Nelson Valdivia
Effects of biodiversity on ecosystem stability
Distinguishing between number and composition of species
PhD thesis
University of Bremen
Germany, December 2008
Biologische Anstalt Helgoland
Alfred Wegener Institute for Polar and Marine Research
Marine Station
Ph.D. thesis
Effects of biodiversity on ecosystem stability: distinguishing between number
and composition of species
Dissertation zur Erlangung des Doktorgrades der Naturwissenschaften
Vorgelegt dem Fachbereich Biologie/Chemie der Universität Bremen von
Nelson Valdivia
Gutachter: 1. Prof. Dr. Kai Bischof
2. Prof. Dr. Christian Wiencke
December 2008
i
Abstract
Declines in biodiversity have caused concern because of ethical and aesthetic reasons, but
also because of the consequences for the goods and services provided by natural ecosys-
tems. Consequently, ecologists have focused for decades on testing the idea that systems
with more species are more stable. The results, however, have been complex and inconsis-
tent. In particular, it is still unclear whether high stability in species-rich communities is due
to the number of species per se (species richness) or to the increased likelihood of including
particular species or functional types (species composition). In this thesis, I evaluated the
contribution of species richness and species identity to the stability of marine hard-bottom
communities. Combining observational and manipulative experimental methods, I con-
ducted three field studies in intertidal and shallow subtidal habitats of Helgoland Island, NE
Atlantic. First, I conducted an observational study to test whether intertidal communities
containing many species are more stable (i.e. do vary less over time) than communities con-
taining fewer species. Species covers were estimated every 6 months for 24 months and an
index of stability was calculated for total community cover across time (S = mean SD-1).
Second, I conducted a synthetic-assemblage experiment––in which I increased the diversity
of field-grown sessile suspension-feeding invertebrates––to determinate whether assem-
blages containing several functional groups consume a greater fraction of resources than is
caught by any of the functional types grown alone. (A functional group is a group of species
with the same effect on an ecosystem property.) Finally, I conducted a removal experiment
to test whether the loss of the canopy-forming alga Fucus serratus and mechanical distur-
bances that provide free substratum affect the temporal variability in cover of intertidal
communities. In the removal experiment, species covers were estimated every 3 months for
18 months and the temporal variance was analysed.
In general, the effects of the number of species and functional groups on ecosystem sta-
bility were weaker than those of species composition. In the observational study, stability
was a negative and curvilinear function of species richness, which probably resulted from
the dominance of few species. In accordance, the synthetic-assemblage experiment showed
that there was no relationship between resource consumption and functional group diversity
per se, but that different functional groups had idiosyncratic effects. On the other hand, the
removal of Fucus changed the physical environment by increasing temperature, irradiance,
and amount of sediment, which depressed the abundance of sensitive species like encrusting
algae and small sessile invertebrates, but raised the abundance of more tolerant species like
ii
ephemeral green algae. This resulted in a significant increase in the variability of species
abundances, but not in that of communities. The negative covariances resulting from the
compensation between sensitive and tolerant species buffered the community stability
against the environmental disturbances. These patterns were consistent across two sites,
suggesting a consistent effect of canopies across the spatial variability of this system.
Species composition appears to be more important for ecosystem stability than taxo-
nomic and functional richness. Yet, the occurrence of compensatory dynamics in the face of
environmental changes (i.e. the removal of Fucus) suggests that a variety of species with
differing environmental tolerances is needed to maintain the functioning of this ecosystem.
Therefore, predicting the consequences of species loss requires a detailed knowledge about
the effects of species on ecosystem functioning and their responses to the environment. Con-
servational managers should strive (i) in identifying species with disproportional effects on
ecosystem functioning, and (ii) in maintaining a redundancy of species with similar effects
on ecosystem functioning and a diversity of species with different sensitivities to a suite of
environmental conditions.
Keywords:
Biodiversity, ecosystem stability, species compensation, conservation
iii
Contents
Preface .................................................................................................................................... iv
Acknowledgments................................................................................................................... v
List of papers..........................................................................................................................vi
1 Introduction...................................................................................................................... 1
The context: the value of biodiversity ................................................................................... 1
Definitions ............................................................................................................................. 1
Theory ................................................................................................................................... 3 Size of ecosystem properties.............................................................................................. 4 Variance in species properties............................................................................................ 6
Observations and experiments .............................................................................................. 8
The model system: hard-bottom ecosystems ......................................................................... 9
Aims....................................................................................................................................... 9
2 Methods........................................................................................................................... 11
Study sites ............................................................................................................................ 11
Sampling and experimental designs.................................................................................... 11
3 Results and Discussion................................................................................................... 14
Species richness vs. species composition ............................................................................ 14
Species’ response traits influence community stability ....................................................... 17
The role of replication in biodiversity experiments............................................................. 17
Conclusion........................................................................................................................... 18
References.............................................................................................................................. 20
Glossary ................................................................................................................................. 25
Appendix ............................................................................................................................... 28
iv
Preface
This thesis reports the outcome of field-based experiments carried out during the last three
years and designed to explore the role of biological diversity in maintaining the stability of
coastal ecosystems. The experiments were designed to test theoretical predictions and
mechanisms that explain the effects of biodiversity. So, at the first glance, the scope of this
thesis might seem confined to the academic realm. However, the ultimate aim is to predict
the ecological consequences of anthropogenic impacts on biological species, and also to
predict the likely consequences for human welfare. This work bites a small piece of an im-
mense puzzle.
The core of this thesis comprises four peer-review papers (I-IV) that can be found in the
Appendix section. The thesis summarises the major outcomes of the papers, and it is organ-
ised according to the IMRAD format (Introduction, Methods, Results, and Discussion). The
Introduction contains a review of the current knowledge about biodiversity and ecosystem
functioning. I was interested in illustrating mechanisms instead of describing patterns al-
ready described by others. The Methods section summarises briefly the characteristics of the
study sites, as well as the design, the set up, and the analysis of experiments. The results and
their interpretation are in the Result and Discussion section. Additionally, I provide a glos-
sary of terms at the end of the thesis in order to help the reader to understand the mecha-
nisms and processes mentioned in the text.
Paper I shows the results of an observational study where I compare the stability of in-
tertidal communities with naturally differing number of species. I test the hypothesis that
stability is a positive function of species richness. In paper II, I evaluate the role of resource
complementarity as a mechanism explaining the effects of functional group richness on the
rate of resource consumption of subtidal organisms. In paper III, I test the interactive effects
of disturbances on the stability of intertidal communities. Finally, paper IV assesses the
level of replication needed to represent the number of species occurring in intertidal hard-
bottom communities, which may be important when analysing the relationship between di-
versity and ecosystem stability.
v
Acknowledgments
Over the last three years, many friends and colleagues have contributed directly or indirectly
to this thesis. Those I have worked with in designing, setting up, and analysing experiments
have shared information and ideas. Summer interns have been enthusiast during long hours
of field work; editors and anonymous reviewers have brought part of this work to publica-
tion. Karin Boos helped me during the copy edition and printing process. Prof. Dr. Christian
Wiencke found always the way to fund materials, trips, and personnel (me). Andreas Wag-
ner gave valuable technical assistance, and organised coffee breaks just in the best moment.
This thesis would not have been written without the constant support, encouragement, and
counsel of Dr. Markus Molis, who provided invaluable guidance and friendship. I thank all
these people.
I also thank my family for joining me on the adventure of moving to Helgoland. While
this work was being prepared, I was saddened by the loss of a member of my family:
mother-in-law Ingrid Wallberg. It is to her memory that I dedicate this contribution.
vi
List of papers
This thesis is based on the following papers, which will be referred to in the text by their
roman numerals.
I Valdivia N, Molis M (In press) Observational evidence of a negative biodiversity-
stability relationship in intertidal epibenthic communities. Aquatic Biology
II Valdivia N, de la Haye K, Jenkins SR, Kimmance SA, Thompson R, Molis M (In
press) Functional composition, but not richness, affected the performance of sessile suspen-
sion-feeding assemblages. Journal of Sea Research
III Valdivia N, Molis M (Under review) Species compensation buffers community stabil-
ity against the loss of an intertidal habitat-forming rockweed. Marine Ecology Progress Se-
ries
IV Canning-Clode J, Valdivia N, Molis M, Thomason JC, and Wahl M (2008) Estimation
of regional richness in marine benthic communities: quantifying the error. Limnology and
Oceanography: Methods. 6: 580-590
vii
Introduction
1
1 Introduction
The context: the value of biodiversity
Human activities are altering the global climate (IPCC 2007). In addition, destruction of
habitats, over harvesting, and introduction of exotic species are changing the local biodiver-
sity of terrestrial and aquatic ecosystems (Dirzo & Raven 2003, Sax & Gaines 2003, Byrnes
et al. 2007). As a consequence, today’s species extinction rate is probably the highest in
Earth’s history (Dirzo & Raven 2003). The question therefore is not whether we are losing
species, but what the likely consequences of such biodiversity loss are. Seminal research
suggests that biodiversity influences the magnitude of and variability in ecosystems proc-
esses (reviewed by Cottingham et al. 2001, Stachowicz et al. 2007). In particular, the work
of MacArthur (1955) and Elton (1958) inspired the assertion that communities with many
interacting species are more stable than communities with fewer species. Ecologists there-
fore have raised the concern that changing biodiversity can impair ecosystem properties and
the goods and services provided by ecosystems, which in turn might have high societal costs
(Costanza et al. 1997, Armsworth & Roughgarden 2003).
It is not surprising therefore that the biodiversity-stability relationship had drawn the at-
tention of ecologists for decades (Hooper et al. 2005), and that ecosystem stability had be-
come an issue for policymakers (Christensen et al. 1996). However, the actual contribution
of biodiversity research to conservation is still under debate, because of the contrasting re-
sults of studies testing the idea that biodiversity begets ecosystem stability (Thompson &
Starzomski 2007). Specifically, there remains controversy over what constitutes a ‘richness
effect’ and how to untangle the effects on ecosystem functioning based on species richness
per se from the usually stronger effects of species identity and composition (Bruno et al.
2006).
Definitions
The exploration of biodiversity-stability relationships requires us to clarify the meaning of
biodiversity, stability, and other terms. Biodiversity is “the sum of all biotic variation in the
biosphere from the level of gene to ecosystem” (Purvis & Hector 2000). This includes, but
Biodiversity and stability
2
is not limited to, the number of species (species richness), the distribution of their abun-
dances, and the presence or absence of key species.
The influence of biodiversity on ecosystem functioning depends on the suite of func-
tional characteristics of the interacting species (Chapin et al. 2000). Functional traits are
those characteristics of species that influence ecosystem properties (functional effect traits)
or species’ responses to the environment (functional response traits). Functional groups are
therefore defined by either the effect of species on ecosystem functioning or their response
to the environment.
The term ecosystem functioning (or ecosystem performance) is a simple contraction for
‘how ecosystems work’, but encompasses complex mechanisms that regulate the transfor-
mation and transport of energy across the ecosystem. Ecosystem properties consist of sizes
of pools of materials like nutrients and carbon, and rates of processes like energy fluxes
across trophic levels (Christensen et al. 1996). Ecosystem goods and services are ecosystem
properties that contribute to human welfare both directly and indirectly. Food and materials
for construction are examples of ecosystem goods; nutrient cycling and buffering of coastal
erosion are examples of ecosystem services (Costanza et al. 1997). In this thesis, I use the
percent cover of benthic species as a surrogate for biomass, and filtration rates of sessile
suspension-feeding invertebrates as a surrogate for resource consumption and energy flux.
Stability has several meanings in ecology; indeed, a galaxy of definitions can be found in
the literature, and each of them can lead to a different conclusion about the biodiversity-
stability relationship (Grimm et al. 1992, Johnson et al. 1996). The six commonest defini-
tions of stability are: the magnitude of disturbances a system can tolerate (domain of attrac-
tion, Holling 1973); how long a measure stays without change (persistence, Pimm 1991);
how much a measure changes by a disturbance (resistance, Pimm 1991); how long a meas-
ure needs to return to a specified fraction of its initial value (resilience, Pimm 1991); how
likely is that a system will continue functioning (reliability, Naeem 1998); and how much a
measure varies over time (variability, Pimm 1991). Pioneer biodiversity-stability researchers
explicitly considered stability to be related to temporal variability in ecosystem properties
(MacArthur 1955, Elton 1958). In accordance, I focus on the effects of biodiversity on the
temporal variance of ecosystem properties. For example, when comparing two temporal
Introduction
3
series of abundances, the “more stable” one will be that with the smallest fluctuations rela-
tive to its mean.
Theory
Temporal variability can be calculated using the variance in time series of species abun-
dances. Because average abundances can differ, variance must be scaled relative to the mean
(Gaston & McArdle 1994). Usually, this is done using the coefficient of variation (CV = 100
� �����being � the standard deviation and � the mean), which decreases as stability in-
creases. In this thesis, stability (S) is defined as S = ������(Tilman 1999). In contrast to CV,
the magnitude of S increases as stability increases; in addition, it approaches 0 when the
variation is large in relation to the mean.
On the other hand, the variance in and aggregate ecosystem property (e.g. total commu-
nity abundance––the sum of the abundances of all of the species in the community) can be
expressed using a statistical rule (Schluter 1984, Doak et al. 1998):
),(2)()()( 2222ji
njii
nii
nie xxxxx ���� ��� (1)
being xi the abundance of an individual species i, xe the aggregate community abundance
made by summing the abundance of all species, �2 the variance, �2 (xi, xj) the covariance
between species i and j, and n the number of species. Therefore, the variance of an aggre-
gate ecosystem property depends on the sum of all species variances and the sum of all pair-
wise species covariances. If species vary independently, their covariance is zero and the
variance of the ecosystem property equals the summed species variances. However, when
species do not vary independently, their nonzero summed covariances cause the overall
variability to increase or decrease. Stability therefore will be defined as:
Covariance2Variance
���
��S (2)
In accordance with equation (2), stability will increase with increasing species richness
if the mean value of the property increases (�), or the summed variances decrease, or the
summed covariances decrease, or a combination of these occurs (Lehman & Tilman 2000).
Consequently, the factors influencing the size of ecosystem properties, the summed vari-
ances, and the summed covariances across gradients of species richness have been the focus
Biodiversity and stability
4
of theoretical work on biodiversity-stability relationships (Cottingham et al. 2001, Hooper et
al. 2005).
0
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2000
Resource AResource BResource C
Species a Species b Species c Mixtureof all species
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0
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Transgressiveoveryielding
Non-transgressiveoveryielding
Figure 1Graphical depiction of resource complementarity (a), transgressive overyielding (b), and positive sampling effects (c) in communities containing 1 (species a, b, or c), and 3 (mixture) species. Total consumption rate is the sum of the consumption rates of all resources. If species consume different resources (a), positive species interactions increase the performance of the species-rich community relative to any of the constituent species grown alone (b). On the other hand, if the species-rich community includes a species with extreme functional value, the performance of the community will reflect the performance of that species instead of an average response of all of the species in the community; in these cases, the performance of the species-rich community is larger than that of the average monoculture, but not larger than that of the best-performing species grown alone (c).
Size of ecosystem properties
Changes in the size of an aggregate ecosystem property can affect ecosystem stability (equa-
tion [2]). Theory predicts that ‘overyielding’, an increase in the size of an ecosystem prop-
erty with increasing species richness, can result from resource partitioning or facilitation
(complementarity effect; Tilman et al. 1997a, Loreau 2000), or by the increased probability
that more diverse communities include species with extreme functional impacts (sampling
effect or positive selection effect; Huston 1997, Loreau et al. 2001). Complementarity ef-
fects (Fig. 1a) lead to the phenomenon called transgressive overyielding, in which produc-
Introduction
5
tivity or resource use of species-rich mixtures exceeds (transgress) that of the best-
performing species grown alone (Fig. 1b; Fridley 2001). This is because interspecific com-
petition is reduced when species use different resources or use the same resource at different
moments or points in space. For example, sessile suspension-feeding invertebrates that con-
sume small-sized plankton can coexist with others that consume larger particles (Gili &
Coma 1998). Species
CV = 0.3
CV = 0.19
CV = 0.09
Time
Abu
ndan
ce o
f spe
cies
i
1 species
3 species
5 species
Tota
l abu
ndan
ceFigure 2Simulation showing the effect of statistical averaging on the variability in an aggregate community property (total abundance, heavy lines, right y-axis) made up by summing the abundance of single species (abundance of species i, left y-axis). Fluctuations in species and community abundances were simulated using Tilman’s model (1999) where species abundances are assumed to be independent, equally abundant, and with the same coefficient of variation (cv = 0.3). Average total community abundance was held constant at 100 percent cover. Statistical averaging of individual fluctuations dampens the variability of the aggregate community property as the number of species increases (note decreasing CV for total abundance).
0
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of benthic algae can share the resource ‘space’ and minimise competition: seaweeds need a
relatively small area in the substratum in order to stay attached, but they are still able to de-
velop a large canopy over an area where the substratum was monopolised by encrusting
forms or turf-forming algae (e.g. Connell 2003). In addition, canopies provide settlement
substratum for other smaller species, such as filamentous algae and sessile invertebrates.
Biodiversity and stability
6
Positive selection effects occur when the performance (e.g. resource use or productivity)
of the most efficient species explains that of the entire community (Fig. 1c; Ives et al. 2005).
For example, plant communities are usually dominated by individuals of the largest species
(e.g. Polley et al. 2007). Therefore, most of the biomass in a species-rich community may be
contributed by one or few dominant species and reflects the biomass of those species instead
of an average value of all species present in the community (Huston 1997).
CV = 0.28
CV = 0.21
CV = 0.05
Time
Abun
danc
e of
spe
cies
i
cor = 0.95
cor = 0
cor = -0.95
0 5 10 15 200
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0 5 10 15 200
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0 5 10 15 200
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Figure 3Graphical depiction of the effect of the covariance in species fluctuations on the variability an aggregate community property (total abundance, heavy lines, right y-axis)made up by summing the abundance of single species (abundance of species i, left y-axis) in communities of 2 species (either solid or dashed lines). Fluctuations in species abundances were simulated by generating 20 pairs of normal random values with mean 50, coefficient of variation 0.3, and specified coefficient of correlation (cor = 0.95, almost perfect positive correlation; 0, no correlation, -0.95 almost perfect negative correlation). Average total community abundance was held constant at 100 percent cover. Negative pair-wise species covariance dampens the variability of the aggregate community property (note decreasing CV for total abundance).
Tota
l abu
ndan
ce
Variance in species properties
As expressed in equations (1) and (2), stability in an aggregate ecosystem property like total
community abundance will be affected by the variances and covariances in species abun-
Introduction
7
dances. Statistical averaging, also called the portfolio effect, is a pivotal mechanisms leading
to a negative relationship between species richness and the variability of aggregate ecosys-
tem properties (Doak et al. 1998, Tilman et al. 1998). When total community abundance is
the sum of the abundances of many species, each varying over time, then adding more spe-
cies together will increase the probability that the fluctuations in these individual abun-
dances will average out statistically (Fig. 2; Doak et al. 1998). This reduces the variability in
the aggregate property in relation to that of the average individual abundances. Accordingly,
whenever species fluctuations are not perfectly correlated, increasing species richness will
reduce the variability of the community mainly on statistical grounds.
However, because asynchrony among species results from differential environmental
tolerances, statistical averaging is due in part to ecological difference among species
(Cottingham et al. 2001). Moreover, the strength of statistical averaging seems to be
strongly affected by the relative abundance of species. For example, high dominance of few
species can dampen the richness-stability relationship (Doak et al. 1998), and lead to nega-
tive and curvilinear functions (Lhomme & Winkel 2002). Therefore, ecological processes
leading to heterogeneity and temporal asynchrony in species abundances influence the effect
of biodiversity on ecosystem stability.
These ecological processes affect also the covariances in species abundances, which in
turn influence the stability of the community (equations [1] and [2]). Pairs of species com-
peting for the same resource or with differing abilities to respond to the environment should
show compensatory responses, such that when the abundance of one species increases and
that of the other decreases; the resulting negative covariance decreases the variability in the
total community abundance (Fig. 3; Doak et al. 1998, Yachi & Loreau 1999). If the variety
of environmental tolerances increases as species richness increases, then adding more spe-
cies will increase the probability that some species compensate the function of other that
failed due to changes in the environment (Yachi & Loreau 1999, Ives et al. 2000). There-
fore, maintenance of species with different functional response traits can be crucial for eco-
system stability. Surprising, conservation managers usually concentrate on rare species that
may be unable to compensate the loss of a dominant species (Thompson & Starzomski
2007).
Biodiversity and stability
8
Observations and experiments
Observational and manipulative experiments support the idea that increasing species rich-
ness leads to increasing ecosystem stability (e.g. McNaughton 1985, Tilman & Downing
1994, Naeem & Li 1997, Ptacnik et al. 2008), but most of these studies are confounded by
other variables (Hooper et al. 2005). For example, to demonstrate that biodiversity increases
drought resistance in grasslands, Tilman and Downing (1994) altered plant species richness
by using nutrient additions. However, increased resistance could have resulted either from
species compensation (Tilman 1996) or from differences in species composition caused by
the fertilisations (Huston 1997). In the observational study of McNaughton (1985) on Ser-
engeti’s grasslands, the negative correlation between proportional diversity (H’) and com-
munity variability was probably influenced by differences in species composition and
abiotic conditions between sites.
