CONTROLLED
UNCLASSIFIED CUI Registry
INFORMATION May 8 2015
CUI Registry- Agenda
bull Registry is central to any discussion of CUI
bull What it isWhere to find it bull Background and Authorization bull Development of Initial CategoriesSubcategories
bull Registry Launch (2011) bull Post-Launch developmentOngoing maintenance
bull 32 CFR 2002
bull Policy and Guidance Documents bull Agency Implementation Policy and Practice bull Whats Next bull Online Demo
bull Final Questions
CUI Registry- What is It
CONTROLLID
UNCihSSimn
lrfORIlATION
CUI Registry- What is It
bull The CUI Registry is the authoritative source for direction regarding CUI policies and practices
bull The publicly-available online repository enhances transparency - Includes policy and guidance documents - Identifies categories and subcategories of unclassified
information that require safeguarding and dissemination controls consistent with law regulation and Government-wide policies
- Provides descriptions for each category and subcategory identifies the basis for safeguarding and dissemination controls contains placeholders for associated markings and includes applicable safeguarding dissemination and decontrol procedures
CUI Registry - Where is It S logs I Bo o km arkShare ICont act Us -~
Searcn Archtves gov ~- bull NATlONAL ARCHlYES
PGseatc h O ut Records VotGrans SGuvtco RGcords TeachGrs RoGourcGs O ur Locottons Shop OnhnG
Controlled Unclassified Information (CUI) Home OJI
C ONH OUlD Esta blished by Executive Orde r 13556 the Controlled Unclassified Information (CUI) UfLlA)~ I fltO
1 -1()1~1gtAT()Nprogram standardizes the way t he Executive branch handles unclassified irlformation t hat
Use the CUI Logo
Contact Us
News and Notices
bull December 8 2014 -Welcome to the new CU I Portal
The CUI Registry is the aJthoritative source for guidance regarding OJI p-olicies and practices-bull Under DevelopmentshyRegistry
Search the Re0istry Markings
32 CFR 2002 - Implement ing Access Registry by Policy and Guidance Dir ective
bull Execut ive Order 13556 bull Ma rking Handbook
bull CU I Not ic es limited Oiseminat ion
bull Decontrol bull CU IGlossa
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IJI Learn about t raining developed by the _ Leam aoout CUI oversight requ irements ~Executive Agent for CUI user s ~and tools
bull OJI Training Modules bull CUI Reports
wwwarchivesgovcui
CUI Registry- Established by Executive Order 13556
CIC7S
r_ a Presidential Documents Vol n W ubull T ~__
Tho lnlldenl Controlled Unclllltillled Informa tion
~~bua~-a~r~-~ rA~~~-~ti ~t~ Sctibull L Jliluptno This or- bulltlblist aa os-a ud ~~
==~~=~=~~=---~=~~cna- polldu aadudrllfJ inbrmamptton tho~amp is dyen1diad undal hiiiCiltnG Ordcir U5U ofllaambot 1 ZCXIIor thu Atomic poundruq1 Ad~ ltllmoadod
At prmun~aa~-=-~~~m~~~~ ~bmampian 5uda aJ IDbrmiiiii0pound1 tiiiOIII inTQ(_ JWing SUCWity propri~ L~n-=~D~~Ddi~rr=~~~~~~ ~~~mc~i~fta~f=~=~~tlul t~ apacJ- ampnt aftm h1ddan from publiC liiiiW byenbullIIipocifc pol~ only -antDdU UIHI
To addnass tbaNt ptobllets this ardiH ost=ilfufos 01 fOIatD for mK~=tittt this iaium~ioon hanliaaftar daaaibod zs Cootrullod U~sifilld lnbmoashytim tmll aapbuiZIII ltt DpCJMIIU md Wlibmity or Ccnwtlnl11bt-Widtl proctico S L CtroW UocJuiftod r~ (CUI) (~ n aJI ~- Olbd U~im shall -r11 al GXCJaSITa ~a
t1om b- tdllaLifyioa undaudied inampampruiiJQn IJuouPoallbe uucutiw bnoch tiNe mquirvs Qgguudiqa o r disswnumion CEiatrols pu~nl lo ud conshyJirulat with appiGblo b w Ngtlaficasaad CO~mmDIIIwidll po6cicts
(b) n tMnt bet tmt iabmaion is ctoi~Faad u CUI shall not hrn a bllamprill8 em d--inaticxw puIIIIOIIIl to any law tuC(Iirbullns the dndoKir or inbf11llillllraquon oc flllltbQS d-=Wwa u a m~- of d~ion uxludaQB dicbun~s to tho ampqgisbh- or Judicial brincbas
(cJ Tho NWad Anhi aad Ramrds Admiaislntion JIWJ nbull u tM Buaativo Aset to imp-ollll this onlat md ~) oicIM to USUtltaplunot wrth thu otdlar Sec 1 fUMmiddotbullbullofC11nnt DltriampllltitJm (~ Ewh ~ btud stwl widlin 180 days of tho cbbt of this ~ ( I) raYiew all ca~~ ~middotall~ and mdir~F mad by Lha iiiJPIIC to ~ wtlassifiKI infonn=a~Nxa for safusuamprdiaa cw diMamirulion coaLtOIS and
~~~al~Ud~d~r(~bnr=dasyen1llled as WI undar Slid (~of tha otdllr This $Uhlnission ~I I
~It~~~~~-~~~~b i pardinlor duminoaion oantrols (b) Jf ther9 is sipifieutl doubl Jbout w hlltbclr inbrmollion sho111d be
dbulliampnod bull OJl it JiiWJ not be~IUd Sc IJcnlopncni ofCtIJeon-abulld Poliriu
( On the tasis of lhlt submissons u n dclr Hd10n 3 of this ordur or futuru _Js and iiJ CXJmultlllion w ith aaacd 1118MCiellbull - hattaiwl
~~shaJ~~li-1~adur=th~iaWZe liw illach Olhd tD lKMnm 161aiv Uporl publicatic~ in thlt ~_ lashad undlaquo subriJgdion (d) of this $lldICIn No uocbslsir-t inbmaiiJOD
mcit~~ lhbull ICiqUitl or -=tion 2tJ or this ordw tldl - diapprobullld
=~t~~af~d1unilnai1~~i 1M llliltkiQSIIO ha IUIKI
(b) Thbull Excacutin Afpmt in ClCftKIJLrtioa with ~ a- shaU da-iop and oruct fllCh dirlldnm ou ill1l ~ ID uapampnm Ui~ onJar
=i=vmi~~-~_crar= ud clllmnUol orOJI tholt tD t ha laquodin practicabila and p4iMWiiad by law ft11Ublioa and Comiddotamman~wido policios shall ~aiJt oansi~t across Cllribull -d -~ ol CUI atld ~houl 1M UIICUtift ~
ttv=~r~hin~T~(o~11ona~tr~~ fi m~ ptllbluilltd bullbull ~ zow n ExCIOilliw ~ all ibullbull m itiaJ dJructiQS b t tho impJOIIWllttalioa af tbi~ ordct Wdhirt l80 dtp o lbo ddlt ofthisom
(ttl l _ nt an u isSOII rulallld to the 1111 pllanoatatiort of this ordclr that imua may bo appaUad to dNa Ptidant th10Q8b thD Jlindar of UOffica of Ma~ outdBudp
(0 Ia )fom~IQI Its ampamphom undat tlus ocdar tM huaoltwe Agaal ia acawdanat wbullh -pllabct l1w shall cx~nsult with nap-datl- ol 1M public ud Stl- local tribal attd pribull~r ~or ptttn~n on rabtad to iliJl~Rt)nlltt ~ribull omd ~ or QJI aad dawklpirw ~~~tinamp dindtW Wood by tho Exorutiw Apnl punuanl to thts
SC lilltlplarwurAGU l- YJlhlll liO doays of lha ~ ol uritial pollliu aad prooildun
hy tho Exocuth Aacmt in KXX~fltuxtt w ith -chnn 4(b) of this orde~t ch
~~~~==~~uti~~t~~r~~-== inclutina lbo cuhlisttmcmtof inliHim bull- dt~L
~~dah~~a~aa~~uaa~~7x~t bullWImbladl dlladb_br pbuad illtp-nampiltJoo bf~
(cJ In h ar U finl s JyenS rdlowial thbull cblbull ol this arllw md b-aiilly t__lar thD ~tibullbull Apt amplaD publidl a Nport ao lba sbtuo~ rlbullncy amplllmwd~ionolthisorelaquo Stc amp Catlaquolt PrmiUotts
(J t1us udgf sbtIJ bo ampJomaaiDd i n 1 aJ~DIItClCIC3i--t with ~plic~bk ltw inducfutJ pmllldions ol oonfldQ~ttality and privzy
(2) tho sbtutory ttrthotity of tbo boiads of cicls incl~tns urthoritics d 10 lhbull PfldJillll of i nroratiacl pnrril by pn aactor tothe redcrlJ CowmQMiot me~
~-=~ti~b~~~~bull= igtlodllOitaJwo-bull 11l nu bull Nil--middotmiddot-ClliL ll -rn ~~~=~a~~Gr--~~~~ ~--l)to)lllo~ II II -~Q(IQOUtt-o~ooJ bullllil_too~lrlioiUIIb~laXtOIfbulllaquo~llaJ fllooOOCiolrJ ~bulloilbull ta ~-r bullbull )
~~~~~=~JflO~Z llClilloilolwlllflbitlwclllhbulllllw_
1o1 nolt_ bull to-- bull - bull bulldbull_ 11oo r bull t~~on-lt~d o- r~ _ -~ kif
ltJTooW bull -__ __ bullbullllaquo -- ~ __ lor ~middotUbullLn-s-~ - bull __ lta-- ~_ ~fltll pto-~lltgtllowdoiollybullfIP1
1ft nAnmiddotbull cbull- bull~raquo~ ___ ltf- 111 - u __ o) WqoR Olllibull lbull 0(1)-db bullbull~~otho
~iJTtoV~bullul ltlloi01 __-a~ ~ii~ el Colid uJiroOin thtnloraquo CI11T Ilt JoffOIJ) e
Sec 4(d) Within 1 year of the date of this order the Executive Agent shall establish and maintain a public em registry reflecting authorized CUI categories and subcategories associated markings and applicable safeguarding dissemination and decontrol procedures
CUI Registry- Agency Input
CIC7S
r_ a Presidential Documents Vol n W ubull T ~__
Tho lnlldenl Controlled Unclllltillled Informa tion
~~bua~-a~r~-~ rA~~~-~ti ~t~ Sctibull L Jliluptno This or- bulltlblist aa os-a ud ~~
==~~=~=~~=---~=~~cna- polldu aadudrllfJ inbrmamptton tho~amp is dyen1diad undal hiiiCiltnG Ordcir U5U ofllaambot 1 ZCXIIor thu Atomic poundruq1 Ad~ ltllmoadod
At prmun~aa~-=-~~~m~~~~ ~bmltlllian 5uda aJ IDbrmiiiii0pound1 tiiiOIII inTQ(_ JWing SUCWity propri~ L~n-=~D~~Ddi~rr=~~~~~~ ~~~mc~i~fta~f=~=~~ tlul t~ apacJ-bullIIiJi fc pol~ ampnt aftm h1ddan from publiC liiiiW byen only -antDdU UIHI
T o addnass tbaNt ptobllets this ordiH ost=ilfufos 01 fOIatD for mK~=tittt this iaium~ioon hanliaaftar daaaibod zs Cootrullod U~sifilld lnbmoashytim tmll aapbuiZIII ltt DpCJMIIU md Wlibmity of Ccnwnnl1112t-Widtl proctico
S L CtroW UocJuiftod r~ (CUI) (~ n aJI ~- Olbd -u~im shall -r11 al GXdUSITa ~a
t1om b- tdllaLifyioa u ndaudied inampampruiiJQn IJuouPoallbe uucut iw bnoch tiNe mquirvs Qgguudiqa o r disswnumion CEiatrols pu~nl lo ud conshyJirulat with appi Gblo b w NgULafiDIDand CO~mmDnl-widll po6cicts
(b) n tMnt bet tmt iabmaion is ctoi~Faad u CUI sWI not hrn a bllamprill8 em d--inaticxw puIIIIOIIIl to 01ny law rucr-irbullns the dndoKir or iabf1111i111110n 01 flllltbQS d-=Wwa u a maa of d~ion uxludaQB dicbun~s to tho ampqgisbh- or Judicial brincbas
(cJ Tho NWad Anhi aad Ramrds Admiaislntion JIWJ nbull as tM Buadivo At-d to - -ml - ~ ~) ldicIM 10
( On the tasis of lhlt submissons u n dclr Hd10n 3 of this ordur or futuru _Js 00 ill CXJmult lllioo w ith aaacd 1118MCiellbull - hattaiwl
~~shaJ~~li-1 ~adu~th~iaWZe liw tach Olhd lKMnm 161aiv upc~r~ publicatic~ io thlt ~_ luhad undlaquo subriJgdion (d) ol this $lldICIn No uocbslsir-t inbmaiiJOD
mcit~~ lhbull ICiqUitl or -=tion 2tJ or this ordw tldl - diapprobullld
=~t~~af~d1unilmi1~~i 1M llliltkiQSI IO ha IUIKI
(b) Tho Excacutin Afpmt i n ClCftKIJlrtina with ~ a- shall da-iop 01nd oruct fllCh dirlldnm ou ill1l ~ ID uapampnm Ui~ onJar
=i=vmi~-~_crar= ud clllmnUol orOJI tholt tD t ha laquodin pacticabila and p4iMWiiad by law ft11Ublion and Comiddotammantwido policios shall ~aiJt oansisat across Cllribull -d -~ ol CUI atld ~houl 1M UIICUtift ~
lhov=~r~hin~T~(o~11 ona~tr~~ fi m~ ptllbluilltd bullbull ~ zow n ExCIOilliw ~ all ibullbull m it iaJ dJructiQS b r tho impJOIIWllttdioa af tbiltt ordct Wdhirt 180 dtp o tho ddlt ofthisom
to~~=i~~==~=t-imiddot J~~~middotd t~~a~bullpoundt~~~~Cut~ dit-~~rtdr~SJ otnd bullpiKablt~~~rdaoc
(ttl If t ha lrncutiA Apnl d aaa ICJ canna~ rwd ~nt ao u isSOII rulallld 10 the 1111 pllaniNitltiort d this ordclr that imuo may bo appalad to tha Ptidant th10Q8b thD Jlindar of UOffica of Ma~ outdBudp
(0 Ia )fom~IQI Its -tJODS undar tlus Oldar tM huacllbve Agaat ia acawdanat wllh -pllabct l1w shall CXIRSUJt wilb napnzMWdillliQS oi 1M public ud Stl- local tribal attd pribull~r ~or ptttn1n on ~ ralatad to iliJl~Rt)nlltt ~ribull omd ~ or QJI aad dawklpirw ~~~tinamp dindtW Wood by tho Exoruliw Apnl punuant to thiS
SC lilltlplarwurAaU (aJ YJlhlll liO dory~ of tha ~ ol uritial pollliu aad proolldun
L)
~-=~ti-tb~~~~bull igtlodllOII-Jwo-bull _ _ 11l n u bull Nil--middotmiddot-ClliL -rn ~~~=~a~~Gr--~~~~ ~--l)to) llo~ II II -~Q(IQOU-o~ooJ bull lliltoo~lrlioiUIIb~laXtOIfbulllaquo~lllllaJ fllooOOCiolrJ ~bulloilbull la ~a-r bull bull )
~~~~~=~Jfl O~Z llClilloilolwlllflbitlwclllhofllw_
1lt1 nolt_ bull _-- bull - bull bulldbull_ 11oo t~~on-lt~d o- r~ -~ kif
ltJTooW bull -__ __ bullbullllaquo -- u ~ __ lor ~middotUbullLn-s-~ - bull ___ lta--~ _ ~flt-- pto-~lltgtllowdolollyofIPf1
lftTheAnmiddoto) Cbullor bullIraquo Nqbull ___ltf oq ll __ u __ o) WqoR Olllibull lbull 0(1)-db bullbull~~otho
~iJTto V~bullulltl loi01 __-a~ ~ii~ e (gt_lid uJiroOin thtnloraquo CI11T Ilt JoffOIJ) e
i (a) Each agency head shall within 180 days of this order (1) review all categories subcategories and markings bi used by the agency to designate unclassified information s
for safeguarding or dissemination controls and (2) submit to the Executive Agent a catalogue of proposed categories and subcategories of CUI and identify the basis in law regulation or Government-wide policy for safeguarding or dissemination controls
I
CUI Registry - Executive Agent Consolidation
CIC7S
r_ a Presidential Documents Vol n W ubull T ~__
Tho lnlldenl Conlrolled Unclllltillled l nfonnallon
~~bua~-a~r~-~ rA~~~-~ti ~t~ Sctibull L Jliluptno This or- bulltlblist aa os-a ud ~~
==~~=~=~~=---~=~~cna-polldu aadudrllfJ inbrmamptton tho~amp is dyen1diad undal hiiiCiltnG Ordcir U5U ofllaambot 1 ZCXIIor thu Atomic poundruq1 Ad~ ltllmoadod
At prmun~aa~-=-~~~m~~~~ ~bmampian 5uda aJ IDbrmiiiii0pound1 tiiiOIII inTQ(_ JWing SUCWity propri~ L~n-=~D~~Ddi~rr=~~~~~~ ~~~mc~i~fta~f=~=~~tlul t~ apacJ- c pol~ ampnt aftm h1ddan from publiC liiiiW byenbullIIipocifonly -antDdU UIHI
To addnass tbaNt ptobllets this ardiH ost=ilfufos 01 fOIatD for mK~=tittt this iaium~ioon hanliaaftar daaaibod zs Cootrullod U~sifilld lnbmoashytim tmll aapbuiZIII ltt DpCJMIIU md Wlibmity or Ccnwtlnl11bt-Widtl proctico S L CtroW UocJuiftod r~ (CUI) (~ n aJI ~- Olbd U~im shall -r11 al GXCJaSITa ~a
t1om b- tdllaLifyioa undaudied inampampruiiJQn IJuouPoallbe uucutiw bnoch tiNe mquirvs Qgguudiqa or disswnumion CEiatrols pu~nl lo ud conshyJirulat with appiGblo b w Ngtlaficas a ad CO~mmDIIIwidll po6cicts
(b) n tMnt bet tmt iabmaion is ctoi~Faad u CUI shall not hrn a bllamprill8 em d--inaticxw puIIIIOIIIl to any law tuC(Iirbullns the dndoKir or inbf11llillllraquon oc flllltbQS d-=Wwa u a m~- of d~ion uxludaQB dicbun~s to tho ampqgisbh- 01 Judicial brincbas
(cJ Tho NWad Anhi aad Ramrds Admiaislntion JIWJ nbull u tM Buaativo Aset to imp-ollll this onlat md ~) oicIM to USUtltaplunot wrth thu otdlar Sec 1 fUMmiddotbullbullofC11nnt DltriampllltitJm (~ Ewh ~ btud stwl widlin 180 days of tho cbbt of this ~ (I) raYiew all ca~~ ~middotall~ and mdir~F mad by Lha iiiJPIIC to ~ wtlassifiKI iofonn=a~Nxa for safusuamprdiaa cw diMamirulion coaLtOIS and
~~~-~Ud~d~r(~bnr=dasyen1llled as WI undar Slid (~of tha otdllr This $Uhlnission ~I I
~It~~~~~-~~~~b i pardinlor duminoaion oantrols (b) Jf ther9 is sipifieutl doubl Jbout whlltbclr inbrmollion sho111d be
dbulliampnod bull OJl it JiiWJ not be~IUd
Sc IJcnlopncni ofCtIJeon- abulld Poliriu
~-=~ti~b~~~~bull= igtlodllOita J wo-bull _ 11l nu bull Nil--middotmiddot- ClliL ll -rn ~~~=~a~~Gr--~~~~ ~--l)to)llo~ II II -~Q(IQOU-o~ooJ bullllil_too~lrlioiUIIb~ laXtOIfbull laquo~llaJ fllooOO CioJr) ~gtoil bull la ~a-r bullbull )
