Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 1 of 211
1ST SOURCE CORPORATION
Security: 336901103
Ticker: SRCE
ISIN: US3369011032
Meeting Type: Annual
22-Apr-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935340896
2X21 JHF Financial Opportunities Fund
For ForMgmt1A. Election of Director for term expiring April2024: Tracy D. Graham
For ForMgmt1B. Election of Director for term expiring April2024: Ronda Shrewsbury Weybright
For ForMgmt1C. Election of Director for term expiring April2024: Melody Birmingham
Against AgainstMgmt1D. Election of Director for term expiring April2024: Mark D. Schwabero
For ForMgmt2. Ratification of the appointment of BKD LLP as1st Source Corporation's independentregistered public accounting firm for the fiscalyear ending December 31, 2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 2 of 211
AMERICAN BUSINESS BANK
Security: 02475L105
Ticker: AMBZ
ISIN: US02475L1052
Meeting Type: Annual
21-Jul-20Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935242987
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Leon I. Blankstein For ForMgmt
2 Donald P. Johnson Withheld AgainstMgmt
3 Gaurav Malhotra For ForMgmt
4 Edith Matthai For ForMgmt
5 Trent D. Merrill Withheld AgainstMgmt
6 Javier Sanchez For ForMgmt
7 Robert F. Schack Withheld AgainstMgmt
8 Jon H. Schlobohm For ForMgmt
9 Robert I. Usdan Withheld AgainstMgmt
10 Pasy Wang For ForMgmt
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 3 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt2. To ratify the appointment of RSM US LLP asthe Bank's independent public accountants asdescribed more fully in the accompanyingproxy statement.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 4 of 211
AMERICAN BUSINESS BANK
Security: 02475L105
Ticker: AMBZ
ISIN: US02475L1052
Meeting Type: Annual
25-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935407773
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Leon I. Blankstein For ForMgmt
2 Donald P. Johnson Withheld AgainstMgmt
3 Gaurav Malhotra For ForMgmt
4 Edith Matthai For ForMgmt
5 Trent D. Merrill Withheld AgainstMgmt
6 Javier Sanchez For ForMgmt
7 Robert F. Schack Withheld AgainstMgmt
8 John H. Schlobohm For ForMgmt
9 Robert I. Usdan Withheld AgainstMgmt
10 Pasy Wang For ForMgmt
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 5 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
Against AgainstMgmt2. To ratify the appointment of RSM US LLP asthe Bank's independent public accountants asdescribed more fully in the accompanyingproxy statement.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 6 of 211
AMERICAN NATIONAL BANKSHARES INC.
Security: 027745108
Ticker: AMNB
ISIN: US0277451086
Meeting Type: Annual
18-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935393885
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Michael P. Haley For ForMgmt
2 Charles S. Harris For ForMgmt
3 F. D. Hornaday, III For ForMgmt
For ForMgmt2. To ratify the selection of Yount, Hyde &Barbour, P.C., independent registered publicaccounting firm, as auditors of the companyfor the year ending December 31, 2021.
For ForMgmt3. Advisory Vote on Executive compensation ofthe Company's named executive officers asdisclosed in the proxy statement.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 7 of 211
AMERICAN RIVER BANKSHARES
Security: 029326105
Ticker: AMRB
ISIN: US0293261055
Meeting Type: Annual
20-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935379481
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Nicolas C. Anderson For ForMgmt
2 Kimberly A. Box For ForMgmt
3 Charles D. Fite For ForMgmt
4 Jeffery Owensby For ForMgmt
5 Julie A. Raney For ForMgmt
6 William A. Robotham For ForMgmt
7 David E. Ritchie Jr. For ForMgmt
8 Philip A. Wright For ForMgmt
For ForMgmt2. To ratify the selection of Crowe, LLP as theCompany's independent registered publicaccounting firm for the fiscal year endingDecember 31, 2021.
For ForMgmt3. To approve, on an advisory (non-binding)basis, the Company's named executive officercompensation.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 8 of 211
AMERICAN RIVIERA BANK
Security: 02932A106
Ticker: ARBV
ISIN: US02932A1060
Meeting Type: Annual
16-Jun-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935417205
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Elizabeth Cholawsky For ForMgmt
2 Darren D. Caesar For ForMgmt
3 Joe Campanelli For ForMgmt
4 Jeff DeVine For ForMgmt
5 Leonard Himelsein For ForMgmt
6 Jody D. Holehouse, CPA For ForMgmt
7 Weldon U Howell Jr. Esq For ForMgmt
8 Lawrence Koppelman For ForMgmt
9 Douglas Margerum For ForMgmt
For ForMgmt2. To ratify the selection of Crowe LLP as theBank's independent registered publicaccounting firm.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 9 of 211
AMERIS BANCORP
Security: 03076K108
Ticker: ABCB
ISIN: US03076K1088
Meeting Type: Annual
10-Jun-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935411138
2X21 JHF Financial Opportunities Fund
For ForMgmt1A. Election of director to serve until theCompany 2022 Annual Meeting: William I.Bowen, Jr.
For ForMgmt1B. Election of director to serve until theCompany 2022 Annual Meeting: Rodney D.Bullard
For ForMgmt1C. Election of director to serve until theCompany 2022 Annual Meeting: Wm. MillardChoate
For ForMgmt1D. Election of director to serve until theCompany 2022 Annual Meeting: R. DaleEzzell
For ForMgmt1E. Election of director to serve until theCompany 2022 Annual Meeting: Leo J. Hill
For ForMgmt1F. Election of director to serve until theCompany 2022 Annual Meeting: Daniel B.Jeter
For ForMgmt1G. Election of director to serve until theCompany 2022 Annual Meeting: Robert P.Lynch
For ForMgmt1H. Election of director to serve until theCompany 2022 Annual Meeting: Elizabeth A.McCague
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 10 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt1I. Election of director to serve until theCompany 2022 Annual Meeting: James B.Miller, Jr.
For ForMgmt1J. Election of director to serve until theCompany 2022 Annual Meeting: Gloria A.O'Neal
For ForMgmt1K. Election of director to serve until theCompany 2022 Annual Meeting: H. PalmerProctor, Jr.
For ForMgmt1L. Election of director to serve until theCompany 2022 Annual Meeting: William H.Stern
For ForMgmt1M. Election of director to serve until theCompany 2022 Annual Meeting: Jimmy D.Veal
For ForMgmt2. Ratification of the appointment of Crowe LLPas the Company's independent registeredpublic accounting firm for the year endingDecember 31, 2021.
For ForMgmt3. Advisory approval of the compensation of theCompany's named executive officers.
For ForMgmt4. Approval of the Ameris Bancorp 2021Omnibus Equity Incentive Plan.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 11 of 211
ARES MANAGEMENT CORPORATION
Security: 03990B101
Ticker: ARES
ISIN: US03990B1017
Meeting Type: Annual
16-Jun-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935426329
2X21 JHF Financial Opportunities Fund
Against AgainstMgmt1A. Election of Director: Michael J Arougheti
Against AgainstMgmt1B. Election of Director: Antoinette Bush
Against AgainstMgmt1C. Election of Director: Paul G. Joubert
Against AgainstMgmt1D. Election of Director: R. Kipp deVeer
Against AgainstMgmt1E. Election of Director: David B. Kaplan
Against AgainstMgmt1F. Election of Director: Michael Lynton
Against AgainstMgmt1G. Election of Director: Dr. Judy D. Olian
Against AgainstMgmt1H. Election of Director: Antony P. Ressler
Against AgainstMgmt1I. Election of Director: Bennett Rosenthal
For ForMgmt2. The ratification of the appointment of Ernst &Young LLP as our independent registeredpublic accounting firm for our 2021 fiscal year.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 12 of 211
ASSURED GUARANTY LTD.
Security: G0585R106
Ticker: AGO
ISIN: BMG0585R1060
Meeting Type: Annual
05-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935359162
2X21 JHF Financial Opportunities Fund
For ForMgmt1A. Election of Director: Francisco L. Borges
For ForMgmt1B. Election of Director: G. Lawrence Buhl
For ForMgmt1C. Election of Director: Dominic J. Frederico
For ForMgmt1D. Election of Director: Bonnie L. Howard
For ForMgmt1E. Election of Director: Thomas W. Jones
For ForMgmt1F. Election of Director: Patrick W. Kenny
For ForMgmt1G. Election of Director: Alan J. Kreczko
For ForMgmt1H. Election of Director: Simon W. Leathes
For ForMgmt1I. Election of Director: Michelle McCloskey
For ForMgmt1J. Election of Director: Michael T. O'Kane
For ForMgmt1K. Election of Director: Yukiko Omura
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 13 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt1L. Election of Director: Lorin P.T. Radtke
For ForMgmt1M. Election of Director: Courtney C. Shea
For ForMgmt2. Advisory vote on the compensation paid tothe Company's named executive officers.
For ForMgmt3. Appointment of PricewaterhouseCoopers LLPas the independent auditor of the Companyfor the fiscal year ending December 31, 2021and authorization of the Board of Directors,acting through its Audit Committee, to set theremuneration of the independent auditor ofthe Company.
For ForMgmt4AA Election of Director: Howard W. Albert
For ForMgmt4AB Election of Director: Robert A. Bailenson
For ForMgmt4AC Election of Director: Russell B. Brewer II
For ForMgmt4AD Election of Director: Gary Burnet
For ForMgmt4AE Election of Director: Ling Chow
For ForMgmt4AF Election of Director: Stephen Donnarumma
For ForMgmt4AG Election of Director: Dominic J. Frederico
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 14 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt4AH Election of Director: Darrin Futter
For ForMgmt4AI Election of Director: Walter A. Scott
For ForMgmt4B. Appoint PricewaterhouseCoopers LLP as theindependent auditor of Assured Guaranty ReLtd. for the fiscal year ending December 31,2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 15 of 211
ATLANTIC CAPITAL BANCSHARES, INC.
Security: 048269203
Ticker: ACBI
ISIN: US0482692037
Meeting Type: Annual
20-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935395497
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Walter M. Deriso, Jr. For ForMgmt
2 Shantella E. Cooper For ForMgmt
3 David H. Eidson For ForMgmt
4 Henchy R. Enden For ForMgmt
5 James H. Graves For ForMgmt
6 Douglas J. Hertz For ForMgmt
7 Thomas M. Holder For ForMgmt
8 Lizanne Thomas For ForMgmt
9 Douglas L. Williams For ForMgmt
10 Marietta Edmunds Zakas For ForMgmt
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 16 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt2. To ratify the appointment of Ernst & YoungLLP as the Company's independentregistered public accounting firm for the fiscalyear ending December 31, 2021.
For ForMgmt3. To approve, on a non-binding advisory basis,the compensation of our Named ExecutiveOfficers.
1 Year ForMgmt4. To approve, on a non-binding advisory basis,the frequency of future shareholder advisoryvotes on the compensation of our NamedExecutive Officers.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 17 of 211
ATLANTIC UNION BANKSHARES CORPORATION
Security: 04911A107
Ticker: AUB
ISIN: US04911A1079
Meeting Type: Annual
04-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935356205
2X21 JHF Financial Opportunities Fund
For ForMgmt1.1 Election of Director to serve until the 2022Annual Meeting: Thomas P. Rohman
For ForMgmt1.2 Election of Director to serve until the 2022Annual Meeting: Thomas G. Snead, Jr.
For ForMgmt1.3 Election of Director to serve until the 2022Annual Meeting: Ronald L. Tillett
For ForMgmt1.4 Election of Director to serve until the 2022Annual Meeting: Keith L. Wampler
For ForMgmt1.5 Election of Director to serve until the 2022Annual Meeting: F. Blair Wimbush
For ForMgmt2. To approve the amendment and restatementof the Atlantic Union Bankshares CorporationStock and Incentive Plan.
For ForMgmt3. To ratify the appointment of Ernst & YoungLLP as the Company's independentregistered public accounting firm for the yearending December 31, 2021.
For ForMgmt4. To approve, on an advisory (non-binding)basis, the Company's executivecompensation.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 18 of 211
AVIDBANK HOLDINGS, INC.
Security: 05368J103
Ticker: AVBH
ISIN: US05368J1034
Meeting Type: Annual
18-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935389141
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Mark D. Mordell For ForMgmt
2 Kristofer W. Biorn For ForMgmt
3 Kenneth D. Brenner For ForMgmt
4 Diane J. Flynn For ForMgmt
5 Lisa B. Hendrickson For ForMgmt
6 Bryan C. Polster For ForMgmt
7 Roxy H. Rapp For ForMgmt
8 Michael F. Rosinus For ForMgmt
9 Robert H. Scott For ForMgmt
10 Marc J. Verissimo For ForMgmt
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 19 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt2. RATIFICATION OF CROWE LLP ASAUDITORS OF THE COMPANY FOR THEYEAR ENDED DECEMBER 31, 2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 20 of 211
BANK OF AMERICA CORPORATION
Security: 060505104
Ticker: BAC
ISIN: US0605051046
Meeting Type: Annual
20-Apr-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935345670
2X21 JHF Financial Opportunities Fund
For ForMgmt1A. Election of Director: Sharon L. Allen
For ForMgmt1B. Election of Director: Susan S. Bies
For ForMgmt1C. Election of Director: Frank P. Bramble, Sr.
For ForMgmt1D. Election of Director: Pierre J.P. de Weck
For ForMgmt1E. Election of Director: Arnold W. Donald
For ForMgmt1F. Election of Director: Linda P. Hudson
For ForMgmt1G. Election of Director: Monica C. Lozano
For ForMgmt1H. Election of Director: Thomas J. May
For ForMgmt1I. Election of Director: Brian T. Moynihan
For ForMgmt1J. Election of Director: Lionel L. Nowell III
For ForMgmt1K. Election of Director: Denise L. Ramos
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 21 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt1L. Election of Director: Clayton S. Rose
For ForMgmt1M. Election of Director: Michael D. White
For ForMgmt1N. Election of Director: Thomas D. Woods
For ForMgmt1O. Election of Director: R. David Yost
For ForMgmt1P. Election of Director: Maria T. Zuber
For ForMgmt2. Approving our executive compensation (anadvisory, nonbinding "Say on Pay" resolution).
For ForMgmt3. Ratifying the appointment of our independentregistered public accounting firm for 2021.
For ForMgmt4. Amending and restating the Bank of AmericaCorporation Key Employee Equity Plan.
For AgainstShr5. Shareholder proposal requestingamendments to our proxy access by law.
For AgainstShr6. Shareholder proposal requestingamendments to allow shareholders to act bywritten consent.
Against ForShr7. Shareholder proposal requesting a change inorganizational form.
For AgainstShr8. Shareholder proposal requesting a racialequity audit.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 22 of 211
BANK OF COMMERCE HOLDINGS
Security: 06424J103
Ticker: BOCH
ISIN: US06424J1034
Meeting Type: Annual
18-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935380460
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Orin N. Bennett For ForMgmt
2 Randall S. Eslick For ForMgmt
3 Joseph Q. Gibson For ForMgmt
4 Jon W. Halfhide For ForMgmt
5 David J. Inderkum For ForMgmt
6 Linda J. Miles For ForMgmt
7 Diane D. Miller For ForMgmt
8 Karl L. Silberstein For ForMgmt
9 Terence J. Street For ForMgmt
10 Lyle L. Tullis For ForMgmt
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 23 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt2. Ratification of the selection of Moss AdamsLLP as the Company's independentregistered public accounting firm for 2021.
For ForMgmt3. An advisory vote to approve thecompensation of the Company's namedexecutive officers (the "say-on-pay" vote).
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 24 of 211
BANK OF MARIN BANCORP
Security: 063425102
Ticker: BMRC
ISIN: US0634251021
Meeting Type: Annual
29-Jun-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935461234
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Steven I. Barlow Withheld AgainstMgmt
2 Russell A. Colombo Withheld AgainstMgmt
3 James C. Hale Withheld AgainstMgmt
4 Robert Heller Withheld AgainstMgmt
5 Norma J. Howard Withheld AgainstMgmt
6 Kevin R. Kennedy Withheld AgainstMgmt
7 William H. McDevitt, Jr Withheld AgainstMgmt
8 Leslie E. Murphy Withheld AgainstMgmt
9 Sanjiv S. Sanghvi For ForMgmt
10 Joel Sklar, MD Withheld AgainstMgmt
11 Brian M. Sobel Withheld AgainstMgmt
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 25 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
12 Secil Tabli Watson For ForMgmt
For ForMgmt2. To vote, on an advisory basis, to approve theCompany's executive compensation forNamed Executive Officers.
For ForMgmt3. To ratify the selection of independent auditor.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 26 of 211
BAR HARBOR BANKSHARES
Security: 066849100
Ticker: BHB
ISIN: US0668491006
Meeting Type: Annual
18-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935375178
2X21 JHF Financial Opportunities Fund
For ForMgmt1A. Election of Director: Daina H. Belair
For ForMgmt1B. Election of Director: Matthew L. Caras
For ForMgmt1C. Election of Director: David M. Colter
For ForMgmt1D. Election of Director: Steven H. Dimick
For ForMgmt1E. Election of Director: Martha T. Dudman
For ForMgmt1F. Election of Director: Lauri E. Fernald
For ForMgmt1G. Election of Director: Brendan J. O'Halloran
For ForMgmt1H. Election of Director: Curtis C. Simard
For ForMgmt1I. Election of Director: Kenneth E. Smith
For ForMgmt1J. Election of Director: Stephen R. Theroux
For ForMgmt1K. Election of Director: Scott G. Toothaker
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 27 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt1L. Election of Director: David B. Woodside
For ForMgmt2. APPROVAL OF NON-BINDING, ADVISORYRESOLUTION ON THE 2020COMPENSATION OF OUR NAMEDEXECUTIVE OFFICERS.
For ForMgmt3. RATIFICATION OF THE APPOINTMENT OFRSM US LLP AS OUR INDEPENDENTREGISTERED PUBLIC ACCOUNTING FIRMFOR THE YEAR ENDING DECEMBER 31,2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 28 of 211
BAYCOM CORP
Security: 07272M107
Ticker: BCML
ISIN: US07272M1071
Meeting Type: Annual
15-Jun-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935424654
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 James S. Camp Withheld AgainstMgmt
2 Harpreet S. Chaudhary Withheld AgainstMgmt
3 Rocco Davis For ForMgmt
4 George J. Guarini For ForMgmt
5 Malcolm F. Hotchkiss Withheld AgainstMgmt
6 Lloyd W. Kendall Jr. Withheld AgainstMgmt
7 Robert G. Laverne, MD For ForMgmt
8 Syvia L. Magid For ForMgmt
9 David M. Spatz Withheld AgainstMgmt
For ForMgmt2. Ratification of the appointment of auditors,Moss Adams, LLP for the fiscal year endingDecember 31, 2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 29 of 211
BERKSHIRE HILLS BANCORP, INC.
