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Workshop presentation to students who will be completing their PhD, DrPh, MPhil theses to help them understand the new LSHTM policy of making their theses available online via LSHTM Research Online http://researchonline.lshtm.ac.uk/. Discusses copyright, exceptions, thesis by publication, copyright clearance, embargos. Originally created and delivered by Andrew Gray @OrangeShovels.
Citation preview
Making your thesis legal
Improving health worldwide
www.lshtm.ac.ukUpdated 26 September 2014
Overview• Advantages of making thesis available online• Copyright implications• Research Paper Style Thesis• Reasons for embargoes• Procedure• Resources/Contact• Data sharing• Sensitive data and Data Protection Act• Questions
In the old days
• Physically visit• No copying• Could not remove
from library• Access,
dissemination of knowledge limited
2013• Research is online• Theses are online• 69 UK institutions• 1240 Worldwide
institutions• British Library Ethos service• PhD, Mphil, DrPh• Greater dissemination,
wider impact, increased health knowledge
LSHTM Research Online http://researchonline.lshtm.ac.uk/
• 359 theses• Pre 2013, back to 1950• Digitised by BL on
request• E-thesis Policy (Oct
2013)• Positive feedback• Saves time
Copyright
• No copyright in ideas• Needs to be ‘fixed’ e.g.
Written down• Supervision, advice,
edits do not qualify for copyright
• You own the copyright unless you give it away
3rd party material• Always credit, cite when you
use other people’s material or ideas
• Images, text, diagrams, tables, figures, photos, sound, video
• Print thesis covered by ‘examination’ exception
• Digital thesis can use ‘criticism and review’ exception
Criticism and Review
• Copyright exception under fair dealing
• Non commercial use• Discuss and assess the
importance of the item• Acknowledge the source• Do not use more than is
necessary • No full articles, chapters• Take down policy
Clearing copyright material
• Everything is not covered by criticism and review exception
• If it was to be ‘published’ in journal, book
• Whole articles e.g. Appendices
• Contact copyright holder –publisher
• State what you want to use, where and why
• Email templates
Email template: use copyright materialDear Sir/Madam [Name if known],
I am currently studying for a research degree at London School of Hygiene and Tropical Medicine.
I am contacting you to seek permission to include the following material within the electronic version of my PhD thesis:
[Provide full details of the material you intend to include]If you are not the rights holder for this material I would be grateful if you would advise me who to
contact.The thesis will be made available within LSHTM Research Online http://researchonline.lshtm.ac.uk/ our
institutional repository The repository is non-commercial and openly available to all. Yours Sincerely
'Research Paper Style Thesis'
• Go Open Access - DOAJ• PLoS, BMC, E-Life, PeerJ• Ensure all articles ‘published’
before ‘online’• Same version as your post-viva
version• Email template• If permission refused – citation
link or permanent embargo
Email template: 'Research Paper Style Thesis'Dear Sir/Madam [Name if known], I would like to request permission to include the following article(s) that I
published and authored with you:
[include full citation of articles]in the digital copy of my thesis which will be made publically available through
LSHTM Research Online http://researchonline.lshtm.ac.uk/ . This is our institutional repository and is non commercial and openly available to all.
Yours sincerely
Redaction• Personal/sensitive data• Material obtained under
promise of confidentiality• Uncleared copyrighted
material• Need to also submit an
‘unredacted’ electronic version
Embargos!• Up to 24 months• Agreed with your supervisor• Exceptional circumstances• Evidence needed to support
request• Can be requested at later date• Further extension can be
requested• Email notification once online• Abstract and metadata will be
visible
Reasons for embargo
• Publication is pending• Contains patents• Contains
commercially/legally sensitive information
• Material obtained under promise of confidentiality
• Personal/sensitive data• Uncleared copyrighted
material
Procedure• Sign thesis submission form 4
months before• Complete embargo/restriction of
access form• Examination stage electronic
submission• Post viva stage electronic
submission• CD or email
[email protected]• Creative Commons license CC-BY-
NC-ND
Format• Pdf, rtf, doc, docx• Thesis naming convention
Year_Faculty_Name of Award_Surname_Initial e.g. 2013_ITD_PhD_Gray_A
• Appendices naming convention Year_Faculty _Name of Award _ _Surname_Initial_ Appendices e.g. 2013_ITD_PhD_ Gray_A_ AppendixA_
• If redacted indicate in file namee.g Redacted_2013_ITD_PhD_Gray_A_
Resources • Policy and email templates http://
www.lshtm.ac.uk/study/currentstudents/researchdegreestudents/rdstudentinformation/e_thesis_submission_policy.pdf
• E-thesis Policy FAQs http://www.lshtm.ac.uk/study/currentstudents/researchdegreestudents/rdstudentinformation/e_thesis_faq.html
• PhD forms http://www.lshtm.ac.uk/study/currentstudents/researchdegreestudents/rdstudentinformation/phdexamentry/index.html
• DrPH forms http://www.lshtm.ac.uk/study/currentstudents/researchdegreestudents/rdstudentinformation/drphexamentry/index.html
• Embargo/Restriction of access form http://www.lshtm.ac.uk/study/currentstudents/researchdegreestudents/rdstudentinformation/phdexamentry/restriction_of_access_form.pdf
• Copyright Guidance http://www.lshtm.ac.uk/library/using/copyright.html
Summary• Increases access to health
research• Can use ‘criticism and review’
exception for copyrighted materials
• Use email templates to seek clearance for 'Research Paper Style Thesis' material and other uncleared material
• Redact uncleared material for online copy
• Embargo of up to 24months decided with your supervisor
• Post viva version goes online• Redacted and unredacted
versions to be submitted• Emailed once online if later
need an embargo• PDF format ideally• CC-BY-NC-ND license• Queries contact us
Image credits1. http://www.flickr.com/photos/nationaalarchief/5679579533 No known copyright restrictions2. http://www.flickr.com/photos/statelibraryofnsw/5748710857/ No known copyright restrictions - State Library of New South
Wales3. http://www.flickr.com/photos/62935829@N02/5750581683/ Some rights reserved by internet and tacos
4. http://www.flickr.com/photos/red_jelly/298644360/ Some rights reserved by its*me*red5. http://www.flickr.com/photos/26628378@N03/4368467112/ Some rights reserved by Pryere6. http://www.flickr.com/photos/lastyearsgirl_/2581843770/ Some rights reserved by lism7. http://www.flickr.com/photos/rooreynolds/1555706680/ Some rights reserved by Roo Reynolds8. http://www.flickr.com/photos/95284782@N06/8880500036/ Some rights reserved by marsmet548 9. http://www.flickr.com/photos/teegardin/6094261308/ Some rights reserved by kenteegardin10. http://www.flickr.com/photos/samsamcardiff/7326744462/ Some rights reserved by Sam, W11. http://www.flickr.com/photos/nationaalarchief/3018264591/ No known copyright restrictions – Nationaal Archief12. http://www.flickr.com/photos/hockadilly/5744624394/ Some rights reserved by hockadilly13. http://www.flickr.com/photos/sdasmarchives/6996865150/ No known copyright restrictions – Museum of Photographic Art14. http://www.flickr.com/photos/mopa1/7096851375/ No known copyright restrictions – Museum of Photographic Art15. http://www.flickr.com/photos/21572939@N03/2090542246/ Some rights reserved by A. Diez Herrero16. http://www.flickr.com/photos/australian-war-memorial/3527157206/ No known copyright restrictions – Australian War
Memorial Collection