~~~~~=~JflO~Z llClilloilolwl llf lbitlwclllhbulllllw_
1lt1 nolt_ bull _-- bull - bull bulldbull_ 11oor bull v~~~on-lt~d o- r~ _ -~ kif
ltJ TooW bull -__ __ bullbullllaquo -- ~ __ lor ~middot UbullLn-s-~- __ lta-- ~ _ ~ pto-~lltgtllbullwdoiollybullf lf
1ft Thoo An) t) C1or bull1raquo01 _ I) - - J ltf ol -oq Ill __ u __ o) WqoR Olllibull lbull 0 (1)-db bullbull~~bulltho
~iJTtoV~IUI ltlloi01 ----c~ ~ t (olid uJiroOin thtnloraquo CI11T Ilt JofMJ) e
On the basis of the submissions under section 3 of this order or future proposals and in consultation with affected agencies the Executive Agent shall approve categories and subcategories of em and associated markings to be applied uniformly throughout the
(0 executive branch No unclassified information
lhop ia z
meeting the requirements of section 2(a) of this order ~~J shall be disapproved for inclusion as CUI but theS l
Ly lh
(oJ
Executive Agent may resolve conflicts among categories iaclu and subcategories of CUI to achieve uniformity and(b)
- may determine the markings to be used (c)
~~-~~ sbtuo~ arbullnCJ lmfMIIItleniOIampka011nuoc-_ Stc t Catlaquolt PrmiUot1s
(~ t1us udgr sblLIJ bo ampJomaaiDd i n 1 -nOArClCIC3i-a~t with ~plic~bk ttw inducUnJ pmllldians al oonfwiQ~ttality and privzy
(2) tho sbtutory authority ol tbo boiads of cicls incl~tns urthoritics d 10 thbull PfldJOII of i nroratiacl pnrril by pn aactor w tbe r~ CowmQMint me~
CUI Registry- Categories and Subcategories
Data elements requested 1 Agency 2 Proposed Category (EX Privacy) 3 DefinitionDescription of Proposed Category 4 Proposed Subcategory (if applicable) 5 DefinitionDescription of Proposed Subcategory (if
applicable) (EX Health Information Student Records) 6 Proposed Marking 7 Statute Citation and Name (USC) OR Federal
Regulation (CFR) OR Government-wide Policy 8 Required Safeguarding Controls ANDOR Required
Dissemination Controls
CUI Registry- Categories and Subcategories
7c) Policy must be Government-wide
1) 2) 3) 4) Agency Proposed Proposed Proposed
Category Category Subcategory Definition (if applicable) Description
5) Proposed
Subcategory Definition
Description (if applicable)
6) Proposed Marking
7a) Authority
Statute (Citation and
Name) ---OR--shy
7b) Authority
Federal Regulation
(CFR) ---OR--shy
7c) Sa) Sb) Authority Required Required Govt-wide Safeguarding Dissemination
Policy Controls Controls ---ANDOR--shy
bull Template format was supplied to agencies - Helps to clarify specific elements needed from Agencies - Consistent format assisted Executive Agent evaluation
bull More than 2200 submissions received bull Process of review consultation resolution
consolidation
u l IUid ~h
tl eraquo u
tl
CUI Registry- Categories and Subcategories
Evaluating a Control Authority Protection without specific instructions- CUI BASIC
TT11Ji ~TilE PlBLJC HSALTfl AID WHLFAPF
nw-~ancTint
Illbull 1obeadlaquo ~f~ to l11 bullubtto CaXI wu ID
~) ~~~~-~7ttJmiddot 11-J) ttonltgt c-1 d11d l mJUliWfgt bull m boltl~ Rc~owu - gtv-o r- o Abull - r_ t onal uw~ at elo Jlaquolurol lluoau ot b-CQ d-bulln_UCQlt~r uIJ~ I 10 hcoc -=311~n Ttlcnt c tlgialktu Cor ~adl ~1 olleulcbullrand aey othe r pcorshyl$011 t-urwer~IOt lal dt lttiJ u u e Uldt~let SCI11 rlaquo~UltErl 10 Nct~ter ln a Jurtsdietlcnmiddot ~ su
offellder llll((stTY TOO dllt~lase shall be l n()Wfl t tSOl8 lAblic actlaquobull ~o e~c aroad ion-11tion u the N6Uoii-Ol SexotTcndtr n~middotutry
tluougtltbC lak-nd (b) Kltdt(lcle rcrwninr ~abull la r eaenJ
lbtotpt ~~a~ FOrtdltcent l ll t h z cectlon eooh lut~tshytb~~~~~~e~~~citr[~o~~~ 1Po$0) tlut updAtgtd l llfonniiUQn abotn 11 tOX (1(Ocuoa sbaU mak e amiddotallable on tbe lnWrret m ~ a mmtodt~~olocly l raum1t tN by dtlteLrone
ltitetl)u and to lM pubilc tU lrlomut oll abotrt a manoor tbat ts rell1IJ amp~laquo5Slale to all )llrts-shy
rorwllCllnt wan relevut JuriSdtLlons ucb twlt oficnd~t tn tblt- r~stry TSC jttrtltb~ (hb L 0)-218 U~l ~ I sectUO JIJyen 20 2DOG ml UCi n saU mauuatn the lneroli~ ~1 1n a maeshy Stlt59i) tiEl 1bllt w-111 oorrnlt tbe ~~tDHc to ob3111 reishybullQou 1nlomuttoJ~ ((If coe~ ~u otfultbr by ll sl~ H wO Drt~ Sjldio O~IiM
gl= qu=r1 for 441 gtven rip ooU or ~~raphk Vrokho tallus sell 117 the user t M JJM$1xtloo snaJI ltbull) Rlcublkll- bull l (b) Mandatory exemptionstIJO l ncl uoia tn tho(lxlJn otl t~~ ntfom~~~ot 1dta aJJ
ltere ls e~tabhUe1 th S11t ON~~nW r =bhc w~M
fltld lleltofltb ~b~lttoe~ needed lor lullamprclcl shy
~~h~ ~w~~teruan~~r-~~ ln1~~ ~tel~d ~ 6e lbe A jurisdiction shall exempt from disclosureshyA tCII1Ul) Geu~Ni liball m- middotIIIIHil bull C4-~l (11) lllfltW-mwiofl tbull bo PfO
lte Aetm sball toe tlon (Q ot~~eb t ex olfaxlo1 (1) the identity of any victim of a sex offense
on a lurNlctlol1a Int au auow tbe wtUc to tlon lor each Slt olle uy IVUI - ood o o (2) the Social Security number of the sex offender
7 Lbe JSlaquo m a arm alllt may 11e e~tatllUIel llJ dl h11-11 n cl otba tle ltoMiey Ot nc (3) any reference to arrests of the sex offender
(lllb L 10) US Ud bull ( BcL $7 )
~ ~UI 111 001t Kilo that did not result in conviction and rott t aw CwnuoiiY
(a ) fsablkbloeat (If Prw ~ ) e lllbbl11hed t b (4) any other information exempted from
amplid Al fUil1fa NlCOie ZSJ tIOn Prwram (h~truk feltCdioMtbe~ disclosure by the Attorney General(b) ProtrM nbulltifitatioo
Cd l Utki Blccep~ U ~Vld~ Ill
The nw Sllampll ~t~Clul) 110 tbe extetu ~
tlesblo lDb to sex ~~t~n~ ~~~~~ffl~ilU[n~tl~~orf~nder alftY ud edushyClltlon ro~~t~tmllo$ rlldl oo)On 111Wl proY1de dc lnfouutton 1n tlle
C-l CMPOdiN ampf - shy ~UY (Cttller tb 81 10fOmlampUCtll elffl~d tlltn dlltlcla me 0~ tbe AOOrne$ GeomUampWut tbu
lbe Site sbaU ln CJUOO l OSUUCllOtS 011 b OIJ to ofulllart4 tu blloWlllff-11 tnMGelraquon d l nfanntllm the An md~idshy (1) 1M At tormy ~ral wUo llba-11 no JuJo u l conwndJ le laquotoncow W~gt tnromutlon Ul Jle Nnl otal sex o rrermr ~O WaN~ill ~nl1~~~middotf~rc~~~du uJ~0s~~~~~~jer~w-n~~middot~~~~~tf ~~bseloo~a~~ne~middotu~==~~ l n)un bar1011 or oommn a ertmo -aIUJI any eaeb vee lD bullb1eb tlle lnill du J llll ils 11 u lnltldual nanea tn Jle rwstt) or resllllni or emplosM orlll Go It-lidlaquo~~Mrlllng bull t bullny ~rbld adMo~ lba w~m~lnJ 0 ) liaeb Juna(bculn wttere be a orrEnlirtMll noto tbat QtIY tUltl oc11ofl could M~~~lllt In cnll or cnrntlaIJE~Wuta e~n~dl8b~~~t ~ ~~~~~~ ltPub L 100 Ml ttt 1 t ua July 27 2JlCC tro 1le d uoe ~mpoyntcnt ot 1t11de~~t IRoOtw coshyStat SQi ) am
CUI Registry- Categories and Subcategories
Evaluating a Control Authority Protection with specific instructions- CUI SPECIFIED
(7) Protect the confidentiality of the identity and location of persons subject to registration requirements as convicted offenders under Federal or State law including prescribing alternative procedures to those otherwise provided by Federal or State law for registration and tracking of such persons
50 11 18
A twrnes General ror tlle CMmlnal Dl middot vtston or ttts or oor aelesroo tbe oueshytor of the UnltOO S1ates Marshals Serv lea ani ofheon of lila t nttld Stbull Manluls SQtYoo da tputd ~ ht lt10bsll bull b o be au~bo 1middot1Mxl to tta-opor sw-renaer ~1 --e ana rnamam CGs-shytolV 0( JgtrtsorwI-WltOOISSEJ lelnpTUllY tramr~rreO fr(lm or to the Uni ted Stt pununt to bull troA~ bullbull~oeutloo ~mont o r oohor lopl aJtbor1ty aul ~rtl rnbanemomt Crom tou~ljplalllbof1LEIi vb t n Lppropnate
(Otdo So 113 Ot Ul 10-U WI Sopt 0 ICIH)
I O tltD Wi tn_S~nrityProp-uQ
a ) ln ootneetlcn wttb the lltOteetton nf bull wtll- bull pctGaUbulll 111tn- 11r lUI l rn modlat4 lllml ly mcmbor o r cho a
=~b~~~~~~~ w~~Jla~ ManlUJs SlaquovCf ana omcers or tile Uni ted StaUs Marsbals Sentce desshylpated ly the OINetor msy
f1) Prov1do lUItablo d ocurnoJU to onshyble t he peMO n to ce~tablleh ~ r~ew denmiddot ll~Y orotberwbe pru~ tho pnot
12) VlItlle DCUUllt (Ol tlle ~noD13) Probulltde for tbe transtottatton of
bouampebo ld tum ltllre ani other J)m(lnal proJIIIIy Ul bull nnbull Mltldllnoll o tho PIshy_
1) ~hie~ W ib~ peron a paymmt w rnen baSI~ llvu-r npelrS(gt 1n a ~tum es-abl lgtbOO to accordane wltb rerolamiddot t-hm~ 1Sstled b r t he 01roctor for s ub tlm o - tllo At tumcy ~Mnl dotarshymtn eamp to be warron~C
() ~~~l tht ponu11 l n oblan lng emmiddot
plrJs-mg~Jae otoor servtee~ neee$3ty to assist t rn1 11g selfshy
~gtmiddot
~~erA=~~=r~~ to~ emol9ltsJI3J Al l ts~mb ltiepuaflon~~ Moll cxptrc on~ llate cetlampUl Ab Cb ampball 00 StampUtl 00 te face o f tbe d 6DUtatiOn (Orloor-Nbull On ittOIO-U~ libulllo 2 tbull bull _ltlo~ ~G1 nncn J35 1)9()
ltM U 1Ud~15bull-no( a u tbutily 1be Dlreetor US Mushab Stn1et
Ill outh orltOd to todolos-to to Qlf of 1m auburdl rnltel IU) U( the fraquoWe~ an1 fllneLnu ~middoteswlt~ m btm by tb1s ru~ pan exoepli tnat tne awbontJ to ap [II()Te other nee~ry ex-PniiampUNC I ~
Director of the Witness Security Program
~e ~Wiiliiilft~~ r~ l oOGl law enroroollem OC)JaIS ~e D u acwr satl bull 1tllout unltbe m lay disclose to SlCb omdalS the dent1 t )i locatOn ertmlnlll tollords Ill 1n~nu rwshylaUng to t he pcr iiQn Telooattd ot proshyti(OOII wben 1be Ot~tor lmOWJ or Lbe
rstfl~~i~onu o~b~arndega~ N~tod fur (If cluugltld w1t b An orfanbull t-t SI puntt~i-hl o )gt n10ro t i llll o no ~ In prt4on o t thA- 11 bull ltrrlmll of 1oshyltnoo (ONoor- s a u lOOJ tll m ltt~lll st t
I U U Special depu utioa 1be Olrector Onltld States Marshals
~rvtllO Ill UlhortwJ to ltiopuUoo tbo followlr~ plaquolOM to porfotm Uo lunllshytJog of a OefUlV US Manlthal tn wy rustnctOesltlataa b 7 the Vlrecoor
(aJ Seleoetfd otfleers or em~lobullee$ of te Depanme11t ofJutt~
(b) Solotm fcloral Sltao or l oco) lampw enro~t utflocn wbemvlaquo Lbc lampw e11J~rwmenL ntoeltbuf Lht US MarshySUIs ampfVlce 31 reQwn-
(c) Seeeud eml)loyeeos o f (11vace bull euriiJ llOm patl- In pr_ovwl1r~Jt eourtshyroom ltctMt y tor tho Poltio t~l j rJdlelshy
(b) The identity or location of any other information concerning a person receiving protection under 18 USC 3521 etseq or any other matter concerning the person or the Program shall not be disclosed except at the direction of the Attorney General the Assistant Attorney General in charge of the Criminal Division or the
CUI Registry- Categories and Subcategories
Evaluating a Sanction Authority ~e JOin rrtlbullK 2-lfOIUUGN lt JOiS ANO LlltRCOUttSE
ulr
tLA1
e b urshyfti bas
r
o l alltDG ~~~~~~~~~~~~~ tr acts to tlle
data could oot be o btal ned tlthout unduUgtn anll tJle aa~a aub)llC~gt -0 sut ~Ltmalbeen notad ln the rnoort (cl AeOOSi to inforuaUto limitation
Access to lrformauo n otulWd unde$11C tltln (b )() o f t11~ lllldl u n ~tbbullIJ bo 11V only to oftlela ls or employees deGgtatOO tconn fW)CLons una er Lll gt cbapU mcconsultants and perscns wokln~t en conuarded pursuant to thls chapter SabJatllmltoUon of JQllllglapb (I) o l th l =~~tlon the President may autbonu tbe exchange t ~obulloon 4[eoetes or om clab aestgoaU1 ly btm or ldormatlon 1unlsbed by ans DEJSOO under tlts 1990-Suoteo (b Vl traquo bull -middot~~ bull bull Wp1er as be OOems llecessa) to Ctrrf out tlle en~ Vbe a npu PlTPOSOOC of tMs ehaptr Not blnr l n tb)) tooton -w --~ shall be construed to reqUire any Federal ac-eney penl(lrl m~ 11 din~C~
u Any person who willfully violates to Glilelcse to an) omctal exertlsl~ autboncy ~t theteDOttshytmder t bs chsDter any 1nfornut lon cr repnrt b~ III Co)mplccollected u~der legal authorit y otOOr tbu tbs kmwlffige and belle clopter wb tn dlMlotun l~ pr oMbtted by bu a - UI IIllllth 11 subsection (c) or (d) of this section shall Wonnat on collected pursuant to stbsretlon tiCIIUI IM~ undet
(bX2J o r tJls sectton tmy be usedonJy- prof1cbd beltalR ( (1) for analyt1 cal or mattstlcal DUJOOaIS tonarr aceounUn r
wHbln t he Umted States Covernrmnt or obtalned 1dtbeu u upon conviction be fined not more than-~gt -uth l
Subcoe (c)(t) 1~~~ ~)~~~doot~~ _u- ltbullrmiddot tshySl03lt b) or ltcJ ortus tl t le Sute td ) Pub I $10000 in addition to any other penaltyNo omctal or emll o~oo lleslrnamptOO LO perform v- tc ( J) bull
functlons undet t his cbaper nel uduw ooliSult- Subcoe (c) Pub ~ bullubolcoo (ol) ccUOflc)bull ~~~1 ~nO~~ ~00~~= imposed by law19M-Sulleltl (b(
afa bble to aey other ~rsan any lnformatlo n lllteruthnal lnntcoUeetell pursuan~ tO SUllseetlOil (OX21 Of UlS section In a manner t ha t be pel$1n who turshy sect 3105 Eoortement nsbOO tbe lnformatton can be speclflcal l)bull l dm 4 lta) CWU pefl8lty for faiIWE tamp furnfib informbullmiddot tilled eXIltlpt - pr ovtded tn tblt~ ooo~lon No pershy UIUson can compel tOO submlsslOn or dsclosue of
Wboavflr C-H~ to lumhlh a~ lnformatlofl ~
Jnrsunt to tbs chapter o r any oovbull of s u eb rampshyany report or oonsl too nt pan tberoor col Jectea
qutrec unde r thl s cba~r wietber requlred to Iraquort or oonstltuert sert tbereor bullltbou tie ~~~S~~ =~ifr~~6~ I~~wo~~~hd~Jrrn~r~~- onler or lnstruct)an promWgated unJer thlS
ohpter abail be llub)oct t oo ehmiddot11 penalty of not(b) o r tJllS sectton and wl tbou prtor wri Ltell oonshy0$$ t llan $2500 a nd not more tlan S2SOOO In a bull n t of t b e mtamor bullh tho pATS~on who proceea1ng llaquoltugbt unJ1er sutGec~aon (b) or thllS
~~~4~n~~b~e~~f~=~~d~ seetlon lECotds or such cusomer (bl Ciril action for failure to furnish infltrmatioo (d) Aeeess to Bureau of EeooomJe Aflalysis inforshy beneer tt a i)pears abat any person bas falled
to lutnl~b any l n lornutlon NqW tad Ulldor t hraquo chapte r abullhpoundthlaquo reqUired to be lurnsbed ln t he
liUlU~tn
lhbull lbtOAil of to Caontll~ of t ho Ooj~alimont Co rm o r a ngtport 01 o tbetwlse or bas 6Uhbullll too1 Comnerce l s autbortzed for purposes ol a~shy oomph wi th any r llle reluJatlon order or lnshymenUng and l rspwvll~ tbe ~ualty of daW oo1 4
s ttuctlon promulgateO undet tbs cbapttr alreted by tbe Bllftoau or tbe Omsu to haw upon bull bullrtt ten rKUeltst access t o dstamp relattng to r~~~~l1~7thu~~b~ttC~~~~~ln~l-nUrprIJ~o$ t ha t J~ reg llctod d iOetly by prate Ullltel ampatlaquogt court oc any oomtory orthe Bureau of Bcooomc Analyst~ for purposes of lblS t bapw r lbe Bu rnau o r LalOr SlatlSliCS o r otiler olsce s utooc1 to Ue tJM$dlot1o11 of t he the Department of Labor Is autl ortood for purshy Ut~lted SatEosbull and suc-b oowt nay e nter a reshy