Security: 084680107
Ticker: BHLB
ISIN: US0846801076
Meeting Type: Annual
20-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935380600
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Baye Adofo-Wilson For ForMgmt
2 Deborah P. Bailey For ForMgmt
3 Rheo A. Brouillard For ForMgmt
4 David M. Brunelle For ForMgmt
5 Robert M. Curley For ForMgmt
6 John B. Davies For ForMgmt
7 J. Williar Dunlaevy For ForMgmt
8 William H. Hughes III For ForMgmt
9 Sylvia Maxfield For ForMgmt
10 Nitin J. Mhatre For ForMgmt
11 Laurie Norton Moffatt For ForMgmt
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 30 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
12 Jonathan I. Shulman For ForMgmt
13 Michael A. Zaitzeff For ForMgmt
For ForMgmt2. To consider a non-binding proposal to giveadvisory approval of Berkshire's executivecompensation as described in the ProxyStatement.
For ForMgmt3. To ratify the appointment of Crowe LLP asBerkshire's Independent Registered PublicAccounting firm for fiscal year 2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 31 of 211
BROOKFIELD ASSET MANAGEMENT INC.
Security: 112585104
Ticker: BAM
ISIN: CA1125851040
Meeting Type: Annual
11-Jun-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935433994
2X21 JHF Financial Opportunities Fund
1 DIRECTOR
1 M. Elyse Allan For ForMgmt
2 Angela F. Braly For ForMgmt
3 Janice Fukakusa For ForMgmt
4 Maureen Kempston Darkes For ForMgmt
5 Frank J. McKenna For ForMgmt
6 Hutham S. Olayan For ForMgmt
7 Seek Ngee Huat For ForMgmt
8 Diana L. Taylor For ForMgmt
For ForMgmt2 The appointment of Deloitte LLP as theexternal auditor and authorizing the directorsto set its remuneration.
For ForMgmt3 The Say on Pay Resolution set out in theCorporation's Management InformationCircular dated April 30, 2021 (the "Circular").
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 32 of 211
BRYN MAWR BANK CORPORATION
Security: 117665109
Ticker: BMTC
ISIN: US1176651099
Meeting Type: Annual
22-Apr-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935347523
2X21 JHF Financial Opportunities Fund
For ForMgmt1.1 Election of Class III Director for the term toexpire in 2025: Wendell F. Holland
For ForMgmt1.2 Election of Class III Director for the term toexpire in 2025: Diego F. Calderin
For ForMgmt2. SAY-ON-PAY: To approve a non-bindingadvisory vote on Executive OfficerCompensation.
For ForMgmt3. RATIFICATION OF AUDITORS: To ratify theappointment of KPMG LLP as theindependent registered public accounting firmfor Bryn Mawr Bank Corporation for the fiscalyear ending December 31, 2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 33 of 211
BRYN MAWR BANK CORPORATION
Security: 117665109
Ticker: BMTC
ISIN: US1176651099
Meeting Type: Special
10-Jun-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935435708
2X21 JHF Financial Opportunities Fund
For ForMgmt1. Approval of the Agreement and Plan ofMerger, dated as of March 9, 2021, by andbetween WSFS Financial Corporation("WSFS") and Bryn Mawr Bank Corporation("Bryn Mawr"), pursuant to which, amongother things, Bryn Mawr will merge with andinto WSFS and, simultaneously with themerger, The Bryn Mawr Trust Company willmerge with and into Wilmington Savings FundSociety, FSB ("Merger Proposal").
Against AgainstMgmt2. An advisory (non-binding) proposal toapprove the specified compensation that maybecome payable to the named executiveofficers of Bryn Mawr in connection with themerger.
For ForMgmt3. Approval of one or more adjournments of thespecial meeting, if necessary or appropriate,to solicit additional proxies in favor ofapproval of the Merger Proposal.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 34 of 211
BUSINESS FIRST BANCSHARES, INC.
Security: 12326C105
Ticker: BFST
ISIN: US12326C1053
Meeting Type: Annual
27-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935405200
2X21 JHF Financial Opportunities Fund
For ForMgmt1A. Election of Director: Drew C. Brees
For ForMgmt1B. Election of Director: James J. Buquet, III
For ForMgmt1C. Election of Director: Carol M. Calkins
For ForMgmt1D. Election of Director: Ricky D. Day
For ForMgmt1E. Election of Director: John P. Ducrest
For ForMgmt1F. Election of Director: Mark P. Folse
For ForMgmt1G. Election of Director: Robert S. Greer, Jr.
For ForMgmt1H. Election of Director: J. Vernon Johnson
For ForMgmt1I. Election of Director: Rolfe H. McCollister, Jr.
For ForMgmt1J. Election of Director: Andrew D. McLindon
For ForMgmt1K. Election of Director: David R. Melville, III
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 35 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt1L. Election of Director: Patrick E. Mockler
For ForMgmt1M. Election of Director: David A. Montgomery, Jr.
For ForMgmt1N. Election of Director: Arthur J. Price
For ForMgmt1O. Election of Director: Kenneth Wm. Smith
For ForMgmt1P. Election of Director: Keith A. Tillage
For ForMgmt1Q. Election of Director: Steven G. White
For ForMgmt2. To approve, in a non-binding vote, thecompensation of our named executiveofficers.
1 Year ForMgmt3. Vote, on an advisory basis, on the frequencyof executive compensation advisory votes.
For ForMgmt4. To ratify the appointment of Dixon HughesGoodman, LLP as auditor for the Companyfor the year ending December 31, 2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 36 of 211
CADENCE BANCORPORATION
Security: 12739A100
Ticker: CADE
ISIN: US12739A1007
Meeting Type: Annual
06-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935362260
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Paul B. Murphy, Jr. For ForMgmt
2 Precious W. Owodunni For ForMgmt
3 Marc J. Shapiro For ForMgmt
4 J. Thomas Wiley, Jr. For ForMgmt
For ForMgmt2. Approval (on an advisory basis) of thecompensation of the Company's namedexecutive officers.
For ForMgmt3. Ratification of the appointment of Ernst &Young LLP to serve as the Company'sindependent registered public accounting firmfor fiscal year 2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 37 of 211
CALIFORNIA BANCORP
Security: 13005U101
Ticker: CALB
ISIN: US13005U1016
Meeting Type: Annual
06-Aug-20Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935245983
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Stephen A. Cortese For ForMgmt
2 Andrew J. Armanino For ForMgmt
3 Kevin J. Cullen For ForMgmt
4 Stephen R. Dathe For ForMgmt
5 Wayne S. Doiguchi Withheld AgainstMgmt
6 Donald J. Kintzer For ForMgmt
7 Rochelle G. Klein For ForMgmt
8 Frank L. Muller For ForMgmt
9 Steven E. Shelton For ForMgmt
10 Edmond E. Traille For ForMgmt
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 38 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt2. Ratification of the Appointment ofIndependent Public Accounting Firm. To ratifythe appointment of Crowe LLP as ourindependent public accounting firm for thefiscal year ending December 31, 2020.
Against AgainstMgmt3. Approval of Amendment and Restatement of2017 Equity Incentive Plan. To approve anamendment and restatement of our 2017Equity Incentive Plan that will, among otherthings, increase the number of sharesissuable under the plan by 500,000 shares.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 39 of 211
CALIFORNIA BANCORP
Security: 13005U101
Ticker: CALB
ISIN: US13005U1016
Meeting Type: Annual
20-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935411405
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Stephen A. Cortese For ForMgmt
2 Andrew J. Armanino For ForMgmt
3 Kevin J. Cullen For ForMgmt
4 Stephen R. Dathe For ForMgmt
5 Wayne S. Doiguchi For ForMgmt
6 Donald J. Kintzer For ForMgmt
7 Rochelle G. Klein For ForMgmt
8 Julie J. Levenson For ForMgmt
9 Frank L. Muller For ForMgmt
10 Steven E. Shelton For ForMgmt
11 Edmond E. Traille For ForMgmt
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 40 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt2. Ratification of the Appointment ofIndependent Public Accounting Firm. To ratifythe appointment of Crowe LLP as ourindependent public accounting firm for thefiscal year ending December 31, 2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 41 of 211
CAMBRIDGE BANCORP
Security: 132152109
Ticker: CATC
ISIN: US1321521098
Meeting Type: Annual
17-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935363337
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Jeanette G. Clough For ForMgmt
2 Hambleton Lord For ForMgmt
3 R. Gregg Stone For ForMgmt
4 Simon R. Gerlin For ForMgmt
5 Kathryn M. Hinderhofer For ForMgmt
6 Thomas J. Fontaine For ForMgmt
For ForMgmt2. Consideration and approval of a non-bindingadvisory resolution on the compensation ofthe Company's named executive officers.
For ForMgmt3. To ratify, on an advisory basis, theappointment of Wolf & Company, P.C. as theCompany's independent registered publicaccounting firm for the fiscal year endingDecember 31,2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 42 of 211
CAMDEN NATIONAL CORPORATION
Security: 133034108
Ticker: CAC
ISIN: US1330341082
Meeting Type: Annual
27-Apr-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935341103
2X21 JHF Financial Opportunities Fund
For ForMgmt1A. Election of Director: Ann W. Bresnahan
For ForMgmt1B. Election of Director: Gregory A. Dufour
For ForMgmt1C. Election of Director: S. Catherine Longley
For ForMgmt1D. Election of Director: Carl J. Soderberg
For ForMgmt2. To approve, by non-binding advisory vote, thecompensation of the Company's namedexecutive officers ("Say-on-Pay").
For ForMgmt3. To ratify the appointment of RSM US LLP asthe Company's independent registered publicaccounting firm for the year ending December31, 2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 43 of 211
CENTRAL VALLEY COMMUNITY BANCORP
Security: 155685100
Ticker: CVCY
ISIN: US1556851004
Meeting Type: Annual
19-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935379354
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Daniel N. Cunningham For ForMgmt
2 Daniel J. Doyle Withheld AgainstMgmt
3 F.T "Tommy" Elliott, IV For ForMgmt
4 Robert J. Flautt Withheld AgainstMgmt
5 James M. Ford For ForMgmt
6 Gary D. Gall Withheld AgainstMgmt
7 Andriana D. Majarian For ForMgmt
8 Steven D. McDonald For ForMgmt
9 Louis McMurray For ForMgmt
10 Karen Musson For ForMgmt
11 Dorothea D. Silva For ForMgmt
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 44 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
12 William S. Smittcamp For ForMgmt
For ForMgmt2. To approve the proposal to amend the bylawsto increase the range of the size of the Boardof Directors to a range of nine (9) to fifteen(15) persons.
For ForMgmt3. To approve the proposal to ratify theappointment of Crowe LLP as theindependent registered public accounting firmfor the Company's 2021 fiscal year.
For ForMgmt4. Adopt a non-binding advisory resolutionapproving executive compensation.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 45 of 211
CITIGROUP INC.
Security: 172967424
Ticker: C
ISIN: US1729674242
Meeting Type: Annual
27-Apr-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935349515
2X21 JHF Financial Opportunities Fund
For ForMgmt1A. Election of Director: Ellen M. Costello
For ForMgmt1B. Election of Director: Grace E. Dailey
For ForMgmt1C. Election of Director: Barbara J. Desoer
For ForMgmt1D. Election of Director: John C. Dugan
For ForMgmt1E. Election of Director: Jane N. Fraser
For ForMgmt1F. Election of Director: Duncan P. Hennes
For ForMgmt1G. Election of Director: Peter B. Henry
For ForMgmt1H. Election of Director: S. Leslie Ireland
For ForMgmt1I. Election of Director: Lew W. (Jay) Jacobs, IV
For ForMgmt1J. Election of Director: Renée J. James
For ForMgmt1K. Election of Director: Gary M. Reiner
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 46 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt1L. Election of Director: Diana L. Taylor
For ForMgmt1M. Election of Director: James S. Turley
For ForMgmt1N. Election of Director: Deborah C. Wright
For ForMgmt1O. Election of Director: Alexander R. Wynaendts
For ForMgmt1P. Election of Director: Ernesto Zedillo Ponce deLeon
For ForMgmt2. Proposal to ratify the selection of KPMG LLPas Citi's independent registered publicaccounting firm for 2021.
For ForMgmt3. Advisory vote to approve Citi's 2020Executive Compensation.
For ForMgmt4. Approval of additional authorized sharesunder the Citigroup 2019 Stock IncentivePlan.
For AgainstShr5. Stockholder proposal requesting anamendment to Citi's proxy access by-lawprovisions pertaining to the aggregation limit.
For AgainstShr6. Stockholder proposal requesting anIndependent Board Chairman.
Against ForShr7. Stockholder proposal requesting non-management employees on director nomineecandidate lists.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 47 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For AgainstShr8. Stockholder proposal requesting a reportdisclosing information regarding Citi'slobbying payments, policies and activities.
For AgainstShr9. Stockholder proposal requesting a racialequity audit analyzing Citi's adverse impactson nonwhite stakeholders and communities ofcolor.
Against ForShr10. Stockholder proposal requesting that theBoard approve an amendment to Citi'sCertificate of Incorporation to become aPublic Benefit Corporation and to submit theproposed amendment to stockholders forapproval.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 48 of 211
CITIZENS COMMUNITY BANCORP, INC.
Security: 174903104
Ticker: CZWI
ISIN: US1749031043
Meeting Type: Annual
22-Jun-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935427511
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Kristina M. Bourget For ForMgmt
2 Timothy L. Olson For ForMgmt
For ForMgmt2. Ratification of the appointment of Eide Bailly,LLP as Citizens' independent registeredpublic accounting firm for the fiscal yearending December 31, 2021.
For ForMgmt3. Advisory resolution to approve executivecompensation.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 49 of 211
CITIZENS FINANCIAL GROUP, INC.
Security: 174610105
Ticker: CFG
ISIN: US1746101054
Meeting Type: Annual
22-Apr-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935342826
2X21 JHF Financial Opportunities Fund
For ForMgmt1A. Election of Director: Bruce Van Saun
For ForMgmt1B. Election of Director: Lee Alexander
For ForMgmt1C. Election of Director: Christine M. Cumming
For ForMgmt1D. Election of Director: William P. Hankowsky
For ForMgmt1E. Election of Director: Leo I. ("Lee") Higdon
For ForMgmt1F. Election of Director: Edward J. ("Ned") KellyIII
For ForMgmt1G. Election of Director: Charles J. ("Bud") Koch
For ForMgmt1H. Election of Director: Robert G. Leary
For ForMgmt1I. Election of Director: Terrance J. Lillis
For ForMgmt1J. Election of Director: Shivan Subramaniam
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 50 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt1K. Election of Director: Christopher J. Swift
For ForMgmt1L. Election of Director: Wendy A. Watson
For ForMgmt1M. Election of Director: Marita Zuraitis
For ForMgmt2. Advisory vote on executive compensation.
1 Year ForMgmt3. Advisory vote on the frequency of futureadvisory votes on executive compensation.
For ForMgmt4. Ratification of the appointment of Deloitte &Touche LLP as our independent registeredpublic accounting firm for 2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 51 of 211
CITY HOLDING COMPANY
Security: 177835105
Ticker: CHCO
ISIN: US1778351056
Meeting Type: Annual
28-Apr-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935375988
2X21 JHF Financial Opportunities Fund
For ForMgmt1.1 Election of Class I Director to serve for a termof three years: J. Thomas Jones
For ForMgmt1.2 Election of Class I Director to serve for a termof three years: James L. Rossi
For ForMgmt1.3 Election of Class I Director to serve for a termof three years: Diane W. Strong-Treister
For ForMgmt2. Proposal to ratify, on an advisory basis, theAudit Committee and the Board of Directors'appointment of Crowe LLP as theindependent registered public accounting firmfor City Holding Company for 2021.
For ForMgmt3. Proposal to approve a non-binding advisoryproposal on the compensation of the NamedExecutive Officers.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 52 of 211
CIVISTA BANCSHARES, INC.
Security: 178867107
Ticker: CIVB
ISIN: US1788671071
Meeting Type: Annual
20-Apr-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935346569
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Thomas A. Depler For ForMgmt
2 Julie A. Mattlin For ForMgmt
3 James O. Miller For ForMgmt
4 Dennis E. Murray, Jr. For ForMgmt
5 Allen R. Nickles For ForMgmt
6 Mary Patricia Oliver For ForMgmt
7 William F. Ritzmann For ForMgmt
8 Dennis G. Shaffer For ForMgmt
9 Harry Singer For ForMgmt
10 Daniel J. White For ForMgmt
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 53 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt2. To approve, on a non-binding advisory basis,the compensation of the Corporation's namedexecutive officers as disclosed in theaccompanying proxy statement.
For ForMgmt3. To ratify the appointment of BKD, LLP as theindependent registered public accounting firmof the Corporation for the fiscal year endingDecember 31, 2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 54 of 211
COASTAL FINANCIAL CORPORATION
Security: 19046P209
Ticker: CCB
ISIN: US19046P2092
Meeting Type: Annual
24-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935390459
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Sadhana Akella-Mishra Withheld AgainstMgmt
2 Sarah Elliott For ForMgmt
3 Eric M. Sprink For ForMgmt
4 Pamela Unger For ForMgmt
For ForMgmt2. To approve the First Amendment to theCoastal Financial Corporation 2018 OmnibusIncentive Plan.
For ForMgmt3. To ratify the selection of Moss Adams LLP asthe independent registered public accountingfirm for the fiscal year ending December 31,2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 55 of 211
COLUMBIA BANKING SYSTEM,INC.
Security: 197236102
Ticker: COLB
ISIN: US1972361026
Meeting Type: Annual
26-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935390106
2X21 JHF Financial Opportunities Fund
For ForMgmt1A. Election of Director: Craig D. Eerkes
For ForMgmt1B. Election of Director: Laura Alvarez Schrag
For ForMgmt1C. Election of Director: Ford Elsaesser
For ForMgmt1D. Election of Director: Mark A. Finkelstein
For ForMgmt1E. Election of Director: Eric S. Forrest
For ForMgmt1F. Election of Director: Thomas M. Hulbert
For ForMgmt1G. Election of Director: Michelle M. Lantow
For ForMgmt1H. Election of Director: Randal L. Lund
For ForMgmt1I. Election of Director: Tracy Mack-Askew
For ForMgmt1J. Election of Director: S. Mae Fujita Numata
For ForMgmt1K. Election of Director: Elizabeth W. Seaton
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 56 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt1L. Election of Director: Clint E. Stein
For ForMgmt1M. Election of Director: Janine T. Terrano
For ForMgmt2. To vote on an advisory (non-binding)resolution to approve the compensation ofColumbia's named executive officers.
