Download pdf - FOIA/PA-2003-0120 - Resp 3 - Partial.Document Room, 2120 L Street, NW, Washington, DC. ... (PA) REQUEST 2003-0120 Resp 3 FEB 0 4 2004 EZ PART Il.A -APPLICABLE EXEMPTIONS Records subject

NRC FORM 464 Part I U.S. NUCLEAR REGULATORY COMMISSION I-UIAIIA RESPONSE NUMBER(8-1998)

REa 2003-0120 3RESPONSE TO FREEDOM OF

; INFORMATION ACT (FOIA) / PRIVACY RESPONSEACT (PA) REQUEST TYPE FINAL PARTIAL

* * tL

REQUESTER DATE

Lynn Steel FEB 0 4 2004PART I. - INFORMATION RELEASED

D2 No additional agency records subject to the request have been located.

LI Requested records are available through another public distribution program. See Comments section.APPENDICES Agency records subject to the request that are Identified in the listed appendices are already available for publ

G inspection and copying at the NRC Public Document Room.

APPENICES Agency records subject to the request that are Identified in the listed appendices are being made available forE, F public inspection and copying at the NRC Public Document Room.

Enclosed Is Information on how you may obtain access to and the charges for copying records located at the NRC PublicDocument Room, 2120 L Street, NW, Washington, DC.

El AE Z Agency records subject to the request are enclosed.

Records subject to the request that contain information originated by or of interest to another Federal agency have beenreferred to that agency (see comments section) for a disclosure determination and direct response to you.

We are continuing to process your request.

D See Comments.

PART IA -FEES

AMOUNT You will be billed by NRC for the amount listed. El None. Minimum fee threshold not met

|$ You will receive a refund for the amount listed. Fees waived.See commentsfor details

PART I.B - INFORMATION NOT LOCATED OR WITHHELD FROM DISCLOSURE

jJ No agency records subject to the request have been located.

6Z Certain information in the requested records Is being withheld from disclosure pursuant to the exemptions described in and forthe reasons stated in Part II.

EZ This determination may be appealed within 30 days by writing to the FOIAIPA Officer, U.S. Nuclear Regulatory Commission,Washington, DC 20555-0001. Clearly state on the envelope and In the letter that it is a "FOIA/PA Appeal."

PART IC COMMENTS (Use attached Comments continuation page if required)

SIGNATURE FREEDO

Carol Ann Reed ~~

NRC FORM 464 Part 1 (6-1998) PRINTED ON RECYCLED PAPER This form was designed using InForms

NRC FORM 464 Part II U.S. NUCLEAR REGULATORY COMMISSION I FOIAIPA DATE

� 6 '�SPONSE TO FREEDOM OF INFORMATION IACT (FOIA) I PRIVACY ACT (PA) REQUEST 2003-0120 Resp 3 FEB 0 4 2004

PART Il.A -APPLICABLE EXEMPTIONSE�Z Records subject to the request that are described In the enclosed Appendices are being withheld In their entirety or In part underthe Exemption No.(s) of the PA and/or the FOIA as indicated below (5 U.S.C. 552a and/or 5 U.S.C. 552(b)).

till Exemption 1: The withheld Information is properly classified pursuant to Executive Order 12958.

D Exemption 2: The withheld Information relates solely to the Internal personnel rules and procedures of NRC.

D Exemption 3: The withheld Information Is specifically exempted from public disclosure by statute indicated.

141 -1 45 of the Atomic Energy Act, which prohibits the disclosure of Restricted Data or Formerly Restricted Data (42 U.S.C.

El Section 147 of the Atomic Energy Act, which prohibits the disclosure of Unclassified Safeguards Information (42 U.S.C. 21 67).41 U.S.C., Section 253(b), subsection (m)(1). prohibits the disclosure of contractor proposals in the possession and control of anexecutive agency to any person under section 552 of Title 5, U.S.C. (the FOIA), except when Incorporated Into the contract between theagency and the submitter of the proposal.

E1 Exemption 4: The withheld Information Is a trade secret or commercial or financial Information that is being withheld for the reason(s)�LJ indicated.

The Information Is considered to be confidential business (proprietary) information.The Information Is considered to be proprietary because It concems a licensee's or applicant's physical protection or material controlEl and accounting program for speclal nuclear material pursuant to 10 CFR 2.790(d)(1).

El The Information was submitted by a foreign source and received In confidence pursuant to 10 CFR 2.790(d)(2).j� Exemption 5: The withheld Information consists of Interagency or lntraagency records that are not available through discovery during

litigation. Applicable privileges:Deliberative process: Disclosure of predecisional Information would tend to inhibit the open and frank exchan e of ideas essential toEl the deliberative process. VVhere records are withheld In their entirety, the facts are Inextricabl Intertwined wit the predecisionalinformation. There also are no reasonably segregable factual portions because the release o the facts would permit an indirect Inquiryinto the predecisional process of the agency.