In order to detect confounding effects of species richness and composition, investigating
the relationship between biodiversity and ecosystem functioning and stability should be
complemented by different experimental methods, including assembling communities in
controlled environment, manipulating diversity in the field, and observing patterns in nature
(Díaz et al. 2003). There is no single best method, as not all questions can be addressed
equally well by these three approaches. For example, the effects of species richness per se
are better addressed by synthetic-assemblages experiments, because of the greater control of
species composition across replicates and levels of species richness (e.g. Loreau & Hector
2001, Benedetti-Cecchi 2004). In these experiments, random selections of species or func-
tional groups are assembled to generate different diversity treatments. However, because
such experiments do not represent how natural communities are assembled or dissembled––
species extinction are rarely random, for example––, the interpretation of studies using syn-
thetic communities is difficult (Wardle et al. 2000, Loreau et al. 2001).
On the other hand, the effects of non-random species extinctions are better addressed by
removal experiments, in which target species or functional groups are removed from the
natural community (e.g. Wardle et al. 1999, O'Connor et al. 2008). As they are based on
naturally assembled communities, removal experiments allow incorporating the effects of
large-scale processes like variations in climate, disturbance regime, and biotic interactions
Introduction
9
on the regional species pool (Belyea & Lancaster 1999). However, the cost of manipulating
diversity in the field restricts the size and duration of removal experiments, which in turn
limits the interpretation of results to the local characteristics or context. Alternatively, obser-
vational studies allow using larger spatial and time scales, and broader ranges of species
usually used in manipulative experiments (e.g. Troumbis & Memtsas 2000). Observational
studies require to be carefully designed to account for the diversity of the sites under inves-
tigation. The number of species is related to sampling effort (Ugland et al. 2003), so proper
replication may be especially important in observational studies linking ecosystem stability
and species richness.
The model system: hard-bottom ecosystems
Intertidal and shallow subtidal rocky habitats offer potential to test the diversity-stability
relationship. In these habitats, abiotic stressors change and biological processes occur at
small temporal and spatial scales (Underwood & Chapman 1996). As a consequence, inter-
tidal and shallow subtidal assemblages represent tractable experimental systems at the land-
scape scale and small-scale experiments are usually appropriate (Giller et al. 2004).
An example of the potential of rocky shores for biodiversity research is given by the re-
lationship between community structure and canopy-forming species. These species modify
the environment so that it becomes more suitable for some species, but less suitable for oth-
ers (e.g. Irving & Connell 2006, Lilley & Schiel 2006, Morrow & Carpenter 2008). In sub-
tidal habitats, for example, canopy loss reduces the abundance of species adapted to shaded
conditions (e.g. encrusting coralline algae), yet it allows the increase of species adapted to
more exposed conditions (Irving & Connell 2006). In intertidal habitats, however, the re-
sponse of understorey communities to canopy disturbances is still unclear (Lilley & Schiel
2006).
Aims
The aim of this study was to determinate the effects of species richness and species compo-
sition on the stability of intertidal and shallow subtidal hard-bottom communities. A combi-
Biodiversity and stability
10
nation of manipulative and observational approaches was used to address different but com-
plementary hypotheses.
In an observational study, I tested the hypothesis that (1) ecosystem stability is positively
related to species richness; in a synthetic assemblage experiment, I tested the hypotheses
that (2) different functional groups use different resources and that (3) increasing number of
functional groups increases the efficiency of resource consumption of the assemblage (i.e.
functional richness leads to transgressive overyielding in filtration rate); in a removal ex-
periment I tested the hypotheses that (4) the loss of a key canopy-forming species affects the
stability of the community and that (5) the effects of canopy removal depend on the pres-
ence of mechanical disturbances that provide free space. Finally, analysing species abun-
dance data (here after referred to as the richness-estimation study), I tested whether the
sampling effort of the observational study was enough to represent the number of species of
the shores here studied. The results, reported as peer-review papers and referred to by their
roman numerals (I-IV, see Appendix), suggest that species composition and identity had far
stronger effects on ecosystem stability than species richness per se.
Methods
11
2 Methods
Study sites
Observational and manipulative studies were conducted at Helgoland Island, NE Atlantic,
between March 2006 and March 2008. The observational study, removal experiment, and
richness-estimation study (papers I, III, and IV) were conducted in the mid-low intertidal
zone. This zone is characterised by canopy-forming algae (e.g. Fucus spp. and Laminaria
digitata), turf-forming algae (e.g. Ceramium virgatum, Chondrus crispus, Cladophora
rupestris, Corallina officinalis, Mastocarpus stellatus), and encrusting algae (e.g. Phymato-
lithon spp.). Frequent sessile invertebrates are Dynamena pumila, Spirorbis spirorbis, and
Electra pilosa, and conspicuous mobile consumers include Carcinus maenas and several
species of periwinkles. Temporal patterns in community structure have an important sea-
sonal component, as ephemeral algae like Ulva spp. and seasonal Cladophorales (e.g.
Cladophora sericea) become abundant during summer (Janke 1990). In the observational
study, stability was compared across five sites with naturally different number of species.
Each site was of ca. 200 m2 and adjacent sites were � 100 m apart from each other. The re-
moval experiment was replicated at two intertidal sites with differing degree of wave expo-
sure in order to test for generality of findings. Finally, the richness-estimation study was
based on data from the northern intertidal area of Helgoland.
The synthetic-assemblage experiment (paper II) was conducted in the shallow subtidal
habitat, and sessile invertebrates growing on vertical surfaces were used as experimental
organisms. This assemblage is characterised by mussels (e.g. Mytilus edulis), ascidians (e.g.
Ciona intestinalis, Ascidiella aspersa, and Diplosoma listerianum), barnacles (e.g. Elminius
modestus and Balanus crenatus), and bryozoans like Cryptosula pallasiana, and Membrani-
pora membranacea (Anger 1978, Wollgast et al. 2008).
Sampling and experimental designs
In the observational study, I compared community stability across the five sample sites.
Temporal variances in species abundances were calculated from repeated estimations of
species percent covers on plots of 0.25 m2 that were marked with stainless screws and sam-
pled every 6 months for 24 months. The temporal variance and temporal mean of total
Biodiversity and stability
12
community cover (cover summed across all species in a sampling unit) were used to calcu-
late the S index of stability (S = ���-1). On the other hand, species-accumulation curves were
used to calculate the number of species occurring at each sample site. I used regression
analyses to test the hypothesis that community stability is positively related to species rich-
ness. Additionally, I partitioned the temporal variance into the sum of all species variance
and the sum of all pair-wise species covariances as in equation (1). The summed covariances
were used as a measure of compensatory dynamics (see Theory section) and also to test
whether increases in the variance of species abundances are counterbalanced by increasingly
negative species covariances.
In the removal experiment (paper III), I tested the separate and interactive effects of the
removal of the canopy-forming alga Fucus serratus and mechanical disturbances on com-
munity stability. As in the observational study, temporal variances were obtained from re-
peated measures of species covers, but plots were of 0.09 m2 and sampled every 3 months
for 18 months. Fucus plants were removed used a knife and mechanical disturbance treat-
ments consisted of a biomass removal with 50 % of the effort required to remove all organ-
isms of the plot. I analysed two aspects of community stability: the temporal variability at
the community level (i.e. temporal variance of community total cover), and the temporal
variability at the species level (i.e. summed covariances and Bray-Curtis1 index).The effects
of canopy removal, disturbance, and site on all of the measures of temporal variability were
analysed using 3-way mixed analyses of variance (ANOVAs) with the factors Fucus canopy
(2 levels: present or removed) and disturbance (2 levels: undisturbed or disturbed) consid-
ered fixed and the factor site (2 levels, Nordostwatt or Westwatt) considered random.
The synthetic-assemblage experiment (paper II) was designed to test the effect of the
number of functional groups on filtration rates of suspension-feeding invertebrates, and to
separate this effect from that of functional identity. The design consisted of 3 functional
groups growing alone (i.e. mono-specific assemblages of mussels, colonial ascidians and
bryozoans, and barnacles) and one complete mixture containing all groups. Organisms used
1 The Bray-Curtis index (BC) measures the variability between samples in terms of species abundances. The
advantage of this method is that ignores the ‘double zeros’; i.e., it downplays the similarity between samples in
which the same species is absent. BC works well on ecological data, which are usually plagued by zeros.
Methods
13
to construct the assemblages were obtained by exposing artificial substrata (3 × 25 × 25 mm
PVC tiles) to colonisation in the water column for 7 months, starting on May 2006 to match
with the main recruitment period of epibenthic species. After that, tiles containing one func-
tional group each were used to construct the experimental assemblages (Stachowicz et al.
2002).
The synthetic assemblages were maintained in the field (1 m depth), but filtration rate
assays were conducted in the laboratory. Filtration rate was measured as the volume of wa-
ter cleared per unit of time from a mixed-culture microalgal suspension. Four microalgae of
different size were used as food in order to allow for resource complementarity in terms of
particle size. A cytometric technique allowed the identification of each species of microal-
gae, and so for testing whether functional types consumed different resources. ANOVA and
planned contrasts were used to tease apart the effects of functional richness (richness effect)
from those of each functional group (identity effect). The hypothesis that functional richness
leads to overyielding was tested using a planned contrast between the filtration rate of the
mixture and the average filtration rate of the monocultures (see Fig. 1b-c). The hypothesis
that functional richness leads to transgressive overyielding was tested by comparing the
performance of the mixture and the best-performing functional group in monocultures (see
Fig. 1b-c). Permutational multivariate analysis of variance (PERMANOVA) was used to test
for resource partitioning among functional groups on the basis of consumer-specific changes
in the multivariate structure of prey (Fig. 1a).
For the richness-estimation study (paper IV), I quantified the abundance of species oc-
curring on fifty-two 0.04 m2 replicate plots in spring 2006. Species-accumulation curves
were used to calculate the number of species in the maximum number of quadrats. Then, the
probable regional richness was estimated by fitting a curvilinear growth model that provides
the asymptotic number of species as the number of replicates approaches infinity (Morgan et
al. 1975).
Biodiversity and stability
14
3 Results and Discussion
Biodiversity, broadly defined, significantly influenced the magnitude and variability of eco-
system properties such as community biomass (measured as percent cover) and resource
consumption (measured as filtration rate). Nevertheless, the effects of species composition
seemed to be more important than those of species richness. Contrarily to our predictions,
the observational study showed a negative and curvilinear diversity-stability relationship. In
the synthetic-assemblage experiment (paper II), filtration rates differed significantly among
functional groups grown alone, but their average filtration rate did not differ from that of the
high-diversity mixtures––i.e. the presence of more functional groups did not increase filtra-
tion rate. Finally, the removal of the canopy-forming alga Fucus serratus increased the vari-
ability of species without affecting the variability of communities (paper III). Compensatory
dynamics, such that the abundance of some species increases while that of other decreases,
buffered the community-level stability against the environmental changes caused by the
canopy removal––such patters were consistent across two sites.
Collectively, these results agree with biodiversity studies on marine macroalgal (Bruno
et al. 2006), terrestrial plant (Hooper et al. 2005), and freshwater communities (Downing
2005, Weis et al. 2008). These previous studies have shown that richness effects are actually
subtle and that compositional effects are strong. The loss or gain of particular species there-
fore may have a stronger effect on ecosystem stability than species richness per se. There-
fore, predicting the consequences of biodiversity loss remains complicated, because it re-
quires an accurate knowledge of the system and natural life history and should be drawn
from sound experimental evidence, not from generalised models.
Species richness vs. species composition
Overyielding, or an increase in an ecosystem property with increasing species richness, was
detected in the observational study (paper I). Theory predicts that overyielding is due to
resource complementarity (Tilman et al. 1997b), which may occur in benthic communities.
Epibenthic species can partition the available space by forming multilayered spatial struc-
tures––the experiments conducted on the intertidal areas (papers I, III, and IV) showed that
Results and discussion
15
encrusting forms, turf-forming, and canopy-forming algae formed three biotic layers, and
the observational study showed that this layering tended to increase across the richness gra-
dient. Multilayered structure is a characteristic of benthic communities made up of numer-
ous species (Bruno et al. 2003), so resource complementarity in terms of differential use of
the space might be widespread among these communities.
However, overyielding might well have resulted from the increased probability that spe-
cies-rich communities included particular (“key”) species with strong effects on community
abundance––i.e. positive sampling effects. Indeed, few species dominated the communities,
so the apparent pattern of the community abundance could well have reflected those of the
dominant species instead of an average response of all species in the community. Moreover,
one of the dominant species, the canopy former Fucus serratus, had significant effects on
the species composition and stability (paper III); so the relationships between site species
richness, community abundance, and stability (paper I) would have been strongly influenced
by changes in the abundance of this species. On the other hand, the negative and curvilinear
richness-stability relationship (paper I) may have resulted from the dominance of species––
experiments have shown that the stability of communities dominated by few species is
driven by these particular taxa (Steiner et al. 2005, Polley et al. 2007), and simulations sug-
gest that strong heterogeneity among species abundances may lead to negative and nonlin-
ear relationships between species richness and stability (Lhomme & Winkel 2002).
In consequence, even when complementarity in the use of space may be common in
natural benthic communities, there is a fair chance that selection effects also operate within
these assemblages. Both, selection effects and positive species interactions (including com-
plementarity and facilitation) can act simultaneously or sequentially (Hooper et al. 2005,
Bruno et al. 2006). The challenge is therefore to develop analytical tools that allow quantify-
ing the relative contribution of each of these mechanisms to ecosystem function (e.g. Loreau
& Hector 2001, Fox 2005).
The synthetic-assemblage experiment (paper II), provided the opportunity to test
whether resource complementarity occurs within subtidal suspension feeders. The experi-
ment was replicated at two locations in NE Atlantic coasts, and the results from both loca-
tions suggest that complementarity was actually absent: the high efficiency of mussels in
filtrating most of the phytoplankton species suggests that filtration rate of the mixtures was
mostly due to the activity of this functional group, which may have prevented resources
Biodiversity and stability
16
complementarity and led to no richness effects. These results, complemented with the cor-
relative evidence of the observational study, suggest that species identity and composition
may have strong effects on the functioning and stability of natural community and that the
consequences of biodiversity changes can not be predicted from the number of species that
are loss or gained. Identity effects may be common within benthic communities, as sug-
gested by recent experiments conducted on intertidal (O'Connor et al. 2008) and shallow
subtidal communities (Bruno et al. 2006, O'Connor & Bruno 2007), as well as reviews and
meta analyses of published datasets (Cardinale et al. 2006, Stachowicz et al. 2007).
Because the synthetic-assemblage experiment did not represent how natural communi-
ties are assembled, its interpretation in a real scenario of biodiversity change may become
difficult. For example, whether species are assembled as larvae and juveniles or adults can
influence the outcome of synthetic experiments (Garnier et al. 1997). The removal experi-
ment (paper III) tested in natural conditions what happened with the community and species
stability when a particular species went locally extinct. Interesting, the results of this ‘natu-
ral’ experiment also suggest that the functional characteristics of species affect stability, al-
beit it was not designed to tease richness effects apart from identity effects.
In the removal experiment, a single species had strong effects on composition and stabil-
ity of species. The removal of Fucus serratus significantly influenced the physical surround-
ings of the remaining species, as shown in other communities where canopies ameliorate
stressors like temperature and water evaporation (Bertness et al. 1999, Moore et al. 2007),
and also where canopies reduce sedimentation (Kennelly & Underwood 1993). In my ex-
periment, these changes had negative effects on species sensitive to sedimentation and os-
motic stress, such as encrusting algae and small sessile invertebrates, yet they had positive
effects on species more tolerant, such as ephemeral green algae. Therefore, disturbance can
have differing effects on species, which may play an important role in maintaining the sta-
bility of the community (Micheli et al. 1999).
Results and discussion
17
Species’ response traits influence community stability
The compositional changes caused by the canopy removal reduced the stability of species,
but, these severe disturbances did not affect the stability of communities. Probably, the
negative covariance resulting from the compensation between sensitive and tolerant species
maintained the stability of the community. This also may explain why the additional me-
chanical disturbances significantly decreased species stability only in removal plots, without
affecting the community stability. Mechanical disturbances can have significant effects on
species richness and composition (Valdivia et al. 2008), species coexistence (Shea et al.
2004), and stability (Bertocci et al. 2007). So, species compensation can maintain the stabil-
ity of communities in the face of strong environmental disturbances. The role of species
compensation in buffering community stability against stochastic change has been shown in
mathematical simulations (Fig. 3; Doak et al. 1998, Yachi & Loreau 1999) and field obser-
vations (Ernest & Brown 2001).
The importance of negative covariances and compensatory dynamics was also noted in
the observational study (paper I), where the lack of correlation between the summed covari-
ances and species richness contributed to the negative richness-stability relationship found–
–theory predicts that increasingly negative covariances should offset the increases in species
variances as more species are present (equation [2]; Tilman et al. 1998). Therefore, even
when the number of species seemed to have little effects on ecosystem functioning, the re-
sults from the intertidal experiments agree with the assertion that the presence of a variety of
responses to the environment is fundamental in maintaining community stability (Walker
1992, Yachi & Loreau 1999).
The role of replication in biodiversity experiments
In the richness-estimation study (paper IV), by extrapolating species-accumulation curves
we predicted a probable regional richness similar to the maximum number of species quanti-
fied in the observational study (65 vs. 72). This suggests that the sampling effort in the latter
was enough to represent the number of species occurring on mid-low intertidal areas of Hel-
goland. On the other hand, comprehensive inventories of species suggest that 53 (Janke
1986, Reichert & Buchholz 2006) sessile and 39 macroalgal (I. Bartsch, unpubl. data) spe-
Biodiversity and stability
18
cies can occur in these shores. According to these values, our extrapolations of the species-
accumulation curves are clearly below the actual number of species. However, these exten-
sive inventories included probably species occurring in different year and habitats, so these
species do not necessarily coexist at the local scale.
In observational studies linking species richness and the variability in ecosystem proper-
ties, the level of replication may be particularly important: first, assuring a proper replica-
tion can be critical for reducing unwanted variability derived from spatial and temporal
patchiness in species distributions (Cottingham et al. 2001). Second, account of rare species
might be important when rare species have disproportional effects on ecosystem properties
(e.g. keystone species; Lyons et al. 2005). Therefore, the ability of an experimental design to
detect compositional effects on ecosystem function can depend on sample size (Allison
1999).
Conclusion
Species composition seemed to be more important for the stability of this ecosystem than
the number of species and functional groups. Consequently, predicting the consequences of
the widespread human-driven changes in biodiversity needs an accurate knowledge on life
history and biology of species. So, descriptive work on basic life history traits is fundamen-
tal in this context. On the other hand, we should not assume that mechanisms predicted by
theory to lead to positive richness-stability (and functioning) relationships are unimportant
in the systems here studies. Resource complementarity influences species coexistence
(Ricklefs 1990), and the impact of species richness on ecosystem properties can grow
stronger through succession (Cardinale et al. 2004, Cardinale et al. 2007).
Further research should address the influence of the relative abundance of species (i.e.
evenness) and different types of disturbances on the relationship between biodiversity and
ecosystems stability, in addition to the occurrence of species compensation under different
levels of environmental stress. We still need to unravel the relationship between taxonomic
and functional diversity. Identifying those traits of species that influence ecosystem proper-
ties and species’ responses to the environment requires us to assess the impacts of environ-
Results and discussion
19
mental disturbances at the levels of communities, populations, and organisms, and to inves-
tigate the variations in physiological traits across geographical scales (e.g. Dahlhoff &
Menge 1996, Chown & Gaston 2008).
Management of natural communities is generally based on the conservational status of
species; that is, species are usually managed if they are endangered or introduced. However,
conservation managers only rarely consider the functional effects of species (Thompson &
Starzomski 2007). According to the results of this thesis, conservational efforts should be
directed to identify the functional traits that make species important for the functioning and
stability of ecosystems. Key functional traits should be conservation priorities. Finally, man-
agers should assure that natural communities contain many species with different functional
responses and also many species with similar functional effects. This will allow species
compensation in the face of rapid environmental changes.
Biodiversity and stability
20
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Wollgast S, Lenz M, Wahl M, Molis M (2008) Effects of regular and irregular temporal patterns of disturbance on biomass accrual and species composition of a subtidal hard-bottom assemblage. Helg Mar Res 62:309-319
Yachi S, Loreau M (1999) Biodiversity and ecosystem productivity in a fluctuating environment: The insur-ance hypothesis. P Natl Acad Sci USA 96:1463-1468
Glossary
25
Glossary
Aggregate ecosystem property: a property that is calculated by summing that property
across the species living in the ecosystem.
Biodiversity: the sum of all biotic variation in the biosphere from the level of gene to eco-
system.
Compensation, species compensation, compensatory dynamics: a decrease in the abun-
dance of one species that is accompanied by a compensatory increase in the abundance of
other.
Complementarity effect: an increase in an ecosystem property due to resource complemen-
tarity or facilitation among species in a species-rich community.
Ecosystem: the level of biological organisation that includes animals and plants in associa-
tion, together with the physical variables of their surroundings. Ecological interactions be-
tween species regulate the transformation and transport of energy across the ecosystem.
Such transformations include the assimilation of carbon dioxide into organic carbonic com-
pounds by plants and the consumption of plants by grazers and animals by carnivorous.
Ecosystem functioning, performance: a simple contraction for ‘how ecosystems work’
and encompasses ecosystem properties, goods, and services.