ottA1mng onler o r o petmonent o r temporc~cy ln4
raquoSeS oraugmeatlr~ and tmprolng the data ool 4
loctod by tho DWGQu o f IAbot Satl~tlt~ to ~~t~~~~t~~~~s=P~~b ~uc~~~~ luve acooos upon wrtt ten Nquaet to selected reru1ttlon oldlr o r )nstruet1ol as t he C8le
nuy be or lmpooe t he ch11 ~naltlbull provtded In uleoun(tllon mrarmauoo lt~n bugttoeu tn~ orlSE$ u d data on lntenuttonal servtoes tr arsshy ~~tlon (a ) of l h b ~-tlqn o r both aetlons t hat Is collected dtrectlJ bs t he Bureau Ccl Criminal ()(11altr for failure t1gt s ubmit infOf middotr~fie~~~~~~io~~~~B9~~ffe matioo Omsu and t be Bureau or Labor Stalsocs shall Abeever Wli11W1y falls to s tlbmt aoy Inform~ fflr purp~at of J~ubAetlon (e ) o f t h U ~tlen bo tlt~n toqtl NIltI u n War til l~ e b Aptcr wb oohot rwshy
Subcategories
bull Naval Nuclear Propulsion Information
bull Safeguards Informationbull Routinely handled by few
bull Security-Related Informationbull
bull Unclassified Controlled Nuclear Informationshy
Defensebull
Subcategories
bull Contract Use
bull Death Records
bull Inspector General
bull Military
bull Personnel
bull Student Records
CUI Registry- Categories and Subcategories
Related to protection of information concerning nuclear reactors materials or security
Routinely handled by many
Pat ent
Controlled at the Subcat egory level only Subcategories
bull Applicationbull
bull Invention
bull Secrecy Orders
bull Genetic Informationbull
bull Health Informationbull
Patent is a property right granted by the Government of t he United States of America t o an invent or to exclude ot hers from making using offer ing for sale o r selling the invention throughout the United States or importing the invention into the United States for a limited time in exchange for public disclosure of the invention when t he patent is granted
Ref ers t o personal inf ormation or in som e cases personally identi fiable information as defined in OMB M-07-16 or means of identification as defined in 18 usc 1028( d)(7)
CUI Registry- Categories and Subcategories
Stat ist ical
Subcategories
bull Census
bull Investment Survey
bull Pesticide Producer Survey
quotations and business and marketing plans
Refers to information collected by a Federal statistical agency unit or program for statistical purposes or used for statistical activities under law regulation or Government-wide policy such Statistical CUI requires 1) protection f rom unauthorized disclosure 2) special handling safeguards and or 3) prescribed l imits on access or dissemination
Related to a compulsory contribution to government revenue involving information regarding returns or
Subcategories
bull Convent ion Information may be controlled at the category level or at the subcategory level based on the controlling authority
ansportation Related to any mode of travel or conveyance by air land
Controlled at the Subcategory level only or waterway
Subcategories Information may be controlled at the subcategory level only bull Sensitive Security Information
fl rop of Page J
CUI Registry- Launched November 4 2011
Launch information - Reminder that existing agency policies remain in effect
until implementation deadline (TBD) - General Guidelines
bull Markings to be developed in additional guidance
bull Safeguarding in compliance with OMB policies and NIST standards and guidelines as per Executive Order 13556
bull Dissemination to those with mission purpose
bull Decontrol as soon as possible after safeguards no longer required as per associated authority
- Category List (16) - Subcategory List (77) - Associated Authorities (398 authorities cited - controls +
sanctions)
CUI Registry- General Guidelines
CU RegiS)
General Guidelines
categoriesSubcategones
Policy and Guidance
Glossary
CU I Reports
CU Tra1ning
WMt othtrJ are
W hat is CUI
Answers to t h e Most
Frequent ly Asked
Questions
Search the Registry
General Guidelines
Marking CUI ma r kings will be developed and scheduled fo r implementation following
publication of additional guidance
Safeguarding Fo r each CUI category and su bcategory federal agencies shall comply with
information security requirements defined by the National Institute of Standards and Technology (NIST) Federal agencies shall consult t he following NIST publications for guidance
on implementing specific measures to safeguard CUI
bull Federal Infor mation Processing Standards Publication 199 Standards for Security
Categorization of Federal Information and Infor mation Systems
bull Federal Information Processing Standards Publication 200 Minimum Security
Requi rements for Federal Information and Information Systems
bull Special Publication 800-53 Revision 4 Security and Privacy Controls for Federal
Information Systems and Organizations
bull Special Publication 800-60 Revision 1 Guide for Mapping Types of Information and
Information Systems to Security Catego ries
Disseminat ion CUI shall be disseminated only to individuals who requi re the information fo r
an authorized mission purpose
Decontrol Information shall be deco nt rolled as soon as possible when it no longer requires
safeguarding measures and dissemination controls pursuant to its associated authorities CUI that has been pu blicly released via aut horized agency procedures shall be considered
decontrolled
8 ropo1Page l
CUI Registry- CategorySubcategory Detail
CUI Registry
St at ist ical -Investm ent Survey
category-Subcategory Practices
Key Elements o f CU I
Chronology and H1sto category-Subcategory Statistical-Investment Survey
category Description Refers t o in f orm ation collected by a Federal st atistical agency un it or
p rogram f or st atistical p urposes orused f or st atistical acti v it i es under law regul ati on or Governm ent -wide policy such Statist ica l CUI requ ires 1)
Gener~l Gtudehne p rotection f rom unaut horiZed disclosure 2) sp eci al hand ling saf eguards Categones Subcategone a n d or 3 prescribe d limits o n access o r d issemina t io n
Polley and GUidanc Subcate gory Description In f ormation reported t o Treasury the Federal Reserve Board of Governors
or the Federal Reserve Banks as part of t he Treasury In t ernation al Capital TIC) dat a reporting syst em
Marking PlACEHOLDER
Abbreviated Marking PlACEHOLDER
Whati$ CUI
All~w=r~ t th o= Mo~t
FreQue ntl Y Aslteltl
Questi ons
Marking and Handling Ge n eral Gu ideline s apply forSa feguard ing Marking Dissemina t io n Instructions and Decont rol
bull Ref erence i nd ividual Saf eguard ing and Dissemination authorities for
control m an ons
Select Safegua rdi ngDissemi nation o r Sanct ion Auth o rity t o view st at utoryregulatory
language in a new w i ndow Authori ty links are updated based on regular re-publication of the Uni ted States Code and Code of
Federal Regulations
CUI Registry- CategorySubcategory Authorities
1ITLII shy hORJUOIlt RRLATIONS AliD LVIEROOURSE l SIOS
(d) Aceess to
dooMd to be ortdals or empl()yoos demgnated to porform IUnltLIODI under Lltla ohapter (e) Peabull ty
ltny person who wtllfully yen1olates subsectton (c) or (d) of tbs aecoon shall upon eoDvtcUon bo nned not more tbln l toGIXI 1n adlftoon to any otMt JKnampltY tmpoMd by law
(Pub L H-1172 ts Oct U ttn6 90 SLat 3162 Pub L ~79 tJUe mfSOS(bXS) Oct 3gt 1984 98 Stat IUO lub 1 101 -amp1) Hfi(d) (e) 1(amp) Nov 7 1000 lOt Stat ZMI)
MllitKUIOIIIIft
t~ (b) Paab L tDI-Ql f7(a) ~d at
t~~-teu~o~~1~~ - dlc17 ~W lor Lbt _tAnanc
~~-==c--=~n~~r~~ and ia to reg offttoer1 betlt
~~-~-_--~~~~Ual~l~~~l ~lma-IMbwD ampnl ~ aJIaliJe born o
noooflh or ltlAt ooold not be ltbta-b)eel to
(a) CirU puah y fw fallure ampo fumla lGIormabull l looo
Wboefer falls to furnJsh any Jnformatton ~ quJred under thls chapter whether reqWred to
~~c~n~ ~~~ ~Jn~~~order- or Jnatr-ucuon promWgatod under tbJa chapter shall be mb)ect to a ch11 penalty of not Jess than $2500 and not mote than 125000 ln a prooeedSnat brourbs under mteetlon (b) or thla ICOUOL (b ) CiYU lldlon for Callure to fWDIsb iafOI ma Uoa
Whenever- lt appean that anJ person bas Called to tumuh any ltlormaUon requ1red under thlauon
Bwcau or Lbe Cn~~bull or lbe Dtpamprtrru~nt or Commerce a autbortMd for p~ or ampWshymenUng and lmprobulllng the qoalt ty or data colshylectAId by the Bureau or the Census to have upon wnttcm request acoea tO daLa relattnQ to bubulll- enUrpraftl tbat a oollociCI4 41rtttly br the Bureau or Koonornlc ADampIyats ror purpoao~ or ~~~~~--~Bu_e~~~~~ut_t~~
Control
Sanction
cbaptlaquo wbmh~ rwqu1rctd to bl 1arnJabed tn the fonn of a roport or oth~ or bas taUod to comply wuh any ru1e regubUon order or Inmiddot structlon promulgated under tbts chapter a
~U~~r~o~u~~h~t~no~~~~ prlat UDHAld S~ OOW of any ten10ry OT otber place aub)ed to the junsdlcUoa of the Unlted StAtes and sucb ooun may enUf a ~
~e iOIl7 TITLE 22--FOREICN RELltTJONS AND LvrRRCOUJtsR l S IOS
~l~S~s~~ ~~tbo~~b _j~~~~iiii- iirii lsilo loiiitdbullbullgt~ eemed to beilo niiiii miiipiiyees ijiirlieiii = ted boon noted ln the report (e) Access to informatibull n limitation
Accoos to lnformaUon obtained unde subshysection (b)(2) of this section shall be abulla only to ofllclals or emplo)bullees designated toP form tuncttons undet lOJUlgtYH~bulluU lIUU ~l mUlgt wvdllug v u cvulr~lo awarded pursuant to tbs chapter Subject to the llmltatlon of tnr~ab (1) of this subsection
eaali)t
this chapter lncludlng~~~~~~~~i~~J~2J
the President may attbonze the exchange ~ tween agencles or ometals desgnated by blm or Information fUrnished b) any person under tls chapter as be deems necessary to carry out the purposes of this chaptfr Nothing ln thls sectlon shall be construed to raqulre any Federal ~ercy to disclose to any official exerclslng authorlty
~~1n~~~PtG~~~d~~~~~~r ~~e~~ chapter bullbullbere disclosure s problblted by law Information collected pursuant to subsection (b)(2) of this sectton m~ be used onlyshy
(1) for analyttcal or statistical PUJllOSIS within the Unlted States Cobullernment~ or
sifl~~r ~)~f~t~~d~o~ Sl05ltb) or (c) of this title
No omclal or employee designated to perform funcUons under this chapter tncludlng consult-
pun~~ t~~dtO~~ yoo~ffs~~ avaHable to any other person any Information collected pursuant to subsection (b)(2) of tts section ln a marmer that the person who ftr shynlsbed the lnformatlon can be speclllcall) ldenshytlOed except as provtdltl In this secton No plr shyson can compel the submission or dtsclosure of any report or constitue nt part thereof collected pursuant to this chapter or any cop) of such iampshyport or oonstltuent rert thereof bull1tbout the
bj~~d~i~~b~~~ehrre~ri~d~r b~~~~ (b) of this sectton and Ki tbout prtor written conshysent of the customet where the person who
~~~~~l3n~b~er~~re~~~~ridi records of such customer ( d) Access to Bureau of EcooomJc Analysis inf_
matioo The Bureau of the Census of the Departmpoundnt
e~~~~~~~~~~e ~iat~~a~af lected by the Bllteau of the Census to have upon bullbullrttten request access to dsta relating to buslneGS enterprlses tlat Is collected directly by the Bureau of Economic Anal)sls for purposes of thts chapter The Bureau of Labor Statlstlcs of the Department of LaOOr s authortud for pushyposes of augmenting and lmprolng the data ogtl middot
AMVIOMRSlS
1900-Sublleo (b) Pub L 101-133 f7(a) lnltr ted a t
tV~ ~Or~ztu~1~e~Ae~1J pcm10n wilo 1bull dlrectJ Tet~ponbulllble Cor the maintefllUiee and compllaUon of uoh lnConnaUon and llbll cer ti(J ~t the reoor t wu pnpared ln aeoordazloe wt th thtbull eb_ner 1bull complet-e and 1bull to web om oerbull bel-
~=~ewii~~t~e~~~tll~~~ll tloru~ b lltled under tblbull obllter ebullUmatebull hale been pro111ded beltaue ckta are not aTallable Cnm cWJ totruatY ccountltlf) noordt or DCeltri~~e dat eoult not be obtalned wl tllou- unive burden and the datt bullub)ed to bull~aeb -Umatc bu been noted ln -be ~JlOrtbull
Sublec (c)(2) Ptl L 101-s33 fQeXI) bullublt luted bulluIHICOUon (e) Cor bulluheetlon (d )
Sublec (d) P ub L IOJ-lln iG(d)(2)bull added 1ulee (d) F ormer bulluhee (d) n3e~tgnatoed (e)
s~ti~ltt lt~ ~~~~~lt~~ru~-fmiddot
ectlon(e)bull 19ampl-Sublleo (b)CTlt (7) Pub L 91-673 1tnck ou
lntematioruol lnYetment beCoro bullurve-
sect3105 Enforcement (a ) C ivU penalty (raquo failWE to furnish informashy
tion Whoever falls to lurnlsb any lnformat1o n reshy
qUlred under thls chapter whether reqUred to
~~~~s~ed~~~ ~rs ~ frt~~6ri order or lnstrucuon promulgated under this chapter shall be sab)ect to a clvH penaltyof not less than $2500 and not more than S2SIXO In a prooeoedlng brought under subsection (b) of this section (b) Civil action for failWE to furnish incr-matioo
Whenemiddoter It appears that any person bas failed to furntsh any lnbrmatlon reqUired und~r this chapter bullbullhether teqUlred to be lurnlsbed In the form of a report or otherwise or bas failed to oomply w tb any rulo retuiGt l o n o rde r Ot ln structton promulgated under thts chapter a
r~~~C~rt~at~u~~h~t~no~re~~ prtate Unlted States court of any tetrttory or other place sub)eot to the jurlsdlctlon of the United States and sucb court may enter a reshystralnlng order or a permanent or temponry Inmiddot t t- 1 __ft -
Links are to official legal editions of the United States Code and Code of Federal Regulations acttona that 1a oollootecl d1rectly Dy tae Kureaa ter Offtcers and employees of the Bureau of theCc) Ortlaal pea atcy for fiDwbull co bull~th lnformiddot Census and the Bureat of Labor Statlstlcs shall Whoever wUlfuJ ly falls to submit any ld orma-shyfr~~1o~e~asozirhl mallGct for purposes of subsectlon (c) of this section be tlon required under this chapter bullbullbetier re-Census and the Bureau or Labor Stausucs shalL Whoewer wUlfully falls to whml t aD7 lnforma-shyfor porposes or Sllbsectlon (c) of thiS aectlon be tlon requ1red under this ehspter whether ~
CUI Registry- Since November 4 2011
Using the Registry to develop additional functionality - Identified gaps- info needs protection no current
enacting authority - Consolidated Overlaps - New requests are compared to existing authorities to
avoid duplication - Display Subcategories with associated Category (initially
