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Analysis of searching and sorting. Insertion sort, Quick sort, Merge sort and Heap sort. Binomial Heaps and Fibonacci Heaps, Lower bounds for sorting by comparison of keys. Comparison of sorting algorithms. Amortized Time Analysis. Red-Black Trees – Insertion & Deletion.
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A l i d D i f Al ithAnalysis and Design of Algorithms
Deepak JohnDepartment Of Computer Applications , SJCET-Pala
Analysis of searching and sorting. Insertion sort,Analysis of searching and sorting. Insertion sort,Quick sort, Merge sort and Heap sort. BinomialHeaps and Fibonacci Heaps, Lower bounds forsorting by comparison of keys. Comparison of sortingalgorithms. Amortized Time Analysis. Red-BlackT I ti d D l tiTrees – Insertion and Deletion.
Approachpp
Step I:Choose the criteria (for natural numbers, criteria can beascending or descending order).
Step II:Step II:How to put data in order using the criterion selected.
AnalysisAnalysis• Final ordering of data can be obtained in a variety of ways.• Some are meaningful and efficient.g• Meaningful and efficient ways depend on many aspects of an
application- type of data, randomness of data, run time constraints,i f th d t t f it i tsize of the data, nature of criteria, etc.
• To make comparisons, certain properties of sorting algorithmsshould be defined.
• Properties which are used to compare algorithms withoutdepending on the type and speed of the machines are:– number of comparisons– number of comparisons.– number of data movements.– Use of auxiliary storage.
SortinggSorting is the process of arranging a group of items
into a defined order based on particular criteriainto a defined order based on particular criteriaThere are many, different types of sorting algorithms,
but the primary ones are:1. insertion sort1. insertion sort2. Quick sort3. Merge sort 4. Heap sort.
Insertion sortInsertion sort
th iti t i t th t l t i f d b• the proper position to insert the current element is found bycomparing the current element with the elements in the sortedsub-array.which is an efficient algorithm for sorting a small
b f l tnumber of elements.
Analyzing Algorithmy g g
O t l (li 1 8) tl 1 ti ( ith l th(A))Outer loop (lines 1–8) runs exactly n − 1 times (with n = length(A))
Best case•The best case for insertion sort is when the input array is already•The best case for insertion sort is when the input array is alreadysorted, in which case the while loop never executes (but thecondition must be checked once).•tj=1, and line 6 and 7 will be executed 0 times.•T(n) = c1n + c2(n - 1) + c4(n - 1) + c5(n - 1) + c8(n - 1)
( 1 2 4 5 8) ( 2 4 5 8)= (c1 + c2 + c4 + c5 + c8)n - (c2 + c4 + c5 + c8)= an + b= Θ(n)= Θ(n)
Deepak John,Department Of IT,CE Poonjar
worst case for insertion sort is when the input array is in reversesorted order, in which case the while loop executes the maximumnumber of times.•the inner loop is executed exactly j − 1 times for every iteration of theouter loop.outer loop.
=an2+bn-c (consider only leading terms of formula, since lower orderterms are insignificant for large n Ignore the leading terms constantterms are insignificant for large n.Ignore the leading terms constantcoefficient ,since constant factors are less significant than the rate ofgrowth in determine computational efficiency of large inputs)Θ( 2)=Θ(n2)
Average case• when random data is sorted, insertion sort is usually closer to the
worst caseworst case.
• in average, tj = j/2. T(n) will still be in the order of n2, same as theworst case.
Order of GrowthThe order of a running-time function is the fastest growing term,g g g ,discarding constant factorsBest case: an + b →Θ(n)
2 2Worst case : an2 + bn - c →Θ(n2)Average case: Θ(n2)
• AdvantagegThe advantage of Insertion Sort is that it is relatively simple andeasy to implement.
• DisadvantageThe disadvantage of Insertion Sort is that it is not efficient tooperate with a large list or input sizeoperate with a large list or input size.
Quick-SortQ• Quick-sort is a randomized
ti l ith b d thsorting algorithm based on thedivide-and-conquer paradigm:
– Divide: pick a randomx
Divide: pick a randomelement x (called pivot)and partition S into xp
• L elements less than x• E elements equal x
x
L GE• G elements greater than x
– Recur: sort L and G
L GE
x
– Conquer: join L, E and G
Choice Of PivotChoice Of PivotThree ways to choose the pivot:• Median-of-Three - from the leftmost, middle, and rightmostg
elements of the list to be sorted, select the one with mediankey as the pivot
• Pi ot is rightmost element in list that is to be sorted• Pivot is rightmost element in list that is to be sorted– When sorting A[6:20], use A[20] as the pivot
• Randomly select one of the elements to be sorted as the pivotRandomly select one of the elements to be sorted as the pivot– When sorting A[6:20], generate a random number r in the
range [6, 20]– Use A[r] as the pivot
AlgorithmGiven an array of n elements (e.g.,
integers):• If array only contains one element,
return• Else• Else
– pick one element to use as pivot.– Partition elements into two sub-arrays:
• Elements less than or equal to pivot• Elements greater than pivot
– Quick sort two sub-arraysQuick sort two sub arrays– Return results
The Pseudo-Code
P titi iPartitioning
• The key to the algorithm is the PARTITION procedure, whichrearranges the sub-array in place.g y p
• Given a pivot, partition the elements of the array such that theresulting array consists of:1 One sub array that contains elements > pivot1. One sub-array that contains elements >= pivot2. Another sub-array that contains elements < pivot
• The sub-arrays are stored in the original data array.y g y
Analysisy
The running time of quick sort depends on whether the partitioning isb l d t A th t k d if lbalanced or not. Assume that keys are random, uniformlydistributed.
Best caseBest caseRecursion:
1. Partition splits array in two sub-arrays of size n/22. Quicksort each sub-array
the depth of the recursion is log2nAt each level of the recursion, the work done in all the partitions at
that level is =O(n)O(log n) * O(n) = O(n log n)O(log2n) O(n) O(n log2n)Best case running time: O(n log2n)
Deepak John,Department Of IT,CE Poonjar
W tWorst case• Data is sorted already
Recursion:– Recursion:1. Partition splits array in two sub-arrays:
• one sub-array of size 0• the other sub-array of size n-1
2. Quick sort each sub-arrayRec rring on the length n 1 part req ires rec rring to depth n 1Recurring on the length n-1 part requires recurring to depth n-1
• recursion is O(n) levels deep (for an array of size n).• the partitioning work done at each level is O(n)the partitioning work done at each level is O(n).• O(n) * O(n) = O(n2)
Worst case running time: O(n2)
Average-case• If the pivot element is randomly chosen we expect the split of the
input array to be reasonably well balanced on average .• Assuming random input, average-case running time is much closer to
(n lg n) than (n2)• T(n)=O(n lgn)• T(n)=O(n lgn)
Improved Pivot Selection
Pick median value of three elements from data array : data[0],y [ ],data[n/2], and data[n-1].Use this median value as pivot.