El Attomey work-product privilege. (Documents prepared by an attorney In contemplation of litigation)Attorney-client privilege. (Confidential communications between an attorney and his/her client)

Exemption 6: The withheld Information is exempted from public disclosure because Its disclosure would result in a clearlyunwarranted Invasion of personal privacy.

fli Exemption 7: The withheld Information consists of records compiled for law enforcement purposes and Is being withheld for the reason(s)Indicated.D (A) Disclosure could reasonably be expected to interfere with an enforcement proceeding (e.g., It would reveal the scope, direction, and

focus of enforcement efforts, and thus could possibly allow recipients to take action to shield potential wrongdoing or a violation ofNRC requirements from investigators).

El (C) Disclosure would constitute an unwarranted Invasion of personal privacy.El (D) The Information consists of names of Individuals and other Information the disclosure of which could reasonably be expected to revealL.J identities of confidential sources.ri (E) Disclosure would reveal techniques and procedures for law enforcement investigations or prosecutions, or guidelines that couldL....l reasonably be expected to risk circumvention of the law.

El (F) Disclosure could reasonably be expected to endanger the rife or physical safety of an individual.OTHER (Specify)

PART II.B - DENYING OFFICIALSPursuant to 10 CFR 9.25(g) 9.25(h), a nd/or 9.65(b) of the U.S. Nuclear Regulatory Commission regulations, it has been determinedthat the information withheld Is exempt from production or disclosure, and that its production or disclosure is contrary to the publicinterest. The person responsible for the denial are those officials Identified below as denying officials and the FOIA!PA Officer for anydenials that may be appealed to the Executive Director for Operations (EDO).

DENYING OFFICIAL TITLE/OFFICE RECORDS DENIED APPELLAi�Ui-i-I�IALED0 3ECT �

Hubert J. Miller kegionai Administrator, U�INKL k(egion I AppcnUlx 1 1 -4

Appeal must be made in writing within 30 days of receipt of this response. Appeals should be mailed to the FOIA/Privacy Act Officer,U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001, for action by the appropriate appellate official(s). You shouldclearly state on the envelope and letter that it Is a "FOIA/PA Appeal."

NRC FORM 464 Part 11(6-1998) PRINTED ON RECYCLED PAPER This form vms designed using InForms

RE: FOIAIPA-2003-01 20

NO DATE

(LICENSE #SMB-151)

1. 03/27/2002

2. 01/11/2002

3. 08/27/2001

4. 04/08/1 996

APPENDIX ERECORDS BEING RELEASED IN ENTIRETY

(* Indicates Contains Copyrighted Information)

DESCRIPTION (PAGE COUNT) (EXEMPTION)

5.

6.

7.

8.

9.

10.

11.

12.

04/07/1978

11/11/1 971

04/01/1968

10/1 3/1 966

10/1 3/1 966

09/24/1965

03/02/1965

04/15/1 964

Materials License 5MB-I 51 Amendment No. 15, (2 pages)

Materials License SMB-151 Amendment No. 14 (2 pages)

Materials License SMB-151 Amendment No. 13 (2 pages)

Ltr from Donald Cool, NRC, to Stephen Juers, UnitedTechnologies, Subj: One-Time Extension of License ExpirationDate License No. SMB-ISI, Docket No. 4000791 (1 page)

Materials License SMB-ISI Amendment No. 03 (2 pages)

Ltr from Robert Layfield, AEC, to R. S. Wilkins, Pratt & Whitney, reSMB-151 Amendment No. 1 (1 page)

Source Material License #SMB-ISI (1 page)

Ltr from Don Harmon, AEC, to R. S. Wilkins, Pratt & Whitney,SMB-ISI Amendment No. 2 (1 page)


Ltr from Ron Harmon, AEC, to R. S. Wilkins, Pratt & Whitney, re

License No. STB-1 51, as renewed 03/02/65, is amended (1 page)

Source Material License #STB-151 (1 page)

Ltr from Donald Nussbaumer, AEC, to R. S. Wilkins, Pratt &Whitney, re amendment of item 9 in license no. SMB-ISI (1 page)

Ltr from Donald Nussbaumer, AEC, to R. S. Wilkins, Pratt &Whitney, re amendment of items 7 & 8, license no. SMB-ISI(1 page)

Ltr from Donald Nussbaumer, AEC, to R. S. Wilkins, Pratt &Whitney, re amendment of item 9, license no. SMB-ISI (1 page)

[Response 3]Page 1 of 19

13. 02/07/1 964

14. 01/30/1 964


APPENDIX E - continuedRECORDS BEING RELEASED IN ENTIRETY


NO DATE DESCRIPTION (PAGE COUNT) (EXEMPTION)

(LICENSE #SMB-I 51)

