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Giving rights to nature A new institutional approach for overcoming social dilemmas? Julia TalbotJones PhD Candidate The Australian National University [email protected]

Giving rights to nature: A new institutional approach for overcoming social dilemmas?

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Page 1: Giving rights to nature: A new institutional approach for overcoming social dilemmas?

Giving  rights  to  nature  

A  new  institutional  approach  for  overcoming  social  dilemmas?

Julia  Talbot-­‐Jones  PhD  Candidate  

The  Australian  National  University  -­‐-­‐-­‐-­‐-­‐  

julia.talbot-­‐[email protected]

Page 2: Giving rights to nature: A new institutional approach for overcoming social dilemmas?
Page 3: Giving rights to nature: A new institutional approach for overcoming social dilemmas?
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   Time  for  little  data!!!

Page 5: Giving rights to nature: A new institutional approach for overcoming social dilemmas?

   Time  for  little  data!!!

But  why?

Page 6: Giving rights to nature: A new institutional approach for overcoming social dilemmas?
Page 7: Giving rights to nature: A new institutional approach for overcoming social dilemmas?

Outline  of  presentation

Page 8: Giving rights to nature: A new institutional approach for overcoming social dilemmas?

Outline  of  presentation

Background:  Social  dilemma  institutions

– Introduce  common  institutional  arrangements  for  transcending  social  dilemmas  

– A  new  approach?  

Page 9: Giving rights to nature: A new institutional approach for overcoming social dilemmas?

Outline  of  presentation

Background:  Social  dilemma  institutions

Legalising  nature  

Case  study:  Whanganui  River,  NZ

– Introduce  common  institutional  arrangements  for  transcending  social  dilemmas  

– A  new  approach?  

– Background  – Legal  Framework  – Analysis  of  old  and  new  

governance  arrangement  using  IAD  Framewor  

Page 10: Giving rights to nature: A new institutional approach for overcoming social dilemmas?

Outline  of  presentation

Background:  Social  dilemma  institutions

Legalising  nature  

Case  study:  Whanganui  River,  NZ

Conclusion:  Outcomes

– Introduce  common  institutional  arrangements  for  transcending  social  dilemmas  

– A  new  approach?  

– Background  – Legal  Framework  – Analysis  of  old  and  new  

governance  arrangement  using  IAD  Framewor  

– Identify  changes  resulting  from  the  new  arrangement  

Page 11: Giving rights to nature: A new institutional approach for overcoming social dilemmas?

Social  di lemma  institutions

• Centralised  governance;  privatisation;  community  governance;  co-­‐management  – Differentiate  through  ownership  of  property  rights  (property  rights  are  considered  a  bundle  of  

rights)  

• Use  Schlager  and  Ostrom’s  (1992)  five  characteristics  of  property  rights-­‐in-­‐use:      1) Entry  –  the  right  to  enter  a  resource;  2) Withdrawl  –  the  right  to  harvest  and  take  some  resource  units  out  of  the  resource  system;  3) Management  –  the  right  to  change  the  physical  structures  in  a  resource  system  or  develop  a  variety  of  

physical  infrastructures  for  any  particular  resource;  4) Exclusion  –  the  right  to  determine  who  else  could  use  the  resource  and  what  their  specific  rights  would  

be;  and  5) Alienation  –  the  right  to  sell  one  or  more  of  the  first  four  rights  permanently  or  for  a  given  time  period

Page 12: Giving rights to nature: A new institutional approach for overcoming social dilemmas?

Comparison

Entry Withdrawl Management Exclusion Alienation Centralised governance

Government Government Government Government Government

Privatisation Individual Individual Government (Individual)

Individual Individual

Community governance

Community Community Community Community Community

Co-management

Government Government Community Government Government

!

Page 13: Giving rights to nature: A new institutional approach for overcoming social dilemmas?

