8/10/2019 NLPC 990 2013
http://slidepdf.com/reader/full/nlpc-990-2013 1/34
,;
g9[l
Return
of
Organization
Exempt
From
lncome
Tax
Under
section
501
(c),
527,
oi+S+21"11f1
of the
lnlernal
Revenue Code
(except
private
foundations)
201
3
Departrent
of the
Tl$ury
lntmal
Rflenue
servie
)
Do
not
enter Soclal
Security
numbers
on this
form as
it may
be made
public'
and
A
Forthe2013calendar
,
or
tax
D
Employer
identification
number
s2-t750188
E
Telephone
number
7
03t237 -L97
0
$
1,40
IT
H(a)
ls this
a
group
return
for
subordinatesz
....
l--lYes
lTl
uo
H(b)
ercat
suooroinates
inctuoed?EYes
l--l
No
lf
"No," attach
a list.
(see
instructions)
J
K
2 Check
this
box
)
if the
organization
discontinued
its
operations
or disposed
of
more
than
25%i
ol its net
assets.
3
Number of
voting
members of
the
governing
body
(Part
Vl,
line
1a)
t-9
4
Number
of independent
voting
members
of the
governing
body
(Part
Vl' line
1 b)
5
Total number
of individuals
employed
in calendar
year
2013
(Part
V, line 2a)
6 Total
number
of volunteers
(estimate
if
necessary)
7 a
Total
unrelated
business
revenue
from
Pan
Mll' column
(C),
line 12
""......-.-.....
business
from Form 990.7
00
L,297
L,233
75
334
44
208 5
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503
ock
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penalties
ol
periury,
I deelare
that
I
have examined
this
retum, including
accompanying
schedules
and
statements,
and to
the
best
of
my knowledge
and
belief,
it
is
correct,
and is based
on
all
information
of
which
B
ch6k
if
appli€ble:
r-"-lAddEs
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PRESIDENT
>
f;ffiffi
name
and title
Paid
Prepaler
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0nly
332001
10-29-13
SEE
IN
00 1 1
8452
4-L029
703
38s-8888
uss this return
with
the
preparer
sholl/n
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LHA
For
Paperwork
Reduction
Act
Notice, see
the
separate
instructions'
LES
F.
HELME
III,
CP
THOMPSON
GREENSPON
Firm'saddress;l,
4035
RIDGE
FAIRFAX,
VA
TOP
RD,
SUITE
22030
SCHEDULE
O
FOR
ORGAI{IZATION
MISSION
STATEMENT
CONTINUATION
rorm
990
eotg
8/10/2019 NLPC 990 2013
http://slidepdf.com/reader/full/nlpc-990-2013 2/34
NATIONAL
LEGAL
AND POLICY
CENTER
s2-L750188
Briefly
describe
the
organization's
mission:
rrE.r,
vewrrvv
\rtv
Ytv-r'i-
To
EDUcATp
tnu
Crunnar,
PILELIC
THRoUGH
RESEARcH'
DoCUMENTATIoUIT-ANP-TIIE
ffir'
TNFoRMATToN
oN
NoNPARTT
ISSUES
RELATING
PRIMARILY
2 Did the
organization
undertake
any
significant
program
services
during
the
year
which were
not
listed
on
nY""
[Flruo
the
prior
Form
990
or 990'EZ?
lf
"Yes,' describe
these
new services
on
Schedule
O.
3 Did
the
organization
cease
conducting,
or make
significant
changes
in
how it
conducts,
any
program
services?........""."......
[--lY""
lx-lHo
lf
"Yes,'
describe
these changes
on Schedule
O"
4
Describe
the
organization's
program
service
accomplishments
for
each of its
three
largest
program
services, as
measured
by
expenses'
section
501(cx3)
and 501(c)(4)
organizations
are required
to report
the amount
of
grants
and allocations
to others,
the total
expenses,
and
revenue,
if
anv, for
each
program
service-relpgrteC.-
-
4a
(coae_)(e*p*"oS
2211673.
inctudinssantsof$
)
(n*enu"$-)
CONPONATN
INTEM
THIS
PROJECT
PROMOTES
INTEGRITY
IN
iss
PaR
INFLUENCE
OF
CORRUPT
CORPORATE
OFFICIALS
AND
THE
POLITICAL
SYSTEM.
(coae:
-
)
(expenss$
LVJ
'
JVJ.
85,
385
.
incrudinssantsor$
-
)
(Rwenue
$
bneaNrzgo'r,aeoR
ACcouNTABU.,rry
pRoJEcr.
THrs
PRoJElqr
FocusES
oN
THE
D
THEIR
CORRUPTING
INELUENCE
ON
ESTTGATES
AND
E4POSES
TO
THE
iitUsus
oF
THE
LABoR
uNroNS
AI{D
THE:
roR
oF
LABO&
UNION
LEADERS.
(coo*
-
)
(expen*s$
J I
v
I
vJw.
S
152-9--,
incrudins
smnts
of
$ _
)
(Rwenue
$
bovnnmlnNr
rNrEenrry
pno,vncr.
THIS
PRoJECT
FoCUSES
oll
THE
REAUCRACIES
AND
EMPLOYEES.
avvvvrr
--
-------
HE
GOVERNMEXA
AND
THE
GENERAL
INDIVIDUA
OVERNMENTAL PROCESS.
4d
Other
program
seryices
(Describe
in
Schedule
O.)
66
,634
.
332002
10-29-13
27tLL3
70L392
CH50028
2
20L3.
O5OOO
NATIONAL
LEGAL
AND
POLICY
C
CH5OO28]
8/10/2019 NLPC 990 2013
http://slidepdf.com/reader/full/nlpc-990-2013 3/34
2
3
NATIONAL
LEGAL
AND
POLI ,Y- -ENTER
52-17s0188
Checklist
Schedules
1 ls
the organization
described
in
section
501(c)(3)
or 4947(a)(1)
(other
than
a
private
foundation)?
/f
oYes,
u
comPtete
Schedule
A
ls
the
organization
required
to
complete
schedute
B,
Schedule
of
contributorg
Did
the
organization
engage
in direct
or indirect
political
campaign
activities
on
behalf
of
or in
opposition
to
candidates
for
section
501(cx3)
organizations.
Did
the
organization
engage
in lobbying
activities,
or have
a
section
501(h)
election
in effect
ls
the
organization
a
section
SO1(cXa),
501(cXS),
or 501(cX6)
organization
that
receives
membership
dues,
assessments,
or
similar amounts
as
defined
in Revenue
Procedure
98'19?
,f "Yes,"
complete
Schedule
C,
Part
lll
Did the
organization
maintain
any
donor
advised
funds
or any
similar funds
or
accounts
for
which
donors
have
the
right
to
provide
advice
on
the
distribution
or investment
of amounts
in
such funds
or
accounts?
lf
"Yes,'
complete
Schedule
D, Patt
I
Did
the
organization
receive
or hold
a
conservation
easement,
including
easements
to
preserve open
space,
the
environment,
historic
land
areas,
or
historic
structures?
lf "Yes,
"
complete
Schedule
D,
Part
ll
....--
.
Did the
organization
maintain
collections
of works
of
art,
historical
treasures,
or
other
similar
assets?
/f
"Yes,"
complete
Did
the organization
repoft
an amount
in Part
X,
line 21
,
for
escrow
or custodial
account
liability;
serve as
a
custodian
for
amounts
not
listed in
Part
X;
or
provide
credit
counseling,
debt management,
credit
repair,
or
debt
negotiation
services?
lf
'Yes,'
co@lete
Schedub
D, Pafi
lV
10 Did the
organization,
directly
or through
a related
organization,
hold
assets
in
temporarily
restricted
endowments,
permanent
endowments,
or
quasi'endowments?
/f
"Yes,' complete
Sehedule
D' Part
V
11
lf
the
organization,s
answer
to
any of
the following
questions
is
"Yes,' then
complete
Schedule
D, Parts
Vl'
Vll' Vlll,
lX' or
X
as
applicable.
a
Did
the organization
report
an
amount
for land,
buildings,
and
equipment
in Part
X, line
10?
lf
'Yes,"
complete
Schedule
D,
b
Did
the
organization
report
an amount
for
investments
' other
securities
in Part
X,
line
12 that
is
57o
or more
of its
total
assets
reported
in
Part
X,
line
16? lt
'Yes,'
complete
Schedule
D,
Patt
Vll
c Did
the
organization
report
an amount
for investments.
program
related
in
assets
reported
in
Part
X, line
16?
/f 'Yes,
"
complete
Schedule
D' Part
Vlll
Did
the
organization
report
an
amount
for
other
assets
in Part
X, line
15 that
is
5%
or more
of
its total
assets
reported
in
Did
the
organization
report
an
amount
for
other liabilities
in Part
X, line
25'l lf 'Yes,.
complete
Schedule
D, Part
X
.....
"... ".....
Did
the
organization,s
separate
or
consolidated
financial
statements
for
the tax
year
include
a
footnote
that
addresses
the organization's
liability
for unceftain tax positions under
FIN
48
(ASC
74A)'? lf
"Yes,"
complete
Schedule
D, Patt
X
Did
the organization
obtain
separate,
independent
audited
financial
statements
for
the
tax
year?
/f
'Yes,'
complete
Schedub
D, Parts
X
and
Kl
x
x
x
x
x
x
x
x
Part
X,
line
1 3 that
is
5o/o
or
more
of its
total
e
I
12a
b
13
14a
b
15
't6
17
18
Was
the organization
included
in consolidated,
independent
audited financial
statements
for
the
tax
year?
lf
',yes,,,
and
if
the
organization
answered'No"
fo line
12a
then
compteting
Schedute
D, Parts
X
and
Xl
is optional
ls
the
organization
a school
described
in
section
170(bX1)(AX|D?
tf
'Yes,"
complete
Schedule
E
Did
the
organization
maintain
an
office,
employees,
or
agents
outside
of
the
United
states?
Did
the
organization
have
aggregate
revenues
or
expenses
of more
than
$1o,ooo
from
grantmaking,
fundraising,
business'
investment,
and
program service
activities
outside
the
United
States,
or
aggregate
foreign
investments
valued
at
$100'000
or more?
lf
'Yes,u
comptete
Schedule
F,
Parts
I
and
lV
x
x
x
or for foreign individuals?
lf
"Yes,' complete
Schedule
F,
Parts lll and
lV
Did
ihe organization
report
a total
of
more
than
$15,OOO
of expenses
for
professional
fundraising
services
on
Part
lX'
column
(A),
lines
6
and
1
1
e?
lf
'Yes,"
complete
Schedule
G' Part
I
Did
the
organization
report
more
than
915,000
total
of fundraising
event
gross
income
and
contributions
on
Part
Vlll'
lines
1c and 8a? /f
-Yes,
" complete
Schedule
G' Part
ll
ig Did the
organization
report
more
than
g15,000
of
gross
income
from
gaming
activities
on
Part
Vlll,
line
9a?
lf
"Yes"'
complete
Schedule
G,
Part
lll
20a
Did
the
organization
operate
one
or more
hospital
facilities?
lf
.Yes,'complete
Schedule
H
Did
the
<irganization
report
on
Part lX'
column
(A)'
foreign
organizalion?
lf
"Yes,"
complete
$chedule
Did
the
organization
report
on Part
lX,
column
(A),
line 3,
more
than
$5,000
of
grants
or
other
assistance
to
or for
any
F,
Parts
ll and
lV
..........
line 3,
more
than
$5,000
of
aggregate
grants
or
other
assistance
to
3
2
013
.
O5OOO
NATIONAI,
LEGAL
x
x
x
x
x
x
x
3320m
1 0-29-13
7AL392
CH5002B
rorm
9901zot
AND
POLICY
C
CH5OO281
8/10/2019 NLPC 990 2013
http://slidepdf.com/reader/full/nlpc-990-2013 4/34
NATIONAL
LEGAL
AND
POLICY
CENTER
s2-L7s0188
21
Did
the organization
report
more
than
$5,000
of
grants
or
other assistance
to
any domestic
organization
or
government
on Part
lX,
column
(A),
line
1'?
lf "Yes,.
complete
schedule
l,
Parts I
and
ll
22
Did
the organization
report
more
than
$5,000
of
grants
or other
assistance
to
individuals
in the
United
States
on Part
lX,
column
(A),
line
2?
ff
"Yes,
-
complete
Schedule
l, Parts
I
and
lll
29 Did the
organization
answer'yesn
to
part
Vll, Section
A,
line 3,
4, or 5
about compensation
of
the
organization's
current
and
former
officers,
directors,
trustees,
key
employees,
and
highest
compensated
employees?
lf
"Yes,"
camplete
24a Didthe
organization
have
a tax-exempt
bond
issue
with
an
outstanding
principal
amount
of more
than
$100'000
as of
the
last
day
of the
year,
that
was
issued
after
December
3'l
,
2OA2?
ff
"Yes,"
answer
lines
24b
through
24d and
complete
b
Did
the
organization
invest
any
proceeds of tax€xempt
bonds
beyond
a temporary
period
exception?