Ecosystem goods and services: the ecosystem properties that contribute to human welfare
both directly and indirectly.
Ecosystem properties: 1 the sizes of pools of materials like nutrients and carbon. 2 the
rates of processes like energy fluxes across trophic levels.
Functional traits: the characteristics of species that influence ecosystem properties.
Functional effect traits: the characteristics of species that influence ecosystem properties;
e.g., biomass, size, rate of nutrient uptake.
Functional group: a classification of species according to either their effect to ecosystem
properties or their response to the environment.
Biodiversity and stability
26
Functional response traits: the characteristics of species that define how species respond
to the environment; e.g., ranges of tolerance to salinity, temperature, solar radiation, or other
environmental variables.
Observational study: a study in which a variable is measured across individuals, popula-
tions, or higher levels of organisation. No attempt is made to affect the response of the ob-
servational units––no treatment is applied, for example.
Overyielding: an increase in the magnitude of an ecosystem property (e.g. community bio-
mass) as species richness increases.
Positive selection effects: the increased probability that more diverse communities include
species with extreme functional values. The performance of the community represents then
the performance of these particular species instead of the average response of all of the spe-
cies in the community.
Removal experiment: an experiment in which the individuals of a species or functional
group is removed from a community.
Resource complementarity, partitioning, niche partitioning: the capacity of species to
use different resources or use them in different points of time or space.
Richness effect: an increase in an ecosystem property in a species-rich community relative
to a species-poor one. The property in the species-rich community is larger than the average
property calculated across the constituent species grown alone (monocultures).
Species accumulation curve: a graphical method used to estimate the species richness in
areas where the observer is unable to sample all of the species. The procedure consists of
calculating and plotting the average number of species (and its standard deviation) of the
smallest sample size (1). Then all combinations of the next sample size are randomised and
the mean cumulative species richness is plotted. This procedure is repeated for all sample
sizes.
Species richness: the number of species living in a given area.
Stability: the state of being not likely to change or fail.
Glossary
27
Statistical averaging, portfolio effect: a reduction in the variability in an ecosystem prop-
erty as species richness increases. This occurs because the ecosystem property is the sum of
that property across (temporally) fluctuating species; adding more species increases the
probability that these fluctuations will ‘average out’.
Summed covariances: the sum of all of the pair-wise species covariances (calculated
throughout time) within a biological community
Summed variances: the sum of all of the species variances (calculated throughout time)
within a community.
Synthetic-assemblage experiment: an experiment in which the researcher constructs com-
munities by placing together individuals of several species into an experimental unit. The
selection of species is usually done at random from a subset of the local species pool.
Transgressive overyielding: the phenomenon in which the productivity or resource use of
species-rich mixtures exceeds (transgress) that of the best-performing species grown alone.
The presence of transgressive overyielding suggests that positive species interactions may
be responsible for richness effects.
Biodiversity and stability
28
Appendix
Papers I – IV
Paper I
Paper I
Nelson Valdivia*, Markus Molis (In press) Observational evidence of a negative
biodiversity-stability relationship in intertidal epibenthic communities. Aquatic Biology
Biologische Anstalt Helgoland, Alfred Wegener Institute for Polar and Marine Research,
Section Seaweed Biology, Kurpromenade 201, 27498 Helgoland, Germany
* Corresponding author
Email [email protected]
Tel. ++49(0)47258193294
Fax ++49(0)47258193283
1
Appendix
2
Paper I
ABSTRACT: The idea that diversity begets the functioning and stability of ecosystems has
been intensely examined in terrestrial habitats, yet these relationships remain poorly studied
in the marine realm. Theoretical and empirical work suggests that diversity enhances the
stability of communities, but decreases the stability of populations. This is because
compensatory dynamics, such that when one species decreases while other increases,
stabilise the community as long as species richness increases the variety of responses to the
environment. In an observational field study, the temporal variability in species abundance
was used as a measure of stability that was compared among five intertidal sites of naturally
different species richness. Percent covers of macrobenthic species were estimated every 6
months for 2 years. Stability in total community cover was a negative but curvilinear
function of species richness. In addition, the stability of single populations (averaged over
all species) fluctuated across the species richness gradient, without showing the predicted
negative pattern. We found no evidence for increasing compensatory dynamics with
increasing species richness, suggesting that the variety of responses to environmental
changes was unrelated to diversity. Diversity-stability relationships in natural communities
may be more complex than those predicted by theory and manipulative experiments.
KEY WORDS: Diversity-stability hypothesis · Hard-bottom · Intertidal · Marine · Portfolio
effect · Species compensation · Species richness · Statistical averaging · Temporal variability
3
Appendix
INTRODUCTION
The effects of biodiversity on ecosystem processes have received considerable attention
because of the concern that loss of biodiversity can impair the functioning of ecosystems
(reviewed by Hooper et al. 2005, Stachowicz et al. 2007). Greater species diversity
represents more adaptive responses to environmental fluctuations (MacArthur 1955, Elton
1958). By this, the probability that some species maintain functioning when other species
fail ensures the persistence of ecosystem properties under variable environmental conditions
(Walker 1992, Yachi & Loreau 1999). Indeed, influential research in terrestrial habitats has
shown that diversity is beneficial for the functioning and stability of ecosystems (e.g.
Tilman 1996, Hector et al. 1999, Loreau & Hector 2001, Tilman et al. 2006). However,
these ideas remain poorly examined in aquatic ecosystems, for which there is also a need for
understanding the ecological consequences of species loss (Gessner et al. 2004, Hooper et
al. 2005). Considering the differences between terrestrial and aquatic ecosystems (Giller et
al. 2004), generalisations obtained from terrestrial habitats may not apply for marine
habitats.
Stability has several meanings in ecology, including the resistance to and the resilience
from disturbances, the resistance to invasions, and the temporal variability in an community
property (Johnson et al. 1996, Shea & Chesson 2002). In this study we focus on temporal
variability, expressed as the temporal variance in total species cover of intertidal epibenthic
communities, and on the role of statistical averaging (also called the portfolio effect) and
overyielding as two mechanisms by which community variability decreases with increasing
diversity. Statistical averaging occurs when an aggregate community property (e.g. total
species abundance) is calculated by adding that property across species. If the temporal
variations of species are asynchronous, adding more species will increase the probability
4
Paper I
that those fluctuations are averaged out and the variability in total abundance will decrease
merely on statistical grounds (Doak et al. 1998). Nevertheless, because asynchrony among
species can result from the different abilities of species to tolerate environmental changes,
statistical averaging is due in part to ecological differences among species (Cottingham et al.
2001).
Asynchrony in species fluctuations lead to compensatory dynamics, such that the
abundance of one species decreases while that of other increases; the resulting negative
covariance buffers the community stability (e.g. Vasseur & Gaedke 2007). If species
richness increases the variety of responses to the environment, then the presence of more
species increases the probability that some species compensate the loss of others (Yachi &
Loreau 1999, Ives et al. 2000). Increasing compensatory dynamics with increasing diversity
will tend to stabilise the community but will cause individual populations to be more
unstable (Lehman & Tilman 2000).
The strength of statistical averaging effects depends on the relative abundance of species
(Steiner et al. 2005). When species contribute unequally to the community abundance, the
negative effect of diversity on community variability is dampened (Doak et al. 1998), as
shown in terrestrial plant communities (Polley et al. 2007). Moreover, high species
dominance can inverse the diversity-stability relationship, and may lead to a non-linear
diversity-stability relationship (Lhomme & Winkel 2002).
Overyielding, increases in the mean of an aggregate property with species richness, is the
second mechanisms that influences the diversity-stability relationship. Overyielding comes
from differences among species–if many species compete for several resources, then
coexistence results in a greater proportion of space covered by the community (Tilman et al.
1997). A more diverse assemblage stands for greater variety of species traits, which can
cause the average community property to increase in comparison to the property of the
5
Appendix
average population. This overyielding effect will temporally stabilise the community as
species richness increases (Lehman & Tilman 2000).
Experimental manipulation of marine epibenthic diversity shows that diversity enhances
community stability (reviewed by Stachowicz et al. 2007). Spatial models based on
observational data, however, predict the contrary (Dunstan & Johnson 2004, 2006). This is
possible when species produce aggregate structures (e.g. aggregations of conspecifics or
colonies), as result from differential use of the space among species. These structures raise
spatial refuges, leading to enhanced probabilities of survival and to more stable
communities at low diversity sites (Dunstan & Johnson 2004, 2006). Contrarily, theory
predicting a positive diversity-stability relationship is based on the assumption of well-
mixed communities, where aggregations of conspecifics are almost absent (Dunstan &
Johnson 2006).
In an observational study, we tested the relationships between species richness and
community stability. Observational studies permit the inspection of broader ranges of
species richness and more realistic environmental conditions than those usually present in
manipulative experiments (Stachowicz et al. 2007). We tested whether species richness is
positively related to community stability (temporal variability in cover summed across all
species in a sampling unit), but negatively related to population stability (temporal
variability in the cover of individual epibenthic species). In addition, we investigated
whether species richness is positively related to average community cover (i.e. overyielding
effect), and whether species richness is positively related to the occurrence of species
compensation (i.e. whether species covariances become more negative as species richness
increases).
6
Paper I
MATERIAL AND METHODS
Study sites. The study was conducted at 5 intertidal sites of naturally differing species
richness on the rocky shore of Helgoland Island, NE Atlantic. Each site was ca. 200 m2 in
area and adjacent sites were � 100 m apart from each other. Two sites, ‘Barren Ground’
(BG) and ‘Semi-sheltered Fucus Bed’ (SFB), were located on the moderately exposed
north-eastern shore, which is partly sheltered from wave action by a 250 m long concrete
jetty running from north to south. The mid-intertidal at BG was formerly dominated by the
blue mussel Mytilus edulis and fucoid seaweeds (Bartsch & Tittley 2004). Today, the
community at BG is dominated by encrusting coralline algae (Phymatolithon spp.) and high
densities of the periwinkle Littorina littorea, while mussels and fucoid seaweeds have
almost disappeared. During September and November 2007, the average densities of L.
littorea were 227 and 281 ind. m-2 at BG, but 16 and 90 ind. m-2 at SFB (M. Molis, unpubl.
data). At SFB, the canopy-forming brown seaweed Fucus serratus extensively covers the
substrate from the lower intertidal to the upper subtidal, where the understorey is dominated
by Phymatolithon spp. and the turf-forming algae Cladophora rupestris, Chondrus crispus,
and Corallina officinalis (Bartsch & Tittley 2004). The third site, ‘Exposed Fucus Bed’
(EFB) was located at the western wave-exposed rocky shore of Helgoland. Here, the dense
F. serratus canopy had been gradually replaced by the red algae C. crispus and
Mastocarpus stellatus (Bartsch & Tittley 2004). The fourth and fifth sites were located on
concrete harbour walls at south-eastern Helgoland. ‘Exposed Mole’ (EM) is a wave-exposed
site that is dominated by dense turfs of C. rupestris, patches of the barnacle Verruca
stroemia, and Phymatolithon spp. The fifth site, ‘Sheltered Harbour’ (SH) is a wave-
sheltered site that is dominated by a number of red algae such as Phyllophora spp.,
7
Appendix
Ceramium virgatum, and Bonnemaisonia hamifera (Trailliella-phase). In addition F.
serratus and the encrusting bryozoan Electra pilosa exist here in high abundance.
Community sampling. During March 2006, fifteen 0.5 × 0.5 m plots were randomly
positioned and permanently marked with stainless screws at each site. All sites were
sampled every six months between March 2006 and March 2008, except that the final
sampling of SH was delayed by one month. Due to time constrains, a random sub-sample of
nine fixed plots was followed throughout time. In species accumulation curves, seven or
eight plots were enough to represent the number of species at each site (Appendix 1,
available as Supplementary Material). Over the two-year study period, two plots were lost at
SH and EFB and one plot at EM.
For each plot, percent cover of each macrobenthic species was estimated to the nearest 1
%. Species with <1 % cover in a plot were uniformly recorded with 0.5 % abundance. Due
to the multilayered structure of the assemblages, total community cover could well exceed
100 %. Taxa were identified to the lowest possible taxonomic level in the field. For
ambiguous taxa, sub-samples collected from adjacent areas were identified in the laboratory.
Some taxa were identified to genus level, such as Phymatolithon spp., Porphyra sp., and
Ulva spp. Small burrowing spionids were grouped as family Spionidae and Ectocarpales
were identified to order level (Appendix 2).
Data analysis. Because species richness did vary over time, the gradient of species
richness was defined by using species accumulation curves that were generated separately
for each site, using the data of all sample dates. The maximum number of species obtained
from each curve corresponded to the site-specific richness used in the analyses. Species
occurring in less than three out of the five sample dates or contributing <1 % to total
community cover were omitted from all analyses, except for rare species with a consistent
8
Paper I
seasonal pattern (defined as the occurrence of a species during the same season across
years).
The PRIMER Similarity-Percentages routine, SIMPER, was used to identify the species
with larger contribution to the multivariate structure of each site. Bray-Curtis (BC)
similarities (1 – BC) were calculated between all pairs of samples in the entire data set. The
average similarities between all pairs of within-site samples were then broken down into
separate contributions from each species to the structure of each site (Clarke & Warwick
2001).
The � �-1 ratio (temporal stability, S) was used as a measure of community stability,
where � is the temporal mean community total cover for a time period and � is its temporal
standard deviation over the same interval (Tilman 1999). In comparison to the frequently
used coefficient of variability (100 � �-1), which approaches zero as stability decreases, S is
advantageous because its magnitude increases with stability. The stability of the ith species,
Si, was calculated by dividing its mean cover by its standard deviation. Population stability
was then calculated for each plot by averaging Si across all species (Tilman et al. 2006).
The temporal variance in total community cover was partitioned into the sum of all (N) of
the species variances and that of species covariances. This was done by calculating an N × N
covariance matrix across time for each plot; the sum of the diagonal corresponds to the
summed species variances and the sum of the off diagonals to the summed species
covariances. The sum of the full covariance matrix corresponds to the net variance (i.e.
summed variances plus summed covariances). The summed covariances were used as a
measure of compensatory dynamics–if species compensation increases, then the summed
covariances become more negative.
Regression analyses of the relationship between diversity and stability were conducted
using R environment version 2.7.2 (R Development Core Team 2008). We conducted
9
Appendix
orthogonal polynomial regressions to assess curvilinear patterns of diversity-stability
relationships. We tested up to the fourth-order fit (one minus the number of richness levels)
and we used the procedure described by Sokal and Rohlf (1995), in which the significance
of each polynomial regression is tested as part of the ANOVA table. All curves were fitted
using least squares regression and analyses of variance used the general linear models
routines. All measures of stability were Loge transformed due to their patchy statistical
distribution. The transformation assured normality and allowed the use of general linear
models.
Regression analyses were also used to investigate the relationship between richness and
(1) the average total community cover (averaged over the five sample dates), (2) the sum of
all species variances, (3) the sum of all pair-wise species covariances, and (4) the net
variance in total community cover. Analysis 1 was done to test whether increasing species
richness leads to overyielding and analyses 2, 3, and 4 to test whether increases in the
variance of species abundances are offset by increasingly negative species covariances.
Statistical averaging effects depend on the way in which the temporal variance in the
abundance of a species changes with the temporal mean (Tilman et al. 1998). The general
tendency of the variance �2 to increase with the mean � is described with Taylor’s power
function, �2 = c �z, where c is a constant and z is the scaling coefficient (Taylor 1961). The
value of z affects the strength of the statistical averaging, with 1 < z < 2 meaning that
diversity dampens the community variability but increases the population variability
(Tilman et al. 1998, Tilman 1999). The logarithmic transformation of �2 = c �z results in a
linear equation in the form of log (�2) = c + z log (�). We fitted this regression to the most
important species identified by SIMPER routines and to the entire data set, combining all
species.
10
Paper I
RESULTS
Seventy-three taxa were identified during the study; 52 were included in the analyses
(Appendix 2). Site species richness was of 30 at BG, 34 at EFB, 36 at EM, 40 at SFB, and
43 at SH. The total community cover averaged over the five sample dates (± SEM) ranged
from 119 ± 7 % (BG) to 211 ± 6 % (SFB). The taxa contributing most to the community
structure at each site were identified using SIMPER routines (Table 1). At BG, EM, and
SFB, 3 to 4 species contributed the 90 % of the communities; at EFB and SH, 6 and 8
species respectively. The taxa with the highest and most consistent contribution to within-
site similarities were Phymatolithon spp., Fucus serratus and Cladophora rupestris (Table
1). These three species represented 61 % of the sum of all of the species abundances from
the five sample sites.
Contrary to our predictions, community stability was a negative and curvilinear function
of species richness (Fig. 1). Accordingly, both the linear and cubic models significantly fit
these data (Fig. 1, Table 2). Highest community stability values were found at BG, while
lowest values were found at EFB and SH. Population stability showed large fluctuations
over the species richness gradient, and no clear trend to decrease was observed.
Consequently, the linear model was insignificant, whereas the quadratic and cuartic models
explained significant portions of the population stability data (Fig. 1, Table 2). Population
stability was highest at EM, and lowest at EFB and SH.
The average total community cover significantly increased with site species richness (y =
–54.10 + 5.95×, R2 = 0.5, F1, 38 = 38, p < 0.0001). In addition, total community cover
increased with site diversity at each of the sample dates (separate regressions performed at
each sample date, p � 0.004).
11
Appendix
The summed variances showed an oscillating pattern across the species richness gradient,
and a significant trend to increase (Fig. 2, Table 3). On the other hand, the summed
covariances were independent of species richness (Fig. 2, Table 3). Summed covariances
were on average less than zero (–766.2 ± 188.5, one sample t-test, p � 0.001). When
analysing each site separately, however, we found that summed covariances were less than
zero at BG, EM, and SH (one sample t-tests, p � 0.03), but not at EFB and SFB (one sample
t-test, p � 0.09). As a consequence of the insignificant relationship between the summed
covariances and diversity, the net variance (i.e. summed variances plus summed
covariances) followed a similar pattern to that of the summed variances, showing an
irregular increase over the species richness gradient (Fig 2, Table 3).
The fitted z-value (± SEM) for the three taxa with the highest contribution to the within-
site similarities were 1.26 ± 0.14 for Phymatolithon spp., 1.38 ± 0.06 for Fucus serratus,
and 1.12 ± 0.1 for Cladophora rupestris; the fitted z-value for the entire data set was 1.34 ±
0.01. According to their z-values, the stability of these taxa should have decreased with
species richness; but, the individual regressions showed differing patterns. The stability of
Phymatolithon spp. tended to decrease with increasing species richness, while that of Fucus
serratus and Cladophora rupestris showed large departures from linearity that resulted in a
significant cuartic fit for both species (Fig. 3, Table 4).
12
Paper I
DISCUSSION
Community stability
These observations suggest that community stability decreased as the number of species
increased, in contrast to what most theoretical and empirical work predicts (reviewed by
Hooper et al. 2005, Stachowicz et al. 2007). In addition, the patterns of community and
population stability were highly complex. In this study, the average total community cover
significantly increased with species richness (i.e. overyielding) and the variance scaled with
the mean cover with 1 < z < 2–overyielding and such variance-mean rescaling should have
led to a positive diversity-stability relationship (Tilman et al. 2006, van Ruijven & Berendse
2007). Yet, increasing stability with increasing diversity also requires increasingly negative
species covariances and an even distribution of species abundances.
On average, summed covariances were significantly less than zero. At both sites
dominated by the canopy forming Fucus serratus, however, covariances were equal or
larger than zero. Positive covariances in these sites may have resulted from the positive
effect of F. serratus on obligate understorey species (N. Valdivia, unpublished data).
Moreover, persistent removals of the F. serratus canopy caused compensatory dynamics of
species with different environmental tolerances; the resulting negative covariances buffered
the community stability but reduced the population stability (N. Valdivia unpublished data).
Therefore, the covariance in the species responses to environmental disturbances can
strongly influence the stability of the here studied shores. In the present study, the
insignificant relationship between the species covariances and species richness probably
prevented a positive effect of diversity on stability.
13
Appendix
The relationship between species richness and stability was also influenced by the relative
abundance of species. In this experiment, three taxa explained ca. the 60 % of the sum of all
of the species covers. When few taxa numerically dominate the system, community stability
can be driven by fluctuations of these components (Steiner et al. 2005, Polley et al. 2007).
In addition, large differences among species abundances can result in negative and
curvilinear richness-stability relationships when z = 1.2 (Lhomme & Winkel 2002). In our
case, the z-values were close to 1.2 (e.g. 1.26 ± 0.14 for Phymatolithon spp., but 1.35 ± 0.01
for all species), suggesting that large heterogeneity among species abundances may also
explain the negative and complex pattern of community stability.
Overyielding probably resulted from the multilayered structure of macrobenthic
assemblages, which allows single species to expand by differential use of the available
space. Erect life forms use little space of primary substratum but can expand above the
substratum and thus increase in abundance. This causes the total percent cover to exceed
100 %. For instance, seaweeds can develop and expand a canopy in an area where the
primary substratum was monopolised by encrusting forms (Connell 2003). Such a spatial
structure was apparent in this study, as encrusting, turfing, and canopy-forming algae
formed 3 layers of biota. This suggest that if we would have focused on one layer of species
(i.e. do not allow total percent covers > 100 %), probably we would have found no
overyielding. On the other hand, large spatial structures may also have caused community
stability to decrease with species richness, because such structures raise refugee and
increase the probability of survival in communities dominated by few species (Dunstan &
Johnson 2004, 2006).