15. 10/28/1963

16. 05/23/1963

17. 02/12/1963

18. 03/12/1962

19. 04/17/1957

20. 04/14/1981

21. 03/27/1961

22. 03/31/1981

23. 02/23/1 960

24. 02/05/1959

Source Material License #SMB-ISI, as amended (1 page)

Ltr from Donald Nussbaumer, AEC, to R. S. Wilkins, Pratt &Whitney, confirms amendment to item 8 of license SMB-ISI(1 page)



Ltr from Lyall Johnson, AEC, to Thomas DiMarco, Pratt & Whitney,re authorization to receive 5,000 pounds of thorium magnesiumunder license no. C-3724 (1 page)

Ltr from J. C. Delaney, AEC to R. S. Wilkins, Pratt & Whitney, reauthorizes receipt at East Hartford, CT, of 41 pounds of thoriumcontained in crucibles under license no. STB-151, Amendment I(1 page)

Ltr from J. C. Delaney, AEC, to R. S. Wilkins, Pratt & Whitney, reauthorizes receipt at Middletown, CT, of 41 pounds of thoriumcontained in crucibles under license no. STB-151 (1 page)

Ltr from J. C. Delaney, AEC, to R. S. Wilkins, Pratt & Whitney, reauthorizes receipt at Middletown, CT, of 41 pounds of thoriumcontained in crucibles under license no. STB-151 (1 page)

Ltr from J. C. Delaney, AEC, to R. S. Wilkins, Pratt & Whitney, reauthorizes receipt of 50 pounds of thorium oxide at East Hartford,CT, under license no. C-4559 (1 page)

Ltr from J. C. Delaney, AEC, to Pratt & Whitney, United AircraftCorp., authorizes receipt of 25 pounds of thorium oxide at EastHartford, CT, under license no. C-4559 (1 page)

[Response 3]Page2of 19





(LICENSE #SMB-151)

25. 08/07/1 957

26. 08/07/1 957

27. 04/17/1957

28. 04/27/2001

29. 04/03/2001

30. 03/25/1 998

31. 02/26/1998

32. 02/1911998

33. 01/30/1995

Ltr from J. C. Delaney, AEC, to W. R. Back, Pratt & Whitney,authorizes receipt of 20,000 pounds of thorium magnesium alloy atEast Hartford, CT, under license no. C-3724, Amendment #1(1 page)

Ltr from J. C. Delaney, AEC, to W. R. Back, Pratt & Whitney, reauthorizes receipt of 20,000 pounds of thorium magnesium alloy atEast Hartford, CT, under license no. 0-3724, Amendment #1(1 page)

Ltr from Lyall Johnson, AEC, to Thomas DiMarco, Pratt & Whitney,re authorizes receipt of 5,000 pounds of thorium magnesium underlicense no. C-3724 (1 page)

Ltr from William Moeller, Pratt & Whitney, to NRC, response toviolation re storage of thoriated nickel under license no. 5MB-I 51(1 page)

Safety and Compliance inspection under license 5MB-I 51(12 pages)

Ltr from John Kinneman, NRC, to Ronald Henson, UnitedTechnologies, re Inspection No. 040-00791/98-001 (2 pages)

Ltr from John Kinneman, NRC, to Claudia Coplein, UnitedTechnologies, re Inspection Nos. 030-03796198-001 & 040-00791/98-002 (10 pages)

Inspection Report No. 98-001, Appendix A (19 pages)

Ltr from John Rotchford, Radiation Safety Associates, Inc., toSteve Juers, Pratt & Whitney, provides results of air sample takenat Middletown facility Bldg. 10 (19 pages)






(LICENSE #SMB-ISI)

34. 05/1611994

35. 02/25/1 994

36. Undated

37. 03/16/1988

38. 03/31/1 988

39. 01/04/1988

40. 10/08/1987

41. 11/29/1984

42. 10/17/1984

43. 08/17/1984

44. 07/14/1 980

45. 02/13/1979

Ltr from Mohamed Shanbaky, NRC, to Stephen Juers, UnitedTechnologies, re Routine Inspection Nos. 030-03796/94-001 &.040-00791/94-001 (3 pages)

Ltr from Mohamed Shanbaky, NRC, to David Bean, UnitedTechnologies, re Routine Inspection No. 030-03796/94-001 & 040-00791/94-01 (16 pages)

Misc. documents re 03/26-27/1991 inspection at East Hartford &Middletown, CT (11 pages)

Safety Inspection Sheet for East Hartford, CTsite, licenseSMB-ISI (1 page)

Inspection report license no. SMB-ISI (12 pages)

Ltr from John White, NEX, to Richard Owen, United Technologies,

re Routine Inspection No. 87-001, License No. SMB-ISI (2 pages)

Inspection Report No. 87-01 (7 pages)

Ltr from Thomas Martin, NRC, to George Parsons, UnitedTechnologies, re Inspection No. 30-03796/84-01 (2 pages)

Ltr from Thomas Martin, NRC, to George Parsons, UnitedTechnologies, re Inspection No. 30-03796/84-01 (3 pages) - �2

Ltr from Thomas Martin, NRC, to John Balaguer, UnitedTechnologies, re Inspection No. 040-00791/84-01 (2 pages)

Ltr from John Kinneman, NRC, to John Dresty, Suismon &Bluementhal, re Inspection 80-01, License No. STC-1031 (1 page)

Inspection Findings and Licensee Acknowledgment SMB-ISI (1page)


RE: FOIAIPA-2003-0120



DESCRIPTION (PAGE COUNT) (EXEMPTION)NO DATE

(LICENSE #SMB-1 51)

46. 02/13/1 979

47. 02/21/1 979

48. 03/09/1976

49.