.-..-."......"..
c
Did
the organization
maintain
an
escrow
account
other
than
a refunding
escrow
at any
time
during
the
year
to defease
d
Did the
organization
act
as
an
'on
behalf
of issuer
for
bonds
outstanding
at any
time during
the
year?
"-....-..-...
2Ea Section
801(cX3)
and 501(cX4)
organizations.
Did
the
organization
engage
in
an
excess
benefit
transaclion
whh
a
disqualified
person
during
the
year?
lf 'Yes,"
complete
Schedule
L'
Part
I
.".""""
b ls
the
organization
aware
that
it engaged
in an
excess
benefit
transaction
with
a
disqualified
person
in
a
prior
year,
and
that
the transaction
has
not
been reported
on
any of the
organization's
prior
Forms
990
or
990"E2?
lf "Yes,'
complete
26
Did
the
organization report
any
amount
on
Pad X, line
5,
6, or 22 for
receivables
from
or
payables
to
any current
or
former
officers,
directors,
trustees,
key
employees,
highest
compensated
employees,
or
disqualified
persons?
lf
so'
complete
Schedule
L,
Part
ll
2Z
Did the
organization
provide
a
grant
or
other
assistance
to
an officer,
director,
trustee,
key
employee,
substantial
contributor
or employee
thereof,
a
grant
selection
committee
member,
or
to a
357o
controlled
entity
or
family
member
of
any
of
these
persons?
lf
'Yes,'
complete
Schedule
L,
Part
lll
-.
..
"
.
2A
Was the
organization
a
party
to
a business
transaction
with
one
of the following
parties
(see
Schedule
L, Part
lV
instructions
for
applicable
filing
thresholds,
conditions,
and
exceptions):
A cunent
or former
officer,
director,
trustee,
or key
employee?
lf
'Yes,'
complete
Schedule
L' Pilt
lV
A
family member
of
a
current
or former
officer,
director,
trustee,
or key
employe
e?
lf
"Yes,"
complete
Schedule
L'
Part lV
.
" " "
-
An
entity
of
which
a current
or former
officer,
director,
trustee,
or
key
employee
(or
a family
member
thereoO
WEIS
an
officer'
director,
trustee,
or
direct
or
indirect
owner?
/f
'Yes,'
complete
Schedule L,
Pan
lV
............
Did
the organization
receive
more
than
$25,OOO
in
non.cash
contributions?
lf
"Yes,'
complete
Schedule
M
Did
the
organization receive
contributions
of
art, historical
treasures,
or other
similar
assets,
or
qualified
conservation
contributions?
lf
"Yes,'
complete
Schedule
M
..........
31
Did
the organization
liquidate,
terminate,
or dissolve
and
cease
operations?
If 'Yes,"
complete
Schedule
N,
Part I
32
33
34
Did the
organization
sell,
exchange,
dispose
of, or transfer
more than
25Yo
o'f
ils
net
assets?If
"Yes,"
complete
Schedu/e
N, Paft
11
.........
.
Did the
organization
own
1OO%
ol
an entity
disregarded
as
separate from
the
organization
under
Regulations
sections301.7701'2and301.7701"3?
lf "Yes,'completeScheduleR,Partl
.....-.."
Was
the
organization
related
to
any tax-exempt
or
taxable
entity?
/f "Yes,
"
complete
Schedule
R,
Part
ll,
lll,
or lV,
and
No
x
x
a
b
c
x
x
x
x
x
x
x
x
29
30
PutV,
line
1
35a
Did the
organization
have
a controlled
entity
within
the
meaning
of section
512(bX1
3)?
b
lf
.yes,
to line
35a,
did
the organization
receive
any
payment
from or
engage
in
any
transaction
with
a
controlled
entity
within
the meaning
of seclion
512(bx13)?
tf
'Yes,'
camplete
schedule
R, Part
V,
line 2
36
Section 50t(cx3l organizations.
Did
the organization
make any transfers
to
an
exempt non'charitable
related
organization?
g7
Did
the
organization
conduct
more
than
5%
of its
activities
through
an
entity
that
is not
a related
organization
and
that
is treated
as
a
partnership
for
federal
income
tax
purposes?
lf
"Yes,"
complete
Schedule
R, Paft
Vl
gg
Did
the
organization
complete
Schedule
O
and
provide
explanations
in
Schedule
O for
Part
Vl,
lines
1 1
b and 19?
x
x
x
3320,0,4
10.29-13
70L392
CH5002B
4
2OL3"05OOO
NATIONAI, LEGAL
AND
Form
990
(zot
POLTCY
C
CH5OO281
8/10/2019 NLPC 990 2013
http://slidepdf.com/reader/full/nlpc-990-2013 5/34
1a
b
c
NATIONAL
LEGAL
AND
POLICY
CENTER
52-L7s0188
Statements
Other
lRS
Filings
and
ompliance
Check
if
Schedule
O contains
a
response
or
note to any line
in this Part
V
..
EnterthenumberreportedinBox3ofForml096.Enter'0'ifnotapplicable..................
Enterthe
numberof
FonnsW'2G
included
in line 1a.
Enter'0" if not
applicable
............"."...............
Did
the
organization
comply
with
backup
withholding
rules for reportable
payments
to vendors
and repodable
gaming
2a Enter the
number of
employees
reported
on Form W-3, Transmittal
of Wage
and
Tax
Statements,
filed
for the calendar
year
ending with
or within the
year
covered by this return
b lf at least
one is repofted
on line
2a, did
the organization
file all required federal
employment
iax
returns?
Note.
lfthesumoflineslaand2aisgreaterthan250,youmayberequiredloe-file(seeinstructions)."........."."...
Did
the organization
have
unrelated
business
gross
income
of
$1
,000
or more
during the
year?
lf
"Yes,'
has
it filed a Form
990-T for
this
year?
lf
'No,'
to
line 3b,
provide
an explanation
in Schedule
O
At
any time
during the
calendar
year,
did the
organization
have an interest
in, or
a signature or
other
authority
over, a
financial
account in
a
foreign
country
(such
as a bank account,
securities account,
or other financial
account)?
b lf 'Yes,'
enter the name
of the
foreign country:
)
See instructions
for
filing requirements
for
Form
TD
F
90-22.1
,
Report
of
Foreign Bank
and Financial
Accounts.
5a
Wastheorganizationapartytoaprohibitedtaxsheltertransactionatanytimeduringthetaxyear?.............
b Didanytaxablepartynotifytheorganizationthatitwasorisapartytoaprohibitedtaxsheltertransaction?.""......
lf "Yes,'to
line 5a or 5b,
did the
organization
file Form 8886'T?
a
b
c
Does the organization
have
annual
gross
receipts
that are normally
greater
than
$100,000,
and did the
organization solicit
any contributions
that
were
not
tax deductible
as charitable contributions'l
......
.".".
lf
"Yes,'
did
the organization
include
with
every
solicitation
an express statement
that
such
contributions
or
gifts
Organizations
that
may receive deductible
contributions
under
section
170(c).
Did the organization
receMe
a
payment
in excess of
$75
made
partly
as a contribution
and
partly
for
goods
and services
provided
to the
payor?
lf
"Yes,'
did
the organization
notify
the donor
of the value of the
goods
or services
provided?
..
Did the organization
sell,
exchange,
or otherwise
dispose of tangible
personal
property
for which
to file
Form
8282?
it was required
Enter the
amount
of reseryes
on hand
r
hao it filarl a
Fanm
TDi
l^
ra^^r't lhEse nrvments?
/f
"A/a-
"
nrovide an exolanation in
3a
b
4a
c
6a
x
x
d
lf
'Yes,'
indicate the number
of Forms
8282 filed
during the
year
....
I
7d
I
e Did the
organization receive
any
funds,
directly or indirectly,
to
pay premiums
on a
personal
benefit
contract?
f
Did
the
organization, during
the
year,
pay premiums,
directly or
indirectly,
on
a
personal
benefit
contract?
...
g
lf the
organization received
a
contribution
of
qualified
intellectual
property,
did
the organization
file Form
8899 as required?
.".
h
lf
the organization
received
a contribution
of cars, boats,
airplanes, or other
vehicles,
did the
organization file
a Form 1098-C?
8
Sponsoring organlzations
maintaining
donor advised
lunds
and
seclion
509(aX3)
supporting
0rganizations"
Did
the
supporting
organization,
or a donor advised
fund
maintained by a
sponsoring organization,
have
excess
business
holdings
at any time during
the
year?
9
Sponsoring
organizations
maintaining donor
advised
funds.
a
Did the
organization make
any
ta€ble
distributions under
section 4966?..
..
b Did
the
organization
make
a
distribution to
a
donor, donor advisor,
or related
person?
10
Section
501(cX4
organizations.
Enter:
a
lnitiation
fees and
capital
contributions
included
on Part Vlll, line 12
.....
........".
. .
Ll
b
Gross
receipts,
included
on Form
990,
Part
Vlll, line 1
2,
for
public
use of
club
facilities
.............
. .
11
Section
501(cX12)
organizations.
Enter:
a
Gross
incorne from
members
or shareholders
b
Gross
income
from
other sources
(Do
not net
amounts due or
paid
to other
sources
against
amounts due
or received
from
them.)
12a
Section
agaT(aXl)
non-exempt
charitable
trusts.
ls
the organization
filing Form
990
in
lieu
of
Form.1041?
b
lf'Yes,'entertheamountoftax.exemptinterestreceivedoraccruedduringtheyear........."...'..."
13
Section
501
(cX29)
qualified
nonprofit
health
insurance
issuers'
a ls
the
organization
licensed
to issue
qualified
health
plans
in more than
one
state?
b
c
14a
b
Note"
See
the instructions
for
additional
information
the
organization must
report
on Schedule
O,
Enter
the
amount
of reserves
the
organization
is required
to
maintain
by the
states
in which
the
organization
is licensed
to
issue
qualified
health
plans
E
Did the organization
receive
any
payments
for indoor
tanning
services
during
the tax
year?
x
iiii:ii
x
T
332005
10-29-13
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CHs0028
5
20L3.
O5OOO
NATIONAL
LEGAL
Form 990
(2013
AND
POLICY
C
CH5OO281
8/10/2019 NLPC 990 2013
http://slidepdf.com/reader/full/nlpc-990-2013 6/34
1a
NATIONAL
LEGAL
AND POLICY
CENTER
52-L7s0
188
and
Enter
the number
of voting
members
of the
governing
body
at the
end of
the
tax
year
lf
there
are
matsrial
differences
in
voting
rights
among
members
of the
governing
body,
or
if
the
governing
body
delegated
broad
authority
to an
executive
committee
or
similar
committee,
explain
in
Schedule
0.
Enterthe numberof voting
members
included
in
line
1a,
above,
who
are
independent
"
""""
"'
2
Did
any
officer,
director,
trustee,
or key
employee
have
a
family
relationship
or
a
business
relationship
with any
other
officer,
director,
trustee,
or key
employee?
B
Did
the
organization
delegate
control
over management
duties
customarily
performed by
or
under
the direct
supervision
of
officers,
directors,
or trustees,
or key
employees
to
a
management
company
or
other
person?
Did
the
organization
make
any
significant
changes
to its
governing
documents
since
the
prior
Form
990
was
filed?
Did
the
organization
become
aware
during
the
year
of a
significant
diversion
of the
organization's
assets?
Did
the organization
have
members
or
stockholders?
. .
Did
the
organization
have
members,
stockholders,
or
other
persons
who
had
the
power
to
elect
or appoint
one or
more
members
of
the
goveming
bodY?
b
Are any
governance
decisions
of
the
organization
reserved
to
(or
subject
to
approval
by)
members,
stockholders.
or
persons
other
than
the
governing
body?
