull Antenatal corticosteroids

bull A technical medical ethical obligation

ndash No obstetrical or medical CI (infection hypertension)

ndash C Spencer K Neales Antenatal corticosteroids to prevent neonatal respiratory distress syndrome BMJ 2000 320 325 doi

101136bmj3207231325 (Published 5 February 2000)

ndash Roberts D Dalziel Antenatal corticosteroids for accelerating fetal lung maturation for women at risk of preterm birth The

Cochrane Database of Systematic Reviews 2010 Issue 8 Copyright copy 2010 The Cochrane Collaboration

ndash JV Been B W Kramer L J Zimmermann Antenatal corticosteroids to prevent preterm birt The LancetVol 373 Issue 9667 Page

894 14 March 2009

Ethics andhellipcorticosteroids

bull Postnatal corticosteroids in BPD

ndash Increased risk of neurodevelopmental impairment growth retardation etc but faster extubation less PDA etchellip

ndash ldquoEthicallyrdquo contraindicated Early (lt 8 days) postnatal corticosteroids for preventing chronic lung disease in

preterm infants Henry L Halliday1 Richard A Ehrenkranz2 Lex W Doyle31Perinatal Room Royal-Jubilee Maternity Service

Belfast UK 2Department of Pediatrics Yale University New Haven Connecticut USA 3Department of Obstetrics and Gynaecology University of Melbourne Parkville AustraliaContact address Henry L Halliday Perinatal Room Royal-Jubilee Maternity Service Royal Maternity Hospital Grosvenor Road Belfast Northern

Ireland BT12 6BA UK Cochrane Neonatal Group

Ethics andhellipiatrogenic diseases

- Environment in which the baby is managed (eg light noise touch)

- Mode of ventilation (eg conventional synchronized high-frequency)

- Types doses and results of medications used - Short-term and long-term effects of certain often

painful procedures - Foreign bodies or devices used - How the babys nutritional needs are met (enteral

parenteral nutrition) Developmental care for promoting development and preventing morbidity in preterm infants

Amanda J Symington1 Janet Pinelli2

1The Childrens Hospital Hamilton Health Sciences Hamilton Ontario Canada 2School of Nursing McMaster University Hamilton Canada

Cochrane Neonatal Group

Ethics andhellippain

Opioids for neonates receiving mechanical ventilation

Roberto Bell˘1 Koert A de Waal2 Rinaldo Zanini31Neonatal Intensive Care Unit Ospedale Manzoni -Lecco Lecco

Italy 2Neonatology Academic Medical Centre Amsterdam Netherlands 3Neonatal Intensive Care Unit Ospedale

A Manzoni - Lecco Lecco ItalyContact address Roberto Bell˘ Neonatal Intensive Care Unit Ospedale

Manzoni -Lecco Via Eremo 9 Lecco 23900 Italy Editorial group Cochrane Neonatal Group

Intravenous midazolam infusion for sedation of infants in the neonatal intensive care

unit

Eugene Ng1 Anna Taddio2 Arne Ohlsson31Department of Newborn and Developmental Paediatrics Sunnybrook

Health Sciences Centre Toronto Canada 2Graduate Department of Pharmaceutical Sciences Hospital for Sick

Children Research Institute Toronto Canada 3Departments of Paediatrics Obstetrics and Gynaecology and Health

Policy Management and Evaluation University of Toronto Toronto CanadaContact address Eugene Ng

Department of Newborn and Developmental Paediatrics Sunnybrook Health Sciences Centre CO Womens College

Hospital 76 Grenville Street Toronto Ontario M5S1B2 Canada Editorial group Cochrane Neonatal Group

Ethics andhellipaesthetics

bull End-of-life comfortappearance for the

ndash Infant

ndash Parents

ndash Caregivers

Ethics andhellipparents

bull Infant-parent emotional bonding

ndash Regionalisation

ndash Participation of parents in healing process

ndash Skin-to-skin

ndash Informed consent

ndash Decision making

Raines DA Parents values a missing link in the neonatal intensive care equation Neonatal Netw Apr 199615(3)7-12

When individuals lack decision-making capacityhellip

hellipthe interests and welfare of the patient take priority

over all other parties

hellipthe interests of the neonate are inextricably linked

to that of the parents

their interests must be taken into account empowering them to

decision-making

Parents

Kent AL et al Collaborative decision-making for extreme premature delivery J Paediatr Child Health 2007 43 489-91

Parents recommendations

bull Counselling should initiate before delivery

bull Transparency openness and honesty

bull Favour frequent discussions with parents

bull Update them on

ndash their infants condition

ndash interventions that may be needed

bull Avoid confusing medical terminology as much as possible

bull Be honest and frank about the infants condition and prognosis even

on matters of uncertainty

bull Ask feed backs to ensure parents understand what is being discussed

Collaborative decision-making for extreme premature deliveryKent AL et al NSW and ACT Perinatal Care at the Borderlines

of Viability Consensus Workshop Committee J Paediatr Child Health 2007 Jun43(6)489-91

Caeymaex L ed al Journeacutees Parisiennes de Peacutediatrie 2008 Fin de vie en reacuteanimation neacuteonatale mieux

comprendre les attentes et le point de vues des parents

Communication with parents

Montreal group

52 mothers in preterm labour all infants at

23 weeks gestation were resuscitated including

6 cases with conditional non-resuscitation instructions

Thus

- In acute situations the default mode is to treat

- To step back from action seems to be very difficult

Some answers creation of guidelines

protocols

Not feeling alone ability to rely on the experience

and expertise of others is helpful

ndash Expertise

ndash Enabling

ndash Empowering

ndash Encouraging

ndash Education

A Case Method To Assist Clinical Ethics

Decision Making

(Modified from American College of Physicians Ethics Manual)

bull 1 Define the ethics problem as an ought or should question (eg Should we withhold a respirator for this

extremely preterm baby 25 WGA as his parents request)

bull 2 List relevant facts and uncertainties Include facts about the patient and caregivers (such as emotional state cultural

background and legal standing) Include physiologic facts and significant medical uncertainties (such as expected

outcomes with and without treatment) and the benefits and harms of treatment options

bull 3 Identify a decision maker If the patient is competent the decision maker is the patient If the patient is

incompetent identify a proxy decision maker (eg as specified by court appointment state law a durable power of

attorney for health care living will or the next of kin)

bull 4 Give understandable relevant desired information to the decision maker and dispel misconceptions

bull 5 Solicit values of the patient that are relevant to the question These include the patients values about life relation to

community and health care institutions goals for health care and conditions that would change goals and preferences

about health care or proxy decision makers

bull 6 Identify health professional values including health goals (such as prolonging life and alleviating pain) values that

pertain to patient physician communication (such as truth telling and confidentiality) and some values that extend

outside of the patient physician relationship (such as promotion of public health and respect for the law)

bull 7 Propose and critique solutions including options for treatment and alternative providers

bull 8 Identify and remove or address constraints on solutions (such as unavailability of services laws or legal myths)

Recommendations

bull Define yourself your borderline between viability

according to capacities of your facilities

ndash Neurological outcomes

ndash Respiratory outcomes

ndash Caloric intake

Catlin A Carter B Creation of a neonatal end-of-life palliative care protocol J PerinatolApr-May 200222(3)184-95

Much more researchhellip

bull Sociological

bull Interviews of implicated persons

bull Stratification

bull EURONIC

Conclusion bull Grey zones are grey

bull It is likely they will stay grey for some time

bull It would be an error to wash them white or darken them

bull Grey zones have to be adapted to the local contexts

bull Every wardhospitalmaternity should allow open discussions have a

committee on ethics establish internal guidelines

bull The role of the parents in decision-making after as-objective-as-

possible information given by healthcare members is essential

bull Making ethical decisions might be very difficult but ethical

relationships with the preterm and his parents can compensate this

Page 44: Ethical issues of extremely preterm babies’ care: the “grey zone” experiences

Divorces after handicap

bull Nine times higher in case of spina bifida (BJ PSYCH 131 79-82

(1977) J Maulden Population studies vol 46 issue2 pages 349 362 (1992)

bull Low birth weight children in the US are at higher risk of experiencing

their parents divorce than children of normal birth weight

bull Not confirmed in British couples

Healthy Baby Healthy Marriage The Effct of Childrens

Health on Divorce Angela R Fertig Princeton University

288 Wallace Hall Princeton NJ 08544

afertigprincetonedu 609-258-5868 June 17 2004

Ethics andhellipcorticosteroids

bull Antenatal corticosteroids

bull A technical medical ethical obligation

ndash No obstetrical or medical CI (infection hypertension)

ndash C Spencer K Neales Antenatal corticosteroids to prevent neonatal respiratory distress syndrome BMJ 2000 320 325 doi