Population stability
14
Paper I
We detected significant fluctuations in the pattern of population stability across the
species richness gradient, but we did not find a clear trend to decrease. Population stability
should decrease with increasing diversity if the latter is positively related to the number of
potential competitive interactions or to the variety of adaptive responses to the environment
(Ives et al. 2000). In this study, the absence of a negative diversity-covariance relationship
suggests that both the variety of environmental tolerances and the number of competitive
interactions were independent of diversity. Differential use of the space could have
alleviated competition at high diversity sites, reducing the probability of compensatory
changes that cause individual populations to be more variable.
According to their z-values, the stability of single species should have decreased with
species richness (Tilman 1999). However, individual species tended to be more stable at
sites where they were more abundant. Similarly, a recent experiment in which species
abundances varied across the diversity gradient showed that the stability of single species
performed differently than expected based on the variance-mean rescaling (van Ruijven &
Berendse 2007). Because constancy in species abundance is an assumption of statistical
averaging (Doak et al. 1998), this mechanisms may be well supported by manipulative
experiments, but probably not by observational studies.
Our observations agree with studies conducted in multitrophic systems showing no clear
diversity effect on population stability (McGrady-Steed & Morin 2000, Steiner et al. 2005),
but contradict studies conducted on single trophic levels that show negative relationships
(Tilman et al. 2006, van Ruijven & Berendse 2007). In our case, primary producers
dominated the assemblages in terms of abundance, but 57 % of taxa were invertebrates. On
the other hand, keystone consumers can strongly control the community structure (Paine
1966). Therefore, the high stability of Phymatolithon spp. at the species-poor site Barren
Ground might be related to the large density of the periwinkle Littorina littorea observed at
15
Appendix
the study site. Epibenthic grazers like L. littorea control the recruitment of algae, thereby
affecting the structure of macrobenthic assemblages (McQuaid 1996). The grazing activity
of L. littorea at Barren Grounds may be an important factor in depressing species richness
and simultaneously promoting the persistence of encrusting algae like Phymatolithon spp. at
high abundances. Manipulative experiments are necessary to address the role of trophic
interactions on relationship between diversity and stability.
In conclusion, we observed a negative and curvilinear pattern in community stability and
a complex pattern in population stability. Probably, putative positive effects of overyielding
and variance-mean rescaling on community stability were offset by strong heterogeneity
among species abundances and invariant species covariances across the species richness
gradient. The observational evidence presented here is not unequivocal, since we did not
control for factors that might have covaried with species richness, such as wave exposure or
nutrient levels. In addition, ecosystem properties such as fluxes of nutrients and carbon were
not assessed. Because different ecosystem properties can have different responses to
changes in diversity (Jiang et al. 2008), experiments that explore multiple ecosystem
properties can provide a more comprehensive view of the functional role of diversity. Even
though, we suggest that the relative abundance of species and ecological interactions
influencing the covariances among species may play a pivotal role in the relationship
between diversity and ecosystem stability.
Acknowledgements. We are grateful to a number of friends and colleagues who
enthusiastically helped during long hours of field work, including J. Ellrich, A. Engel, M.
Honens, M. Marklewitz, A. Wagner, and H.Y. Yun. A. Knox polished the English of an
early version of the manuscript. This work forms part of the MarBEF responsive model
16
Paper I
project BIOFUSE. Financial support by the Alfred-Wegener-Institute for Marine and Polar
Research to N.V. is acknowledged.
17
Appendix
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19
Appendix
Table 1. Dominant taxa at sites with a naturally differing number of species. Decomposition
of within-site Bray-Curtis similarities into contribution of taxa to the structure of each site
(Contributioni). Taxa contributions are also expressed as percent (%i). A value of the ratio
Contributioni/SD � 1 indicates that the contribution of taxon i to the within-site similarity is
consistent across all pairs of samples. Percent cover (averaged over plots and all sample
dates) of each taxon is given (%-coveri). Site-specific species richness is given in brackets.
Taxa cumulating up to 90 % of the contribution to the with-site similarities are shown.
Taxon %-coveri Contributioni (%i) Contributioni/SD
BG, Barren Ground (30)
Phymatolithon spp. 70.78 49.31 78.90 2.95
Littorina littorea 6.67 3.96 6.33 1.92
Hildenbrandia rubra 7.92 2.62 4.19 0.56
Haemescharia hennedyi 12.32 2.56 4.09 0.31
EFB, Exposed Fucus Bed (34)
Phymatolithon spp. 42.67 16.13 40.35 1.27
Fucus serratus 32.37 9.08 22.71 0.75
Chondrus crispus 17.89 5.27 13.19 0.81
Corallina officinalis 8.63 2.09 5.23 0.61
Mastocarpus stellatus 9.24 1.96 4.91 0.50
Ulva spp. 11.66 1.70 4.26 0.38
20
Paper I
EM, Exposed Mole (36)
Cladophora rupestris 86.68 49.02 73.15 3.10
Phymatolithon spp. 20.56 6.28 9.37 1.07
Verruca stroemia 22.75 5.88 8.78 0.94
SFB, Semi-sheltered Fucus Bed (40)
Fucus serratus 76.27 29.30 40.33 2.43
Phymatolithon spp. 66.51 26.89 37.02 3.69
Cladophora rupestris 38.40 12.52 17.24 1.96
SH, Sheltered Harbour (43)
Ceramium virgatum 31.79 7.63 23.60 0.67
Fucus serratus 30.69 6.24 19.28 0.59
Electra pilosa 22.29 4.85 15.00 0.73
Bonnemaisonia hamifera 23.57 4.03 12.47 0.39
Phyllophora spp. 12.14 2.34 7.24 0.62
Chondrus crispus 9.97 2.31 7.13 0.73
Ulva spp. 8.87 1.30 4.02 0.56
Ectocarpales 10.81 1.14 3.53 0.31
21
Appendix
Table 2. Results of orthogonal polynomial regressions of species richness on community
and population stability.
Source df MS F p
Community stability
Species richness, N 4 1.81 9.40 <0.0001
Nlinear 1 3.44 17.82 0.0002
Nquadratic 1 0.79 4.08 0.0511
Ncubic 1 2.63 13.61 0.0008
Ncuartic 1 0.40 2.09 0.1569
Residual 35 0.19
Population stability
Species richness, N 4 0.59 7.56 0.0002
Nlinear 1 0.15 1.94 0.1725
Nquadratic 1 0.48 6.17 0.0179
Ncubic 1 0.30 3.89 0.0566
Ncuartic 1 1.42 18.25 0.0001
Residual 35 0.08
22
Paper I
Table 3. Results of orthogonal polynomial regressions of species richness on summed
variances, summed covariances, and net variance (summed variances + summed
covariances).
Source df MS F p
Summed variances
Species richness, N 4 8490828 9.98 <0.0001
Nlinear 1 7589923 8.92 0.0051
Nquadratic 1 142765 0.17 0.6846
Ncubic 1 19102565 22.45 <0.0001
Ncuartic 1 7128060 8.38 0.0065
Residual 35 850863
Summed covariances
Species richness, N 4 1564017 1.11 0.3662
Nlinear 1 426974 0.30 0.5851
Nquadratic 1 555457 0.40 0.5337
Ncubic 1 4858397 3.46 0.0715
Ncuartic 1 415240 0.30 0.5902
Residual 35 1405830
Net variance (summed variances + summed covariances)
Species richness, N 4 5137088 7.31 0.0002
23
Appendix
Nlinear 1 11617286 16.54 0.0003
Nquadratic 1 135017 0.19 0.6638
Ncubic 1 4693597 6.68 0.0141
Ncuartic 1 4102454 5.84 0.0210
Residual 35 702542
24
Paper I
Table 4. Results of orthogonal polynomial regressions of species richness on the stability of
each of the three dominant taxa
Source df MS F p
Phymatolithon spp.
Species richness, N 4 4.70 12.54 <0.0001
Nlinear 1 3.75 10.00 0.0032
Nquadratic 1 1.14 3.03 0.0904
Ncubic 1 12.09 32.25 <0.0001
Ncuartic 1 1.82 4.86 0.0341
Residual 35 0.37
Fucus serratus
Species richness, N 4 3.05 7.97 0.0002
Nlinear 1 4.88 12.72 0.0013
Nquadratic 1 1.83 4.79 0.0372
Ncubic 1 3.53 9.22 0.0051
Ncuartic 1 1.97 5.15 0.0312
Residual 28 0.38
Cladophora rupestris
Species richness, N 4 10.88 21.02 <0.0001
Nlinear 1 0.28 0.54 0.4659
25
Appendix
Nquadratic 1 20.80 40.19 <0.0001
Ncubic 1 1.30 2.51 0.1225
Ncuartic 1 21.14 40.84 <0.0001
Residual 34 0.52
26
Paper I
Figure captions
Fig. 1. Relationship between species richness and stability in percent cover of epibenthic
species. Stability, S, was calculated as the quotient between the temporal mean in cover, �,
and its standard deviation, �, over the same time period. (a) Stability of total community
cover. (b) Stability of cover of single species averaged across 52 species. Each circle
represents the stability of a 0.25 m2 plot that was followed over time. Codes for sites are as
follows. BG: Barren Ground, EFB: Exposed Fucus Bed, EM: Exposed Mole, SFB: Semi-
sheltered Fucus Bed, and SH: Sheltered Harbour.
Note: regression parameters of site species richness (N) are as follows. Community stability
= 227.25 – 18.53N + 0.50N2 – 0.004N3. Population stability = 31450 – 346N + 14N2 –
0.25N3 + 0.0017N4
Fig. 2. Relationship between site species richness and (a) summed variances, (b) summed
covariances, and (c) net variance (summed variances plus summed covariances). Codes for
sites as in Fig. 1
Note: regression parameters of site species richness (N) are as follows. Summed variances =
– 7465000 + 810900N – 32790N2 + 585N3 – 4N4. Net variance = – 5522000 + 602900N –
24530N2 + 441N3 – 3N4
Fig. 3. Patterns of stability in percent cover of the 3 taxa with the highest and most
consistent contributions to the within-site similarities. Codes for sites as in Fig. 1
Note: regression parameters of site species richness (N) on stability (S) are as follows.
SPhymatolithon spp. = – 3014 + 346.5N – 14.83N2 + 0.27N3 – 0.002N4. SFucus serratus = – 7531 +
841N – 0.35N2 + 0.6N3 – 0.004N4. SCladophora rupestris = 1980 – 1324N + 54.51N2 – 0.9N3 +
0.007N4
27
Appendix
0
1
2
3
4
30 35 40
-1
0
1
2
3
Com
mun
ity s
tabi
lity
[log(���-
1 )]
Pop
ulat
ion
stab
ility
[log(����
� )](a)
(b)
Site species richness
SHSFBEMEFBBGSites:
R2 = 0.4636
R2 = 0.4891
Fig. 1. Valdivia and Molis
28
Paper I
Varia
nce
Site species richness
SHSFBEMEFBBGSites:
(c) Net variance (variances + covariances)R2 = 0.4552
(a) Summed variances, R2 = 0.5328
(b) Summed covariances, NS
0
2000
4000
6000
-4000
-2000
0
2000
30 35 40
0
2000
4000
6000
Fig. 2. Valdivia and Molis
29
Appendix
0
2
4
6
0
2
4
6
30 35 40
0
5
Site species richness
SHSFBEMEFBBGSites:
Spec
ies
stab
ility
[log(����
� )]
(a) Phymatolithon spp., R2 = 0.5889
(b) Fucus serratus, R2 = 0.5323
(c) Cladophora rupestris, R2 = 0.7120
Fig. 3. Valdivia and Molis
30
Paper I
The following appendix accompanies the article
Observational evidence of a negative biodiversity-stability relationship in intertidal
epibenthic communities
Nelson Valdivia*, Markus Molis
Biologische Anstalt Helgoland, Alfred Wegener Institute for Polar and Marine Research,
Section Seaweed Biology, Kurpromenade 201, 27498 Helgoland, Germany
*Email [email protected]
Appendix 1. Species accumulation curves of data from the first sample date on March 2006
at each site. We used a random method that finds the mean species accumulation curve and
its standard deviation (vertical bars) from random permutations of the data
31
Appendix
2 4 6 8 10 12 140
10
20
30
2 4 6 8 10 12 140
10
20
30
2 4 6 8 10 12 140
10
20
30
2 4 6 8 10 12 140
10
20
30
2 4 6 8 10 12 140
10
20
30
Number of plots
Num
ber o
fspe
cies
Sheltered harbour
Semi-sheltered Fucus bed
Exposed mole
Exposed Fucus bed
Barren ground
32
Pape
r I
App
endi
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36
Paper II
Nelson Valdivia a, *, Kate L. de la Haye b, c, Stuart R. Jenkins b, d, Susan A. Kimmance e,
Richard Thompson c, Markus Molis a (In press) Functional composition, but not richness,
affected the performance of sessile suspension-feeding assemblages. Journal of Sea Research
a Biologische Anstalt Helgoland, Alfred Wegener Institute for Polar and Marine Research,
Section Seaweed Biology, Kurpromenade 201, 27498 Helgoland, Germany
b Marine Biological Association of the United Kingdom, The Laboratory, Citadel Hill,
Plymouth PL1 2PB United Kingdom
c Marine Biology and Ecology Research Centre, School of Biological Sciences, University of
Plymouth, Plymouth PL4 8AA United Kingdom
d School of Ocean Sciences, Bangor University, Menai Bridge, Anglesey LL59 5AB United
Kingdom
e Plymouth Marine Laboratory, Prospect Place, The Hoe, Plymouth PL1 3DH, UK
* Corresponding author
Email [email protected]
Tel. ++49(0)47258193294
Fax ++49(0)47258193283
Appendix
2
Paper II
Abstract
The efficiency by which communities capture limiting resources may be related to the
number of species or functional types competing therein. This is because species use different
resources (i.e. complementarity effect) or because species-rich communities include species
with extreme functional traits (positive selection effect). We conducted two manipulative
studies to separate the effects of functional richness and functional identity on the feeding
efficiency (i.e. filtration rate) of suspension-feeding invertebrates growing on vertical surfaces.
In addition, one experiment tested whether the density of organisms influences the effect of
functional diversity. Monocultures and complete mixtures of functional types were fed with a
solution of microalgae of different sizes (6 �m – 40 �m). Experiments conducted at two
locations, Helgoland and Plymouth, showed that functional identity had far larger effects on
filtration rate than richness. Mixtures did not outperform the average monoculture or the best-
performing monoculture and this pattern was independent on density. The high efficiency of
one of the functional types in consuming most microalgae could have minimised the resource
complementarity. The loss or gain of particular species may therefore have a stronger impact on
the functioning of epibenthic communities than richness per se.
3
Appendix
Keywords
Biodiversity-Ecosystem Functioning; Complementarity Effect; Density; Ecosystem
functioning; Filtration rates, Selection Effects; Resource Consumption; Suspension feeders
4
Paper II
1. Introduction
Present rates of species invasion and extinction (Thomas et al., 2004; Byrnes et al., 2007)
have stimulated research linking biodiversity and ecosystem functioning (hereafter BEF),
because of the potential loss of ecosystem ‘goods and services’ (Chapin et al., 2000). A
substantial number of theoretical and empirical studies suggest that taxonomic and functional
diversity are linked to the performance of ecosystems (Hooper et al., 2005; Stachowicz et al.,
2007). However, to gain a mechanistic understanding of BEF relationships requires us to
accurately distinguish changes in ecosystem processes due to the number of species (richness
effect) from changes attributable to the usually stronger effect of species identity or
composition (Schwartz et al., 2000).
Energy transfer in an ecosystem underlies services such as food production and nutrient
cycling (Christensen et al., 1996). In coastal ecosystems, assemblages of sessile suspension-
feeding invertebrates mediate the coupling and energy transfer between two major habitats––
the water column and the benthos (Gili and Coma, 1998). Suspension feeders can directly
control pelagic primary production by capturing large amounts of plankton, and indirectly
regulate secondary production in coastal trophic webs by supporting populations of mobile
predators (Navarrete et al., 2005; Nielsen and Maar, 2007). Assemblages of sessile suspension
feeders provide therefore an opportunity to examine the functional consequences of biodiversity
change.
Positive richness effects on ecosystem properties can result from resource complementarity
or facilitation (complementarity effect; Tilman et al., 1997; Loreau, 2000). This theory was
developed from observations on terrestrial plant communities, but it may also apply to aquatic
5
Appendix
ecosystems (Bruno et al., 2005; Griffin et al., 2008). For example, suspension feeders able to
partition a resource on the basis of particle size can form complex assemblages made up of
numerous species (Lesser et al., 1994): species feeding on smaller particles can coexist in the
same community with other species feeding on larger prey. At the same time, higher diversity
results in higher spatial complexity, which alters patterns in near-bottom currents and increases
particle capture of individuals; this allows a species-rich assemblage to capture more food than
any of its constituent species grown alone (Cardinale et al., 2002). These observations suggest
that resource complementarity and facilitation may occur within suspension-feeding
assemblages; however, few experiments have been designed to test the role of these processes
in linking suspension feeder diversity and energy transfer (e.g. Cardinale and Palmer, 2002;
Cardinale et al., 2002).
On the other hand, richness effects can result from the increased probability that species-rich
communities include species with extreme functional values (sampling effect or positive
selection effect; Huston, 1997; Loreau et al., 2001). This mechanism is based on the assumption
that competitive ability and functional impact of species are positively correlated; thereby the
performance of a mixture of species is explained by that of the best-performing species in
monoculture (Tilman et al., 1997). However, when competitive abilities and functional impact
are weakly or negatively correlated, negative selection effects can offset the resource
partitioning and dampen, or even reverse, a positive BEF relationship (Bruno et al., 2006; Jiang
et al., 2008).
Most BEF experiments suggest that sampling effects are the major mechanisms explaining
richness effects (Cardinale et al., 2006; Stachowicz et al., 2007). However, recent evidence
suggests that complementarity operates in natural communities, and also that its expression is
6
Paper II
influenced by other factors (Cardinale et al., 2007; Griffin et al., 2008). The density of
organisms within assemblages influences the strength of intraspecific and interspecific
competition, which in turn can affect the relationship between species richness and ecosystem
properties (Cardinale et al., 2004; Weis et al., 2007). Despite recognition of its importance,
empirical tests of the potential role of density in mediating the richness effects are still rare (but
see Griffin et al., 2008).
While BEF research has largely focused at the species level (Hendriks and Duarte, 2008),
grouping species into functional types allows for a more tractable study of complex systems:
patterns are more consistent because the variability among functionally similar species is
averaged out (Hooper et al., 2005). Here we present the results of field manipulative studies in
which we tested the hypotheses that (1) the number of functional types increases the feeding
rate of assemblages of suspension-feeding invertebrates, (2) these effects are influenced by the
density of the assemblage, and (3) suspension feeders show different preferences for food
particles of different size. In order to accurately test these hypotheses, we separated the effects
of functional richness from the effects of functional identity. We used field-grown epibiota,
grouped together according to functional traits related to their abilities to deplete limiting
resources. A mixture of differently sized microalgae was used as food in order to allow for
resource complementarity on the basis of size-specific filtration rates. Selective feeding in
terms of particle size has been shown in barnacles (Crisp, 1964), bryozoans (Pascoe et al.,
2007), ascidians (Petersen, 2007), and mussels (Rouillon and Navarro, 2003). In addition, we
sought to maximise the ecological relevance of this work by replicating the experiment at two
locations in north-eastern Atlantic coasts.
7
Appendix
2. Methods
2.1. Experimental design
The experiments were conducted at Helgoland Island, south-eastern North Sea and at
Plymouth, in the western English Channel. The original design encompassed the replication of
identical experiments at both locations. Settlement patterns, however, were different between
locations, as the abundance and diversity of settlers were larger at Helgoland than at Plymouth.
Therefore, we did not conduct identically replicated experiments but we used the data from
both locations to address different but complementary hypotheses. The data from Helgoland
were used to test hypothesis 1 (the number of functional types increases the feeding rate of
assemblages of suspension-feeding invertebrates) and hypothesis 2 (density influences the
effect of functional richness). The data from Plymouth were used to test hypotheses 1 (see
above) and 3 (suspension feeders show different preferences for food particles of different
size).
Experiments included three functional types in monoculture and a complete mixture
containing all functional types. Each treatment was replicated five times at Helgoland and three
times at Plymouth. At Helgoland, all treatments were crossed with the factor density (either
high or low) to test for density-dependent diversity effects on filtration rates. Our experimental
design, in which overall density was kept constant across the different diversity treatments (i.e.
a replacement design), allowed a clear partitioning of the effects of functional richness and
identity and detection of non-transgressive and transgressive overyielding (Loreau, 1998; Bruno
et al., 2006). Non-transgressive overyielding occurs when the mixture performance exceeds that
8
Paper II
of the average of its component species in monocultures, while transgressive overyielding
occurs when the mixture performance exceeds that of the best-performing monoculture
(Fridley, 2001).