Did
the
organization
contemporaneously
document
the
meetings
held or
written actions
undertaken
during
the
year
by the
following:
The governing
bodY? ...........
Each
committee
with
authority
to
act
on behalf
of
the
governing
body?
ls there
any officer,
director,
trustee,
or
key
employee
listed
in Part
Vll,
Section
A,
who
cannot
be reached
at
the
lntemal
Did
the
organization
have
local
chapters,
branches,
or affiliates?
lf
,yes,.
did
the organization
have
written
policies
and
procedures
governing
the
activities
of
such
chapters,
affiliates,
and
branches
to
ensure
their
operations
are
consistent
with
the
organization's
exempt
purposes?
Has
the organization
provided
a
complete
copy
of
this Form
990 to
all members
of its
governing
body
before filing
the
form?
Describe
in
Schedule
O
the
process,
if any,
used
by the organization
to review
this
Form
990'
4
5
6
7a
x
x
x
x
x
x
x
8
a
b
I
x
No
x
10a
b
11a
b
12a
b
c
l6a
Did
the organization
have
a
written
conflict
oJ interest
policy?
/f
"No,
"
go
to line
13
Were officers,
directors,
0r
trustees,
and
key employees
required
to disclose
annually
interests
that
could
give
rise to
conflicts?
Did
the
organization regula1y
and consistently monitor
and
enforce
compliance
with
the
policy?
/f "Yes,
" descnbe
in
Schedule
O
how
this was
done
14
Did
the
organization
have
a written
document
retention
and
destruction
policy?
iS
Did
the
process
for
determining
cornpensation
of
the following
persons
include
a review
and
approval
by independent
persons,
comparabil'rty
data,
and
contemporaneous
substantiation
of
the
deliberation
and
decision?
a The
organization's
CEO,
Executive
Director,
or
top
management
official
b
Other
officers
or
key
employees
of the
organization
-...........
".'
lf
'Yes"
to
line 15a
or 1
5b,
describe
the
process
in
Schedule
O
(see
instructions)'
Did the
organization
invest
in,
contribute
assets
to,
or
participate
in a
ioint
venture
or
similar
arrangement
with
a
lf
,yes,.
did
the
organization
follow
a written
policy
or
procedure
requiring
the organization
to
evaluate
its
participation
in
joint
venture
anangements
under
applicable
federal
tax
law,
and take
steps
to
safeguard
the
organization's
332006
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2711L3
70
6
2OL3.05OOO NATIONAL LEGAL
AND
rorm
990
(zot
POLICY
C
CH5OO281
Section
G.
Disclosure
17
List
the
states
with
which
a copy
of
this
Form
g
1g
Section
6104
requires
an
organization
to
make
its
Forms
1023
(or
1024
if applicable),
990,
and 990'T
(Section
501(cX3)s
only)
available
for
public
inspection.
lndicate
how
you
made
these
available'
check all
that
apply.
5-Or.
*"0.,"
E
Anotner,s
website
l--l
upon
request
[--l
otner
1a<p
lain
in
Schedute
o)
1g Describe
in
schedule
o
whether
(and
if
so, how),
the
organization
made
its
governing documents,
conflict
of interest
policy,
and
financial
statements
available
to the
publio
during
the
tax
year'
20
State the
name,
physical
address,
and
telephone
number
of
the
person
who
possesses
the
books
and records
of the
organization:
)
THE
CORPORATTON
-
(703\237-L979
ffiNcouRT,ffi
vA
2204
ffiFULL
Lrsr
or
srATEs
1392
CH5002B
8/10/2019 NLPC 990 2013
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NATIONAL
LEGAL
of
Officers,
Directors,
fey
grnployees,
Highest
Compensated
Employees,
and
lndependent
Contractors
Check
if
Schedule
O contains
a
response
or note
to any
line in this
Part
Vll
..................,................'......................""""""""""""'
E
Section
A.
O,fricerc,
Directons,
Trustees,
Key Employees,
and
Highest
Compensated
Employees
la
complete
this
table for
all
persons
required
to
be listed.
Repoft
compensation
for
the
calendar
year
ending
with
or
within
the organization's
tax
yea
o
List all
of
the organization,s
current
officers,
directors,
trustees
(whether
individuals
or
organizations),
regardless
of
amount
of compensation"
enter
O- in-cotumns
(6),
(E),
and
(D
if no
compensation
was-paid'^
_.
'-
I
f-i"i
.f f
"iitt"
"igHiiltion
d- l"rr."i
i"i
employees,
if any.
See instructions
for definition
of
-key
employee''
o
Ust
the organization,s
five currenl
highest
compensated
employees
(other than
an officer,
director,
trustee,
or key
employee)
who
received
repor
able
compensation
(Box
s
otio-
w.z
an-cl/or
Box
I
of
i.im
109'9-Nilsc);f
more
than
$10o,ooo
from
the
organization
and any related
organizations'
o
List all
of the
organization's
former
officers,
key
employees,
and highest
compensated
employees
who
received more
than $100'000
of
reportable
compensation
from
the
organization
and
any related
organizations.
o
List
all
of the
organization's
former
directorc
or
irustees
that received,
in
the
capacity
as
a
former
director
or trustee
of
the organization,
more
than
g10,OO0
of-reportable
compensation
from
the
organization
and any
related
organizations.
ust
persons
in the
following
order:
individual
trustees
or
directors;
institutional
trustees;
officers;
key
employees;
highest
compensated
employees;
and
former
such
Persons.
(A)
Name and Title
(1)
KENNETH
F.
BOEIIU
CHAIR}IA}I
(2)
PETER
A.
FI,AIIERTY
PRESIDENT
(3)
DAVrD
Wrr,xrllsoN
DIRECTOR
(4)
I,IICHAEL
FAI"CONE
DIRECTOR
(5)
XURr
CI{RTSIENSEN
DIRECIOR
332007
1G.29-13
27LLL3
70L392
CH5002B
7
2OL3"05OOO
NATIONAL LEGAL
AND
(R
Estimated
amount
of
other
compensation
from
the
organization
and
related
organizations
6L2
36
302
rorm
990
(zot
POLICY
C
CH5OO281-
34
0
0
0
(E)
Reportable
compensation
from
related
organizations
(w-2/1099-Mlsc)
(D)
Reportable
compensation
from
the
organization
w-2/10e9-Mlsc)
(c)
Position
(do
not
chsk
more
than
one
box,
unlss
pe6on
is both
an
offier
and
a dietor/truste)
228,250.
225,000.
8/10/2019 NLPC 990 2013
http://slidepdf.com/reader/full/nlpc-990-2013 8/34
NAT
ONAI
L
AND POLIC
CENTER
(A)
Name
and
title
Sub-total
-175
01_
8 8
(R
Estimated
amount
of
other
compensation
from
the
organizalion
and related
organizations
tb
c
d
Total
number
of
individuals
(ncluding
but
not
limited
to those
listed
above)
who
received
more
than
$100,000
of reportable
3
Did
the
organization list any
former
officer, director,
or
trustee,
key employee,
or
highest
c,ompensated
employee
on
line
1a?
lf
"Yes,'
complete
Schedule
J for
such
individual
4
For
any
individual
listed
on
line
.l
a, is the
sum
of
repoftable
compensation
and
other
compensation
from
the
organization
andrelatedorganizationsgreaterthan$150,000?
lf 'Yes,'comptetescheduleJforstchindividual
.............-..""'
5 Did
any
percton
listed
on
line
1a receive
or
accrue
compensation
from
any
unrelated
organization
or individual
for
services
(E)
Reportable
compensation
from
related
organizations
w-z1ose-Mlsc)
(D)
Reportable
compensation
from
the
organization
(w-2/1099-Mlsc)
(c)
Position
(do
not
chsk
more than
one
box,
unless
pffion
is both
an
officer and
a
dir*tor/truste)
Section
B. lndependent
Contractors
@yourfivehighestcompensatedindependentcontractorsthatreceivedmorethan$100,000ofcompensationlrom
+ha
^r
.ni7^li^n
Flanort comoensalion for the
calendar
year
ending
with
or
within
the
organ
(A)
Name and
business
address
NONE
(c)
Corniensation
rorm
990
eote
B
2OL3.O5OOO
NATIONAL LEGAL AND
POLICY
C
CH5OO281
2
Total
number
of independent
contractors
(including but not
limited
to those
listed
above)
who
received
more
than
-.i^-,-
-
*^
^.
^riualian
b 0
3:12008
10-29-13
70L392
CHs0028
8/10/2019 NLPC 990 2013
http://slidepdf.com/reader/full/nlpc-990-2013 9/34
Statement
of Revenue
line in thl
VIII
9
201,3
"
05000
NATToNAL
o6
ca
gr
(,E
tr<
ES
oC
t6
tso
.Cr
Eo
ct
oc
Cl
to
o
o
bE
at,
E
E9
( 0,
-gltr
o
o.
NATIONAI
LEGAL
AND
POLTCY
CENTER
52-L750188
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L,297
Form
990
(201
C
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=
o
o
c
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s
o
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LEGAL AND
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8/10/2019 NLPC 990 2013
http://slidepdf.com/reader/full/nlpc-990-2013 10/34
NATIONAL
LEGAL
AI{D
PoL-Lq-Y- EI{ EB
all
AII other
contains
or note
to
52-L7s0188
Do
not
inctude
amounts
rePorted
on
lines
fu,
7b,
8b,
9b,
and ldb
of
Part
Vlil.
1
Grants and
other
assistance
to
governments
and
organizations
in
the
United
States.
See
Pad
lV,
line 21
2
Grants
and
other
assistance
to
individuals
in
the
United
States'
See Part
lV'
line
22
3
Grants
and other
assistance
to
governments,
organizations,
and
individuals
outside
the
United
States.
See
Part lV,
lines
15
and
16
.."
4
Benefits
paid
to
orfor
members
5
Compensation
of
current
officers,
directors'
trustees,
and
keY
emPloYees
6
Compensation
not
included above,
to
disqualified
persons (as
defined
under
section
4958(f)(1
))
and
persons
described
in
section
4958(c)(3XB)
7
Other
salaries
and
wages
8
Pension
plan
accruals
and contributions
(include
section
40l
(k)
and
403(b) employer
contributions)
9
Other emploYee
benefits
10
Payrolltaxes
l1 Fees
for
services
(non'employees):
a
Management
.,............,....
b Legal
c
Accounting
d
Lobbying
e
Professional
fundraising
services.
See
Part
lV,
line 17
I
lnvestment
management
fees
........................
g
Other.
(lf
line 119 amount
exceeds
10% of
line 25,
column
(A)
amount,
list line
119 expenses
on Sch
0.)
12
Advertising
and
promotion
13 Office
expenses....................
14
lnformationtechnologY
15
Royalties
16
Occupancy
17
Travel
18
Payments
of travel
or
entertainment
expenses
for
any
federal,
state,
or
local
public
officials
19
Gonferences,
conventions,
and
meetings
......
20
21
22
23
24
Payments
to
affiliates
Depreciation,
depletion,
and
amortization
......
lnsurance
Other exDenses.
ltemize expenses
not
covered
above.
(List
miscellaneous
expenses
in
line
24e. lf
line
24e ambunt
exceeds
10% of
line
25, column
(A)
amount, list
line 24e expenses
on Schedule
0.)
"""...
POSTAGE
&
SHIPPING
PRINTING
26,L34
11.
0s4.
2,L75.
7.
326
s98
30
6
11,
a
b
c
d
e
CAGE
SERVTCES
All other
expenses
Total tunctional
exoenses.
Add lines
1 through
24e
GO
I
UlOl
lgllurlulrqr
s^Pqrroecr
26 Jolnt
costs. Complete
this
line only
if the organization
reported
in column
(B)
joint
costs
lrom
a
combined
educational
and
lundraising
solicitation.
Chek
here
)
332010
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2013.
O5OOO
NATTONAL
I,EGAL
rorm
990
(zote
AND
POI,ICY
C
CH5OO2B]-
8/10/2019 NLPC 990 2013
http://slidepdf.com/reader/full/nlpc-990-2013 11/34
NATIONAI
LEGAL
POLICY
CENTER
in this Part X
s2-L750
188
429 551
2
o
o
ll
o
33201
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70L392
CH50028
11
20L3.