Comparison

Entry Withdrawl Management Exclusion Alienation Centralised governance

Government Government Government Government Government

Privatisation Individual Individual Government (Individual)

Individual Individual

Community governance

Community Community Community Community Community

Co-management

Government Government Community Government Government

!Definitions  Government:  the  collection  of  elected  public  officials  designated  to  make  decisions  at  the  executive  and  legislative  levels  of  a  Government  system    Community:  a  group  of  people  who  interact  directly,  frequently,  and  in  multi-­‐faceted  ways  Individual:  just  one  person  or  organisation

Entry Withdrawl Management Exclusion Alienation

Centralised governance

Government Government Government Government Government

Privatisation Individual Individual Government (Individual)

Individual Individual

Community governance

Community Community Community Community Community

Co-management

Government Government Community Government Government

!

Page 14: Giving rights to nature: A new institutional approach for overcoming social dilemmas?

Comparison

Entry Withdrawl Management Exclusion Alienation Centralised governance

Government Government Government Government Government

Privatisation Individual Individual Government (Individual)

Individual Individual

Community governance

Community Community Community Community Community

Co-management

Government Government Community Government Government

!Definitions  Government:  the  collection  of  elected  public  officials  designated  to  make  decisions  at  the  executive  and  legislative  levels  of  a  Government  system    Community:  a  group  of  people  who  interact  directly,  frequently,  and  in  multi-­‐faceted  ways  Individual:  just  one  person  or  organisation

Entry Withdrawl Management Exclusion Alienation

Centralised governance

Government Government Government Government Government

Privatisation Individual Individual Government (Individual)

Individual Individual

Community governance

Community Community Community Community Community

Co-management

Government Government Community Government Government

!

Also,  can’t  forget  the  importance  of  social  capital,  transaction  costs,  and  leadership  influencing  the  success  (or  failure)  of  institutional  arrangements

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A  new  approach?

“I  am  quite  seriously  proposing  that  we  give  legal  rights  to   forests,   oceans,   rivers,   and   other   so-­‐called   “natural  objects”   in   the   environment   –   indeed   to   the   natural  environment  as  a  whole.”    

-­‐ Stone  C.  1972.  Should  trees  have  standing?                                                                                                                      Toward  legal  rights  for  natural  objects.                                                                                                                                                          45  S.  Cal.  L.  Rev.  450.

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Case  Study:  The  Whanganui  River,  NZ

Page 17: Giving rights to nature: A new institutional approach for overcoming social dilemmas?

Case  Study:  The  Whanganui  River,  NZ

Page 18: Giving rights to nature: A new institutional approach for overcoming social dilemmas?

Case  Study:  The  Whanganui  River,  NZ

Ecological  perspective:  The  river  is  ecologically  unhealthy  (Sunde,  2003)  

Tikanga  perspective:  “Physical  pollution  of  the  Whanganui  River  affects  its  soul,  its  wairua;  its  supernatural  and  divine  power,  its  mana;  and,  through  the  sacred  affinity  of  this  sacred  place  to  our  people,  affects  us,  mentally,  physically,  and  spiritually.    No  chemical  combatants  will  reduce  or  eliminate  this  effect,  nor  will  it  alter  the  breach  of  tapu.”  (Hikaia  Amohia,  1988)  

Page 19: Giving rights to nature: A new institutional approach for overcoming social dilemmas?

Case  Study:  The  Whanganui  River,  NZ

Ecological  perspective:  The  river  is  ecologically  unhealthy  (Sunde,  2003)  

Tikanga  perspective:  “Physical  pollution  of  the  Whanganui  River  affects  its  soul,  its  wairua;  its  supernatural  and  divine  power,  its  mana;  and,  through  the  sacred  affinity  of  this  sacred  place  to  our  people,  affects  us,  mentally,  physically,  and  spiritually.    No  chemical  combatants  will  reduce  or  eliminate  this  effect,  nor  will  it  alter  the  breach  of  tapu.”  (Hikaia  Amohia,  1988)  

à Social  dilemma  –  “river  health  and  wellbeing”  is  not  being  provided  for  -­‐  how  can  we  address  these  issues?

Page 20: Giving rights to nature: A new institutional approach for overcoming social dilemmas?

   Let ’s  make  the  river  own  itself!

Page 21: Giving rights to nature: A new institutional approach for overcoming social dilemmas?

   Let ’s  make  the  river  own  itself!

But  how?!

Page 22: Giving rights to nature: A new institutional approach for overcoming social dilemmas?

   Let ’s  make  the  river  own  itself!