Species were selected in accordance with natural patterns in the distribution and abundance
of epibiota on vertical surfaces at both locations. Barnacles, bryozoans, ascidians, and mussels
characterise these assemblages (Anger, 1978). We defined the functional types on the basis of
morphological differences that may lead to resource partitioning in terms of particle size (Table
1). For example, barnacles use thoracic appendages (the cirri) to catch and handle food; a
variety of setae present in the cirri allow barnacles to catch plankton across a large size range
from flagellates to small crustaceans (Chan et al. 2008). Ascidians use ciliary pumps to drive
water through a mucus-net that retains the suspended food particles. Bryozoans use lateral cilia
to drive the water toward a filter formed by a band of stiff cilia. Mussels use gill filaments with
lateral cirri that beat against the current (reviewed by Riisgård and Larsen, 2000).
We also considered the individual size as a functional trait, because the morphology of the
organisms influences the physical habitat they occupy and may influence flow patterns and
delivery of food. For example, in assemblages dominated by small and opportunistic species
like bryozoans and colonial ascidians, increasing abundance of massive forms (e.g. mussels)
increases spatial complexity, flow retention, and thus the efficiency of resource capture of the
community (Gili and Coma, 1998). In this study, barnacles, bryozoans, colonial ascidians, and
mussels were used as functional types, but bryozoans and colonial ascidians were classified as
the same type (‘colonials’) because of similar size spectra and modularity (Table 1).
Additionally, at Helgoland we included tiles without suspension feeders but covered with
encrusting algae, which are common in these epibenthic assemblages (Wollgast et al., 2008).
9
Appendix
This was done to provide open settlement space and thus allow for potential effects of early
colonisers on filtration rates. ‘Open space’ was included as monoculture and also within the
mixture assemblages.
The organisms were obtained by exposing settlement tiles (25 × 25 mm Polyvinyl chloride)
to natural colonisation in the water column for 7-8 months. One side of each tile was roughened
to constant texture, on which larvae and propagules were allowed to settle. The other side of the
tile had a Velcro strip used to attach the tile onto a 100 × 100 mm PVC plate. Sixteen
(Helgoland) or nine (Plymouth) tiles were attached onto each plate so that each experimental
unit consisted of a flat grid with 16 or nine interchangeable subunits. The plates were vertically
submerged in the water during May 2006, and recovered on 14 December 2006 (Helgoland)
and 31 January 2007 (Plymouth) to assemble the experimental assemblages.
The tiles were detached from the plates and those tiles covered by a single functional type
were placed into the respective categories. Each monoculture was assembled by reattaching a
group of tiles covered by the same functional type on a plate. For both monocultures and
mixtures, tiles were randomly allocated within each plate. In order to facilitate attachment via
byssal threads, mussels were transplanted onto the tiles by either laying mussels for few days
on the tiles or gluing a short piece of fishing thread onto one of the valves of each mussel and
knotting it to the tile. By keeping the number of tiles constant across functional types, we
assured that replicates for the mixture treatment had the same functional composition.
We manipulated the factor density at Helgoland by varying the number of tiles on each plate:
the high density treatment consisted of plates with 16 tiles covered with organisms, while the
low density treatment consisted of plates with eight tiles covered with organisms plus eight
uncovered tiles. Tiles were suspended in the water column from 20-litre buoys or pontoons so
10
Paper II
that they were constantly immersed at a depth of 1 m below the sea surface and at least 4 m
above the seabed on low spring tides.
2.2. Laboratory determination of clearance rates
Grazing experiments were conducted in laboratory conditions to estimate the filtration rate of
the assemblages growing on the settlement plates. At Helgoland, two filtration rate assays were
conducted on 28 December 2006 and 10 January 2007. At Plymouth we conducted one assay
on 2 April 2007 because it took longer for the assemblages to develop. A second assay at
Plymouth was not possible because of deterioration of the organisms. Filtration rate was
measured as the volume of water cleared per unit of time from a mixed-culture microalgal
suspension. We used four algal strains from the Plymouth Algal Culture Collection:
Cryptomonas rostrella PLY405, Isochrysis galbana PLY680, Prorocentrum micans PLY97A,
and Tetraselmis suecica PLY305. These species will be hereafter referred to by genus.
Microalgae differed in size: Isochrysis (6 �m max length) < Tetraselmis (15 �m max length) <
Cryptomonas (25 �m max length) < Prorocentrum (40 �m max length). Isochrysis and
Tetraselmis, however, were considered as a single small-sized group because it was impossible
to accurately distinguish them in the suspension. Microalgae were cultured on Provasoli
medium in a climate-controlled room (15° C) in 12:12 h light: dark cycle of 50 �mol quanta s-1
m-2 (PAR).
For each assay, frames were taken out from the water and the plates were cut loose for
examination of filtration rates in the laboratory. Each plate was submerged for 1 h in an opaque
plastic container (1-litre volume) filled with 800 ml of microalgal suspension. Four containers
11
Appendix
that received 800 ml of the microalgal suspension but no plate served as consumer-free
controls. To measure the filtration rate of each epibenthic assemblage, 25 ml of macroalgal
suspension was taken before and after the assay.
In Helgoland the chlorophyll-a concentration of each suspension sample was measured with
a non-destructive fluorometric technique (BBE Cuvette Fluorometer, BBE Moldaenke GmbH
Germany). This instrument is equipped with light-emitting diodes to excite chlorophyll-a
fluorescence, which in turn is linearly related to the concentration of the pigment. Chlorophyll-
a concentrations measured with fluorometric methods are highly correlated to those measured
with HPLC (Beutler et al., 2002) and counts of cells (Lürling and Verschoor, 2003). In
Plymouth, we used a FACSort flow cytometer (Becton Dickinson, Oxford, UK) equipped with
a 15 mW laser exciting at 488 nm and with a standard filter set up. Specific phytoplankton
groups were discriminated by differences in side scatter and red/orange fluorescence. Flow
rates of the flow cytometer were calibrated daily using quality control beads (0.5 µm,
Polysciences) of a known concentration. Samples were analysed at high flow rate (~ 142 �l
min-1) to quantify algal size distribution and thus assess size-specific filtration rates. Average
initial Chlorophyll-a concentration at Helgoland was 1.41 �g l-1 and average initial number of
cells (pooling all phytoplankton species) at Plymouth was ca. 14000 cells ml-1 (Table 1). In
preliminary assays at Helgoland, this Chlorophyll-a concentration enabled us to detect
differences in filtration rate among functional types––lower concentrations were totally
consumed in one hour.
Filtration rates (m, ml h-1 g-1) based either on Chlorophyll-a concentration or number of cells
were calculated using the equation of Fox et al. (1937): m = M (b – a) (n t)-1, where M is the
volume of suspension (ml), a is the logarithmic decrement in the controls (i.e. LN(Ac, t=0) –
12
Paper II
LN(Ac, t=1), Ac, t=0 and Ac, t=1 being the concentration of suspension initially and after time t), b in
the logarithmic decrement in the test suspension (LN(AT, t=0) – LN(AT, t=1)), n is the wet biomass
(g) of each plate (wet weight of the entire experimental unit minus that of the PVC plate and
tiles), and t is the duration of the experiment (1 hour).
2.3. Statistical analysis
Analyses of variance (ANOVAs) were used to test the hypotheses that functional richness
increases feeding rate and that density influences the effect of richness. Planned contrasts were
used to separate the effects of functional richness from identity. Each of the two assays from
Helgoland was analysed using a 2-way ANOVA with the factors assemblage (5 levels: open
space, barnacles, colonials, mussels, or mixture) and density (2 levels: high or low) considered
fixed. Data from Plymouth were analysed using a 1-way ANOVA with the factor assemblage (4
levels: barnacles, colonials, mussels, or mixture) considered fixed. After the ANOVAs, the sum
of squares (SS) of the factor assemblage was partitioned into a planned contrast between the
mixture and the average response of the functional types in monoculture (richness effect). The
residual SS corresponded to the differences among the assemblages made up of a single
functional type and tested the effects of the functional type identity (Bruno et al., 2005).
Transgressive overyielding was then tested using planned contrasts between the mixture and the
best-performing functional type in monoculture. We tested the hypothesis that suspension
feeders have different patterns of resource consumption––i.e. there are differences in the
relative abundance of microalgal species consumed by the three functional types analysed at
Plymouth––using permutational multivariate analysis of variance (PERMANOVA; Anderson,
13
Appendix
2001). In this way, we tested for resource partitioning among functional types on the basis of
changes in the multivariate structure of prey (Griffin et al., 2008). At Plymouth, one replicate
was lost for the ‘colonials’ treatment because of severe weather and so we replaced this missing
value with the mean for the remaining plates of the treatment and one degree of freedom was
subtracted from the residual (Underwood, 1997). Data were square-root transformed to achieve
homogeneity of variances (tested with Levene’s test).
14
Paper II
3. Results
On average, final phytoplankton concentrations were 0.67 �g l-1 (Chlorophyll-a) at
Helgoland, and ca. 5500 cells ml-1 at Plymouth (Table 1). At both locations, mussels consumed
most of the phytoplankton in one hour; at Helgoland this group totally depleted the resource,
but 20 % of the decrease in phytoplankton concentration was probably due to cell precipitation
or cell damage (Table 1). At Helgoland, ca. 15 % of the microalgae was consumed by
suspension feeders that colonised the open tiles (Table 1).
The results from both assays conducted at Helgoland showed that the effects of functional
richness were negligible in comparison to the significant effects of identity (Table 2). In
addition, there was no support for transgressive overyielding, because consumption rates of the
mixtures were never higher than those of the best-performer monoculture (mussels). In the first
assay conducted at Helgoland, the clearance rate of the mixture was statistically equivalent to
that of mussels (F1, 46 = 0.08, p = 0.78; from planned contrast), while in the second assay the
performance of the mixture was significantly lower than the performance of mussels (F1, 46 =
18.12, p < 0.01; from planned contrast).
Density effects were significant only in the first Helgoland assay (Helgoland 1 in Table 2).
The filtration rates of the high density assemblages were higher than those of the low density
assemblages (Fig. 1). A non-significant interaction term indicated that the effects of functional
richness and identity were independent from those of density (Table 2).
The results from the work conducted at Plymouth confirmed the trends from the experiment
at Helgoland and showed that the effect of functional richness was weak compared to that for
identity (Fig. 2, Table 2). Planned contrasts between the mixture and the best-performing
15
Appendix
monoculture showed no significant difference in filtration rates (i.e. we found no evidence for
transgressive overyielding; F1, 9 = 0.3, p = 0.59). Multivariate analyses revealed distinct patterns
in resource use among functional types (Fig 2, unbalanced PERMANOVA, pseudo-F2, 5 =
23.66, p < 0.01). Barnacles tended to prefer the larger microalgal species, while mussels
showed maximum filtration rates on microalgae from all three size classes.
16
Paper II
4. Discussion
Results from Helgoland and Plymouth suggest that efficiency in resource use was strongly
affected by the identity but not by the richness of functional types. Our findings are similar to
those from studies in terrestrial and marine habitats showing that identity and compositional
effects are common, but that richness effects and transgressive overyielding are more evasive
phenomena (Bruno et al., 2005; Hooper et al., 2005; O'Connor and Crowe, 2005; Bruno et al.,
2006). Our results might have important ecological implications, because they suggest that the
loss or gain of particular species has the strongest impact on the functioning of epibenthic
ecosystems instead of richness per se.
The high efficiency of the blue mussel in removing the majority of algae may have
minimised complementarity in the mixed assemblage and prevented a richness effect. Also, the
filtration rate of mussels probably explained that of the mixture assemblages, because the
performance of both treatments tended to be similar––i.e. a positive selection effect. However,
the assessment of the relative contribution of complementarity and selection effects (either
positive or negative) requires measuring the performance of each species in the mixture
(Stachowicz et al., 2007). Experiments using such techniques have shown that putative positive
selection effects (because mixtures yielded the same than the best-performing species) were
actually the outcome of resource complementarity being offset by strong negative selection of
the best-performing species (Bruno et al., 2005; Reusch et al., 2005; Bruno et al., 2006).
Negative selection effects occur when the competitive ability and functional impact of species
are weakly or negatively correlated (Loreau and Hector, 2001; Jiang et al., 2008). Such trade-
offs between competitive ability and functional impact are widespread in nature (e.g. keystone
17
Appendix
species; Lyons et al., 2005) and negative selection effects may be particularly frequent for other
than biomass functions (Jiang et al., 2008). Selection effects and positive species interactions
(including resource complementarity and facilitation) can operate simultaneously or
sequentially (Hooper et al., 2005).
On the other hand, we found that the effects of functional identity were independent of
density. In addition, in one assay density increased the consumption rate of monocultures and
mixtures, suggesting that there were enough resources to prevent strong consumptive
competition even at a high density of suspension feeders––if phytoplankton concentration
would have been a limiting factor, then increased density would have decreased the per capita
(per gram of tissue) consumption rates in monocultures because of consumptive competition
among conspecifics. The absence of strong competition, in terms of resource use, probably
contributed to the insignificant effects of functional richness on filtration rates. For example,
Griffin and collaborators (2008) showed that the effects of predator richness were detectable
only at high predator density where competitive interactions were intensified. Similarly, early
studies showing significant richness effects have been conducted usually in nutrient-poor
systems (e.g. Tilman et al., 2001), where consumptive competition was probably high.
Collectively, the results from these experiments stress the importance of competition in linking
diversity and ecosystem functioning.
Our experiments should be considered in context with natural assemblages. Even when we
sought to maximise the ecological relevance of the study by replicating the experiment at two
locations of the NE Atlantic, the actual impact of functional types on filtration rates may differ
from our results. For instance, predators were excluded by suspending the set up in the water
column. If predators are present, richness effects may be stronger due to selective predation on
18
Paper II
the dominant species (Duffy, 2002). Also, we used a maximum of six species, while sessile
epibenthic assemblages can contain more that 30 species (Wollgast et al., 2008). The richness
effect may be stronger at higher levels of species richness, as shown by several studies on
mobile grazers (Stachowicz et al., 2007); yet, richness effects at low number of species have
been shown by experiments on primary producers (Loreau et al., 2001; Tilman et al., 2001),
invertebrate predators (Griffin et al., 2008), and invertebrate suspension feeders (Cardinale et
al., 2002). Whether the effect of richness is greater at higher richness levels is still an open
question.
Despite these limitations, we have presented a novel approach to assess the role of resource
partitioning in the relationship between diversity and ecosystem functioning. The ultimate goal
is to predict the ecological consequences of the widespread human-driven alterations of biota;
our work therefore represents a small piece of a much larger puzzle.
Acknowledgements
Thanks are due to J. Ellrich and M. Stillfried for their support during the clearance rate
assays, to A. Kraberg and A. Wagner for helping in culturing the algal, and to K. Boos for
valuable discussion. Two anonymous reviewers improved an early version of this manuscript.
This work benefited from discussions with members of the MarBEF responsive mode project
BIOFUSE. Financial support by the Alfred-Wegener-Institute for Marine and Polar Research to
N.V. is acknowledged. Thanks to the University of Plymouth Diving and Marine Centre for
facilitating in-water trails in Plymouth.
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19
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22
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Figure legends
Fig. 1. Results of two assays conducted at Helgoland to test the effects of functional richness,
identity, and density on the feeding efficiency of epibiota. Outcomes of statistical tests are
given in Table 2. Values are given as mean ± SEM (n = 5).
Fig. 2. Results of the experiment at Plymouth to investigate the rate of filtration of each
microalga for individual suspension feeders and a mixed assemblage. Each replicate containing
either a monoculture or a mixture was supplied with a mixed suspension containing all
microalgae in equal proportions. Outcomes of statistical tests are given in Table 2. Values are
given as mean ± SEM (n = 3).
23
App
endi
x
Tab
le 1
Spec
ies o
f sus
pens
ion-
feed
ing
inve
rtebr
ates
gro
uped
as f
unct
iona
l typ
es a
ccor
ding
to m
odul
arity
, siz
e of
indi
vidu
als,
and
feed
ing
mod
e (A
).
Ave
rage
con
cent
ratio
n of
phy
topl
ankt
on in
itial
ly (t
0) a
nd o
ne h
our a
fter (
t 1) th
e fil
tratio
n ra
te a
ssay
s (B
). Th
e pe
rcen
t fro
m in
itial
phy
topl
ankt
on
conc
entra
tion
cons
umed
in o
ne h
our b
y ea
ch fu
nctio
nal t
ype
and
mix
ture
sis g
iven
(%-r
emov
ed).
Ope
n sp
ace
corr
espo
nds t
o til
es c
over
ed b
y
encr
ustin
g al
gae.
Con
trols
wer
e us
ed to
qua
ntify
the
chan
ges i
n m
icro
alga
l con
cent
ratio
n th
at c
an n
ot b
e ex
plai
ned
by fi
ltrat
ion
activ
ity (e
.g. c
ell
prec
ipita
tion
or c
ell d
amag
e). N
I: no
t inv
estig
ated
. 1So
urce
: Riis
gård
and
Lar
sen
(200
0)
A Func
tiona
lty
peSp
ecie
sM
odul
arity
Feed
ing
mod
eSi
zeof
indi
vidu
als
1
Bar
nacl
esEl
min
ius m
odes
tus,
Bala
nus c
rena
tus
Solit
ary
<10
mm
C
irri b
eat
Col
onia
lsC
olon
iala
scid
ians
:Bot
ryllu
s sch
loss
eri,
Dip
loso
ma
sp.
Col
onia
ls<1
0 m
m
Cili
a pu
mp
wat
er in
to a
m
ucus
-net
Bry
ozoa
ns:C
rypt
osul
a pa
llasi
ana
Col
onia
ls<1
0 m
m
Cili
ary
siev
ing
Mus
sels
Myt
ilus e
dulis
Solit
ary
>10
mm
G
ill fi
lam
ents
with
late
ral
cilia
BH
elgo
land
(Chl
orop
hyll-
a co
ncen
tratio
n [�
g l-1
])Pl
ymou
th (c
ell c
once
ntra
tion
[cel
ls m
l-1])
t 0t 1
%-r
emov
edt 0
t 1%
-rem
oved
Bar
nacl
es1.
410.
92 3
5 14
189
1045
526
Col
onia
ls1.
360.
54 6
1 13
311
315
0 76
Mus
sels
1.43
0.00
100
1491
4
547
96
Mix
ture
1.43
0.49
65
1311
3
729
94
24
Pape
r II
Ope
n sp
ace
1.49
0.98
34
N
I
NI
NI
Con
trols
1.37
1.09
20
1430
912
591
12
25
Appendix
Table 2
ANOVAs of three experiments testing the effect of invertebrate functional richness and
identity on community-level filtration rates. The factor assemblage included three or four
functional types of suspension feeders in monocultures and one mixed assemblage. At
Helgoland, density (either low or high) was included as an orthogonal factor. Richness and
identity effects were tested with orthogonal planned contrasts (shown indented). Data were
square-root transformed before the analysis to ensure homogeneity of variances (Levene’s
test, P > 0.05)
Source of variation SS df MS F P
Helgoland 1 Assemblage 15.663 4 3.916 8.642 <0.0001 Richness 1.559 1 1.559 2.092 0.1546 Identity 14.104 3 4.701 10.376 <0.0001Density 1.970 1 1.970 4.347 0.0435Density × Assemblage 1.575 4 0.394 0.869 0.4910 Density × Richness 0.475 1 0.475 1.049 0.3118 Density × Identity 1.099 3 0.366 0.809 0.4965Residual 18.124 40 0.453
Helgoland 2 Assemblage 22.504 4 5.626 27.945 <0.0001 Richness 0.070 1 0.070 0.107 0.7450 Identity 22.434 3 7.478 37.149 <0.0001Density 0.230 1 0.230 1.140 0.2920Density × Assemblage 0.663 4 0.166 0.824 0.5179 Density × Richness 0.347 1 0.347 0.518 0.4755 Density × Identity 0.317 3 0.106 0.525 0.6679Residual 8.053 40 0.201
PlymouthAssemblage 149.913 3 49.971 36.398 <0.0001 Richness 19.544 1 19.544 1.383 0.2669 Identity 130.369 2 65.185 41.545 0.0001Residual 10.983 7a 1.569
a Degrees of freedom were corrected for missing data
26
Paper II
0
2
4
6
8
10
0
2
4
6
8
10
Assay 1
Assay 2
Bar
nacl
es
Col
onia
ls
Ope
n sp
ace
Mus
sels
Mix
ture
Low densityHigh density
Cle
aran
ce ra
te [m
l h-1
g-1 ]
Ave
rage
mon
ocul
ture
Fig. 1. Valdivia et al
27
Appendix
0
20
40
60
80
100C
lear
ance
rate
[ml h
-1g-
1 ]
Bar
nacl
es
Col
onia
ls
Mus
sels
Mix
ture
Isochrysis-Tetraselmis complexCryptomonasProrocentrum
Ave
rage
mon
ocul
ture
Fig. 2. Valdivia et al
28
Paper III
Nelson Valdivia*, and Markus Molis (Under review) Species compensation buffers community
stability against the loss of an intertidal habitat-forming rockweed. Marine Ecology Progress
Series
Biologische Anstalt Helgoland, Alfred Wegener Institute for Polar and Marine Research,
Section Seaweed Biology, Kurpromenade 201, 27498 Helgoland, Germany
* Corresponding author
Email [email protected]
Tel. ++49(0)47258193294
Fax ++49(0)47258193283
Appendix
2
Paper III
ABSTRACT: Most of the research on ecosystem stability has focused on the relationship
between biodiversity and community temporal variability, yet the role of biotic interactions in
maintaining stability has received less attention. Compensatory changes in species populations,
such that the abundances of some species increase while those of others decrease when the
environment changes, can maintain a steady state between resource supply and resource
consumption. In a fluctuating environment, therefore, the variability of species abundances may
be larger than the variability of the community abundance. Here, we show that removal of a key
structural component of hard-bottom communities, the canopy-forming alga Fucus serratus,
significantly increased the temporal variability of populations but not of communities. Results
from factorial experiments replicated at two shores of Helgoland Island, NE Atlantic,
consistently suggest that environmental changes resulting from the canopy removal triggered
compensatory dynamics of species with differing functional traits. The provision of additional
open substratum (i.e. additional mechanical disturbances) did not influence these patterns.