Merge sortgMerge-sort on an input sequence S with n elements consists of threesteps:
Divide: partition S into two sequences S1 and S2 of about n/2elements eachRecur: recursively sort S1 and S2y 1 2Conquer: merge S1 and S2 into a unique sorted sequence
A L G O R I T H M S
divideA L G O R I T H M S
sortA G L O R H I M S T
Deepak John,Department Of IT,CE Poonjar
mergeA G H I L M O R S T
AlgorithmMERGE-SORT (A, p, r)
1 IF p < r // Check for base case
Algorithm
1. IF p < r // Check for base case2. THEN q = (p + r)/2 // Divide step3. MERGE-SORT (A, p, q // Conquer step.4 MERGE SORT(A + 1 ) // C t4. MERGE-SORT(A, q + 1, r) // Conquer step.5. MERGE (A, p, q, r) // Conquer step.
( )1 2 3 4 5 6 7 8
p rq
MERGE(A, p, q, r)1. Compute n1 and n22 Copy the first n1 elements into
63217542
n1 n22. Copy the first n1 elements intoL[1 . . n1 + 1] and the next n2 elements into R[1 . . n2 + 1]
3. L[n1 + 1] ← �; R[n2 + 1] ← �4 i 1 j 1 p q
1 2
4. i ← 1; j ← 15. for k ← p to r6. do if L[ i ] ≤ R[ j ]
p q
7542
rq + 1
L �
6. do if L[ i ] ≤ R[ j ]7. then A[k] ← L[ i ]8. i ←i + 1
6321R �
9. else A[k] ← R[ j ]10. j ← j + 1
Analysis• For simplicity assume that n is a power of 2 so that each divide step• For simplicity, assume that n is a power of 2 so that each divide step
yields two subproblems, both of size exactly n/2.• The base case occurs when n = 1.When n > 1, time for merge sort
steps:Divide: Just compute q as the average of p and r, which takes constanttime i e Θ(1)time i.e. Θ(1).
Conquer: Recursively solve 2 sub problems, each of size n/2, which is2T(n/2).
Combine: MERGE on an n-element sub array takes Θ(n) time.• Summed together they give a function ,the recurrence for merge sort
i i irunning time isT(n) = Θ(1) if n=1
= 2T(n/2)+ Θ (n)+Θ(1) If n>1= 2T(n/2)+ Θ (n)+Θ(1). If n>1T(n)=Θ(n lg2n)
Analysis of MergeSort
O(n log n) best-, average-, and worst-case complexity because themerging is always linear
Analysis of MergeSort
g g y―Extra O(n) temporary array for merging data―Extra copying to the temporary array and backUseful only for external sorting
Deepak John,Department Of IT,CE Poonjar
HeapspDefinitions of heap:
1. A balanced, left-justified binary tree in which no node has a, j yvalue greater than the value in its parent.
Example min heapY>=XZ>=X
Heap• The binary heap data structures is an array that can be
viewed as a complete binary tree. Each node of the binarytree corresponds to an element of the array. The array iscompletely filled on all levels except possibly lowest.
19
12 16
41 7
1619 1 412 7Array A 1619 1 412 7Array A
Max Heap Example Min Heap Example
19
1
12 16
4 16
41 7
127 19
1619 1 412 7
41 7
127 191641
Array A Array A
Heap Property
Heap Proceduresp
• Algorithm1. Add the new element to the next available position at the
lowest level2. Restore the max-heap property if violated
• General strategy is percolate up (or bubble up): if the parent• General strategy is percolate up (or bubble up): if the parentof the element is smaller than the element, then interchangethe parent and child.
ORORRestore the min-heap property if violated• General strategy is percolate up (or bubble up): if the parentgy p p ( p) p
of the element is larger than the element, then interchangethe parent and child.
19 19
12 16 12 16
41 7 41 7 17
19 Insert 17
12 17
swap
41 7 16
Percolate up to maintain the heap property
• Delete max– Copy the last number to the root ( overwrite the maximum
l t t d th )element stored there ).– Restore the max heap property by percolate down.
• Delete min– Copy the last number to the root ( overwrite the minimumpy (
element stored there ).– Restore the min heap property by percolate down.
Maintaining the Heap PropertyMaintaining the Heap Property
• Suppose a node is smaller than a childpp– Left and Right subtrees of i are max-
heaps• To eliminate the violation:
– Exchange with larger childMove down the tree– Move down the tree
– Continue until node is not smaller thanchildren
Maintaining the Heap Property• Assumptions:
– Left and RightAlg: MAX-HEAPIFY(A, i, n)1 l ← LEFT(i)Left and Right
subtrees of i aremax-heaps
1. l ← LEFT(i)2. r ← RIGHT(i)3. if l ≤ n and A[l] > A[i]
– A[i] may besmaller than itschildren
[ ] [ ]4. then largest ←l5. else largest ←i6. if r ≤ n and A[r] > A[largest]7. then largest ←r8 if l ≠ i8. if largest ≠ i9. then exchange A[i] ↔A[largest]10 MAX HEAPIFY(A largest n)10. MAX-HEAPIFY(A, largest, n)
ExampleMAX-HEAPIFY(A 2 10)MAX HEAPIFY(A, 2, 10)
A[2] → A[4]
A[2] violates the heap property A[4] violates the heap property
A[4] → A[9]
Heap property restored
T(n)=O(lg n )•Best Case Occurs when no swap is performed, T(n)=O(1)p p , ( ) ( )•Worst case occurs when we swap all elements
BUILD-MAX-HEAPProduces a max-heap from an unordered input array
BUILD MAX HEAP
•O(n) calls( )• Each call takes O(lg n) time for max haepify ,so O(n lg n) be thetotal time.
Heap sortThe heapsort algorithm consists of two phases:
- build a heap from an arbitrary array- use the heap to sort the datause the heap to sort the data
• To sort the elements in the decreasing order, use a min heap• To sort the elements in the increasing order, use a max heap
11
Example Heap SortLet us look at this example: we must convert the unordered arraywith n = 10 elements into a max-heapwith n 10 elements into a max heap
we start with position 10/2 = 5
We compare 3 with its child and swap them
W 17 ith it t hild d it ith thWe compare 17 with its two children and swap it with themaximum child (70)
We compare 28 with its two children, 63 and 34, and swap it withthe largest child
We compare 52 with its children, swap it with the largestRec rsing no f rther s aps are needed– Recursing, no further swaps are needed
Finally, we swap the root with its largest child, and recurse,i 46 i i h 81 d h i i h 70swapping 46 again with 81, and then again with 70
We have now converted the unsortedarray
into a max-heap:
Suppose we pop the maximum element of this heap
This leaves a gap at the back of the array:
This is the last entry in the array, so why not fill it with the largestelement?element?