101136bmj3207231325 (Published 5 February 2000)

ndash Roberts D Dalziel Antenatal corticosteroids for accelerating fetal lung maturation for women at risk of preterm birth The

Cochrane Database of Systematic Reviews 2010 Issue 8 Copyright copy 2010 The Cochrane Collaboration

ndash JV Been B W Kramer L J Zimmermann Antenatal corticosteroids to prevent preterm birt The LancetVol 373 Issue 9667 Page

894 14 March 2009

Ethics andhellipcorticosteroids

bull Postnatal corticosteroids in BPD

ndash Increased risk of neurodevelopmental impairment growth retardation etc but faster extubation less PDA etchellip

ndash ldquoEthicallyrdquo contraindicated Early (lt 8 days) postnatal corticosteroids for preventing chronic lung disease in

preterm infants Henry L Halliday1 Richard A Ehrenkranz2 Lex W Doyle31Perinatal Room Royal-Jubilee Maternity Service

Belfast UK 2Department of Pediatrics Yale University New Haven Connecticut USA 3Department of Obstetrics and Gynaecology University of Melbourne Parkville AustraliaContact address Henry L Halliday Perinatal Room Royal-Jubilee Maternity Service Royal Maternity Hospital Grosvenor Road Belfast Northern

Ireland BT12 6BA UK Cochrane Neonatal Group

Ethics andhellipiatrogenic diseases

- Environment in which the baby is managed (eg light noise touch)

- Mode of ventilation (eg conventional synchronized high-frequency)

- Types doses and results of medications used - Short-term and long-term effects of certain often

painful procedures - Foreign bodies or devices used - How the babys nutritional needs are met (enteral

parenteral nutrition) Developmental care for promoting development and preventing morbidity in preterm infants

Amanda J Symington1 Janet Pinelli2

1The Childrens Hospital Hamilton Health Sciences Hamilton Ontario Canada 2School of Nursing McMaster University Hamilton Canada

Cochrane Neonatal Group

Ethics andhellippain

Opioids for neonates receiving mechanical ventilation

Roberto Bell˘1 Koert A de Waal2 Rinaldo Zanini31Neonatal Intensive Care Unit Ospedale Manzoni -Lecco Lecco

Italy 2Neonatology Academic Medical Centre Amsterdam Netherlands 3Neonatal Intensive Care Unit Ospedale

A Manzoni - Lecco Lecco ItalyContact address Roberto Bell˘ Neonatal Intensive Care Unit Ospedale

Manzoni -Lecco Via Eremo 9 Lecco 23900 Italy Editorial group Cochrane Neonatal Group

Intravenous midazolam infusion for sedation of infants in the neonatal intensive care

unit

Eugene Ng1 Anna Taddio2 Arne Ohlsson31Department of Newborn and Developmental Paediatrics Sunnybrook

Health Sciences Centre Toronto Canada 2Graduate Department of Pharmaceutical Sciences Hospital for Sick

Children Research Institute Toronto Canada 3Departments of Paediatrics Obstetrics and Gynaecology and Health

Policy Management and Evaluation University of Toronto Toronto CanadaContact address Eugene Ng

Department of Newborn and Developmental Paediatrics Sunnybrook Health Sciences Centre CO Womens College

Hospital 76 Grenville Street Toronto Ontario M5S1B2 Canada Editorial group Cochrane Neonatal Group

Ethics andhellipaesthetics

bull End-of-life comfortappearance for the

ndash Infant

ndash Parents

ndash Caregivers

Ethics andhellipparents

bull Infant-parent emotional bonding

ndash Regionalisation

ndash Participation of parents in healing process

ndash Skin-to-skin

ndash Informed consent

ndash Decision making

Raines DA Parents values a missing link in the neonatal intensive care equation Neonatal Netw Apr 199615(3)7-12

When individuals lack decision-making capacityhellip

hellipthe interests and welfare of the patient take priority

over all other parties

hellipthe interests of the neonate are inextricably linked

to that of the parents

their interests must be taken into account empowering them to

decision-making

Parents

Kent AL et al Collaborative decision-making for extreme premature delivery J Paediatr Child Health 2007 43 489-91

Parents recommendations

bull Counselling should initiate before delivery

bull Transparency openness and honesty

bull Favour frequent discussions with parents

bull Update them on

ndash their infants condition

ndash interventions that may be needed

bull Avoid confusing medical terminology as much as possible

bull Be honest and frank about the infants condition and prognosis even

on matters of uncertainty

bull Ask feed backs to ensure parents understand what is being discussed

Collaborative decision-making for extreme premature deliveryKent AL et al NSW and ACT Perinatal Care at the Borderlines

of Viability Consensus Workshop Committee J Paediatr Child Health 2007 Jun43(6)489-91

Caeymaex L ed al Journeacutees Parisiennes de Peacutediatrie 2008 Fin de vie en reacuteanimation neacuteonatale mieux

comprendre les attentes et le point de vues des parents

Communication with parents

Montreal group

52 mothers in preterm labour all infants at

23 weeks gestation were resuscitated including

6 cases with conditional non-resuscitation instructions

Thus

- In acute situations the default mode is to treat

- To step back from action seems to be very difficult

Some answers creation of guidelines

protocols

Not feeling alone ability to rely on the experience

and expertise of others is helpful

ndash Expertise

ndash Enabling

ndash Empowering

ndash Encouraging

ndash Education

A Case Method To Assist Clinical Ethics

Decision Making

(Modified from American College of Physicians Ethics Manual)

bull 1 Define the ethics problem as an ought or should question (eg Should we withhold a respirator for this

extremely preterm baby 25 WGA as his parents request)

bull 2 List relevant facts and uncertainties Include facts about the patient and caregivers (such as emotional state cultural

background and legal standing) Include physiologic facts and significant medical uncertainties (such as expected

outcomes with and without treatment) and the benefits and harms of treatment options

bull 3 Identify a decision maker If the patient is competent the decision maker is the patient If the patient is

incompetent identify a proxy decision maker (eg as specified by court appointment state law a durable power of

attorney for health care living will or the next of kin)

bull 4 Give understandable relevant desired information to the decision maker and dispel misconceptions

bull 5 Solicit values of the patient that are relevant to the question These include the patients values about life relation to

community and health care institutions goals for health care and conditions that would change goals and preferences

about health care or proxy decision makers

bull 6 Identify health professional values including health goals (such as prolonging life and alleviating pain) values that

pertain to patient physician communication (such as truth telling and confidentiality) and some values that extend

outside of the patient physician relationship (such as promotion of public health and respect for the law)

bull 7 Propose and critique solutions including options for treatment and alternative providers

bull 8 Identify and remove or address constraints on solutions (such as unavailability of services laws or legal myths)

Recommendations

bull Define yourself your borderline between viability

according to capacities of your facilities

ndash Neurological outcomes

ndash Respiratory outcomes

ndash Caloric intake

Catlin A Carter B Creation of a neonatal end-of-life palliative care protocol J PerinatolApr-May 200222(3)184-95

Much more researchhellip

bull Sociological

bull Interviews of implicated persons

bull Stratification

bull EURONIC

Conclusion bull Grey zones are grey

bull It is likely they will stay grey for some time

bull It would be an error to wash them white or darken them

bull Grey zones have to be adapted to the local contexts

bull Every wardhospitalmaternity should allow open discussions have a

committee on ethics establish internal guidelines

bull The role of the parents in decision-making after as-objective-as-

possible information given by healthcare members is essential

bull Making ethical decisions might be very difficult but ethical

relationships with the preterm and his parents can compensate this

Page 45: Ethical issues of extremely preterm babies’ care: the “grey zone” experiences

Ethics andhellipcorticosteroids

bull Antenatal corticosteroids

bull A technical medical ethical obligation

ndash No obstetrical or medical CI (infection hypertension)

ndash C Spencer K Neales Antenatal corticosteroids to prevent neonatal respiratory distress syndrome BMJ 2000 320 325 doi

101136bmj3207231325 (Published 5 February 2000)

ndash Roberts D Dalziel Antenatal corticosteroids for accelerating fetal lung maturation for women at risk of preterm birth The

Cochrane Database of Systematic Reviews 2010 Issue 8 Copyright copy 2010 The Cochrane Collaboration

ndash JV Been B W Kramer L J Zimmermann Antenatal corticosteroids to prevent preterm birt The LancetVol 373 Issue 9667 Page