For ForMgmt3. To vote on an advisory (non-binding)resolution to appoint Deloitte & Touche LLPas our independent registered publicaccounting firm for fiscal year endingDecember 31, 2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 57 of 211
COMERICA INCORPORATED
Security: 200340107
Ticker: CMA
ISIN: US2003401070
Meeting Type: Annual
27-Apr-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935346444
2X21 JHF Financial Opportunities Fund
For ForMgmt01 ELECTION OF DIRECTOR: Michael E.Collins
For ForMgmt02 ELECTION OF DIRECTOR: Roger A. Cregg
For ForMgmt03 ELECTION OF DIRECTOR: T. KevinDeNicola
For ForMgmt04 ELECTION OF DIRECTOR: Curtis C. Farmer
For ForMgmt05 ELECTION OF DIRECTOR: Jacqueline P.Kane
For ForMgmt06 ELECTION OF DIRECTOR: Richard G.Lindner
For ForMgmt07 ELECTION OF DIRECTOR: Barbara R. Smith
For ForMgmt08 ELECTION OF DIRECTOR: Robert S.Taubman
For ForMgmt09 ELECTION OF DIRECTOR: Reginald M.Turner, Jr.
For ForMgmt10 ELECTION OF DIRECTOR: Nina G. Vaca
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 58 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt11 ELECTION OF DIRECTOR: Michael G. Vande Ven
For ForMgmt2. Ratification of the Appointment of Ernst &Young LLP as Independent Registered PublicAccounting Firm.
For ForMgmt3. Approval of a Non-Binding, Advisory ProposalApproving Executive Compensation.
For ForMgmt4. Approval of the Comerica IncorporatedAmended and Restated 2018 Long-TermIncentive Plan.
For ForMgmt5. Approval of the Comerica Incorporated 2021Employee Stock Purchase Plan.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 59 of 211
COMMUNITIES FIRST FINANCIAL CORPORATION
Security: 20344D104
Ticker: CFST
ISIN: US20344D1046
Meeting Type: Annual
25-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935412673
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Sheila Frowsing For ForMgmt
2 Jack Holt For ForMgmt
3 Robert Kubo For ForMgmt
4 Lorrie Marlette For ForMgmt
5 Jared Martin For ForMgmt
6 Steve Miller For ForMgmt
7 Mark Saleh For ForMgmt
8 Joel Slonski For ForMgmt
9 Al Smith For ForMgmt
For ForMgmt2. To consider and vote upon a proposal to ratifythe selection of Crowe LLP, as the Bank'sindependent auditor for 2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 60 of 211
COUNTY BANCORP, INC.
Security: 221907108
Ticker: ICBK
ISIN: US2219071089
Meeting Type: Annual
18-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935375041
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 William C. Censky For ForMgmt
2 Wayne D. Mueller For ForMgmt
3 Vicki L. Tandeski For ForMgmt
4 Gary J. Ziegelbauer Withheld AgainstMgmt
Against AgainstMgmt2. To approve, on a non-binding, advisory basis,the compensation of County Bancorp, Inc.'snamed executive officers.
1 Year ForMgmt3. To approve, on a non-binding, advisory basis,the frequency with which shareholders willvote on future say-on-pay proposals.
For ForMgmt4. To approve the County Bancorp, Inc. 2021Long-Term Incentive Plan.
For ForMgmt5. To ratify the appointment of Plante & Moran,PLLC as the independent registered publicaccounting firm for County Bancorp, Inc. forthe fiscal year ending December 31, 2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 61 of 211
CVB FINANCIAL CORP.
Security: 126600105
Ticker: CVBF
ISIN: US1266001056
Meeting Type: Annual
19-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935379215
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 George A. Borba, Jr. For ForMgmt
2 David A. Brager For ForMgmt
3 Stephen A. Del Guercio For ForMgmt
4 Rodrigo Guerra, Jr. For ForMgmt
5 Anna Kan For ForMgmt
6 Marshall V. Laitsch For ForMgmt
7 Kristina M. Leslie For ForMgmt
8 Raymond V. O'Brien III For ForMgmt
9 Jane Olvera For ForMgmt
10 Hal W. Oswalt For ForMgmt
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 62 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt2. Ratification of appointment of KPMG LLP asindependent registered public accountants ofCVB Financial Corp. for the year endingDecember 31, 2021.
For ForMgmt3. To approve, on a non-binding advisory basis,the compensation of the Company's namedexecutive officers ("Say-On-Pay").
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 63 of 211
DISCOVER FINANCIAL SERVICES
Security: 254709108
Ticker: DFS
ISIN: US2547091080
Meeting Type: Annual
05-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935348765
2X21 JHF Financial Opportunities Fund
For ForMgmt1A. Election of Director: Jeffrey S. Aronin
For ForMgmt1B. Election of Director: Mary K. Bush
For ForMgmt1C. Election of Director: Gregory C. Case
For ForMgmt1D. Election of Director: Candace H. Duncan
For ForMgmt1E. Election of Director: Joseph F. Eazor
For ForMgmt1F. Election of Director: Cynthia A. Glassman
For ForMgmt1G. Election of Director: Roger C. Hochschild
For ForMgmt1H. Election of Director: Thomas G. Maheras
For ForMgmt1I. Election of Director: Michael H. Moskow
For ForMgmt1J. Election of Director: David L. Rawlinson II
For ForMgmt1K. Election of Director: Mark A. Thierer
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 64 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt1L. Election of Director: Jennifer L. Wong
For ForMgmt2. Advisory vote to approve named executiveofficer compensation.
For ForMgmt3. To ratify the appointment of Deloitte & ToucheLLP as the Company's independentregistered public accounting firm.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 65 of 211
EAGLE BANCORP MONTANA, INC.
Security: 26942G100
Ticker: EBMT
ISIN: US26942G1004
Meeting Type: Annual
22-Apr-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935356229
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Shavon R. Cape For ForMgmt
2 Thomas J. McCarvel For ForMgmt
3 Kenneth M. Walsh For ForMgmt
For ForMgmt2. Ratification of the appointment of MossAdams LLP as Eagle Bancorp Montana, Inc.'sindependent registered public accounting firmfor fiscal year ending December 31, 2021.
For ForMgmt3. Advisory vote on named executive officercompensation as disclosed in the proxystatement.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 66 of 211
EAST WEST BANCORP, INC.
Security: 27579R104
Ticker: EWBC
ISIN: US27579R1041
Meeting Type: Annual
27-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935384230
2X21 JHF Financial Opportunities Fund
For ForMgmt1.1 Election as Director: Molly Campbell
For ForMgmt1.2 Election as Director: Iris S. Chan
For ForMgmt1.3 Election as Director: Archana Deskus
For ForMgmt1.4 Election as Director: Rudolph I. Estrada
For ForMgmt1.5 Election as Director: Paul H. Irving
For ForMgmt1.6 Election as Director: Jack C. Liu
For ForMgmt1.7 Election as Director: Dominic Ng
For ForMgmt1.8 Election as Director: Lester M. Sussman
For ForMgmt2. To approve, on an advisory basis, ourexecutive compensation for 2020.
For ForMgmt3. To approve the East West Bancorp, Inc. 2021Stock Incentive Plan, as amended, restatedand renamed.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 67 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt4. To ratify the appointment of KPMG LLP as theCompany's independent registered publicaccounting firm for the fiscal year endingDecember 31, 2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 68 of 211
EQUITY BANCSHARES, INC.
Security: 29460X109
Ticker: EQBK
ISIN: US29460X1090
Meeting Type: Annual
27-Apr-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935344541
2X21 JHF Financial Opportunities Fund
For ForMgmt1.1 Election of Director: Kevin E. Cook
Against AgainstMgmt1.2 Election of Director: Brad S. Elliott
Against AgainstMgmt1.3 Election of Director: Junetta M. Everett
Against AgainstMgmt1.4 Election of Director: Gregory H. Kossover
For ForMgmt2. Advisory vote to approve the compensationpaid to the Company's named executiveofficers.
1 Year ForMgmt3. Advisory vote to approve the frequency offuture advisory votes on the compensation ofthe Company's named executive officers.
For ForMgmt4. Ratification of Crowe LLP as the Company'sindependent registered public accounting firmfor the year ending December 31, 2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 69 of 211
EURAZEO SA
Security: F3296A108
Ticker:
ISIN: FR0000121121
Meeting Type: MIX
28-Apr-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 713716465
2X21 JHF Financial Opportunities Fund
Non-VotingCMMT THE FOLLOWING APPLIES TOSHAREHOLDERS THAT DO NOT HOLDSHARES DIRECTLY WITH A FRENCHCUSTODIAN: PROXY CARDS: VOTINGINSTRUCTIONS WILL BE FORWARDED TOTHE GLOBAL CUSTODIANS ON THE VOTEDEADLINE DATE. IN CAPACITY ASREGISTERED INTERMEDIARY, THEGLOBAL CUSTODIANS WILL SIGN THEPROXY CARDS AND FORWARD THEM TOTHE LOCAL CUSTODIAN. IF YOUREQUEST MORE INFORMATION, PLEASECONTACT YOUR CLIENTREPRESENTATIVE.
Non-VotingCMMT FOLLOWING CHANGES IN THE FORMATOF PROXY CARDS FOR FRENCHMEETINGS, ABSTAIN IS NOW A VALIDVOTING OPTION. FOR ANY ADDITIONALITEMS RAISED AT THE MEETING THEVOTING OPTION WILL DEFAULT TO'AGAINST', OR FOR POSITIONS WHERETHE PROXY CARD IS NOT COMPLETEDBY BROADRIDGE, TO THE PREFERENCEOF YOUR CUSTODIAN.
Non-VotingCMMT 25 MAR 2021: PLEASE NOTE THAT IF YOUHOLD CREST DEPOSITORY INTERESTS(CDIs) AND PARTICIPATE AT THISMEETING, YOU (OR YOUR CRESTSPONSORED MEMBER/CUSTODIAN) WILLBE REQUIRED TO INSTRUCT A TRANSFEROF THE RELEVANT CDIs TO THE ESCROWACCOUNT SPECIFIED IN THEASSOCIATED CORPORATE EVENT IN THECREST SYSTEM. THIS TRANSFER WILLNEED TO BE COMPLETED BY THESPECIFIED CREST SYSTEM DEADLINE.ONCE THIS TRANSFER HAS SETTLED,THE CDIs WILL BE BLOCKED IN THECREST SYSTEM. THE CDIs WILL BE
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 70 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
RELEASED FROM ESCROW AS SOON ASPRACTICABLE ON THE BUSINESS DAYPRIOR TO MEETING DATE UNLESSOTHERWISE SPECIFIED. IN ORDER FOR AVOTE TO BE ACCEPTED, THE VOTEDPOSITION MUST BE BLOCKED IN THEREQUIRED ESCROW ACCOUNT IN THECREST SYSTEM. BY VOTING ON THISMEETING, YOUR CREST SPONSOREDMEMBER/CUSTODIAN MAY USE YOURVOTE INSTRUCTION AS THEAUTHORIZATION TO TAKE THENECESSARY ACTION WHICH WILLINCLUDE TRANSFERRING YOURINSTRUCTED POSITION TO ESCROW.PLEASE CONTACT YOUR CRESTSPONSORED MEMBER/CUSTODIANDIRECTLY FOR FURTHER INFORMATIONON THE CUSTODY PROCESS ANDWHETHER OR NOT THEY REQUIRESEPARATE INSTRUCTIONS FROM YOUAND PLEASE NOTE THAT SHAREHOLDERDETAILS ARE REQUIRED TO VOTE ATTHIS MEETING. IF NO SHAREHOLDERDETAILS ARE PROVIDED, YOURINSTRUCTION MAY CARRY AHEIGHTENED RISK OF BEING REJECTED.THANK YOU
Non-VotingCMMT PLEASE NOTE THAT DUE TO THECURRENT COVID19 CRISIS AND INACCORDANCE WITH THE PROVISIONSADOPTED BY THE FRENCHGOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER 14, 2020, EXTENDEDAND MODIFIED BY LAW NO 2020-1614 OFDECEMBER 18, 2020 THE GENERALMEETING WILL TAKE PLACE BEHINDCLOSED DOORS WITHOUT THEPHYSICAL PRESENCE OF THESHAREHOLDERS. TO COMPLY WITHTHESE LAWS, PLEASE DO NOT SUBMITANY REQUESTS TO ATTEND THEMEETING IN PERSON. SHOULD THISSITUATION CHANGE, THE COMPANYENCOURAGES ALL SHAREHOLDERS TOREGULARLY CONSULT THE COMPANYWEBSITE
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 71 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
Non-VotingCMMT 9 APR 2021: PLEASE NOTE THAT THIS IS AREVISION DUE TO MODIFICATION OF THETEXT OF COMMENT AND CHANGE INNUMBERING OF ALL RESOLUTIONS ANDREVISION DUE TO RECEIPT OF UPDATEDBALO LINK. IF YOU HAVE ALREADY SENTIN YOUR VOTES, PLEASE DO NOT VOTEAGAIN UNLESS YOU DECIDE TO AMENDYOUR ORIGINAL INSTRUCTIONS. THANKYOU AND PLEASE NOTE THATIMPORTANT ADDITIONAL MEETINGINFORMATION IS AVAILABLE BY CLICKINGON THE MATERIAL URL LINK:https://www.journal-officiel.gouv.fr/balo/document/202104092100844-43.
For ForMgmt1 APPROVAL OF THE CORPORATEFINANCIAL STATEMENTS FOR THEFINANCIAL YEAR ENDED 31 DECEMBER2020 - APPROVAL OF THE NON-DEDUCTIBLE EXPENSES AMOUNT
For ForMgmt2 ALLOCATION OF INCOME FOR THEFINANCIAL YEAR ENDED 31 DECEMBER2020 AND DISTRIBUTION OF DIVIDEND
For ForMgmt3 APPROVAL OF THE CONSOLIDATEDFINANCIAL STATEMENTS FOR THEFINANCIAL YEAR ENDED 31 DECEMBER2020
Against AgainstMgmt4 APPROVAL OF THE AGREEMENTS ANDCOMMITMENTS REFERRED TO INARTICLE L.225-86 OF THE FRENCHCOMMERCIAL CODE
For ForMgmt5 RENEWAL OF THE TERM OF OFFICE OFMRS. STEPHANE PALLEZ AS A MEMBEROF THE SUPERVISORY BOARD
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 72 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt6 APPROVAL OF THE COMPENSATIONPOLICY OF MEMBERS OF THESUPERVISORY BOARD
Against AgainstMgmt7 APPROVAL OF THE COMPENSATIONPOLICY TO THE MEMBERS OF THEMANAGEMENT BOARD
For ForMgmt8 APPROVAL OF THE INFORMATIONRELATING TO THE COMPENSATION OFCORPORATE OFFICERS MENTIONED INSECTION I OF ARTICLE L.22-10-9 OF THEFRENCH COMMERCIAL CODE ASPRESENTED IN THE REPORT ONCORPORATE GOVERNANCE
For ForMgmt9 APPROVAL OF THE COMPENSATIONELEMENTS AND BENEFITS PAID DURINGTHE FINANCIAL YEAR 2020 OR AWARDEDFOR THE SAME FINANCIAL YEAR TO MR.MICHEL DAVID-WEILL, CHAIRMAN OF THESUPERVISORY BOARD
Against AgainstMgmt10 APPROVAL OF THE COMPENSATIONELEMENTS AND BENEFITS PAID DURINGTHE FINANCIAL YEAR 2020 OR AWARDEDFOR THE SAME FINANCIAL YEAR TO MRS.VIRGINIE MORGON, CHAIRMAN OF THEMANAGEMENT BOARD
Against AgainstMgmt11 APPROVAL OF THE COMPENSATIONELEMENTS AND BENEFITS PAID DURINGTHE FINANCIAL YEAR 2020 OR AWARDEDFOR THE SAME FINANCIAL YEAR TO MR.PHILIPPE AUDOUIN, MEMBER OF THEMANAGEMENT BOARD
Against AgainstMgmt12 APPROVAL OF THE COMPENSATIONELEMENTS AND BENEFITS PAID DURINGTHE FINANCIAL YEAR 2020 OR AWARDEDFOR THE SAME FINANCIAL YEAR TO MR.NICOLAS HUET, MEMBER OF THEMANAGEMENT BOARD
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 73 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
Against AgainstMgmt13 APPROVAL OF THE COMPENSATIONELEMENTS AND BENEFITS PAID DURINGTHE FINANCIAL YEAR 2020 OR AWARDEDFOR THE SAME FINANCIAL YEAR TO MR.OLIVIER MILLET, MEMBER OF THEMANAGEMENT BOARD
Against AgainstMgmt14 AUTHORIZATION OF A BUYBACKPROGRAM BY THE COMPANY OF ITSOWN SHARES
For ForMgmt15 AUTHORIZATION TO THE MANAGEMENTBOARD TO REDUCE THE SHARE CAPITALBY CANCELLING SHARES PURCHASEDUNDER THE SHARE BUYBACK PROGRAM
For ForMgmt16 DELEGATION OF AUTHORITY TOPROCEED WITH THE SHARE CAPITALINCREASE THROUGH THE ISSUANCE OFCOMMON SHARE AND/ORTRANSFERRABLE SECURITIESGRANTING ACCESS TO THE CAPITAL,RESERVED FOR MEMBERS OF ACOMPANY SAVINGS PLAN, WITHCANCELLATION OF THE PRE-EMPTIVESUBSCRIPTION RIGHT FOR THE BENEFITOF THE LATTER
For ForMgmt17 AUTHORIZATION TO THE MANAGEMENTBOARD TO PROCEED WITH THEALLOCATION OF FREE SHARES FOR THEBENEFIT OF EMPLOYEES ANDCORPORATE OFFICERS OF THECOMPANY AND/OR RELATED COMPANIES
For ForMgmt18 POWERS TO CARRY OUT FORMALITIES
Non-VotingCMMT INTERMEDIARY CLIENTS ONLY - PLEASENOTE THAT IF YOU ARE CLASSIFIED ASAN INTERMEDIARY CLIENT UNDER THESHAREHOLDER RIGHTS DIRECTIVE II,YOU SHOULD BE PROVIDING THEUNDERLYING SHAREHOLDERINFORMATION AT THE VOTE
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 74 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
INSTRUCTION LEVEL. IF YOU AREUNSURE ON HOW TO PROVIDE THISLEVEL OF DATA TO BROADRIDGEOUTSIDE OF PROXYEDGE, PLEASESPEAK TO YOUR DEDICATED CLIENTSERVICE REPRESENTATIVE FORASSISTANCE
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 75 of 211
EVANS BANCORP, INC.
Security: 29911Q208
Ticker: EVBN
ISIN: US29911Q2084
Meeting Type: Annual
04-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935357740
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Kevin D. Maroney For ForMgmt
2 Robert G. Miller, Jr. For ForMgmt
3 Kimberley A. Minkel For ForMgmt
4 Christina P. Orsi For ForMgmt
5 Michael J. Rogers For ForMgmt
For ForMgmt2. Approval, on an advisory basis, of thecompensation paid to our named executiveofficers.
For ForMgmt3. Ratification of the appointment of Crowe LLPas Evans Bancorp, Inc.'s independentregistered public accounting firm for fiscalyear 2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 76 of 211
EVERTEC, INC.