O5OOO
NATTONAL
LEGAL
88
895
1
,01
99
6
3
4
2
466
9
s24
B
i:::lj;::::::::::iallt
113
390
027
rorm
990
(zots
o
o
o
c
s
.E
o
E
E
lr
o
o
o
o
o
)
z
AND
POLTCY
C
CH5OO281
8/10/2019 NLPC 990 2013
http://slidepdf.com/reader/full/nlpc-990-2013 12/34
NATI
AND
POLICY
CENIEB
52-1750
188
I
2
3
4
5
6
7
I
I
10
Reconciliation
of
Net
Assets
Total
revenue
(must
equal
Part
Vlll,
column
(A)'
line
12)
Total
expenses
(must equal
Part
lX,
column
(A),
line
25)
""'
Revenue
less
expenses.
Subtract
line
2 from
line
1
Net assets
or
fund
balances
at
beginning
of
year
(must
equal
Part X,
line
33,
column
(A))
"""
Net
unrealized
gains
(losses)
on
investments
""'."'"""'""'
Donated seryices
and
use of
facilities
lnvestment
exPenses
Prior
period
adiustments
Other
changes
in net
assets
orfund
balances
(explain in
Schedule
O)
"'""""""'"'
Net
assets
or
fund
balances
at
end
of
year.
Combine
lines
3
through
9
(must
equal
Part
X'
line
33,
Accounting
method
used
to
prepare
the
Form
990:
f--l
Cu"t E
Accrual
l--l
Otn"t
lf the
organization
changed
its method
of
accounting
from
a
prior
year
or
checked
'other,"
explain
in schedule
o'
Were
the
organization's
financial
statements
compiled
or reviewed
by
an independent
accountant?
'..""""""'"
lf
.yes,.
check
a
box
below
to indicate
whether
the financial
statements
for
the
year
were
compiled
or reviewed
on
a
separate basis,
consolidated
basis, or
both:
-il'a"o"r*
o**
[--l
consolidated
basis
l--l
gott
consolidated
and
separate
basis
Weretheorganization'sfinancial
statementsauditedbyanindependentaccountant?
"""
""""""""""':"""""
lf
,yes,.
check
a
box
below
to
indicate
whether
the
financial
statements
for
the
year
were
audited
on
a separate
basis'
consolidated
basis,
or both:
'51-a","r,"
i**
l--l
Gonsolidated
basis
l-_l
aoth
consolidated
and
separate
basis
lf
.yes.
to
line
2a
or
2b,
does
the
organization
have
a committee
that
assumes
responsibility
for
oversight
of the
audit'
review
or cornpilation
of
its
financial
statements
and
selection
of an
independent
accountant?
" " '
" "
"
" " "
lf the
organization
changed
either
its
oversight
process
or selection
process
during
the
tax
year,
explain
in
Schedule
O'
As
a result
of a
federal
award,
was
the
organization
required
to undergo
an
audit
or audits
as set
forth
in
the
Single
Audit
lf
.yes,.
did
the
organization
undergo
the
required
audit
or audits?
lf
the
organization
did
not
undergo
the
required
audit
233,097.
0sB.
25
39.
5
976.
896,503.
m
No
b
c
3a
b
332012
10-29-13
70L392
L2
2OL3.O5OOO
NATIONAL
rorm
990
eotg
cHs002
B
LEGAL
AND
POLICY
C
CH5OO281
8/10/2019 NLPC 990 2013
http://slidepdf.com/reader/full/nlpc-990-2013 13/34
SCHEDULE
A
(Form 990
or
990-EZ)
Departrent
of
the Tl€sury
lntemal
Bwenus
silie
lon
rl
Tl
.l--l
t
g
Public
Charity
Status
and
Public
Support
Complete
if
the
organization
is a
section
501(cX3)
organization
or
a section
'
4947(aX1)
nonexempt
Gharitable
trust'
) Attach
to
Form
990
or
Form
990-EZ'
)
lnformation
about
Schedule
A
(FoM 999lI
and
its
instructions
is
at
Name
of
the
organization
Employer
identification
number
NATTONAI
T,EGAL
AI{D
POLTCY
SENIER
52-17s0188
(All
organizations
must
complete
this
See instructions"
The
organization
is
not
a
private
foundation
because
it is:
(For
lines
1
through
11'
check
only
one
box')
;
-fl
R
cnurctr,
convention
of
churches,
or
association
of
churches
described
in
section
170(bXlXAl(i)'
2
J
A
school
described
in
section
170(bXlXAXi0.
(Attach
Schedule
E')
;
-
A
hosp'rtal
or
a
cooperative
hospital
service
organization
described
in
section
170(bXlXAXiii)'
;
-
n
i"ii""r
research
organization
operated
in conjunction
with
a hospital
described
in section
l7o(bxlxAxii0'
Enter
the hospital's
name'
city,
and
state:
5E^.il[".t"""megeoruniversityownedoroperatedbyagovernmentalunitdescribedin
section
170(bXlXAlGv).
(Complete Part
ll')
6
f]
A
federal,
state,
or
local
government or
governrnental unit
described
in
section
170(bXlXAXv)'
;
tr
o.
.rn""i*,"n
that
normally
receives
a substantial
part
of its
support
from
a
governmental
unit
or
from
the
general
public described
in
section
170(bXlXAXva).
(Complete
Pad
ll')
AcommunitytrustdescribedinsectionlT0(bXlXAXvil.(CompletePartlI.)
An
organization
that
normafiy
receives:
(1)
more
than
33
1/3yo
ol
its suppod
from
contributions,
membership
fees,
and
gross
receipts
from
activities
related
to
its
exempt
functions
.
subject
to
certain
exceptions,
and
(2)
no more
than
33
1/3o/o
of its
support
from
gross
investmen
income
and
unrelated
business taxable income
(less
section
51
1
tax)
from
businesses
acquired
by the
organization
after
June
30' 1975"
See
section
509(aX2).
(Complete Part
lll")
An
organization
organized
and
operated
exclusively
to
test for
public
safety.
see
section
509(axa)'
An
organization
organized
and
operated
exclusively
for
the
benefit
of,
to
perform the functions
of, or
to carry
out
the
purposes
of
one
or
more
publicly
supported
organizations
described
in section
509(a)(1)
or
section
509(aX2).
see
section
509(aX3)'
check
the
box
that
describes
the
type
of supporting
organization
andcomPlete
lines
1
1e
through
1 t
h'
;fffil
"*
"'*;H;ffii
--
.
l--l'ivp"
lt
.Functionalty
integrated
a
lI
tvpe
lll "Non{unctionallv
intesrate
By
checking
this
box,
I
certify
that
the
organization
is not
controlled
directly
or indirectly
by
one
or more
disqualified
persons
other
than
foundation
managers
and
other
than
one
or more
pubricly
supported
organizations
described
in
section
509(a)0)
or
section
509(aX2)'
lf the
organization
received
a wrhten
determination
from
the
IRS
that
it
is a
Type
l,
Type
ll,
or
Type
lll
since
August
17,2rJl6,has
the
organization
accepted
any
gift
or contribution
from
any
of
the following
persons?
(i)
A
person
who
direcly
or indirectly
controls,
either
alone
or
together
with
persons described
in
(ii)
and
(iii)
below'
the governing
body
of
the supported
organization?
'.-..'...".
(ia)
A
family
member
of a
person described
in
(i)
above?
(iii)
A
35%
controlled
entity
of a
person
described
in
(i)
or
(ii)
above?
"
provide
the
following
information
about
the
supported
organization(s).
for
SE
e
l-_l
332021
09-25-13
70L392
CHs0028
1"3
2013.05000
NATToNAL
(i)
Name
ofsupponed
organization
LHA
For
Paperwork
Reduction
Act
Notice,
see
the
lnstructions
for
Form 990
or
990-EZ.
(vii)
Amount
of
monetar
support
Schedule
A
(Form
990
or
990-EZ)
201
(iii)
Type
of organization
(described
on
lines
1-9
above
or
IRC section
(see
instructions))
LEGAL AND
POLICY
C
CH5OO2B1
8/10/2019 NLPC 990 2013
http://slidepdf.com/reader/full/nlpc-990-2013 14/34
13
NATIONAL
LEGAL
AND
LICY
CENTER
52-L750
188
Support
Sections
1
and
1
(Complete
only
if
you
checked
the box
on
line
5, 7
,
or
I
ol
Part
I
or
if the
organization
failed
to
qualify
under
Part lll.
lf
the
organization
fails
to
qualify
under
the
tests
listed
below,
please
complete Part
lll.)
Section
A.
Public
Galendat
year (0I
tiscal
year
beginning
ln)
)
I Gifts,
grants,
contributions,
and
membership
fees received.
(Do
not
include
any 'unusual
grants.')
-.....
2
Tax
revenues levied
forthe
organ"
ization's
benefit
and either
Paid
to
or
expended
on
its behalf
3
The
value
of services
or facilities
fumished
bY a
governmental
unit
to
the
organization
without
charge
.".
4
Total. Add
lines 1
through
3
......"..
5
The
portion
of total
contributions
by each
person (otherthan a
govemmental
unit
or
PubliclY
supported
organization)
included
on line
't
that
exceeds
2%
of
the
amount
shown
on
line 11,
column
(0
6
Section
B.
Total
Calendar
year (or
tlscat
year
beginnlng
in)
)
7
Amounts
from
line
4
I
Gross
income
lrom
interest'
dividends,
payments
received
on
securities
loans,
rents,
roYalties
and income
from
similar
sources
"..
9 Nel
income
from
unrelated
business
activities,
whether
or not
the
business
is regulady
canied
on
10 Other
income.
Do not
include
gain
or
loss from
the
sale of caPital
assets
(Explain
in
Part lV.)
I
1 Tota support.
Add lines
7
through
1
0
7_079"4s0
7
"079
.450
375
380.
6 704 0't0
450
2B
276
7
.t07 .726
>E
>E
>E
>[]
12
Gross
receipts
from
related
activities,
etc.
(see
instructions)
"'
I
12
I
i
3
First
live
years.
lf
the
Form
9g0 is
for the
organization's
first,
second,
third,
fourth,
or fifth
tax
year
as
a section
501
(cX3)
Support
14 Publicsupportpercentagefor20l3(line6,column(fldividedbylinell,column(0).........."."....
15
Public
support
percentagelrom2012
Schedule
A, Part
ll'
line
14
." .. ....
92
i6a 03
l/3%
support
test
-
20i0.
lf
the
organization
did
not
check
the box on
line
13,
and
line 14
is
33 1/3o/o
or
more,
check
this
box
and
bggllg%supporttest-2012.
lftheorganizationdidnotcheckaboxonline13or16a,andline15is33
1/3o
ormore'checkthisbox
17a
1oo/o-facts-and-circumstancestest
- 2019.
lf
the
organization
did
not
check
a
boxon
line
13,
16a,
or
16b,
and
line 14 is
loYo
ot
more'
and if
the organization
meets
the
,facts.and.circumstances'
test,
check
this
box
and
stop here.
Explain
in Part
lV how
the
organization
meets
the
-facts.and.circumstances'
test. The
organization
qualifies
as
a
publicly supported
organization
b10%-facts-and-circumstancestest
-2012.1f rheorganizationdidnotcheckaboxonlinel3,
16a,
16b,or17a,andline15is107oor
more,
and if
the
organization
meets
the
'facts-and-circumstances"
test,
check
this
box and
stop
here. Explain
in Part
lV
how
the
organization
meets
the
.facts-and.circumstances'
test.
The
organization
qualifies
as a
publicly supported
organization
| 25L.074,
1 111 925
.409
_105.
-075
.546
332022
09-25-13
70L392
CH50028
L4
20L3"
O5OOO
NATTONAL
LEGAL
Schedule
A
(Form
990
or 990'EZ)
201
AND
POLTCY
C
CH5OO281
8/10/2019 NLPC 990 2013
http://slidepdf.com/reader/full/nlpc-990-2013 15/34
NATToNAL
LEGAJ,
AND
POLICY
CENTER
s2-L7s0188
De
(complete
only
if
you
checked
the
box
on line
9 of
part
I
or
if
the
organization
failed
to
qualify under
Part
ll' lf
the
organization
fails
to
A.
Public
Calendar
year (01
liscal
yeal
beginning
in) )
1
Gifts,
grants,
contributions,
and
membershiP
fees
received.
(Do
not
include
any
"unusual
grants.')
.....
