800 BRICKELL AVE. STE 100

MIAMI, FLORIDA 33131

TEL: 305.921.8100

FAX: 305.921.8111

www.statetrust.com

StateTrust’s Code of Ethics

StateTrust specializes in providing a complete range of financial products, services and strategies

to help its clients to grow and preserve their net worth, while reaching their investment

objectives and financial goals.

Miami, Florida, USA – April 4, 2014 – At StateTrust there is a set of ethical principles

that they apply to all of their services. This Code of Ethics is what guides the company to

always do right by and for its clients.

First and foremost, StateTrust understands that trust from the customers can only

be achieved by performing with INTEGRITY at all times.

StateTrust encourages its staff to act in a consistent manner, according to the values, beliefs and principles that they hold as important and to cultivate these values through the practice of the Code of Ethics. Due to

the nature of the services offered, StateTrust is placed in a position of trust and confidence by the clients,

which must be preserved by performing with integrity, honesty and frankness in adherence and respect to

the values of the company.

StateTrust believes in the importance of building solid relationships with customers

but never forgetting that it is accountable for fact-based and OBJECTIVE decision

making.

By relying on verifiable data, StateTrust strives to perform and provide services with objectivity; reducing

or eliminating biases, prejudices or subjective evaluations that could affect the provision of services and/or

the outcome. To perform with objectivity requires intellectual honesty and impartiality, all of which are

qualities of the services provided.

A multidisciplinary team of professionals, decades of financial experience of the

staff and their quest for continuous education allows to deliver services with

COMPETENCE.

At StateTrust the knowledgeable, skillful and experienced staff provides services to clients in a competent

manner, working as a team and learning from the collective experiences to further enrich and improve the know-how. StateTrust is also a firm believer in ongoing education, and as such, provides its staff with

opportunities for learning.

StateTrust has zero tolerance for situations where FAIRNESS could be

compromised. They value their customers and put great emphasis on keeping their

trust and in securing their CONFIDENTIALITY.

StateTrust embraces the value of fairness, striving to make reasonable and impartial choices and decisions regarding their day to day operations and interaction with clients. StateTrust avoids situations and

relationships were conflicts of interests might exist. They also have in place anti-corruption and anti-

bribery policies, to help promote a healthy work environment with honest business practices.

At StateTrust, a lot of the client’s information and financial data is managed, which is handled in a strictly

confidential manner. Not only have they taken measures to protect the data repositories, but they also abide

to a policy of non disclosure of any confidential client information without their specific consent. Their

800 BRICKELL AVE. STE 100

MIAMI, FLORIDA 33131

TEL: 305.921.8100

FAX: 305.921.8111

www.statetrust.com

clients can feel comfortable knowing that information supplied to them will be confidential, and that helps foster better relationships.

Conducting business with PROFESSIONALISM and keeping a professional

relationship with the customers, inside or outside the workplace, is a key operating

factor. Due to the nature of the services provided, it is important to present a professional image that clients can

feel comfortable with. The staff is encouraged to conduct themselves in a professional manner by acting in

adherence to StateTrust’s Code of Ethics and that of their profession, inside and outside of the workplace.

StateTrust strives to make sure all checklists and service procedures are

accomplished, as a DILIGENT path to servicing the customer.

At StateTrust the aim is to provide a diligent service in compliance with the manuals and checklists of procedures and in adherence to the principles of promptness and thoroughness. Agents, advisors and

planners strive to offer the clients fast and well thought out solutions to their financial needs.

ABOUT STATETRUST

StateTrust is a privately owned financial institution specializing in wealth and investment

management. It operates in the United States through StateTrust Capital LLC, an

investment advisor firm and StateTrust Investments Inc., a registered broker-dealer.

If you are interested in more information about StateTrust Wealth Management services

or for further information about this release, please contact:

StateTrust Group

800 Brickell Avenue, Suite 100

Miami, FL 33131

(305) 921-8100

www.statetrust.com

DISCLAIMER: Investors should carefully review the objectives, risks, charges and expenses of any investment company before

investing. Prospectus and, if available, the summary prospectus, contains important information about the investment company. You

can contact us to request our prospectus, which we encourage you to read carefully. The value of your investment may fluctuate, and

when redeemed, shares may be worth more or less than their original cost. Investments in a fund (Investment Company) are not

insured or guaranteed by the Federal Deposit Insurance Corporation or any other government agency. Securities offered through

StateTrust Investments, Inc. Member of SIPC/FINRA. SIPC protection offered only on accounts held at StateTrust Investments, Inc

For more information about SIPC and the protections it provides, please visit SIPC's website. You may also want to read FINRA's

Investor Alert entitled SIPC Protection. Further information regarding the SEC and its regulatory framework can be found at

www.sec.gov. Neither the SEC nor FINRA endorse or approve the statements made herein and are not responsible for independent

actions taken by financial firms.

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