Security: 30040P103
Ticker: EVTC
ISIN: PR30040P1032
Meeting Type: Annual
27-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935388149
2X21 JHF Financial Opportunities Fund
For ForMgmt1A. Election of Director: Frank G. D'Angelo
For ForMgmt1B. Election of Director: Morgan M. Schuessler,Jr.
For ForMgmt1C. Election of Director: Kelly Barrett
For ForMgmt1D. Election of Director: Olga Botero
For ForMgmt1E. Election of Director: Jorge A. Junquera
For ForMgmt1F. Election of Director: Iván Pagán
For ForMgmt1G. Election of Director: Aldo J. Polak
For ForMgmt1H. Election of Director: Alan H. Schumacher
For ForMgmt1I. Election of Director: Brian J. Smith
For ForMgmt2. Advisory Vote on Executive Compensation.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 77 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt3. Ratification of the Appointment of Deloitte &Touche LLP as the Company's IndependentRegistered Public Accounting Firm.
1 Year ForMgmt4. Advisory Vote on the Frequency of theExecutive Compensation Advisory Vote.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 78 of 211
F.N.B. CORPORATION
Security: 302520101
Ticker: FNB
ISIN: US3025201019
Meeting Type: Annual
11-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935359302
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Pamela A. Bena For ForMgmt
2 William B. Campbell For ForMgmt
3 James D. Chiafullo For ForMgmt
4 Vincent J. Delie, Jr. For ForMgmt
5 Mary Jo Dively For ForMgmt
6 Robert A. Hormell For ForMgmt
7 David J. Malone For ForMgmt
8 Frank C. Mencini For ForMgmt
9 David L. Motley For ForMgmt
10 Heidi A. Nicholas For ForMgmt
11 John S. Stanik For ForMgmt
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 79 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
12 William J. Strimbu For ForMgmt
Against AgainstMgmt2. Advisory approval of the 2020 namedexecutive officer compensation.
For ForMgmt3. Ratification of appointment of Ernst & YoungLLP as F.N.B.'s independent registered publicaccounting firm for the 2021 fiscal year.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 80 of 211
FIFTH THIRD BANCORP
Security: 316773100
Ticker: FITB
ISIN: US3167731005
Meeting Type: Annual
13-Apr-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935338980
2X21 JHF Financial Opportunities Fund
For ForMgmt1A. Election of member of the Board of Directorsto serve until the Annual Meeting ofShareholders in 2022: Nicholas K. Akins
For ForMgmt1B. Election of member of the Board of Directorsto serve until the Annual Meeting ofShareholders in 2022: B. Evan Bayh, III
For ForMgmt1C. Election of member of the Board of Directorsto serve until the Annual Meeting ofShareholders in 2022: Jorge L. Benitez
For ForMgmt1D. Election of member of the Board of Directorsto serve until the Annual Meeting ofShareholders in 2022: Katherine B. Blackburn
For ForMgmt1E. Election of member of the Board of Directorsto serve until the Annual Meeting ofShareholders in 2022: Emerson L. Brumback
For ForMgmt1F. Election of member of the Board of Directorsto serve until the Annual Meeting ofShareholders in 2022: Greg D. Carmichael
For ForMgmt1G. Election of member of the Board of Directorsto serve until the Annual Meeting ofShareholders in 2022: Linda W. Clement-Holmes
For ForMgmt1H. Election of member of the Board of Directorsto serve until the Annual Meeting ofShareholders in 2022: C. Bryan Daniels
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 81 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt1I. Election of member of the Board of Directorsto serve until the Annual Meeting ofShareholders in 2022: Mitchell S. Feiger
For ForMgmt1J. Election of member of the Board of Directorsto serve until the Annual Meeting ofShareholders in 2022: Thomas H. Harvey
For ForMgmt1K. Election of member of the Board of Directorsto serve until the Annual Meeting ofShareholders in 2022: Gary R. Heminger
For ForMgmt1L. Election of member of the Board of Directorsto serve until the Annual Meeting ofShareholders in 2022: Jewell D. Hoover
For ForMgmt1M. Election of member of the Board of Directorsto serve until the Annual Meeting ofShareholders in 2022: Eileen A. Mallesch
For ForMgmt1N. Election of member of the Board of Directorsto serve until the Annual Meeting ofShareholders in 2022: Michael B. McCallister
For ForMgmt1O. Election of member of the Board of Directorsto serve until the Annual Meeting ofShareholders in 2022: Marsha C. Williams
For ForMgmt2. Ratification of the appointment of the firm ofDeloitte & Touche LLP to serve as theindependent external audit firm for theCompany for the year 2021.
For ForMgmt3. An advisory vote on approval of theCompany's executive compensation.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 82 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
1 Year ForMgmt4. An advisory vote to determine whether theshareholder vote on the compensation of theCompany's executives will occur every 1, 2,or 3 years.
For ForMgmt5. Approval of the Fifth Third Bancorp 2021Incentive Compensation Plan, including theissuance of shares of common stockauthorized thereunder.
For ForMgmt6. Approval of an amendment to the Fifth ThirdBancorp Articles of Incorporation to eliminatestatutory supermajority vote requirements.
For ForMgmt7. Approval of an amendment to the Fifth ThirdBancorp Articles of Incorporation to eliminatecumulative voting.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 83 of 211
FIRST BUSINESS FINL SVCS INC.
Security: 319390100
Ticker: FBIZ
ISIN: US3193901002
Meeting Type: Annual
30-Apr-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935343703
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Laurie S. Benson For ForMgmt
2 Mark D. Bugher For ForMgmt
3 Corey A. Chambas For ForMgmt
4 John J. Harris For ForMgmt
For ForMgmt2. To act upon a proposal to approve anamendment to the First Business FinancialServices, Inc. 2019 Equity Incentive Plan.
For ForMgmt3. To approve, in a non-binding, advisory vote,the compensation of the Company's namedexecutive officers.
For ForMgmt4. To ratify the appointment of Crowe LLP as theCompany's independent registered publicaccounting firm for the fiscal year endingDecember 31, 2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 84 of 211
FIRST COMMUNITY CORPORATION
Security: 319835104
Ticker: FCCO
ISIN: US3198351047
Meeting Type: Annual
19-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935380674
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Jan H. Hollar* For ForMgmt
2 C. Jimmy Chao# For ForMgmt
3 Ray E. Jones# For ForMgmt
4 E. Leland Reynolds# For ForMgmt
5 Alexander Snipe, Jr.# For ForMgmt
For ForMgmt2. To approve the compensation of our namedexecutive officers as disclosed in the proxystatement (this is a non-binding, advisoryvote), ("Say-on-Pay").
For ForMgmt3. To approve the First Community Corporation2021 Omnibus Equity Incentive Plan.
For ForMgmt4. To ratify the appointment of Elliott Davis, LLCas our independent registered publicaccounting firm for 2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 85 of 211
FIRST FINANCIAL BANCORP.
Security: 320209109
Ticker: FFBC
ISIN: US3202091092
Meeting Type: Annual
25-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935392958
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 William G. Barron For ForMgmt
2 Vincent A. Berta For ForMgmt
3 Cynthia O. Booth For ForMgmt
4 Archie M. Brown For ForMgmt
5 Claude E. Davis For ForMgmt
6 Corinne R. Finnerty For ForMgmt
7 Susan L. Knust For ForMgmt
8 William J. Kramer For ForMgmt
9 John T. Neighbours For ForMgmt
10 Thomas M. O'Brien For ForMgmt
11 Maribeth S. Rahe For ForMgmt
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 86 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt2. Ratification of Crowe LLP as the Company'sindependent registered public accounting firmfor 2021.
For ForMgmt3. Advisory (non-binding) vote on thecompensation of the Company's executiveofficers.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 87 of 211
FIRST HORIZON CORPORATION
Security: 320517105
Ticker: FHN
ISIN: US3205171057
Meeting Type: Annual
27-Apr-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935349907
2X21 JHF Financial Opportunities Fund
For ForMgmt1A. Election of Director to serve until the 2022Annual Meeting: Harry V. Barton, Jr.
For ForMgmt1B. Election of Director to serve until the 2022Annual Meeting: Kenneth A. Burdick
For ForMgmt1C. Election of Director to serve until the 2022Annual Meeting: Daryl G. Byrd
For ForMgmt1D. Election of Director to serve until the 2022Annual Meeting: John N. Casbon
For ForMgmt1E. Election of Director to serve until the 2022Annual Meeting: John C. Compton
For ForMgmt1F. Election of Director to serve until the 2022Annual Meeting: Wendy P. Davidson
For ForMgmt1G. Election of Director to serve until the 2022Annual Meeting: William H. Fenstermaker
For ForMgmt1H. Election of Director to serve until the 2022Annual Meeting: D. Bryan Jordan
For ForMgmt1I. Election of Director to serve until the 2022Annual Meeting: J. Michael Kemp, Sr.
For ForMgmt1J. Election of Director to serve until the 2022Annual Meeting: Rick E. Maples
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 88 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt1K. Election of Director to serve until the 2022Annual Meeting: Vicki R. Palmer
For ForMgmt1L. Election of Director to serve until the 2022Annual Meeting: Colin V. Reed
For ForMgmt1M. Election of Director to serve until the 2022Annual Meeting: E. Stewart Shea, III
For ForMgmt1N. Election of Director to serve until the 2022Annual Meeting: Cecelia D. Stewart
For ForMgmt1O. Election of Director to serve until the 2022Annual Meeting: Rajesh Subramaniam
For ForMgmt1P. Election of Director to serve until the 2022Annual Meeting: Rosa Sugrañes
For ForMgmt1Q. Election of Director to serve until the 2022Annual Meeting: R. Eugene Taylor
For ForMgmt2. Approval of the First Horizon Corporation2021 Incentive Plan.
For ForMgmt3. Approval of an advisory resolution to approveexecutive compensation.
For ForMgmt4. Ratification of appointment of KPMG LLP asauditors.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 89 of 211
FIRST MERCHANTS CORPORATION
Security: 320817109
Ticker: FRME
ISIN: US3208171096
Meeting Type: Annual
11-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935361915
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Michael R. Becher For ForMgmt
2 Susan W. Brooks For ForMgmt
3 Mark K. Hardwick For ForMgmt
4 William L. Hoy For ForMgmt
5 Patrick A. Sherman For ForMgmt
For ForMgmt2. Proposal to approve, on an advisory basis,the compensation of First MerchantsCorporation's named executive officers.
For ForMgmt3. Proposal to ratify the appointment of the firmBKD, LLP as the independent auditor for2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 90 of 211
FIRST MID BANCSHARES, INC.
Security: 320866106
Ticker: FMBH
ISIN: US3208661062
Meeting Type: Annual
28-Apr-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935351635
2X21 JHF Financial Opportunities Fund
1 DIRECTOR
1 Holly B. Adams (Bailey) For ForMgmt
2 Joseph R. Dively Withheld AgainstMgmt
3 Zachary I. Horn For ForMgmt
For ForMgmt2. A vote on the approval to increase thenumber of shares of common stockauthorized under the 2017 stock incentiveplan by 250,000 shares.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 91 of 211
FIRST RELIANCE BANCSHARES, INC.
Security: 33615Q100
Ticker: FSRL
ISIN: US33615Q1004
Meeting Type: Annual
20-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935402862
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 James R. Lingle, Jr. Withheld AgainstMgmt
2 Julius G. Parris Withheld AgainstMgmt
3 Paul C. Saunders Withheld AgainstMgmt
Against AgainstMgmt2. Approval of the First Reliance Bancshares,Inc. 2021 Equity Incentive Plan.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 92 of 211
GERMAN AMERICAN BANCORP, INC.
Security: 373865104
Ticker: GABC
ISIN: US3738651047
Meeting Type: Annual
20-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935385408
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Marc D. Fine For ForMgmt
2 Jason M. Kelly For ForMgmt
3 Christina M. Ryan For ForMgmt
4 Tyson J. Wagler For ForMgmt
For ForMgmt2. To approve, on an advisory basis, theappointment of Crowe LLP as ourindependent registered public accounting firmfor the year ending December 31, 2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 93 of 211
GLACIER BANCORP, INC.
Security: 37637Q105
Ticker: GBCI
ISIN: US37637Q1058
Meeting Type: Annual
28-Apr-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935354011
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 David C. Boyles For ForMgmt
2 Robert A. Cashell, Jr. For ForMgmt
3 Randall M. Chesler For ForMgmt
4 Sherry L. Cladouhos For ForMgmt
5 James M. English For ForMgmt
6 Annie M. Goodwin For ForMgmt
7 Kristen L. Heck For ForMgmt
8 Craig A. Langel For ForMgmt
9 Douglas J. McBride For ForMgmt
10 George R. Sutton For ForMgmt
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 94 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt2. To approve an amendment to the amendedand restated articles of incorporation ofGlacier Bancorp, Inc. (the "Company") toprovide for indemnification of directors andofficers of the Company.
For ForMgmt3. To vote on an advisory (non-binding)resolution to approve the compensation of theCompany's named executive officers.
For ForMgmt4. To ratify the appointment of BKD, LLP as theCompany's independent registered publicaccounting firm for the fiscal year endingDecember 31, 2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 95 of 211
GOLUB CAPITAL BDC, INC.
Security: 38173M102
Ticker: GBDC
ISIN: US38173M1027
Meeting Type: Annual
05-Feb-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935319144
2X21 JHF Financial Opportunities Fund
For ForMgmt1A. Election of Class II Director of the Companywho will each serve for a term expiring in2024 or until his successor is duly elected andqualified: John T. Baily
For ForMgmt1B. Election of Class II Director of the Companywho will each serve for a term expiring in2024 or until his successor is duly elected andqualified: Kenneth F. Bernstein
For ForMgmt2. To ratify the selection of Ernst & Young LLP toserve as the Company's independentregistered public accounting firm for the fiscalyear ending September 30, 2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 96 of 211
GREAT SOUTHERN BANCORP, INC.
Security: 390905107
Ticker: GSBC
ISIN: US3909051076
Meeting Type: Annual
12-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935369834
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Thomas J. Carlson Withheld AgainstMgmt
2 Debra M. Shantz Hart Withheld AgainstMgmt
3 Joseph W. Turner For ForMgmt
Against AgainstMgmt2. The advisory (non-binding) vote on executivecompensation.
For ForMgmt3. The ratification of the appointment of BKD,LLP as Great Southern Bancorp, Inc.'sindependent registered public accounting firmfor the fiscal year ending December 31, 2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 97 of 211
GREAT WESTERN BANCORP INC
Security: 391416104
Ticker: GWB
ISIN: US3914161043
Meeting Type: Annual
09-Feb-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935321024
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 James Brannen For ForMgmt
2 Thomas Henning For ForMgmt
3 Daniel Rykhus For ForMgmt
For ForMgmt2. To approve, by advisory vote, a resolution onexecutive compensation.
For ForMgmt3. To approve an amendment to the Company's2014 Omnibus Incentive Plan.
For ForMgmt4. To approve an amendment to the Company's2014 Non-Employee Director Plan.
For ForMgmt5. To ratify the selection of Ernst & Young LLPas the Company's independent registeredpublic accounting firm for the fiscal yearending September 30, 2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 98 of 211
HANCOCK WHITNEY CORPORATION
Security: 410120109
Ticker: HWC
ISIN: US4101201097
Meeting Type: Annual
21-Apr-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935344286
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 John M. Hairston For ForMgmt
2 James H. Horne For ForMgmt
3 Suzette K. Kent For ForMgmt
4 Jerry L. Levens For ForMgmt
5 Christine L. Pickering For ForMgmt
For ForMgmt2. To approve, on an advisory basis, thecompensation of our named executiveofficers.
For ForMgmt3. To ratify the selection ofPricewaterhouseCoopers LLP as theCompany's independent registered publicaccounting firm to audit the books of theCompany and its subsidiaries for 2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 99 of 211
HBT FINANCIAL, INC.
Security: 404111106
Ticker: HBT
ISIN: US4041111067
Meeting Type: Annual
20-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935381602
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 C. Alvin Bowman For ForMgmt
2 Eric E. Burwell For ForMgmt
3 Patrick F. Busch For ForMgmt
4 J. Lance Carter For ForMgmt
5 Allen C. Drake For ForMgmt
6 Fred L. Drake For ForMgmt
7 Linda J. Koch For ForMgmt
8 Gerald E. Pfeiffer For ForMgmt
9 Dale S. Strassheim For ForMgmt
For ForMgmt2. Ratification of the appointment of RSM USLLP as the independent registered publicaccounting firm for the year ending December31, 2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 100 of 211
HERITAGE COMMERCE CORP
Security: 426927109
Ticker: HTBK
ISIN: US4269271098
Meeting Type: Annual
27-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935401632
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 J. M. Biagini-Komas For ForMgmt
2 Frank G. Bisceglia For ForMgmt
3 Bruce H. Cabral For ForMgmt
4 Jack W. Conner For ForMgmt
5 Jason DiNapoli For ForMgmt
6 Stephen G. Heitel For ForMgmt
7 Walter T. Kaczmarek For ForMgmt
8 Robert T. Moles For ForMgmt
9 Laura Roden For ForMgmt
10 Marina Park Sutton For ForMgmt
11 Ranson W. Webster For ForMgmt
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 101 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
Against AgainstMgmt2. Advisory proposal on executivecompensation.
For ForMgmt3. Ratification of selection of independentregistered public accounting firm for the yearending December 31, 2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 102 of 211
HERITAGE FINANCIAL CORPORATION
Security: 42722X106
Ticker: HFWA
ISIN: US42722X1063
Meeting Type: Annual
04-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935351180
2X21 JHF Financial Opportunities Fund
For ForMgmt1A. Election of Director for a one-year term: BrianS. Charneski
For ForMgmt1B. Election of Director for a one-year term: JohnA. Clees
For ForMgmt1C. Election of Director for a one-year term:Kimberly T. Ellwanger
For ForMgmt1D. Election of Director for a one-year term:Jeffrey J. Deuel
For ForMgmt1E. Election of Director for a one-year term:Deborah J. Gavin
For ForMgmt1F. Election of Director for a one-year term:Jeffrey S. Lyon
For ForMgmt1G. Election of Director for a one-year term:Gragg E. Miller
For ForMgmt1H. Election of Director for a one-year term:Anthony B. Pickering
For ForMgmt1I. Election of Director for a one-year term:Frederick B. Rivera
For ForMgmt1J. Election of Director for a one-year term: BrianL. Vance
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 103 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt1K. Election of Director for a one-year term: AnnWatson
For ForMgmt2. Advisory (non-binding) approval of thecompensation paid to named executiveofficers as disclosed in the Proxy Statement.
For ForMgmt3. Ratification of the appointment of Crowe LLPas Heritage's independent registered publicaccounting firm for the fiscal year endingDecember 31, 2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 104 of 211
HORIZON BANCORP, INC.