50.

03/09/1976

04/27/1972

51. 05/12/1972

52.

53.

54.

55.

56.

57.

58.

04/27/1972

02/07/1973

04/20/1972

11/19/2002

12/26/2001

01/11/2002

02/26/1998

[Duplicate of record identified at Item E-45]

Inspection Report No. 79-01 (7 pages)

Inspection Findings and Licensee Acknowledgment, SMB-151 &SNM-1 496 (1 page)

Inspection Report 76-01(8 pages)

Inspection Findings and Licensee Acknowledgment, SMB-ISI (1page)

Memorandum from Phillip Jerman, AEC, to Paul Nelson, AEC, reInspector's Evaluation, SMB-ISi (1 page)

Post-Inspection Cover Sheet, SMB-ISI (1 page)

Expanded Field Notes re 04/27/72 unannounced inspection(10 pages)

Inspection Plan License No. SMB-ISi (2 pages)

Telephone Conversation Record, re Change of Mail Stop, License

Amendment Request (1 page)

Telephone Conversation Record, re Amendment (1 page)

Telephone Conversation Record, re Amendment (1 page)

Ltr from Pamela Henderson, NRC, to Ronald Henson, UnitedTechnologies, re transmits amended license SMB-ISI (3 pages)

Sample Record Sheet, United Technologies Corp., Pratt &Whitney (4 pages)


59. 02/20/1998

RE: FOIAIPA-2003-O1 20




(LICENSE #SMB-1 51)

60. 02106/I 998

61. 07/03/1996

62. 06/10/1 996

63. 12/04/1997

64. 11/11/1997

65. 11/06/1 997

66. 09/28/1997

67. 01/06/1 997

68. 05/23/1 997

69. 12/18/1996

70. 07/23/1 996

Fax from Stephen Juers, Pratt Whitney, to Pamela Henderson,NRC, transmits 1995 wipe sample data taken by Radiation SafetyAssociates, Inc., at East Hartford location (8 pages)

Final Status Survey Report for Decommissioning (322 pages)


Ltr from Elizabeth Ullrich, NRC, to Ronald Henson, UnitedTechnologies re SMB-151 license amendment request (2 pages)

Ltr from Stephen Juers, Pratt Whitney, to John Kinneman, NRC, rerequest to amend SMB-ISI, Item 6- Purpose for Which LicensedMaterial Will Be Used (1 pages)

Telephone Conversation Record re need for expedite amendment(1 page)

Ltr from Eric Reber, NRC, to Ronald Henson, UnitedTechnologies, re license amendment (2 pages)

Telephone Conversation Record re Alarm at Recycle Center inHartford, CT (1 page)

Ltr from Paul Steinmeyer, Radiation Safety Associates, Inc., toDom Chiulli, Pratt & Whitney re results from air & wipe samplesfrom Bldg. 10, Middletown facility (7 pages)

Telephone Conversation Record re Export of byproduct material(1 page)

Ltr from Penny Lanzisera, NRC, to Stephen Juers, UnitedTechnologies, transmits amendment no. 9, SMB-ISI license(19 pages)






(LICENSE #SMB-1 51)

71. 10/20/1995

72. 06/23/1 995

73. 04/25/1 995

74. 03/31/1994

75. 01/30/1995

76. 08/17/1994

77. 07/1 9/1 994

78. 12/22/1993

79. 06/20/1 995

80. 01/16/1995

Ltr from Michael Firsick, State of Connecticut, to David Chawaga,NRC, re confirmation survey performed at 15 Hall Court, PineStreet, Manchester, CT (7 pages)

Ltr from Mohamed Shanbaky, NRC, to Mark Coran, UnitedTechnologies, re License No. SMB-ISI (3 pages)

Ltr from Stephen Juers, United Technologies, to Penny Lanzisera,Region I, re changes to SMB-ISI license renewal (14 pages)


Ltr from John Rotchford, Radiation Safet Associates, Inc., toSteve Juers, Pratt & Whitney, re results of air sample taken atMiddletown facility, Bldg. 10 (2 pages)

Ltr from Stephen Juers, United Technologies, to MohamedShanbaky, Region I, response to NRC request for additionalinformation (4 pages)