These results agree with previous studies involving the removal of canopy-forming species, but
contradict recent analyses suggesting that species compensation is rare in several ecosystems.
We suggest that compensatory dynamics will have a critical role in maintaining the stability of
systems where biological habitat amelioration has both positive and negative effects on other
species.
Key words: bioengineering, canopy, disturbance, Fucus serratus, intertidal ecology, temporal
variability, species compensation, stability
3
Appendix
INTRODUCTION
Stability is a fundamental aspect of ecological systems (Worm & Duffy 2003). In particular,
ecosystem stability can be highly valuable because of the societal dependence on the good and
service that ecosystems provide to mankind (Costanza et al. 1997, Armsworth & Roughgarden
2003). Accordingly, it is not surprising that the stability of ecological processes–such as the
temporal persistence of communities and their resistance to environmental change–had drawn
the attention of ecologists and policymakers for decades (e.g. MacArthur 1955, Christensen et
al. 1996). Studies on ecosystem stability have focused on the effects of decreasing diversity on
the temporal variability of community and population properties, such as biomass and resource
use (e.g. Tilman & Downing 1994, McCann 2000, Ptacnik et al. 2008). However, the effects of
biotic interactions on ecosystem stability have received less attention (reviewed by Hooper et
al. 2005).
Models on the effect of biotic interactions on ecosystem processes predict that stability is
maintained via compensatory population dynamics, such that the contribution of some species
to ecosystem properties decreases while that of others increases (e.g. Austin & Cook 1974, Ives
et al. 1999). This occurs because species respond differently to environmental changes, thus the
role of stressed or disturbed species may be assumed by unharmed species if the latter provide
lost functional traits (Yachi & Loreau 1999). Species compensation can be revealed by a high
temporal variability of species abundances relative to the variability of the community
abundance, and also by prevalent negative covariances within the community (Schluter 1984,
Micheli et al. 1999). These ideas however have been tested by relatively few empirical studies
4
Paper III
(e.g. Ernest & Brown 2001, Bai et al. 2004, Vasseur & Gaedke 2007), and recent analyses
suggest that species compensation is actually rare in real communities (Houlahan et al. 2007).
Habitat-forming species provide an opportunity to test whether species compensation occurs
within natural communities. Canopy-forming algae are key structural elements on temperate
rocky shores, where they modify the environment and facilitate or suppress other species (e.g.
Irving & Connell 2006, Lilley & Schiel 2006, Morrow & Carpenter 2008). Under the stressful
conditions that characterise the intertidal zone, canopy-forming algae can ameliorate the habitat
by shading, reducing desiccation, and buffering temperatures (Bertness et al. 1999, Lilley &
Schiel 2006). In addition, canopies can also reduce the accumulation of sediments (Kennelly &
Underwood 1993). If the canopy-mediated habitat amelioration facilitates some species but
suppress others, then species compensation may be recurrent within these assemblages.
However, these effects of canopies on community stability may interact with those of other
factors. Space available for settlement is often a limiting resource for sessile epibenthic
organisms (Connell 1961, Connolly & Muko 2003), but it can be provided by mechanical
disturbances that remove biomass from the community (Shea et al. 2004). Since canopies may
limit the subset of species that are able to colonise the substratum (Jenkins et al. 2004), the
effects of disturbances on the understorey may be stronger after the removal of the canopy-
forming species. On the other hand, the putative effects of canopy removal can be exacerbated
by additional provisions of settlement space. Therefore, the effect of canopy removal on
community stability may depend on disturbance and vice versa.
Here, we present the results of a manipulative field study on the effect of the canopy-forming
algae Fucus serratus (here after Fucus) on the stability of intertidal hard-bottom communities.
We explored (1) whether the removal of Fucus affects the temporal variability of community
5
Appendix
abundance and species populations, and (2) whether these effects depend on mechanical
disturbances that provide additional space. Factorial experiments were replicated at two
intertidal sites of different wave exposure to test for the generality of patterns. We found that
the removal of Fucus consistently increased the variability of species populations without
affecting the variability of communities, because of compensatory dynamics of species with
different functional traits.
MATERIALS AND METHODS
Study sites. The experiment was replicated on two differently wave-exposed rocky shores in
the natural reserve of Helgoland Island (North Sea, NE Atlantic). ‘Westwatt’ is exposed to
strong prevailing south-westerly winds, while ‘Nordostwatt’ is protected by a 250 m long
concrete jetty. Losses in dry mass of domes (Ø at base = 62 cm) made of Plaster of Paris that
were deployed during two 3-day periods (20 – 23 April 2007 and 8 – 11 June 2007) were
significantly higher at Westwatt than at Nordostwatt (repeated measures ANOVA: F1, 8 =
13.29, P < 0.01), irrespectively of the period (F1, 8 = 1.92, p = 0.2).
At both sites, dense Fucus stands extend from the lower intertidal to the shallow sublittoral.
The understorey of the Fucus beds is dominated by encrusting coralline algae (mostly
Phymatolithon spp.), and the turf-forming algae Cladophora rupestris, Chondrus crispus, and
Corallina officinalis (Bartsch & Tittley 2004). The most frequent sessile invertebrates are
Dynamena pumila, Spirorbis spirorbis, and Electra pilosa, while conspicuous mobile
consumers include Carcinus maenas and several species of periwinkles (Reichert & Buchholz
2006). During spring and summer, foliose and filamentous ephemeral algae like Ulva spp.,
6
Paper III
Dumontia contorta, Ectocarpales, and seasonal Cladophorales are abundant in gaps between
Fucus patches (Janke 1990).
Experimental design and set-up. During March 2006, twenty 0.3 × 0.3 m² plots with Fucus
cover of ca. 90 % were permanently marked with stainless screws at each site. This small plot
size was used to minimise the impact of our manipulations on the natural Fucus population.
Nevertheless, plots of the same size were also used in other experiments involving the removal
of fucoid canopies (Moore et al. 2007). In each site, holdfasts and erect fronds of Fucus were
removed from 10 randomly selected plots using a knife although avoiding damage the
understorey. Edge effects in the removal plots were avoided by trimming all Fucus plants
within a margin of ca. 40 cm wide along each plot. Fucus recruits were regularly removed
throughout the 18-month study. Mechanical disturbance treatments, consisting of a biomass
removal with 50 % of the effort required to remove all organisms of the plot, were randomly
applied to half of the canopy-present plots and half of the canopy removal plots. Thirty-six
passages of a 2 cm wide chisel were needed to remove all organisms (excluding encrusting
algae and organisms occurring in small crevices) from a 0.09 cm2 area. Eighteen passages of
the chisel were applied on each disturbed plot therefore. The cover of bare rock, measured 1-3
days after applying the disturbances, significantly increased as result of the treatment (F1, 32 =
5.04, p = 0.03). All manipulations were conducted during low tide.
Sampling. The percent cover of each macrobenthic species was estimated per plot to the
nearest 1 % by the same observer before and 1-3 days after the manipulations in March 2006.
Species covers were subsequently estimated every 3 months following the initial sampling. Due
to the multilayered structure of the assemblages, total percent cover could well exceed 100 %.
Species with <1 % cover were uniformly recorded with 0.5 % abundance. Using the same
7
Appendix
method, we quantified the percent cover of particulate material (sediment) on each plot. Visual
estimation of percent surface cover of sediment is one of the principal methods used to quantify
sedimentation in rocky intertidal habitats (Airoldi 2003). Taxa were identified to the lowest
possible taxonomic level in the field, but ambiguous taxa were identified in the laboratory using
samples collected from areas adjacent to the plots. Four taxa were identified to genus level:
Porphyra sp., Phymatolithon spp., Sagartia spp., and Ulva spp. Small burrowing spionids were
grouped as family Spionidae and Ectocarpales were identified to order level. For some
analyses, species were grouped into five functional types: (1) ‘encrusting algae’, comprising
Haemescharia hennedyi, Hildenbrandia rubra, and Phymatolithon spp.; (2) ‘ephemeral algae’,
dominated by Ulva spp., Cladophora sericea, Dumontia contorta, and Ectocarpales; (3) ‘turf-
forming algae’, dominated by Chondrus crispus, Cladophora rupestris, Corallina officinalis,
and Mastocarpus stellatus; (4) ‘sessile invertebrates’, dominated by Dynamena pumila,
Sagartiogeton laceratus, Semibalanus balanoides, Spionidae spp., and Spirorbis spirorbis; and
(5) ‘mobile consumers’, dominated by Littorina obtusata and Littorina littorea. The congeneric
species C. sericea and C. rupestris were classified as different functional types because of
different life histories. Cladophora sericea is a seasonal species, while C. rupestris is perennial
(Bartsch & Tittley 2004).
Statistical analyses. We tested the separate and interactive effects of canopy removal and
mechanical disturbance on two facets of community variability: the variability of community
abundance and the variability of species populations. Both types of variance were calculated
from the 7 repeated measures of cover of each taxon over the course of the experiment (18
months). A single value per type of variance was calculated for each plot and these values were
then considered independent in the analyses. We calculated the temporal variance in total
8
Paper III
community cover, which in turn can be expressed as the sum of all of the species variances plus
the sum of all of the pair-wise species covariances (Schluter 1984). This partition provides a
useful tool for detecting compensatory dynamics within communities (Tilman 1999, Houlahan
et al. 2007). We used the variance and summed variance as measures of community-level
variability, and the summed covariance as a measure of population-level variability and
compensation. If species undergo compensatory dynamics, then the summed covariance of all
species-pairs will be negative. In addition, we explored the temporal variability in the identity
and relative abundance of the component species (i.e. species composition). For each plot, we
calculated a Bray-Curtis dissimilarity matrix across all sample dates. The average of the Bray-
Curtis matrix provided a single value of compositional variability per plot. The effects of
canopy removal and disturbance on each of the measures of temporal variability were analysed
using 3-way mixed ANOVA with the factor site (2 levels: Nordostwatt or Westwatt) considered
random, and the factors canopy (2 levels: present or removed) and disturbance (2 levels:
undisturbed or disturbed) both considered fixed. Homogeneity of variances was graphically
explored and tested using Cochran’s test; when necessary data were ln-transformed to meet the
assumptions. Tukey HSD post-hoc test was used for unplanned comparisons.
We showed the temporal changes in species composition using non-metric multivariate
(nMDS) ordination plots. For each site, we separately plotted centroids of the 28 time (7 levels)
× canopy (2 levels) × disturbance (2 levels) cells, because there were too many observation
points to view in a single ordination. Centroids were computed as the averages of principal
coordinates calculated from Bray-Curtis matrices. nMDS ordinations were then plotted on the
basis of the Euclidean distance between each pair of centroids (see Terlizzi et al. 2005 for
details).
9
Appendix
Finally, we conducted a redundancy analysis (RDA) to show the correlation between pairs of
functional types in function of the experimental factors. In addition, we included the percent
cover of sediment as response variable. RDA focuses on the relationship between two sets of
variables (i.e. the matrix of functional types and the matrix of factors) as summarised in a
matrix of regression coefficients. The results of the RDA were visualised in a correlation bi-
plot, in which each response variable (i.e. each functional type and sediment) was standardised
to zero mean and unit variance (Ter Braak & Looman 1994). All statistical analyses were
conducted using the R environment version 2.7.2 (R Development Core Team 2008). nMDS
ordinations were plotted using PRIMER version 5.
RESULTS
The variability at the community level was neither affected by canopy removal nor by
disturbance (Fig. 1a, b; Table 1). The variance of total community cover (ln-transformed) was
independent of the factor site, while the summed variance was significantly higher at
Nordostwatt than at Westwatt (Fig. 1a, b; Table 1).
Canopy removal strongly affected the variability of species populations. On the one hand, the
summed covariance became significantly more negative as result of the canopy removal,
irrespectively of site and disturbance (Fig. 1c, Table 2). On the other hand, the variability of
species composition (Bray-Curtis dissimilarities) was influenced by canopy removal and site
(Fig. 1d, Table 2). Separate 2-way ANOVAs conducted for each site showed that canopy
removal significantly increased the Bray-Curtis dissimilarities at Nordostwatt (Fig. 1d; F1, 16 =
10.69, p < 0.01) irrespectively of disturbance (F1, 16 < 0.01, p = 0.94). At Westwatt, however, a
10
Paper III
significant canopy by disturbance interaction (Fig. 1d, F1, 16 = 6.13, p = 0.02) indicated that the
destabilising effect of disturbance was significant only on the canopy removal plots (Fig 1d, p =
0.03; from Tukey HSD multiple comparisons).
The nMDS plots show the strong influence of canopy removal on the multivariate structure
of these assemblages (Fig. 2). At both sites, temporal changes of species composition were
larger on canopy-removed plots than on canopy-present plots. These patterns showed a seasonal
component, as communities tended to diverge during summer months (labels 2 and 6 in Fig. 2),
but to converge during the winter and early spring months (labels 1, 4 and 5 in Fig. 2).
The response of species composition to the canopy removal came from the differing patterns
of functional types and it was also related to changes in the physical environment (Fig. 3). The
patterns were generally similar between sites (Fig. 3). The RDA bi-plots show that the highest
abundances of encrusting algae and sessile invertebrates occurred on the canopy-present plots,
but the lowest on the removal plots. Conversely, highest abundances of ephemeral algae and
sediments occurred on the removal plots, but the lowest on the canopy-present plots.
Accordingly, there was a strong negative correlation between encrusting and ephemeral algae,
and there were strong positive correlations between encrusting algae and sessile invertebrates
and between ephemeral algae and sediments (Fig. 3). This analysis also detected a seasonal
pattern: the largest abundances of encrusting algae and sessile invertebrates occurred during
early spring, autumn, and winter (labels 1, 3, and 4 in Fig. 3), while the largest abundances of
ephemerals occurred during summer and the spring 2007 (labels 5 and 6 in Fig. 3). Turf-
forming algae and mobile consumers were not clearly related to the canopy treatments. On the
other hand, there was no consistent relationship between the disturbance treatments and the
11
Appendix
abundance of functional types and sediment. For example, mobile consumers increased during
the first summer in the disturbed plots, but only at one site (label 2 in Fig. 3a).
DISCUSSION
Here we have shown that the removal of a key dominant species, Fucus serratus, significantly
increased the variability in species populations without affecting the variability in community
abundance. Negative covariances were persistent within the communities, and they became
more negative due to the canopy removal. This indicates that compensatory dynamics, such that
the abundance of some species increases while that of others decreases, were strengthened by
the canopy removal. The removal of Fucus encouraged ephemeral algae to proliferate, but it
discouraged encrusting algae and sessile invertebrates. Additional provisions of free space
(mechanical disturbances) had limited effects on community and population variability.
Experiments replicated at two sites showed virtually the same patterns of variability, suggesting
that the effects of canopy removal can be consistent across the spatial variability of this system.
These results suggest that compensatory dynamics maintain the community stability when
bioengineering has differing (positive and negative) effects on other species.
Compensatory responses to biological habitat amelioration
Species compensation was due to the canopy-mediated changes in the physical habitat. The
removal of Fucus increased the cover of sediments, which in turn can be an important source of
stress for hard-bottom communities (Airoldi 2003). In the intertidal rocky shores of Helgoland,
12
Paper III
additionally, the removal of Fucus can increase the understorey temperature in 9° C and the
amount of irradiance in 400 % in relation to areas covered by canopies (D. Kohlmeier & K.
Bischof, unpubl. data). Moreover, the canopy-mediated amelioration of osmotic stressors like
temperature and water evaporation is well documented in the literature (e.g. Bertness et al.
1999, Lilley & Schiel 2006, Moore et al. 2007). Increased light and sedimentation led to
blooms of ephemeral algae, as shown in previous work on intertidal rocky habitats (e.g. Airoldi
2003, Lilley & Schiel 2006). At the same time, these changes in the physical conditions
probably had negative effects on the fitness of encrusting algae and sessile invertebrates. The
development of encrusting coralline algae requires shaded conditions, and probably also
sediment-free substrate (Steneck 1986, Connell 2003). Similarly, several species of sessile
invertebrates, such as sea anemones and colonial bryozoans, prefer shaded microhabitats in the
intertidal at Helgoland (Janke 1986) and perhaps do benefit from the habitat amelioration by
Fucus during periods of high thermal and irradiance stress. On the other hand, canopies can
control the abundance of grazers (Bertness et al. 1999, Jenkins et al. 2004), which in turn can
strongly influence community structure by controlling algae abundances (Aguilera & Navarrete
2007). In our study, nevertheless, the abundance of consumers was not affected by the canopy
removal. Therefore, it is likely that compensatory dynamics were related to changes in abiotic
conditions but unrelated to changes in the strength of consumption. Similar non-trophic habitat
associations have been documented by work on subtidal, intertidal, and terrestrial canopies (e.g.
Irving & Connell 2006, Lilley & Schiel 2006, Felton et al. 2008).
The differing effect of biological habitat amelioration led to compensatory dynamics that
maintained the stability of community abundance, in accordance with analyses of time series
showing high variability of populations but low variability of communities (Ernest & Brown
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Appendix
2001, Bai et al. 2004, Vasseur & Gaedke 2007). However, the importance of species
compensation might vary with the system studied. For example Houlahan et al. (2007), who
quantified the prevalence of negative covariance in a range of ecosystems, sustain that negative
covariances are rare in comparison to positive covariances. The authors suggest that community
stability is driven by mechanisms causing species to covary positively, such as similar
responses to environmental changes. In addition, parallel effects of bioengineering and/or
asynchronous species fluctuations can lead to other than compensatory patterns (Micheli et al.
1999). Parallel effects of bioengineering can occur in highly stressed habitats, such as high
intertidal zones, where the removal of a habitat-forming species will have a negative effect on
most of the species (Bertness & Callaway 1994). Accordingly, we would anticipate that higher
on the shore species compensation might have a limited effect on stability if canopies are lost.
In systems where species compensation is unimportant, ecological and statistical mechanisms
related to the number of species can influence the stability of communities (e.g. Tilman et al.
2006). Increasing community abundance due to resource complementarity and/or facilitation
(i.e. over-yielding), and decreasing summed variances due to decreasing abundances of
individual species (i.e. portfolio effect) can increase stability as diversity increases (Lehman &
Tilman 2000).
Effects of disturbances on community variability
The limited effect of mechanical disturbances on community variability contrasts with the
results from other experiments in aquatic and terrestrial ecosystems (e.g. Tilman 1996, Bertocci
et al. 2007, Brown 2007). We used in this study punctual destructive events within a 0.09 m2
14
Paper III
area, while others have used disturbances at larger spatial scales. For instance, Tilman (1996)
and Brown (2007) tested the effects of droughts on the variability of grassland and stream
macroinvertebrate communities, respectively; Bertocci et al. (2007) directly manipulated the
aerial exposure of entire intertidal communities. Probably, we disturbed the communities at a
scale too small to provoke a significant effect on recruitment via provision of empty space.
Small patches can quickly develop stable assemblages, because they are re-colonised by both
larval dispersal and lateral expansion of adults (Underwood & Chapman 2006). An alternative
explanation to the lack of disturbance effect is the strong propagule pressure at Helgoland
(Janke 1990). Removal of canopies allowed the massive settlement of opportunistic species
during spring and summer. Intense settlement might have overrode the potential effects of
disturbance-generated patches (Berlow 1997), resulting in a weak interaction between
disturbance and canopy. Moreover, experimental work in Helgoland has shown that even
highly frequent events of destruction have limited effects on the diversity of epibenthic
assemblages (Wollgast et al. 2008). The potential effect of mechanical disturbances on the
stability of this system still needs further attention.
Conclusion
Canopy removal increased the variability of species populations, but compensatory mechanisms
buffered the variability of community abundance. Although most research on community
variability is based on long-term time series (e.g. Ernest & Brown 2001, Bai et al. 2004, Hobbs
et al. 2007, Vasseur & Gaedke 2007), our short-term experiment showed communities
responding quickly to the manipulations of Fucus (after 3 months). This fast response is similar
15
Appendix
to those in studies involving the removal of canopies in other latitudes (e.g. Benedetti-Cecchi et
al. 2001, Lilley & Schiel 2006). On the other hand, the lack of response of the community-level
variability does not mean that Fucus serratus is unimportant in this system. Populations became
more variable due to the loss of canopies, which can increase the risk of extinctions and limit
the long-term persistence of the community (Pimm 1991). We suggest that compensatory
dynamics will have a critical role in maintaining the stability of systems where biological
habitat amelioration has opposing effects on other species.
Acknowledgements. We are grateful to a number of friends and colleagues who enthusiastically
helped during long hours of field work, including S. Domisch, J. Ellrich, A. Engel, M. Honens,
M. Marklewitz, A. Wagner, and H.Y. Yun. Comments by I. Bartsch, A. Perez-Matus and M.
Wahl greatly improved an early version of this manuscript. Part of the experimental data was
generated in the frame of the MarBEF responsive mode project BIOFUSE. Financial support by
the Alfred-Wegener-Institute for Marine and Polar Research to N.V. is acknowledged.