all categories followed by subcategories) - Control Authorities with specific requirements identified - Glossary -Search - Left Sidebar navigation
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I
CUI Registry- Categories and Subcategories
Category
bull Water Assessments
ergency Management Related to inf ormation concern ing th e continu ity o f
executive branch operations duri ng all-hazards emergencies or other situ ations that may d isrupt norm al
operations
exportcontrolbull unclassified Inf orma tion concern ing certain Items commoditie s techn ology software or other
Subcategories In formation whose export could reasonably be expected bull Research to adversely affe ct the Un ited State s nationa l security
and nonprolif eration obJectives To Incl ude dual use items items iden tif ie d in egtcport admin istration
regulations Internationa l t raf fi c 1n arms regulations an d the mun itions list license applications and sensitive nucl ear technol ogy In formation
Financial Related to the duties t ransactions or o therwise fall ing
- under the purv iew of financial institu tions or un ited Subcategorie s States Gove rnme nt fiscal functions Uses may include
Bank Secrecy but are not lim ited to customer In formation held b y a financial inst itutionBudget
Central Contractor Registration
bull commodny
bull Comptroller General --Subcategories bull Electronic Funds Transf er
bull International Financial Institutions
bull Mergers
bull Retirement -Foreign Government Inf ormationbull In formation pro vided by ot herw ise made availabl e by
or p ro duced in coop erat ion with a fore ign governm ent
or in ternational organization
Geodetic Product Information Related to imagery imagery int elligence o r geospati al in formation
mmigration Related to admission of non-US citizens into t he United
St at es and applications for t emporary and pemnanent Controlle d at the Subcategory level only re sidency Subcategories
bull Asylee
bull Battered Spouse or Ch ild
bull PermanentResidentStatus
Status Adjustment
CUI Registry- CategorySubcategory Detail
About CUI
KeyE iementsof CU I
Chronology and HgtStory
FAQs
CUI Regist ry
General Guidelines
CategoriesSubcategories
Policy on~ Gu donce
Glossary
CUI Report gt
CUI Training
What It CUI
Anwr~ 1othQ ftot
freauentiVAsltecl QJo1)tiongt
An asterisk (bull) indicates that the authority rlbull defines specific handling practices ~
Category-Subcategory Practices
category-Subca tegory Transportation-Sensitive Security Information
category Description Related to any mode o f travel or conveyance by atr lan d or waterway
SUbcategory oescrlptlon As deftne d tn 49 CFR Pan 155 sensitive serunty Info rmation IS Information obtained or developed tn the con duct o f securtty actiVIt ies Including research an d development the dlsdosure o f which OOT h as determined would cons t itut e an unwarran t ed invasion o f privacy r eveal trad e S-ecrets or privileged or con fident ial in formation or be detriment al
to transportation safe ty As de fined in 49 CFR Part 15205 Sensit ive Security In formation is info rmation obtained or developed in the conduct of secur ityactivities including research an d development the disclosure of which OHSTSA has det ermined would among other things b e detrimen tal to the secu rity o f tran sp ortation
Marking PlACEHOLDER
Abbrevi ated Mar1lting PLACEHOLDER
Marking a1ld Han dling Safeguarding Mark ing Dissemination a ndor Decontrol measures lnshuctlon s that di ffe r f rom Geoeral Guidelines are r equired by statute
r egulation or govem mentmiddot wide policy
Re ference individual Safegua rding and Dissemination authorities for
control ctations including specific handling practices if applicable
Select SafeguardingDissemi nation or Sanction Authority to view statutoryregulatory language in a new window Authority links a re up dat ed based on regular re-publication of the United Stat es Code and Code of
Federal Regula tio ns
Safeguarding andor DISeminat ron Autho nty I Sanctrons An asteilsk (bull) indicates that tl1e a u thority defmes spe o fiC handling pract1ces
49 usc114(h)
49 CFR 1520bull -
49 USC40 119(b)( l)
4 9 CFR 152017 -
49 CFR 15 49CFR 1517
CUI Registry- Glossary --p- Blogs IBookmarkSh are IContact Us l~
Search Archi ves gov~- bullNATIONAL ARCHIVES
Reseatch Ou r Reco rds Veteran s Servrce Records Teachersmiddot Resources O ur Locatr on s S ho p O nlrne
Subject Index Home gt CUI gt CUI Glossary
C ON I KOl lll) CU I RegistryU NCLASSifi i O
I N r ORM rTI()N
Use t he CU I logo CU I Glossary Cont act Us
Chronology and History Agency- Any Executive agency as defined in 5 USC 105 and the United States Postal
FAQs Service any Military Department as defined in 5 USC 102 and any ot he r entity within the
CUI Registry Executive branch that uses handles o r s to res CUI
Gen e ra l Gu ide lines
Categories Subcat egories Authorized Holder- An individual o r o rga nizational entity who has a Lawful Government Policy and Guidance Pu rpose fo r o riginating receiving using handling o r sto ring CUI Glossary
About CUI
Key Element s of CUI
CUI Reports
CUI Training
What Othebull S abull e CategorySubcategory Markings- Ma rkings a pproved by the CUI EA t hat a re assodated w it h
savbullng () the categories and subcategories listed in the CUI Regist ry
Classified Information- Information that has been determined pu rsuant to Executive Order 135 26 o r any predecessor o r successor Order o r the Atomic Ene rgy Act of 19 54 as amended and its implementing di rectives to requi re p rotection against unautho rized
disclosure
CUI Registry- Search Slogs I Bo o km arkShare ICont act Us -~
Searcn Archtves gov ~- bull NATlONAL ARCHlYES
PGseatc h O ut Rocords VotGrans SGuvtce RGcords TeachGrs RoGourcGs O ur Locottons Shop OnhnG
Controlled Unclassified Information (CUI) Home OJI
CONH OUlD Esta blished by Executive Orde r 13556 the Controlled Unclassified Information (CUI) UfLlA)~IfltO
1 - 1()1~1gtAT()Nprogram standar dizes the w ay t he Executive branch handles unclassified irlformatio n t hat r equires safegua rding o r dissemination controls pur suant t o and consistent wit h law
Use the CUI Logor egulations and Government-wide policies Learn About CUI bull
Contact Us
News and Notices Registry
bull December 8 2014 -Welcome t o t he new CU I Portal
The CUI Regist ry is the aJthoritative sour ce for guidance regarding OJI p-olicies and pr act ices
C Under DevelopmentshyRegistry
Search the Re0istry Markings
32 CFR 2002 middot Implem en t ing Access Registry by Policy and Guidance Dir ective
bull Cat egory-Subcategory bull Execu t ive Or der 13556 bull Ma rking Handbook
bull CU I Notices limited Oiseminat ion
Additional In forma tion bull Decontrol
bull CUI Glossary
Tra ining Oversight
IJI Lear n about t ra in ingdev el op ed by the _ l eam ao out CUI oversi ght r equ irements ~Executive Agent for CUI u ser s ~and tools
bull OJI Training Modules bull CUI Rep orts
CUI Registry- Search
Bl ogs I Bookmark Share IContact Us
~~- bullNATIONAL ARC HIVES I Search Archovesgov middot
(O~TROllEO U N tlAIfi(D
INfORAI I()frl
use the CUI logo
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About CUI
Key Elements of CU 1
Chronology and History
FAQs
c Rep ry
General Guodehnes
CategoriesSubcategories
Policy and Guidance
Glossary
CUI Reports
CUI Traonong
What other s are
saying o
S hop O n lone
CUI Registry
IMPLEMENTATION REMINDER FROM THE EXECUTIVE AGENT
Existing practices for sensit ive unclassif ied information rema in in effect until the CUI
marking implementation deadline (TBD)
C Search the Registry
General Guid elines
Marking CUI markings will be developed and scheduled for implementation followi ng
publication of additional guidance
Safegua r ding For each CU I catego ry and subcatego ry federal agencies shall comply with
information security requirements defined by t he National Instit ute of Standards and
Technology (NIST) Federa l agencies shall consult the following NIST publications for guidance on implementi ng specific measures to safeguard CUI
CUI Registry- Search
Slogs I Bookmark Share IContact Us Jc([gt--~ Search Archovesgov~ ~ bull NATIONAL ARCHIVES
Research Our Records Veterans Servoce Records Teachers Resources Our locatoons Shop Onlme
Controlled Unclassified Information CUI) Homegt CU I gt CU I Policy and Gui dance
C 0 1 11lOL II) CUI RegistryU oc w Si fiED
I NrORM ATtON
Use the CU I logo Search the Registry [to)Contact Us
About CUI
Po licy and GuidanceKey Elements of CUI
Chronology and Hi story
FA05
CUI Registry
General Guidelines
CategoriesSubcategories
Pc 1n~ ~ 11da bull
Glossary
CUI Reports
CU I Training
What others bullrbull
saying
The Controlled Unclassified Information Executive Agent (CUI EA) issues guidance to Executive
branch departments and agencies that handle unclassified information that requires safeguarding or dissemination controls pursuant to and consistent wit h applicable law
regulations and government-wide policies
CUI Executive Order and Implementing Regulation
Issue Date Title
XXXXXXXX 32 CFR 2002 Contro lled Undassified Information PLACEHOLDER
1104 2010 Executive Order 13556 Contr olled Unclassified Information
CUI Notices and Executive Agent Guidance
CUI Registry- Left Sidebar
Chronology and Hi story
FA05
CUI Registry
General Guidelines
Pc
Glossary
CUI Reports
CU I Training
What others bullrbull
saying
Slogs I Bookmark Share IContact Us Jc([gt--~ Search Archovesgov~ ~ bull NATIONAL ARCHIVES
Research Our Records Veterans Servoce Records Teachers Resources Our locatoons Shop Onlme
Controlled Unclassified Information CUI) Homegt CU I gt CU I Policy and Gui dance
C 0 111lOL CUI RegistryU oc w Si fiED
I NrORM ATtON
Use the CU I logo Search the RegistryContact Us
About CUI
Po licy and GuidanceKey Elements of CUI
The Controlled Unclassified Information Executive Agent (CUI EA) issues guidance to Executive
branch departments and agencies that handle unclassified information that requires safeguarding or dissemination controls pursuant to and consistent wit h applicable law
regulations and government-wide policies
CUI Executive Order and Implementing Regulation
Issue Date Title
XXXXXXXX 32 CFR 2002 Contro lled Undassified Information PLACEHOLDER
1104 2010 Executive Order 13556 Controlled Unclassified Information
CUI Notices and Executive Agent Guidance
CUI Registry- Ongoing Maintenance
bull Add new categoriessubcategories as approved (Currently 23 Categories 82 Subcategories)
bull Annual updates to USC CFR (Currently 326 control enactment citations 144 sanction citations = 4 70 authority updates annually)
CUI Registry- 32 CFR 2002
Draft regulation reiterates that the CUI Registry is - Sole authoritative repository for information on CUI except
Executive Order 13556 and 32 CFR 2002 - Publicly accessible - Includes citation(s) to law regulation or Government-
wide policy that form the basis for each category and subcategory
- Notes any sanctions or penalties for misuse of each category or subcategory of CUI that are included in applicable statutes or regulations
CUI Registry- Policy and Guidance
Registry is repository for CUI policy and guidance - Executive Order 13556 - 32 CFR 2002 - CUI Advisory Council Charter - CUI Marking Handbook - CUI National Implementation Plan - Additional Executive Agent Notices
CUI Registry- Policy and Guidance
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Policy a nd Guidance
The controlled unclassified InformatiOn Eltecuuvegent (CUI EA) issues guidanceto Ebullecutie branch departmentsand agencies that handle unclassified information that requires safeguarding Of dissemination controlsJpursuant to an-d consistent with applicable law re-gulations and government-Wide po1c1es
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OOIJoOII(MentsOfSelor AfencyOJICIa1a flo~ Pro_ranMena~er lorCUI Proeram IMPieiTentl t i OO
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Guidne~ r osardinCUI ~r-d thQFrdom ofl nfornuti on At ( uporco td en July 3 101(1)
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l nplcOT-enU1i on Glidllnte foe-Uccu~ive Orter13SiG
The CUIEA est ablished the CUIAdvisory Council to carry out consultative functionsdirected by Executive Order 13556
CUI Advisory Councbull Chan er-m PROVISIONAL
Additional Resources
The CUIEA hasdeveloped recommendationsto assist departmentsand agend es in development of their CU I programsand submtsston 0 Information to the EA
Compliance Plan Overview for Departments and Agencies~
Executive Order 13556 0bulleM ewforDepartments and Agenciesm
I
CUI Registry- Agency Implementation Policy amp Practice
Agency-specific CUI implementation considerations - Agency may determine that only selected
categoriessubcategories will be designated by agency personnel
- Agency discretion in certain marking practices bull Full Marking (AGRICULTURE) versus Abbreviated Marking (AG)
bull Require categorysubcategory banner markings for CUI BASIC
- CUI may be handled differently within the agency (discretion to waive marking requirement)
- CUI Registry provides guard rails for Agency practices
CUI Registry- Whats Next Slogs I Bo o km arkSh are ICont act Us -~
Searcn Archtves gov ~- bull NATlONAL ARCHlYES
PGseatc h O ut Rocords VotGrans SGuvtce RGcords TeachGrs RoGourcGs O ur Locottons Shop OnhnG
Controlled Unclassified Information (CUI) Home OJI
CONH OUlD Esta blished by Executive Orde r 13556 the Controlled Unclassified Information (CUI) UfLlA)~IfltO
1 - 1()1~1gtAT()Nprogram standardizes the way t he Executive branch handles unclassified irlformation t hat r equires safegua rding o r dissemi nation controls pur suant t o and consistent wit h law
Use the CUI Logor egulations and Government-wide policies Learn About CUI bull
Contact Us
News and Notices Registry
bull December 8 2014 -Welcome to the new CU I Portal
The CUI Regist ry is the aJthoritative sour ce for guidance regarding OJI p-olicies and practices -bull Search the Re0istry
Access Registry by Policy and Guidance
bull Cat egory-Subcategory bull Executive Or der 13556
bull CU I Notices
Additional Information
bull CUI Glossary
Tra ining Oversight
Markings
32 CFR 2002 middot Implementing Dir ective