Repeat this process: pop the maximum element, and then insert it atthe end of the array:
Repeat this process– Pop and append 70Pop and append 70
– Pop and append 63
We have the 4 largest elements in order– Pop and append 52
– Pop and append 46
Continuing...– Pop and append 34
– Pop and append 28
Finally we can pop 17 insert it into the 2nd location and theFinally, we can pop 17, insert it into the 2nd location, and theresulting array is sorted
Analysisy• The call to BuildHeap() takes O(n) time • Each of the n - 1 calls to Heapify() takes O(lg n) timep y() ( g )• Thus the total time taken by HeapSort()
= O(n) + (n - 1) O(lg n)O( ) + O( l )= O(n) + O(n lg n)
= O(n lg n)There are no best-case and worst-case scenarios for heap sortp
Binomial trees•Is an ordered tree defined recursively•Binomial tree properties:
Examples
B00
B1
B2
B2B1
B0
Bk-1
Bk-22
Bk
Binomial heaps A binomial heap is a linked list of binomial trees with the following
properties:1 The binomial trees are linked in increasing order of size1. The binomial trees are linked in increasing order of size.2. There is at most one binomial tree of each size.3. Each binomial tree has the heap structure: the value in each node is ≤
5 1h d[H]
3. Each binomial tree has the heap structure: the value in each node is ≤the values in its children.
5 1
1210
head[H]
7
2
13103
15 151210
1616
Binomial Heap ImplementationE h d h th f ll i fi ld• Each node has the following fields:
p: parentchild: leftmost childchild: leftmost childsiblingDegreegKey
•Roots of the trees are connected using linked list.•Each node x also contains the field degree[x] , which is the number ofchildren of x.
Binomial Heap Implementation
a) c)keyp
20
NIL
h d[H]
12
NIL
)keydegreechild sibling
NILhead[H] NIL
1210b)
2120NIL NIL
head[H] 1
1210
101
15 150NIL NIL
Binomial Heap OperationsBinomial Heap Operations1 Make-Heap()1. Make-Heap().2. Insert(H, x), where x is a node .3. Minimum(H).( )4. Extract-Min(H).5. Union(H1, H2): merge H1 and H2, creating a new heap.6. Decrease-Key(H, x, k): decrease x.key (x is a node in
H) to k. (It’s assumed that k � x.key.)
Make-Heap():p()•Make an empty binomial heap. Creating all of the pointers can bedone in O(1) time.
Th ti i l t i t d t it t NILThe operation simply creates a new pointer and sets it to NIL.
Binomial-Heap-Create()1 head[H] <- NIL2 return head[H]
Minimum(H):•To do this we find the smallest key among those stored at the rootsTo do this we find the smallest key among those stored at the rootsconnected to the head of H.•The minimum must be in some root in the top list.•If there are n nodes in the heap there are at most lg n roots at the top at•If there are n nodes in the heap there are at most lg n roots at the top, atmost one each of degree 0, 1, 2, . . . , lg n , so this can be found in O(lgn) time. Binomial-Heap-Minimum(H)
1 y <- NIL2 x <- head[H]3 min <- ∞4 while x is not NIL5 do if key[x] < min then6 min < key[x]6 min <- key[x]7 y <- x8 x <- sibling[x]9 return y
Find Minimum Key Example
5 1head[ 2 5 1head[ 2
a) b)
1210
15
H]7 1210
15
H]7
15 15
5 1head[ 2 5 1head[ 2
c) d)
1210
head[H]
7 1210
head[H]
7
15 15
Deepak John,Department Of IT,CE Poonjar
Binomial-Link(y,z)Link binomial trees with the same degree. Note that z, the secondargument to BL(), becomes the parent, and y becomes the child.
Link(y,z)p[y] := z;ibli [ ] hild[ ]
Link(y,z)p[y] := z;ibli [ ] hild[ ]sibling[y] := child[z];
child[z] := y;degree[z] := degree[z] + 1
sibling[y] := child[z];child[z] := y;degree[z] := degree[z] + 1g [ ] g [ ]g [ ] g [ ]
y yz
z
Bk-1
Bk-1Bk-1 Bk-1
yLink
Deepak John,Department Of IT,CE Poonjar
Union(H1,H2)•is the most sophisticated of the binomial heap operationsis the most sophisticated of the binomial heap operations.•It’s used in many other operations.The running time will be O(log n).g ( g )
UnionH1, H2 H1 H2
H1 = H2 =
Union traverses the new root list like this:prev-x x next-x
Union traverses the new root list like this:
Deepak John,Department Of IT,CE Poonjar
Starting with the following two binomial heaps:1880602
58 19
18
93
8060
32 63
2
69
M t li t b t 2 188060
53
Merge root lists, butnow we have twotrees of same degree
53
32 63
2
69
58 19
18
93
8060
53 69
Combine trees of same28060
Combine trees of samedegree using binomiallink, make smaller keythe root of the
53
32 63
58 19
1893
the root of thecombined tree 69
Casesprev-x x next-x sibling[next-x] prev-x x next-x
a b c dp g[ ]
Bk Bl
Case 1 a b c d
p x next-x
Bk Bl
Case 1:occurs when degree[x] ≠ degree[next-x], that is, when x is theroot of a Bk-tree and next-x is the root of a Bl-tree for some l > k.k l
prev-x x next-x sibling[next-x] prev-x x next-x
a b c d
p g[ ]
BB
Case 2 a b c dprev x x
BBBBkBkBk BkBkBk
Case 2: occurs when x is the first of three roots of equal degree, that is when
Deepak John,Department Of IT,CE Poonjar
is, whendegree[x] = degree[next-x] = degree[sibling[next-x]].
a b c dprev-x x next-x sibling[next-x]
Case 3 a b d
prev-x x next-x
BkBk Blkey[x] key[next[x]]
cBk
Bk
Bl
prev-x x next-x sibling[next-x] C 4
Bk+1
prev-x x next-xa b c d
prev x x next x sibling[next x]
Bk BkBl
Case 4 a
bc d
Bk Bl
prev x x next x
kkey[x] > key[next[x]]
k
Bk
Bk+1
Case 3 and 4: occur when x is the first of two roots of equal degree, that is, when
d [ ] d [ t ] ≠d [ ibli [ t ]]degree[x] = degree[next-x] ≠degree[sibling[next-x]].