2
Gross receiPts
from admissions'
merchandise
sold
or
services
Per'
formed,
or facilities
lurnished
in
any
activity
that
is
related
to
the
organization's
tax'exempt
purpose
3
Gross receipts
from
activities
that
are not
an unrelated
trade
or
bus'
iness
under
section
513
4
Tax
revenues
levied
forthe
organ'
ization's
beneftt
and
either
paid
to
or
expended
on
its
behalf
5
The
value
of
seryices
or facilities
fumished
bY
a
governmental
unit
to
the
organization
without
charge
...
6
Total. Add
lines
1
through
5
.....'...
7a
Amounts
included
on
lines
1,2'
and
3 received
from
disqualified
persons
b
Arnounts
induded
on
lin6
2
and
3
received
from
oths
than
disqualified
peMns that
sceed
the
gBter
oI
$5,0OO
or
'196
of
the
amount
on
line
13 br
the
y€r
..
-. -...
'... "
-....
c
Add
lines
TaandTb
8
Section
B.
Total
Calendar
year
(0r
liscal
yeal
beginning
ln)
)
I
Amounts
from
line
6
10a
Gross
income
from
interest,
dividends,
PaYments
received
on
securities
loans,
rents,
royalties
and
income frorn similar
sources
..-
b Unrelated
business
taxable
income
(less
section
511
taxes)
from businesses
acquired
afrer
June
30,
1
975
c
Add
lines 10a
and
10b
..................
1l
Net
income
from
unrelated
business
activities
not
included
in line
10b'
whether
or not
the business
is
regularlY
canied
on
12
Other
income"
Do
not
include
gain
or loss
from
the
sale
of caPital
assets
(Explain in Part
lV.)
't3
14
Total
supporl.
(Add
lln6
9,
1o,G, 1
1,
and
12.)
First
five
yearc.
lf
the
Form
gg0
is
for
the
organization's
first,
second,
third,
fourth,
or
fifth
tax
year
as a
section
501(o)(3)
organization'
Section
15
public
suppor{
percentage
for
2013
(line
8, column
(0
divided
by
line
13,
column
(0)
D.
1Z lnvestment
income
percentage for
2013
(line
',l0c,
column
(f)
divided
by
line
13'
column
(0)
-.."""""
"""""
18
lnvestment
income
percentage from2ol2Schedule
A,
Part
lll,
line 17
"..""....".....
I
Io
I
lga
s3
i/3%
support
tests
-
2013.
lf
the
organization
did not
check
the
box
on
line
14,
and
line
15
is more
than
33
1/3o/o'
and
line
17
is
not
19a33
1/3%supporttests'2013.
If theorganlzarlonoronorcnecnurs"*:ll"-"^:::.,-1..:,::^^*^,^,
*,"*,^"
>E
more
than
g3
llSyo,check
this
box
and
stop
here.
The
organization
qualifies as
a
publicly supported
organization
b
gg
lls%support
tests
-
20i2.
lf
the
organization
did not
check
a
box
on
line
14
or
line
19a,
and
line
16
is more
than
33
1/3%'
and
line
1g is
not
more
than
3g
ltgo/o,check
this
box
and
stop
here. The
organization
qualifies
as a
publicly supported
organization
-
>
E
20
private
foundation.
lf
the
orqanization
did not
check
a
box
on line 14,
'19a,
gr
19b,
check
this
box
and
see
instructions
"""
"""""'
""
>
E
Schedule
A
(Form
990 or
990-EZ)
20
332023
09-25-13
15
7OI3g2
CII5OO2B
2013.O5OOO
NATIONAL LEGAL AND
POLICY
C
CH5OO2B1
8/10/2019 NLPC 990 2013
http://slidepdf.com/reader/full/nlpc-990-2013 16/34
Schedule
A
(For,
990 or
990-EZ
2013
NA
ffi
liiB,$I'til*S..:ifl
Supplemental
lnformation.
Provide the
explanations
required by Pad
ll,
line 10; Part
ll, line 1 7a or
1 7b; and
part
|il,
tine 12.
t\l q
pqllpletelhF
part
for any
adqitjel4linformation
lEeg
instructions).
_
sr2o24 oe-2r'13
Schedule A
(Form
gg0
or 990-EZ)
2013
16
1113
70L392
CH50028
2013.05000
NATTONAL
LEGAT AND
pOLrCy
C
CH500281
8/10/2019 NLPC 990 2013
http://slidepdf.com/reader/full/nlpc-990-2013 17/34
Schedule
B
(Form
990,990-EZ,
or
990-PF)
Departmst
of the THsury
lntemal Rwsue
Silie
Name of the
organization
Filers
of:
Form
990 or
990'EZ
Form
990.PF
Schedule
of
Contributors
) Attactr to
Form 990,
Form 990-EZ,
or
Form 990-PF'
lnformation about
Schedule
B
(Form
990,990-EZ,
or
990-PFl
and
its instructions
is
al
www.irs.gou/formg0
NATIONAL
LEGAL
AND POLICY
CENTER
Section:
lTl
sot("X
3
; lenter
number)
organization
OMB
No. 1545-0047
2013
Employer
identilication
number
s2-L7s0188
E
E
E
E
tl
4947(al(11nonexempt
charitable
trust
not treated
as
a
private
foundation
527
political
organization
501
(cX3)
exempt
private
foundation
4947(a)0)
nonexempt
charitable
trust
treated
as
a
private
foundation
501
(cXS)
taxable
private
foundation
Check
if
your
organization
is
covered
by the
General
Rule or a Specia
Rule'
Note,
Only a
section
501
(c)(7),
(8),
or
(10)
organization
can
check
boxes for both
the
General
Rule
and
a Special
Rule. See
instructions'
General
Rule
[--l
Fot. *
organization
filing
Form
ggo,
ggO-EZ,
or 990-PF
that
received,
during
the
year,
$5,000
or more
(in
money
or
property)
from
any
one
contributor.
Complete
Parts
I
and
ll"
Special
Rules
[El
For
a
section
501
(cX3)
organization
filing
Form
990 or
990-EZ that met
the
33 1/3%
support
test
of
the
regulations
under
sections
509(aX1)
and
170(bX1XA)(vi)
and
received
from
any one
contributor,
during
the
year,
a contribution
of the
greater
of
(1)
$5,000
or
l2l2%
of
the amount
on
(i)
Form
990,
Part
Vlll, line
t h, or
(ii)
Fonn 990'EZ,
line
1
"
Complete
Parts
I
and
ll'
l--l
For
a section
501(cX7),
(g),
or
(10)
organization
filing
Form
990 or 990-EZ
that received
from
any
one contributor,
during
the
year'
total
contributions
of more
than
$1
,OOO
for
use excluslyelyfor
religious,
charitable,
scientific,
literary,
or
educational
purposes,
or
the
prevention
of cruelty
to
children
or
animals.
complete
Parts I, ll,
and
lll.
l-l
For
a section
S01(cX7),
(8),
or
(10)
organization
filing
Form
990 or
990-EZ
that
received
from
any one
contributor,
during the
year,
contributions
for
use
orclusivelyfor
religious,
charitable,
etc.,
purposes,
but
these
contributions
did not
total to
more
than
$1,000.
lf this
box
is
checked,
enter
here
the
total
contributions
that were
received
during
the
year
tor
an exclusively
religious,
charitable,
etc.'
purpose.
Do
not
complete
any
of
the
parts
unless
the
General
Rule applies
to this
organization
because
it received
nonexclusively
religious,
charitable,
etc.,
contributions
of
$5,000
or
more
during the
year
..........-.."...
>
$
-
Gaution.
An organization
that
is
not covered
by
the
General
Rule
and/or the Special
Rules
does not
file
Schedule
B
(Form
990'
990'Ez,
or
990'Pfl'
but
it
must answer
.No,
on
paft
lV,
line 2,
of its
Form
gg0;
or
check
the box
on line
H
of its Form
990-EZ
or
on its Form
990'PF'
Part
I' line
2'
to
certify
that
h
does
not meet
the
filing
requirernents
of Schedule
B
(Form
990,990"E2,
or
990'PF).
LHA
For
paperwork
Reduction
Act Notice,
see
the
tnstructions
lor Form 990,
990-EZ,
or
990-PF.
Schedule
B
(F0rm
990' 990'EZ,
or 990'PF)
(2013)
Organization
type
(check
one):
323451
10-2+13
8/10/2019 NLPC 990 2013
http://slidepdf.com/reader/full/nlpc-990-2013 18/34
B
(Form
990.990.E2,
or
Name ol organization
NATIONAL LEGAL
AND POL
CENTER
Employer identification
number
52-L750188
.li]i :{.}tit}i}lt:i
iip*iffil$i
Noncash Properff
(see
instructions). Use duplicate copies of Part ll if additional space is needed.
(al
No.
frorn
Part
I
(b)
Description of
noncash
property
given
(c)
FMV
(or
estimate)
(see
instructions)
(d)
Date received
$
(a)
No.
from
Part
I
(b)
Description
of
noncash
property
given
(cl
FMV
(or
estimate)
(see
instructions)
(dt
Date received
$
(a)
No.
from
Part
I
(b)
Description
of
noncash
property
given
(e)
FMV
(or
estimate)
(see
instructions)
(d)
Date
received
$
(a)
No.
from
Part I
(b)
Description of noncash property
given
(c)
FMV
(or
estimate)
(see
instructions)
(d)
Date received
$
(al
No.
from
Part
I
(b)
Description of
noncash
propefi
given
(c)
FMV
(or
estimate)
(see
instructions)
(d)
Date
received
$
(a)
No.
from
Part I
(bl
Description of
noncash
property
given
(c)
FMV
(or
estimate)
(see
instructions)
(d)
Date
received
$
323453
10-24-'',t3
11L3
70L392
CHs002B
20
2OL3.O5OOO
NATIONAL
Schedule
B
(Form
990,
990-EZ, or 990-PF)
(2013
LEGAL AND
POLICY
C
CH5OO281
8/10/2019 NLPC 990 2013
http://slidepdf.com/reader/full/nlpc-990-2013 19/34
B
(Form
990,990"E2,
or
990'P
Name ol organizalion
NATIONAL
LEGAL
AND
POLICf
I
if
323454
10-24-13
70L392
CHs0028
@Individualc0nt]ibuti0nst0Secli0n501(cx7),(U,'.0l lU]llganlzaU0nsInaI
veir.
Comptetsco-lumni
(a)
through
(e)
and the
{ollowing
line entry.
For organizations
completing
Part lll, enter
\ 6
ihJtotal
ofexc/usrve/yreiig'ious,charitdbb,etc.,contributionsot$1
,0000rlessfortheyear.(EnGrhhinlornationonce.)
zv-
Emp
loyel ldentilicalion
number
52-1750188
(d)
Description
of
how
gift
is held
(e)
Transfer
of
gift
of
transferor to
(d)
Description
of
how
gift
is held
(e)
Tmnsfer
of
gift
(d)
Description
of
how
gift
is held
(e)
Transfer
of
gift
2L
2013.05000
NATTONAL
(d)
Description
of
how
gift
is
held
Schedule
B
(Form
990,990'EZ,0r990-PF)
(2013
LEGAL AND
POLICY
C
CH5OO281
(e)
Transfer
of
gift
8/10/2019 NLPC 990 2013
http://slidepdf.com/reader/full/nlpc-990-2013 20/34
SCHEDULE
D
(Fomr
990)
Departmnt
of the
THsury
Supplemental
Financial
Statements
) Complete
iI
the
organization
answered
uYes,r't9
Fgrm 9Q0^.
Part lV,
li;e
6,
7, 8, 9,.10,
11a, 11b,
l
lc,
1ld,
'
1e,
11f,
12a,
or 12b.
)
Attach
to
Form 990.
201
3
Name
of the
organization
Employer
identification
number
NATIONAL
LEGAL
AND
POLICY
CENTER
s2-L7s0
L B
8
Organizations
Maintaining
Donor
Advised
Funds
or Other
Similar
Funds
or AccountS"Complete
if
the
ion
answered
'Yes'to
Form
990,
Part lV'
line
6'
(b)
Funds
and other
accounts
Total
number at
end
of
Year
Aggregate
contributions
to
(during
year)
Aggregate
grants
from
(during
year)
Aggregate
value
at end of
year
"".".....
Did
the organization
inform
all donors
and donor
advisors
in writing
that
the assets
held in donor
advised
funds
are the
organization's
property,
subject
to the
organization's
exclusive legal
control?
