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Participatory methods for understanding communities in rural areas
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30TH October 2012, Dr. N. Sai Bhaskar Reddy, GEO
VILLAGE VISITBehavior, Capitals and PLA
Tools
Dr. MCR HRD IAP, Hyderabad
http://www.e-geo.org
87th Foundation Course for Civil Service Officers
Index• Behavior• Capitals___________________
• Physical Capital– Timeline– Venn Diagram– List
• Natural Capital– Resource Mapping– Transect walk – Seasonality– Imageries – Energy issues – HH visits– Climate Change indicators– Disaster Management
• Schemes Implementation• Success Stories• Suggested Actions
Participatory Learning and Action (PLA)
• One of the participatory approaches• Processes of communication• Methods for seeking villagers participation • Sensitization to bring about attitudinal and
behavioral change; and• Using participatory techniques to build
rapport, elicit support, information and participation of the people in their own development.
PLA is used• To ascertain needs• To establish priorities for
development activities• Within the scope of feasibility
studies• During the implementation phase
of projects• Within the scope of monitoring
and evaluation of projects• For studies of specific topics• For focusing formal surveys on
essential aspects, and identifying conflicting group interests.
• For action plans preparation
Areas of application
Natural resource management
Agriculture
Poverty alleviation
Women in development programs
Health and nutrition
Preliminary and primary education
Village and district-level planning
Institutional and policy analysis.
BEHAVIOR
Behavior with community• Greeting• Introduction• Sitting• Space and Energy• Respecting their opinion• Leader• Sharing the results• Thanking the community
• Appearance– Dress– Shoes– Etc.
• Comment on these photos
Community
Greeting
Pride and Dignity of people
04/13/2023
Capitals
SL framework: Determinants of adaptive capacity
Livelihood resources
Examples
Human Knowledge, Skills
Social Women’s savings and loans groups, farmer- CBOs
Physical Irrigation infrastructure, seed and grain storage facilities
Natural Reliable water source, productive land
Financial Micro-insurance, diversified income sources
Policies, institutions and power structures
Capitals
Natural
Sustainable LivelihoodsFood Security
Low agriculture
yield
Land Degradation• Steep slopes• Sandy / silt soils Water
scarcity• Uncertain
Rainfall • Climate change
Small Land holdings
Social and Economic
Sustainable Livelihoods
Poverty• Exploitation• Unskilled
Communal conflict
Seasonal Migration• Unemployme
nt
Corruption
Poor education /
Illiteracy
High IMR, UMR
Physical / Policies
Sustainable Livelihoods
Poor access, utilization and
delivery of govt. services
Poor accessibility
Poor communicatio
n
Human
Sustainable LivelihoodsIgnorance
Conflict between
SC/ST
Non- cooperation between families
Communal conflicts
Growing suspicion,
heartedness
IMPACT FACTORS
Sustainable Livelihoods
Natural
Social & Economic
Physical & Policy
Human
•Soil and moisture conservation
•Seeds
•Agriculture equipment
Agriculture
•Micro-watersheds
•Dug wells
•Water harvesting and conservation technologies
Water resources
•Skills development
•Enterprises
•SHGs and microfinance
Non-agriculture
•Government schemes
Convergence
•Reconciliation
•Meetings between communities
•Joint economic ventures
•Sports
Conflict resolution and
peace
List of programmes
INFO FROM SECONDARY STAKEHOLDERS
• Interaction and discussions with various officials and representatives of organizations in the District
• Chief Executive Officer (CEO)
• Chief Planning Officer (CPO)
• Project Director, District Water Management Agency (DWMA)
• Ground Water Department
• Officers at Agriculture Department
• Mandal level officials, MDO, MRO, Statistical officers, Agriculture officers, etc of the potential Mandals.