Ltr from Mohamed Shanbaky, Region I, to Mark Coran, Pratt &Whittney, request for additional information re license SMB-I 51renewal (2 pages)

Ltr from Stephen Juers, United Technologies, to NRC, renewalapplication for SMB-ISI (18 pages)

Ltr from Mohamed Shanbaky, Region I, to Mark Coran, UnitedTechnologies, transmits corrected copy of Amendment No. 7 forLicense SMB-ISI (1 page)

Ltr from Elizabeth Ullrich, NRC, to David Bean, UnitedTechnologies, transmits license Amendment No. 07 (2 pages)






(LICENSE #SMB-151)

81. 12130/1994

82. 11/03/1994

83. 04/25/1 994

84. 03/30/1994

85. 11/18/1993

86. Undated

87. 01/05/1 993

88. 02111/1 993

89. 12/17/1992

90. 11/23/1992

91. 06/05/1 992

Memorandum from Frederick Combs, NRC, to Ronald Bellamy,Region I, Subj: Technical Assistance Request Regarding ResidualUranium and Thorium Contamination at United TechnologiesCorporation (4 pages)

Regional Technical Assistance Request Form (2 pages)

Conversation Record, Amendment Request dated 03/01/94 (1page)

Ltr from Kevin Doyle, United Technologies, to Sheryl Villar, RegionI, re Amendment of License No. SMB-151 (2 pages)

Ltr from Stephen Juers, United Technologies, to AnthonyDimitriadis, Region I, re closeout survey conducted by RadiationSafety Associates of Hebron, CT, at Pine Street, Manchester, CT(1 page)


Ltr from K. Paul Steinmayer, Radiation Safety Associates, Inc., toSteve Juers, United Technologies, re radiation assessment to beperformed at Manchester facility (2 pages)

Conversation Record, re 15 Pine Street (1 page)

Ltr from Ron Henson, United Technologies, to NRC, re change toSection 10 of License SMB-ISlapplication dated 01/31/94(31 pages)

Ltr from Stephen Juers, United Technologies, to John Kinneman,Region I, re release of Pine Street, Manchester facility forunrestricted use (1 page)

Conversation Record, Amendment No. 07 (1 page)

[Response 3JPage8of 19


APPENDIX E - continuedRECORDS BEING RELEASED iN ENTIRETY



(LICENSE #5MB-I 51)

92. 05/19/1992

93. 05/19/1992

94. 04/07/1992

95. 12120/1991

96. 01/14/1989

97. 12/20/1988

98. 12/12/1988

99. 11/22/1 988

100. 11/14/1988

101. 12/27/1988

102. 10/18/1988

103. 11/07/1983



Conversation Record (1 page)

Ltr from Raymond Stone, United Technologies, to NRC,requesting an amendment to Section 10 of license SMB-ISIapplication (7 pages)

Ltr from Jack Davis, NRC, to David Bean, United Technologies, reAmendment No. 06 (2 pages)

Ltr from Glenda Jackson, NRC, to Raymond Stone, UnitedTechnologies, re renewal of Materials Licenses 06-07522-02 andSMB-ISI (1 page)

Ltr from Raymond Stone, United Technologies, to SandraKimberly, NRC, re additional renewal application fee, license noSMB-ISI and 06-07522-02 (1 page)

Conversation record, re UTI licenses SMB-ISI and 06-07522-02(1 page)

Ltr from Raymond Stone, United Technologies, to GlendaJackson, NRC, re renewal of materials license SMB-ISI (1 page)

Ltr from Doris Foster, NRC, to David Bean, United Technologies,re license renewal application SMB-ISI (1 page)

Ltr from Raymond Stone, United Technologies, to NRC, re SMB-151 license renewal (1 page)

Ltr from G. E. Parsons, United Technologies, to Donna-BethHowe, NRC, provides additional information (1 page)






(LICENSE #SMB-1 51)

104. 07/12/1983

105. 1110211983

106. 05/04/1 983

107. 04/18/1983

108. 04/18/1983

109. 04/18/1983

110. 04/15/1983

111. 04/12/1983

112. 04/07/1983

113. 12/06/1982

114. 04/15/1982

Ltr from G. E. Parsons, United Technologies, to Donna-BethHowe, NRC, responds to NRC 03/30/83 request for additionalinformaiton (8 pages)

Conversation record, re Authorized Users for SNM-151 License(1 page)

Memorandum from James LiebermanOE, to James Allen,Region I, Subj: Possible Violation of NRC Regulations by Suismanand Blumenthal, Inc., & United Technologies (2 pages)

Conversation record, Evaluation of Susisman & Blumenthalsability to receive Nickel-Thoria Alloy from United Technologies,(1 page)

Conversation record, Renewal of source material license (1 page)

Conversation record, Export licensing requirement for sale ofNickel-Thoria Alloy (1 page)

Conversation record, Sale of Nickel Thoria-Alloy to Suisman &BI;umenthal (1 page)