......-.."
l--l
Yt"
Did
the organization
inform
all
grantees,
donors,
and donor
advisors
in writing
that
grant
funds
can be
used only
l--l
uo
for
charitable
purposes
and not
for the
benefit
of
the donor
or
donor advisor,
or for
any
other
purpose
conferring
1
2
3
4
5
1 Purpose(s)
of
conservation
easements
held
by the organization
(check
all
th€t
apply).
l--l
preservation
of
land for
public
use
(e.g.,
recreation
or
education)
l-.l
Preservation
of
an historically
important
land
area
l--l
protection
of natural
habitat
[--l
Preservation
of
a certified
historic
structure
l--l
Preservation of open
space
Conseruation
Easements.
if the
answered "Yes"
to
Form
990, Part
lV,
line 7.
2
Complete
lines
2a through
2d
if the
organization
day
of the
tax
Year.
held
a
qualified
conservation
contribution
in
the form
of a
conservation
easement
on the last
Total
number
of
conservation
easements
Total
acreage
restricted
by conservation
easements
Number
of
conservation
easements
on
a
certified
historic
structure
included
in
(a)
.........."..
Number
of conservation
easemenls
included
in
(c)
acquired
atter 8/17/06,
and
not on
a
historic
structure
listed
in
the
National
Register
3
Number
of conservation
easements
modified,
transferred,
released,
extinguished,
or terminated
by
the
organization
during
the tax
year
)
Number
of states
where
property
subject
to
conservation
easement
is located
)
Does
the organization
have
a written
policy
regarding
the
periodic
monitoring,
inspection,
handling
of
violations, and
enforcement
of
the conseryation easements it
holds?
"
""'
[-]
yt"
a
b
c
d
4
5
6
7
[I
Nu
Staff
and volunteer
hours
devoted
to
monitoring,
inspecting,
and
enforcing
conservation
easements
during
the
year
)
Amount
of expenses
incurred
in monitoring,
inspecting,
and enforcing
conservation
easements
during
the
year )
g
I
Does
each conservation
easement
reported
on line 2(d)
above
satisfy the
requirements
of
section
170(hX4)(BXD
g
ln
part
Xlll,
describe
how
the
organization
reports
conservation
easements
in its
revenue
and expense
statement,
and balance
sheet'
and
include,
if
applicable,
the text
of the
footnote
to
the organization's
financial
statements
that
describes
the organization's
accounting
for
conservation
easements.
or
Other
Similar Assets'
Complete
if
the
organization
answered
"Yes"
to
Form
990, Part
lV, line
8'
1a lf the
organization
elected,
as
permitted
under
SFAS 1
16
(ASC
958), not
to
report
in its
revenue
statement
and
balance sheet
works
of
art,
historical
treasures,
or other
similar
assets
held
for
public
exhibition,
education,
or
research
in furtherance
of
public
service,
provide,
in Part
Xlll,
the text
of the
footnote
to
its financial
statements
that
describes
these
items.
b
lf
the
organization elected, as
permitted under
SFAS
1
16
(ASc
958),
to
report
in
its
revenue
statement and
batance sheet
works
of art,
historical
treasures.
or
other similar
assets held
for
public
exhibition,
education,
or
research
in
fuftherance
of
public
service,
provide
the following
amounts
relating
to these
items:
{i)
Revenues
included
in
Form
990,
Part
Vlll, line 1
....
...".....'...
'
"""""""
""'
>
$
(ii)
Assets
included
in Form
990, Part
X
.......
........
"""""
"""
>
$
2 lf the
organization
received
or held
works
of art, historical
treasures,
or
other
similar
assets
for financial
gain, provide
the following
amounts
required
to
be reported
under
SFAS
116
(ASC
958)
relating
to
these
items:
Revenues
included
in
Form
990, Part
Vlll'
line 1
>$
>$
Assets
included
in Form
990, Part
X
a
b
the End ol the
Tax
22
2OL3.05OOO NATIONAL LEGAL
AND
Schedule
D
(Form
990)
2013
POLICY
C
CH5OO281
LHA
For Paperwork
Reduction
Act Notice,
see
the
lnstructions
for
Form 990.
332051
09-25-13
70L392
CH5002B
8/10/2019 NLPC 990 2013
http://slidepdf.com/reader/full/nlpc-990-2013 21/34
a
b
c
4
5
c
d
e
t
2a
1a
b
c
d
e
oA
oA
f
s
2
a
b
c
scheduteD(Formeeo)2613
NATION}I,
LEGAL
AI{D PQIICY
CENTER
52-17501Qt
pap.1
[iF.#i"itiil[.t.'fl
Organizations
Maintaining
Collections
of Alt, Historical
Treasures.
or
Other
Similar
Assets(continuea)
3
Using
the organization's
acquisition,
accession, and other records,
check any of
the following
that are
a
significant
use
of
its
collection
items
(check
allthat
apply):
I-l
Public
exhibition
ll]
scholarly
research
fl
Lo"n orexchange
programs
[
-]
otn"r
[--l
Preservation
for
future
generations
Provide
a
description
of the organization's
collections and
explain how they further
the organization's
exempt
purpose
in Part Xlll.
During the
year,
did the organization
solicit or receive
donations
of art,
historical
treasures,
or
other
similar assets
Escfow
and Custodial
Arrangements.
Complete
if
the
organization
answered
'Yes"
to
Form
990, Part lV, line
9, or
an amount
on Form
990,
Paft X, line
21
.
I
a ls the
organization
an
agent,
trustee, custodian
or
other
intermediary
for
contributions
or
other
assets not
included
lf 'Yes,'
explain
the anangement
in Part
Xlll
and complete
the following
table:
Beginning
balance
Additions
during
the
year
Distributions
during
the
Year
Ending
balance
Did
the organization
include
an amount
on Form
990' Part X'line21?
Endowment
Funds.
if
the
ization
answered
"Yes'to
Form 990
Part
lV,
line 10.
Beginning
of
year
balance
Contributions
Net investment
eamings,
gains,
and losses
Grants
or scholarships
Other
expenditures
for
facilities
and
programs
Administrative
expenses
End of
year
balance
Provide
the estimated
percentage
of
the current
year
end
balance
(line
19,
column
(a))
held
as:
Board
designated
or
quasi'endowment
) %
Permanent
endowment
)
Temporarily
restricted endowment
)
The
percentages
in lines
2a, 2b,
and2c
should equal
10096.
3a Are there
endowment
funds
not
in the
pssession
of
the
organization
that
are
held
and administered
for the
organization
by:
(i)
unrelated
organizations
lf 'Yes'
to
3a(i), are
the
related
organizations
listed
as required
on Schedule
R?
......""...."...
d
e
1a
b
c
d
e
Land,
Buildings,
and Equipment.
if
the
Description
of
property
Land
-..."........
Buildings
Leasehold
improvements
Equipment
answered
'Yes'
to Form 990; Part
lV,
line
1 1a.
See Form
990, Part
X, line 1
O
23
2013"O5OOO NATTONAL
LEGAL
AND
(4
Book value
1,050.
365,05
429
,55L.
Schedule
D
(Form
9901
2013
332062
09-25-13
70L392
506,550
.
52,329
.
cH5002
I
POLICY
C
CH5OO281
8/10/2019 NLPC 990 2013
http://slidepdf.com/reader/full/nlpc-990-2013 22/34
NATIONAL LEGAL AND
POLICY
CENTER
lnvestments - Other
Securities.
(a)
Description of security
0r
category
(inctudlns
nare
ol securig)
(1)
Financial
derivatives
(2)
Closely-held equity
interests
(3)
Other
lnvestments
- Program
Related.
(a)
Description
of investment
Other
Assets.
answered
'Yes'
to
Form 990, Part
lV, line 11b. See Form
990, Part
X, line 12.
(c)
Method
of valuation:
Cost or end'of'year
market value
line 1 1c. See Form
(c)
Method
of valuation:
Cost or end'of'year
market value
answered
"Yes"
to
Form 990. Part lV,
line 11d.
See Form
Part X, line
15.
(a)
Description
(b)
Book value
ASSETS
UNDER
SPLIT
INTEREST
AGREEMENTS
1BB,895.
Other
Liabilities.
answered
'Yes"
to Form
990,
Part
lV,
line 11e
or'l
1f.
See Form
990, Part
X, line 25.
(a)
Description
of liability
taxes
LIABILITIES
UNDER
SPLIT-INTERE
AGREEMENTS
must eoual Form
2.
Liability
for unceftain
ta.x
positions"
ln Part
Xlll,
provide
the
text of the footnote
to the organization's
financial
statements that repods
the
Schedule
D
(Form
990)
2013
382053
09-25-13
L113
70L392
CH5002B
24
2073.O5OOO NATIONAL LEGAL
AI{D POLICY
C
CH5OO281
8/10/2019 NLPC 990 2013
http://slidepdf.com/reader/full/nlpc-990-2013 23/34
NATIONAL
LEGAL
AND
POLICY
CEN
Reconciliation
of Revenue
per
Audited
Financial
Statements
Revenue
per
Return.
answered "Yes"
to
Form 990, Part
lV, line
12a.
Total
revenue,
gains,
and
other
support
per
audited financial
statements
Amounts
included
on line
1 but
not on Form
990'
Part
Vlll'
line 12:
Net
unrealized
gains
on
investments
Donated
seryices
and
use
of facilities
Recoveries
of
prior
year
grants
......"....."..
Other
(Describe
in
Part Xlll.)
Add
lines 2a
through 2d
s2-L7s0188
1
2
a
b
c
d
e
3
4
a
b
c
1
2
a
b
c
d
e
3
4
a
b
c
40
,7
4L.
273,838.
40
7
4L.
L,233
Subtract
line
2e from
line
I
Amounts
included
on
Form
990,
Part
Vlll, line
12,
but not
on line
1
:
lnvestment
expenses
not
included
on
Form
990'
Part
Vlll,
line 7b
Othbr
(Describe
in
Part
Xlll.)
0.
3,097
.
1
Reconciliation
of
Expenses
per
Audited
Financial
statements
Expenses
per
Return.
if
the
answered
"Yes'to
Form
990, Part
lV,
line
12a.
Total
expenses
and
losses
per
audited
financial
statements
82.
Amounts
included
on line
1
but
not
on Form
990'
Part
lX' line
25:
Donated
seryices
and
use
of facilities
l-39
Prior
year
adjustments
........
".
Other losses
Other
(Describe
in
Part Xlll.)
1L4,976.
Add
lines
2a
through
2d
208,058.
Subtract
line
2e from
line
I
............
Amounts
included
on
Form
990,
Part
lX, line
25, but
not
on line
1:
lnvestment
expenses
not
included
on
Form
990,
Part
Vlll,
line
7b
..".""........'
l- 9
Other
(Describe
in Part
Xlll.)
Add
lines
4a and
4b
lnformation.
provide
the
descriprions
required
for
part
ll,
lines 3,
5,
and
9; Part
lll, lines
1a
and 4; Part
lV,
lines
1b
and 2b;
Part
V, line 4;
Part X' line
2;
Part Xl'
lines
2d
and 4b;
and Part
Xll,
lines
2d
and 4b.
Also
complete
this
part
to
provide
any
additional
information'
PART
X, LTNE
2Z
EXPLANATION:
TIIE
NATIONAL
LEGAI
AND
POLICY
CENTER
HAS
NO
UNCERTAIN
TAX
POSITIONS
THAT
Fy
FOR
ETTHER
RECOGNTTTON
OR
DrSCLIEITBE-rN
THE
FTNAI{CIAL
STATEMENTS,
AND
NO
INTEREST
AND
PENALTIES
HAVE
BEEN
RECORDED
IN
THE
ACCOMPANYING
FINAI{CIAL
STATEMENTS
RELATED
TO
UNCERTAIN
TAX
POSITIONS.
LINE
2D
_
OTHER
ADJUSTMENTS:
ART
XII
-24
333.
