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PPP info day, Dublin, 11th June 2010
Public-Private Partnerships - FoF and EeB: Calls opening in July 2010
Disclaimer: Note that this presentation is not legally binding and does not represent any commitment on behalf of the European Commission
José-Lorenzo VALLÉSEuropean Commission
DG ResearchIndustrial technologies
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● DriversKnowledge, Sustainability, Competitiveness, Innovation, Recovery, Social aspects
● Grand Challenges - Vision 2020Employment, Safety, Health, Environment, Transport, Energy and Communications
● Recovery packagePublic Private Partnerships in support to Industry
Policy context for Production in NMP
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RTD objectives to meet the policy guidelines
● EU research policy will be one of the motors of our sustainable development
- boost research, development and innovation
- make a reality of the European Research Area
● New framework for public-private partnerships
- bring different sources of funding together
● Refocusing on key areas, in particular:
- more industry-driven applied R&D to bring new, leading edge products and clean technologies to markets
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NMP objectivesin FP7
● generate and apply knowledge for our industry
● improve competitiveness in many industrial sectors
● from resource-intensive to knowledge-intensive
● sustainable and safe production and consumption
● increase the value added to products and processes
● multi-disciplinary and multi-sectoral approach
● new high-tech or traditional industries and SMEs
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● Implementation of FoF and EeB Multi-annual Roadmaps
● Addressing the high priorities of the relevant ETPs
● Sustainable and safe production and consumption
● Support to industry, in particular SMEs
2011-2013 Objectives in NMP
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FP7-NMP Tentative Budget Distribution
F o F
F o FF o F
F o F
0
100
200
300
400
500
600
700
1st call(2007-08)
2nd call(2008-09)
3rd call(2009-10)
4th call(2010)
5th call(2011)
6th call(2012)
7th call(2013)
ME
URO
2011-2013 Budget
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Next call for
proposals
Program
me
Com
mittee
Advisory Group
EU policies
Strategic ResearchAgendas of European Technology Platforms
Foresight studies, continuity/
complementarity withFP6/FP7 portfolio, input
from stakeholders
Proposal for a multi annnual
implementationplan
ANALYSIS&
FEEDBACK
DIALOGUE
Our Work Programme is built upon many inputs
Methodology for the WP
RECOVERY PLAN:AIAGs of the PPPs
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Nanotechnologies Materials
Production
Nan
omat
eria
ls
Understanding keymechanisms (converging sciences)
Nanomedicine
Health, safety andEnvironmental impacts
Converging technologies
Understanding keymechanisms
Application driven Nano-manufacturing
Networked production
New specific processing methods
R&D onMaterials
New systemsor products
Industrial models
Adaptative production systems
Exploitation ofconvergence of technologiesDrivers
Grand challengesRecovery Package
NMP Strategic Coverage
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Integration inNMP Strategic Coverage
Nanoscience & Nanotechnologies Materials
New Production
Integration
Knowledge-based innovation in a number of different sectorsthrough the integration of newtechnologies coming from nano, materials and new production
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Nanosciences - NanotechnologiesMaterials
Production
EeB
•Refurbishment of existing buildings•Neutral or Energy positive new buildings•Energy-efficient district/communities•Horizontal technology aspects
Integration
FoF
•Sustainable manufacturing•High Performance Manufacturing•Exploiting new materials throughmanufacturing
FoF and EeB inNMP Strategic Coverage
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Production in NMP: Strategic Coverage
RawResources
ChemistryHarvesting Excavation
Intermediatesfibres, polymers,
metals, nano-basedProducts
Design and engineering, enabling technologies, ICT, business models, machinery, clean technologies
ManufacturingProcessing
MachiningAssembly Packaging
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Activities
Factories of theFuture
Energy-efficient Buildings
OtherSustainable &CompetitiveProduction
Integration of
Production
Organisational Issues / Business Models
Safety, Health and Environment (Sustainability)
Clean Process and Production Technologies
New Generation of High Added Value Products
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Strategic CoverageProduction activities in FP7
20112010200920082007Supply Chain Management / Business Models
Safety Technologies / Risk Management
Chemical Technologies / Process Intensification
Clean Technologies / Energy & Water Efficiency
Manufacturing Systems Design
Micro-nano Manufacturing
Production Equipment / Machine Tools
Construction Technologies
Forestry, Wood and Pulp & Paper Technologies
Textile Technologies
Consumer Goods / Mass Customisation
Mining / Industrial Handling of Minerals
EeBEeB
ERAnet
ERAnet
ERAnet
ERAnet
ERAnet
ERAnet
ERAnet
FoF
FoF
FoF
FoF
FoF
FoF
FoF
Biorefinery Green CarIMS
FoF
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PPPs part:- Implementation of production related priorities identified in the multiannual roadmaps - Serving the grand challenges of the EU recovery plan
NMP part: (Production, Integration):Concentration on activities not directly covered by the PPPs, emphasising research on issues such as:
- Parts of the product value chain not covered by the PPPs, from extraction and design to end-of-life
- Sustainability in products and their production respecting the environment and aiming at saving water and energy