• Village level secretaries
• Secondary data collection and analysis
POVERTY ALLEVIATION PROGRAMMES
1.Mahatma Gandhi NREGP
2.Housing schemes
3.Bhakyalakshmi Yojana
4.Arivu Education scheme
5.Kishore scheme
6.Old age pension scheme
7.Family welfare schem
8.ICDS programme
9.Janani Suraksha Yojana
10.13th finance sanitation scheme
11.Total sanitation programme
12Water resource creation programme
POSSIBLE DELIVERY SYSTEMS AT VILLAGE LEVELNRM1. MGNREGA2. DWMA 3. Rural Infrastructure Development
Fund4. Ground Water Dept.5. Forest Dept. 6. Agriculture Dept.7. Animal Husbandry8. Fisheries9. Irrigation Dept (Minor / Medium /
Major)
Social10.Dist. Rural Dev. Agency (DRDA) /
District Poverty Initiatives Programme (DPIP)
11.DPEP / Education12.Medical and Health13.SC Corporation14.ST Welfare/Tribal Welfare15.BC Welfare / BC Corporation16.Social Welfare 17.ICDS
InfrastructureHousing Department
ServicesElectricityRoad Transport Corporation
Artisans / Industries / enterpriseNEDCAPIndustries DeptHandlooms and Textiles
Other ProgrammesAPRLPUNDP
Government departments (AP)• Agriculture and Co-Operation• Animal Husbandry and Fisheries• Backward Classes Welfare• Consumer Affairs Food & Civil
Supplies• Energy• Environment, Forests, Science
and Technology• FinanceFinance (PMU)Finance
(Project Wing)• General Administration• Health, Medical and Family
Welfare• Higher Education• Home• Housing• Industries and Commerce• Information Technology and
Communications• Infrastructure and Investment• Irrigation
• Labour, Employment Training and Factories
• Law• Minorities Welfare• Municipal Administration and
Urban Development• Panchayat Raj and Rural
Development• Planning• Public Enterprises• Rain Shadow Areas Development• Revenue• School Education (SE Wing)• School Education (SSA Wing)• Social Welfare• Transport, Roads and Buildings• Women Development, Child
Welfare and Disabled Welfare• Youth Advancement, Tourism
and Culture
http://www.aponline.gov.in/apportal/departments/portallistoforgsbydepts.aspx?i=3
PLA
PLA BEST QUALITATIVE APPROACHES
• PLA=an effective, low-cost, empowering,
participatory method of gathering qualitative
& semi-structured info (beliefs, behaviors)
• Can discuss controversial/sensitive topics
in a non-threatening way
• Heterogeneous—in age, gender, income,
religion, ethnicity, social class, etc
• Flexible: people come and go--anything goes
• No pre-set, leading questions
PHYSICAL CAPITAL
Functioning of Village Level Institutions
Infrastructure facilitiesFacilities Available Facilities not Available
• All weather road• PDS Shop• Primary school• Primary Health sub-
center• Overhead water tank• Electricity supply• Community hall• Panchayat Bhawan
• High School• Hospital (4km away )• Post office (4km away
)• Bank (4km away )• Police station (18km
away)• Medical store
Demography………No of Households 873
Total Population 4260 Population below 06 yrs 610
Male Population 2190 Population below 06 Male 311
Female Population 2070 Population below 06 Female 299
Total Agriculture Labour 240
Marginal Agriculture Labour - Male
58 Marginal Agriculture Labour - Female
182
Literate Polulation 1826 Illiterate Population 2434
Male Literate 1100 Male illiterate population 1090
Female Literate 726 Female illiterate population 1344
No of Households 873 Working Population 1989
Demography………
Main working population 328
Main Working Population Male 92 Main Working Population Female
236
Main Casual Working Population
69 Total Casual labour
Main Casual Working PopulationMale
21 Main Casual Working PopulationFemale
48
Number of SC 1164
Male SC Population 611 Female SC Population 553
Number of ST 125 Male ST Population 64 Female ST Population 61
Important activities
relevant to the
communities
Dhakna Pilli Aki Borala Bhilkheda Memna1. Seed Bank Formation
2 1 2 5 3 32. Provision for Agriculture - Spraying Machine, Seed, Pesticides and Fertilizers
6 3 4 8 4 43. Vermicompost - construction/repair & maintenance
3 5 4 9 74. Checkdam construction
7 7 65. Dugwell construction
8 2 7 56. Making of Farm pond