But  how?!

1. “Te  Awa  Tupua  is  an  indivisible  and  living  whole  comprising  the  Whanganui  River  from  the  mountains  to  the  sea,  incorporating  its  tributaries  and  all  its  physical  and  metaphysical  elements.”  [s2.1]

Page 23: Giving rights to nature: A new institutional approach for overcoming social dilemmas?

   Let ’s  make  the  river  own  itself!

But  how?!

1. “Te  Awa  Tupua  is  an  indivisible  and  living  whole  comprising  the  Whanganui  River  from  the  mountains  to  the  sea,  incorporating  its  tributaries  and  all  its  physical  and  metaphysical  elements.”  [s2.1]

2. “Te  Awa  Tupua  is  a  legal  person”  [s2.2]  with  “…the  same  rights,  powers,  duties,  and  liabilities  of  a  legal  person.”  [s2.3]

Page 24: Giving rights to nature: A new institutional approach for overcoming social dilemmas?

   Let ’s  make  the  river  own  itself!

But  how?!

1. “Te  Awa  Tupua  is  an  indivisible  and  living  whole  comprising  the  Whanganui  River  from  the  mountains  to  the  sea,  incorporating  its  tributaries  and  all  its  physical  and  metaphysical  elements.”  [s2.1]

2. “Te  Awa  Tupua  is  a  legal  person”  [s2.2]  with  “…the  same  rights,  powers,  duties,  and  liabilities  of  a  legal  person.”  [s2.3]

3. Title  of  the  river  bed  will  be  vested  away  from  the  Crown  and  placed  in  the  name  of  Te  Awa  Tupua  itself.  [s6.1]

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New  legal  framework

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New  legal  frameworkRuruku Whakatupua Te Mana o te Iwi o Whanganui - The Deed of Settlement

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New  legal  frameworkRuruku Whakatupua Te Mana o te Iwi o Whanganui - The Deed of Settlement

Te Ruruku Whakatupua – Legal Framework

Page 28: Giving rights to nature: A new institutional approach for overcoming social dilemmas?

New  legal  framework

Te Awa Tupua      

Ruruku Whakatupua Te Mana o te Iwi o Whanganui - The Deed of Settlement

Te Ruruku Whakatupua – Legal Framework

Page 29: Giving rights to nature: A new institutional approach for overcoming social dilemmas?

New  legal  framework

Te Awa Tupua       Represented by: Te Pou Tupua  

 Two guardians acting as one  - one nominated by the Crown  - one nominated by Iwi

Ruruku Whakatupua Te Mana o te Iwi o Whanganui - The Deed of Settlement

Te Ruruku Whakatupua – Legal Framework

Page 30: Giving rights to nature: A new institutional approach for overcoming social dilemmas?

New  legal  framework

Te Awa Tupua       Represented by: Te Pou Tupua  

 Two guardians acting as one  - one nominated by the Crown  - one nominated by Iwi

Ruruku Whakatupua Te Mana o te Iwi o Whanganui - The Deed of Settlement

Advised by: Te Karawao  One person each from:  - Nga Tangata Tiaki o Whanganui  - iwi with other interests in the River  - local authories

Te Ruruku Whakatupua – Legal Framework

Page 31: Giving rights to nature: A new institutional approach for overcoming social dilemmas?

New  legal  framework

Te Awa Tupua       Represented by: Te Pou Tupua  

 Two guardians acting as one  - one nominated by the Crown  - one nominated by Iwi

Ruruku Whakatupua Te Mana o te Iwi o Whanganui - The Deed of Settlement

Advised by: Te Karawao  One person each from:  - Nga Tangata Tiaki o Whanganui  - iwi with other interests in the River  - local authories

Strategy group: Te Kopuka na Te Awa Tupua  17 representatives of local community groups

Te Ruruku Whakatupua – Legal Framework

Page 32: Giving rights to nature: A new institutional approach for overcoming social dilemmas?