- More sectoral oriented needs, for instance as expressed by ETPs
Production research in the WP
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Research activities
● Adopted by the EC on 26 Nov 2008 and endorsed by the EU Council on 11-12 Dec 2008
● Includes ‘smart investment’ in research‘To support innovation in the manufacturing, construction and automotive sectors, which have recently seen demand plumet as a result of the crisis and which also face significant challenges in the transition to the green economy…’
● Three Public-Private Partnerships (PPPs)Objective: to promote the convergence of public interestwith industrial commitment and leadership in determiningstrategic research activities
Recovery Plan
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Research activities
“Factories of the future” PPP initiative● Manufacturing is the driving force in the EU’s
economy, with 21% of GDP and 20% of all jobs● 25 industrial sectors, dominated by SMEs● Objective: Developing enabling technologies to
support EU manufacturing across many sectors ● Themes: NMP, ICT
€ 1.2 billion in 4 years
Recovery Plan
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FoF - Expected results
Sustainable Manufacturing:Quiet, clean and safe green production machines
Intelligent Manufacturing:Intelligent machines capable of interacting with operators, self-monitoring and self-correct smart production lines
High performance manufacturing:Towards zero-defects, lean and adaptive manufacturing processes
Exploiting new materials through manufacturing:Light-weight/high-functionality using new materials and micro/nanomanufacturing (‘portable factory’)
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Research activities
“Energy-efficient buildings” PPP initiative● The Construction industry accounts for 10% of
EU’s GDP and gives jobs to 32 million people● Buildings represent 40% of energy use and 33%
of Green House Gas emissions● Objective: Developing building and district
concepts with the potential to reduce energy use● Themes: NMP, ENERGY, ICT, ENV
€ 1 billion in 4 years
Recovery Plan
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EeB - Expected results
Monitoring tools: Rapid on-site measurement of actual performances
The building envelope:Highly efficient and smart windows
Systems and equipments: Integrated PV solutions and ICT for energy efficiency
Environmental technologies: Retrofitting of historic buildings
Standardisation: Pre-normative research, standards
Demonstration: Integration of innovative technologies
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Public-Private Partnerships
Double approach
• Involvement of industry, including SMEs, in the planning and implementation
• Quick response needed: use of existing instruments
• 7th Framework Programme
• Multi-annual Roadmaps until 2013 developed by industry in the framework of the Ad-hoc Industrial Advisory Groups
• Double approach for implementation :• Fast start with cross-thematic calls for proposals under FP7
• In parallel, exploration of strategy and options for longer term
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Indicative contributionsFP7 research budget (2010-2013)
Budgets (M€) NMP INFSO TRANS-PORT
ENERGY ENV TOTAL FP7
TOTAL PPP
Factories of the future
400 200+45
600+45
1,200
Energy-efficient Buildings
250 100+5
125 25 500+5
1,000
Green Cars 60 120 220 50 50 500 1,000
TOTAL 710 420+50 220 175 75 1,600
+50 3,200
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• Industry wants to have a leading role in defining research priorities, and to be involved in programme implementation
• A multi-annual integrated Work Programme with pre-defined budget ensures continuity in the implementation of research strategies & allows industry to have long-term investment plans
• Activities going from basic and applied research through to large-scale demonstration. More emphasis on impact.
• Increased use of SME-friendly research instruments
For industry: Why a PPP ?(compared to business as usual)
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Programme aspects
• Multi-annual Roadmap, published in January 2010
• Pre-defined budget ensures continuity
• Activities going from basic and applied research through to large-scale demonstration. More emphasis on impact
• Focused on enabling, transectoral production technologies
• More emphasis on industry relevance and demonstrationelements
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Call implementation aspects
• High involvement of industrial experts
• Single stage evaluation to reduce time to contract
• Coordinated & Joint Calls for Proposals
• Specific PPP Annex to the WP for higher visibility
Open to all according to normal FP7 rules
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Multi-annual Roadmap• Strategy document
• Time focused on the period 2010 to 2013
• Challenge and target oriented: leading to the needed impacts
• Consensus-based to generate wide stakeholders support
• Not so extremely detailed as to define the specific call topics
• Process:• Drafted by AIAG and sub-groups until June 2009;
• First Open consultation from July to September 2009;
• New version in October 2010;
• Second Open consultation in November - December 2009;
• Final version in January 2010
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(M€) Green CarEnergy
efficient Buildings
Factories of the future
Total
NMP 10 30 60 100
70
ENERGY 5 15 20
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Total 2010 108 65 95 268
ICT 20 15 35
ENVIRONMENT 5 5
TRANSPORT 68
Public-Private PartnershipsBudget Contributions 2010
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Results of first FoF Call
• Success rate: 26 %
• Share by Type of Organisation (requested funding):