Union(H1, H2)Union(H1, H2)( 1, 2)H := new heap;head[H] := merge(H1, H2); /* simple merge of root lists */if head[H] = NIL then return H fi;
( 1, 2)H := new heap;head[H] := merge(H1, H2); /* simple merge of root lists */if head[H] = NIL then return H fi;if head[H] NIL then return H fi;prev-x := NIL;x := head[H];next-x := sibling[x];
if head[H] NIL then return H fi;prev-x := NIL;x := head[H];next-x := sibling[x];next x : sibling[x];while next-x NIL do
if (degree[x] degree[next-x]) or(sibling[next-x] NIL and degree[sibling[next-x]] = degree[x]) then
next x : sibling[x];while next-x NIL do
if (degree[x] degree[next-x]) or(sibling[next-x] NIL and degree[sibling[next-x]] = degree[x]) then(sibling[next-x] NIL and degree[sibling[next-x]] = degree[x]) then
prev-x := x;x := next-x;
else
(sibling[next-x] NIL and degree[sibling[next-x]] = degree[x]) thenprev-x := x;x := next-x;
else
Cases 1,2
elseelse
Deepak John,Department Of IT,CE Poonjar
if key[x] key[next-x] thenif key[x] key[next-x] thensibling[x] := sibling[next-x];
Link(next-x, x)else
if NIL th h d[H] l ibli [ ] fi
sibling[x] := sibling[next-x];Link(next-x, x)
elseif NIL th h d[H] l ibli [ ] fi
Case 3
if prev-x = NIL then head[H] := next-x else sibling[prev-x] := next-x fiLink(x, next-x);x := next-x
fi
if prev-x = NIL then head[H] := next-x else sibling[prev-x] := next-x fiLink(x, next-x);x := next-x
fi
Case 4
fifi;next-x := sibling[x]
od;
fifi;next-x := sibling[x]
od;od;return Hod;return H
Deepak John,Department Of IT,CE Poonjar
Union Example12
3328
15
25
7head[H1] 18
37
3
441029
6
8
head[H2]
41
50
31 1748
32 2445
222330
55
Merge
18
37
3
4410
612
3328
15
25
7head[H]x next-x
37
50
31 1748
441029
32 24
222330
833
41
2825
50
55
32 2445
t18
37
3
441029
6
8
12
3328
15
25
7head[H]x next-x
50
31 1748
32 2445
22233041
55Case 3
37
3
441029
6
83328
15
25
7head[H]
18
12x next-x
50
31 1748
1029
32 2445
222330
841
55
3245
t
37
3
441029
6
83328
15
25
7head[H]
18
12x next-x
50
31 1748
32 2445
22233041
Case 2 55
37
3
441029
6
83328
15
25
7head[H]
18
12prev-x x next-x
50
31 1748
32 2445
22233041
55
37
3
441029
6
83328
15
25
7head[H]
18
12prev-x x next-x
50
31 1748
1029
32 2445
222330
841
Case 455
3245
37
3
441029
6
3328
15
7
head[H]
18
12prev-x x next-x
50
31 1748
441029
32 2445
222330
84125
7
55
32 2445
prev x next x
37
3
441029
6
83328
15
7
head[H]
18
12prev-x x next-x
50
31 1748
32 2445
2223304125
Case 3 55
37
3
441029
6
815 7
head[H]
18
12prev-x x next-x
50
31 1748
32 2445
222330
8
33
41
28 25
55
37
3
441029
6
815 7
head[H]
18
12prev-x x next-x
50
31 1748
32 2445
22233033
41
28 25
55Case 1
37
3
441029
6
815 7
head[H]
18
12prev-x x next-x = NIL
terminates
50
31 1748
29
32 2445
222330
8
33
41
28
5
25
Note: Union isO(l )
55
345 O(lg n).
insertInsert(H, x)
H’ := Make-B-H();Insert(H, x)
H’ := Make-B-H();();p[x] := NIL;child[x] := NIL;sibling[x] := NIL;
();p[x] := NIL;child[x] := NIL;sibling[x] := NIL;sibling[x] := NIL;degree[x] := 0;head(H’) := x;
i ( ’)
sibling[x] := NIL;degree[x] := 0;head(H’) := x;
i ( ’)H := Union(H, H’)H := Union(H, H’)
Deepak John,Department Of IT,CE Poonjar
Extract Node With Minimum KeyThis operation is started by finding and removing the node x withThis operation is started by finding and removing the node x withminimum key from the binomial heap H. Create a new binomial heapH’ and set to the list of x’s children in the reverse order. Unite H and H’to get the resulting binomial heap.to get the resulting binomial heap.Pseudocode
Binomial-Heap-Extract-Min(H)1 find the root x with the minimum key in the root list of H,
and remove x from the root list of H.2 H’ <- Make-Binomial-Heap()2 H <- Make-Binomial-Heap()3 reverse the order of the linked list of x’s children,and set
head[H’] to point to the head of the resulting list.4 H <- Binomial-Heap-Union(H,H’)5 Return x
Run time: O(log n)Run time: O(log n)
Deepak John,Department Of IT,CE Poonjar
Extract Minimum Key Exampley p
5 1head[H] 2
12107
2
12103
15 151210
15
5 1head[H] 2
1210
15
7 1210
15
3
1210
Deepak John,Department Of IT,CE Poonjar15
5 12 10head[H] 2 head[H’]
157 1210
15
2
151210
15
5
7
2
12102
head[H]
10
12
15
2
121015
Deepak John,Department Of IT,CE Poonjar
15
Decreasing a keyThe current key is replaced with a new key To maintain the min-heapThe current key is replaced with a new key. To maintain the min-heapproperty, it is then compared to the key of the parent. If its parent’s key isgreater then the key and data will be exchanged. This process continues untilthe new key is greater than the parent’s key or the new key is in the root.y g p y yPseudocode:
Binomial-Heap-Decrease-Key(H,x,k)1 if k > key[x]1 if k > key[x]2 then error “new key is greater than current key”3 key[x] <-k4 y <-x5 z <-p[y]6 while z not NIL and key[y] < key[z]6 while z not NIL and key[y] key[z]7 do exchange key[y] <-> key[z]8 if y and z have satellite fields, exchange them, too.9 <9 y <- z10 z <- p[y]
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Decreasing a keyExecution time: This procedure takes O(log n) since the maximumExecution time: This procedure takes O(log n) since the maximumdepth of x is log n.Example:p
5 2h d[H] 5 2
1210
head[H] 5 2
1210
head[H]
15 1
5 2head[H] 5 15 2
121
head[H] 5 1
122
head[H]
Deepak John,Department Of IT,CE Poonjar
10 10
Delete a NodeWith assumption that there is no node in H has a key of -∞.
h k f d l i d i fi d dThe key of deleting node is first decreased to -∞.This node is then deleted using extracting min procedure.Pseudocode:
Binomial-Heap-Delete(H,x)1 Binomial-Heap-Decrease-Key(H,x,-∞)2 Binomial-Heap-Extract-Min(H)2 Binomial-Heap-Extract-Min(H)
Run time: O(log n) since the run time of both Binomial-Heap-Decrease-K d Bi i l H E t t Mi d i d f O(l )Key and Binomial-Heap-Extract-Min procedures are in order of O(log n).
Deepak John,Department Of IT,CE Poonjar
Delete a Node Examplep
a) b)
5 2head[H] 5 2head[H]
a) b)
1210
15
12-∞
1515
5 -∞head[H] 5head[H]
c) d)
122
1
12 2head[H’]
Deepak John,Department Of IT,CE Poonjar
15 15
e) f)
5 12 2
15
head[H] 5
12
2
15
head[H]
)
15 12 15
g)
5
2
15
head[H]
12
Deepak John,Department Of IT,CE Poonjar
Fibonacci heap
•A Fibonacci heap is Set of min heap ordered trees
Fibonacci heap
•A Fibonacci heap is Set of min-heap ordered trees.•Each node x has pointed p[x] to its parent & child [x] to one of itschildren•Represent trees using left-child, right sibling pointers and circular,doubly linked list.Child li k d t th i d bl li k d i l li t•Children are linked together in a doubly-linked circular list.