CHANGE
IN
VALUE
OF
ASSETS
UNDER
SPLIT
TNTEREST
AGREEMENTS
CHANGE
IN
VALUE
OF I,IABILITIES
UNDER
qPLIT
INTEREST
3s7
AGREEMENTS
-L4
976
TOTAL TO
SCHEDULE
D
PART
XTT
LINE
2D
srit2054
09-25-13
27tLL3
70L392
CHs002B
25
2OL3.O5OOO
NATIONAL LEGAL
AND
Schedule
D
(Form
990)
201
POLICY
C
CH5OO2B1
8/10/2019 NLPC 990 2013
http://slidepdf.com/reader/full/nlpc-990-2013 24/34
NATTONAI LEGAL
AI{D
POLICY
CENTER
52-1750188
332055
09-25-t3
1113
70L392
cHs0028
26
2013.
05OOO
NATIONAL
LEGAL
Schedule D
(Form
990)
2013
AND
POLTCY
C
CH5OO281
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http://slidepdf.com/reader/full/nlpc-990-2013 25/34
SCHEDULE
J
(Ftirm
990)
Department
of
the
THsury
a
b
G
Compensation
lnformation
For
ccrtain Officers,
Direetors, Trustees, Key Employees, and Highest
Compensated
Employees
)
Complete
if
the organization
answered
"Yes"
on
Form
990,
Part lV, line
23.
)
Attach
to
Form
990.
)
See separate
instructions,
OMB No.
1545-0047
2013
i:i:: +PqqI:l
Employer
identification number
52-L7s01BB
Name
of the organization
NATTONAL
LEGAL
AND POLTCY
CENTER
Questions
Check the appropriate box(es)
if
the
organization
provided
any of the
following
to or for a
person
listed
in Form 990,
Part Vll, Section A, line 1a. Complete Part
lll
to
provide
any relevant
information
regarding these items,
No
lf
any of the boxes on line
1a
are checked,
did
the
organization
follow
a written
policy
regarding
payment
or
reimbursement
or
provision
of all
of
the expenses
described above?
lf 'No,'
complete Paft
lll
to
explain
Did the organization
require
substantiation
prior
to
reirnbursing
or allowing expenses incurred by
all directors,
trustees,
and officers, including the GEO/Executive Director,
regarding the items checked
in line 1a?
lndicate which, if
any, of
the following the filing
organization
used
to
establish
the compensation
of the organization's
CEO/Executive Director.
Check all that apply. Do not check
any
boxes for methods
used
by a related organization
to
establish compensation of
the CEO/Executive Director, but
explain
in Part lll.
l--l
Fiot-"|"." or charter travel
l--l
Travel for companions
[--l
T"*
ind"rnification
and
gross-up payments
l--l
Discretionary spending account
l--l
Corp"n"ation
committee
l--l
lndependent
compensation consultant
[X-l
56p
990 of other organizations
During the
year,
did any
person
listed in Form 990, Part
Vll,
organization
or a related organization:
l--l
Housing
allowance
or
residence
for
personal
use
I-_l
Payments for business
use of
personal
residence
l--l
Healtn or social
club dues or initiation
fees
I--l
Personal
services
(e.g",
maid, chauffeur, chef)
E
Writt.n
employment contract
l--l
cornp"n"ation
survey
or study
ITI
Approval by the board
or
compensation committee
Section A, line 1a,
with respect to the filing
Receive
a severance
payment
or
change{f-control
payment?
Participate in, or receive
payment
from, a supplemental nonqualified retirement
plan?
..
Participate in,
or
receive
payment
from,
an equity-based compensation arrangement?
".
lf
'Yes'to
any of line 4a-c, list
the
persons
and
provide
the applicable amounts for
each item in
Part lll.
Only section
501(cX3)
and
501
(clFl
organizations must complete
lines 5-9.
For
persons
listed in Form
990,
Part
Vll, Section A, line 1a, did the organization
pay
or accrue
any compensation
contingent on
the
revenues
of:
The organization?
x
x
x
a
b
a
b
Any related organization?
lf
'Yes'to
line
5a
or
5b, describe in Part
lll.
For
persons
listed in Form
990, Part Vll, Section
A, line 1a, did the organization
pay
or accrue
any compensation
contingent
on the net earnings
of:
The organization?
Any related organization?
lf 'Yes' to line
6a or 6b, describe in Part lll.
For
persons
listed in Form
990,
Part
Vll, Section A,
line
1a,
did
the organization
provide
any non-fixed
payments
not described in
lines 5 and 6?
lf 'Yes," describe
in Part
lll
I
Were any
amounts reported
in Form
990,
Part
Vll,
paid or
accrued
pursuant
to
a
contract that was subject to the
initial contract
exception described in
Regulations
section 53.4958-a(d(3)?
lf
"Yes,"
describe in
Part
lll
I
lf 'Yes' to
line
8, did the organization
also
follow the rebuttable
presumption
procedure
described in
LHA
For Paperwork
Reduction
Act Notice,
see
the
lnstructions
for
Form 990.
342111
09-13-13
70L392
CHs002B
27
2OL3.O5OOO
NATIONAL
Schedule
J
(Form
990)
2013
LEGAL
AND
POLTCY
C
CH5OO281
8/10/2019 NLPC 990 2013
http://slidepdf.com/reader/full/nlpc-990-2013 26/34
8/10/2019 NLPC 990 2013
http://slidepdf.com/reader/full/nlpc-990-2013 27/34
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SpHEDULE M
(Form
990)
Dopartment of the
Tle6ury
lntemal Rwenue Seruie
Noncash
Contributions
Complete
if
the organizations
answered
"Yes"
on
Form
990,
Part
lV'
lines
29
or
30.
Attach to
Form 990.
OMB
No.
1545-0047
Employer
identification number
52-L7s0188
(d)
Method of determining
noncash contribution amounts
ON THE
DATE
RECE
I
2
3
4
5
6
7
8
I
10
11
Name of the
organization
IONAL
LEGAL AND
POLICY
CENTER
Art
-
Works
of art
.
............"...
Art
-
Historical
treasures
Art " Fractional interests
Books and
publications
Clothing and household
goods
......
"....... "...
Cars and other vehicles
Boats and
planes
.,........"
lntellectual
propefty
Securlties " Publicly
traded
.........."........
....
Securities
-
Closely held stock
....,
".... "...... ".
".
Securities
-
Partnership,
LLC, or
trust
interests
Securities
-
Miscellaneous
Quali{ied
conseryation
contribution "
Historic structures
Qualified
conservation
contribution
-
Other...
Real
estate
"
Residential
Real
estate.
Commereial
Real
estate
-
Other
,.."...........
Collectibles
Food inventory
Drugs and medical
supplies
Taxidermy
Historical artifacts
Scientific
specimens
.....".....
Archeological artifacts
Other
)
(
Other )
(
CIher )
(
lf
'Yes,'
describe
the arrangement
in Part
ll.
Does
the
organization have
a
gift acceptance policy
that
requires
the
review of any
non'standard contributions?
Does the organization
hire or use third
parties
or related organizations to
solicit,
process,
or sell noncash
12
13
14
15
16
17
r8
19
20
21
22
23
24
25
26
27
b
3r
32a
29
Number
of Forms 8283 received
by the
organization during the tax
year
for contributions
for
which
the organization
completed Form
8283, Part lV, Donee Acknowledgement
......
30a
During
the
year,
did the
organization receive
by contribution any
property
reponed in
Part
l,
lines 1
"
28,
that
it must hold
for
at least
three
years
from the
date of the inltial
contribution, and which
is
not required to be
used for exempt
purposes
for
x
x
ontributions?
b
lf 'Yes,'
describe in Part
ll.
33
lf the organization
did not report
an amount in
column
(c)
for a type of
property
for
which column
(a)
is
checked,
LHA
For Paperwork
Reduction
Act Notice,
see
the
lnstructions for Form 990'
332141
09-03-13
1113
70L392
CHs002B
30
20].3.O5OOO NATIONAL LEGAL
AND
Schedule
M
(Form
990)
(2013)
POLTCY
C
CH500281
8/10/2019 NLPC 990 2013
http://slidepdf.com/reader/full/nlpc-990-2013 29/34
srr.,"out''tr,tror*gsottzotsr
NATIONAL
LEGAL
AND
POLICY
CENTER
52-1750188
Paoe2
Iffiil[,,
srpplemental
lnformation.
provide
the
information required
by Part
l, lines
30b,
32b, and
33,
and
whether the
organization
b
rdporting
in
pafi
l, column
(b),
the number
of
contributions,
the
number
of
items
received,
or
a combination
of both'
Also
complete
this
part
for
any
additional
information.
332142
09-03-13
70L392
CHs0028
31
20L3.
O5OOO
NATTONAL
LEGAL
Schedule
M
(Form
99O)
e0r3
AND
POLTCY
C
CH5OO281.
8/10/2019 NLPC 990 2013
http://slidepdf.com/reader/full/nlpc-990-2013 30/34
SCHEDULE O
(Form
990 or
990-Ea
Department
of the
THsury
Name of the
organization
Suoolemental
lnformation
to
Form 990
or
990-EZ
'
Eomplete
to
provide
information
lor
responses
to specific
questions
on
Formeeo*t1t"f"?[t""'#ffi
,'ilL:;:3i:onarinrormation'
NATI
LEGAL AND POLTCY
CENTER
Employer
identification
number
s2-L7s0188
FORM 990,
PART I,
LINE
L,
DESCRIPTION
OF
ORGANTZATION
MISSTON:
TNTORMATTON
ON
NONPARTTSAN
TSSUES
RELATING
PRIMARILY
TO
ETHICS
AND
ACCOUNTABILITY,
INCLUDING
THE
CODE
OF ETHICS
FOR
GOVERNMENT
SERVICES.
NLPC'S MOST
SIGNIFTCANT
ACTIVITIES
TO
EXPOSE
CORRUPTION
DURING
THE
YEAR
INCLUDE:
LAUNCHING
A
WEBSITE
AND
CONDUCTING
SURVEYS
REGARDING
THE
AUTO
BAILOUT,
RELEASING
PUBLICATIONS
REGARDING
THE
INETFICIENCIES
IN THE_
''GREEN"
ENERGY
INDUSTRY,
AND
PUBLISHTNG
THE
''UNION
CqBRUPTION
UPDATE''
AT{D
OTHER
ARTICLES
RELATED
TO
UNION
CORRUPTION.
FORM
ggo,
PART
rlr,
r,rNE
4D,
OTHER
PROGRAM
SEBVI9EEj
THE
LEGAL
SERVICES
ACCOUNTABILITY
PROJECT.
THrS
PROJ-ECT
FOCUSES
ON
TIIE
ACCOUNTABTLTTY
OF THE
LEGAL
SERVICE
GROUPS
THAT
ARE
FUNDED
BY
THE
GOVERNPIENT
FOR
TIIE
PURPOSE
OF
PROVIDING
CIVIL
LEGAL
A€SISTANCE
TO
THE
POOR. THE
CENTER
INVESTIGATES
THE
ACTUAL
USE OF
THESE
FUNDS
AND
EXPOSES
TO
GOVERNMENT
OFFICIALS
AND
THE
GENERAL
PUBLIC
DISCREPANCIES
AI{D
ABUSES.
EXPENSES
66
,634
TNCLUDING
GRANTS
OF
0.
REVENUE
$
FORM
990,
PART
Vr,
SECTTON
r_I,rNE_-llj
EXPLANATION:
THE
FORITI
990
IS
DISTRIBUTED
TO
EACH
DIRECTOR
OF
THE
NLPC'
IF
ANY DIRECTOR
WOULD
I,IKE
CIIANGES
MADE,
THOSE
CHANGES
ARE
COMMUIIICATE _Jg
PETER tr'LAHERTY,
PRESIDENT
OF THE
NLPC.
FORM
990,
PART
Vr,
SECTTON
B,
LrXE
l] -i
EXPLAITIATTON:
THE
CONFI,ICT
OF INTEREST
POLICY
COVERS
ALL
DTRECTORS
AND
oEFICERS
AND
IS
I4ONTTORED
BY
THE
BOARD
MINTEE-q--WH-IS-U
ARE REVTEWED
AND
332211
09-04-13
70L392
CHs0028
32
20L3.
O5OOO
NATIONAL
LEGAL
Schedule
O
(Form
990
or 990'E4
(2013
AND
POLTCY
C
CH5OO281
LHA
For Paperwork
Reduction
Act Notice,
see
the
Instructions
for
Form 990
or
990-EZ.
8/10/2019 NLPC 990 2013
http://slidepdf.com/reader/full/nlpc-990-2013 31/34
Name
of
the
organization
Employer
identification
number
s2-L7s0
1
B B
NATIONAL
LEGAL
AND
POLICY
CENTER
MAINTAINED
BY
THE
BOARD
OF
DIRECTORS.