bull Ma rking Handbook
limited Oiseminat ion
IJI Learn about train ingdev eloped by the _ l eam aoout CUI oversight r equ irements ~Executive Agent for CUI user s ~and tools
bull OJI Training Modules bull CUI Rep orts
CUI Registry- Whats Next
bull The Registry will evolve format is continually evaluated for clarity and functionality
bull New categoriessubcategoriesauthorities added as identified
bull The CUI Executive Agent will issue additional policy and guidance as needed these documents will be included in the Registry
bull Ongoing Maintenance (Authority Citation Updates)
CUI Registry- Online Demo
Walk through - Front page - General Guidelines - Category-Subcategory List - Detail page - Authority Citation - Policy amp Guidance - Glossary -Search - Left side-bar - Under Development
CUI Registry- QampA
Questions
CONTROLLED
UNCLASSIFIED
INFORMATION
CUI Registry- Agenda
bull Registry is central to any discussion of CUI
bull What it isWhere to find it bull Background and Authorization bull Development of Initial CategoriesSubcategories
bull Registry Launch (2011) bull Post-Launch developmentOngoing maintenance
bull 32 CFR 2002
bull Policy and Guidance Documents bull Agency Implementation Policy and Practice bull Whats Next bull Online Demo
bull Final Questions
CUI Registry- What is It
CONTROLLID
UNCihSSimn
lrfORIlATION
CUI Registry- What is It
bull The CUI Registry is the authoritative source for direction regarding CUI policies and practices
bull The publicly-available online repository enhances transparency - Includes policy and guidance documents - Identifies categories and subcategories of unclassified
information that require safeguarding and dissemination controls consistent with law regulation and Government-wide policies
- Provides descriptions for each category and subcategory identifies the basis for safeguarding and dissemination controls contains placeholders for associated markings and includes applicable safeguarding dissemination and decontrol procedures
CUI Registry - Where is It S logs I Bo o km arkShare ICont act Us -~
Searcn Archtves gov ~- bull NATlONAL ARCHlYES
PGseatc h O ut Records VotGrans SGuvtco RGcords TeachGrs RoGourcGs O ur Locottons Shop OnhnG
Controlled Unclassified Information (CUI) Home OJI
C ONH OUlD Esta blished by Executive Orde r 13556 the Controlled Unclassified Information (CUI) UfLlA)~ I fltO
1 -1()1~1gtAT()Nprogram standardizes the way t he Executive branch handles unclassified irlformation t hat
Use the CUI Logo
Contact Us
News and Notices
bull December 8 2014 -Welcome to the new CU I Portal
The CUI Registry is the aJthoritative source for guidance regarding OJI p-olicies and practices-bull Under DevelopmentshyRegistry
Search the Re0istry Markings
32 CFR 2002 - Implement ing Access Registry by Policy and Guidance Dir ective
bull Execut ive Order 13556 bull Ma rking Handbook
bull CU I Not ic es limited Oiseminat ion
bull Decontrol bull CU IGlossa
Training Oversight
IJI Learn about t raining developed by the _ Leam aoout CUI oversight requ irements ~Executive Agent for CUI user s ~and tools
bull OJI Training Modules bull CUI Reports
wwwarchivesgovcui
CUI Registry- Established by Executive Order 13556
CIC7S
r_ a Presidential Documents Vol n W ubull T ~__
Tho lnlldenl Controlled Unclllltillled Informa tion
~~bua~-a~r~-~ rA~~~-~ti ~t~ Sctibull L Jliluptno This or- bulltlblist aa os-a ud ~~
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At prmun~aa~-=-~~~m~~~~ ~bmampian 5uda aJ IDbrmiiiii0pound1 tiiiOIII inTQ(_ JWing SUCWity propri~ L~n-=~D~~Ddi~rr=~~~~~~ ~~~mc~i~fta~f=~=~~tlul t~ apacJ- ampnt aftm h1ddan from publiC liiiiW byenbullIIipocifc pol~ only -antDdU UIHI
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t1om b- tdllaLifyioa undaudied inampampruiiJQn IJuouPoallbe uucutiw bnoch tiNe mquirvs Qgguudiqa o r disswnumion CEiatrols pu~nl lo ud conshyJirulat with appiGblo b w Ngtlaficasaad CO~mmDIIIwidll po6cicts
(b) n tMnt bet tmt iabmaion is ctoi~Faad u CUI shall not hrn a bllamprill8 em d--inaticxw puIIIIOIIIl to any law tuC(Iirbullns the dndoKir or inbf11llillllraquon oc flllltbQS d-=Wwa u a m~- of d~ion uxludaQB dicbun~s to tho ampqgisbh- or Judicial brincbas
(cJ Tho NWad Anhi aad Ramrds Admiaislntion JIWJ nbull u tM Buaativo Aset to imp-ollll this onlat md ~) oicIM to USUtltaplunot wrth thu otdlar Sec 1 fUMmiddotbullbullofC11nnt DltriampllltitJm (~ Ewh ~ btud stwl widlin 180 days of tho cbbt of this ~ ( I) raYiew all ca~~ ~middotall~ and mdir~F mad by Lha iiiJPIIC to ~ wtlassifiKI infonn=a~Nxa for safusuamprdiaa cw diMamirulion coaLtOIS and
~~~al~Ud~d~r(~bnr=dasyen1llled as WI undar Slid (~of tha otdllr This $Uhlnission ~I I
~It~~~~~-~~~~b i pardinlor duminoaion oantrols (b) Jf ther9 is sipifieutl doubl Jbout w hlltbclr inbrmollion sho111d be
dbulliampnod bull OJl it JiiWJ not be~IUd Sc IJcnlopncni ofCtIJeon-abulld Poliriu
( On the tasis of lhlt submissons u n dclr Hd10n 3 of this ordur or futuru _Js and iiJ CXJmultlllion w ith aaacd 1118MCiellbull - hattaiwl
~~shaJ~~li-1~adur=th~iaWZe liw illach Olhd tD lKMnm 161aiv Uporl publicatic~ in thlt ~_ lashad undlaquo subriJgdion (d) of this $lldICIn No uocbslsir-t inbmaiiJOD
mcit~~ lhbull ICiqUitl or -=tion 2tJ or this ordw tldl - diapprobullld
=~t~~af~d1unilnai1~~i 1M llliltkiQSIIO ha IUIKI
(b) Thbull Excacutin Afpmt in ClCftKIJLrtioa with ~ a- shaU da-iop and oruct fllCh dirlldnm ou ill1l ~ ID uapampnm Ui~ onJar
=i=vmi~~-~_crar= ud clllmnUol orOJI tholt tD t ha laquodin practicabila and p4iMWiiad by law ft11Ublioa and Comiddotamman~wido policios shall ~aiJt oansi~t across Cllribull -d -~ ol CUI atld ~houl 1M UIICUtift ~
ttv=~r~hin~T~(o~11ona~tr~~ fi m~ ptllbluilltd bullbull ~ zow n ExCIOilliw ~ all ibullbull m itiaJ dJructiQS b t tho impJOIIWllttalioa af tbi~ ordct Wdhirt l80 dtp o lbo ddlt ofthisom
(ttl l _ nt an u isSOII rulallld to the 1111 pllanoatatiort of this ordclr that imua may bo appaUad to dNa Ptidant th10Q8b thD Jlindar of UOffica of Ma~ outdBudp
(0 Ia )fom~IQI Its ampamphom undat tlus ocdar tM huaoltwe Agaal ia acawdanat wbullh -pllabct l1w shall cx~nsult with nap-datl- ol 1M public ud Stl- local tribal attd pribull~r ~or ptttn~n on rabtad to iliJl~Rt)nlltt ~ribull omd ~ or QJI aad dawklpirw ~~~tinamp dindtW Wood by tho Exorutiw Apnl punuanl to thts
SC lilltlplarwurAGU l- YJlhlll liO doays of lha ~ ol uritial pollliu aad prooildun
hy tho Exocuth Aacmt in KXX~fltuxtt w ith -chnn 4(b) of this orde~t ch
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(cJ In h ar U finl s JyenS rdlowial thbull cblbull ol this arllw md b-aiilly t__lar thD ~tibullbull Apt amplaD publidl a Nport ao lba sbtuo~ rlbullncy amplllmwd~ionolthisorelaquo Stc amp Catlaquolt PrmiUotts
(J t1us udgf sbtIJ bo ampJomaaiDd i n 1 aJ~DIItClCIC3i--t with ~plic~bk ltw inducfutJ pmllldions ol oonfldQ~ttality and privzy
(2) tho sbtutory ttrthotity of tbo boiads of cicls incl~tns urthoritics d 10 lhbull PfldJillll of i nroratiacl pnrril by pn aactor tothe redcrlJ CowmQMiot me~
~-=~ti~b~~~~bull= igtlodllOitaJwo-bull 11l nu bull Nil--middotmiddot-ClliL ll -rn ~~~=~a~~Gr--~~~~ ~--l)to)lllo~ II II -~Q(IQOUtt-o~ooJ bullllil_too~lrlioiUIIb~laXtOIfbulllaquo~llaJ fllooOOCiolrJ ~bulloilbull ta ~-r bullbull )
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1o1 nolt_ bull to-- bull - bull bulldbull_ 11oo r bull t~~on-lt~d o- r~ _ -~ kif
ltJTooW bull -__ __ bullbullllaquo -- ~ __ lor ~middotUbullLn-s-~ - bull __ lta-- ~_ ~fltll pto-~lltgtllowdoiollybullfIP1
1ft nAnmiddotbull cbull- bull~raquo~ ___ ltf- 111 - u __ o) WqoR Olllibull lbull 0(1)-db bullbull~~otho
~iJTtoV~bullul ltlloi01 __-a~ ~ii~ el Colid uJiroOin thtnloraquo CI11T Ilt JoffOIJ) e
Sec 4(d) Within 1 year of the date of this order the Executive Agent shall establish and maintain a public em registry reflecting authorized CUI categories and subcategories associated markings and applicable safeguarding dissemination and decontrol procedures
CUI Registry- Agency Input
CIC7S
r_ a Presidential Documents Vol n W ubull T ~__
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T o addnass tbaNt ptobllets this ordiH ost=ilfufos 01 fOIatD for mK~=tittt this iaium~ioon hanliaaftar daaaibod zs Cootrullod U~sifilld lnbmoashytim tmll aapbuiZIII ltt DpCJMIIU md Wlibmity of Ccnwnnl1112t-Widtl proctico
S L CtroW UocJuiftod r~ (CUI) (~ n aJI ~- Olbd -u~im shall -r11 al GXdUSITa ~a
t1om b- tdllaLifyioa u ndaudied inampampruiiJQn IJuouPoallbe uucut iw bnoch tiNe mquirvs Qgguudiqa o r disswnumion CEiatrols pu~nl lo ud conshyJirulat with appi Gblo b w NgULafiDIDand CO~mmDnl-widll po6cicts
(b) n tMnt bet tmt iabmaion is ctoi~Faad u CUI sWI not hrn a bllamprill8 em d--inaticxw puIIIIOIIIl to 01ny law rucr-irbullns the dndoKir or iabf1111i111110n 01 flllltbQS d-=Wwa u a maa of d~ion uxludaQB dicbun~s to tho ampqgisbh- or Judicial brincbas
(cJ Tho NWad Anhi aad Ramrds Admiaislntion JIWJ nbull as tM Buadivo At-d to - -ml - ~ ~) ldicIM 10
( On the tasis of lhlt submissons u n dclr Hd10n 3 of this ordur or futuru _Js 00 ill CXJmult lllioo w ith aaacd 1118MCiellbull - hattaiwl
~~shaJ~~li-1 ~adu~th~iaWZe liw tach Olhd lKMnm 161aiv upc~r~ publicatic~ io thlt ~_ luhad undlaquo subriJgdion (d) ol this $lldICIn No uocbslsir-t inbmaiiJOD
mcit~~ lhbull ICiqUitl or -=tion 2tJ or this ordw tldl - diapprobullld
=~t~~af~d1unilmi1~~i 1M llliltkiQSI IO ha IUIKI
(b) Tho Excacutin Afpmt i n ClCftKIJlrtina with ~ a- shall da-iop 01nd oruct fllCh dirlldnm ou ill1l ~ ID uapampnm Ui~ onJar
=i=vmi~-~_crar= ud clllmnUol orOJI tholt tD t ha laquodin pacticabila and p4iMWiiad by law ft11Ublion and Comiddotammantwido policios shall ~aiJt oansisat across Cllribull -d -~ ol CUI atld ~houl 1M UIICUtift ~
lhov=~r~hin~T~(o~11 ona~tr~~ fi m~ ptllbluilltd bullbull ~ zow n ExCIOilliw ~ all ibullbull m it iaJ dJructiQS b r tho impJOIIWllttdioa af tbiltt ordct Wdhirt 180 dtp o tho ddlt ofthisom
to~~=i~~==~=t-imiddot J~~~middotd t~~a~bullpoundt~~~~Cut~ dit-~~rtdr~SJ otnd bullpiKablt~~~rdaoc
(ttl If t ha lrncutiA Apnl d aaa ICJ canna~ rwd ~nt ao u isSOII rulallld 10 the 1111 pllaniNitltiort d this ordclr that imuo may bo appalad to tha Ptidant th10Q8b thD Jlindar of UOffica of Ma~ outdBudp
(0 Ia )fom~IQI Its -tJODS undar tlus Oldar tM huacllbve Agaat ia acawdanat wllh -pllabct l1w shall CXIRSUJt wilb napnzMWdillliQS oi 1M public ud Stl- local tribal attd pribull~r ~or ptttn1n on ~ ralatad to iliJl~Rt)nlltt ~ribull omd ~ or QJI aad dawklpirw ~~~tinamp dindtW Wood by tho Exoruliw Apnl punuant to thiS
SC lilltlplarwurAaU (aJ YJlhlll liO dory~ of tha ~ ol uritial pollliu aad proolldun
L)
~-=~ti-tb~~~~bull igtlodllOII-Jwo-bull _ _ 11l n u bull Nil--middotmiddot-ClliL -rn ~~~=~a~~Gr--~~~~ ~--l)to) llo~ II II -~Q(IQOU-o~ooJ bull lliltoo~lrlioiUIIb~laXtOIfbulllaquo~lllllaJ fllooOOCiolrJ ~bulloilbull la ~a-r bull bull )
~~~~~=~Jfl O~Z llClilloilolwlllflbitlwclllhofllw_
1lt1 nolt_ bull _-- bull - bull bulldbull_ 11oo t~~on-lt~d o- r~ -~ kif
ltJTooW bull -__ __ bullbullllaquo -- u ~ __ lor ~middotUbullLn-s-~ - bull ___ lta--~ _ ~flt-- pto-~lltgtllowdolollyofIPf1
lftTheAnmiddoto) Cbullor bullIraquo Nqbull ___ltf oq ll __ u __ o) WqoR Olllibull lbull 0(1)-db bullbull~~otho
~iJTto V~bullulltl loi01 __-a~ ~ii~ e (gt_lid uJiroOin thtnloraquo CI11T Ilt JoffOIJ) e
i (a) Each agency head shall within 180 days of this order (1) review all categories subcategories and markings bi used by the agency to designate unclassified information s
for safeguarding or dissemination controls and (2) submit to the Executive Agent a catalogue of proposed categories and subcategories of CUI and identify the basis in law regulation or Government-wide policy for safeguarding or dissemination controls
I
CUI Registry - Executive Agent Consolidation
CIC7S
r_ a Presidential Documents Vol n W ubull T ~__
Tho lnlldenl Conlrolled Unclllltillled l nfonnallon
~~bua~-a~r~-~ rA~~~-~ti ~t~ Sctibull L Jliluptno This or- bulltlblist aa os-a ud ~~
==~~=~=~~=---~=~~cna-polldu aadudrllfJ inbrmamptton tho~amp is dyen1diad undal hiiiCiltnG Ordcir U5U ofllaambot 1 ZCXIIor thu Atomic poundruq1 Ad~ ltllmoadod
At prmun~aa~-=-~~~m~~~~ ~bmampian 5uda aJ IDbrmiiiii0pound1 tiiiOIII inTQ(_ JWing SUCWity propri~ L~n-=~D~~Ddi~rr=~~~~~~ ~~~mc~i~fta~f=~=~~tlul t~ apacJ- c pol~ ampnt aftm h1ddan from publiC liiiiW byenbullIIipocifonly -antDdU UIHI
To addnass tbaNt ptobllets this ardiH ost=ilfufos 01 fOIatD for mK~=tittt this iaium~ioon hanliaaftar daaaibod zs Cootrullod U~sifilld lnbmoashytim tmll aapbuiZIII ltt DpCJMIIU md Wlibmity or Ccnwtlnl11bt-Widtl proctico S L CtroW UocJuiftod r~ (CUI) (~ n aJI ~- Olbd U~im shall -r11 al GXCJaSITa ~a
t1om b- tdllaLifyioa undaudied inampampruiiJQn IJuouPoallbe uucutiw bnoch tiNe mquirvs Qgguudiqa or disswnumion CEiatrols pu~nl lo ud conshyJirulat with appiGblo b w Ngtlaficas a ad CO~mmDIIIwidll po6cicts
(b) n tMnt bet tmt iabmaion is ctoi~Faad u CUI shall not hrn a bllamprill8 em d--inaticxw puIIIIOIIIl to any law tuC(Iirbullns the dndoKir or inbf11llillllraquon oc flllltbQS d-=Wwa u a m~- of d~ion uxludaQB dicbun~s to tho ampqgisbh- 01 Judicial brincbas
(cJ Tho NWad Anhi aad Ramrds Admiaislntion JIWJ nbull u tM Buaativo Aset to imp-ollll this onlat md ~) oicIM to USUtltaplunot wrth thu otdlar Sec 1 fUMmiddotbullbullofC11nnt DltriampllltitJm (~ Ewh ~ btud stwl widlin 180 days of tho cbbt of this ~ (I) raYiew all ca~~ ~middotall~ and mdir~F mad by Lha iiiJPIIC to ~ wtlassifiKI iofonn=a~Nxa for safusuamprdiaa cw diMamirulion coaLtOIS and
~~~-~Ud~d~r(~bnr=dasyen1llled as WI undar Slid (~of tha otdllr This $Uhlnission ~I I
~It~~~~~-~~~~b i pardinlor duminoaion oantrols (b) Jf ther9 is sipifieutl doubl Jbout whlltbclr inbrmollion sho111d be
dbulliampnod bull OJl it JiiWJ not be~IUd
Sc IJcnlopncni ofCtIJeon- abulld Poliriu
~-=~ti~b~~~~bull= igtlodllOita J wo-bull _ 11l nu bull Nil--middotmiddot- ClliL ll -rn ~~~=~a~~Gr--~~~~ ~--l)to)llo~ II II -~Q(IQOU-o~ooJ bullllil_too~lrlioiUIIb~ laXtOIfbull laquo~llaJ fllooOO CioJr) ~gtoil bull la ~a-r bullbull )
~~~~~=~JflO~Z llClilloilolwl llf lbitlwclllhbulllllw_
1lt1 nolt_ bull _-- bull - bull bulldbull_ 11oor bull v~~~on-lt~d o- r~ _ -~ kif