Security: 440407104
Ticker: HBNC
ISIN: US4404071049
Meeting Type: Annual
06-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935354340
2X21 JHF Financial Opportunities Fund
1 DIRECTOR
1 Lawrence E. Burnell For ForMgmt
2 Julie Scheck Freigang For ForMgmt
3 Peter L. Pairitz For ForMgmt
4 Spero W. Valavanis For ForMgmt
For ForMgmt2. Approval of the 2021 Omnibus EquityIncentive Plan.
For ForMgmt3. Advisory vote to approve executivecompensation.
For ForMgmt4. Ratification of appointment of BKD, LLP asindependent registered public accountingfirm.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 105 of 211
HOWARD BANCORP, INC.
Security: 442496105
Ticker: HBMD
ISIN: US4424961054
Meeting Type: Annual
26-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935396235
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Howard Feinglass# For ForMgmt
2 John J. Keenan# For ForMgmt
3 Robert D. Kunisch, Jr.# For ForMgmt
4 Thomas P. O'Neill# For ForMgmt
5 Linda L. Singh* For ForMgmt
For ForMgmt2. A non-binding advisory proposal to approvethe compensation of our named executiveofficers.
For ForMgmt3. To ratify the appointment of Dixon HughesGoodman LLP as our independent registeredpublic accounting firm for 2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 106 of 211
HUNTINGTON BANCSHARES INCORPORATED
Security: 446150104
Ticker: HBAN
ISIN: US4461501045
Meeting Type: Special
25-Mar-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935338649
2X21 JHF Financial Opportunities Fund
For ForMgmt1. Approval of the merger of TCF FinancialCorporation ("TCF") with and into HuntingtonBancshares Incorporated ("Huntington"), ascontemplated by the Agreement and Plan ofMerger, dated as of December 13, 2020 (as itmay be amended from time to time), by andbetween Huntington and TCF, with Huntingtonas the surviving corporation (the "Huntingtonmerger proposal").
For ForMgmt2. Approval of an amendment to Huntington'scharter to increase the number of authorizedshares of Huntington common stock from onebillion five hundred million shares(1,500,000,000) to two billion two hundredfifty million shares (2,250,000,000) (the"Huntington authorized share countproposal").
For ForMgmt3. Approval of the adjournment of specialmeeting of Huntington shareholders, ifnecessary or appropriate, to solicit additionalproxies if, immediately prior to suchadjournment, there are not sufficient votes atthe time of the Huntington special meeting toapprove the Huntington merger proposal orthe Huntington authorized share countproposal or to ensure that any supplement oramendment to the accompanying joint proxystatement/prospectus is timely provided toholders of Huntington common stock (the"Huntington adjournment proposal").
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 107 of 211
HUNTINGTON BANCSHARES INCORPORATED
Security: 446150104
Ticker: HBAN
ISIN: US4461501045
Meeting Type: Annual
21-Apr-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935345252
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Lizabeth Ardisana For ForMgmt
2 Alanna Y. Cotton For ForMgmt
3 Ann B. Crane For ForMgmt
4 Robert S. Cubbin For ForMgmt
5 Steven G. Elliott For ForMgmt
6 Gina D. France For ForMgmt
7 J Michael Hochschwender For ForMgmt
8 John C. Inglis For ForMgmt
9 Katherine M. A. Kline For ForMgmt
10 Richard W. Neu For ForMgmt
11 Kenneth J. Phelan For ForMgmt
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 108 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
12 David L. Porteous For ForMgmt
13 Stephen D. Steinour For ForMgmt
For ForMgmt2. An advisory resolution to approve, on a non-binding basis, the compensation of executivesas disclosed in the accompanying proxystatement.
For ForMgmt3. The ratification of the appointment ofPricewaterhouseCoopers LLP as ourindependent registered public accounting firmfor 2021.
For ForMgmt4. Approval of the Amended and Restated 2018Long-Term Incentive Plan.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 109 of 211
INDEPENDENT BANK CORP.
Security: 453836108
Ticker: INDB
ISIN: US4538361084
Meeting Type: Annual
20-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935381599
2X21 JHF Financial Opportunities Fund
For ForMgmt1.1 Reelection of Class I Director: Donna L. Abelli
For ForMgmt1.2 Reelection of Class I Director: Kevin J. Jones
For ForMgmt1.3 Reelection of Class I Director: Mary L. Lentz
For ForMgmt1.4 Reelection of Class I Director: John J.Morrissey
For ForMgmt1.5 Reelection of Class I Director: Frederick Taw
For ForMgmt2. Ratify the Appointment of Ernst & Young LLPas the Company's independent registeredpublic accounting firm for 2021.
For ForMgmt3. Approve, on an advisory basis, thecompensation of our named executiveofficers.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 110 of 211
INDEPENDENT BANK CORPORATION
Security: 453838609
Ticker: IBCP
ISIN: US4538386099
Meeting Type: Annual
20-Apr-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935340961
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Christina L. Keller For ForMgmt
2 Ronia F. Kruse For ForMgmt
3 Michael M. Magee, Jr. For ForMgmt
4 Matthew J. Missad For ForMgmt
For ForMgmt2. Ratification of the appointment of Crowe LLPas independent auditors for the fiscal yearending December 31, 2021.
For ForMgmt3. Approval of an advisory (non-binding)resolution to approve the compensation paidto our Executives.
For ForMgmt4. Approval of the Independent BankCorporation 2021 Long-Term Incentive Plan.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 111 of 211
INVESCO LTD.
Security: G491BT108
Ticker: IVZ
ISIN: BMG491BT1088
Meeting Type: Annual
13-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935356457
2X21 JHF Financial Opportunities Fund
For ForMgmt1A. Election of Director: Sarah E. Beshar
For ForMgmt1B. Election of Director: Thomas M. Finke
For ForMgmt1C. Election of Director: Martin L. Flanagan
For ForMgmt1D. Election of Director: Edward P. Garden
For ForMgmt1E. Election of Director: William F. Glavin, Jr.
For ForMgmt1F. Election of Director: C. Robert Henrikson
For ForMgmt1G. Election of Director: Denis Kessler
For ForMgmt1H. Election of Director: Nelson Peltz
For ForMgmt1I. Election of Director: Sir Nigel Sheinwald
For ForMgmt1J. Election of Director: Paula C. Tolliver
For ForMgmt1K. Election of Director: G. Richard Wagoner, Jr.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 112 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt1L. Election of Director: Phoebe A. Wood
For ForMgmt2. Advisory vote to approve the company's 2020executive compensation.
For ForMgmt3. Approval of the Amendment and Restatementof the Invesco Ltd. 2016 Global EquityIncentive Plan.
For ForMgmt4. Appointment of PricewaterhouseCoopers LLPas the company's independent registeredpublic accounting firm for 2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 113 of 211
JPMORGAN CHASE & CO.
Security: 46625H100
Ticker: JPM
ISIN: US46625H1005
Meeting Type: Annual
18-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935372285
2X21 JHF Financial Opportunities Fund
For ForMgmt1A. Election of Director: Linda B. Bammann
For ForMgmt1B. Election of Director: Stephen B. Burke
For ForMgmt1C. Election of Director: Todd A. Combs
For ForMgmt1D. Election of Director: James S. Crown
For ForMgmt1E. Election of Director: James Dimon
For ForMgmt1F. Election of Director: Timothy P. Flynn
For ForMgmt1G. Election of Director: Mellody Hobson
For ForMgmt1H. Election of Director: Michael A. Neal
For ForMgmt1I. Election of Director: Phebe N. Novakovic
For ForMgmt1J. Election of Director: Virginia M. Rometty
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 114 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt2. Advisory resolution to approve executivecompensation.
For ForMgmt3. Approval of Amended and Restated Long-Term Incentive Plan effective May 18, 2021.
For ForMgmt4. Ratification of independent registered publicaccounting firm.
For AgainstShr5. Improve shareholder written consent.
For AgainstShr6. Racial equity audit and report.
Against ForShr7. Independent board chairman.
For AgainstShr8. Political and electioneering expenditurecongruency report.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 115 of 211
KEYCORP
Security: 493267108
Ticker: KEY
ISIN: US4932671088
Meeting Type: Annual
13-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935364959
2X21 JHF Financial Opportunities Fund
For ForMgmt1a. Election of Director: Bruce D. Broussard
For ForMgmt1b. Election of Director: Alexander M. Cutler
For ForMgmt1c. Election of Director: H. James Dallas
For ForMgmt1d. Election of Director: Elizabeth R. Gile
For ForMgmt1e. Election of Director: Ruth Ann M. Gillis
For ForMgmt1f. Election of Director: Christopher M. Gorman
For ForMgmt1g. Election of Director: Robin N. Hayes
For ForMgmt1h. Election of Director: Carlton L. Highsmith
For ForMgmt1i. Election of Director: Richard J. Hipple
For ForMgmt1j. Election of Director: Devina A. Rankin
For ForMgmt1k. Election of Director: Barbara R. Snyder
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 116 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt1l. Election of Director: Todd J. Vasos
For ForMgmt1m. Election of Director: David K. Wilson
For ForMgmt2. Ratification of the appointment of independentauditor.
For ForMgmt3. Advisory approval of executive compensation.
For ForMgmt4. Approval of KeyCorp Second Amended andRestated Discounted Stock Purchase Plan.
For ForMgmt5. Management proposal to reduce theownership threshold to call a specialshareholder meeting.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 117 of 211
LEVEL ONE BANCORP INC
Security: 52730D208
Ticker: LEVL
ISIN: US52730D2080
Meeting Type: Annual
06-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935360355
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Barbara E. Allushuski For ForMgmt
2 Victor L. Ansara For ForMgmt
3 James L. Bellinson For ForMgmt
4 Michael A. Brillati For ForMgmt
5 Shukri W. David For ForMgmt
6 Thomas A. Fabbri For ForMgmt
7 Patrick J. Fehring For ForMgmt
8 Jacob W. Haas For ForMgmt
9 Mark J. Herman For ForMgmt
10 Steven H. Rivera For ForMgmt
11 Stefan Wanczyk For ForMgmt
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 118 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt2. Ratification of the appointment of Plante &Moran, PLLC as the independent registeredpublic accounting firm for the Company forthe year ending December 31, 2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 119 of 211
LIVE OAK BANCSHARES INC
Security: 53803X105
Ticker: LOB
ISIN: US53803X1054
Meeting Type: Annual
11-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935383012
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Tonya W. Bradford For ForMgmt
2 William H. Cameron For ForMgmt
3 Diane B. Glossman For ForMgmt
4 Glen F. Hoffsis For ForMgmt
5 David G. Lucht For ForMgmt
6 James S. Mahan III For ForMgmt
7 Miltom E. Petty For ForMgmt
8 Neil L. Underwood For ForMgmt
9 William L. Williams III For ForMgmt
Against AgainstMgmt2. Amendment of 2015 Omnibus Stock IncentivePlan. Proposal to approve an amendment ofthe Company's Amended and Restated 2015Omnibus Stock Incentive Plan to increase thenumber of shares of voting common stockissuable under such plan.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 120 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt3. Amendment and Restatement of EmployeeStock Purchase Plan. Proposal to approve anamendment and restatement of theCompany's Amended and Restated EmployeeStock Purchase Plan.
For ForMgmt4. Say-on-Pay Vote. Non-binding, advisoryproposal to approve compensation paid to ournamed executive officers.
For ForMgmt5. Ratification of Independent Auditors. Proposalto ratify Dixon Hughes Goodman LLP as theCompany's independent auditors for 2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 121 of 211
M&T BANK CORPORATION
Security: 55261F104
Ticker: MTB
ISIN: US55261F1049
Meeting Type: Annual
20-Apr-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935345733
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 C. Angela Bontempo For ForMgmt
2 Robert T. Brady For ForMgmt
3 Calvin G. Butler, Jr. For ForMgmt
4 T. J. Cunningham III For ForMgmt
5 Gary N. Geisel For ForMgmt
6 Leslie V. Godridge For ForMgmt
7 Richard S. Gold For ForMgmt
8 Richard A. Grossi For ForMgmt
9 René F. Jones For ForMgmt
10 Richard H. Ledgett, Jr. For ForMgmt
11 Newton P.S. Merrill For ForMgmt
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 122 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
12 Kevin J. Pearson For ForMgmt
13 Melinda R. Rich For ForMgmt
14 Robert E. Sadler, Jr. For ForMgmt
15 Denis J. Salamone For ForMgmt
16 John R. Scannell For ForMgmt
17 David S. Scharfstein For ForMgmt
18 Rudina Seseri For ForMgmt
19 Herbert L. Washington For ForMgmt
For ForMgmt2. TO APPROVE THE COMPENSATION OFM&T BANK CORPORATION'S NAMEDEXECUTIVE OFFICERS.
For ForMgmt3. TO RATIFY THE APPOINTMENT OFPRICEWATERHOUSECOOPERS LLP ASTHE INDEPENDENT REGISTERED PUBLICACCOUNTING FIRM OF M&T BANKCORPORATION FOR THE YEAR ENDINGDECEMBER 31, 2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 123 of 211
M&T BANK CORPORATION
Security: 55261F104
Ticker: MTB
ISIN: US55261F1049
Meeting Type: Special
25-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935420238
2X21 JHF Financial Opportunities Fund
For ForMgmt1. TO APPROVE THE AMENDMENT OF THERESTATED CERTIFICATE OFINCORPORATION OF M&T BANKCORPORATION ("M&T") TO EFFECT ANINCREASE IN THE NUMBER OFAUTHORIZED SHARES OF M&T'S CAPITALSTOCK FROM 251,000,000 TO 270,000,000AND TO INCREASE THE NUMBER OFAUTHORIZED SHARES OF M&T'SPREFERRED STOCK FROM 1,000,000 TO20,000,000 (THE "M&T CHARTERAMENDMENT PROPOSAL").
For ForMgmt2. TO APPROVE THE ISSUANCE OF M&TCOMMON STOCK TO HOLDERS OFPEOPLE'S UNITED FINANCIAL, INC.("PEOPLE'S UNITED") COMMON STOCKPURSUANT TO THE AGREEMENT ANDPLAN OF MERGER, DATED AS OFFEBRUARY 21, 2021 (AS IT MAY BEAMENDED FROM TIME TO TIME), BY ANDAMONG M&T, BRIDGE MERGER CORP.AND PEOPLE'S UNITED (THE "M&T SHAREISSUANCE PROPOSAL").
For ForMgmt3. TO ADJOURN THE M&T SPECIALMEETING, IF NECESSARY ORAPPROPRIATE, TO SOLICIT ADDITIONALPROXIES IF, IMMEDIATELY PRIOR TOSUCH ADJOURNMENT, THERE ARE NOTSUFFICIENT VOTES TO APPROVE THEM&T CHARTER AMENDMENT PROPOSALAND/OR THE M&T SHARE ISSUANCEPROPOSAL, OR TO ENSURE THAT ANYSUPPLEMENT OR AMENDMENT TO THEACCOMPANYING JOINT PROXYSTATEMENT/PROSPECTUS IS TIMELYPROVIDED TO HOLDERS OF M&TCOMMON STOCK.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 124 of 211
MACKINAC FINANCIAL CORPORATION
Security: 554571109
Ticker: MFNC
ISIN: US5545711096
Meeting Type: Annual
25-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935411746
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Walter J. Aspatore For ForMgmt
2 Robert H. Orley For ForMgmt
3 Randolph C. Paschke Withheld AgainstMgmt
4 Martin Thomson For ForMgmt
For ForMgmt2. To approve, in a non-binding advisory vote,the Corporation's compensation of its namedexecutive officers, as disclosed in the ProxyStatement for the Annual Meeting.
For ForMgmt3. To ratify the appointment of Plante & Moran,PLLC as the Corporation's independentauditors for the year ending December 31,2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 125 of 211
METROCITY BANKSHARES INC
Security: 59165J105
Ticker: MCBS
ISIN: US59165J1051
Meeting Type: Annual
20-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935406860
2X21 JHF Financial Opportunities Fund
For ForMgmt1.1 Election of Director: William J. Hungeling
Against AgainstMgmt1.2 Election of Director: Farid Tan
Against AgainstMgmt1.3 Election of Director: Don T.P Leung
Against AgainstMgmt1.4 Election of Director: Young Park
Against AgainstMgmt1.5 Election of Director: Ajit A. Patel
For ForMgmt2. Ratification of the appointment of Crowe LLPas the Company's independent registeredpublic accounting firm for the fiscal yearending December 31, 2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 126 of 211
MIDWESTONE FINANCIAL GROUP, INC.
Security: 598511103
Ticker: MOFG
ISIN: US5985111039
Meeting Type: Annual
29-Apr-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935349399
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Richard R. Donohue For ForMgmt
2 Richard J. Hartig For ForMgmt
3 Nathaniel J. Kaeding For ForMgmt
4 Ruth E. Stanoch For ForMgmt
5 Kurt R. Weise For ForMgmt
For ForMgmt2. To approve, on a non-binding, advisory basis,the compensation of the named executiveofficers of the Company.
For ForMgmt3. To ratify the appointment of RSM US LLP toserve as the Company's independentregistered public accounting firm for the fiscalyear ending December 31, 2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 127 of 211
NBT BANCORP INC.
Security: 628778102
Ticker: NBTB
ISIN: US6287781024
Meeting Type: Annual
25-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935397491
2X21 JHF Financial Opportunities Fund
For ForMgmt1A. Election of Director for a one-year term: JohnH. Watt, Jr.
For ForMgmt1B. Election of Director for a one-year term:Martin A. Dietrich
For ForMgmt1C. Election of Director for a one-year term:Johanna R. Ames
For ForMgmt1D. Election of Director for a one-year term: J.David Brown
For ForMgmt1E. Election of Director for a one-year term:Patricia T. Civil
For ForMgmt1F. Election of Director for a one-year term:Timothy E. Delaney
For ForMgmt1G. Election of Director for a one-year term:James H. Douglas
For ForMgmt1H. Election of Director for a one-year term:Andrew S. Kowalczyk, III
For ForMgmt1I. Election of Director for a one-year term: JohnC. Mitchell
For ForMgmt1J. Election of Director for a one-year term: V.Daniel Robinson, II
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 128 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt1K. Election of Director for a one-year term:Matthew J. Salanger
For ForMgmt1L. Election of Director for a one-year term:Joseph A. Santangelo
For ForMgmt1M. Election of Director for a one-year term:Lowell A. Seifter
For ForMgmt1N. Election of Director for a one-year term: JackH. Webb
For ForMgmt2. To approve, on a non-binding, advisory basis,the compensation of NBT Bancorp Inc.'snamed executive officers ("Say on Pay").
For ForMgmt3. To ratify the appointment of KPMG LLP asNBT Bancorp Inc.'s independent registeredpublic accounting firm for the year endingDecember 31, 2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 129 of 211
NICOLET BANKSHARES, INC.