THE
BOARD
OF DIR.ECTORS
REVIEWS
EACH
TRANSACTION
TO
COME
BEFORE
THE
BOARD
FOR
POTENTIAL
OR ACTUAL
CONFLTCTS
OF
TDENTIFIED,
THE
PERSON DETERMINED
TO
HAVE
A
CONFLICTJS
RECUSED
FROM
DELIBERATIONS
AND
VOTING.
THE
IDENTIFTED
CONFLICTS
OF
TNTEREST
AND
AppRopRrATE
RECUSAIS
ARE
DOCUMENTED
IN
THE
MINUIES_IF
EACH
BOARD
MEETING.
TNTEREST.
rr
PoTENTTAL
OR ACTUAL
CONFLTCTS
(P
FORM
990,
PART
Vr,
SECTTON
B,
LrXIE
1 4i
EXPLAIitrATION:
THE
PROCESS
FOR
DETERMTNING
COMPENSATION
OF
THE
FOLLOWING
PERSONS
INCLUDES
A
REVIEW
AND
APPROVAL
BY
INDEPENDANT
MEMBERS
OF
THE
BOARD
OF DIRECTORS.
COMPARABTLITY
DATA
USED
IN
THE
REVIEW
PROCESS
IS
OBJAINET)
FROM
THE
FORM
99OS
OF
SIMILAR
ORGAI{IZATIONS.
THE
DELIBERATIONS
AND
DEcISIONS
ARE
DOCUMENTED
IN
THE
I,IINUTES
OF
THE
BOARD
OF DIRECTORS.
THE
COMPENSATION
DETERMINATfON
APPLIES
TO THE
TOLLOWING
POSITTONS
AND
THE
MOST
RECENT
YEAR
FOR
WHICH
THIS
PROCESS
WAS
UNDERTAKEN
FOLEACH
IS
IDENTIFIED:
TTTLE
YEAR
OF' MOST RECENT
REVIEW/APPROVE,L
PRESIDENT
2 013
CHAIRMAN
2013
PART
VI LrNE
17
,
LrST
OF
STATES
RECEIVTNG
COPY
O:--EOBt"[--9-9,9j
FORM
990
MS,NH
NJ,NM
NY
AL,
AK,
AZ ,
AR,
CA,
CO,
CT,
DC
FL,
GA, HI
IL
KS
,
KY,
LA,
ME,
}ID,
MA,
UI,
MN
PA
RI,
SC
TN
UT,
VA
WA
WV,WIC,ND
OH
OK,OR
FORM
990,
PART
VI,
SECTION
C,
LINE
19:
EXPLANATION:
DOCUMENTS
ARE
I{ADE
aYAI-tAEtE
UPON
UEST.
FORM
990,
PART XT,
LTNE
9'
CHANGES
TN
NET
ASSETS:
s32212
Schedule
O
(Form
990
or 990-EZ)
(2013
09-04-1S
33
2013.O5OOO NATIONAL LEGAL
AI{D POLICY
C
CH5OO28I.
70L392
CH50028
8/10/2019 NLPC 990 2013
http://slidepdf.com/reader/full/nlpc-990-2013 32/34
Name
of the organization
NATTONAL
LEGAL
AND
POLICY
CENTER
Employer
identification
number
52-L7s0188
24.333
"
HAIiIGE
TN
VALUE
OF
ASSETS
UNDER
SPLTT
INTEREST
AGREEMENTS
CHANGE
IN
VALUE
OF
LIABILITIES
UNDER
SPLIT INTEREST
-9
357.
AGREEMENTS
FORM
990,
PART
XII
LINE
2C
EXPLANATION:
PROCESS
HAS NOT
CTIANGED
SINCE
PRIOR
YEAR.
332212
09-04-13
707392
CHs002B
34
2OL3.O5OOO
NATIONAL
Schedule
O
(Form
990
or 990-E4
(2013
LEGAI
AND
POLICY
C
CH5OO2B1
8/10/2019 NLPC 990 2013
http://slidepdf.com/reader/full/nlpc-990-2013 33/34
rorm
8868
(Rev"
January
2014)
Departrent
of tlte
Tl4ury
lntemal
Raenue
Swie
Type
or
File by
the
due
date
br
filing
your
Etum.
Se
instructlons.
Application
for
Extension
of
Time
To
File
an
Exempt
Organization
Return
OMB No.1545'1709
) File a separate
application
for
each
return.
) lnformation
about
Form
8868 and
its instructions
is at
www.irs.gov/'filn8ffi
o
lf
you
are
filing
for
an
Automatic
3-Month
Extension,
complete
only
Part
I and
check this
box
-------."..'.
o
lf
you
are
filing
for
an
Additional
(Not
Automatic)
3-Month
Extension,
complete
only Part
ll
(on
page
2 of this
form)'
Do
not
comptete
part
ll
untessyou
have
already
been
granted
an automatic
3'month
extension
on a
previously
filed
Form
8868'
Electronic
lilin
g
(e-filelyoucan
electronically
file
Form
8868 if
you
need
a
3-month
automatic
extension
of time
to file
(6
months
for
a corporation
required
to
file Form
gg0.T),
or an
additional
(not
automatic)
3-month
extension
of time.
You
can
electronically
file Form
8868
to
request
an
extension
of time
to
file
any
of
the
forms
listed
in
part
I
or
part
ll with
the
exception
of Form
8870,
lnformation
Return
for
Transfers
Associated
With
certain
personal
Benefit
contracts,
which
must
be sent
to
the
IRS
in
paper
format
(see
instructions).
For
more
details
on
the
electronic
filing
of
this
fonn'
it
A
corporation
required
to Rle
Form
g90.T
and
requesting
an
automatic
6-month
extension
'
check
this
box
and
complete
to file
income
tat
returns.
Employer
identification
number
(ElN)
o
52-1750188
Social
securily
number
(SSN)
E
city,
town
or
post
office,
state,
and
ZIP
code.
For
a
foreign
address,
see
instructions.
FALLS
CTIURCH,
VA
2204
0s
11
Name
of
exempt
organization
or other
filer,
see instructions'
NATTONAL
LEGAI
AND
PeI,rgr-lExrEB
Number,
street, and
room or suite
no.
lf a
P'O'
box, see
instructions'
LOl
PARK
WASHINGTON
COURT
Enter
the Retum
code
for the
retum
that
this
application
is
for
(file
a separate
application
for
each retum)
lTll-l
Return
Application
ls
Form
other
THE
CORPORATION
.
Thebootsareinthecareor
)
107
PARK
WASHINGTON
COURT
--E4L E-9HUBSE
vA
22046
TelephoneNo.>
(703)2
37-
FaxNo.
)
leleononel\lo,T ltvJrLJ.
L''-
r
t-
lf theorganizationdoesnothaveanofliceorplaceof
businessintheUnitedStates,checkthisbox....'....-'.-"-
P
LJ
a
lf the
OfganEatlon
OOeS
nOI nave
an
OII|ce
(,I
PIasE
ur
uuDrr |EDD
tr I rt
re vr rrrsv
.
lf this is
for
a
Group
Retum,
enter
the
organization's
four
digit
Group Exemption
Number
(GEN)
-
'
lf
this is
for
the.
whole
group,
check
this
is
for
the
organization's
return
for:
)
l-Fl
ca1sn6"ry.ar
2
0
1
3
or
)
[]
tax
year
beginning
,
and
ending
lf
the tax
year
entered
in
line 1
is
for
less
than
12
months,
check
reason:
[--l
lnitial
return
l--l
Final
return
ln
3a lf
this
application
is for
Forms
990-BL,
990-PF,
990'T,
4720,
or 6069,
enter
the
tentative
tax,
less
any
See
i
b
lf
this
application
is
for
Forms
990-PF,
ggO-T,
4720, or
6069,
enter
any refundable
credits
and
a credit.
c
Batance
due.
Subtract
line
3b
from
line
3a.
lnclude
your
payment
with
this
form,
if required'
Tax Pavment
Svstem).
See
caution.
lf
you
are
going
to make
an
electronic
funds
withdrawal
(direct
debit)
with
this
Form
8868,
see
Form
8453'Eo
and Form
8879'Eo
for
paymen
instructions.
0
0
LHA
For
PrivacyAct
and
Paperwork
Reduction
Act
Notice,
see
instructions.
323a41
12-31-13
Form
8868
(Rev.
1'2014
7o139?.
CH50028
2OT3.O3O4O
NATTONAL
LEGAL AND
POLICY
C
CH5O0287
8/10/2019 NLPC 990 2013
http://slidepdf.com/reader/full/nlpc-990-2013 34/34
Form
8868
(Rev.
1'2014)
-
-
'
Pase
2
c
lf
youarefilingforanAdditional
(NotAulomatic)3-MonthExtenslon,compl€16onlyPartuand"rt""t
ttintl--...
t
El
Note.
Onty
complele
Part ll il
you
have
atready
been
granted
an automatic $.menlh extonsion
on a
proviously'tiled Form
8868'
r
lf
vou
are filinE
for an
Aulomatic 3-Morth
Part I
3-Month Extension
of Time.
file
the
City,
town
or
posl
offlce, state,
and
ZIP
code'
For
a
loreign
address,
see lnstluctions'
ALLS
CHURCII,
VA
22046
Type or
File
by
lie
due date
to,
nllog
yoqr
r6tum. Ss
lnstrxctiqffi
Employer
identilication
number
(ElN)
or
52-175018B
Social securily
number
(SSM
Enter
the
Retum
code
for the return
that thls applicalion
is for
({ile
a
separate
applicatlon lor
each
return)
f6lTl
Application
990-T ftrusl
STOP
Oo
not
complete
part
ll
it vou
were n?t
alreadv
qranled
aa,automatlc
3-month
€xtension
,6n
6
trreyiouslv
filed
Form
8868.
-
HE
CORPORATION
r
Theb5oksareinthecareof
F
107
PARK
WASHTNGTON
COURT
*
FALLS
CHURCI{
vA
27048
rereprone
No'
>
( f O-ll*?-31:-1-|1-9
F:r,r
No,
)"
r
lf
the
or.granizalion
do6s not
have
an oflice
or
place
of
business
in
the Unked
States,
check
this
box
".'..'.".^.
..'.."" -'-'
7
t-l
.
tlhi( rq for a Grnrrn Retrrm. enier the oroanizaiion's four
diqit
Group
Exemption
Number
(GEN)
-'
lf
this
is for
lha whole
group,
check
lhis
Name
of
exempt
organization
or other
filEr, see
insttuctlons.
ATIONAL
LEGAL AND
POI,TCY
CENTER
Numbei,
street, and
ioom or
suite no'
lf
a
P'O.
box,
see insln
ctiafis.
107 PARK T{ASHINGTON
COURT
lf
lhis
rs
for a Group Fetum,
enter
the organiaation's
four
digit
Group
Exemption
Number
(GEN)
4 I requesl
an addltional
3-month
extension
of lime
until
NOVEMBER
5Forcalenoaryear2013,orotherlaxyearbeginning€,andending
f*-}
ch.ns"
in
accounting period
State in
detail why
you
need
the extenslon
.
AN
ADDTTIONAT
EXTENSION-Or
TIME
TO Fr],E
@
ED
STNCE
,TION
TN
ORDER
Final
return
Ba
lf this
apptication
is
lor
Forms
990.8L,
SSo.PF, 990.T,
4720, or 6069,
enter
the
tentative
tax,
iess any
b
lf this apptication
is
tor
Foims
gSO.PF,
990.T,
4720,
or
6089,
enter
any
refundable credits
and estimated
tax
payments
made,
lnclude
any
prior
year
overpayrnent
allowed as &
credit
afld
any
amounl
paid
c
Batance due,
Subtract
line 8b
lrom
line 8a.
lnclude
your
payment
with this form,'tf
requlred,
by
using
lons.
Under
penalties
o'f
-
sisnatr*
and
Verilication must
be
completed
for Part
Il
only'
,
I
dsclars
that
thav8
exami$ed
this
lorm,
including accompanying
schedules
and
statements,
and
t0 ths
best 0l
nry
knowlsdge
and
bBli6t,
it is true,
coracl
fi{etr,to;,i;;;Bth'6ixn'
'
,,,,,
Sl
€iJrF
0.
1.2014)
Recommended