Nore from Donna-Beth Howe, NRC, to Tom Dorian (11 pages)

United Technologies, Inc., Internal Correspondence from G. E.Parson to S. S. Collins and J. F. Reynolds, Subj: Radiation, TDNickel Stock, Record of Activity: Receipt, Transfer, Disposal (4pages)

Ltr from NRC to United Technologies Corp., Notice of Expirationfor License SMB-ISI (1 page)

Memorandum from J. Dresty Dresty, Suisman & Blumentahl, Inc.to File (1 page)

Page 10 of 19 [Response 3]

RE: FOIAIPA-2003-O1 20




(LICENSE #SMB-1 51)

115. 03/09/1982

116. 05/20/1980

117. 04/24/1980

118. 10/11/1977

119. 07/20/1977

120. 04/26/1 977

121. 01/28/1977

122. 11/17/1976

123. 09/27/1 976

124. 04/26/1976

125. 03/30/1976

126. 05/06/1 971

Pratt & Whitney Internal Correspondence from R. Narus to G. E.Parsons, Sub]: Thoriated Nickel (TDNi) Summary of Activities in1981 (2 pages)

Ltr from Vandy Miller, NRC, to John Dresty, Suisman &Blumentahi, Inc., re renewal of Source Material License No. STC-1031 (1 page)

Ltr from John Dresty, Dresty, Suisman & Blumentahl, Inc. to J. M.Brown, NRC, re 10 CFR Part 40 possible exemption from licensingrequirements (2 pages)

Ltr from Frederick Combs, NRC, to R. S. Wilkins, UnitedTechnologies, re scope of license renewal for SMB-151 (3 pages)

Ltr from Frederick CombsNRC, to R. S. Wilkins, UnitedTechnologies, re request for addtional information on SMB-I 51license renewal (1 page)

Ltr from Frederick Combs, NRC, to R. S. Wilkins, UnitedTechnologies, re license renewal for SMB-ISi (1 page)

Mail Control Form (1 page)

Ltr from Frederick Combs, NRC, to R. S. Wilkins, UnitedTechnologies, re license renewal application, SMB-151 (1 page)

Mail Control Form (1 page)

Ltr from R. S. Wilkins, Pratt & Whitney, to NRC, transmits renewalapplication for SMB-151 (14 pages)

Ltr from U.S. Atomic Energy Commission to United Aircraft Corp,

Notice of Expiration. License No. SMB-ISI (1 page)

Intermediate Action Form (1 page)

[Response 3]Pagellof 19





(LICENSE #SMB-151)

127. 09/19/1968

128. 08/0211968

129. 07/16/1968

130. 07/01/1968

131. 04/01/1968

132. 02/28/1 968

133. 01/26/1968

134. 05/09/1 967

135. 05/05/1967

Ltr from J. A. McBride, AEC, to R. S. Wilkins, Pratt & Whitney, rerequest to transfer nickel-thoria alloy scrap to unlicensedrecipients (3 pages)

Ltr from R. S. Wilkins, Pratt & Whitney, to Don Harmon, AEC, rerequest to dispose of nickel thoria wase as unsegregated nickelscrap (2 pages)

Ltr from Don Harmon, AEC, to R. H. Begg, Pratt & Whitney, redisposal of thoriated nickel (1 page)

Ltr from R. H. Begg, Pratt & Whitney, to Don Harmon, AEC reLicense No. SMB-ISI (2 pages)

Ltr from Don Harmon, AEC, to R. S. Wilkins, Pratt & Whitney,transmits Source Material License No. SMB-iSI, as renewed(1 page)

Ltr from R. S. Wilkins, Pratt & Whsitney, to U.S. Atomic EnergyCommission, Subj: Application for Renewal of Source MaterialLicense No. SMB-151 (12 pages)

Ltr from Donald Nussbaumer, AEC, to R. S. Wilkins, Pratt &Whitney, re Notice of License Expiration (1 page)

Memorandum from C. E. MacDonald, AEC, to Files, Subj: Pratt &Whitney Aircraft Division, Docket No. 40-791, Transfer of Nickel-Thorium Finished Products (1 page)

Memorandum from C. E. MacDonald, AEC, to Files, Subj: Pratt &Whitney Aircraft Division, Docket No. 40-791, Transfer of Nickel-Thorium Finished Products (1 page)

[Response 3]Page l2of 19





(LICENSE #SMB-151)

136. 09/30/1966

137. 09/14/1965

138. 03/02/1965

139. 02/17/1965

140. 01/29/1965

141. 09/08/1964

142. 07/14/1964

143. 07/01/1964

Ltr from R. S. Wilkins, Pratt & Whitney, to Robert Brinkman, AEC,re separation of source and by-product materials in licenses(2 pages)

Ltr from R. S. Wilkins, Pratt & Whsitney, to U.S. Atomic EnergyCommission, Subj: Source Material License No. STB-151(7 pages)