Security: 65406E102
Ticker: NCBS
ISIN: US65406E1029
Meeting Type: Annual
10-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935354693
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Robert B. Atwell For ForMgmt
2 Rachel Campos-Duffy For ForMgmt
3 Michael E. Daniels For ForMgmt
4 John N. Dykema For ForMgmt
5 Terrence R. Fulwiler For ForMgmt
6 Christopher J. Ghidorzi For ForMgmt
7 Andrew F. Hetzel, Jr. For ForMgmt
8 Ann K. Lawson For ForMgmt
9 Donald J. Long, Jr. For ForMgmt
10 Dustin J. McClone For ForMgmt
11 Susan L. Merkatoris For ForMgmt
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 130 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
12 Oliver Pierce Smith For ForMgmt
13 Robert J. Weyers For ForMgmt
For ForMgmt2. Ratification of selection of the independentregistered public accounting firm of Wipfli LLPto serve as the independent registered publicaccounting firm for the Company for the yearending December 31, 2021.
For ForMgmt3. Advisory vote to approve Nicolet's namedexecutive officer compensation.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 131 of 211
NORTHRIM BANCORP, INC.
Security: 666762109
Ticker: NRIM
ISIN: US6667621097
Meeting Type: Annual
27-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935397972
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Larry S. Cash For ForMgmt
2 Anthony Drabek For ForMgmt
3 Karl L. Hanneman For ForMgmt
4 David W. Karp For ForMgmt
5 David J. McCambridge For ForMgmt
6 Joseph P. Marushack For ForMgmt
7 Krystal M. Nelson For ForMgmt
8 Joseph M. Schierhorn For ForMgmt
9 Aaron M. Schutt For ForMgmt
10 John C. Swalling For ForMgmt
11 Linda C. Thomas For ForMgmt
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 132 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
12 David G. Wight For ForMgmt
For ForMgmt2. ADVISORY VOTE ON EXECUTIVECOMPENSATION. To approve, by nonbindingvote, the compensation of the namedexecutive officers.
For ForMgmt3. RATIFY THE SELECTION OFINDEPENDENT REGISTERED PUBLICACCOUNTING FIRM. To ratify the selectionof Moss Adams LLP as the independentregistered accounting firm for NorthrimBanCorp, Inc. for the fiscal year 2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 133 of 211
OAKTREE SPECIALTY LENDING CORPORATION
Security: 67401P108
Ticker: OCSL
ISIN: US67401P1084
Meeting Type: Annual
15-Mar-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935330946
2X21 JHF Financial Opportunities Fund
For ForMgmt1A. Election of Director: Deborah Gero
For ForMgmt1B. Election of Director: Craig Jacobson
For ForMgmt2. To ratify the appointment of Ernst & YoungLLP as the Independent Registered PublicAccounting Firm for the Company for thefiscal year ending September 30, 2021.
For ForMgmt3. To approve the issuance of shares ofcommon stock, par value $0.01 per share, ofthe Company to be issued pursuant to theAgreement and Plan of Merger, dated as ofOctober 28, 2020, among Oaktree StrategicIncome Corporation, a Delaware corporation("OCSI"), the Company, Lion Merger Sub,Inc., a Delaware corporation and a directwholly-owned subsidiary of the Company,and, for the limited purposes set forth therein,Oaktree Fund Advisors, LLC, a Delawarelimited liability company and investmentadviser to each of the Company and OCSI.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 134 of 211
OLD NATIONAL BANCORP
Security: 680033107
Ticker: ONB
ISIN: US6800331075
Meeting Type: Annual
29-Apr-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935347256
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Andrew E. Goebel For ForMgmt
2 Jerome F. Henry, Jr. For ForMgmt
3 Daniel S. Hermann For ForMgmt
4 Ryan C. Kitchell For ForMgmt
5 Phelps L. Lambert For ForMgmt
6 Austin M. Ramirez For ForMgmt
7 James C. Ryan, III For ForMgmt
8 Thomas E. Salmon For ForMgmt
9 Randall T. Shepard For ForMgmt
10 Rebecca S. Skillman For ForMgmt
11 Derrick J. Stewart For ForMgmt
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 135 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
12 Katherine E. White For ForMgmt
13 Linda E. White For ForMgmt
For ForMgmt2. Approval of amendment to the Old NationalBancorp Amended and Restated 2008Incentive Compensation Plan.
For ForMgmt3. Ratification of prior awards made under theOld National Bancorp Amended and Restated2008 Incentive Compensation Plan.
For ForMgmt4. Approval of a non-binding advisory proposalon Executive Compensation.
For ForMgmt5. Ratification of the appointment of Crowe LLPas the independent registered publicaccounting firm of the Company for the fiscalyear ending December 31, 2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 136 of 211
OLD SECOND BANCORP, INC.
Security: 680277100
Ticker: OSBC
ISIN: US6802771005
Meeting Type: Annual
18-Aug-20Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935248307
2X21 JHF Financial Opportunities Fund
For ForMgmt1a. Election of Class I director: William Kane
For ForMgmt1b. Election of Class I director: John Ladowicz
For ForMgmt1c. Election of Class I director: Patti TempleRocks
For ForMgmt2. Proposal to approve on a non-binding,advisory basis, the compensation of theCompany's named executive officers, asdescribed in the Company's Proxy Statement.
For ForMgmt3. Proposal to ratify the appointment of Plante &Moran, PLLC as the Company's independentregistered public accountants for the fiscalyear ending December 31, 2020.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 137 of 211
OLD SECOND BANCORP, INC.
Security: 680277100
Ticker: OSBC
ISIN: US6802771005
Meeting Type: Annual
18-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935407696
2X21 JHF Financial Opportunities Fund
For ForMgmt1A. Election of Class II director nominee to servefor a term expiring in 2024: James Eccher
For ForMgmt1B. Election of Class II director nominee to servefor a term expiring in 2024: Barry Finn
For ForMgmt1C. Election of Class II director nominee to servefor a term expiring in 2024: Hugh McLean
For ForMgmt1D. Election of Class II director nominee to servefor a term expiring in 2024: James F. Tapscott
For ForMgmt2. Proposal to approve on a non-binding,advisory basis, the compensation of theCompany's named executive officers, asdescribed in the Company's Proxy Statement.
For ForMgmt3. Proposal to approve the Old Second Bancorp,Inc. 2019 Equity Incentive Plan, as Amendedand Restated, to increase the number ofshares of common stock authorized forissuance under the plan by 1,200,000 shares,from 600,000 shares to 1,800,000 shares.
For ForMgmt4. Proposal to ratify the appointment of Plante &Moran, PLLC as the Company's independentregistered public accountants for the fiscalyear ending December 31, 2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 138 of 211
OP BANCORP
Security: 67109R109
Ticker: OPBK
ISIN: US67109R1095
Meeting Type: Annual
23-Jul-20Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935234168
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Brian Choi For ForMgmt
2 Ernest E. Dow For ForMgmt
3 Jason Hwang For ForMgmt
4 Soo Hun Jung For ForMgmt
5 Min J. Kim For ForMgmt
6 Ock Hee Kim For ForMgmt
7 Myung Ja Park For ForMgmt
8 Yong Sin Shin For ForMgmt
For ForMgmt2. To ratify the selection of Crowe LLP as theCompany's independent registered publicaccounting firm for the year ending December31, 2020.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 139 of 211
OP BANCORP
Security: 67109R109
Ticker: OPBK
ISIN: US67109R1095
Meeting Type: Annual
24-Jun-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935432334
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Brian Choi For ForMgmt
2 Ernest E. Dow For ForMgmt
3 Jason Hwang For ForMgmt
4 Soo Hun Jung For ForMgmt
5 Min J. Kim For ForMgmt
6 Ock Hee Kim For ForMgmt
7 Myung Ja Park For ForMgmt
8 Yong Sin Shin For ForMgmt
Against AgainstMgmt2. Approval of the 2021 Equity Incentive Plan.
For ForMgmt3. To ratify the selection of Crowe LLP as theCompany's independent registered publicaccounting firm for the year ending December31, 2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 140 of 211
ORANGE COUNTY BANCORP INC
Security: 68417L107
Ticker: OCBI
ISIN: US68417L1070
Meeting Type: Annual
25-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935417128
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Louis Heimbach Withheld AgainstMgmt
2 Gregory Holcombe For ForMgmt
3 Terry Saturno Withheld AgainstMgmt
4 Gustave Scacco For ForMgmt
Against AgainstMgmt2. The ratification of appointment of Crowe, LLPas the Company's Independent Accountingfirm for 2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 141 of 211
PACIFIC PREMIER BANCORP, INC.
Security: 69478X105
Ticker: PPBI
ISIN: US69478X1054
Meeting Type: Annual
17-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935375192
2X21 JHF Financial Opportunities Fund
For ForMgmt1A. Election of Director: Ayad A. Fargo
For ForMgmt1B. Election of Director: Steven R. Gardner
For ForMgmt1C. Election of Director: Joseph L. Garrett
For ForMgmt1D. Election of Director: Jeffrey C. Jones
For ForMgmt1E. Election of Director: M. Christian Mitchell
For ForMgmt1F. Election of Director: Barbara S. Polsky
For ForMgmt1G. Election of Director: Zareh H. Sarrafian
For ForMgmt1H. Election of Director: Jaynie M. Studenmund
For ForMgmt1I. Election of Director: Cora M. Tellez
For ForMgmt1J. Election of Director: Richard C. Thomas
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 142 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt2. TO APPROVE, ON A NON-BINDINGADVISORY BASIS, THE COMPENSATIONOF THE COMPANY'S NAMED EXECUTIVEOFFICERS.
For ForMgmt3. TO RATIFY THE APPOINTMENT OFCROWE LLP AS THE COMPANY'SINDEPENDENT AUDITOR FOR THE FISCALYEAR ENDING DECEMBER 31, 2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 143 of 211
PACWEST BANCORP
Security: 695263103
Ticker: PACW
ISIN: US6952631033
Meeting Type: Annual
11-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935364911
2X21 JHF Financial Opportunities Fund
For ForMgmt1A. Election of Director to service for a one-yearterm: Tanya M. Acker
For ForMgmt1B. Election of Director to service for a one-yearterm: Paul R. Burke
For ForMgmt1C. Election of Director to service for a one-yearterm: Craig A. Carlson
For ForMgmt1D. Election of Director to service for a one-yearterm: John M. Eggemeyer, III
For ForMgmt1E. Election of Director to service for a one-yearterm: C. William Hosler
For ForMgmt1F. Election of Director to service for a one-yearterm: Susan E. Lester
For ForMgmt1G. Election of Director to service for a one-yearterm: Roger H. Molvar
For ForMgmt1H. Election of Director to service for a one-yearterm: Daniel B. Platt
For ForMgmt1I. Election of Director to service for a one-yearterm: Robert A. Stine
For ForMgmt1J. Election of Director to service for a one-yearterm: Paul W. Taylor
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 144 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt1K. Election of Director to service for a one-yearterm: Matthew P. Wagner
Against AgainstMgmt2. To approve, on an advisory basis (non-binding), the compensation of the Company'snamed executive officers.
For ForMgmt3. To approve the Amended and RestatedPacWest Bancorp 2017 Stock Incentive Plan.
For ForMgmt4. To ratify the appointment of KPMG LLP as theCompany's independent auditors for the fiscalyear ending December 31, 2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 145 of 211
PARK NATIONAL CORPORATION
Security: 700658107
Ticker: PRK
ISIN: US7006581075
Meeting Type: Annual
26-Apr-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935346608
2X21 JHF Financial Opportunities Fund
For ForMgmt1A. Election of Director to serve for a term ofthree years to expire at the 2024 AnnualMeeting: F. William Englefield IV
For ForMgmt1B. Election of Director to serve for a term ofthree years to expire at the 2024 AnnualMeeting: Jason N. Judd
For ForMgmt1C. Election of Director to serve for a term ofthree years to expire at the 2024 AnnualMeeting: David L. Trautman
For ForMgmt1D. Election of Director to serve for a term ofthree years to expire at the 2024 AnnualMeeting: Leon Zazworsky
For ForMgmt2. Approval of non-binding advisory resolution toapprove the compensation of the Company'snamed executive officers.
For ForMgmt3. Ratification of the appointment of Crowe LLPas the independent registered publicaccounting firm of the Company for the fiscalyear ending December 31, 2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 146 of 211
PEOPLES BANCORP INC.
Security: 709789101
Ticker: PEBO
ISIN: US7097891011
Meeting Type: Annual
22-Apr-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935343563
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Tara M. Abraham For ForMgmt
2 S. Craig Beam For ForMgmt
3 George W. Broughton For ForMgmt
4 David F. Dierker For ForMgmt
5 James S. Huggins For ForMgmt
6 Brooke W. James For ForMgmt
7 Susan D. Rector For ForMgmt
8 Charles W. Sulerzyski For ForMgmt
9 Michael N. Vittorio For ForMgmt
For ForMgmt2. Approval of non-binding advisory resolution toapprove the compensation of Peoples' namedexecutive officers as disclosed in the ProxyStatement for the 2021 Annual Meeting ofShareholders.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 147 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt3. Ratification of the appointment of Ernst &Young LLP as Peoples' independentregistered public accounting firm for the fiscalyear ending December 31, 2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 148 of 211
PINNACLE FINANCIAL PARTNERS, INC.
Security: 72346Q104
Ticker: PNFP
ISIN: US72346Q1040
Meeting Type: Annual
20-Apr-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935343246
2X21 JHF Financial Opportunities Fund
For ForMgmt1A. Election of Director for a term of one year:Abney S. Boxley, III
For ForMgmt1B. Election of Director for a term of one year:Gregory L. Burns
For ForMgmt1C. Election of Director for a term of one year:Thomas C. Farnsworth, III
For ForMgmt1D. Election of Director for a term of one year:David B. Ingram
For ForMgmt1E. Election of Director for a term of one year:Decosta E. Jenkins
For ForMgmt1F. Election of Director for a term of one year: G.Kennedy Thompson
For ForMgmt1G. Election of Director for a term of one year:Charles E. Brock
For ForMgmt1H. Election of Director for a term of one year:Richard D. Callicutt, II
For ForMgmt1I. Election of Director for a term of one year:Joseph C. Galante
For ForMgmt1J. Election of Director for a term of one year:Robert A. McCabe, Jr.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 149 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt1K. Election of Director for a term of one year:Reese L. Smith, III
For ForMgmt1L. Election of Director for a term of one year: M.Terry Turner
For ForMgmt1M. Election of Director for a term of one year:Renda J. Burkhart
For ForMgmt1N. Election of Director for a term of one year:Marty G. Dickens
For ForMgmt1O. Election of Director for a term of one year:Glenda Baskin Glover
For ForMgmt1P. Election of Director for a term of one year:Ronald L. Samuels
For ForMgmt2. To ratify the appointment of Crowe LLP as theCompany's independent registered publicaccounting firm for the fiscal year endingDecember 31, 2021.
For ForMgmt3. To approve, on a non-binding, advisory basis,the compensation of the Company's namedexecutive officers as disclosed in the proxystatement for the annual meeting ofshareholders.
For ForMgmt4. To approve the amendment and restatementof the Pinnacle Financial Partners, Inc. 2018Omnibus Equity Incentive Plan.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 150 of 211
PLUMAS BANCORP
Security: 729273102
Ticker: PLBC
ISIN: US7292731020
Meeting Type: Annual
19-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935375495
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Michonne R. Ascuaga For ForMgmt
2 Steven M. Coldani For ForMgmt
3 Gerald W. Fletcher For ForMgmt
4 Heidi S. Gansert For ForMgmt
5 Richard F. Kenny For ForMgmt
6 Robert J. McClintock For ForMgmt
7 Terrance J. Reeson For ForMgmt
8 Andrew J. Ryback For ForMgmt
9 Daniel E. West For ForMgmt
For ForMgmt2. To vote on the ratification of the appointmentof Eide Bailly, LLP as our independentauditors for the fiscal year ending December31, 2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 151 of 211
PLYMOUTH INDUSTRIAL REIT, INC.
Security: 729640102
Ticker: PLYM
ISIN: US7296401026
Meeting Type: Annual
01-Jul-20Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935212845
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Martin Barber Withheld AgainstMgmt
2 Philip S. Cottone Withheld AgainstMgmt
3 Richard J. DeAgazio Withheld AgainstMgmt
4 David G. Gaw For ForMgmt
5 Pendleton P. White, Jr. For ForMgmt
6 Jeffrey E. Witherell For ForMgmt
For ForMgmt2. Amend the Company's 2014 Incentive AwardPlan.
For ForMgmt3. Ratification of the appointment ofPricewaterhouseCoopers LLP as theCompany's independent registered publicaccountants for 2020.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 152 of 211
PLYMOUTH INDUSTRIAL REIT, INC.
Security: 729640102
Ticker: PLYM
ISIN: US7296401026
Meeting Type: Annual
10-Jun-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935433730
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Martin Barber Withheld AgainstMgmt
2 Philip S. Cottone Withheld AgainstMgmt
3 Richard J. DeAgazio Withheld AgainstMgmt
4 David G. Gaw Withheld AgainstMgmt
5 John W. Guinee For ForMgmt
6 Caitlin Murphy For ForMgmt
7 Pendleton P. White, Jr. Withheld AgainstMgmt
8 Jeffrey E. Witherell Withheld AgainstMgmt
For ForMgmt2. Approval, as required by the New York StockExchange, of the issuance of shares of theCompany's common stock upon conversion ofthe Company's Series B Preferred Stock.
For ForMgmt3. Approval, by an advisory, non-binding vote, ofthe Company's executive compensation.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 153 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt4. Ratification of the appointment ofPricewaterhouseCoopers LLP as theCompany's independent registered publicaccountants for 2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 154 of 211
POPULAR, INC.
Security: 733174700
Ticker: BPOP
ISIN: PR7331747001
Meeting Type: Annual
06-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935355506
2X21 JHF Financial Opportunities Fund
For ForMgmt1a) Election of Class 1 Director for a one-yearterm: Alejandro M. Ballester
For ForMgmt1b) Election of Class 1 Director for a one-yearterm: Richard L. Carrión
For ForMgmt1c) Election of Class 1 Director for a one-yearterm: Carlos A. Unanue
For ForMgmt2) Approve, on an advisory basis, theCorporation's executive compensation.
1 Year ForMgmt3) Approve, on an advisory basis, the frequencyof future advisory votes on the Corporation'sexecutive compensation.
For ForMgmt4) Ratify the appointment ofPricewaterhouseCoopers LLP as Popular,Inc.'s independent registered publicaccounting firm for 2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 155 of 211
PREMIER FINANCIAL CORP.
Security: 74052F108
Ticker: PFC
ISIN: US74052F1084
Meeting Type: Annual
29-Apr-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935348614
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Marty E. Adams For ForMgmt
2 Donald P. Hileman For ForMgmt
3 Gary M. Small For ForMgmt
4 Samuel S. Strausbaugh For ForMgmt
For ForMgmt2. To consider and approve on a non-bindingadvisory basis the compensation of Premier'snamed executive officers.