894 14 March 2009

Ethics andhellipcorticosteroids

bull Postnatal corticosteroids in BPD

ndash Increased risk of neurodevelopmental impairment growth retardation etc but faster extubation less PDA etchellip

ndash ldquoEthicallyrdquo contraindicated Early (lt 8 days) postnatal corticosteroids for preventing chronic lung disease in

preterm infants Henry L Halliday1 Richard A Ehrenkranz2 Lex W Doyle31Perinatal Room Royal-Jubilee Maternity Service

Belfast UK 2Department of Pediatrics Yale University New Haven Connecticut USA 3Department of Obstetrics and Gynaecology University of Melbourne Parkville AustraliaContact address Henry L Halliday Perinatal Room Royal-Jubilee Maternity Service Royal Maternity Hospital Grosvenor Road Belfast Northern

Ireland BT12 6BA UK Cochrane Neonatal Group

Ethics andhellipiatrogenic diseases

- Environment in which the baby is managed (eg light noise touch)

- Mode of ventilation (eg conventional synchronized high-frequency)

- Types doses and results of medications used - Short-term and long-term effects of certain often

painful procedures - Foreign bodies or devices used - How the babys nutritional needs are met (enteral

parenteral nutrition) Developmental care for promoting development and preventing morbidity in preterm infants

Amanda J Symington1 Janet Pinelli2

1The Childrens Hospital Hamilton Health Sciences Hamilton Ontario Canada 2School of Nursing McMaster University Hamilton Canada

Cochrane Neonatal Group

Ethics andhellippain

Opioids for neonates receiving mechanical ventilation

Roberto Bell˘1 Koert A de Waal2 Rinaldo Zanini31Neonatal Intensive Care Unit Ospedale Manzoni -Lecco Lecco

Italy 2Neonatology Academic Medical Centre Amsterdam Netherlands 3Neonatal Intensive Care Unit Ospedale

A Manzoni - Lecco Lecco ItalyContact address Roberto Bell˘ Neonatal Intensive Care Unit Ospedale

Manzoni -Lecco Via Eremo 9 Lecco 23900 Italy Editorial group Cochrane Neonatal Group

Intravenous midazolam infusion for sedation of infants in the neonatal intensive care

unit

Eugene Ng1 Anna Taddio2 Arne Ohlsson31Department of Newborn and Developmental Paediatrics Sunnybrook

Health Sciences Centre Toronto Canada 2Graduate Department of Pharmaceutical Sciences Hospital for Sick

Children Research Institute Toronto Canada 3Departments of Paediatrics Obstetrics and Gynaecology and Health

Policy Management and Evaluation University of Toronto Toronto CanadaContact address Eugene Ng

Department of Newborn and Developmental Paediatrics Sunnybrook Health Sciences Centre CO Womens College

Hospital 76 Grenville Street Toronto Ontario M5S1B2 Canada Editorial group Cochrane Neonatal Group

Ethics andhellipaesthetics

bull End-of-life comfortappearance for the

ndash Infant

ndash Parents

ndash Caregivers

Ethics andhellipparents

bull Infant-parent emotional bonding

ndash Regionalisation

ndash Participation of parents in healing process

ndash Skin-to-skin

ndash Informed consent

ndash Decision making

Raines DA Parents values a missing link in the neonatal intensive care equation Neonatal Netw Apr 199615(3)7-12

When individuals lack decision-making capacityhellip

hellipthe interests and welfare of the patient take priority

over all other parties

hellipthe interests of the neonate are inextricably linked

to that of the parents

their interests must be taken into account empowering them to

decision-making

Parents

Kent AL et al Collaborative decision-making for extreme premature delivery J Paediatr Child Health 2007 43 489-91

Parents recommendations

bull Counselling should initiate before delivery

bull Transparency openness and honesty

bull Favour frequent discussions with parents

bull Update them on

ndash their infants condition

ndash interventions that may be needed

bull Avoid confusing medical terminology as much as possible

bull Be honest and frank about the infants condition and prognosis even

on matters of uncertainty

bull Ask feed backs to ensure parents understand what is being discussed

Collaborative decision-making for extreme premature deliveryKent AL et al NSW and ACT Perinatal Care at the Borderlines

of Viability Consensus Workshop Committee J Paediatr Child Health 2007 Jun43(6)489-91

Caeymaex L ed al Journeacutees Parisiennes de Peacutediatrie 2008 Fin de vie en reacuteanimation neacuteonatale mieux

comprendre les attentes et le point de vues des parents

Communication with parents

Montreal group

52 mothers in preterm labour all infants at

23 weeks gestation were resuscitated including

6 cases with conditional non-resuscitation instructions

Thus

- In acute situations the default mode is to treat

- To step back from action seems to be very difficult

Some answers creation of guidelines

protocols

Not feeling alone ability to rely on the experience

and expertise of others is helpful

ndash Expertise

ndash Enabling

ndash Empowering

ndash Encouraging

ndash Education

A Case Method To Assist Clinical Ethics

Decision Making

(Modified from American College of Physicians Ethics Manual)

bull 1 Define the ethics problem as an ought or should question (eg Should we withhold a respirator for this

extremely preterm baby 25 WGA as his parents request)

bull 2 List relevant facts and uncertainties Include facts about the patient and caregivers (such as emotional state cultural

background and legal standing) Include physiologic facts and significant medical uncertainties (such as expected

outcomes with and without treatment) and the benefits and harms of treatment options

bull 3 Identify a decision maker If the patient is competent the decision maker is the patient If the patient is

incompetent identify a proxy decision maker (eg as specified by court appointment state law a durable power of

attorney for health care living will or the next of kin)

bull 4 Give understandable relevant desired information to the decision maker and dispel misconceptions

bull 5 Solicit values of the patient that are relevant to the question These include the patients values about life relation to

community and health care institutions goals for health care and conditions that would change goals and preferences

about health care or proxy decision makers

bull 6 Identify health professional values including health goals (such as prolonging life and alleviating pain) values that

pertain to patient physician communication (such as truth telling and confidentiality) and some values that extend

outside of the patient physician relationship (such as promotion of public health and respect for the law)

bull 7 Propose and critique solutions including options for treatment and alternative providers

bull 8 Identify and remove or address constraints on solutions (such as unavailability of services laws or legal myths)

Recommendations

bull Define yourself your borderline between viability

according to capacities of your facilities

ndash Neurological outcomes

ndash Respiratory outcomes

ndash Caloric intake

Catlin A Carter B Creation of a neonatal end-of-life palliative care protocol J PerinatolApr-May 200222(3)184-95

Much more researchhellip

bull Sociological

bull Interviews of implicated persons

bull Stratification

bull EURONIC

Conclusion bull Grey zones are grey

bull It is likely they will stay grey for some time

bull It would be an error to wash them white or darken them

bull Grey zones have to be adapted to the local contexts

bull Every wardhospitalmaternity should allow open discussions have a

committee on ethics establish internal guidelines

bull The role of the parents in decision-making after as-objective-as-

possible information given by healthcare members is essential

bull Making ethical decisions might be very difficult but ethical

relationships with the preterm and his parents can compensate this

Page 46: Ethical issues of extremely preterm babies’ care: the “grey zone” experiences

Ethics andhellipcorticosteroids

bull Postnatal corticosteroids in BPD

ndash Increased risk of neurodevelopmental impairment growth retardation etc but faster extubation less PDA etchellip

ndash ldquoEthicallyrdquo contraindicated Early (lt 8 days) postnatal corticosteroids for preventing chronic lung disease in

preterm infants Henry L Halliday1 Richard A Ehrenkranz2 Lex W Doyle31Perinatal Room Royal-Jubilee Maternity Service

Belfast UK 2Department of Pediatrics Yale University New Haven Connecticut USA 3Department of Obstetrics and Gynaecology University of Melbourne Parkville AustraliaContact address Henry L Halliday Perinatal Room Royal-Jubilee Maternity Service Royal Maternity Hospital Grosvenor Road Belfast Northern

Ireland BT12 6BA UK Cochrane Neonatal Group

Ethics andhellipiatrogenic diseases

- Environment in which the baby is managed (eg light noise touch)

- Mode of ventilation (eg conventional synchronized high-frequency)

- Types doses and results of medications used - Short-term and long-term effects of certain often

painful procedures - Foreign bodies or devices used - How the babys nutritional needs are met (enteral

parenteral nutrition) Developmental care for promoting development and preventing morbidity in preterm infants

Amanda J Symington1 Janet Pinelli2

1The Childrens Hospital Hamilton Health Sciences Hamilton Ontario Canada 2School of Nursing McMaster University Hamilton Canada