Ltr from Robert Layfield, AEC, to R. S. Wilkins, Pratt & Whitney,transmits Source Material License No. STB-151, as renewed (1page)

Ltr from R. S. Wilkins, Pratt & Whitney, to U.S. Atomic EnergyCommission, renewal application for Source Material License No.SMB-ISI (6 pages)

Ltr from Donald Nussbaumer, AEC, to R. S. Wilkins, Pratt &Whitney, re Notice of License Expiration (1 page)

Memorandum from Robert Layfield, AEC, to Files, Subj: Pratt &Whitney Aircraft, Division of United Aircraft Corporation, Docket40-791 (1 page)

Draft Memo from Robert Layfield, AEC to Lyall Johnson, AEC,Subj: Request from Pratt & Whitney, Division of United AircraftCorp., for Transfer of Thorium Bearing Finished Products(2 pages)

Ltr from Robert Layfield, AEC, to R. S. Wilkins, Pratt & Whsitney,re 06/11/64 telephone conversation re amending license SMB-ISI(2 pages)

Ltr from Robert Layfield, AEC, to R. S. Wilkins, Pratt & Whitney, remanufacture and transfer of finished parts containing thorium(2 page)


144. 07/01/1964





(LICENSE #SMB-151)

145. 05/19/1964

146. 04/06/1 964

147. 01/27/1 964

148. 01/21/1964

149. 10/14/1963

150. 10/28/1 963

151. 05/06/1963

152. 02/1 2/1 963

153. 01/25/1 963

154. 01/15/1963

Ltr from R. S. Wilkins, Pratt & Whitney, to U.S. Atomic EnergyCommission, request to amend Source Material License 5MB-I 51(2 pages)

Ltr from R. S. Wilkins, Pratt & Whitney, to U.S. Atomic EnergyCommission, request to amend license to include North Haven,CT, as place where source material will be processed or used(2 pages)

Ltr from R. S. Wilkins, Pratt & Whitney, to U.S. Atomic EnergyCommission, Subj: Application for amendment of STB-1 51 license(9 pages)

Ltr from R. S. Wilkins, Pratt & Whitney, to Donald Nussbaumer,AEC, SMB-ISI as amended (2 pages)

Ltr from R. S. Wilkins, Pratt & Whitney to U.S. Atomic EnergyCommission, request to amend license STB-151 (8 pages)

Ltr from Donald Nussbaumer, AEC, to R. S. Wilkins, Pratt &Whitney, transmittal letter for SMB-ISI license as amended(1 page)

Ltr from R. S. Wilkins, Pratt & Whithen, to U.S. Atomic EnergyCommission, re amendment request to STB-151 (10 pages)

Ltr from Donald Nussbaumer, AEC, to R. S. Wilkins, Pratt &Whitney, transmits SMB-ISI as amended (1 page)

Ltr from R. S. Wilkins, Pratt & Whitney, to U.S. Atomic EnergyCommission, additional amendment request to license #STB-1 51(8 pages)

Ltr from R. S. Wilkins, Pratt & Whitney, to U.S. Atomic EnergyCommission, application for amendment to STB-151 (14 pages)






(LICENSE #SMB-1 51)

155. 03/1 2/1 962

156. 02/23/1962

157. 02/01/1962

158. 03/21/1961

159. 04/06/1961

160. 03/14/1961

161. 03/07/1961

162. 03/03/1961

163. 02/28/1 961

164. 01/18/1961

165. 02/15/1960

Ltr from Donald Hussbamer, AEC, to R. S. Wilkins, Pratt &Whitney, transmitting license STB-151, as amended (1 page)

Ltr from R. S. Wilkins, Pratt & Whitney, to Donald Nussbaumer,AEC, Subj: Application for Renewal of Source Material LicenseNumber STB-151 dated March 31, 1961 (11 pages)

Ltr from Donald Nussbaumer, AEC, to R. S. Wilkins, Pratt &Whitney, Notice of License Expiration (1 page)

Ltr from R. S. Wilkins, Pratt & Whitney, to J. C. Delaney, AEC,reference 40-791 L&R:ND (1 page)

Ltr from R. S. Wilkins, Pratt & Whitney, to J. C. Delaney, AEC,Subj: Source Material License No. STB-151, dated March 31,1961 (2 pages)

Misc document, record of telephone conversation with Mr. Wilkins,Pratt & Whitney (1 page)

Ltr from R. S. Wilkins, Pratt & Whitney, to J. C. Delaney, AEC,reference: 40-791 L&R:ND, license no. C-4559 (1 page)

Ltr from R. S. Wilkins, Pratt & Whitney, to J. C. Delaney, AEC,reference 40-791 L&R:ND, license no. C-4559 (1 page)

Ltr from J. C. Delaney, AEC, to R. S. Wilkins, Pratt & Whitney, reLicense C-4559 license renewal request (1 page)