ltJ TooW bull -__ __ bullbullllaquo -- ~ __ lor ~middot UbullLn-s-~- __ lta-- ~ _ ~ pto-~lltgtllbullwdoiollybullf lf
1ft Thoo An) t) C1or bull1raquo01 _ I) - - J ltf ol -oq Ill __ u __ o) WqoR Olllibull lbull 0 (1)-db bullbull~~bulltho
~iJTtoV~IUI ltlloi01 ----c~ ~ t (olid uJiroOin thtnloraquo CI11T Ilt JofMJ) e
On the basis of the submissions under section 3 of this order or future proposals and in consultation with affected agencies the Executive Agent shall approve categories and subcategories of em and associated markings to be applied uniformly throughout the
(0 executive branch No unclassified information
lhop ia z
meeting the requirements of section 2(a) of this order ~~J shall be disapproved for inclusion as CUI but theS l
Ly lh
(oJ
Executive Agent may resolve conflicts among categories iaclu and subcategories of CUI to achieve uniformity and(b)
- may determine the markings to be used (c)
~~-~~ sbtuo~ arbullnCJ lmfMIIItleniOIampka011nuoc-_ Stc t Catlaquolt PrmiUot1s
(~ t1us udgr sblLIJ bo ampJomaaiDd i n 1 -nOArClCIC3i-a~t with ~plic~bk ttw inducUnJ pmllldians al oonfwiQ~ttality and privzy
(2) tho sbtutory authority ol tbo boiads of cicls incl~tns urthoritics d 10 thbull PfldJOII of i nroratiacl pnrril by pn aactor w tbe r~ CowmQMint me~
CUI Registry- Categories and Subcategories
Data elements requested 1 Agency 2 Proposed Category (EX Privacy) 3 DefinitionDescription of Proposed Category 4 Proposed Subcategory (if applicable) 5 DefinitionDescription of Proposed Subcategory (if
applicable) (EX Health Information Student Records) 6 Proposed Marking 7 Statute Citation and Name (USC) OR Federal
Regulation (CFR) OR Government-wide Policy 8 Required Safeguarding Controls ANDOR Required
Dissemination Controls
CUI Registry- Categories and Subcategories
7c) Policy must be Government-wide
1) 2) 3) 4) Agency Proposed Proposed Proposed
Category Category Subcategory Definition (if applicable) Description
5) Proposed
Subcategory Definition
Description (if applicable)
6) Proposed Marking
7a) Authority
Statute (Citation and
Name) ---OR--shy
7b) Authority
Federal Regulation
(CFR) ---OR--shy
7c) Sa) Sb) Authority Required Required Govt-wide Safeguarding Dissemination
Policy Controls Controls ---ANDOR--shy
bull Template format was supplied to agencies - Helps to clarify specific elements needed from Agencies - Consistent format assisted Executive Agent evaluation
bull More than 2200 submissions received bull Process of review consultation resolution
consolidation
u l IUid ~h
tl eraquo u
tl
CUI Registry- Categories and Subcategories
Evaluating a Control Authority Protection without specific instructions- CUI BASIC
TT11Ji ~TilE PlBLJC HSALTfl AID WHLFAPF
nw-~ancTint
Illbull 1obeadlaquo ~f~ to l11 bullubtto CaXI wu ID
~) ~~~~-~7ttJmiddot 11-J) ttonltgt c-1 d11d l mJUliWfgt bull m boltl~ Rc~owu - gtv-o r- o Abull - r_ t onal uw~ at elo Jlaquolurol lluoau ot b-CQ d-bulln_UCQlt~r uIJ~ I 10 hcoc -=311~n Ttlcnt c tlgialktu Cor ~adl ~1 olleulcbullrand aey othe r pcorshyl$011 t-urwer~IOt lal dt lttiJ u u e Uldt~let SCI11 rlaquo~UltErl 10 Nct~ter ln a Jurtsdietlcnmiddot ~ su
offellder llll((stTY TOO dllt~lase shall be l n()Wfl t tSOl8 lAblic actlaquobull ~o e~c aroad ion-11tion u the N6Uoii-Ol SexotTcndtr n~middotutry
tluougtltbC lak-nd (b) Kltdt(lcle rcrwninr ~abull la r eaenJ
lbtotpt ~~a~ FOrtdltcent l ll t h z cectlon eooh lut~tshytb~~~~~~e~~~citr[~o~~~ 1Po$0) tlut updAtgtd l llfonniiUQn abotn 11 tOX (1(Ocuoa sbaU mak e amiddotallable on tbe lnWrret m ~ a mmtodt~~olocly l raum1t tN by dtlteLrone
ltitetl)u and to lM pubilc tU lrlomut oll abotrt a manoor tbat ts rell1IJ amp~laquo5Slale to all )llrts-shy
rorwllCllnt wan relevut JuriSdtLlons ucb twlt oficnd~t tn tblt- r~stry TSC jttrtltb~ (hb L 0)-218 U~l ~ I sectUO JIJyen 20 2DOG ml UCi n saU mauuatn the lneroli~ ~1 1n a maeshy Stlt59i) tiEl 1bllt w-111 oorrnlt tbe ~~tDHc to ob3111 reishybullQou 1nlomuttoJ~ ((If coe~ ~u otfultbr by ll sl~ H wO Drt~ Sjldio O~IiM
gl= qu=r1 for 441 gtven rip ooU or ~~raphk Vrokho tallus sell 117 the user t M JJM$1xtloo snaJI ltbull) Rlcublkll- bull l (b) Mandatory exemptionstIJO l ncl uoia tn tho(lxlJn otl t~~ ntfom~~~ot 1dta aJJ
ltere ls e~tabhUe1 th S11t ON~~nW r =bhc w~M
fltld lleltofltb ~b~lttoe~ needed lor lullamprclcl shy
~~h~ ~w~~teruan~~r-~~ ln1~~ ~tel~d ~ 6e lbe A jurisdiction shall exempt from disclosureshyA tCII1Ul) Geu~Ni liball m- middotIIIIHil bull C4-~l (11) lllfltW-mwiofl tbull bo PfO
lte Aetm sball toe tlon (Q ot~~eb t ex olfaxlo1 (1) the identity of any victim of a sex offense
on a lurNlctlol1a Int au auow tbe wtUc to tlon lor each Slt olle uy IVUI - ood o o (2) the Social Security number of the sex offender
7 Lbe JSlaquo m a arm alllt may 11e e~tatllUIel llJ dl h11-11 n cl otba tle ltoMiey Ot nc (3) any reference to arrests of the sex offender
(lllb L 10) US Ud bull ( BcL $7 )
~ ~UI 111 001t Kilo that did not result in conviction and rott t aw CwnuoiiY
(a ) fsablkbloeat (If Prw ~ ) e lllbbl11hed t b (4) any other information exempted from
amplid Al fUil1fa NlCOie ZSJ tIOn Prwram (h~truk feltCdioMtbe~ disclosure by the Attorney General(b) ProtrM nbulltifitatioo
Cd l Utki Blccep~ U ~Vld~ Ill
The nw Sllampll ~t~Clul) 110 tbe extetu ~
tlesblo lDb to sex ~~t~n~ ~~~~~ffl~ilU[n~tl~~orf~nder alftY ud edushyClltlon ro~~t~tmllo$ rlldl oo)On 111Wl proY1de dc lnfouutton 1n tlle
C-l CMPOdiN ampf - shy ~UY (Cttller tb 81 10fOmlampUCtll elffl~d tlltn dlltlcla me 0~ tbe AOOrne$ GeomUampWut tbu
lbe Site sbaU ln CJUOO l OSUUCllOtS 011 b OIJ to ofulllart4 tu blloWlllff-11 tnMGelraquon d l nfanntllm the An md~idshy (1) 1M At tormy ~ral wUo llba-11 no JuJo u l conwndJ le laquotoncow W~gt tnromutlon Ul Jle Nnl otal sex o rrermr ~O WaN~ill ~nl1~~~middotf~rc~~~du uJ~0s~~~~~~jer~w-n~~middot~~~~~tf ~~bseloo~a~~ne~middotu~==~~ l n)un bar1011 or oommn a ertmo -aIUJI any eaeb vee lD bullb1eb tlle lnill du J llll ils 11 u lnltldual nanea tn Jle rwstt) or resllllni or emplosM orlll Go It-lidlaquo~~Mrlllng bull t bullny ~rbld adMo~ lba w~m~lnJ 0 ) liaeb Juna(bculn wttere be a orrEnlirtMll noto tbat QtIY tUltl oc11ofl could M~~~lllt In cnll or cnrntlaIJE~Wuta e~n~dl8b~~~t ~ ~~~~~~ ltPub L 100 Ml ttt 1 t ua July 27 2JlCC tro 1le d uoe ~mpoyntcnt ot 1t11de~~t IRoOtw coshyStat SQi ) am
CUI Registry- Categories and Subcategories
Evaluating a Control Authority Protection with specific instructions- CUI SPECIFIED
(7) Protect the confidentiality of the identity and location of persons subject to registration requirements as convicted offenders under Federal or State law including prescribing alternative procedures to those otherwise provided by Federal or State law for registration and tracking of such persons
50 11 18
A twrnes General ror tlle CMmlnal Dl middot vtston or ttts or oor aelesroo tbe oueshytor of the UnltOO S1ates Marshals Serv lea ani ofheon of lila t nttld Stbull Manluls SQtYoo da tputd ~ ht lt10bsll bull b o be au~bo 1middot1Mxl to tta-opor sw-renaer ~1 --e ana rnamam CGs-shytolV 0( JgtrtsorwI-WltOOISSEJ lelnpTUllY tramr~rreO fr(lm or to the Uni ted Stt pununt to bull troA~ bullbull~oeutloo ~mont o r oohor lopl aJtbor1ty aul ~rtl rnbanemomt Crom tou~ljplalllbof1LEIi vb t n Lppropnate
(Otdo So 113 Ot Ul 10-U WI Sopt 0 ICIH)
I O tltD Wi tn_S~nrityProp-uQ
a ) ln ootneetlcn wttb the lltOteetton nf bull wtll- bull pctGaUbulll 111tn- 11r lUI l rn modlat4 lllml ly mcmbor o r cho a
=~b~~~~~~~ w~~Jla~ ManlUJs SlaquovCf ana omcers or tile Uni ted StaUs Marsbals Sentce desshylpated ly the OINetor msy
f1) Prov1do lUItablo d ocurnoJU to onshyble t he peMO n to ce~tablleh ~ r~ew denmiddot ll~Y orotberwbe pru~ tho pnot
12) VlItlle DCUUllt (Ol tlle ~noD13) Probulltde for tbe transtottatton of
bouampebo ld tum ltllre ani other J)m(lnal proJIIIIy Ul bull nnbull Mltldllnoll o tho PIshy_
1) ~hie~ W ib~ peron a paymmt w rnen baSI~ llvu-r npelrS(gt 1n a ~tum es-abl lgtbOO to accordane wltb rerolamiddot t-hm~ 1Sstled b r t he 01roctor for s ub tlm o - tllo At tumcy ~Mnl dotarshymtn eamp to be warron~C
() ~~~l tht ponu11 l n oblan lng emmiddot
plrJs-mg~Jae otoor servtee~ neee$3ty to assist t rn1 11g selfshy
~gtmiddot
~~erA=~~=r~~ to~ emol9ltsJI3J Al l ts~mb ltiepuaflon~~ Moll cxptrc on~ llate cetlampUl Ab Cb ampball 00 StampUtl 00 te face o f tbe d 6DUtatiOn (Orloor-Nbull On ittOIO-U~ libulllo 2 tbull bull _ltlo~ ~G1 nncn J35 1)9()
ltM U 1Ud~15bull-no( a u tbutily 1be Dlreetor US Mushab Stn1et
Ill outh orltOd to todolos-to to Qlf of 1m auburdl rnltel IU) U( the fraquoWe~ an1 fllneLnu ~middoteswlt~ m btm by tb1s ru~ pan exoepli tnat tne awbontJ to ap [II()Te other nee~ry ex-PniiampUNC I ~
Director of the Witness Security Program
~e ~Wiiliiilft~~ r~ l oOGl law enroroollem OC)JaIS ~e D u acwr satl bull 1tllout unltbe m lay disclose to SlCb omdalS the dent1 t )i locatOn ertmlnlll tollords Ill 1n~nu rwshylaUng to t he pcr iiQn Telooattd ot proshyti(OOII wben 1be Ot~tor lmOWJ or Lbe
rstfl~~i~onu o~b~arndega~ N~tod fur (If cluugltld w1t b An orfanbull t-t SI puntt~i-hl o )gt n10ro t i llll o no ~ In prt4on o t thA- 11 bull ltrrlmll of 1oshyltnoo (ONoor- s a u lOOJ tll m ltt~lll st t
I U U Special depu utioa 1be Olrector Onltld States Marshals
~rvtllO Ill UlhortwJ to ltiopuUoo tbo followlr~ plaquolOM to porfotm Uo lunllshytJog of a OefUlV US Manlthal tn wy rustnctOesltlataa b 7 the Vlrecoor
(aJ Seleoetfd otfleers or em~lobullee$ of te Depanme11t ofJutt~
(b) Solotm fcloral Sltao or l oco) lampw enro~t utflocn wbemvlaquo Lbc lampw e11J~rwmenL ntoeltbuf Lht US MarshySUIs ampfVlce 31 reQwn-
(c) Seeeud eml)loyeeos o f (11vace bull euriiJ llOm patl- In pr_ovwl1r~Jt eourtshyroom ltctMt y tor tho Poltio t~l j rJdlelshy
(b) The identity or location of any other information concerning a person receiving protection under 18 USC 3521 etseq or any other matter concerning the person or the Program shall not be disclosed except at the direction of the Attorney General the Assistant Attorney General in charge of the Criminal Division or the
CUI Registry- Categories and Subcategories
Evaluating a Sanction Authority ~e JOin rrtlbullK 2-lfOIUUGN lt JOiS ANO LlltRCOUttSE
ulr
tLA1
e b urshyfti bas
r
o l alltDG ~~~~~~~~~~~~~ tr acts to tlle
data could oot be o btal ned tlthout unduUgtn anll tJle aa~a aub)llC~gt -0 sut ~Ltmalbeen notad ln the rnoort (cl AeOOSi to inforuaUto limitation
Access to lrformauo n otulWd unde$11C tltln (b )() o f t11~ lllldl u n ~tbbullIJ bo 11V only to oftlela ls or employees deGgtatOO tconn fW)CLons una er Lll gt cbapU mcconsultants and perscns wokln~t en conuarded pursuant to thls chapter SabJatllmltoUon of JQllllglapb (I) o l th l =~~tlon the President may autbonu tbe exchange t ~obulloon 4[eoetes or om clab aestgoaU1 ly btm or ldormatlon 1unlsbed by ans DEJSOO under tlts 1990-Suoteo (b Vl traquo bull -middot~~ bull bull Wp1er as be OOems llecessa) to Ctrrf out tlle en~ Vbe a npu PlTPOSOOC of tMs ehaptr Not blnr l n tb)) tooton -w --~ shall be construed to reqUire any Federal ac-eney penl(lrl m~ 11 din~C~
u Any person who willfully violates to Glilelcse to an) omctal exertlsl~ autboncy ~t theteDOttshytmder t bs chsDter any 1nfornut lon cr repnrt b~ III Co)mplccollected u~der legal authorit y otOOr tbu tbs kmwlffige and belle clopter wb tn dlMlotun l~ pr oMbtted by bu a - UI IIllllth 11 subsection (c) or (d) of this section shall Wonnat on collected pursuant to stbsretlon tiCIIUI IM~ undet
(bX2J o r tJls sectton tmy be usedonJy- prof1cbd beltalR ( (1) for analyt1 cal or mattstlcal DUJOOaIS tonarr aceounUn r
wHbln t he Umted States Covernrmnt or obtalned 1dtbeu u upon conviction be fined not more than-~gt -uth l
Subcoe (c)(t) 1~~~ ~)~~~doot~~ _u- ltbullrmiddot tshySl03lt b) or ltcJ ortus tl t le Sute td ) Pub I $10000 in addition to any other penaltyNo omctal or emll o~oo lleslrnamptOO LO perform v- tc ( J) bull
functlons undet t his cbaper nel uduw ooliSult- Subcoe (c) Pub ~ bullubolcoo (ol) ccUOflc)bull ~~~1 ~nO~~ ~00~~= imposed by law19M-Sulleltl (b(
afa bble to aey other ~rsan any lnformatlo n lllteruthnal lnntcoUeetell pursuan~ tO SUllseetlOil (OX21 Of UlS section In a manner t ha t be pel$1n who turshy sect 3105 Eoortement nsbOO tbe lnformatton can be speclflcal l)bull l dm 4 lta) CWU pefl8lty for faiIWE tamp furnfib informbullmiddot tilled eXIltlpt - pr ovtded tn tblt~ ooo~lon No pershy UIUson can compel tOO submlsslOn or dsclosue of
Wboavflr C-H~ to lumhlh a~ lnformatlofl ~
Jnrsunt to tbs chapter o r any oovbull of s u eb rampshyany report or oonsl too nt pan tberoor col Jectea
qutrec unde r thl s cba~r wietber requlred to Iraquort or oonstltuert sert tbereor bullltbou tie ~~~S~~ =~ifr~~6~ I~~wo~~~hd~Jrrn~r~~- onler or lnstruct)an promWgated unJer thlS
ohpter abail be llub)oct t oo ehmiddot11 penalty of not(b) o r tJllS sectton and wl tbou prtor wri Ltell oonshy0$$ t llan $2500 a nd not more tlan S2SOOO In a bull n t of t b e mtamor bullh tho pATS~on who proceea1ng llaquoltugbt unJ1er sutGec~aon (b) or thllS
~~~4~n~~b~e~~f~=~~d~ seetlon lECotds or such cusomer (bl Ciril action for failure to furnish infltrmatioo (d) Aeeess to Bureau of EeooomJe Aflalysis inforshy beneer tt a i)pears abat any person bas falled
to lutnl~b any l n lornutlon NqW tad Ulldor t hraquo chapte r abullhpoundthlaquo reqUired to be lurnsbed ln t he
liUlU~tn
lhbull lbtOAil of to Caontll~ of t ho Ooj~alimont Co rm o r a ngtport 01 o tbetwlse or bas 6Uhbullll too1 Comnerce l s autbortzed for purposes ol a~shy oomph wi th any r llle reluJatlon order or lnshymenUng and l rspwvll~ tbe ~ualty of daW oo1 4
s ttuctlon promulgateO undet tbs cbapttr alreted by tbe Bllftoau or tbe Omsu to haw upon bull bullrtt ten rKUeltst access t o dstamp relattng to r~~~~l1~7thu~~b~ttC~~~~~ln~l-nUrprIJ~o$ t ha t J~ reg llctod d iOetly by prate Ullltel ampatlaquogt court oc any oomtory orthe Bureau of Bcooomc Analyst~ for purposes of lblS t bapw r lbe Bu rnau o r LalOr SlatlSliCS o r otiler olsce s utooc1 to Ue tJM$dlot1o11 of t he the Department of Labor Is autl ortood for purshy Ut~lted SatEosbull and suc-b oowt nay e nter a reshy
ottA1mng onler o r o petmonent o r temporc~cy ln4
raquoSeS oraugmeatlr~ and tmprolng the data ool 4