•The entire heap is accessed by a pointer min [H] which points to theminimum-key rootu ey oo
Deepak John,Department Of IT,CE Poonjar
min[ H ]
(a) 23 7 24
30
17
26
3
4139
303818 52 26 46
3541
min[ H ]
(b) 23 7 24
30
17
3818 52 26
3
46
4139
303818 52 26 46
35
Deepak John,Department Of IT,CE Poonjar
• Potential function:
Number of marked nodes in H
Fibonacci heapNumber of trees in the rooted list of H
Number of marked nodes in H (H) = t(H) + 2m(H)
�(H) = 5 + 2�3 = 11 minHeap H trees(H) = 5 marks(H) = 3
72317 24 3
30
35
26 464118 52
3539 44marked
Deepak John,Department Of IT,CE Poonjar
Fibonacci Heap Operationsp pCreateInsertInsertFind-MinUnionU oDeleteDelete-Min
•Make-Fib-Heap(H):Allocate and return the Fibonacci heap object H with n[H]=0 andmin[H]=nil, t(H)=0 , m(H)=0 so (H)=0
The cost of Make-Fib-Heap is O(1)The cost of Make-Fib-Heap is O(1).
Deepak John,Department Of IT,CE Poonjar
Fibonacci Heaps: InsertInsert.
Create a new singleton tree.Add to left of min pointer.Update min pointer.
i t 21
21
insert 21
min
72317 24 3
30 26 464118 52
Deepak John,Department Of IT,CE Poonjar
3539 44Heap H
min
41
723
18 52
3
30
17
26 46
24 21
39
4118 52
3544
Heap H
Insert Analysisse t a ys s
Actual cost. O(1)
Change in potential. +1
Amortized cost O(1)Amortized cost. O(1)
Fib-Heap-Insert(H x)Fib Heap Insert(H, x){ degree[x] 0
P[x] NIL[ ]child[x] NILleft[x] x ; right[x] xmark[x] FALSEconcatenate the root list containing x with root list Hif i [H] NIL k [ ] k [ i [H]]if min[H] = NIL or key[x]<key[min[H]]
then min[H] xn[H] n[H]+1n[H] n[H]+1
}
Fibonacci Heaps: UnionUnion.
Concatenate two Fibonacci heaps.Root lists are circular, doubly linked lists.
min min
717 323 24 21
39
4118 5230
35
26 46
44Heap H' Heap H''
39 44
Deepak John,Department Of IT,CE Poonjar
min
717 323 24 21
4118 5230 26 46
3935
44Heap H
Actual cost. O(1)
Change in potential. 0
Amortized cost. O(1)( )
Fib-Heap-Union(H1, H2){ k ib []{ H Make-Fib-Heap[]
min[H] min[H1]concatenate the root list of H with the root list of Hconcatenate the root list of H2 with the root list of Hif (min[H1]=NIL) or (min[H2] NIL and
min[H2]<min[H1])[ 2] [ 1])then min[H] min[H2]
n[H] n[H1]+n[H2]free the objects H1 and H2
return H}
Deepak John,Department Of IT,CE Poonjar
Extract min()Fib-Heap-Extract-Min(H)
{ z min[H]if z NILif z NIL
then { for each child x of zdo { add x to the root list of H
P[x] NIL }P[x] NIL }remove z from the root list of Hif z = right[z]
then min[H] NILthen min[H] NILelse min[H] right[z]
Consolidate(H)n[H] n[H] – 1n[H] n[H] – 1
}return z
}
Deepak John,Department Of IT,CE Poonjar
}
Fib-Heap-Link(H, y, x){ remove y from
the root list of H;Consolidate(H) the root list of H;make y a child of x;degree[x]degree[x]+1;mark[y] FALSE;
Consolidate(H){ for i 0 to D(n[H]) do A[i]=NIL
for each node w in the root list of Hdo { x w ; d degree[x] ; mark[y] FALSE;
}do { x w ; d degree[x] ;
while A[d] NILdo { yA[d]
if key[x]>key[y] then exchange xyif key[x]>key[y] then exchange xyFib-Heap-Link(H, y, x)A[d] NIL ; d d+1 }
A[d] }A[d] x }min[H] NIL
for i 0 to D(n[H]) doif A[i] NIL h { dd A[i] h li f Hif A[i] NIL then { add A[i] to the root list of H ;
if min[H]=NIL or key[A[i]]<key[min[H]]then min[H] A[i] }
Deepak John,Department Of IT,CE Poonjar
}
Fibonacci Heaps: Delete MinFibonacci Heaps: Delete Min• Delete min.
Delete min; meld its children into root list; update min– Delete min; meld its children into root list; update min.– Consolidate trees so that no two roots have same rank.
min
317237 24
39
4118 52
44
30
35
26 46
39 4435
411723 18 527 24
min
3930 26 46 44
35
min current
411723 18 527 24
3930
35
26 46 44
35
0 1 2 3rank
411723 18 527 24
currentmin
3930 26 46 44
35 0 1 2 3
411723 18 527 24
min current
39
411723 18 52
30
7
26 46
24
4430
35
26 46
0 1 2 3rank
411723 18 527 24
min
3930 26 46 44currentrank
350 1 2 3
rank
411723 18 527 24
min
3930 26 46 44current
35link 23 into 17
0 1 2 3rank
min
4117 18 527 24
392330
35
26 46 44current
35
link 17 into 7
0 1 2 3rank
0 1 2 3
current
417 18 5224min
39301726 46 44
35 23
link 24 into 7
0 1 2 3rank
mincurrent
39
417
30
18 52
1724 443930
23
17
26 46
24 44
35
rank0 1 2 3
a
417 18 52min
current
39301724 44
23
35
26 46
35
0 1 2 3rank
417 18 52min
current
39
417
30
18 52
1724 44
2326 46
35
0 1 2 3rank
417 18 52min
current
39
417
30
18 52
1724 44
2326 46
35link 41 into 18
0 1 2 3rank
7 1852min
current
3941
7
30
1852
1724
2326 46 44
35
0 1 2 3rank
min
current
7
30
52
1724 3941
18
30
23
17
26 46
24 3941
44
35
7 52min
18
301724 3941
23
35
26 46 44
stop
Fibonacci Heaps: Decrease KeyDecrease key of element x to k.
Case 0: min-heap property not violated.Case 0: min heap property not violated.•decrease key of x to k•change heap min pointer if necessary
7 18 38min
24 17 23 21 39 41
46 3026 5245
Deepak John,Department Of IT,CE Poonjar
88Decrease 46 to 45.
7235
Case 1: parent of x is unmarked.d k f t k•decrease key of x to k
•cut off link between x and its parent•mark parent•mark parent•add tree rooted at x to root list, updating heap min pointer
7 18 38min
24 17 23 21 39 41
45 3026 52
Decrease 45 to 15
15
Deepak John,Department Of IT,CE Poonjar
88Decrease 45 to 15.
7235
7 18 38min
24 17 23 21 39 4124
15 3026 52
Decrease 45 to 15.88
ec ease 5 to 5.7235
7 18 38min
15
24 17 23 21 39 412472
3026 52
88Decrease 45 to 15.