Cochrane Neonatal Group

Ethics andhellippain

Opioids for neonates receiving mechanical ventilation

Roberto Bell˘1 Koert A de Waal2 Rinaldo Zanini31Neonatal Intensive Care Unit Ospedale Manzoni -Lecco Lecco

Italy 2Neonatology Academic Medical Centre Amsterdam Netherlands 3Neonatal Intensive Care Unit Ospedale

A Manzoni - Lecco Lecco ItalyContact address Roberto Bell˘ Neonatal Intensive Care Unit Ospedale

Manzoni -Lecco Via Eremo 9 Lecco 23900 Italy Editorial group Cochrane Neonatal Group

Intravenous midazolam infusion for sedation of infants in the neonatal intensive care

unit

Eugene Ng1 Anna Taddio2 Arne Ohlsson31Department of Newborn and Developmental Paediatrics Sunnybrook

Health Sciences Centre Toronto Canada 2Graduate Department of Pharmaceutical Sciences Hospital for Sick

Children Research Institute Toronto Canada 3Departments of Paediatrics Obstetrics and Gynaecology and Health

Policy Management and Evaluation University of Toronto Toronto CanadaContact address Eugene Ng

Department of Newborn and Developmental Paediatrics Sunnybrook Health Sciences Centre CO Womens College

Hospital 76 Grenville Street Toronto Ontario M5S1B2 Canada Editorial group Cochrane Neonatal Group

Ethics andhellipaesthetics

bull End-of-life comfortappearance for the

ndash Infant

ndash Parents

ndash Caregivers

Ethics andhellipparents

bull Infant-parent emotional bonding

ndash Regionalisation

ndash Participation of parents in healing process

ndash Skin-to-skin

ndash Informed consent

ndash Decision making

Raines DA Parents values a missing link in the neonatal intensive care equation Neonatal Netw Apr 199615(3)7-12

When individuals lack decision-making capacityhellip

hellipthe interests and welfare of the patient take priority

over all other parties

hellipthe interests of the neonate are inextricably linked

to that of the parents

their interests must be taken into account empowering them to

decision-making

Parents

Kent AL et al Collaborative decision-making for extreme premature delivery J Paediatr Child Health 2007 43 489-91

Parents recommendations

bull Counselling should initiate before delivery

bull Transparency openness and honesty

bull Favour frequent discussions with parents

bull Update them on

ndash their infants condition

ndash interventions that may be needed

bull Avoid confusing medical terminology as much as possible

bull Be honest and frank about the infants condition and prognosis even

on matters of uncertainty

bull Ask feed backs to ensure parents understand what is being discussed

Collaborative decision-making for extreme premature deliveryKent AL et al NSW and ACT Perinatal Care at the Borderlines

of Viability Consensus Workshop Committee J Paediatr Child Health 2007 Jun43(6)489-91

Caeymaex L ed al Journeacutees Parisiennes de Peacutediatrie 2008 Fin de vie en reacuteanimation neacuteonatale mieux

comprendre les attentes et le point de vues des parents

Communication with parents

Montreal group

52 mothers in preterm labour all infants at

23 weeks gestation were resuscitated including

6 cases with conditional non-resuscitation instructions

Thus

- In acute situations the default mode is to treat

- To step back from action seems to be very difficult

Some answers creation of guidelines

protocols

Not feeling alone ability to rely on the experience

and expertise of others is helpful

ndash Expertise

ndash Enabling

ndash Empowering

ndash Encouraging

ndash Education

A Case Method To Assist Clinical Ethics

Decision Making

(Modified from American College of Physicians Ethics Manual)

bull 1 Define the ethics problem as an ought or should question (eg Should we withhold a respirator for this

extremely preterm baby 25 WGA as his parents request)

bull 2 List relevant facts and uncertainties Include facts about the patient and caregivers (such as emotional state cultural

background and legal standing) Include physiologic facts and significant medical uncertainties (such as expected

outcomes with and without treatment) and the benefits and harms of treatment options

bull 3 Identify a decision maker If the patient is competent the decision maker is the patient If the patient is

incompetent identify a proxy decision maker (eg as specified by court appointment state law a durable power of

attorney for health care living will or the next of kin)

bull 4 Give understandable relevant desired information to the decision maker and dispel misconceptions

bull 5 Solicit values of the patient that are relevant to the question These include the patients values about life relation to

community and health care institutions goals for health care and conditions that would change goals and preferences

about health care or proxy decision makers

bull 6 Identify health professional values including health goals (such as prolonging life and alleviating pain) values that

pertain to patient physician communication (such as truth telling and confidentiality) and some values that extend

outside of the patient physician relationship (such as promotion of public health and respect for the law)

bull 7 Propose and critique solutions including options for treatment and alternative providers

bull 8 Identify and remove or address constraints on solutions (such as unavailability of services laws or legal myths)

Recommendations

bull Define yourself your borderline between viability

according to capacities of your facilities

ndash Neurological outcomes

ndash Respiratory outcomes

ndash Caloric intake

Catlin A Carter B Creation of a neonatal end-of-life palliative care protocol J PerinatolApr-May 200222(3)184-95

Much more researchhellip

bull Sociological

bull Interviews of implicated persons

bull Stratification

bull EURONIC

Conclusion bull Grey zones are grey

bull It is likely they will stay grey for some time

bull It would be an error to wash them white or darken them

bull Grey zones have to be adapted to the local contexts

bull Every wardhospitalmaternity should allow open discussions have a

committee on ethics establish internal guidelines

bull The role of the parents in decision-making after as-objective-as-

possible information given by healthcare members is essential

bull Making ethical decisions might be very difficult but ethical

relationships with the preterm and his parents can compensate this

Page 47: Ethical issues of extremely preterm babies’ care: the “grey zone” experiences

Ethics andhellipiatrogenic diseases

- Environment in which the baby is managed (eg light noise touch)

- Mode of ventilation (eg conventional synchronized high-frequency)

- Types doses and results of medications used - Short-term and long-term effects of certain often

painful procedures - Foreign bodies or devices used - How the babys nutritional needs are met (enteral

parenteral nutrition) Developmental care for promoting development and preventing morbidity in preterm infants

Amanda J Symington1 Janet Pinelli2

1The Childrens Hospital Hamilton Health Sciences Hamilton Ontario Canada 2School of Nursing McMaster University Hamilton Canada

Cochrane Neonatal Group

Ethics andhellippain

Opioids for neonates receiving mechanical ventilation

Roberto Bell˘1 Koert A de Waal2 Rinaldo Zanini31Neonatal Intensive Care Unit Ospedale Manzoni -Lecco Lecco

Italy 2Neonatology Academic Medical Centre Amsterdam Netherlands 3Neonatal Intensive Care Unit Ospedale

A Manzoni - Lecco Lecco ItalyContact address Roberto Bell˘ Neonatal Intensive Care Unit Ospedale

Manzoni -Lecco Via Eremo 9 Lecco 23900 Italy Editorial group Cochrane Neonatal Group

Intravenous midazolam infusion for sedation of infants in the neonatal intensive care

unit

Eugene Ng1 Anna Taddio2 Arne Ohlsson31Department of Newborn and Developmental Paediatrics Sunnybrook

Health Sciences Centre Toronto Canada 2Graduate Department of Pharmaceutical Sciences Hospital for Sick

Children Research Institute Toronto Canada 3Departments of Paediatrics Obstetrics and Gynaecology and Health

Policy Management and Evaluation University of Toronto Toronto CanadaContact address Eugene Ng

Department of Newborn and Developmental Paediatrics Sunnybrook Health Sciences Centre CO Womens College

Hospital 76 Grenville Street Toronto Ontario M5S1B2 Canada Editorial group Cochrane Neonatal Group

Ethics andhellipaesthetics

bull End-of-life comfortappearance for the

ndash Infant

ndash Parents

ndash Caregivers

Ethics andhellipparents

bull Infant-parent emotional bonding

ndash Regionalisation

ndash Participation of parents in healing process

ndash Skin-to-skin

ndash Informed consent

ndash Decision making

Raines DA Parents values a missing link in the neonatal intensive care equation Neonatal Netw Apr 199615(3)7-12

When individuals lack decision-making capacityhellip

hellipthe interests and welfare of the patient take priority

over all other parties

hellipthe interests of the neonate are inextricably linked

to that of the parents

their interests must be taken into account empowering them to

decision-making

Parents

Kent AL et al Collaborative decision-making for extreme premature delivery J Paediatr Child Health 2007 43 489-91