16
Paper III
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Appendix
Table 1. ANOVAs on the effects of Fucus serratus canopy (present or removed) and
mechanical disturbance (undisturbed or disturbed) on the variance of total community cover
and the sum of all species variances. Variances were calculated across 7 sample dates on plots
established at two intertidal sites. The F-ratio of each term was calculated using as denominator
the mean square given in the column MSd. Error terms (i.e., S × C, S × D, and S × C × D) that
were non-significant at � = 0.25 were pooled with the residual to increase the power of the
hypothesis tests (Winer et al. 1991)
Source df SS MS F p MSd
Variance in total community coverSite, S 1 1.06 1.06 3.15 0.085 PooledCanopy, C 1 0.05 0.05 0.14 0.707 PooledDisturbance, D 1 0.80 0.80 2.36 0.133 PooledS × C 1 0.02 0.02 0.05 0.832 ResidualS × D 1 0.43 0.43 1.23 0.276 ResidualC × D 1 0.16 0.16 0.46 0.500 PooledS × C × D 1 0.25 0.25 0.73 0.400 ResidualResidual 32 11.13 0.35Total 39 13.89Pooled residual 35 11.82 0.34Cochran’s test C = 0.643, p = 0.21 Transformation ln(x)
Summed species variancesSite, S 1 5664695 5664695 4.60 0.039 PooledCanopy, C 1 4512241 4512241 3.66 0.064 PooledDisturbance, D 1 69036 69036 0.02 0.906 S × DS × C 1 209874 209874 0.16 0.691 ResidualS × D 1 3109735 3109735 2.52 0.121 ResidualC × D 1 441520 441520 0.36 0.553 PooledS × C × D 1 19856 19856 0.02 0.902 ResidualResidual 32 41647729 1301492Total 39 55674686Pooled residual 34 41877458 1231690Cochran’s test C = 0.634, p = 0.24 Transformation None
20
Paper III
Table 2. ANOVAs on the effects of Fucus serratus canopy (present or removed) and
mechanical disturbance (undisturbed or disturbed) on the sum of all pair-wise species
covariances and the Bray-Curtis index. Variances were calculated across 7 sample dates on
plots established at two intertidal sites. The F-ratio of each term was calculated using as
denominator the mean square given in the column MSd. Error terms (i.e., S × C, S × D, and S ×
C × D) that were non-significant at � = 0.25 were pooled with the residual to increase the
power of the hypothesis tests (Winer et al. 1991)
Source df SS MS F p MSd
Summed covariance Site, S 1 49280 49280 0.15 0.704 PooledCanopy, C 1 1883167 1883167 5.60 0.024 PooledDisturbance, D 1 366274 366274 1.09 0.304 PooledS × C 1 15393 15393 0.04 0.836 ResidualS × D 1 254442 254442 0.72 0.404 ResidualC × D 1 30219 30219 0.09 0.766 PooledS × C × D 1 147437 147437 0.42 0.524 ResidualResidual 32 11361283 355040Total 39 14107495Pooled residual 35 11778557 336530Cochran’s test C = 0.640, p = 0.22 Transformation None
Bray-Curtis index Site, S 1 0.021 0.021 6.74 0.014 ResidualCanopy, C 1 0.109 0.109 21.39 0.136 S × C Disturbance, D 1 0.001 0.001 0.04 0.874 S × D S × C 1 0.005 0.005 1.64 0.210 ResidualS × D 1 0.016 0.016 5.12 0.031 ResidualC × D 1 0.010 0.010 1.12 0.482 S × C × D S × C × D 1 0.009 0.009 2.88 0.099 ResidualResidual 32 0.100 0.003Total 39 0.271Cochran’s test C = 0.218, p = 0.99 Transformation None
21
Appendix
FIGURE CAPTIONS
Fig. 1. Effects of canopy removal (Fucus serratus) and mechanical disturbance on (a) variance
of community total cover, (b) sum of all species variances, (c) sum of all pair-wise species
covariances, and (d) averaged Bray-Curtis dissimilarities. The measures of variability were
calculated across 7 sample dates on plot established at two intertidal sites (Nordostwatt or
Westwatt). Values are given as means ± SEM (n = 5).
Fig. 2. nMDS plot ordination plot on the basis of Euclidean distances among centroids of the
interaction between the factors canopy (c+ or c-, present or removed, respectively) and
disturbance (d- or d+, undisturbed or disturbed, respectively) with time sequence given as
numbers on plots (n = 5). Centroids were separately computed for each site using principal
coordinates from Bray-Curtis dissimilarities of untransformed data. Sampling months are 1:
March/06, 2: June/06, 3: September/06, 4: December/06, 5: March/07, 6: June/07, 7:
September/07.
Fig. 3. Redundancy analysis (RDA) bi-plots showing the correlation between functional types
(ECA: encrusting algae, EphA: ephemeral algae, TFA: turf-forming algae, SI: sessile
invertebrates, and MC: mobile consumers) in relation to treatments of canopy (c+ or c-, present
or removed, respectively), disturbance (d- or d+, undisturbed or disturbed, respectively), and
sampling date. The percent cover of sediment (Sed) is included as dependent variable. Time
sequence is given as numbers in the plots as follows. 1: March/06, 2: June/06, 3: September/06,
4: December/06, 5: March/07, 6: June/07, 7: September/07. Response variables are scaled to
zero mean and unit variance.
22
Paper III
Note: cumulative proportions of the variance accounted for by the two axes are as follow.
Nordostwatt: ECA = 0.82, EphA = 0.63, TFA = 0.65, SI = 0.28, MC = 0.54, and Sed = 0.79.
Westwatt: ECA = 0.82, EphA = 0.73, TFA = 0.74, SI = 0.24, MC = 0.43, and Sed = 0.76.
23
Appendix
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24
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26
Paper IV
Canning-Clode J1, 2 *, Valdivia N3, Molis M3, Thomason JC4, and Wahl M1 (2008) Estimation
of regional richness in marine benthic communities: quantifying the error. Limnology and
Oceanography: Methods. 6: 580-590
1 Leibniz Institute of Marine Sciences at the University of Kiel, Duesternbrooker Weg 20, D-
24105 Kiel, Germany
2 University of Madeira, Centre of Macaronesian Studies, Marine Biology Station of Funchal,
9000-107 Funchal, Madeira Island, Portugal
3 Biologische Anstalt Helgoland, Section Seaweed Biology, Foundation Alfred-Wegener-
Institute for Polar and Marine Research, marine station, Kurpromenade 201, D-27498
Helgoland
4 School of Biology, Newcastle University, Newcastle Upon Tyne, United Kingdom, NE1 7RU
*Corresponding author
E-mail: [email protected]
580
Introduction
Species richness is the simplest and most commonly acceptedmeasure of biodiversity (Whittaker 1972; Magurran 1988; Gaston
1996) and is crucial for testing ecological models, such as the sat-uration of local communities colonized from regional speciespools (Cornell 1999). Ecological limitation (i.e., saturation) meansthat with increasing number of available species in the regionalpool or with invasion events, local richness does not increasebeyond an intrinsically determined maximum (Srivastava 1999).Thus, if only regional richness is driving local richness, a positivelinear relationship is often predicted (Cornell and Lawton 1992;Srivastava 1999). Conversely, while concerns have been expressed(Loreau 2000; Hillebrand and Blenckner 2002; Ricklefs 2004), ithas been widely accepted that if local assemblages are saturatedwith species due to ecological interactions and niche overlap, anasymptotic relationship is expected (Cornell and Lawton 1992;Cornell and Karlson 1997; Srivastava 1999).
Several studies that seek to explain and/or test the relation-ship between local and regional diversity have assessed the
Estimation of regional richness in marine benthic communities:quantifying the errorJoão Canning-Clode1,2*, Nelson Valdivia3, Markus Molis3, Jeremy C. Thomason4, and Martin Wahl11Leibniz Institute of Marine Sciences at the University of Kiel, Duesternbrooker Weg 20, D-24105 Kiel, Germany2University of Madeira, Centre of Macaronesian Studies, Marine Biology Station of Funchal, 9000-107 Funchal, Madeira Island,Portugal3Biologische Anstalt Helgoland, Section Seaweed Biology, Foundation Alfred-Wegener-Institute for Polar and Marine Research,marine station, Kurpromenade 201, D-27498 Helgoland4School of Biology, Newcastle University, Newcastle Upon Tyne, United Kingdom, NE1 7RU
AbstractSpecies richness is the most widely used measure of biodiversity. It is considered crucial for testing numerous eco-
logical theories. While local species richness is easily determined by sampling, the quantification of regional rich-ness relies on more or less complete species inventories, expert estimation, or mathematical extrapolation from anumber of replicated local samplings. However the accuracy of such extrapolations is rarely known. In this study,we compare the common estimators MM (Michaelis-Menten), Chao1, Chao2, ACE (Abundance-based CoverageEstimator), and the first and second order Jackknifes against the asymptote of the species accumulation curve, whichwe use as an estimate of true regional richness. Subsequently, we quantified the role of sample size, i.e., number ofreplicates, for precision, accuracy, and bias of the estimation. These replicates were sub-sets of three large data setsof benthic assemblages from the NE Atlantic: (i) soft-bottom sediment communities in the Western Baltic (n = 70);(ii) hard-bottom communities from emergent rock on the Island of Helgoland, North Sea (n = 52), and (iii) hard-bottom assemblages grown on artificial substrata in Madeira Island, Portugal (n = 56). For all community types, Jack2showed a better performance in terms of bias and accuracy while MM exhibited the highest precision. However, invirtually all cases and across all sampling efforts, the estimators underestimated the regional species richness, regard-less of habitat type, or selected estimator. Generally, the amount of underestimation decreased with sampling effort.A logarithmic function was applied to quantify the bias caused by low replication using the best estimator, Jack2.The bias was more obvious in the soft-bottom environment, followed by the natural hard-bottom and the artificialhard-bottom habitats, respectively. If a weaker estimator in terms of performance is chosen for this quantification,more replicates are required to obtain a reliable estimation of regional richness.
*Corresponding author: E-mail: [email protected]
AcknowledgmentsWe appreciate the assistance of the late J. S. Gray and Robert Clarke in
the initial development of these ideas. We would like to thank HeyeRumohr for providing the soft-bottom data and Mathieu Cusson for hissuggestions and critical review in this manuscript. We further thank InkaBartsch and Manfred Kaufmann for providing additional species inventoriesfor the natural and artificial hard-bottom habitats, respectively. The manu-script was significantly improved by the suggestions of three anonymousreferees. J. Canning-Clode was supported by a Fellowship from theGerman Academic Exchange Service (DAAD) and J.C. Thomason by theRoyal Society.
Limnol. Oceanogr.: Methods 6, 2008, 580–590© 2008, by the American Society of Limnology and Oceanography, Inc.
LIMNOLOGYand
OCEANOGRAPHY: METHODS
Canning-Clode et al. Estimating regional species richness
581
regional species pool based on published species lists and byconsulting taxonomic experts (e.g., Hugueny and Paugy 1995;Lawes et al. 2000; Witman et al. 2004; Harrison et al. 2006).However, complete inventories of the fauna and flora of aregion are exceptionally hard to obtain and will probablyremain unavailable for most regions for the next few centuries(Petersen and Meier 2003; Hortal et al. 2006). This problem ismore delicate in the marine environment where there is a largephyletic diversity in certain groups and limited informationabout others, e.g., Porifera (Foggo et al. 2003). Moreover, it isdifficult to appreciate to what degree such inventories are com-plete or incomplete (Soberon and Llorente 1993), and compar-isons between published species lists are frequently unreliabledue to different sampling methods, terminology, or data han-dling systems (Dennis and Ruggiero 1996). In addition, whensaturation in certain assemblages is to be investigated, thespecies capable to recruit into this habitat type (the relevantrichness) are only a subset of the entire regional richness.
To deal with these difficulties, a number of estimation tech-niques have been developed to extrapolate from the known tothe unknown, i.e., from a reasonable number of properlyinventoried samples to the true number of relevant species ina certain area (Colwell and Coddington 1994). These tech-niques can be grouped into three classes: (i) parametric mod-els, (ii) non-parametric estimators, and (iii) extrapolations ofSAC (species accumulation curves) (Magurran 2004). Whenspecies fit a log normal distribution, i.e., a case of a paramet-ric model to estimate species richness, it is possible to estimatethe theoretical number of species in the community byextrapolating the shape of the curve. Most of the parametricmethods are, however, reported to perform improperly andhave not been used in recent years (Melo and Froehlich 2001).
In contrast, the non-parametric estimators have been sug-gested to perform better than SAC and parametric methods(Baltanas 1992; Colwell and Coddington 1994; Walther andMorand 1998; Walther and Martin 2001; Hortal et al. 2006).These non-parametric estimators were originally developed toestimate population size based on capture-recapture data andadapted to extrapolate total species richness (Williams et al.2002). With this technique, species richness is estimated fromthe prevalence of rare species in each sample but does notextrapolate beyond the last sample to an asymptote. In itsplace, these models predict richness, including species notfound in the sample, from the proportional abundances ofspecies within the total sample (Soberon and Llorente 1993).Several evaluations on the performance of different estimatorshave been carried out (see review from Walther and Moore2005). In most cases, the estimators Chao1 (Chao 1984),Chao2 (Chao 1984, 1987; Colwell 2005), first order Jackknife(Jack1 - Burnham and Overton 1979; Heltshe and Forrester1983), and second order Jackknife (Jack2 - Smith and Van Belle1984) perform better in terms of bias, precision, and accuracythan other estimators (Walther and Moore 2005). In a recentstudy, Hortal et al. (2006) compared 15 species richness estimators
using arthropod abundances data and concluded that Chao1and ACE (Abundance-based Coverage Estimator, Chao andLee 1992; Chazdon et al. 1998; Chao et al. 2000) have shownthe best performance among all estimators. For the marinesystem, Foggo et al. (2003) performed an evaluation on theperformance of six estimators using simulations. They con-cluded that the estimator’s performance was affected by sam-pling effort, and no particular estimator performed best in allcases. Nevertheless, Foggo et al. (2003) suggested Chao1 as themost appropriate choice for a limited number of samples,acknowledging that its performance may vary significantly incases of larger spatial scales and species richness. In these cir-cumstances, the frequency of rare species could deteriorate theperformance of Chao1 (Foggo et al. 2003). This was later con-firmed by Ugland and Gray (2004) in benthic assemblages ofthe Norwegian continental shelf where Chao1 provided alarge underestimation of true richness.
Finally, the third category of assessing inventory complete-ness is through the extrapolation of SAC. In such curves, thecumulative number of species is plotted against a cumulativemeasure of sampling effort, e.g., the number of individualsobserved, samples or traps (Moreno and Halffter 2000; Gotelliand Colwell 2001). The species richness can then be estimatedby fitting an equation to the curve and estimating its asymp-tote. While many functions have been proposed for this task(see Tjørve 2003 for a review in possible model candidates),the negative exponential function, the Clench equation, theWeibull function, and the Morgan-Mercer-Flodin(MMF)model have been frequently used (Soberon and Llorente 1993;Colwell and Coddington 1994; Flather 1996; Lambshead andBoucher 2003; Jimenez-Valverde et al. 2006; Mundo-Ocampoet al. 2007). In theory, the asymptote’s location represents the“true richness”, i.e., the total number of species that would beobserved with a hypothetical infinite sampling effort (Soberonand Llorente 1993; Colwell and Coddington 1994; O’hara2005; Jimenez-Valverde et al. 2006). The quality of the fittingof the equation to the curve and, thus, the reliability of theplateau should relate directly to the number of replicates.
The current study addresses the estimation of regional richnessusing a novel approach. First, we extrapolate to the asymptote of theSAC for three data sets, each with a large number of replicates andfrom three different types of marine benthic communities. Second,using the asymptote’s location as a reference for “true” regional rich-ness, we then compare precision, bias, and accuracy of the regionalrichness produced by six different estimators - Michaelis-Menten(MM), ACE, Chao1, Chao2, Jack1, and Jack2. Finally, we quantifythe estimation error as a function of sampling effort.
Materials and proceduresFor this study, we explored three sets of benthic communi-
ties: (i) soft-bottom: In Kiel Bay, Western Baltic, (54°38.3′ N,10°39.6′ E) 70 replicates of macrofaunal samples were collectedto investigate the performance of species richness estimationtechniques. The 70 samples were collected from the same site
Canning-Clode et al. Estimating regional species richness
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in the early autumn of 1995 at the Station “Millionenviertel14” using a 1000 cm2 van Veen grab at a depth of 24 m (cov-ering a total of 7 m2 of sea bed). Samples were preserved in 4%formaldehyde and later identified to species level (Rumohr1999; Rumohr et al. 2001). (ii) In spring 2006, in HelgolandIsland, North Sea (54°11.4′ N, 07° 55.2′ E) one of us (NV) sam-pled sessile hard-bottom communities and identified them tospecies level in 52 replicate quadrates of 400 cm2 in intertidalrocky abrasion platforms. The study site “Nordostwatt” coversapproximately 450 m2 and is located in the northeast part ofthe island and was extensively studied and inventoried byJanke (1986). Janke (1986) described horizontal belts in theintertidal as the Enteromorpha, Mytilus, Fucus serratus, and Lam-inaria zones. The data we use in this report are from 7 sub-habi-tats distributed in the F. serratus habitat. (iii) In early summer2004, young hard-bottom communities were collected byimmersing 56 replicate polyvinylchloride (PVC) panels (225cm2) for 5 mo at Madeira Island, Portugal, NE Atlantic (32°38.7′N, 16° 53.2′ W). The panels were distributed in 12 PVC rings(60 cm dia, 25 cm height) hung from a buoy at approximately0.5 m depth. Minimum distance between rings was 5 m. Theoriginal study focused on the influence of disturbance andnutrient enrichment in hard-bottom assemblages (Canning-Clode et al. 2008). For the purpose of this analysis, only sessilespecies on untreated control panels were taken into considera-tion. Hereafter, these datasets are referred to as soft-bottom,natural hard-bottom, and artificial hard-bottom, respectively.
Predicting the asymptote of the SAC—Species accumulationcurves (SAC) were used (PRIMER 6, Clarke and Gorley 2006) tocalculate the total number of species observed (“Sobs Curve”) atmaximum sample size. Here, we used 52 replicates as maximumsampling size for all habitats because this was the maximumreplicate number found in all habitat samples. Replicates werepermuted randomly 999 times. The analytical form of the meanvalue of the accumulation curve over all permutations wasgiven by the UGE Index (Ugland et al. 2003). Ugland et al.(2003) developed a total species curve (T-S curve) from SACobtained from single subareas. This curve can then be extrapo-lated to estimate the probable total number of species in a givenarea (Ugland et al. 2003). They showed for the Norwegian con-tinental shelf that the conventional SAC gave a large underesti-mation compared with the T-S curve. To estimate the asymptoteof the SAC (which we treat as ‘true’ regional richness in thisanalysis) for all habitats, the nonlinear Morgan-Mercer-Flodin(MMF) growth model (Morgan et al. 1975) was chosen. TheMMF model was selected by the curve fitting software CurveEx-pert (Hyams 2005) because of its superior fit regarding coeffi-cient of correlation (r ) and standard error of the estimate (SE )in all three data sets. The MMF model takes the form:
y = (ab + cxd) / (b + xd)
where y is species richness, and x represents the number of repli-cates. The parameters a, b, c, and d have the following interpre-tation: a is the calculated ordinate intercept of the replicates-
species richness curve; c represents the maximum species rich-ness. i.e., asymptote of the curve, as the number of replicates (x)approaches infinity; b and d are model parameters that describethe shape of the curve between the two extremes (Morgan et al.1975). This model was previously used in two studies that per-formed a regional estimation of deep sea and littoral nematodes(Lambshead and Boucher 2003; Mundo-Ocampo et al. 2007). Inthose studies, estimates were obtained by extrapolation from aSAC based on number of individuals, rather than number ofsamples based on the UGE index as we do here.
Species richness estimations using variable replicate numbers—We employed the frequently used software ‘EstimateS’ (version7.5, Colwell 2005) to investigate the effect of sample size(number of sampling units representing the replicates of ‘localrichness’) in estimating regional richness. This program com-putes sample-based rarefaction curves for a variety of speciesrichness estimators, presenting the mean number of randomsample re-orderings. Rarefaction and SAC were computed tentimes (using 10 randomly drawn sub-sets of replicates fromthe entire data-set) for the replication levels 2, 4, 8, 16, 32, and52 for each habitat. Because there were 70, 52, and 56 avail-able replicates for the soft-bottom, natural hard-bottom, andartificial hard-bottom data sets, respectively, there was ahigher chance of samples overlap when selecting the 32 and52 samples sets. The rarefaction curve was based on 100 ran-domizations of the number of replicates sampled. We focusedour investigation on five non-parametric estimators as well ason the asymptotic Michaelis-Menten (MM) richness estimator(Raaijmakers 1987) (Table 1). These six estimators were previ-ously used in several evaluations and were reported to performwell (Walther and Moore 2005, see their table 3). Rosenzweiget al. (2003) theoretically differentiated these two varieties ofestimators. Non-parametric estimators intend to overcomesample-size insufficiencies and to report the number of speciespresent in sampled habitats. They operate only on the resultsobtained from a subset of the total data set and do not repre-sent an extrapolation. In contrast, MM extrapolates speciesnumber to the asymptote of the SAC (Rosenzweig et al. 2003).‘EstimateS’ calculates the MM estimator in two ways: (i) foreach of the 100 randomizations, which is then averaged(MMRuns), or (ii) the mean accumulation curve is calculatedby averaging over 100 accumulation curves derived from 100runs (MMMeans). We used the latter because of its less erraticestimation (Colwell 2005; Walther and Moore 2005).