7 5 9 9 5 27. Horticulture Nursery - Plantation
5 6 6 3 8 68. Land Treatment in Hectares ( CCT, WAT, SB, FB,GB)
4 2 1 6 2 19. Agriculture / Watersheds Management Trainings
1 4 3 1 11. Awareness, Motivation and Mobilization of Community on Immunization, Malnutrition, Maternal Care & HIV/AIDS
1 1 1 22. Conducting Health Camps
3 2 2 13. Interfaced Program with Government Health Workers
2 3 3 31. Formation of Village Development Committee ( VDC) /KAS
4 1 3 6 1 52. Mobilisation, Awareness and Motivational Programs for Youth involvement in Advocacy for their Rights and their Livelihood
6 4 7 7 2 6
Time Line
Start of Settlements 1811
Ragi Cultivation1912
Sugarcane Cultivation1961
Primary School 1947
PUC 1961
High School 1968
Post Office 1969
PHC 1970
Electricity Board 1973
Last Drought 1981
Cotton Cultivation 1986
Gram Panchayat 1987
1st Tractor 1989
Telephone Exchange 1995
Library 1998
SHG movement 2000
Grameen Bank 2001
Chickengunya Disease 2007
Last Panchayat Election 2009
Time Line YEAR Event
1850 Forest department rest house
1850-57 Kundan Singh reign (popular local tribal king)
1960 Primary school
1975 Veterinary hospital
1985 Government bus connectivity
1987 Water pump
1990 Electricity supply
1995 Private bus transport begins
1995-96 Water tank
1996 Major earthquake of 6.0 richter scale (no deaths)
2001 Child marriage stopped; Ward election
2004-05 Land pattas given to villagers by forest department;Government buses stopped
2006-07 Tractor in the village
2009 Two trained ASHA in the village
2010 Total Sanitation Mission
VENN DIAGRAM REPRESENTING THE INTERACTION AND INFLUENCE OF DIFFERENT COMMUNITIES ON THE LIVES OF THE VILLAGERS
Community
NGO
Police
LibraryPRI
Anganwadi
Teacher
BDO
TEHSILDAR TEHSILDAR
ForestOfficialsForest
Officials
Social Map
Social Map
Matrix Scoring
Problems M.Swamy (Lingayat male)
Shobhawati (Jr. Health Asst),Anganwadi
Deviramma(SHG woman)
Ramesh (STMale, Coolie)
Aggregate Rank
Irrigation 2 3 8 8 21 (5)
Drinking Water 3 7 6 6 22 (6)
Less Doctors/improper injection and diagnosis
4 4 4 1 13 (2)
Loan Facilities 1 8 7 5 21 (5)
School/College 6 5 5 7 23 (7)
All weather roads 7 6 3 3 19 (4)
Liquor 8 2 2 4 16 (3)
Sanitation/Drainage 5 1 1 2 9 (1)
Sanitation/Drainage
Lack of doctors/Inadequate Medical Help
Liquor
Road Condition
Loan facility/Irrigation
Drinking Water
School/College
Natural Resources & Agriculture
0
20
40
60
80
1 00
Surface water
Ground water
Drinking water
Soil moisture
Farmers Institutions
Marketing & Value addition
Agriculture extension
CPR management
Surface water
1 Adequate storage not created , not shared judiciously
0-25
2 Adequate storage created , not shared judiciously
25-50
3 Adequate storage created sharing with informal system
50-75
4 Adequate storage created sharing with institution
75-100
Quantification of Qualitative Information
Ashwini Bharini Kruthika Rohini Mrugasira Arudhra Punarvasu Pushyami Ashlesha Makha Pubba Uttara Hastha Chitta Swathi Vishaka Anuradha Jaishta Mula
1 Rainfall
No rains Good High
2 Water availability (Irrigation)
Very less Good Surplus
3 Water availability (Drinking)
Less Surplus
4 Paddy # # # O O O # # # O O O # # # # # # O O O
Transplantation
5 Seed Cotton C C C # # C C C
6 Jowar/ millets # # # O O O # # # # # # O O O # # # O O O # # #
7 Vegetables O O # # # O O O # # # O O O # # # O O O
Brinjal, Mirchi, Bendi, leafy vegetables, tomato Mirch, Bendi, Leafy vegetables Tomato, Brinjal, Leafy vegetables
8 Migration O O O O # # # O O O O # #
9 Wage Labour (Agriculture) # O C # # # O O O C C
No labour work Labour work
10 Earnings from crops
11 Farmers Debts O O O # #
12 Wage labour Debts O O O #
13 Draught animals O O O O O O
Purchasing Selling
14 MFP collection # # # # O O O O O O O O
Tunika Chenchu Gaddalu Gum Karaya
# # # # O O # # # O O O C C C
Moduga Custard Apple
O O O O # #
Fuelwood
15 Fodder availability
Less Good
16 Potters O O O O O O #
Clay collection Pot making
17 Kammari O O O
Major work Index # - Women O - Men C - Children
18 Health Problems
People: Fever, cough, conjectivities etc.