loctod by tho DWGQu o f IAbot Satl~tlt~ to ~~t~~~~t~~~~s=P~~b ~uc~~~~ luve acooos upon wrtt ten Nquaet to selected reru1ttlon oldlr o r )nstruet1ol as t he C8le
nuy be or lmpooe t he ch11 ~naltlbull provtded In uleoun(tllon mrarmauoo lt~n bugttoeu tn~ orlSE$ u d data on lntenuttonal servtoes tr arsshy ~~tlon (a ) of l h b ~-tlqn o r both aetlons t hat Is collected dtrectlJ bs t he Bureau Ccl Criminal ()(11altr for failure t1gt s ubmit infOf middotr~fie~~~~~~io~~~~B9~~ffe matioo Omsu and t be Bureau or Labor Stalsocs shall Abeever Wli11W1y falls to s tlbmt aoy Inform~ fflr purp~at of J~ubAetlon (e ) o f t h U ~tlen bo tlt~n toqtl NIltI u n War til l~ e b Aptcr wb oohot rwshy
Subcategories
bull Naval Nuclear Propulsion Information
bull Safeguards Informationbull Routinely handled by few
bull Security-Related Informationbull
bull Unclassified Controlled Nuclear Informationshy
Defensebull
Subcategories
bull Contract Use
bull Death Records
bull Inspector General
bull Military
bull Personnel
bull Student Records
CUI Registry- Categories and Subcategories
Related to protection of information concerning nuclear reactors materials or security
Routinely handled by many
Pat ent
Controlled at the Subcat egory level only Subcategories
bull Applicationbull
bull Invention
bull Secrecy Orders
bull Genetic Informationbull
bull Health Informationbull
Patent is a property right granted by the Government of t he United States of America t o an invent or to exclude ot hers from making using offer ing for sale o r selling the invention throughout the United States or importing the invention into the United States for a limited time in exchange for public disclosure of the invention when t he patent is granted
Ref ers t o personal inf ormation or in som e cases personally identi fiable information as defined in OMB M-07-16 or means of identification as defined in 18 usc 1028( d)(7)
CUI Registry- Categories and Subcategories
Stat ist ical
Subcategories
bull Census
bull Investment Survey
bull Pesticide Producer Survey
quotations and business and marketing plans
Refers to information collected by a Federal statistical agency unit or program for statistical purposes or used for statistical activities under law regulation or Government-wide policy such Statistical CUI requires 1) protection f rom unauthorized disclosure 2) special handling safeguards and or 3) prescribed l imits on access or dissemination
Related to a compulsory contribution to government revenue involving information regarding returns or
Subcategories
bull Convent ion Information may be controlled at the category level or at the subcategory level based on the controlling authority
ansportation Related to any mode of travel or conveyance by air land
Controlled at the Subcategory level only or waterway
Subcategories Information may be controlled at the subcategory level only bull Sensitive Security Information
fl rop of Page J
CUI Registry- Launched November 4 2011
Launch information - Reminder that existing agency policies remain in effect
until implementation deadline (TBD) - General Guidelines
bull Markings to be developed in additional guidance
bull Safeguarding in compliance with OMB policies and NIST standards and guidelines as per Executive Order 13556
bull Dissemination to those with mission purpose
bull Decontrol as soon as possible after safeguards no longer required as per associated authority
- Category List (16) - Subcategory List (77) - Associated Authorities (398 authorities cited - controls +
sanctions)
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Marking CUI ma r kings will be developed and scheduled fo r implementation following
publication of additional guidance
Safeguarding Fo r each CUI category and su bcategory federal agencies shall comply with
information security requirements defined by the National Institute of Standards and Technology (NIST) Federal agencies shall consult t he following NIST publications for guidance
on implementing specific measures to safeguard CUI
bull Federal Infor mation Processing Standards Publication 199 Standards for Security
Categorization of Federal Information and Infor mation Systems
bull Federal Information Processing Standards Publication 200 Minimum Security
Requi rements for Federal Information and Information Systems
bull Special Publication 800-53 Revision 4 Security and Privacy Controls for Federal
Information Systems and Organizations
bull Special Publication 800-60 Revision 1 Guide for Mapping Types of Information and
Information Systems to Security Catego ries
Disseminat ion CUI shall be disseminated only to individuals who requi re the information fo r
an authorized mission purpose
Decontrol Information shall be deco nt rolled as soon as possible when it no longer requires
safeguarding measures and dissemination controls pursuant to its associated authorities CUI that has been pu blicly released via aut horized agency procedures shall be considered
decontrolled
8 ropo1Page l
CUI Registry- CategorySubcategory Detail
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St at ist ical -Investm ent Survey
category-Subcategory Practices
Key Elements o f CU I
Chronology and H1sto category-Subcategory Statistical-Investment Survey
category Description Refers t o in f orm ation collected by a Federal st atistical agency un it or
p rogram f or st atistical p urposes orused f or st atistical acti v it i es under law regul ati on or Governm ent -wide policy such Statist ica l CUI requ ires 1)
Gener~l Gtudehne p rotection f rom unaut horiZed disclosure 2) sp eci al hand ling saf eguards Categones Subcategone a n d or 3 prescribe d limits o n access o r d issemina t io n
Polley and GUidanc Subcate gory Description In f ormation reported t o Treasury the Federal Reserve Board of Governors
or the Federal Reserve Banks as part of t he Treasury In t ernation al Capital TIC) dat a reporting syst em
Marking PlACEHOLDER
Abbreviated Marking PlACEHOLDER
Whati$ CUI
All~w=r~ t th o= Mo~t
FreQue ntl Y Aslteltl
Questi ons
Marking and Handling Ge n eral Gu ideline s apply forSa feguard ing Marking Dissemina t io n Instructions and Decont rol
bull Ref erence i nd ividual Saf eguard ing and Dissemination authorities for
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Select Safegua rdi ngDissemi nation o r Sanct ion Auth o rity t o view st at utoryregulatory
language in a new w i ndow Authori ty links are updated based on regular re-publication of the Uni ted States Code and Code of
Federal Regulations
CUI Registry- CategorySubcategory Authorities
1ITLII shy hORJUOIlt RRLATIONS AliD LVIEROOURSE l SIOS
(d) Aceess to
dooMd to be ortdals or empl()yoos demgnated to porform IUnltLIODI under Lltla ohapter (e) Peabull ty
ltny person who wtllfully yen1olates subsectton (c) or (d) of tbs aecoon shall upon eoDvtcUon bo nned not more tbln l toGIXI 1n adlftoon to any otMt JKnampltY tmpoMd by law
(Pub L H-1172 ts Oct U ttn6 90 SLat 3162 Pub L ~79 tJUe mfSOS(bXS) Oct 3gt 1984 98 Stat IUO lub 1 101 -amp1) Hfi(d) (e) 1(amp) Nov 7 1000 lOt Stat ZMI)
MllitKUIOIIIIft
t~ (b) Paab L tDI-Ql f7(a) ~d at
t~~-teu~o~~1~~ - dlc17 ~W lor Lbt _tAnanc
~~-==c--=~n~~r~~ and ia to reg offttoer1 betlt
~~-~-_--~~~~Ual~l~~~l ~lma-IMbwD ampnl ~ aJIaliJe born o
noooflh or ltlAt ooold not be ltbta-b)eel to
(a) CirU puah y fw fallure ampo fumla lGIormabull l looo
Wboefer falls to furnJsh any Jnformatton ~ quJred under thls chapter whether reqWred to
~~c~n~ ~~~ ~Jn~~~order- or Jnatr-ucuon promWgatod under tbJa chapter shall be mb)ect to a ch11 penalty of not Jess than $2500 and not mote than 125000 ln a prooeedSnat brourbs under mteetlon (b) or thla ICOUOL (b ) CiYU lldlon for Callure to fWDIsb iafOI ma Uoa
Whenever- lt appean that anJ person bas Called to tumuh any ltlormaUon requ1red under thlauon
Bwcau or Lbe Cn~~bull or lbe Dtpamprtrru~nt or Commerce a autbortMd for p~ or ampWshymenUng and lmprobulllng the qoalt ty or data colshylectAId by the Bureau or the Census to have upon wnttcm request acoea tO daLa relattnQ to bubulll- enUrpraftl tbat a oollociCI4 41rtttly br the Bureau or Koonornlc ADampIyats ror purpoao~ or ~~~~~--~Bu_e~~~~~ut_t~~
Control
Sanction
cbaptlaquo wbmh~ rwqu1rctd to bl 1arnJabed tn the fonn of a roport or oth~ or bas taUod to comply wuh any ru1e regubUon order or Inmiddot structlon promulgated under tbts chapter a
~U~~r~o~u~~h~t~no~~~~ prlat UDHAld S~ OOW of any ten10ry OT otber place aub)ed to the junsdlcUoa of the Unlted StAtes and sucb ooun may enUf a ~
~e iOIl7 TITLE 22--FOREICN RELltTJONS AND LvrRRCOUJtsR l S IOS
~l~S~s~~ ~~tbo~~b _j~~~~iiii- iirii lsilo loiiitdbullbullgt~ eemed to beilo niiiii miiipiiyees ijiirlieiii = ted boon noted ln the report (e) Access to informatibull n limitation
Accoos to lnformaUon obtained unde subshysection (b)(2) of this section shall be abulla only to ofllclals or emplo)bullees designated toP form tuncttons undet lOJUlgtYH~bulluU lIUU ~l mUlgt wvdllug v u cvulr~lo awarded pursuant to tbs chapter Subject to the llmltatlon of tnr~ab (1) of this subsection
eaali)t
this chapter lncludlng~~~~~~~~i~~J~2J
the President may attbonze the exchange ~ tween agencles or ometals desgnated by blm or Information fUrnished b) any person under tls chapter as be deems necessary to carry out the purposes of this chaptfr Nothing ln thls sectlon shall be construed to raqulre any Federal ~ercy to disclose to any official exerclslng authorlty
~~1n~~~PtG~~~d~~~~~~r ~~e~~ chapter bullbullbere disclosure s problblted by law Information collected pursuant to subsection (b)(2) of this sectton m~ be used onlyshy
(1) for analyttcal or statistical PUJllOSIS within the Unlted States Cobullernment~ or
sifl~~r ~)~f~t~~d~o~ Sl05ltb) or (c) of this title
No omclal or employee designated to perform funcUons under this chapter tncludlng consult-
pun~~ t~~dtO~~ yoo~ffs~~ avaHable to any other person any Information collected pursuant to subsection (b)(2) of tts section ln a marmer that the person who ftr shynlsbed the lnformatlon can be speclllcall) ldenshytlOed except as provtdltl In this secton No plr shyson can compel the submission or dtsclosure of any report or constitue nt part thereof collected pursuant to this chapter or any cop) of such iampshyport or oonstltuent rert thereof bull1tbout the
bj~~d~i~~b~~~ehrre~ri~d~r b~~~~ (b) of this sectton and Ki tbout prtor written conshysent of the customet where the person who
~~~~~l3n~b~er~~re~~~~ridi records of such customer ( d) Access to Bureau of EcooomJc Analysis inf_
matioo The Bureau of the Census of the Departmpoundnt
e~~~~~~~~~~e ~iat~~a~af lected by the Bllteau of the Census to have upon bullbullrttten request access to dsta relating to buslneGS enterprlses tlat Is collected directly by the Bureau of Economic Anal)sls for purposes of thts chapter The Bureau of Labor Statlstlcs of the Department of LaOOr s authortud for pushyposes of augmenting and lmprolng the data ogtl middot
AMVIOMRSlS
1900-Sublleo (b) Pub L 101-133 f7(a) lnltr ted a t
tV~ ~Or~ztu~1~e~Ae~1J pcm10n wilo 1bull dlrectJ Tet~ponbulllble Cor the maintefllUiee and compllaUon of uoh lnConnaUon and llbll cer ti(J ~t the reoor t wu pnpared ln aeoordazloe wt th thtbull eb_ner 1bull complet-e and 1bull to web om oerbull bel-
~=~ewii~~t~e~~~tll~~~ll tloru~ b lltled under tblbull obllter ebullUmatebull hale been pro111ded beltaue ckta are not aTallable Cnm cWJ totruatY ccountltlf) noordt or DCeltri~~e dat eoult not be obtalned wl tllou- unive burden and the datt bullub)ed to bull~aeb -Umatc bu been noted ln -be ~JlOrtbull
Sublec (c)(2) Ptl L 101-s33 fQeXI) bullublt luted bulluIHICOUon (e) Cor bulluheetlon (d )
Sublec (d) P ub L IOJ-lln iG(d)(2)bull added 1ulee (d) F ormer bulluhee (d) n3e~tgnatoed (e)
s~ti~ltt lt~ ~~~~~lt~~ru~-fmiddot
ectlon(e)bull 19ampl-Sublleo (b)CTlt (7) Pub L 91-673 1tnck ou
lntematioruol lnYetment beCoro bullurve-
sect3105 Enforcement (a ) C ivU penalty (raquo failWE to furnish informashy
tion Whoever falls to lurnlsb any lnformat1o n reshy
qUlred under thls chapter whether reqUred to
~~~~s~ed~~~ ~rs ~ frt~~6ri order or lnstrucuon promulgated under this chapter shall be sab)ect to a clvH penaltyof not less than $2500 and not more than S2SIXO In a prooeoedlng brought under subsection (b) of this section (b) Civil action for failWE to furnish incr-matioo
Whenemiddoter It appears that any person bas failed to furntsh any lnbrmatlon reqUired und~r this chapter bullbullhether teqUlred to be lurnlsbed In the form of a report or otherwise or bas failed to oomply w tb any rulo retuiGt l o n o rde r Ot ln structton promulgated under thts chapter a
r~~~C~rt~at~u~~h~t~no~re~~ prtate Unlted States court of any tetrttory or other place sub)eot to the jurlsdlctlon of the United States and sucb court may enter a reshystralnlng order or a permanent or temponry Inmiddot t t- 1 __ft -
Links are to official legal editions of the United States Code and Code of Federal Regulations acttona that 1a oollootecl d1rectly Dy tae Kureaa ter Offtcers and employees of the Bureau of theCc) Ortlaal pea atcy for fiDwbull co bull~th lnformiddot Census and the Bureat of Labor Statlstlcs shall Whoever wUlfuJ ly falls to submit any ld orma-shyfr~~1o~e~asozirhl mallGct for purposes of subsectlon (c) of this section be tlon required under this chapter bullbullbetier re-Census and the Bureau or Labor Stausucs shalL Whoewer wUlfully falls to whml t aD7 lnforma-shyfor porposes or Sllbsectlon (c) of thiS aectlon be tlon requ1red under this ehspter whether ~
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Category
bull Water Assessments
ergency Management Related to inf ormation concern ing th e continu ity o f
executive branch operations duri ng all-hazards emergencies or other situ ations that may d isrupt norm al
operations
exportcontrolbull unclassified Inf orma tion concern ing certain Items commoditie s techn ology software or other
Subcategories In formation whose export could reasonably be expected bull Research to adversely affe ct the Un ited State s nationa l security
and nonprolif eration obJectives To Incl ude dual use items items iden tif ie d in egtcport admin istration