Parents recommendations

bull Counselling should initiate before delivery

bull Transparency openness and honesty

bull Favour frequent discussions with parents

bull Update them on

ndash their infants condition

ndash interventions that may be needed

bull Avoid confusing medical terminology as much as possible

bull Be honest and frank about the infants condition and prognosis even

on matters of uncertainty

bull Ask feed backs to ensure parents understand what is being discussed

Collaborative decision-making for extreme premature deliveryKent AL et al NSW and ACT Perinatal Care at the Borderlines

of Viability Consensus Workshop Committee J Paediatr Child Health 2007 Jun43(6)489-91

Caeymaex L ed al Journeacutees Parisiennes de Peacutediatrie 2008 Fin de vie en reacuteanimation neacuteonatale mieux

comprendre les attentes et le point de vues des parents

Communication with parents

Montreal group

52 mothers in preterm labour all infants at

23 weeks gestation were resuscitated including

6 cases with conditional non-resuscitation instructions

Thus

- In acute situations the default mode is to treat

- To step back from action seems to be very difficult

Some answers creation of guidelines

protocols

Not feeling alone ability to rely on the experience

and expertise of others is helpful

ndash Expertise

ndash Enabling

ndash Empowering

ndash Encouraging

ndash Education

A Case Method To Assist Clinical Ethics

Decision Making

(Modified from American College of Physicians Ethics Manual)

bull 1 Define the ethics problem as an ought or should question (eg Should we withhold a respirator for this

extremely preterm baby 25 WGA as his parents request)

bull 2 List relevant facts and uncertainties Include facts about the patient and caregivers (such as emotional state cultural

background and legal standing) Include physiologic facts and significant medical uncertainties (such as expected

outcomes with and without treatment) and the benefits and harms of treatment options

bull 3 Identify a decision maker If the patient is competent the decision maker is the patient If the patient is

incompetent identify a proxy decision maker (eg as specified by court appointment state law a durable power of

attorney for health care living will or the next of kin)

bull 4 Give understandable relevant desired information to the decision maker and dispel misconceptions

bull 5 Solicit values of the patient that are relevant to the question These include the patients values about life relation to

community and health care institutions goals for health care and conditions that would change goals and preferences

about health care or proxy decision makers

bull 6 Identify health professional values including health goals (such as prolonging life and alleviating pain) values that

pertain to patient physician communication (such as truth telling and confidentiality) and some values that extend

outside of the patient physician relationship (such as promotion of public health and respect for the law)

bull 7 Propose and critique solutions including options for treatment and alternative providers

bull 8 Identify and remove or address constraints on solutions (such as unavailability of services laws or legal myths)

Recommendations

bull Define yourself your borderline between viability

according to capacities of your facilities

ndash Neurological outcomes

ndash Respiratory outcomes

ndash Caloric intake

Catlin A Carter B Creation of a neonatal end-of-life palliative care protocol J PerinatolApr-May 200222(3)184-95

Much more researchhellip

bull Sociological

bull Interviews of implicated persons

bull Stratification

bull EURONIC

Conclusion bull Grey zones are grey

bull It is likely they will stay grey for some time

bull It would be an error to wash them white or darken them

bull Grey zones have to be adapted to the local contexts

bull Every wardhospitalmaternity should allow open discussions have a

committee on ethics establish internal guidelines

bull The role of the parents in decision-making after as-objective-as-

possible information given by healthcare members is essential

bull Making ethical decisions might be very difficult but ethical

relationships with the preterm and his parents can compensate this

Page 48: Ethical issues of extremely preterm babies’ care: the “grey zone” experiences

Ethics andhellippain

Opioids for neonates receiving mechanical ventilation

Roberto Bell˘1 Koert A de Waal2 Rinaldo Zanini31Neonatal Intensive Care Unit Ospedale Manzoni -Lecco Lecco

Italy 2Neonatology Academic Medical Centre Amsterdam Netherlands 3Neonatal Intensive Care Unit Ospedale

A Manzoni - Lecco Lecco ItalyContact address Roberto Bell˘ Neonatal Intensive Care Unit Ospedale

Manzoni -Lecco Via Eremo 9 Lecco 23900 Italy Editorial group Cochrane Neonatal Group

Intravenous midazolam infusion for sedation of infants in the neonatal intensive care

unit

Eugene Ng1 Anna Taddio2 Arne Ohlsson31Department of Newborn and Developmental Paediatrics Sunnybrook

Health Sciences Centre Toronto Canada 2Graduate Department of Pharmaceutical Sciences Hospital for Sick

Children Research Institute Toronto Canada 3Departments of Paediatrics Obstetrics and Gynaecology and Health

Policy Management and Evaluation University of Toronto Toronto CanadaContact address Eugene Ng

Department of Newborn and Developmental Paediatrics Sunnybrook Health Sciences Centre CO Womens College

Hospital 76 Grenville Street Toronto Ontario M5S1B2 Canada Editorial group Cochrane Neonatal Group

Ethics andhellipaesthetics

bull End-of-life comfortappearance for the

ndash Infant

ndash Parents

ndash Caregivers

Ethics andhellipparents

bull Infant-parent emotional bonding

ndash Regionalisation

ndash Participation of parents in healing process

ndash Skin-to-skin

ndash Informed consent

ndash Decision making

Raines DA Parents values a missing link in the neonatal intensive care equation Neonatal Netw Apr 199615(3)7-12

When individuals lack decision-making capacityhellip

hellipthe interests and welfare of the patient take priority

over all other parties

hellipthe interests of the neonate are inextricably linked

to that of the parents

their interests must be taken into account empowering them to

decision-making

Parents

Kent AL et al Collaborative decision-making for extreme premature delivery J Paediatr Child Health 2007 43 489-91

Parents recommendations

bull Counselling should initiate before delivery

bull Transparency openness and honesty

bull Favour frequent discussions with parents

bull Update them on

ndash their infants condition

ndash interventions that may be needed

bull Avoid confusing medical terminology as much as possible

bull Be honest and frank about the infants condition and prognosis even

on matters of uncertainty

bull Ask feed backs to ensure parents understand what is being discussed

Collaborative decision-making for extreme premature deliveryKent AL et al NSW and ACT Perinatal Care at the Borderlines

of Viability Consensus Workshop Committee J Paediatr Child Health 2007 Jun43(6)489-91

Caeymaex L ed al Journeacutees Parisiennes de Peacutediatrie 2008 Fin de vie en reacuteanimation neacuteonatale mieux

comprendre les attentes et le point de vues des parents

Communication with parents

Montreal group

52 mothers in preterm labour all infants at

23 weeks gestation were resuscitated including

6 cases with conditional non-resuscitation instructions

Thus

- In acute situations the default mode is to treat

- To step back from action seems to be very difficult

Some answers creation of guidelines

protocols

Not feeling alone ability to rely on the experience

and expertise of others is helpful

ndash Expertise

ndash Enabling

ndash Empowering

ndash Encouraging

ndash Education

A Case Method To Assist Clinical Ethics

Decision Making

(Modified from American College of Physicians Ethics Manual)

bull 1 Define the ethics problem as an ought or should question (eg Should we withhold a respirator for this

extremely preterm baby 25 WGA as his parents request)

bull 2 List relevant facts and uncertainties Include facts about the patient and caregivers (such as emotional state cultural

background and legal standing) Include physiologic facts and significant medical uncertainties (such as expected

outcomes with and without treatment) and the benefits and harms of treatment options

bull 3 Identify a decision maker If the patient is competent the decision maker is the patient If the patient is

incompetent identify a proxy decision maker (eg as specified by court appointment state law a durable power of

attorney for health care living will or the next of kin)

bull 4 Give understandable relevant desired information to the decision maker and dispel misconceptions

bull 5 Solicit values of the patient that are relevant to the question These include the patients values about life relation to

community and health care institutions goals for health care and conditions that would change goals and preferences

about health care or proxy decision makers

bull 6 Identify health professional values including health goals (such as prolonging life and alleviating pain) values that

pertain to patient physician communication (such as truth telling and confidentiality) and some values that extend

outside of the patient physician relationship (such as promotion of public health and respect for the law)

bull 7 Propose and critique solutions including options for treatment and alternative providers

bull 8 Identify and remove or address constraints on solutions (such as unavailability of services laws or legal myths)

Recommendations

bull Define yourself your borderline between viability

according to capacities of your facilities

ndash Neurological outcomes

ndash Respiratory outcomes

ndash Caloric intake

Catlin A Carter B Creation of a neonatal end-of-life palliative care protocol J PerinatolApr-May 200222(3)184-95