NATURAL / ENVIRONMENTAL CAPITAL
Resource and Social Mapping of Hanubalu Village
RESORCE MAP
IMAGERIESName of The Village : HediyalaTaluka : NinjangudDistrict: MySoreDemography
Star Pattern Settlements
Transect Walk
Zone Residential Arable Residential Arable Scrub Arable Scrub
Soil Type
Chelka Chelka / Dubba Chelka Chelka Chelka Chelka Chelka
Landuse Housing, Primary school, High School, Grampanchayat
Dry crops in Kharif
BC/SC Colony and Hostel
Dry Crops in Kharif,
Fallow since 30 years
Wet cultivation ½ acre
Scanty vegetation, mostly barren
Vegetation / crops
Neem, Accacia, Eucalyptus
Castor Neem & Eucalyptus
Castor, Cotton, Jowar
Thorny bushes, Manga, Neem, Ullinta, Uduga, Accacia, Moduga
Paddy Accacia, Moduga
Water source
Hand Borewells & Public Taps
Rainfed Hand Borewells & Public Taps
- - One Borewell Tank - Water remains for one month in a year
Interventions
- Piller posts are erected in the fields
Roads are relaid under Food For Work Programme
- Pattadar grazes his cattle,
Terraced fields Area under Watershed Programme
Problems / needs
Side drains needed
They want to sell these lands to prospective buyers for housing plots
Side drains, One hand pump needed
Earth Bunding, Silt application needed Partyhenium weed problem
Surplus water from the Rekulakunta flows leading to soil erosion
- Surplus weir to be repaired, Dam is to be repaired
Any other
Entry road to the village
These fields are between BC/SC Colony and the main village
- Moduga leaves collection by vil
- Tank area is under Patta,
Fee
der
chan
nel
Roa
d
Tank
Bun
d
Tank Zone
FCSC
FCOBC
Mah
abub
naga
r to
Naw
abpe
t
Transect of Kakarlapahad
Dr.
N.
Sai
Bha
skar
Red
dy
Ran
i pet
to
Sha
dnag
ar
Cropping patterns
• July- October- Paddy, Kodho, Black sesam, Urad,Maize
• July-April- Arhar• August-January- Mustard• November-March/April-Wheat, gram, Masur, Pea,
and alsiYield of different cropsMaize>Masur, Gram and Arhar>Alsi>Mustard>Paddy and
wheat
CROPPING PATTERN
Agriculture Contd…
Animal Husbandry
Disaster preparedness
Nishtaar samiti (Van Sangrakshan Samiti) Alert mechanism for forest fire Mitigation of forest fire Catching and handing over of forest law violators
to the forest department. Creating awareness about forest conservation
among villagers.
(Floods, Cyclones, Earthquakes, Drought, etc.)
Climate Change vulnerability
• Vulnerability to climate change is the risk of adverse things happening
• Vulnerability is a function of three factors:– Exposure– Sensitivity– Adaptive capacity
Exposure
•Exposure is what is at risk from climate change, e.g.,
– Population– Resources– Property
•It is also the climate change that an affected system will face, e.g.,
– Sea level– Temperature– Precipitation– Extreme events
Sensitivity
• Biophysical effect of climate change– Change in crop yield,
runoff, energy demand• It considers the
socioeconomic context, e.g., the agriculture system
• Grain crops typically are sensitive
• Manufacturing typically is much less sensitive
Adaptive Capacity
• Capability to adapt• Function of:
– Wealth– Technology – Education– Institutions– Information– Infrastructure– “Social capital”
• Having adaptive capacity does not mean it is used effectively
Adaptation
• “adjustment in natural or human systems in response to actual or expected climatic stimuli or their effects, which moderates harm of exploits beneficial opportunities” (Third Assessment Report, Working Group II)– Notice includes “actual” (realized) or “expected”
(future) changes in climate
Sustainable Biochar and livelihoods ?
•Agriculture productivity increase
•Low input agriculture
Natural
•Local jobs and equity
•Local enterprises
Social
•Least skills
•Biocharculture
Human
•Local technologies
•Low energy
Physical
•Low carbon economy
•Low cost
Financial
•Carbon sequestration and energy security
•Mitigation and adaptation to climate change
Environment
MA
GH
3G
STO
VE
Secondary AirSide Air
Primary Air Side Air
CHARCOAL PRODUCTION
Observe the night sky
No. of open wells: 77 nos. Functioning: 1 no.
No. of Bore wells: 126 nos. Functioning: 126 nos.
Small tanks: 10 nos.