New  legal  framework

Te Awa Tupua       Represented by: Te Pou Tupua  

 Two guardians acting as one  - one nominated by the Crown  - one nominated by Iwi

Ruruku Whakatupua Te Mana o te Iwi o Whanganui - The Deed of Settlement

Advised by: Te Karawao  One person each from:  - Nga Tangata Tiaki o Whanganui  - iwi with other interests in the River  - local authories

Strategy group: Te Kopuka na Te Awa Tupua  17 representatives of local community groups

Strategy document: Te Heke Ngahuru ki Te Awa Tupua

Te Ruruku Whakatupua – Legal Framework

Page 33: Giving rights to nature: A new institutional approach for overcoming social dilemmas?

New  legal  framework

Te Awa Tupua       Represented by: Te Pou Tupua  

 Two guardians acting as one  - one nominated by the Crown  - one nominated by Iwi

Ruruku Whakatupua Te Mana o te Iwi o Whanganui - The Deed of Settlement

Advised by: Te Karawao  One person each from:  - Nga Tangata Tiaki o Whanganui  - iwi with other interests in the River  - local authories

Strategy group: Te Kopuka na Te Awa Tupua  17 representatives of local community groups

Strategy document: Te Heke Ngahuru ki Te Awa Tupua

Te Ruruku Whakatupua – Legal Framework

Page 34: Giving rights to nature: A new institutional approach for overcoming social dilemmas?

New  legal  framework

Guided by Tupua te Kawa (four intrinsic values):  1. Ko te Awa te mātāpuna o te ora - the River is the source of spiritual and physical sustenance  2. E rere kau mai te Awa nui mai te Kahui Maunga ki Tangaroa – the great River flows from the mountains to the sea  3. Ko au te Awa ko te Awa ko au – I am the River and the River is me  4. Ngā manga iti, ngā manga nui e honohono kau ana, ka tupu hei Awa Tupua – the small and the large streams that flow

into one another and form one River    

Te Awa Tupua       Represented by: Te Pou Tupua  

 Two guardians acting as one  - one nominated by the Crown  - one nominated by Iwi

Ruruku Whakatupua Te Mana o te Iwi o Whanganui - The Deed of Settlement

Advised by: Te Karawao  One person each from:  - Nga Tangata Tiaki o Whanganui  - iwi with other interests in the River  - local authories

Strategy group: Te Kopuka na Te Awa Tupua  17 representatives of local community groups

Strategy document: Te Heke Ngahuru ki Te Awa Tupua

Te Ruruku Whakatupua – Legal Framework

Page 35: Giving rights to nature: A new institutional approach for overcoming social dilemmas?

How  might  this  new  institutional  arrangement  affect  the  governance  structure  of  the  Whanganui  River/Te  Awa  Tupua?

The  nested  nature  of  rules  and  incentives  using  the  Institutional  Analysis  and  Development  Framework  Source:  Adapted  from  McGinnis,  1999

Meta-­‐constitutional  choice  

Page 36: Giving rights to nature: A new institutional approach for overcoming social dilemmas?

Governance  of  the  WR  +  Actors

National  statutes

Monitoring  +  Sanctioning

Management  of  the  WR  +  Actors

District  and  Regional  Plans

Working  rules-­‐in-­‐use

Monitoring  +  Sanctioning

Bio-­‐physical  conditions

Community  attributes

Rules-­‐in-­‐use  

Use  of  the  WR  +  Actors

‘Mana’  of  Iwi  damaged;  poor  river  health

Constitutional  choice  level

Collective  choice  level

Operational  choice  level

Anthropocentric  worldview Tikanga  worldview

The  nested  nature  of  rules  and  incentives  influencing  governance  of  the  the  Whanganui  River/Te  Awa  Tupua  analysed  using  the  Institutional  Analysis  and  Development  Framework  Source:  Adapted  from  McGinnis,  1999

The  Whanganui  R iver/Te  Awa  Tupua   governance  st ructure

Meta-­‐constitutional  choice  level

Page 37: Giving rights to nature: A new institutional approach for overcoming social dilemmas?