Much more researchhellip

bull Sociological

bull Interviews of implicated persons

bull Stratification

bull EURONIC

Conclusion bull Grey zones are grey

bull It is likely they will stay grey for some time

bull It would be an error to wash them white or darken them

bull Grey zones have to be adapted to the local contexts

bull Every wardhospitalmaternity should allow open discussions have a

committee on ethics establish internal guidelines

bull The role of the parents in decision-making after as-objective-as-

possible information given by healthcare members is essential

bull Making ethical decisions might be very difficult but ethical

relationships with the preterm and his parents can compensate this

Page 49: Ethical issues of extremely preterm babies’ care: the “grey zone” experiences

Ethics andhellipaesthetics

bull End-of-life comfortappearance for the

ndash Infant

ndash Parents

ndash Caregivers

Ethics andhellipparents

bull Infant-parent emotional bonding

ndash Regionalisation

ndash Participation of parents in healing process

ndash Skin-to-skin

ndash Informed consent

ndash Decision making

Raines DA Parents values a missing link in the neonatal intensive care equation Neonatal Netw Apr 199615(3)7-12

When individuals lack decision-making capacityhellip

hellipthe interests and welfare of the patient take priority

over all other parties

hellipthe interests of the neonate are inextricably linked

to that of the parents

their interests must be taken into account empowering them to

decision-making

Parents

Kent AL et al Collaborative decision-making for extreme premature delivery J Paediatr Child Health 2007 43 489-91

Parents recommendations

bull Counselling should initiate before delivery

bull Transparency openness and honesty

bull Favour frequent discussions with parents

bull Update them on

ndash their infants condition

ndash interventions that may be needed

bull Avoid confusing medical terminology as much as possible

bull Be honest and frank about the infants condition and prognosis even

on matters of uncertainty

bull Ask feed backs to ensure parents understand what is being discussed

Collaborative decision-making for extreme premature deliveryKent AL et al NSW and ACT Perinatal Care at the Borderlines

of Viability Consensus Workshop Committee J Paediatr Child Health 2007 Jun43(6)489-91

Caeymaex L ed al Journeacutees Parisiennes de Peacutediatrie 2008 Fin de vie en reacuteanimation neacuteonatale mieux

comprendre les attentes et le point de vues des parents

Communication with parents

Montreal group

52 mothers in preterm labour all infants at

23 weeks gestation were resuscitated including

6 cases with conditional non-resuscitation instructions

Thus

- In acute situations the default mode is to treat

- To step back from action seems to be very difficult

Some answers creation of guidelines

protocols

Not feeling alone ability to rely on the experience

and expertise of others is helpful

ndash Expertise

ndash Enabling

ndash Empowering

ndash Encouraging

ndash Education

A Case Method To Assist Clinical Ethics

Decision Making

(Modified from American College of Physicians Ethics Manual)

bull 1 Define the ethics problem as an ought or should question (eg Should we withhold a respirator for this

extremely preterm baby 25 WGA as his parents request)

bull 2 List relevant facts and uncertainties Include facts about the patient and caregivers (such as emotional state cultural

background and legal standing) Include physiologic facts and significant medical uncertainties (such as expected

outcomes with and without treatment) and the benefits and harms of treatment options

bull 3 Identify a decision maker If the patient is competent the decision maker is the patient If the patient is

incompetent identify a proxy decision maker (eg as specified by court appointment state law a durable power of

attorney for health care living will or the next of kin)

bull 4 Give understandable relevant desired information to the decision maker and dispel misconceptions

bull 5 Solicit values of the patient that are relevant to the question These include the patients values about life relation to

community and health care institutions goals for health care and conditions that would change goals and preferences

about health care or proxy decision makers

bull 6 Identify health professional values including health goals (such as prolonging life and alleviating pain) values that

pertain to patient physician communication (such as truth telling and confidentiality) and some values that extend

outside of the patient physician relationship (such as promotion of public health and respect for the law)

bull 7 Propose and critique solutions including options for treatment and alternative providers

bull 8 Identify and remove or address constraints on solutions (such as unavailability of services laws or legal myths)

Recommendations

bull Define yourself your borderline between viability

according to capacities of your facilities

ndash Neurological outcomes

ndash Respiratory outcomes

ndash Caloric intake

Catlin A Carter B Creation of a neonatal end-of-life palliative care protocol J PerinatolApr-May 200222(3)184-95

Much more researchhellip

bull Sociological

bull Interviews of implicated persons

bull Stratification

bull EURONIC

Conclusion bull Grey zones are grey

bull It is likely they will stay grey for some time

bull It would be an error to wash them white or darken them

bull Grey zones have to be adapted to the local contexts

bull Every wardhospitalmaternity should allow open discussions have a

committee on ethics establish internal guidelines

bull The role of the parents in decision-making after as-objective-as-

possible information given by healthcare members is essential

bull Making ethical decisions might be very difficult but ethical

relationships with the preterm and his parents can compensate this

Page 50: Ethical issues of extremely preterm babies’ care: the “grey zone” experiences

Ethics andhellipparents

bull Infant-parent emotional bonding

ndash Regionalisation

ndash Participation of parents in healing process

ndash Skin-to-skin

ndash Informed consent

ndash Decision making

Raines DA Parents values a missing link in the neonatal intensive care equation Neonatal Netw Apr 199615(3)7-12

When individuals lack decision-making capacityhellip

hellipthe interests and welfare of the patient take priority

over all other parties

hellipthe interests of the neonate are inextricably linked

to that of the parents

their interests must be taken into account empowering them to

decision-making

Parents

Kent AL et al Collaborative decision-making for extreme premature delivery J Paediatr Child Health 2007 43 489-91

Parents recommendations

bull Counselling should initiate before delivery

bull Transparency openness and honesty

bull Favour frequent discussions with parents

bull Update them on

ndash their infants condition

ndash interventions that may be needed

bull Avoid confusing medical terminology as much as possible

bull Be honest and frank about the infants condition and prognosis even

on matters of uncertainty

bull Ask feed backs to ensure parents understand what is being discussed

Collaborative decision-making for extreme premature deliveryKent AL et al NSW and ACT Perinatal Care at the Borderlines

of Viability Consensus Workshop Committee J Paediatr Child Health 2007 Jun43(6)489-91

Caeymaex L ed al Journeacutees Parisiennes de Peacutediatrie 2008 Fin de vie en reacuteanimation neacuteonatale mieux

comprendre les attentes et le point de vues des parents

Communication with parents

Montreal group

52 mothers in preterm labour all infants at

23 weeks gestation were resuscitated including

6 cases with conditional non-resuscitation instructions

Thus

- In acute situations the default mode is to treat

- To step back from action seems to be very difficult

Some answers creation of guidelines

protocols

Not feeling alone ability to rely on the experience

and expertise of others is helpful

ndash Expertise

ndash Enabling

ndash Empowering

ndash Encouraging

ndash Education

A Case Method To Assist Clinical Ethics

Decision Making

(Modified from American College of Physicians Ethics Manual)

bull 1 Define the ethics problem as an ought or should question (eg Should we withhold a respirator for this

extremely preterm baby 25 WGA as his parents request)

bull 2 List relevant facts and uncertainties Include facts about the patient and caregivers (such as emotional state cultural

background and legal standing) Include physiologic facts and significant medical uncertainties (such as expected

outcomes with and without treatment) and the benefits and harms of treatment options

bull 3 Identify a decision maker If the patient is competent the decision maker is the patient If the patient is

incompetent identify a proxy decision maker (eg as specified by court appointment state law a durable power of

attorney for health care living will or the next of kin)

bull 4 Give understandable relevant desired information to the decision maker and dispel misconceptions

bull 5 Solicit values of the patient that are relevant to the question These include the patients values about life relation to

community and health care institutions goals for health care and conditions that would change goals and preferences

about health care or proxy decision makers

bull 6 Identify health professional values including health goals (such as prolonging life and alleviating pain) values that

pertain to patient physician communication (such as truth telling and confidentiality) and some values that extend

outside of the patient physician relationship (such as promotion of public health and respect for the law)

bull 7 Propose and critique solutions including options for treatment and alternative providers

bull 8 Identify and remove or address constraints on solutions (such as unavailability of services laws or legal myths)

Recommendations

bull Define yourself your borderline between viability

according to capacities of your facilities

ndash Neurological outcomes

ndash Respiratory outcomes

ndash Caloric intake

Catlin A Carter B Creation of a neonatal end-of-life palliative care protocol J PerinatolApr-May 200222(3)184-95

Much more researchhellip

bull Sociological

bull Interviews of implicated persons

bull Stratification

bull EURONIC

Conclusion bull Grey zones are grey

bull It is likely they will stay grey for some time

bull It would be an error to wash them white or darken them

bull Grey zones have to be adapted to the local contexts

bull Every wardhospitalmaternity should allow open discussions have a

committee on ethics establish internal guidelines

bull The role of the parents in decision-making after as-objective-as-

possible information given by healthcare members is essential

bull Making ethical decisions might be very difficult but ethical

relationships with the preterm and his parents can compensate this

Page 51: Ethical issues of extremely preterm babies’ care: the “grey zone” experiences