Ltr from R. S. Wilkins, Pratt Whitney, to U.S. Atomic EnergyCommission, re Renewal of Source Material License No. C-4559(5 pages)

Ltr from R. S. Wilkins, to U.S. Atomic Energy Commission reRenewal of Source Material License No. C-4559 (1 page)






(LICENSE #SMB-1 51)

166. 02/16/1960

167. 01/30/1959

168. 08/01/1957

169. 04/12/1957

170. 04/12/1993

171. 03/29/1993

172. 03/18/1993

173. 03/17/1993

174. 03/05/1 993

175. 01/08/1993

176. 07/15/1992

Application to Transfer, Deliver, Export or Receive Uranium orThorium Source Material for AEC License C-4559 (4 pages)

Application for the AEC License to Transfer, Deliver, Export orReceive Uranium or Thorium Source Material, License No. C-3724(4 pages)

Ltr from W. R. Back, Pratt & Whitney, to Lyall Johnson, AEC, reSource Material License No. C-3724, dated 04/14/57 (1 page)

Ltr from Thomas DiMarco, Pratt & Whitney, to Lyall Johnson, AEC,re 5000 pounds of thorium magnesium (1 page)

Ltr from Kevin Doyle, United Technologies, to James Bondick,NRC, re Financial Assurance (10 pages)

Telephone Conversation Record, Subj: Financial Assurance -

Clarification of last few items, SMB-I 51 (1 page)

Fax from James Bondick, United Technologies, to Kevin Doyle,Region I, transmitting Standby Trust Agreement for LicenseSMB-ISI (11 pages)

Telephone Conversation Record, Subj: Requirements needed tocomplete Financial Assurance, SMB-ISI (1 page)

Telephone Conversation Record, Subj: Financial Assurance,SMB-ISI (1 page)

Telephone Conversation Record, Subj: Securing FinancialAssurance (1 page)

Telephone Conversation Record, Subj: Financial Assurance(1 page)

[Response 3JPage 16 of 19

RE: FOIA/PA-2003-01 20




(LICENSE #SMB-1 51)

177. 07/17/1992

178. '0310311993

179. 03/23/1 992

180. 04/20/1 992

181. 04/24/1992

182. 12/13/1990

183. 09/26/1990

184. 09/24/1990

Ltr from CarolAnn Ortiz, United Technologies, to James Bondick,Region I (1 page)

Telephone Conversation record, Financial Assurance (1 page)

Ltr from John Kinneman, NRC, to David Bean, UnitedTechnologies (2 pages)

Telephone or Verbal Conversation Record, re Financial Assurance(1 page)

Telephone or Verbal Conversation Record, re Clarification ofFinancial Assurance requirements (1 page)

Ltr from Raymond Stone, United Technologies, to Eric Reber,Region I, Subj: Financial Assurance for Decommissioning -

Request for Clarification (2 pages)

Ltr from George Parsons, United Technologies, to Eric Reber,Region I, Ref: Source Material License SMB-151 (1 page)

Telephone or Verbal Conversation Record, Subj: DFR submissionfor United Technologies Corp, Pratt & Whitney, SMB-151 (1 page)



APPENDIX FRECORDS WITHHELD IN PART

(LICENSE #SMB-I 51)NO DATE DESCRIPTION (PAGE COUNT) (EXEMPTION)

1. 03/12/1993

2. 10/15/1992

3. 1011911988

4. 1111111977

Ltr from Kevin Doyle, United Technologies, to James Bondick,Region 1, re Financial Assurnce License No. SMB-ISI (5 pages)(Ex.4)

Ltr from John Kinneman, NRC, to David Bean, UnitedTechnologies, re 7/10/92 letter request to amend License No.SMB-ISI regarding the Pine Street location (4 pages) (Ex. 6)

Ltr from Raymond Stone, United Technologies to NRC, re renewalapplication for license no. 06-07522-02 (37 pages) (Ex. 6)

Ltr from R. S. Wilkins, United Technologies, to NRC, re applicationfor renewal of license no. SMB-ISI (14 pages) (Ex. 6)


RE: FOIAIPA-2003-01 20APPENDIX G

RECORDS ALREADY PUBLICLY AVAILABLEACCESSION NO. DESCRIPTION (PAGE COUNT))

NO DATE(LICENSE #SMB-ISI

1. 11/11/2002 ML023220548

2. 02/1 9/2002 ML020590166

Ltr from Carlos Rivera to NRC, re UnitedTechnologies Corp., license application dated11/11/2002 (includes cover letter) (4 pages)

Ltr from Judy Harvey, United Technologies, toRonald Bellamy, NRC, Amendment Request dtd2119/2002 for License Nos. SMB-151 &06-07522-02, and transmits two close-out surveysby Radiation Safety Assoc. for facilities located atNorth Haven, CT, & Rocky Hill, CT, (135 pages)
