Formed 12 April 1992

Jurisdiction Government of India

Headquarters Mumbai, Maharashtra

Agency executive U. K. Sinha, Chairman

SEBI

To protect the interest of the investors in securities

To promote the development of securities market

To regulate the securities market Controller of Capital Issues was the regulatory

authority before SEBI came into existence

The SEBI is managed by its members

a) The chairman who is nominated by Union Government of India.

b) Two members, i.e. Officers from Union Finance Ministry.

c) One member from The Reserve Bank of India.

d) The remaining 5 members are nominated by Union Government of India,

e) out of them at least 3 shall be whole-time members.

Name Designation

Upendra Kumar Sinha Chairman

Prashant Saran Whole Time Member

Rajeev Kumar Agarwal Whole Time Member

S Raman Whole Time Member

Raje Kumar Joint Secretary, Ministry of Finance

V. K. Jairath magya Member Appointed

Anand Sinha Deputy Governor, Reserve Bank of India

Naved Masood Secretary, Ministry of Corporate Affairs

Prakash Chandra Part Time Member

Functions of SEBI

Regulating the business in stock exchange and any other securities market

Registering and regulating the workings of intermediaries associated with securities marketRegistering and regulating the working of collective investment schemes including mutual funds

Promoting and regulating self-regulatory organizations

Prohibiting fraudulent and unfair trade practices in the securities market

Functions of SEBI Promoting investors education and

training of intermediaries in securities market

Prohibiting insiders trading in securities Regulating substantial acquisition of

shares and take-over of companies Calling for information, undertaking

inspection, conducting enquiries and audits of the stock exchanges, intermediaries and self-regulatory organizations in the securities market

04/15/23 SAPM8

SEBI Regulates……….

to approve by−laws of stock exchanges.sebi to require the stock exchange to amend their

by−laws. inspect the books of accounts and call for

periodical returns from recognized stock exchanges.

inspect the books of accounts of a financial intermediaries.

compel certain companies to list their shares in one or more stock exchanges.

levy fees and other charges on the intermediaries for performing its functions.

grant license to any person for the purpose of dealing in certain areas.

delegate powers exercisable by it. prosecute and judge directly the violation of

certain provisions of the companies Act. power to impose monetary penalties.

Technical Advisory Committee Committee for review of structure of market

infrastructure institutions Members of the Advisory Committee for the SEBI

Investor Protection and Education Fund Takeover Regulations Advisory Committee Primary Market Advisory Committee (PMAC) Secondary Market Advisory Committee (SMAC) Mutual Fund Advisory Committee Corporate Bonds & Securitization Advisory Committee Takeover Panel SEBI Committee on Disclosures and Accounting

Standards (SCODA) High Powered Advisory Committee on consent orders

and compounding of offences Derivatives Market Review Committee Committe on Infrastructure Funds Regulation over Financial Terms of Various

Athourities.

SEBI committee