When individuals lack decision-making capacityhellip

hellipthe interests and welfare of the patient take priority

over all other parties

hellipthe interests of the neonate are inextricably linked

to that of the parents

their interests must be taken into account empowering them to

decision-making

Parents

Kent AL et al Collaborative decision-making for extreme premature delivery J Paediatr Child Health 2007 43 489-91

Parents recommendations

bull Counselling should initiate before delivery

bull Transparency openness and honesty

bull Favour frequent discussions with parents

bull Update them on

ndash their infants condition

ndash interventions that may be needed

bull Avoid confusing medical terminology as much as possible

bull Be honest and frank about the infants condition and prognosis even

on matters of uncertainty

bull Ask feed backs to ensure parents understand what is being discussed

Collaborative decision-making for extreme premature deliveryKent AL et al NSW and ACT Perinatal Care at the Borderlines

of Viability Consensus Workshop Committee J Paediatr Child Health 2007 Jun43(6)489-91

Caeymaex L ed al Journeacutees Parisiennes de Peacutediatrie 2008 Fin de vie en reacuteanimation neacuteonatale mieux

comprendre les attentes et le point de vues des parents

Communication with parents

Montreal group

52 mothers in preterm labour all infants at

23 weeks gestation were resuscitated including

6 cases with conditional non-resuscitation instructions

Thus

- In acute situations the default mode is to treat

- To step back from action seems to be very difficult

Some answers creation of guidelines

protocols

Not feeling alone ability to rely on the experience

and expertise of others is helpful

ndash Expertise

ndash Enabling

ndash Empowering

ndash Encouraging

ndash Education

A Case Method To Assist Clinical Ethics

Decision Making

(Modified from American College of Physicians Ethics Manual)

bull 1 Define the ethics problem as an ought or should question (eg Should we withhold a respirator for this

extremely preterm baby 25 WGA as his parents request)

bull 2 List relevant facts and uncertainties Include facts about the patient and caregivers (such as emotional state cultural

background and legal standing) Include physiologic facts and significant medical uncertainties (such as expected

outcomes with and without treatment) and the benefits and harms of treatment options

bull 3 Identify a decision maker If the patient is competent the decision maker is the patient If the patient is

incompetent identify a proxy decision maker (eg as specified by court appointment state law a durable power of

attorney for health care living will or the next of kin)

bull 4 Give understandable relevant desired information to the decision maker and dispel misconceptions

bull 5 Solicit values of the patient that are relevant to the question These include the patients values about life relation to

community and health care institutions goals for health care and conditions that would change goals and preferences

about health care or proxy decision makers

bull 6 Identify health professional values including health goals (such as prolonging life and alleviating pain) values that

pertain to patient physician communication (such as truth telling and confidentiality) and some values that extend

outside of the patient physician relationship (such as promotion of public health and respect for the law)

bull 7 Propose and critique solutions including options for treatment and alternative providers

bull 8 Identify and remove or address constraints on solutions (such as unavailability of services laws or legal myths)

Recommendations

bull Define yourself your borderline between viability

according to capacities of your facilities

ndash Neurological outcomes

ndash Respiratory outcomes

ndash Caloric intake

Catlin A Carter B Creation of a neonatal end-of-life palliative care protocol J PerinatolApr-May 200222(3)184-95

Much more researchhellip

bull Sociological

bull Interviews of implicated persons

bull Stratification

bull EURONIC

Conclusion bull Grey zones are grey

bull It is likely they will stay grey for some time

bull It would be an error to wash them white or darken them

bull Grey zones have to be adapted to the local contexts

bull Every wardhospitalmaternity should allow open discussions have a

committee on ethics establish internal guidelines

bull The role of the parents in decision-making after as-objective-as-

possible information given by healthcare members is essential

bull Making ethical decisions might be very difficult but ethical

relationships with the preterm and his parents can compensate this

Page 52: Ethical issues of extremely preterm babies’ care: the “grey zone” experiences

Parents recommendations

bull Counselling should initiate before delivery

bull Transparency openness and honesty

bull Favour frequent discussions with parents

bull Update them on

ndash their infants condition

ndash interventions that may be needed

bull Avoid confusing medical terminology as much as possible

bull Be honest and frank about the infants condition and prognosis even

on matters of uncertainty

bull Ask feed backs to ensure parents understand what is being discussed

Collaborative decision-making for extreme premature deliveryKent AL et al NSW and ACT Perinatal Care at the Borderlines

of Viability Consensus Workshop Committee J Paediatr Child Health 2007 Jun43(6)489-91

Caeymaex L ed al Journeacutees Parisiennes de Peacutediatrie 2008 Fin de vie en reacuteanimation neacuteonatale mieux

comprendre les attentes et le point de vues des parents

Communication with parents

Montreal group

52 mothers in preterm labour all infants at

23 weeks gestation were resuscitated including

6 cases with conditional non-resuscitation instructions

Thus

- In acute situations the default mode is to treat

- To step back from action seems to be very difficult

Some answers creation of guidelines

protocols

Not feeling alone ability to rely on the experience

and expertise of others is helpful

ndash Expertise

ndash Enabling

ndash Empowering

ndash Encouraging

ndash Education

A Case Method To Assist Clinical Ethics

Decision Making

(Modified from American College of Physicians Ethics Manual)

bull 1 Define the ethics problem as an ought or should question (eg Should we withhold a respirator for this

extremely preterm baby 25 WGA as his parents request)

bull 2 List relevant facts and uncertainties Include facts about the patient and caregivers (such as emotional state cultural

background and legal standing) Include physiologic facts and significant medical uncertainties (such as expected

outcomes with and without treatment) and the benefits and harms of treatment options

bull 3 Identify a decision maker If the patient is competent the decision maker is the patient If the patient is

incompetent identify a proxy decision maker (eg as specified by court appointment state law a durable power of

attorney for health care living will or the next of kin)

bull 4 Give understandable relevant desired information to the decision maker and dispel misconceptions

bull 5 Solicit values of the patient that are relevant to the question These include the patients values about life relation to

community and health care institutions goals for health care and conditions that would change goals and preferences

about health care or proxy decision makers

bull 6 Identify health professional values including health goals (such as prolonging life and alleviating pain) values that

pertain to patient physician communication (such as truth telling and confidentiality) and some values that extend

outside of the patient physician relationship (such as promotion of public health and respect for the law)

bull 7 Propose and critique solutions including options for treatment and alternative providers

bull 8 Identify and remove or address constraints on solutions (such as unavailability of services laws or legal myths)

Recommendations

bull Define yourself your borderline between viability

according to capacities of your facilities

ndash Neurological outcomes

ndash Respiratory outcomes

ndash Caloric intake

Catlin A Carter B Creation of a neonatal end-of-life palliative care protocol J PerinatolApr-May 200222(3)184-95

Much more researchhellip

bull Sociological

bull Interviews of implicated persons

bull Stratification

bull EURONIC

Conclusion bull Grey zones are grey

bull It is likely they will stay grey for some time

bull It would be an error to wash them white or darken them

bull Grey zones have to be adapted to the local contexts

bull Every wardhospitalmaternity should allow open discussions have a

committee on ethics establish internal guidelines

bull The role of the parents in decision-making after as-objective-as-

possible information given by healthcare members is essential

bull Making ethical decisions might be very difficult but ethical

relationships with the preterm and his parents can compensate this

Page 53: Ethical issues of extremely preterm babies’ care: the “grey zone” experiences

Communication with parents

Montreal group

52 mothers in preterm labour all infants at

23 weeks gestation were resuscitated including

6 cases with conditional non-resuscitation instructions

Thus

- In acute situations the default mode is to treat

- To step back from action seems to be very difficult

Some answers creation of guidelines

protocols

Not feeling alone ability to rely on the experience

and expertise of others is helpful

ndash Expertise

ndash Enabling

ndash Empowering

ndash Encouraging

ndash Education

A Case Method To Assist Clinical Ethics

Decision Making

(Modified from American College of Physicians Ethics Manual)

bull 1 Define the ethics problem as an ought or should question (eg Should we withhold a respirator for this

extremely preterm baby 25 WGA as his parents request)

bull 2 List relevant facts and uncertainties Include facts about the patient and caregivers (such as emotional state cultural

background and legal standing) Include physiologic facts and significant medical uncertainties (such as expected

outcomes with and without treatment) and the benefits and harms of treatment options

bull 3 Identify a decision maker If the patient is competent the decision maker is the patient If the patient is

incompetent identify a proxy decision maker (eg as specified by court appointment state law a durable power of

attorney for health care living will or the next of kin)

bull 4 Give understandable relevant desired information to the decision maker and dispel misconceptions

bull 5 Solicit values of the patient that are relevant to the question These include the patients values about life relation to

community and health care institutions goals for health care and conditions that would change goals and preferences

about health care or proxy decision makers

bull 6 Identify health professional values including health goals (such as prolonging life and alleviating pain) values that

pertain to patient physician communication (such as truth telling and confidentiality) and some values that extend

outside of the patient physician relationship (such as promotion of public health and respect for the law)

bull 7 Propose and critique solutions including options for treatment and alternative providers

bull 8 Identify and remove or address constraints on solutions (such as unavailability of services laws or legal myths)