For ForMgmt3. To consider and vote on a proposal to ratifythe appointment of Crowe LLP as theindependent registered public accounting firmfor Premier for the fiscal year 2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 156 of 211
PRIME MERIDIAN HOLDING COMPANY
Security: 74164R107
Ticker: PMHG
ISIN: US74164R1077
Meeting Type: Annual
13-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935371168
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Kenneth H. Compton For ForMgmt
2 William D. Crona For ForMgmt
3 Sammie D. Dixon, Jr. Withheld AgainstMgmt
4 Steven L. Evans For ForMgmt
5 R. Randy Guemple For ForMgmt
6 Chris L. Jensen, Jr. For ForMgmt
7 Kathleen C. Jones Withheld AgainstMgmt
8 Robert H. Kirby For ForMgmt
9 Frank L. Langston For ForMgmt
10 Michael A. Micallef Jr For ForMgmt
11 L. Collins Proctor Sr For ForMgmt
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 157 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
12 Garrison A. Rolle, M.D. For ForMgmt
13 Steven D. Smith For ForMgmt
14 Richard A. Weidner For ForMgmt
For ForMgmt2. The ratification of the appointment of Hacker,Johnson & Smith, P.A. as the independentauditors for the Company, for the fiscal yearending December 31, 2021.
Against AgainstMgmt3. The adjournment of the Annual Meeting tosolicit additional proxies in the event there arean insufficient number of votes to approveeither one or both of the foregoing Proposals.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 158 of 211
PRIVATE BANCORP OF AMERICA, INC.
Security: 74274F100
Ticker: PBAM
ISIN: US74274F1003
Meeting Type: Annual
12-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935374722
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Selwyn Isakow Withheld AgainstMgmt
2 Leon Kassel Withheld AgainstMgmt
3 Sisi Pouraghabagher For ForMgmt
4 Ernest Rady For ForMgmt
5 Larraine Segil For ForMgmt
6 Richard L. Sowers For ForMgmt
7 Thomas V. Wornham For ForMgmt
Against AgainstMgmt2. To transact such other business as mayproperly come before the Meeting and at anycontinuations or adjournments thereof.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 159 of 211
PROVIDENT FINANCIAL HOLDINGS, INC.
Security: 743868101
Ticker: PROV
ISIN: US7438681014
Meeting Type: Annual
24-Nov-20Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935288313
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Craig G. Blunden For ForMgmt
2 Roy H. Taylor Withheld AgainstMgmt
Against AgainstMgmt2. Advisory approval of the compensation of ournamed executive officers as disclosed in theProxy Statement.
For ForMgmt3. Ratification of the appointment of Deloitte &Touche LLP as the independent registeredpublic accounting firm for Provident FinancialHoldings, Inc. for the fiscal year ending June30, 2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 160 of 211
QCR HOLDINGS, INC.
Security: 74727A104
Ticker: QCRH
ISIN: US74727A1043
Meeting Type: Annual
20-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935380319
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Mary Kay Bates For ForMgmt
2 John-Paul E. Besong For ForMgmt
3 Todd A. Gipple For ForMgmt
4 Donna J. Sorensen For ForMgmt
For ForMgmt2. To approve, in a non-binding, advisory vote,the compensation of certain executive officerswhich is referred to as a "say-on- pay"proposal.
For ForMgmt3. To ratify the appointment of RSM US LLP asQCR Holdings' independent registered publicaccounting firm for the fiscal year endingDecember 31, 2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 161 of 211
RED RIVER BANCSHARES, INC.
Security: 75686R202
Ticker: RRBI
ISIN: US75686R2022
Meeting Type: Annual
06-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935364935
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 M. Scott Ashbrook For ForMgmt
2 R. Blake Chatelain For ForMgmt
3 Kirk D. Cooper For ForMgmt
4 Barry D. Hines For ForMgmt
5 Anna B. Moreau, DDS, MS For ForMgmt
6 Robert A. Nichols For ForMgmt
7 Willie P. Obey For ForMgmt
8 Teddy R. Price For ForMgmt
9 John C. Simpson For ForMgmt
10 Don L. Thompson For ForMgmt
11 H.L. Torbett, CPA, CFP For ForMgmt
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 162 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt2. Ratify the appointment of Postlethwaite &Netterville, APAC as the Company's auditorfor the year ending December 31, 2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 163 of 211
REGIONS FINANCIAL CORPORATION
Security: 7591EP100
Ticker: RF
ISIN: US7591EP1005
Meeting Type: Annual
21-Apr-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935344452
2X21 JHF Financial Opportunities Fund
For ForMgmt1A. Election of Director: Carolyn H. Byrd
For ForMgmt1B. Election of Director: Don DeFosset
For ForMgmt1C. Election of Director: Samuel A. Di Piazza, Jr.
For ForMgmt1D. Election of Director: Zhanna Golodryga
For ForMgmt1E. Election of Director: John D. Johns
For ForMgmt1F. Election of Director: Ruth Ann Marshall
For ForMgmt1G. Election of Director: Charles D. McCrary
For ForMgmt1H. Election of Director: James T. Prokopanko
For ForMgmt1I. Election of Director: Lee J. Styslinger III
For ForMgmt1J. Election of Director: José S. Suquet
For ForMgmt1K. Election of Director: John M. Turner, Jr.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 164 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt1L. Election of Director: Timothy Vines
For ForMgmt2. Ratification of Appointment of Ernst & YoungLLP as the Independent Registered PublicAccounting Firm for 2021.
Against AgainstMgmt3. Advisory Vote on Executive Compensation.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 165 of 211
RENASANT CORPORATION
Security: 75970E107
Ticker: RNST
ISIN: US75970E1073
Meeting Type: Annual
27-Apr-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935339932
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Donald Clark, Jr. * For ForMgmt
2 Albert J. Dale, III * For ForMgmt
3 Connie L. Engel * For ForMgmt
4 C. Mitchell Waycaster * For ForMgmt
5 John T. Foy # For ForMgmt
For ForMgmt3. Adoption, in a non-binding advisory vote, of aresolution approving the compensation of ournamed executive officers.
For ForMgmt4. Ratification of the appointment of HORNELLP as Renasant's independent registeredpublic accountants for 2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 166 of 211
SANDY SPRING BANCORP, INC.
Security: 800363103
Ticker: SASR
ISIN: US8003631038
Meeting Type: Annual
28-Apr-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935348412
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Ralph F. Boyd, Jr. For ForMgmt
2 Walter C. Martz II For ForMgmt
3 Mark C. Michael For ForMgmt
4 Robert L. Orndorff For ForMgmt
5 Daniel J. Schrider For ForMgmt
For ForMgmt2. A non-binding resolution to approve thecompensation for the named executiveofficers.
For ForMgmt3. The ratification of the appointment of Ernst &Young LLP as the independent registeredpublic accounting firm for the year 2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 167 of 211
SB FINANCIAL GROUP, INC.
Security: 78408D105
Ticker: SBFG
ISIN: US78408D1054
Meeting Type: Annual
21-Apr-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935342357
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 George W. Carter For ForMgmt
2 Tom R. Helberg For ForMgmt
3 Timothy J. Stolly For ForMgmt
For ForMgmt2. To ratify the appointment of BKD, LLP as theindependent registered accounting firm of SBFinancial for the fiscal year ending December31, 2021.
For ForMgmt3. To approve a non-binding advisory resolutionto approve the compensation of SBFinancial's named executive officers.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 168 of 211
SHORE BANCSHARES, INC.
Security: 825107105
Ticker: SHBI
ISIN: US8251071051
Meeting Type: Annual
12-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935362145
2X21 JHF Financial Opportunities Fund
For ForMgmt1A. Election of Class III Director (term expires2024): David J. Bates
For ForMgmt1B. Election of Class III Director (term expires2024): Lloyd L. Beatty, Jr.
For ForMgmt1C. Election of Class III Director (term expires2024): James A. Judge
For ForMgmt1D. Election of Class III Director (term expires2024): R. Michael Clemmer, Jr.
For ForMgmt2. Ratify the appointment of Yount, Hyde &Barbour, P.C. as the independent registeredpublic accounting firm for 2021.
For ForMgmt3. Adopt a non-binding advisory resolutionapproving the compensation of the namedexecutive officers.
For ForMgmt4. Approve the Shore Bancshares, Inc. 2021Employee Stock Purchase Plan.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 169 of 211
SIERRA BANCORP
Security: 82620P102
Ticker: BSRR
ISIN: US82620P1021
Meeting Type: Annual
26-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935398948
2X21 JHF Financial Opportunities Fund
For ForMgmt1A. Election of Director: Albert L. Berra
For ForMgmt1B. Election of Director: Julie G. Castle
For ForMgmt1C. Election of Director: Vonn R. Christenson
For ForMgmt1D. Election of Director: Laurence S. Dutto
For ForMgmt1E. Election of Director: Kevin J. McPhaill
For ForMgmt1F. Election of Director: Gordon T. Woods
For ForMgmt2. Ratification of the appointment of Eide BaillyLLP as the independent registered publicaccounting firm.
For ForMgmt3. To ratify Indemnification Agreements with thedirectors and certain executive officers asdescribed in the proxy statement dated April15, 2021.
For ForMgmt4. To approve, by non-binding vote, executivecompensation.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 170 of 211
SIMON PROPERTY GROUP, INC.
Security: 828806109
Ticker: SPG
ISIN: US8288061091
Meeting Type: Annual
12-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935360608
2X21 JHF Financial Opportunities Fund
For ForMgmt1A. Election of Director: Glyn F. Aeppel
For ForMgmt1B. Election of Director: Larry C. Glasscock
For ForMgmt1C. Election of Director: Karen N. Horn, Ph.D.
For ForMgmt1D. Election of Director: Allan Hubbard
For ForMgmt1E. Election of Director: Reuben S. Leibowitz
For ForMgmt1F. Election of Director: Gary M. Rodkin
For ForMgmt1G. Election of Director: Stefan M. Selig
For ForMgmt1H. Election of Director: Daniel C. Smith, Ph.D.
For ForMgmt1I. Election of Director: J. Albert Smith, Jr.
For ForMgmt1J. Election of Director: Marta R. Stewart
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 171 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt2. An Advisory Vote to Approve theCompensation of our Named ExecutiveOfficers.
For ForMgmt3. Ratification of Ernst & Young LLP as ourIndependent Registered Public AccountingFirm for 2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 172 of 211
SIXTH STREET SPECIALTY LENDING
Security: 83012A109
Ticker: TSLX
ISIN: US83012A1097
Meeting Type: Special
26-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935396829
2X21 JHF Financial Opportunities Fund
For ForMgmt1. To approve a proposal to authorize theCompany to sell or otherwise issue shares ofits common stock at a price below its then-current net asset value per share in one ormore offerings, in each case subject to theapproval of its Board of Directors and subjectto the conditions set forth in theaccompanying proxy statement.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 173 of 211
SIXTH STREET SPECIALTY LENDING
Security: 83012A109
Ticker: TSLX
ISIN: US83012A1097
Meeting Type: Annual
26-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935389797
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Richard Higginbotham For ForMgmt
2 David Stiepleman For ForMgmt
3 Ronald Tanemura For ForMgmt
For ForMgmt2. To ratify the selection of KPMG LLP as theCompany's independent registered publicaccounting firm for the fiscal year endingDecember 31, 2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 174 of 211
SOUTH ATLANTIC BANCSHARES, INC.
Security: 83636T104
Ticker: SABK
ISIN: US83636T1043
Meeting Type: Annual
20-Apr-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935357550
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Richard N. Burch Withheld AgainstMgmt
2 James Carson Benton, Jr For ForMgmt
3 Albert A. Springs, IV Withheld AgainstMgmt
4 Jack L. Springs, Jr. For ForMgmt
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 175 of 211
SOUTH STATE CORPORATION
Security: 840441109
Ticker: SSB
ISIN: US8404411097
Meeting Type: Annual
29-Oct-20Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935267054
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Robert R. Hill, Jr. For ForMgmt
2 Jean E. Davis For ForMgmt
3 Martin B. Davis For ForMgmt
4 John H. Holcomb III For ForMgmt
5 Charles. W. McPherson For ForMgmt
6 Ernest S. Pinner For ForMgmt
7 G. Ruffner Page, Jr. For ForMgmt
8 Joshua A. Snively For ForMgmt
9 John C. Corbett For ForMgmt
10 William K. Pou, Jr. For ForMgmt
11 David G. Salyers For ForMgmt
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 176 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt2. Approval of an amendment to South StateCorporation's Articles of Incorporation toeliminate the classified structure of the Boardof Directors.
For ForMgmt3. Approval of the amendment and restatementof South State Corporation's Employee StockPurchase Plan to increase the number ofshares of our common stock that may beissued under the plan by up to 1,400,000shares.
For ForMgmt4. Approval of the 2020 Omnibus Incentive Plan.
For ForMgmt5. Approval, as an advisory, non-binding vote, ofthe compensation of our named executiveofficers.
For ForMgmt6. Ratification, as an advisory, non-binding vote,of the appointment of Dixon HughesGoodman LLP as our independent registeredpublic accounting firm for the fiscal yearending December 31, 2020.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 177 of 211
SOUTH STATE CORPORATION
Security: 840441109
Ticker: SSB
ISIN: US8404411097
Meeting Type: Annual
28-Apr-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935347294
2X21 JHF Financial Opportunities Fund
For ForMgmt1A. Election of Director: John C. Corbett
For ForMgmt1B. Election of Director: Jean E. Davis
For ForMgmt1C. Election of Director: Martin B. Davis
For ForMgmt1D. Election of Director: Robert H. Demere, Jr.
For ForMgmt1E. Election of Director: Cynthia A. Hartley
For ForMgmt1F. Election of Director: Robert R. Hill, Jr.
For ForMgmt1G. Election of Director: John H. Holcomb III
For ForMgmt1H. Election of Director: Robert R. Horger
For ForMgmt1I. Election of Director: Charles W. McPherson
For ForMgmt1J. Election of Director: G. Ruffner Page, Jr.
For ForMgmt1K. Election of Director: Ernest S. Pinner
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 178 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt1L. Election of Director: John C. Pollok
For ForMgmt1M. Election of Director: William Knox Pou, Jr.
For ForMgmt1N. Election of Director: David G. Salyers
For ForMgmt1O. Election of Director: Joshua A. Snively
For ForMgmt1P. Election of Director: Kevin P. Walker
For ForMgmt2. Approval, as an advisory, non-binding vote, ofthe compensation of our named executiveofficers.
For ForMgmt3. Ratification, as an advisory, non-binding vote,of the appointment of Dixon HughesGoodman LLP as our independent registeredpublic accounting firm for the fiscal yearending December 31, 2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 179 of 211
SOUTHERN FIRST BANCSHARES, INC.
Security: 842873101
Ticker: SFST
ISIN: US8428731017
Meeting Type: Annual
18-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935393001
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Mark A Cothran* For ForMgmt
2 R. G Johnstone III* For ForMgmt
3 R Arthur Seaver Jr* For ForMgmt
4 Anna T Locke* For ForMgmt
5 Tecumseh Hooper Jr# For ForMgmt
For ForMgmt2. To conduct an advisory vote on thecompensation of our named executive officersas disclosed in this proxy statement (this is anon-binding, advisory vote).
For ForMgmt3. To ratify the appointment of Elliott Davis, LLCas our independent registered publicaccounting firm for the fiscal year endingDecember 31, 2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 180 of 211
SOUTHERN MISSOURI BANCORP, INC.
Security: 843380106
Ticker: SMBC
ISIN: US8433801060
Meeting Type: Annual
26-Oct-20Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935275594
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Rebecca M. Brooks For ForMgmt
2 Dennis C. Robison For ForMgmt
3 David J. Tooley Withheld AgainstMgmt
For ForMgmt2. Advisory (non binding) vote on ExecutiveCompensation as disclosed in theaccompanying proxy statement.
For ForMgmt3. Ratification of the appointment of BKD, LLPas Southern Missouri Bancorp's independentauditors for the fiscal year ending June 30,2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 181 of 211
STOCK YARDS BANCORP, INC.
Security: 861025104
Ticker: SYBT
ISIN: US8610251048
Meeting Type: Annual
22-Apr-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935352497
2X21 JHF Financial Opportunities Fund
For ForMgmt1A. Election of Director: Paul J. Bickel III
For ForMgmt1B. Election of Director: J. McCauley Brown
For ForMgmt1C. Election of Director: David P. Heintzman
For ForMgmt1D. Election of Director: Donna L. Heitzman
For ForMgmt1E. Election of Director: Carl G. Herde
For ForMgmt1F. Election of Director: James A. Hillebrand
For ForMgmt1G. Election of Director: Richard A. Lechleiter
For ForMgmt1H. Election of Director: Stephen M. Priebe
For ForMgmt1I. Election of Director: John L. Schutte
For ForMgmt1J. Election of Director: Kathy C. Thompson
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 182 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt2. The ratification of BKD, LLP as theindependent registered public accounting firmfor Stock Yards Bancorp, Inc. for the yearending December 31, 2021.
For ForMgmt3. The advisory approval of the compensation ofBancorp's named executive officers.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 183 of 211
SYNOVUS FINANCIAL CORP.
Security: 87161C501
Ticker: SNV
ISIN: US87161C5013
Meeting Type: Annual
21-Apr-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935341367
2X21 JHF Financial Opportunities Fund
For ForMgmt1A. Election of Director: Tim E. Bentsen
For ForMgmt1B. Election of Director: Kevin S. Blair
For ForMgmt1C. Election of Director: F. Dixon Brooke, Jr
For ForMgmt1D. Election of Director: Stephen T. Butler
For ForMgmt1E. Election of Director: Elizabeth W. Camp
For ForMgmt1F. Election of Director: Pedro Cherry
For ForMgmt1G. Election of Director: Diana M. Murphy
For ForMgmt1H. Election of Director: Harris Pastides
For ForMgmt1I. Election of Director: Joseph J. Prochaska, Jr
For ForMgmt1J. Election of Director: John L. Stallworth
For ForMgmt1K. Election of Director: Kessel D. Stelling
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 184 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt1L. Election of Director: Barry L. Storey
For ForMgmt1M. Election of Director: Teresa White
For ForMgmt2. To approve the Synovus Financial Corp. 2021Employee Stock Purchase Plan.
For ForMgmt3. To approve the Synovus Financial Corp. 2021Director Stock Purchase Plan.
For ForMgmt4. To approve the Synovus Financial Corp. 2021Omnibus Plan.
For ForMgmt5. To approve, on an advisory basis, thecompensation of Synovus' named executiveofficers as determined by the CompensationCommittee.