Total area under tank irrigation: 86 acres
Total area under bore well irrigation: 250 acres
WATER SOURCES & IRRIGATION
DCBC-APRLP/DPAP-Mahabubnagar
WomenSHGsTotal: 1650In groups: 390No. of Groups: 26Corpus: Rs.2,00,000/-Networked: No
WOMEN & SHG
0 1 2 3 4 5
Women's Participation
Women's self esteem
Women's decision making
Womens Empowerment
39%
38%
15%8% Primitive
Consumption
Productive
Asset building
DCBC-APRLP/DPAP-Mahabubnagar
60
5
0
0
5
10
10
50
50
100
0 20 40 60 80 100 120
No not enroled in Anganvadi …
No of Children not Immunised
No of Meternal deaths in last 3 …
No of Infant deaths in last 3 …
No of disabled children
No of eligible couples not …
No of Boys not enrolled in School
No of Girls not enrolled in School
No of Boys working as Wage …
No of Girls working as Wage …
HEALTH, NUTRITION & EDUCATION
TOTAL NUMBERS
DCBC-APRLP/DPAP-Mahabubnagar
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15
Very poor 0 0 5 4 1 6 2 24 0 4 3 4 0 11 9
Average 0 3 6 8 4 47 25 25 3 5 8 1 5 63 0
Well to do 6 5 0 3 0 5 0 0 0 0 0 0 0 1 0
01020304050607080
Caste Wise Households & WellbeingCaste No. of HH
1 Komati 6
2 Reddy 8
3 Tenugu 11
4 Muslim 15
5 Ediga 5
6 Munuru Kapu 58
7 Pitchakuntla 27
8 Gollamushti 49
9 Ausala 3
10 Kummari 9
11 Kammari 11
12 Managali 5
13 Chakali 5
14 Madiga 75
15 Chenchu 9
DCBC-APRLP/DPAP-Mahabubnagar
Total Households in the village: 296
Existing Livelihoods
•Agriculture (Many) •Basket making (10)•Mat weaving (14)•Tadkalu weaving (2)•Carpentry and black smithy (9)•Potters (2)•Piggery (1)•Tailoring (6)•Dhais (2)•Toddy tapping (5)•Cobblers (2)•Washer men (5)
(In paranthesis no. of families)
37%
37%
25%
1%
Farmers
<2 Acres 2 to 7.5 Acres 7.5 to 10 Acres >10 Acres
DCBC-APRLP/DPAP-Mahabubnagar
Important Issues / Problems 1. Low productivity lands2. Majority of them possess small land holdings leading to disguised
unemployment.3. High vulnerability due to small land holdings by most of the villagers.4. Sanitation is poor, lack of adequate drainage and toilets.5. Women are enthusiastic, they are ready to do something but unable
to decide because of lack of awareness & skills.6. Girl child labour in cotton farms.7. Overall wage rates are low and also men are paid more than women.8. Due to increase in no of borewells for cultivation of water intensive
crops, the ground water table is going down.9. People are good but, Men and women take country liquor in the
evenings, some men beat their wives under the influence. 10. Lack of marketing facilities leading to exploitation of moduga leaf
plate makers and gum tapers.11. About 10% of the population is on seasonal migration for work.12. Forced migration due to non-sustainable traditional occupations.13. Most of the traditional LHs are no more sustainable such as black
smithy, carpentry, pottery, chappal making, barbers and gold smithy.
DCBC-APRLP/DPAP-Mahabubnagar
Suggestions / recommendations1. There is need to select this village for livelihoods interventions.2. This village has potential of Women and youth for initiating activities.3. Need to involve community in the optimum utilization of groundwater
resources. 4. Has potential to form more SHGs with women. 5. Networking with CBOs (SHGs, UGs, occupational groups and labour
groups) at village level.6. Formation of labour and occupational groups for capacitating in new
skills and / or upgrading existing skills. 7. Formation of thrift groups with small and marginal farmers 8. Farmers need to be organized for sustainable agricultural practices.9. Has the potential for Micro-enterprise activities for women groups. 10. Promoting backyard poultry and dairy activities with women groups.11. Finding ME activities or other LH opportunities for the men commuting
to Mahabubnagar to work as Hamalis. 12. Marketing facilities for leaf-plate makers and trainings on value addition.
13. Trainings on Gum karaya collection and grading and facilitating market
linkages. 14. Small and marginal Farmers need to be trained on better agricultural
practices, like vegetables production, seed production. 15. Need to train RMPs and Barefoot veterinary persons in the village.DCBC-APRLP/DPAP-Mahabubnagar