Recommendations

bull Define yourself your borderline between viability

according to capacities of your facilities

ndash Neurological outcomes

ndash Respiratory outcomes

ndash Caloric intake

Catlin A Carter B Creation of a neonatal end-of-life palliative care protocol J PerinatolApr-May 200222(3)184-95

Much more researchhellip

bull Sociological

bull Interviews of implicated persons

bull Stratification

bull EURONIC

Conclusion bull Grey zones are grey

bull It is likely they will stay grey for some time

bull It would be an error to wash them white or darken them

bull Grey zones have to be adapted to the local contexts

bull Every wardhospitalmaternity should allow open discussions have a

committee on ethics establish internal guidelines

bull The role of the parents in decision-making after as-objective-as-

possible information given by healthcare members is essential

bull Making ethical decisions might be very difficult but ethical

relationships with the preterm and his parents can compensate this

Page 54: Ethical issues of extremely preterm babies’ care: the “grey zone” experiences

Some answers creation of guidelines

protocols

Not feeling alone ability to rely on the experience

and expertise of others is helpful

ndash Expertise

ndash Enabling

ndash Empowering

ndash Encouraging

ndash Education

A Case Method To Assist Clinical Ethics

Decision Making

(Modified from American College of Physicians Ethics Manual)

bull 1 Define the ethics problem as an ought or should question (eg Should we withhold a respirator for this

extremely preterm baby 25 WGA as his parents request)

bull 2 List relevant facts and uncertainties Include facts about the patient and caregivers (such as emotional state cultural

background and legal standing) Include physiologic facts and significant medical uncertainties (such as expected

outcomes with and without treatment) and the benefits and harms of treatment options

bull 3 Identify a decision maker If the patient is competent the decision maker is the patient If the patient is

incompetent identify a proxy decision maker (eg as specified by court appointment state law a durable power of

attorney for health care living will or the next of kin)

bull 4 Give understandable relevant desired information to the decision maker and dispel misconceptions

bull 5 Solicit values of the patient that are relevant to the question These include the patients values about life relation to

community and health care institutions goals for health care and conditions that would change goals and preferences

about health care or proxy decision makers

bull 6 Identify health professional values including health goals (such as prolonging life and alleviating pain) values that

pertain to patient physician communication (such as truth telling and confidentiality) and some values that extend

outside of the patient physician relationship (such as promotion of public health and respect for the law)

bull 7 Propose and critique solutions including options for treatment and alternative providers

bull 8 Identify and remove or address constraints on solutions (such as unavailability of services laws or legal myths)

Recommendations

bull Define yourself your borderline between viability

according to capacities of your facilities

ndash Neurological outcomes

ndash Respiratory outcomes

ndash Caloric intake

Catlin A Carter B Creation of a neonatal end-of-life palliative care protocol J PerinatolApr-May 200222(3)184-95

Much more researchhellip

bull Sociological

bull Interviews of implicated persons

bull Stratification

bull EURONIC

Conclusion bull Grey zones are grey

bull It is likely they will stay grey for some time

bull It would be an error to wash them white or darken them

bull Grey zones have to be adapted to the local contexts

bull Every wardhospitalmaternity should allow open discussions have a

committee on ethics establish internal guidelines

bull The role of the parents in decision-making after as-objective-as-

possible information given by healthcare members is essential

bull Making ethical decisions might be very difficult but ethical

relationships with the preterm and his parents can compensate this

Page 55: Ethical issues of extremely preterm babies’ care: the “grey zone” experiences

A Case Method To Assist Clinical Ethics

Decision Making

(Modified from American College of Physicians Ethics Manual)

bull 1 Define the ethics problem as an ought or should question (eg Should we withhold a respirator for this

extremely preterm baby 25 WGA as his parents request)

bull 2 List relevant facts and uncertainties Include facts about the patient and caregivers (such as emotional state cultural

background and legal standing) Include physiologic facts and significant medical uncertainties (such as expected

outcomes with and without treatment) and the benefits and harms of treatment options

bull 3 Identify a decision maker If the patient is competent the decision maker is the patient If the patient is

incompetent identify a proxy decision maker (eg as specified by court appointment state law a durable power of

attorney for health care living will or the next of kin)

bull 4 Give understandable relevant desired information to the decision maker and dispel misconceptions

bull 5 Solicit values of the patient that are relevant to the question These include the patients values about life relation to

community and health care institutions goals for health care and conditions that would change goals and preferences

about health care or proxy decision makers

bull 6 Identify health professional values including health goals (such as prolonging life and alleviating pain) values that

pertain to patient physician communication (such as truth telling and confidentiality) and some values that extend

outside of the patient physician relationship (such as promotion of public health and respect for the law)

bull 7 Propose and critique solutions including options for treatment and alternative providers

bull 8 Identify and remove or address constraints on solutions (such as unavailability of services laws or legal myths)

Recommendations

bull Define yourself your borderline between viability

according to capacities of your facilities

ndash Neurological outcomes

ndash Respiratory outcomes

ndash Caloric intake

Catlin A Carter B Creation of a neonatal end-of-life palliative care protocol J PerinatolApr-May 200222(3)184-95

Much more researchhellip

bull Sociological

bull Interviews of implicated persons

bull Stratification

bull EURONIC

Conclusion bull Grey zones are grey

bull It is likely they will stay grey for some time

bull It would be an error to wash them white or darken them

bull Grey zones have to be adapted to the local contexts

bull Every wardhospitalmaternity should allow open discussions have a

committee on ethics establish internal guidelines

bull The role of the parents in decision-making after as-objective-as-

possible information given by healthcare members is essential

bull Making ethical decisions might be very difficult but ethical

relationships with the preterm and his parents can compensate this

Page 56: Ethical issues of extremely preterm babies’ care: the “grey zone” experiences

Recommendations

bull Define yourself your borderline between viability

according to capacities of your facilities

ndash Neurological outcomes

ndash Respiratory outcomes

ndash Caloric intake

Catlin A Carter B Creation of a neonatal end-of-life palliative care protocol J PerinatolApr-May 200222(3)184-95

Much more researchhellip

bull Sociological

bull Interviews of implicated persons

bull Stratification

bull EURONIC

Conclusion bull Grey zones are grey

bull It is likely they will stay grey for some time

bull It would be an error to wash them white or darken them

bull Grey zones have to be adapted to the local contexts

bull Every wardhospitalmaternity should allow open discussions have a

committee on ethics establish internal guidelines

bull The role of the parents in decision-making after as-objective-as-

possible information given by healthcare members is essential

bull Making ethical decisions might be very difficult but ethical

relationships with the preterm and his parents can compensate this

Page 57: Ethical issues of extremely preterm babies’ care: the “grey zone” experiences

Much more researchhellip

bull Sociological

bull Interviews of implicated persons

bull Stratification

bull EURONIC

Conclusion bull Grey zones are grey

bull It is likely they will stay grey for some time

bull It would be an error to wash them white or darken them

bull Grey zones have to be adapted to the local contexts

bull Every wardhospitalmaternity should allow open discussions have a

committee on ethics establish internal guidelines

bull The role of the parents in decision-making after as-objective-as-

possible information given by healthcare members is essential

bull Making ethical decisions might be very difficult but ethical

relationships with the preterm and his parents can compensate this

Page 58: Ethical issues of extremely preterm babies’ care: the “grey zone” experiences

Conclusion bull Grey zones are grey

bull It is likely they will stay grey for some time

bull It would be an error to wash them white or darken them

bull Grey zones have to be adapted to the local contexts

bull Every wardhospitalmaternity should allow open discussions have a

committee on ethics establish internal guidelines

bull The role of the parents in decision-making after as-objective-as-

possible information given by healthcare members is essential

bull Making ethical decisions might be very difficult but ethical

relationships with the preterm and his parents can compensate this