For ForMgmt6. To ratify the appointment of KPMG LLP asSynovus' independent auditor for the year2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 185 of 211
TCF FINANCIAL CORPORATION
Security: 872307103
Ticker: TCF
ISIN: US8723071036
Meeting Type: Special
25-Mar-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935338043
2X21 JHF Financial Opportunities Fund
For ForMgmt1. Approval of the Agreement and Plan ofMerger, dated as of December 13, 2020 (as itmay be amended from time to time), by andbetween TCF Financial Corporation ("TCF")and Huntington Bancshares Incorporated("Huntington"), pursuant to which TCF willmerge with and into Huntington, withHuntington surviving the merger (the "TCFmerger proposal").
For ForMgmt2. Approval of, on an advisory (non-binding)basis, the merger- related named executiveofficer compensation that will or may be paidto TCF's named executive officers inconnection with the merger (the "TCFcompensation proposal").
For ForMgmt3. Approval of the adjournment of the specialmeeting of TCF shareholders to a later dateor dates, if necessary or appropriate, to solicitadditional proxies if, immediately prior to suchadjournment, there are not sufficient votes atthe time of the TCF special meeting toapprove the TCF merger proposal or toensure that any supplement or amendment tothis joint proxy statement/prospectus is timelyprovided to holders of TCF common stock(the "TCF adjournment proposal").
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 186 of 211
TERRITORIAL BANCORP INC
Security: 88145X108
Ticker: TBNK
ISIN: US88145X1081
Meeting Type: Annual
13-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935397441
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Allan S. Kitagawa For ForMgmt
2 John M. Ohama For ForMgmt
For ForMgmt2. The ratification of the appointment of MossAdams LLP as our independent registeredpublic accounting firm for the year endingDecember 31, 2021.
For ForMgmt3. An advisory (non-binding) resolution toapprove our executive compensation asdescribed in the proxy statement.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 187 of 211
THE COMMUNITY FINANCIAL CORPORATION
Security: 20368X101
Ticker: TCFC
ISIN: US20368X1019
Meeting Type: Annual
26-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935380751
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Michael B. Adams For ForMgmt
2 William J. Pasenelli For ForMgmt
3 E Lawrence Sanders, III For ForMgmt
4 Austin J. Slater, Jr. For ForMgmt
5 Joseph V. Stone, Jr. For ForMgmt
6 Gregory C. Cockerham For ForMgmt
7 James M. Burke For ForMgmt
8 James F. Di Misa For ForMgmt
For ForMgmt2. The ratification of the appointment of DixonHughes Goodman LLP as the independentregistered public accounting firm for the fiscalyear ending December 31, 2021.
For ForMgmt3. The approval of a non-binding resolution ofthe compensation of the named executiveofficers.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 188 of 211
THE FIRST BANCORP, INC.
Security: 31866P102
Ticker: FNLC
ISIN: US31866P1021
Meeting Type: Annual
28-Apr-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935354287
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Robert B. Gregory For ForMgmt
2 Renee W. Kelly For ForMgmt
3 Tony C. McKim For ForMgmt
4 Mark N. Rosborough For ForMgmt
5 Cornelius J. Russell For ForMgmt
6 Stuart G. Smith For ForMgmt
7 Bruce B. Tindal For ForMgmt
8 F. Stephen Ward For ForMgmt
For ForMgmt2. To approve (on a non-binding basis), thecompensation of the Company's executives,as disclosed in the Company's annual reportand proxy statement.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 189 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt3. To ratify the Board of Directors AuditCommittee's selection of Berry Dunn McNeil& Parker, LLC, as independent auditors forthe Company for 2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 190 of 211
THE FIRST BANCSHARES, INC.
Security: 318916103
Ticker: FBMS
ISIN: US3189161033
Meeting Type: Annual
20-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935381486
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Charles R. Lightsey For ForMgmt
2 Fred A. McMurry For ForMgmt
3 Thomas E. Mitchell For ForMgmt
4 Andrew D. Stetelman For ForMgmt
For ForMgmt2. Approval, on an advisory basis, of thecompensation of our named executiveofficers.
For ForMgmt3. Ratification of the appointment of BKD, LLPas the independent registered publicaccounting firm of the Company for the fiscalyear 2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 191 of 211
THE PNC FINANCIAL SERVICES GROUP, INC.
Security: 693475105
Ticker: PNC
ISIN: US6934751057
Meeting Type: Annual
27-Apr-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935343208
2X21 JHF Financial Opportunities Fund
For ForMgmt1A. Election of Director: Joseph Alvarado
For ForMgmt1B. Election of Director: Charles E. Bunch
For ForMgmt1C. Election of Director: Debra A. Cafaro
For ForMgmt1D. Election of Director: Marjorie RodgersCheshire
For ForMgmt1E. Election of Director: David L. Cohen
For ForMgmt1F. Election of Director: William S. Demchak
For ForMgmt1G. Election of Director: Andrew T. Feldstein
For ForMgmt1H. Election of Director: Richard J. Harshman
For ForMgmt1I. Election of Director: Daniel R. Hesse
For ForMgmt1J. Election of Director: Linda R. Medler
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 192 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt1K. Election of Director: Martin Pfinsgraff
For ForMgmt1L. Election of Director: Toni Townes-Whitley
For ForMgmt1M. Election of Director: Michael J. Ward
For ForMgmt2. Ratification of the Audit Committee's selectionof PricewaterhouseCoopers LLP as PNC'sindependent registered public accounting firmfor 2021.
For ForMgmt3. Advisory vote to approve named executiveofficer compensation.
For AgainstShr4. Shareholder proposal regarding report on riskmanagement and the nuclear weaponsindustry.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 193 of 211
TRICO BANCSHARES
Security: 896095106
Ticker: TCBK
ISIN: US8960951064
Meeting Type: Annual
27-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935394154
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Donald J. Amaral For ForMgmt
2 L. Gage Chrysler III For ForMgmt
3 Craig S. Compton For ForMgmt
4 Kirsten E. Garen For ForMgmt
5 Cory W. Giese For ForMgmt
6 John S. A. Hasbrook For ForMgmt
7 Margaret L. Kane For ForMgmt
8 Michael W. Koehnen For ForMgmt
9 Martin A. Mariani For ForMgmt
10 Thomas C. McGraw For ForMgmt
11 Richard P. Smith For ForMgmt
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 194 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
12 Kimberley H. Vogel For ForMgmt
For ForMgmt2. Advisory approval of the company's executivecompensation.
For ForMgmt3. To ratify the selection of Moss Adams LLP asthe company's independent auditor for 2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 195 of 211
TRINITY CAPITAL INC
Security: 896442308
Ticker: TRIN
ISIN: US8964423086
Meeting Type: Annual
17-Jun-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935425377
2X21 JHF Financial Opportunities Fund
For ForMgmt1.1 Election of Director: Michael E. Zacharia
Against AgainstMgmt1.2 Election of Director: Kyle Brown
Against AgainstMgmt1.3 Election of Director: Richard R. Ward
For ForMgmt2. To authorize the Company to sell or otherwiseissue up to 25% of then-outstanding shares ata price below then current NAV per share.
Against AgainstMgmt3. To authorize the Company to issue options,warrants or other convertible securities.
Against AgainstMgmt4. To approve the 2019 Trinity Capital Inc. Long-Term Incentive Plan.
For ForMgmt5. To approve the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 196 of 211
TRUIST FINANCIAL CORPORATION
Security: 89832Q109
Ticker: TFC
ISIN: US89832Q1094
Meeting Type: Annual
27-Apr-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935345288
2X21 JHF Financial Opportunities Fund
For ForMgmt1A. Election of Director for a one-year termexpiring at the 2022 Annual Meeting ofShareholders: Jennifer S. Banner
For ForMgmt1B. Election of Director for a one-year termexpiring at the 2022 Annual Meeting ofShareholders: K. David Boyer, Jr.
For ForMgmt1C. Election of Director for a one-year termexpiring at the 2022 Annual Meeting ofShareholders: Agnes Bundy Scanlan
For ForMgmt1D. Election of Director for a one-year termexpiring at the 2022 Annual Meeting ofShareholders: Anna R. Cablik
For ForMgmt1E. Election of Director for a one-year termexpiring at the 2022 Annual Meeting ofShareholders: Dallas S. Clement
For ForMgmt1F. Election of Director for a one-year termexpiring at the 2022 Annual Meeting ofShareholders: Paul D. Donahue
For ForMgmt1G. Election of Director for a one-year termexpiring at the 2022 Annual Meeting ofShareholders: Paul R. Garcia
For ForMgmt1H. Election of Director for a one-year termexpiring at the 2022 Annual Meeting ofShareholders: Patrick C. Graney III
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 197 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt1I. Election of Director for a one-year termexpiring at the 2022 Annual Meeting ofShareholders: Linnie M. Haynesworth
For ForMgmt1J. Election of Director for a one-year termexpiring at the 2022 Annual Meeting ofShareholders: Kelly S. King
For ForMgmt1K. Election of Director for a one-year termexpiring at the 2022 Annual Meeting ofShareholders: Easter A. Maynard
For ForMgmt1L. Election of Director for a one-year termexpiring at the 2022 Annual Meeting ofShareholders: Donna S. Morea
For ForMgmt1M. Election of Director for a one-year termexpiring at the 2022 Annual Meeting ofShareholders: Charles A. Patton
For ForMgmt1N. Election of Director for a one-year termexpiring at the 2022 Annual Meeting ofShareholders: Nido R. Qubein
For ForMgmt1O. Election of Director for a one-year termexpiring at the 2022 Annual Meeting ofShareholders: David M. Ratcliffe
For ForMgmt1P. Election of Director for a one-year termexpiring at the 2022 Annual Meeting ofShareholders: William H. Rogers, Jr.
For ForMgmt1Q. Election of Director for a one-year termexpiring at the 2022 Annual Meeting ofShareholders: Frank P. Scruggs, Jr.
For ForMgmt1R. Election of Director for a one-year termexpiring at the 2022 Annual Meeting ofShareholders: Christine Sears
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 198 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt1S. Election of Director for a one-year termexpiring at the 2022 Annual Meeting ofShareholders: Thomas E. Skains
For ForMgmt1T. Election of Director for a one-year termexpiring at the 2022 Annual Meeting ofShareholders: Bruce L. Tanner
For ForMgmt1U. Election of Director for a one-year termexpiring at the 2022 Annual Meeting ofShareholders: Thomas N. Thompson
For ForMgmt1V. Election of Director for a one-year termexpiring at the 2022 Annual Meeting ofShareholders: Steven C. Voorhees
For ForMgmt2. Ratification of the appointment ofPricewaterhouseCoopers LLP as Truist'sindependent registered public accounting firmfor 2021.
For ForMgmt3. Advisory vote to approve Truist's executivecompensation program.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 199 of 211
U.S. BANCORP
Security: 902973304
Ticker: USB
ISIN: US9029733048
Meeting Type: Annual
20-Apr-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935344262
2X21 JHF Financial Opportunities Fund
For ForMgmt1A. Election of Director: Warner L. Baxter
For ForMgmt1B. Election of Director: Dorothy J. Bridges
For ForMgmt1C. Election of Director: Elizabeth L. Buse
For ForMgmt1D. Election of Director: Andrew Cecere
For ForMgmt1E. Election of Director: Kimberly N. Ellison-Taylor
For ForMgmt1F. Election of Director: Kimberly J. Harris
For ForMgmt1G. Election of Director: Roland A. Hernandez
For ForMgmt1H. Election of Director: Olivia F. Kirtley
For ForMgmt1I. Election of Director: Karen S. Lynch
For ForMgmt1J. Election of Director: Richard P. McKenney
For ForMgmt1K. Election of Director: Yusuf I. Mehdi
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 200 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt1L. Election of Director: John P. Wiehoff
For ForMgmt1M. Election of Director: Scott W. Wine
For ForMgmt2. The ratification of the selection of Ernst &Young LLP as our independent auditor for the2021 fiscal year.
For ForMgmt3. An advisory vote to approve thecompensation of our executives disclosed inthe proxy statement.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 201 of 211
UNITED BANCORPORATION OF ALABAMA, INC.
Security: 90944R100
Ticker: UBAB
ISIN: US90944R1005
Meeting Type: Annual
05-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935385814
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Richard K. Maxwell Withheld AgainstMgmt
2 Charles D. Cottrell For ForMgmt
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 202 of 211
UNITED BANKSHARES, INC.
Security: 909907107
Ticker: UBSI
ISIN: US9099071071
Meeting Type: Annual
12-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935356180
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Richard M. Adams For ForMgmt
2 Charles L. Capito, Jr. For ForMgmt
3 Peter A. Converse For ForMgmt
4 Michael P. Fitzgerald For ForMgmt
5 Theodore J. Georgelas For ForMgmt
6 Dr. Patrice A. Harris For ForMgmt
7 J. Paul McNamara For ForMgmt
8 Mark R. Nesselroad For ForMgmt
9 Jerold L Rexroad For ForMgmt
10 Albert H. Small, Jr. For ForMgmt
11 Mary K. Weddle For ForMgmt
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 203 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
12 Gary G. White For ForMgmt
13 P. Clinton Winter For ForMgmt
For ForMgmt2. To ratify the selection of Ernst & Young LLP toact as the independent registered publicaccounting firm for 2021.
For ForMgmt3. To approve, on an advisory basis, thecompensation of United's named executiveofficers.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 204 of 211
UNITED COMMUNITY BANKS, INC.
Security: 90984P303
Ticker: UCBI
ISIN: US90984P3038
Meeting Type: Annual
12-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935360507
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Robert H. Blalock For ForMgmt
2 James P. Clements For ForMgmt
3 L. Cathy Cox For ForMgmt
4 Kenneth L. Daniels For ForMgmt
5 Lance F. Drummond For ForMgmt
6 H. Lynn Harton For ForMgmt
7 Jennifer K. Mann For ForMgmt
8 Thomas A. Richlovsky For ForMgmt
9 David C. Shaver For ForMgmt
10 Tim R. Wallis For ForMgmt
11 David H. Wilkins Withheld AgainstMgmt
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 205 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt2. To approve an amendment to our RestatedArticles of Incorporation, as amended, toincrease the number of shares of our votingcommon stock, par value $1.00 available forissuance from 150,000,000 to 200,000,000.
For ForMgmt3. To approve, on an advisory basis, thecompensation paid to our Named ExecutiveOfficers.
For ForMgmt4. To ratify the appointment ofPricewaterhouseCoopers LLP as ourindependent registered public accountants forthe fiscal year ending December 31, 2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 206 of 211
WASHINGTON TRUST BANCORP, INC.
Security: 940610108
Ticker: WASH
ISIN: US9406101082
Meeting Type: Annual
27-Apr-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935348171
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Constance A. Howes, Esq For ForMgmt
2 Joseph J. MarcAurele For ForMgmt
3 Edwin J. Santos For ForMgmt
4 Lisa M. Stanton For ForMgmt
For ForMgmt2. The approval of an amendment to theCorporation's Restated Articles ofIncorporation creating a new class of capitalstock which shall be designated as"Undesignated Preferred Stock".
For ForMgmt3. The ratification of the selection of Crowe LLPto serve as the Corporation's independentregistered public accounting firm for the yearending December 31, 2021.
For ForMgmt4. A non-binding advisory resolution to approvethe compensation of the Corporation's namedexecutive officers.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 207 of 211
WESTBURY BANCORP, INC
Security: 95727P106
Ticker: WBBW
ISIN: US95727P1066
Meeting Type: Annual
16-Feb-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935323218
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Stephen W. Sinner For ForMgmt
2 Donald J. Murn For ForMgmt
For ForMgmt2. Proposal to ratify the appointment ofCliftonLarsonAllen LLP as the Company'sindependent registered public accounting firmfor the year ending September 30, 2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 208 of 211
WSFS FINANCIAL CORPORATION
Security: 929328102
Ticker: WSFS
ISIN: US9293281021
Meeting Type: Annual
06-May-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935360444
2X21 JHF Financial Opportunities Fund
1. DIRECTOR
1 Anat Bird # For ForMgmt
2 Jennifer W. Davis # For ForMgmt
3 Michael J. Donahue # For ForMgmt
4 Nancy J. Foster * For ForMgmt
For ForMgmt2. An advisory (non-binding) Say-on-Pay Vote.
For ForMgmt3. An amendment of the 2018 Incentive Plan toincrease the number of shares of CommonStock available for issuance under the Plan.
For ForMgmt4. The ratification of the appointment of KPMGLLP as the Company's independentregistered public accounting firm for the fiscalyear ending December 31, 2021.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 209 of 211
WSFS FINANCIAL CORPORATION
Security: 929328102
Ticker: WSFS
ISIN: US9293281021
Meeting Type: Special
10-Jun-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935436748
2X21 JHF Financial Opportunities Fund
For ForMgmt1. WSFS Merger and Share Issuance Proposal:To adopt the Agreement and Plan of Merger,dated as of March 9, 2021 (the "MergerAgreement"), by and between WSFSFinancial Corporation ("WSFS") and BrynMawr Bank Corporation, and to approve thetransactions contemplated by the MergerAgreement, including the merger and theissuance of shares of WSFS common stockas consideration under the Merger Agreement(the "WSFS Merger and Share IssuanceProposal").
For ForMgmt2. WSFS Adjournment Proposal: To approve oneor more adjournments of the WSFS SpecialMeeting of Stockholders, if necessary orappropriate, to solicit additional proxies infavor of approval of the WSFS Merger andShare Issuance Proposal.
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 210 of 211
ZIONS BANCORPORATION
Security: 989701107
Ticker: ZION
ISIN: US9897011071
Meeting Type: Annual
30-Apr-21Meeting Date:
Prop. # Proposal Proposedby
For/AgainstManagement's
Recommendation
Proposal Vote
Agenda Number: 935348854
2X21 JHF Financial Opportunities Fund
For ForMgmt1A. Election of Director: Maria Contreras-Sweet
For ForMgmt1B. Election of Director: Gary L. Crittenden
For ForMgmt1C. Election of Director: Suren K. Gupta
For ForMgmt1D. Election of Director: Claire A. Huang
For ForMgmt1E. Election of Director: Vivian S. Lee
For ForMgmt1F. Election of Director: Scott J. McLean
For ForMgmt1G. Election of Director: Edward F. Murphy
For ForMgmt1H. Election of Director: Stephen D. Quinn
For ForMgmt1I. Election of Director: Harris H. Simmons
For ForMgmt1J. Election of Director: Aaron B. Skonnard
For ForMgmt1K. Election of Director: Barbara A. Yastine
Investment Company ReportMeeting Date Range: Report Date: 10-Sep-202101-Jul-2020 - 30-Jun-2021
Page 211 of 211
Prop. # Proposal Proposedby
Proposal Vote For/AgainstManagement's
Recommendation
For ForMgmt2. Ratification of the appointment of Ernst &Young LLP as the Independent RegisteredPublic Accounting Firm to audit the Bank'sfinancial statements for the current fiscal year.
For ForMgmt3. Approval, on a nonbinding advisory basis, ofthe compensation paid to the Bank's namedexecutive officers with respect to fiscal yearended December 31, 2020.
Recommended