Estimator performance evaluation—Following Walther andMoore (2005), we calculated three different quality indicatorsthat are commonly used to describe the performance of thechosen estimators: bias, precision, and accuracy. Bias quanti-fies the mean difference between an estimated richness andthe true species richness. For measuring bias, we used thescaled mean error:
Bias = (Ej – A),
where A is the asymptote of the SAC, Ej is the estimated
11An j
n
=∑
Canning-Clode et al. Estimating regional species richness
583
species richness for the jth replicate, and n is the number of
replicates. Positive and negative bias indicates overestimationand underestimation, respectively.
Precision measures the variability of estimates amongrepeated estimation runs for a given sample. For measuring pre-cision, we used the complement of the coefficient of variation,the latter being the ratio of deviation (SD) and mean ( ):
Precision = 1 – (SD / )
Accuracy measures the closeness of an estimated value tothe true richness (Brose and Martinez 2004). It is often mea-sured using the mean squared error, combining bias, and pre-cision (Hellmann and Fowler 1999). Here we applied thescaled mean square error according to the formula:
Accuracy = 1 – ( (Ej – A)2),
where A is the asymptote of the SAC, Ej is the estimated speciesrichness for the j th sample, and n is the number of replicates.
Quantifying the relation between estimation error and number ofreplicates—The relative estimation error of the six estimatorswas expressed using the following formula:
y = (E/A) 100,
where y is the estimation error (in percent), E represents theestimated species richness given by an elected estimator, andA is the asymptote of the SAC in a given habitat. The estima-tion error was then plotted against the number of replicatesusing a logarithmic model. This model takes the form:
y = a + b ln(x)
where y represents the underestimation of a given estimator
when compared with the asymptote of the SAC of a givenhabitat, x is the number of replicates, and a and b are modelparameters. Here too, the model was selected by the curve fit-ting software CurveExpert based on a high value of r and lowestimate SE.
AssessmentPredicting the location of the asymptote—In all three habitats,
species richness increased as a function of sampling effort(Fig. 1). The total number of species observed in maximumsample size, i.e., 52 replicates, was 55 species in the soft-bottomhabitat, 43 species for the natural hard-bottom assemblages,and 32 species for the artificial hard-bottom habitat (Fig. 1).
The MMF model was chosen to extrapolate and predict thelocation of the asymptote. This model described the data ofthe SAC for the three habitats very well, with r ≈ 1 for allcurves (Table 2). Nevertheless, the model performed less wellfor the natural hard-bottom assemblages as indicated by agreater standard error of the estimate. The asymptote ofspecies richness (parameter c) was located at 103 species forsoft-bottom, 65 for natural hard-bottom, and 38 for the artifi-cial hard-bottom habitat (Table 2).
Estimator’s performance—In general, Jack2 performed better(with respect to bias and accuracy) at all replicate levels (lowsampling effort: < 8 replicates; intermediate sampling effort: 8-16 replicates; high sampling effort: > 16 replicates) in the threehabitats (Fig. 2). The estimator MM also had a satisfactory per-formance at low replication for all habitats, but with increas-ing sampling effort, its performance in terms of bias and accu-racy improved less steeply as for the other estimators. In mostcases, at low and intermediate sampling effort, Chao1, Chao2,and ACE performed worse. Bias decreased with rising sampling
12 1A n j
n
=∑
E_
E_
Table 1. Summary of the species richness estimators used for this analysis
Richness estimators Type Description References
ACE NP*Abundance-based coverage estimator. It is a modification of the Chao & Lee (1992) estima-
tors based on the ratio between rare (less than 10) and common species.
Chao and Lee 1992; Chazdon
et al. 1998; Chao et al. 2000
Chao1 NP*Abundance-based estimator based on the number of rare species in a sample, i.e., represent-
ed by less than 3 individuals.Chao 1984
Chao2 NP*
Incidence-based estimator. Takes into account the distribution of species amongst samples,
i.e., the number of species that occur in only 1 sample (‘rare species’) and the number of
species that occur in exactly 2 samples.
Chao 1984, 1987
Jack1 NP* First-order Jackknife. Is based on the species occurring only in a single sample.Burnham and Overton 1979;
Heltshe and Forrester 1983
Jack2 NP*Second-order Jackknife. Is based on the species occurring in only 1 sample as well as in the
number that occur in exactly 2 samples.Smith and Van Belle 1984
MMMean P†Michaelis-Menten Mean richness estimator. Computes the mean accumulation curve. Is calcu-
lated by averaging over all accumulation curves derived from the selected runs.Raaijmakers 1987
*NP, non-parametric estimator†P, parametric estimator
Canning-Clode et al. Estimating regional species richness
584
effort and was consistently negative (i.e., underestimation) forall estimators in the soft-bottom and natural hard-bottomhabitats (Fig. 2A-B). In the artificial hard-bottom habitat, too,all six estimators underestimated the asymptote of the SACwith the single exception that at replicate level 52, Jack2 pro-duced the only overestimation ever observed (Fig. 2C). Gener-ally, the underestimation was more pronounced for the soft-bottom communities.
Accuracy improved steadily with increasing replication,with a similar slope in all community types, but generally moresmooth in the soft-bottom communities (Fig. 2D-F). Jack2 wasthe most accurate estimator in all habitats when replicationexceeded 2. At low and intermediate sampling effort, MM wasas accurate as Jack2 for the natural and artificial hard-bottomhabitats (Fig. 2E – F). In contrast, MM was the least accurateestimator for the soft-bottom community (Fig. 2D) and at highsampling effort for the other two habitats.
Precision of the estimation increased rapidly in the first 10replicates and more slowly after that (Fig. 2G-I). This patternwas similar in all communities, probably because it is a statisti-cal property (i.e., it approximates to the standard deviation).Nevertheless, in the natural hard-bottom assemblages, Jack2showed a high imprecision at intermediate sampling effort due
to a large variability of species richness within replicates (Fig.2H). In this habitat both of the Chao estimators showed weakprecision at low sampling effort. Precision was 1 at maximumsampling effort for the natural hard-bottom habitat as therewas only one possible combination of the 52 replicates (Fig.2H). MM showed high precision in almost all levels of replica-tion and all community types. While the shapes of all curvesare comparable for the 3 community types, for a similar qual-ity of estimation fewer replicates are required for the artificialhard-bottom community than for the soft-bottom community.
In summary, Jack2 seems to be the most appropriate choiceat all levels of sampling effort for all habitats. MM constitutesan alternative solution at low sampling effort for the naturaland artificial hard-bottom habitats.
For all community types and all estimators, the relativeestimation error and its error decreased with increasing repli-cation (Fig. 3). It should be noted, however, that the decreasein error, especially at replication levels 32 and 52, might be anartifact caused by the statistically increased probability of re-sampling of the same replicates.
In the soft-bottom data-set, underestimation was neverlower than 35%, even at maximum sampling size (Fig. 3A). Inthe natural hard-bottom communities, it was always largerthan 20% (Fig. 3B).The underestimation was lowest for theartificial hard-bottom habitat (Fig. 3C). At low sampling effort,which probably is the most common case in ecological stud-ies, MM and Jack2 yield a substantially better estimation ofregional richness than the other four estimators for all assem-blages. At maximum sampling size for the artificial hard-bot-tom habitat, average estimation error was below 20% for MM,ACE, Jack1, Chao1, and Chao2, while Jack2 overestimated theasymptote of the SAC (Fig. 3C).
To investigate in more detail the estimation error in all habi-tats, we have selected a logarithmic model and the Jack2 esti-mator due to its best overall performance. The logarithmicmodel properly described the data for all habitats (Fig. 4; soft-bottom: r = 0.98, SE = 2.67; natural hard-bottom: r = 0.98, SE =3.39; artificial hard-bottom: r = 0.96, SE = 5.51). The estimationerror decreases with increasing replication. Based on this model,we quantified the bias caused by low replication for all habitats(Table 3). With each doubling of replication number the esti-mation error by Jack2 decreases in average by 6.6% for the soft-bottom habitat, 8.4% for the natural hard-bottom habitat, and8.5% for the artificial hard-bottom habitat (Fig. 4, Table 3).
Fig. 1. Species accumulation curves (SAC) for the three communitytypes. These curves were plotted using the UGE index calculated inPRIMER 6.0
Table 2. Coefficients of correlation (r ), standard error of the estimate (SE ), and parameter values of the MMF model used for theextrapolation of the asymptote of the SAC for all habitats
Parameters
Habitat a b c d r SESoft-bottom –8.12 3.41 102.67 0.38 0.999 0.074
Hard-bottom –63.05 0.63 65.48 0.27 0.999 0.205
Artificial hard-bottom –3.62 1.60 37.90 0.58 0.999 0.023
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Overall, we have demonstrated that Jack2 performed bestin all habitats. Using the logarithmic model, we predict thatone would need 1865 samples to reach the asymptote of theSAC in the soft-bottom habitat (Table 3). For the natural andartificial hard-bottom habitats, a considerably less samplingeffort would be required to reach the asymptote of the SAC.
DiscussionStudies that are searching for a clear understanding of the local
versus regional diversity pattern in the marine environment haveoften defined the number of species in a region by questioningexperts or consulting available species inventories (e.g., Witman etal. 2004; Harrison et al. 2006). In many poorly studied areas, how-ever, true regional species numbers are unknown. Therefore thestatistical estimation of regional richness, based on a limitednumber of replicates, constitutes an important alternative for the
marine realm. In the present study, we have evaluated the poten-tial and limitations of such an approach. For this purpose, weselected three data sets with a large number of replicates from dif-ferent temperate shallow water habitats. We compared the per-formance of six different estimators of regional richness against theasymptote of the species accumulation curve (SAC) using ran-domly selected replicates for a range of sample sizes.
The most conspicuous outcome of this analysis is that as ageneral rule the estimation of regional species richness basedon local assemblages underestimates the asymptote of theSAC, regardless of habitat type, number of replicates, orselected estimator. The only exception was when a single esti-mator, Jack2, using 52 replicates overestimated the asymptoteof the SAC in the artificial hard-bottom habitat. For all esti-mators, the amount of underestimation gradually decreasedwith increasing sample size.
Fig. 2. Bias (panels A-C), accuracy (D-F), and precision (G-I) of the selected estimators (MM, Chao1, ACE, Chao2, Jack1, and Jack2) for the three habi-tats using variable replicate numbers. *In panel H, precision was 1 at replicate level 52 as there was only one set of 52 replicates.
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The estimation error was greatest in the soft-bottom envi-ronment, followed by the natural hard-bottom and the artifi-cial hard-bottom habitats. Nevertheless, the similarity of theestimation error patterns between the three data sets is sur-prising in view of the (intentional) differences between theselected samples regarding community type, community age,diversity and method of sampling. For instance, the size of asingle sampling unit was 1000, 400, and 225 cm2, in the soft-bottom, natural, and artificial hard-bottom samples, respec-tively. Thus, at comparable species density, a single replicatefor the soft-bottom habitat possibly contained a larger pro-portion of the regional species pool than in the other samples.Also, the suspended PVC panels used for the Madeira data-setcan be considered island communities on patchy substrata,with diversity possibly constrained by habitat (panel) size,whereas the samples from the other two data sets were sub-areas from much larger contiguous habitats. Sample unit sizeand patchiness of habitat may affect the similarity betweenreplicates and, thus, the initial slope of the curve. Moreover,the slow accumulation and consequently, the larger numberof replicates required to reach the plateau in the soft bottomsample may be linked to the number of rare species present, aswell as to the sensitivity of the sampling method.
Despite the extensive differences between the samples cho-sen with regard to size of sampling area, patchiness of habitator age of community, the performance of the estimatorsapplied to the described data sets was comparable. This may beindicative of a remarkable robustness of the observed pattern.The fact that the six estimators underestimated the asymptoticspecies richness is consistent with other studies that use thesame and other estimators (e.g., Petersen and Meier 2003;Brose and Martinez 2004; Cao et al. 2004). Beyond the generalsimilarity among estimator’s performances, Jack2 was moreaccurate and less biased for all habitats in almost all replica-tion levels. In contrast, MM exhibited a high precision in allhabitats. At low sampling effort, MM and Jack2 performed bestin terms of bias, accuracy, and precision for the natural andartificial hard-bottom communities. For the soft-bottom com-munity, Jack2 was clearly the least biased and the most accu-rate estimator at all levels of replication. For estimations basedon larger samples, both Chao1 and ACE seem to performslightly better than MM but worse than Chao2 and both Jack-knifes. These findings are comparable to some previouslyreported results. For instance, the study by Walther and Moore(2005) found that Chao2 (Chao 1987) performed best whileJack2, Jack1, and Chao1 ranked second, third, and fourth,respectively. The MMMean and ACE estimators were reportedto perform worse (Walther and Moore 2005). Although theydid not evaluate the performances of ACE, MM, and Jack2,Foggo et al. (2003) concluded that amongst 6 different tech-niques to estimate marine benthos species richness, Chao1represented the best nonparametric alternative for a limitednumber of survey units. In contrast, Ugland and Gray (2004)argue that Chao1 severely underestimates the true richness in
Fig. 3. Percentages of asymptotic species richness estimated by MM,Chao1, ACE, Chao2, Jack1, and Jack2 using variable replicate numbers forthe (A) soft-bottom, (B) natural hard-bottom, and (C) artificial hard-bot-tom habitats. Means and 95% confidence intervals are indicated (n = 10).Dashed line indicates the asymptote of the SAC given by the UGE index.*In panel B at replicate level 52 confidence intervals are zero as there wasonly one set of 52 replicates.
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benthic assemblages of the Norwegian continental shelf. Intheir study, Chao1 predicted approximately 1100 species froma data-set with 809 species. Nevertheless, when surveyinglarger areas of the shelf than the ones they use in their analy-sis (see their Table 1), over 2500 species were found (Uglandand Gray 2004). The large underestimation by Chao1 iscaused by infrequent species (Ugland and Gray 2004). In arecent evaluation of 15 different estimators using arthropodsabundances, Hortal et al. (2006) concluded that the perform-ance of 10 estimators were highly dependent on the level ofreplication. In that study, Chao1 and ACE showed a higherprecision at low replication but the superiority of these twoestimators over the rest decreases with increasing sample size.Conversely, in a study using Monte Carlo simulations, Broseand Martinez (2004) showed that ACE, Chao1, Chao2, andJack2 were positively biased under high replication. However,in some of the previously mentioned studies, true richness wasestimated based on inventories, experts, simulated landscapemodels, or museum collection data (Brose et al. 2003; Petersenand Meier 2003; Brose and Martinez 2004; Cao et al. 2004;Hortal et al. 2006) and not on real and numerous communitysub-units, as done in this study. If incomplete lists suggest alower-than-real regional richness, apparent overestimations
may result. Only one of the previously mentioned studies hasestimated true richness based on the asymptote of the speciesaccumulation curve (Foggo et al. 2003).
In this study, we estimated true regional richness by extrap-olation of the SAC given by the UGE index using the non-lin-ear Morgan-Mercer-Flodin (MMF) growth model (Morgan et al.1975). The MMF model was previously employed in two sur-veys on the diversity of deep sea and littoral nematodes (Lamb-shead and Boucher 2003; Mundo-Ocampo et al. 2007). Lamb-shead and Boucher (2003) estimated the marine nematodespecies richness in 16 locations. They have compared the esti-mations given by the MMF model with the non-parametricincidence-based coverage estimator (ICE - Lee and Chao 1994;Chazdon et al. 1998; Chao et al. 2000). In 88% of cases, theestimation given by the extrapolation was higher than the esti-mation provided by ICE. In one instance, both methods pro-vided identical estimates of nematodes species, in another oneICE produced higher numbers (Lambshead and Boucher 2003).Mundo-Ocampo et al. (2007) used the same approach to com-pare nematode biodiversity in two shallow, littoral locations ofthe Gulf of California. In both locations, the MMF extrapola-tion gave a higher estimation of nematode richness than ICE(Mundo-Ocampo et al. 2007). Both studies did not attempt toquantify the relationship between estimation error and lowreplication, as we do here. In opposition to these investigationswhere SAC were plotted as a function of the accumulated num-ber of individuals, our study uses SAC plotted against the accu-mulated number of samples. Deciding which type of curves touse depends on the nature of the data available (Gotelli andColwell 2001). If sample-based data are available, a SAC basedon samples is preferable, as it can account for natural levels ofsample patchiness (i.e., heterogeneity between replicates) inthe data (Gotelli and Colwell 2001). A further distinction of thepresent study from the investigations by Lambshead andBoucher (2003) and Mundo-Ocampo et al. (2007) is the use ofthe T-S curve (given by the UGE index) developed by Ugland etal. (2003) followed by the MMF model fitting to it. The result-ing extrapolation of the asymptotic richness is a more realisticestimation than the usual SAC (Ugland et al. 2003).
We demonstrate that the minimum sampling effort toreach a realistic estimation of true regional richness is variableamong communities or sampling methodology. Below thisthreshold sampling effort estimation is negatively biased. Theunavoidable estimation error caused by low replication can,
Fig. 4. Estimation error by Jack2 using variable replicate numbers for thesoft-bottom, natural hard-bottom, and artificial hard-bottom habitatsusing the logarithmic model y = a + b ln(x). Means and 95% confidenceintervals are indicated (n = 10).
Table 3. Quantification of the estimation error by Jack2*
Number of replicates
Habitat 2 4 8 16 32 52 y(0)
Soft-bottom 71.37 64.14 56.9 49.67 42.43 37.37 1865.43
Natural hard-bottom 62.74 54.02 45.31 36.60 27.88 21.78 294.13
Artificial hard-bottom 45.36 36.07 26.71 17.39 8.07 1.54 58.31*Based on the logarithmic model, we calculated the approximate estimation error by Jack2 (%) to compensate the bias caused by low replication. Withthe same model we also calculated for each habitat, the required sampling effort for the Jack2 estimator to be unbiased (y (0)).
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however, be quantified as shown in this paper. In addition, thelogarithmic function used to quantify the estimation erroralso informs at which sampling effort the estimationapproaches the asymptote of the SAC. Consequently, we pre-dict that if a weaker estimator in terms of performance is cho-sen, the logarithmic function will approach the x-axis far later,i.e., a greater amount of replicates would be required to equalthe asymptote of the SAC.
The extrapolation of the SAC is a computation and theshape of the curve is affected by the presence/absence of rarespecies in the samples as well as the amount of samples usedin the model. To assess how well the plateau reflects the “real”regional richness, we compared the plateau values obtained byour approach to the numbers provided by existing compre-hensive inventories in the three systems. (i) A 30-year-longsurvey of the soft-bottom macrofauna in the Kiel Bay, WesternBaltic Sea lists 184 species at the Station “Millionenviertel 14”(Rumohr, pers com). (ii) On Helgoland island, three extensivestudies in the same sub-habitats we used here, reported 53 ses-sile animal species (Janke 1986; Reichert 2003) and 39 speciesof macroalgae (Inka Bartsch, unpublished data). (iii) Finally,studies on the diversity of hard-bottom communities growingon artificial substrata conducted during three consecutiveyears in the south coast of Madeira Island (Jochimsen 2007;Canning-Clode et al. 2008, Manfred Kaufmann, unpublisheddata) reported a total of 44 species growing on the same typeof substrata, depth, and study site as the artificial hard-bottomdata-set in this analysis. Compared to these values, our extrap-olation still underestimates the “real” richness of the investi-gated habitats by 44% for the soft-bottom, 29% for the natu-ral hard-bottom, and 14% for the artificial hard-bottomhabitats. However, it should be noted that the reference listsinclude species from several seasons, years, and successionalstages, which, in contrast to our data set, do not necessarilyco-exist at the local scale. Regional species pools based on suchinventories may include species not susceptible to recruit intothe community considered because they are restricted to dif-ferent habitats and seasons.
We conclude that regional richness can be estimated fromsub-samples, that the quality of the estimation increases withsample size, and that the magnitude of the unavoidable esti-mation error can be quantified and, thus, corrected to someextent. We encourage further studies to include data frommore locations and then provide more robust correction val-ues to compensate the bias caused by low replication.
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Submitted 17 June 2008Revised 6 October 2008
Accepted 22 October 2008
ANLAGE ZUR DISSERTATION
ANLAGE ZUR DISSERTATION
Name: Nelson Valdivia
Anschrift: An der Sapskuhle 516
27498 Helgoland
Helgoland, 11.12.08
Erklärung
Gem.§6 (5) Nr.1-3 PromO
Ich erkläre, dass ich NELSON VALDIVIA
1. die Arbeit ohne unerlaubte fremde Hilfe angefertigt habe,
2. keine anderen, als die von mir angegebenen Quellen und Hilfsmittel benutzt
habe
3. die den benutzten Werken wörtlich oder inhaltlich entnommenen Stellen als
solche kenntlich gemacht habe.
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