35
Deepak John,Department Of IT,CE Poonjar
Case 2: parent of x is marked.•decrease key of x to k•cut off link between x and its parent p[x], and add x to root list•cut off link between p[x] and p[p[x]], add p[x] to root list
If p[p[x]] unmarked, then mark it.If p[p[x]] marked, cut off p[p[x]], unmark, and repeat.
15 7 18 38min
24 17 23 21 39 4172 24
3026 52
Decrease 35 to 535
Deepak John,Department Of IT,CE Poonjar
88Decrease 35 to 5.
5
7 18 38515min
24 17 23 21 39 412472
3026 52
D 35 5
parent marked
Decrease 35 to 5.88
26 7 18 38515min
24 17 23 21 39 4188 2472
30 52
Decrease 35 to 5.parent marked
Deepak John,Department Of IT,CE Poonjar
26 7 18 38515 24min
17 23 21 39 418872
30 52
Decrease 35 to 5.
Deepak John,Department Of IT,CE Poonjar
Deepak John,Department Of IT,CE Poonjar
Deepak John,Department Of IT,CE Poonjar
Amortized Analysis techniquesy q• In amortized analysis we average the time required for a sequence
of operations over all the operations performed.• A ti d l i t t f h• Amortized analysis guarantees an average worst case for each
operation.– No involvement of probability
• The amortized cost per operation is therefore T(n)/n. The aggregate method The Accounting method The Accounting method. The potential method
Aggregate analysisAggregate analysis
– The total amount of time needed for the n operations iscomputed and divided by n.
– Treat all operations equally.– Compute the worst-case running time of a sequence of n
operationsoperations.– Divide by n to get an amortized running time.– We aggregate the cost of a series of n operations to T(n), thengg g p ( ),
each operation has the same amortized cost of T(n)/n
The Accounting methodThe Accounting method
• Principles of the accounting methodp g– 1. Associate credit accounts with different parts of the
structure– 2. Associate amortized costs with operations and show
how they credit or debit accounts• Different costs may be assigned to different operations• Different costs may be assigned to different operations.operations are assigned an amortized cost. Objects of the
data structure are assigned a credit
Accounting Method vs. Aggregate Method
• Aggregate method:gg g– first analyze entire sequence– then calculate amortized cost per operation
• Accounting method:– first assign amortized cost per operation– check that they are valid (never go into the red)– then compute cost of entire sequence of operations
The Potential method• Similar to accounting method• Similar to accounting method• Amortized costs are assigned in a more complicated way
– based on a potential functionbased on a potential function– and the current state of the data structure
• Must ensure that sum of amortized costs of all operations in thesequence is at least the sum of the actual costs of all operations in thesequence.
• Define potential function which maps any state of the data• Define potential function which maps any state of the data structure to a real number
• Notation:– D0 - initial state of data structure– Di - state of data structure after i-th operation
t l t f i th ti– ci - actual cost of i-th operation– mi - amortized cost of i-th operation
Red-Black TreesA red-black tree can also be defined as a binary search tree that satisfiesthe following properties:1.A node is either red or black.2.The root is ALWAYS black.3 All leaves are black3.All leaves are black.4.Both Children of a node that is red, are black. (no red node can havea red child).5 E h f i d d d d l f i h5.Every path from a given node down to any descendant leaf contains thesame number of black nodes. The number of black nodes on such a path(not including the initial node but including leaves) is called the black-height (bh) of the node.
The red-black tree has O(lg n) height
Deepak John,Department Of IT,CE Poonjar
Red-Black Tree
■ Root Property: the root is black■ External Property: every leaf is blackp y y■ Internal Property: the children of a red node are black■ Depth Property: all the leaves have the same black depth
Deepak John,Department Of IT,CE Poonjar
Rotations•Rotations are the basic tree-restructuring operation for almost allbalanced search trees.R t ti t k d bl k t d d•Rotation takes a red-black-tree and a node,
•Changes pointers to change the local structure, and Won’t violate thebinary-search-tree property.•Left rotation and right rotation are inverses.
y
Left-Rotate(T, x)x
x
y
Right-Rotate(T, y)
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An example of LEFT-ROTATE(T,x)
Deepak John,Department Of IT,CE Poonjar
Left and Right RotationLeft Rotate (T x)Left Rotate (T x)Left-Rotate (T, x)1. y right[x] // Set y.2. right[x] left[y] //Turn y’s left subtree into x’s right subtree.
Left-Rotate (T, x)1. y right[x] // Set y.2. right[x] left[y] //Turn y’s left subtree into x’s right subtree.3. if left[y] nil[T ]4. then p[left[y]] x5 [ ] [ ] // Li k ’ t t
3. if left[y] nil[T ]4. then p[left[y]] x5 [ ] [ ] // Li k ’ t t5. p[y] p[x] // Link x’s parent to y.6. if p[x] = nil[T ]7. then root[T ] y
5. p[y] p[x] // Link x’s parent to y.6. if p[x] = nil[T ]7. then root[T ] y
•The code for RIGHT-ROTATE is symmetric.
[ ] y8. else if x = left[p[x]]9. then left[p[x]] y10 l i h [ [ ]]
[ ] y8. else if x = left[p[x]]9. then left[p[x]] y10 l i h [ [ ]] •Both LEFT-ROTATE
and RIGHT-ROTATErun in O(1) time
10. else right[p[x]] y11. left[y] x // Put x on y’s left.12. p[x] y
10. else right[p[x]] y11. left[y] x // Put x on y’s left.12. p[x] y
Deepak John,Department Of IT,CE Poonjar
run in O(1) time.12. p[x] y12. p[x] y
Ri h iRight rotation:1. x=left[y];2. left[y]=right[x];[y] g [ ];3. If(right[x]!=nil)4. then p[right[x]]=y;5 p[x]=p[y];5. p[x] p[y];6. if(p[y]==nil)7. then root=x;8 El If(l f [ [ ]] )8. Else If(left[p[y]]=y)9. then left[p[y]]=x;10. else right[p[y]]=x;g [p[y]]11. right[x]=y;12. p[y]=x;
RotationTh d d f L f R h• The pseudo-code for Left-Rotate assumes that– right[x] nil[T ], and
root’s parent is nil[T ]– root s parent is nil[T ].• Left Rotation on x, makes x the left child of y, and the left subtree
of y into the right subtree of x.• Pseudocode for Right-Rotate is symmetric: exchange left and right
everywhere.Ti O(1) f b h L f R d Ri h R i• Time: O(1) for both Left-Rotate and Right-Rotate, since a constantnumber of pointers are modified.
Operations on RB TreesOperations on RB Trees• All operations can be performed in O(lg n) time.• Insertion and Deletion are not straightforward.
When Inserting a NodegRemember:1. Insert nodes one at a time, and after every Insertionbalance the treebalance the tree.2. Every node inserted starts as a Red node.3. Consult the cases, for rebalancing the tree.
•Basic steps:1. Use Tree-Insert from BST (slightly modified) to insert a node
x into Tx into T.-Procedure RB-Insert(x).-Color the node x red.Color the node x red.
2. Fix the modified tree by re-coloring nodes and performingrotation to preserve RB tree property.
Deepak John,Department Of IT,CE Poonjar
-Procedure RB-Insert-Fixup.