- Higher Education: 23%
- Private for Profit: 54%
- Research Org: 22%
• Share of Funding of SMEs (retained proposals): 31 %
• Proposals involved partners from 25 countries
• First contracts signed in April 2010 (5 months to first GAs)
• First projects started on 1st May 2010
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Results of first EeB Call
• Success rate: 28 %
• Share by Type of Organisation (requested funding):
- Higher Education: 18%
- Private for Profit: 48%
- Research Org: 26%
• Share of Funding of SMEs (retained proposals): 24 %
• Proposals involved partners from 24 countries
• First contracts signed in May 2010 (6 months to first GAs)
• First projects started on 1st June 2010
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Implementation for 2011
Calls on FoF and EeB in WP 2011:• Planned publication: end of July 2010• Cross-thematic Call for each PPP
• Single-stage evaluation
• Deadline: 2 December 2010
Information day for the three PPPs: 9 July 2010 Factories of the Future
Energy-efficient Buildings
Green Cars
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(M€) Green CarEnergy
efficient Buildings
Factories of the future
Total
NMP 10 40 80 130
130
ENERGY 20 20
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43.5
Total 2011 89 85.5 160 334.5
ICT 30 20 80
ENVIRONMENT 5.5 5.5
TRANSPORT 43.5
Public-Private PartnershipsBudget Contributions 2011
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Eligibility in FP7
Meeting the deadlineCompleteness of Parts A and B of the proposalMinimum participation for both Collaborative Projects & Coordination Actions: - At least 3 independent legal entities, each of which is established in a Member State or Associated Country and no two of which are established in the same Member State or Associated Country
In scope of the Call and topicFunding limits (in some topics)
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Maximum Funding Rates
Research and technological activities:up to 50% of eligible costs, except for
Public bodies: up to 75%Secondary and higher education centres: up to 75%Research organisations (non-profit): up to 75%SMEs: up to 75%
Demonstration activities: up to 50%Other activities: up to 100%, e.g. ManagementCoordination and support actions: up to 100%
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Single-stage evaluation
Harmonised implementation across all Themes
Proposals are evaluated on the basis of the following 3 criteria:
Criterion Minimum threshold
S/T quality 3/5
Implementation 3/5
Impact 3/5
Overall 10/15
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Call Topics WP 2011 Factories of the Future PPP
Cross-thematic Call Deadline: 2 December 2010
The eco-factory: cleaner and more resource-efficient production in manufacturing – Large, NMP
Cooperative machines and open architecture control systems –Small, NMP
Robots for automation of post-production and other auxiliary processes – Small, NMP
High-tech solutions in the production processes for customised, healthy, green and safe consumer products – SME-targeted, NMP
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Call Topics WP 2011 Factories of the Future PPP
Cross-thematic Call Deadline: 2 December 2010
Towards zero-defect manufacturing – Large, NMP
Manufacturing chains for nano-phased components and coatings – Large, NMP
Virtual Factories and enterprises – CP (IP and STREP), ICT
Digital factories: Manufacturing design and product lifecycle management – CP (IP and STREP) and CSA, ICT
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Call Topics WP 2011 Energy-efficient Buildings PPP
Cross-thematic Call Deadline: 2 December 2010
Materials for new energy-efficient building components with reduced embodied energy – Large, NMP
New efficient solutions for energy generation, storage and use related to space heating and domestic water in existing buildings – Large, NMP
Energy saving technologies for buildings envelope retrofitting –Large, NMP
Geo-cluster approach to support European energy-efficiency goals – CSA (coordination action), NMP
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Call Topics WP 2011 Energy-efficient Buildings PPP
Cross-thematic Call Deadline: 2 December 2010
Technologies for ensuring, monitoring and/or controlling a high quality indoor environment (including comfort, health, safety, accessibility and positive stimulation) in relation to energy-efficient buildings in particular – CP (Small), ENV
Operational guidance for lifecycle assessment studies of the Energy-efficient buildings initiative – CSA (Support), ENV
Demonstration of very low energy new buildings – CP with predominant demonstration, ENERGY
ICT for energy-efficient buildings and spaces of public use – CP (STREP) & CSA - ICT
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Call Topics WP 2011 Other Production topics
Green Cars PPP
Advanced eco-design and manufacturing processes for batteries and electrical components - Large, Joint Call of NMP, SST and ENV
NMP Activity 4.3 New Production
Eco-design for new products – Small
Modelling and control of intensified process systems – Small
Eco- efficient management of industrial water – Large
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Call Topics WP 2011
NMP Activity 4.4 Integration
New technologies based on physical processing of materials for mechanical or electro-technical applications, Large
Advanced underground technologies for intelligent mining and forinspection, maintenance and excavation, Large
Advanced textiles for the energy and environmental protection markets, SME-targeted
Events related to the Presidency of the European Union, CSA
Support to NoEs with durable integrated structures, CSA
ERA-NET on Industrial handling of raw materials, CSA
ERA-NET on Industrial safety, CSA
NCP trans-national activities, CSA