Governance  of  the  WR  +  Actors

National  statutes

Monitoring  +  Sanctioning

Management  of  the  WR  +  Actors

District  and  Regional  Plans

Working  rules-­‐in-­‐use

Monitoring  +  Sanctioning

Bio-­‐physical  conditions

Community  attributes

Rules-­‐in-­‐use  

Use  of  the  WR  +  Actors

‘Mana’  of  Iwi  damaged;  poor  river  health

Constitutional  choice  level

Collective  choice  level

Operational  choice  level

Anthropocentric  worldview Tikanga  worldview

The  nested  nature  of  rules  and  incentives  influencing  governance  of  the  the  Whanganui  River/Te  Awa  Tupua  analysed  using  the  Institutional  Analysis  and  Development  Framework  Source:  Adapted  from  McGinnis,  1999

The  Whanganui  R iver/Te  Awa  Tupua   governance  st ructure

Te  Ruruku  Whakatupua

Meta-­‐constitutional  choice  level

Page 38: Giving rights to nature: A new institutional approach for overcoming social dilemmas?

Outcome:  Three  major  changes

Page 39: Giving rights to nature: A new institutional approach for overcoming social dilemmas?

Outcome:  Three  major  changes

1. Introduces  a  new  actor  –  “Te  Awa  Tupua”  represented  by  “Te  Pou  Tupua”

Page 40: Giving rights to nature: A new institutional approach for overcoming social dilemmas?

Outcome:  Three  major  changes

1. Introduces  a  new  actor  –  “Te  Awa  Tupua”  represented  by  “Te  Pou  Tupua”

2. Changes  the  property  rights  structure

Entry Withdrawal Management Exclusion Alienation

Legalising  nature Te  Awa  Tupua  (Judiciary)

Te  Awa  Tupua  (Judiciary)

Te  Awa  Tupua  (Community)

Te  Awa  Tupua  (Judiciary)

Te  Awa  Tupua  (Judiciary)

Page 41: Giving rights to nature: A new institutional approach for overcoming social dilemmas?

Outcome:  Three  major  changes

1. Introduces  a  new  actor  –  “Te  Awa  Tupua”  represented  by  “Te  Pou  Tupua”

2. Changes  the  property  rights  structure

3. Formalises  “informal”  Maori  worldview

Entry Withdrawal Management Exclusion Alienation

Legalising  nature Te  Awa  Tupua  (Judiciary)

Te  Awa  Tupua  (Judiciary)

Te  Awa  Tupua  (Community)

Te  Awa  Tupua  (Judiciary)

Te  Awa  Tupua  (Judiciary)

Anthropocentric worldview Tikanga  worldview

Constitutional choice

Collective choice

Operational choice

Page 42: Giving rights to nature: A new institutional approach for overcoming social dilemmas?

Outcome:  Three  major  changes

1. Introduces  a  new  actor  –  “Te  Awa  Tupua”  represented  by  “Te  Pou  Tupua”

2. Changes  the  property  rights  structure

3. Formalises  “informal”  Maori  worldview

Entry Withdrawal Management Exclusion Alienation

Legalising  nature Te  Awa  Tupua  (Judiciary)

Te  Awa  Tupua  (Judiciary)

Te  Awa  Tupua  (Community)

Te  Awa  Tupua  (Judiciary)

Te  Awa  Tupua  (Judiciary)

Anthropocentric worldview Tikanga  worldview

Constitutional choice

Collective choice

Operational choice

Page 43: Giving rights to nature: A new institutional approach for overcoming social dilemmas?

Conclusion

• New  property  rights  arrangement  only  worthwhile  if  benefits  >  costs

• Will  take  several  years  to  determine  the  effectiveness  of  this  change

• Already  being  replicated  for  the  governance  of  Te  Urewera  National  Park,  New  Zealand

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Conclusion

• New  property  rights  arrangement  only  worthwhile  if  benefits  >  costs

• Will  take  several  years  to  determine  the  effectiveness  of  this  change

• Already  being  replicated  for  the  governance  of  Te  Urewera  National  Park,  New  Zealand

Thank  you.Questions  and  comments  welcome.

Page 45: Giving rights to nature: A new institutional approach for overcoming social dilemmas?

Conclusion

• New  property  rights  arrangement  only  worthwhile  if  benefits  >  costs

• Will  take  several  years  to  determine  the  effectiveness  of  this  change

• Already  being  replicated  for  the  governance  of  Te  Urewera  National  Park,  New  Zealand

Thank  you.Questions  and  comments  welcome.

julia.talbot-­‐[email protected]