Red-Black fixup• y = z’s “uncle”y• Three cases:
– y is red– y is black and z is a right child– y is black and z is a left child.
Case 1 – Z’s uncle y is redC C
new zp[p[z]]
A D
y
C
A D
p[z]
B
z
A D
B
B
B
z is a right child here.Similar steps if z is a left child.
• y.Color = black• z.Parent.Color = black• z.Parent.Parent.Color = red• z = z.Parent.Parent
R fi• Repeat fixup
11
2 14
71 15
5 8
4
y
4zy.Color = blackz.Parent.Color = blackNew . a e .Co o b acz.Parent.Parent.Color = redz = z.Parent.Parent
NewNode
repeat fixup
1111
2 14
71 15
5 8 y
4z y.Color = blackz.Parent.Color = blackz.Parent.Parent.Color = redz = z.Parent.Parent
fi
NewNode
repeat fixup
11
2 142 14
71 15
5 8 yC l bl k
4zy.Color = blackz.Parent.Color = blackz Parent Parent Color = redNew z.Parent.Parent.Color redz = z.Parent.Parentrepeat fixup
NewNode
p p
1111
2 14
71 15
5 8 y
4z y.Color = blackz.Parent.Color = blackz Parent Parent Color redz.Parent.Parent.Color = redz = z.Parent.Parentrepeat fixup
NewNode
repeat fixup
1111
2 14 y
71 15z
5 8y.Color = black
4 z.Parent.Color = blackz.Parent.Parent.Color = red
P PNew z = z.Parent.Parentrepeat fixup
NewNode
Case 2 – y is black, z is a right childC C
p[z] p[z]A
z
y B y
B
A
z
• z = z.Parent• Left-Rotate(T, z)• Do Case 3
N t th t C 2 i b t f C 3• Note that Case 2 is a subset of Case 3
1111
2 14 y
71 15z
5 8 z = z.Parent
4Left-Rotate(T,z)Do Case 3
1111
2 14z y
71 15
5 8 z = z.ParentLeft-Rotate(T,z)
4( , )
Do Case 3
11
147 y
2
1
15
5
8z
1 5
44
z = z.ParentLeft-Rotate(T,z)Do Case 3
Case 3 – y is black, z is a left child
BC
p[z]
AB y
p[z]
C
z
A z
• z.Parent.Color = black• z.Parent.Parent.Color = red• Right-Rotate(T, z.Parent.Parent)
1111
147 y
2 158z
1 5
4 z.Parent.Color = blackz.Parent.Parent.Color = redRight-Rotate(T, z.Parent.Parent)
1111
147 y
2 158z
1 5
z Parent Color = black4 z.Parent.Color = blackz.Parent.Parent.Color = redRight-Rotate(T, z.Parent.Parent)Right Rotate(T, z.Parent.Parent)
11
147 y
2 158z
1 5
4 z.Parent.Color = black4z.Parent.Parent.Color = redRight-Rotate(T, z.Parent.Parent)
7
112
7
z
141 5 8 y
154
z.Parent.Color = blackz.Parent.Parent.Color = redRight-Rotate(T, z.Parent.Parent)
RB-Insert(T, z)1. y nil[T]2 x root[T]2. x root[T]3. while x nil[T]4. do y x5 if key[z] < key[x]5. if key[z] < key[x]6. then x left[x]7. else x right[x]8 [ ] 8. p[z] y9. if y = nil[T]10. then root[T] z11 l if k [ ] k [ ]11. else if key[z] < key[y]12. then left[y] z13. else right[y] z14. left[z] nil[T]15. right[z] nil[T]16 color[z] RED16. color[z] RED17. RB-Insert-Fixup (T, z)
RB-Insert-Fixup (T, z)1. while color[p[z]] = RED2 d if [ ] l ft[ [ [ ]]]2. do if p[z] = left[p[p[z]]]3. then y right[p[p[z]]]4. if color[y] = RED5. then color[p[z]] BLACK // Case 16. color[y] BLACK // Case 17. color[p[p[z]]] RED // Case 1[p[p[ ]]]8. z p[p[z]] // Case 19. else if z = right[p[z]] // color[y] RED10 then z p[z] // Case 210. then z p[z] // Case 211. LEFT-ROTATE(T, z) // Case 212. color[p[z]] BLACK // Case 313 color[p[p[z]]] RED // Case 313. color[p[p[z]]] RED // Case 314. RIGHT-ROTATE(T, p[p[z]]) // Case 315. else (if p[z] = right[p[p[z]]])(same as 10-1416 ith “ i ht” d “l ft” h d)16. with “right” and “left” exchanged)17. color[root[T ]] BLACK
Correctness
Loop invariant:• At the start of each iteration of the while loop,
– z is red.– If p[z] is the root, then p[z] is black.– There is at most one red-black violation:
• Property 2: z is a red root or• Property 2: z is a red root, or• Property 4: z and p[z] are both red.
• Termination: The loop terminates only if p[z] is black. Hence,property 4 is OK. The last line ensures property 2 always holds.p p y p p y y
• Maintenance: We drop out when z is the root (since then p[z] issentinel nil[T ], which is black). When we start the loop body, the
l i l ti i f t 4only violation is of property 4.– There are 6 cases, 3 of which are symmetric to the other 3. We
consider cases in which p[z] is a left child.p[ ]– Let y be z’s uncle (p[z]’s sibling).
Algorithm AnalysisAlgorithm Analysis• O(lg n) time to get through RB-Insert up to theO(lg n) time to get through RB Insert up to the
call of RB-Insert-Fixup.• Within RB-Insert-Fixup:• Within RB-Insert-Fixup:
– Each iteration takes O(1) time.Each iteration but the last moves up 2 levels– Each iteration but the last moves z up 2 levels.
– O(lg n) levels O(lg n) time.Th i ti i d bl k t t k O(l ) ti– Thus, insertion in a red-black tree takes O(lg n) time.
– Note: there are at most 2 rotations overall.
Deletion
• Find• Swap
– Moves entry to node with one external node (left)• Remove entry• Reattach right child
DeletionDeletion from a red black tree, is similar to deletion for a binarysearch tree, with a few exception:
•Always set the parent of a deleted node, to be the parent of oneof the deleted nodes children.•Red black fix-up method called if removed node is black.p
After a deletion of a red node (no violations occur):N bl k h i h h b ff d•No black-heights have been affected.
•No red nodes have been made adjacent (parent and child bothred).)•Deleted node is not the root since the root is black.
Deepak John,Department Of IT,CE Poonjar
• After Deletion of a Black node a restore function must be called tofix red-black properties that might be violated. There are 3possible initial violations.
If d l t d d th t d hild i ht b th t– If deleted node was the root, a red child might now be the root,Violation of property 2.
– If both the parent of removed node, and a child of removedIf both the parent of removed node, and a child of removednode are red, we have a violation of property 4.
– The removal of a black node can cause the black-height of oneh b h (b 1) i l i 5path to be shorter (by 1), violating property 5.
– We correct the problem of rule 5 by adding an extra “black” tothe node passed into the fix-up procedure. This leads tothe node passed into the fix up procedure. This leads toviolations in rules 1 since this node is now neither red or black.
Deepak John,Department Of IT,CE Poonjar
Delete PossibilitiesDelete Possibilities1:Delete Red node
• No problem2:Delete black node with red child
• Color red child black3:Delete black node with black child
C l hild “D bl Bl k”• Color child “Double Black”• 3 possibilities depending on neighboring nodes
X’s sibling is black with at least one red child– X s sibling is black with at least one red child– X’s sibling is black with no red children– X’s sibling is reds s b g s ed
Deletion – Fixup p• Idea: Move the extra black up the tree until x points to a red &
black node turn it into a black node,• x points to the root just remove the extra black, or• We can do certain rotations and recolorings and finish.
Withi th hil l• Within the while loop:– x always points to a nonroot doubly black node.– w is x’s siblingw is x s sibling.– w cannot be nil[T ], since that would violate property 5 at
p[x].
Case 1 – w is redp[x]
B
A D Bx w
D
E
p[ ]
A D
C E
B
A C
E
x new wC E
w
•w must have black children.•Make w black and p[x] red.•Th l ft t t [ ]•Then left rotate on p[x].•New sibling of x was a child of w before rotation must be black.Go immediately to case 2, 3, or 4.
Deepak John,Department Of IT,CE Poonjar
Case 2 – w is black, both w’s children are blackp[x] black
B
A Dx w
Bnew xc
cp[x]
A D
C E
A D
C E
•Take 1 black off x ( singly black) and off w ( red)
C E
C E
•Take 1 black off x ( singly black) and off w ( red).•Move that black to p[x].•Do the next iteration with p[x] as the new xDo the next iteration with p[x] as the new x.•If entered this case from case 1, then p[x] was red new x is red &black color attribute of new x is RED loop terminates. Then newx is made black in the last line.
Deepak John,Department Of IT,CE Poonjar
Case 3 – w is black, w’s left child is red, w’s right child is blackw s right child is black
Bx w
Bc
c
A D
x w
A C
D
new wx
C E
D
E
•Make w red and w’s left child black.
Make w red and w s left child black.•Then right rotate on w.•New sibling w of x is black with a red right child case 4.
Deepak John,Department Of IT,CE Poonjar
Case 4 – w is black, w’s right child is redB
A D Bx w
D
E
c
A D
C E
B
A C
E
xc’C E
•Make w be p[x]’s color (c).•Make p[x] black and w’s right child black.Th l ft t t [ ]•Then left rotate on p[x].
•Remove the extra black on x ( x is now singly black) withoutviolating any red-black properties.g y p p•All done. Setting x to root causes the loop to terminate.
Deepak John,Department Of IT,CE Poonjar
RB-Delete(T, z)1. if left[z] = nil[T] or right[z] = nil[T]2. then y z
RB-Delete(T, z)1. if left[z] = nil[T] or right[z] = nil[T]2. then y z3. else y TREE-SUCCESSOR(z)4. if left[y] = nil[T ]5. then x left[y]
3. else y TREE-SUCCESSOR(z)4. if left[y] = nil[T ]5. then x left[y]6. else x right[y]7. p[x] p[y] // Do this, even if x is nil[T]6. else x right[y]7. p[x] p[y] // Do this, even if x is nil[T]8. if p[y] = nil[T ]8. if p[y] = nil[T ]9. then root[T ] x10. else if y = left[p[y]]11. then left[p[y]] x
9. then root[T ] x10. else if y = left[p[y]]11. then left[p[y]] x11. then left[p[y]] x12. else right[p[y]] x13. if y = z14 then key[z] key[y]
11. then left[p[y]] x12. else right[p[y]] x13. if y = z14 then key[z] key[y]14. then key[z] key[y]15. copy y’s satellite data into z16. if color[y] = BLACK17 th RB D l t Fi (T )
14. then key[z] key[y]15. copy y’s satellite data into z16. if color[y] = BLACK17 th RB D l t Fi (T )
Deepak John,Department Of IT,CE Poonjar
17. then RB-Delete-Fixup(T, x)18. return y17. then RB-Delete-Fixup(T, x)18. return y
RB D l Fi (T )RB D l Fi (T )RB-Delete-Fixup(T, x)1. while x root[T ] and color[x] = BLACK2 do if x = left[p[x]]
RB-Delete-Fixup(T, x)1. while x root[T ] and color[x] = BLACK2 do if x = left[p[x]]2. do if x = left[p[x]]3. then w right[p[x]]4. if color[w] = RED
2. do if x = left[p[x]]3. then w right[p[x]]4. if color[w] = RED[ ]5. then color[w] BLACK // Case 16. color[p[x]] RED // Case 1
[ ]5. then color[w] BLACK // Case 16. color[p[x]] RED // Case 17. LEFT-ROTATE(T, p[x]) // Case 18. w right[p[x]] // Case 17. LEFT-ROTATE(T, p[x]) // Case 18. w right[p[x]] // Case 1
Deepak John,Department Of IT,CE Poonjar
/* x is still left[p[x]] */9. if color[left[w]] = BLACK and color[right[w]] = BLACK
l //
/* x is still left[p[x]] */9. if color[left[w]] = BLACK and color[right[w]] = BLACK
l //10. then color[w] RED // Case 211. x p[x] // Case 212. else if color[right[w]] = BLACK
10. then color[w] RED // Case 211. x p[x] // Case 212. else if color[right[w]] = BLACK12. else if color[right[w]] BLACK13. then color[left[w]] BLACK // Case 314. color[w] RED // Case 3
12. else if color[right[w]] BLACK13. then color[left[w]] BLACK // Case 314. color[w] RED // Case 315. RIGHT-ROTATE(T,w) // Case 316. w right[p[x]] // Case 317 color[w] color[p[x]] // Case 4
15. RIGHT-ROTATE(T,w) // Case 316. w right[p[x]] // Case 317 color[w] color[p[x]] // Case 417. color[w] color[p[x]] // Case 418. color[p[x]] BLACK // Case 419. color[right[w]] BLACK // Case 4
17. color[w] color[p[x]] // Case 418. color[p[x]] BLACK // Case 419. color[right[w]] BLACK // Case 420. LEFT-ROTATE(T, p[x]) // Case 421. x root[T ] // Case 422 else (same as then cla se ith “right” and “left” e changed)
20. LEFT-ROTATE(T, p[x]) // Case 421. x root[T ] // Case 422 else (same as then cla se ith “right” and “left” e changed)22. else (same as then clause with “right” and “left” exchanged)23. color[x] BLACK22. else (same as then clause with “right” and “left” exchanged)23. color[x] BLACK
Delete AnalysisO(lg n) time to get through RB-Delete up to the call of RB-Delete-Fixup.Within RB-Delete-Fixup:
Case 2 is the only case in which more iterations occur.x moves up 1 levelx moves up 1 level.Hence, O(lg n) iterations.
Each of cases 1, 3, and 4 has 1 rotation 3 rotations in all.Hence, O(lg n) time.
Deepak John,Department Of IT,CE Poonjar