regulations Internationa l t raf fi c 1n arms regulations an d the mun itions list license applications and sensitive nucl ear technol ogy In formation
Financial Related to the duties t ransactions or o therwise fall ing
- under the purv iew of financial institu tions or un ited Subcategorie s States Gove rnme nt fiscal functions Uses may include
Bank Secrecy but are not lim ited to customer In formation held b y a financial inst itutionBudget
Central Contractor Registration
bull commodny
bull Comptroller General --Subcategories bull Electronic Funds Transf er
bull International Financial Institutions
bull Mergers
bull Retirement -Foreign Government Inf ormationbull In formation pro vided by ot herw ise made availabl e by
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or in ternational organization
Geodetic Product Information Related to imagery imagery int elligence o r geospati al in formation
mmigration Related to admission of non-US citizens into t he United
St at es and applications for t emporary and pemnanent Controlle d at the Subcategory level only re sidency Subcategories
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category-Subca tegory Transportation-Sensitive Security Information
category Description Related to any mode o f travel or conveyance by atr lan d or waterway
SUbcategory oescrlptlon As deftne d tn 49 CFR Pan 155 sensitive serunty Info rmation IS Information obtained or developed tn the con duct o f securtty actiVIt ies Including research an d development the dlsdosure o f which OOT h as determined would cons t itut e an unwarran t ed invasion o f privacy r eveal trad e S-ecrets or privileged or con fident ial in formation or be detriment al
to transportation safe ty As de fined in 49 CFR Part 15205 Sensit ive Security In formation is info rmation obtained or developed in the conduct of secur ityactivities including research an d development the disclosure of which OHSTSA has det ermined would among other things b e detrimen tal to the secu rity o f tran sp ortation
Marking PlACEHOLDER
Abbrevi ated Mar1lting PLACEHOLDER
Marking a1ld Han dling Safeguarding Mark ing Dissemination a ndor Decontrol measures lnshuctlon s that di ffe r f rom Geoeral Guidelines are r equired by statute
r egulation or govem mentmiddot wide policy
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Safeguarding andor DISeminat ron Autho nty I Sanctrons An asteilsk (bull) indicates that tl1e a u thority defmes spe o fiC handling pract1ces
49 usc114(h)
49 CFR 1520bull -
49 USC40 119(b)( l)
4 9 CFR 152017 -
49 CFR 15 49CFR 1517
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Use the CUI Logor egulations and Government-wide policies Learn About CUI bull
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bull December 8 2014 -Welcome t o t he new CU I Portal
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Existing practices for sensit ive unclassif ied information rema in in effect until the CUI
marking implementation deadline (TBD)
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Marking CUI markings will be developed and scheduled for implementation followi ng
publication of additional guidance
Safegua r ding For each CU I catego ry and subcatego ry federal agencies shall comply with
information security requirements defined by t he National Instit ute of Standards and
Technology (NIST) Federa l agencies shall consult the following NIST publications for guidance on implementi ng specific measures to safeguard CUI
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The Controlled Unclassified Information Executive Agent (CUI EA) issues guidance to Executive
branch departments and agencies that handle unclassified information that requires safeguarding or dissemination controls pursuant to and consistent wit h applicable law
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CUI Executive Order and Implementing Regulation
Issue Date Title
XXXXXXXX 32 CFR 2002 Contro lled Undassified Information PLACEHOLDER
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About CUI
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The Controlled Unclassified Information Executive Agent (CUI EA) issues guidance to Executive
branch departments and agencies that handle unclassified information that requires safeguarding or dissemination controls pursuant to and consistent wit h applicable law
regulations and government-wide policies
CUI Executive Order and Implementing Regulation
Issue Date Title
XXXXXXXX 32 CFR 2002 Contro lled Undassified Information PLACEHOLDER
1104 2010 Executive Order 13556 Controlled Unclassified Information
CUI Notices and Executive Agent Guidance
CUI Registry- Ongoing Maintenance
bull Add new categoriessubcategories as approved (Currently 23 Categories 82 Subcategories)
bull Annual updates to USC CFR (Currently 326 control enactment citations 144 sanction citations = 4 70 authority updates annually)
CUI Registry- 32 CFR 2002
Draft regulation reiterates that the CUI Registry is - Sole authoritative repository for information on CUI except
Executive Order 13556 and 32 CFR 2002 - Publicly accessible - Includes citation(s) to law regulation or Government-
wide policy that form the basis for each category and subcategory
- Notes any sanctions or penalties for misuse of each category or subcategory of CUI that are included in applicable statutes or regulations
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Registry is repository for CUI policy and guidance - Executive Order 13556 - 32 CFR 2002 - CUI Advisory Council Charter - CUI Marking Handbook - CUI National Implementation Plan - Additional Executive Agent Notices
CUI Registry- Policy and Guidance
traquolltC11
KkY EIErroelaquosoCll
cttroflOICg aflCI Minor
FAQ
woorlsCIJI~
Policy a nd Guidance
The controlled unclassified InformatiOn Eltecuuvegent (CUI EA) issues guidanceto Ebullecutie branch departmentsand agencies that handle unclassified information that requires safeguarding Of dissemination controlsJpursuant to an-d consistent with applicable law re-gulations and government-Wide po1c1es
CUIExecutive Order and Implementing Regulation - -shy -shy -shy -shy -shy
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11042010
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32 Oll 2002 Control~~ Uncl o ifi ~ lnform tien PIACUmiddotOOLOH
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CUINot ices and Executive ~ent Guldance
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11222011
092011
CUI Advi$Ory Council
Titlo
MertinCntrollc-cl Un-d~i~c-cl l roormoion(Mo rkir-s- l-l e ndbool ) PLACUIOLOpoundR
R=ti ~c-d GuidoMc rcordi Cortrol cd U-cl c~fied lnfor1ruotilt0n ~nd the Frc~ oflnfonrutionAct(thh gtvpeuOKie~ t ho joirt iJgtuonu d e tod
NOYemberl22ott t
coruroll e-cJ UtCI ~~slfi oOCI IntorTatlon (CUI) OllcNorl ee 201~1 Promiddottl ~lonal
App1ova1 ot Proposea OJI Categ~bulli ~s a((StJbc il tegoties
OOIJoOII(MentsOfSelor AfencyOJICIa1a flo~ Pro_ranMena~er lorCUI Proeram IMPieiTentl t i OO
Controllod Urw l aaifi ~ Information(CUI) Qifico fiLcmoranlum- RcIJi owoi
Propoe3Cate~middot e~orCU RefbullStl)
Guidne~ r osardinCUI ~r-d thQFrdom ofl nfornuti on At ( uporco td en July 3 101(1)
Controlled Unc l n~ifi ed lnoorT~~tion (CUI) ()lfic Noi c 201101 l nito~~l
l nplcOT-enU1i on Glidllnte foe-Uccu~ive Orter13SiG
The CUIEA est ablished the CUIAdvisory Council to carry out consultative functionsdirected by Executive Order 13556
CUI Advisory Councbull Chan er-m PROVISIONAL
Additional Resources
The CUIEA hasdeveloped recommendationsto assist departmentsand agend es in development of their CU I programsand submtsston 0 Information to the EA
Compliance Plan Overview for Departments and Agencies~
Executive Order 13556 0bulleM ewforDepartments and Agenciesm
I
CUI Registry- Agency Implementation Policy amp Practice
Agency-specific CUI implementation considerations - Agency may determine that only selected
categoriessubcategories will be designated by agency personnel
- Agency discretion in certain marking practices bull Full Marking (AGRICULTURE) versus Abbreviated Marking (AG)
bull Require categorysubcategory banner markings for CUI BASIC
- CUI may be handled differently within the agency (discretion to waive marking requirement)
- CUI Registry provides guard rails for Agency practices
CUI Registry- Whats Next Slogs I Bo o km arkSh are ICont act Us -~
Searcn Archtves gov ~- bull NATlONAL ARCHlYES
PGseatc h O ut Rocords VotGrans SGuvtce RGcords TeachGrs RoGourcGs O ur Locottons Shop OnhnG
Controlled Unclassified Information (CUI) Home OJI
CONH OUlD Esta blished by Executive Orde r 13556 the Controlled Unclassified Information (CUI) UfLlA)~IfltO
1 - 1()1~1gtAT()Nprogram standardizes the way t he Executive branch handles unclassified irlformation t hat r equires safegua rding o r dissemi nation controls pur suant t o and consistent wit h law
Use the CUI Logor egulations and Government-wide policies Learn About CUI bull
Contact Us
News and Notices Registry
bull December 8 2014 -Welcome to the new CU I Portal
The CUI Regist ry is the aJthoritative sour ce for guidance regarding OJI p-olicies and practices -bull Search the Re0istry
Access Registry by Policy and Guidance
bull Cat egory-Subcategory bull Executive Or der 13556
bull CU I Notices
Additional Information
bull CUI Glossary
Tra ining Oversight
Markings
32 CFR 2002 middot Implementing Dir ective
bull Ma rking Handbook
limited Oiseminat ion
IJI Learn about train ingdev eloped by the _ l eam aoout CUI oversight r equ irements ~Executive Agent for CUI user s ~and tools
bull OJI Training Modules bull CUI Rep orts
CUI Registry- Whats Next
bull The Registry will evolve format is continually evaluated for clarity and functionality
bull New categoriessubcategoriesauthorities added as identified
bull The CUI Executive Agent will issue additional policy and guidance as needed these documents will be included in the Registry
bull Ongoing Maintenance (Authority Citation Updates)
CUI Registry- Online Demo
Walk through - Front page - General Guidelines - Category-Subcategory List - Detail page - Authority Citation - Policy amp Guidance - Glossary -Search - Left side-bar - Under Development
CUI Registry- QampA
Questions
CONTROLLED
UNCLASSIFIED
INFORMATION
CUI Registry- What is It
CONTROLLID
UNCihSSimn
lrfORIlATION
CUI Registry- What is It
bull The CUI Registry is the authoritative source for direction regarding CUI policies and practices
bull The publicly-available online repository enhances transparency - Includes policy and guidance documents - Identifies categories and subcategories of unclassified
information that require safeguarding and dissemination controls consistent with law regulation and Government-wide policies
- Provides descriptions for each category and subcategory identifies the basis for safeguarding and dissemination controls contains placeholders for associated markings and includes applicable safeguarding dissemination and decontrol procedures
CUI Registry - Where is It S logs I Bo o km arkShare ICont act Us -~
Searcn Archtves gov ~- bull NATlONAL ARCHlYES
PGseatc h O ut Records VotGrans SGuvtco RGcords TeachGrs RoGourcGs O ur Locottons Shop OnhnG
Controlled Unclassified Information (CUI) Home OJI
C ONH OUlD Esta blished by Executive Orde r 13556 the Controlled Unclassified Information (CUI) UfLlA)~ I fltO
1 -1()1~1gtAT()Nprogram standardizes the way t he Executive branch handles unclassified irlformation t hat
Use the CUI Logo
Contact Us
News and Notices
bull December 8 2014 -Welcome to the new CU I Portal
The CUI Registry is the aJthoritative source for guidance regarding OJI p-olicies and practices-bull Under DevelopmentshyRegistry
Search the Re0istry Markings
32 CFR 2002 - Implement ing Access Registry by Policy and Guidance Dir ective
bull Execut ive Order 13556 bull Ma rking Handbook
bull CU I Not ic es limited Oiseminat ion
bull Decontrol bull CU IGlossa
Training Oversight
IJI Learn about t raining developed by the _ Leam aoout CUI oversight requ irements ~Executive Agent for CUI user s ~and tools
bull OJI Training Modules bull CUI Reports
wwwarchivesgovcui
CUI Registry- Established by Executive Order 13556
CIC7S
r_ a Presidential Documents Vol n W ubull T ~__
Tho lnlldenl Controlled Unclllltillled Informa tion
~~bua~-a~r~-~ rA~~~-~ti ~t~ Sctibull L Jliluptno This or- bulltlblist aa os-a ud ~~
==~~=~=~~=---~=~~cna- polldu aadudrllfJ inbrmamptton tho~amp is dyen1diad undal hiiiCiltnG Ordcir U5U ofllaambot 1 ZCXIIor thu Atomic poundruq1 Ad~ ltllmoadod
At prmun~aa~-=-~~~m~~~~ ~bmampian 5uda aJ IDbrmiiiii0pound1 tiiiOIII inTQ(_ JWing SUCWity propri~ L~n-=~D~~Ddi~rr=~~~~~~ ~~~mc~i~fta~f=~=~~tlul t~ apacJ- ampnt aftm h1ddan from publiC liiiiW byenbullIIipocifc pol~ only -antDdU UIHI
To addnass tbaNt ptobllets this ardiH ost=ilfufos 01 fOIatD for mK~=tittt this iaium~ioon hanliaaftar daaaibod zs Cootrullod U~sifilld lnbmoashytim tmll aapbuiZIII ltt DpCJMIIU md Wlibmity or Ccnwtlnl11bt-Widtl proctico S L CtroW UocJuiftod r~ (CUI) (~ n aJI ~- Olbd U~im shall -r11 al GXCJaSITa ~a
t1om b- tdllaLifyioa undaudied inampampruiiJQn IJuouPoallbe uucutiw bnoch tiNe mquirvs Qgguudiqa o r disswnumion CEiatrols pu~nl lo ud conshyJirulat with appiGblo b w Ngtlaficasaad CO~mmDIIIwidll po6cicts
(b) n tMnt bet tmt iabmaion is ctoi~Faad u CUI shall not hrn a bllamprill8 em d--inaticxw puIIIIOIIIl to any law tuC(Iirbullns the dndoKir or inbf11llillllraquon oc flllltbQS d-=Wwa u a m~- of d~ion uxludaQB dicbun~s to tho ampqgisbh- or Judicial brincbas
(cJ Tho NWad Anhi aad Ramrds Admiaislntion JIWJ nbull u tM Buaativo Aset to imp-ollll this onlat md ~) oicIM to USUtltaplunot wrth thu otdlar Sec 1 fUMmiddotbullbullofC11nnt DltriampllltitJm (~ Ewh ~ btud stwl widlin 180 days of tho cbbt of this ~ ( I) raYiew all ca~~ ~middotall~ and mdir~F mad by Lha iiiJPIIC to ~ wtlassifiKI infonn=a~Nxa for safusuamprdiaa cw diMamirulion coaLtOIS and
~~~al~Ud~d~r(~bnr=dasyen1llled as WI undar Slid (~of tha otdllr This $Uhlnission ~I I
~It~~~~~-~~~~b i pardinlor duminoaion oantrols (b) Jf ther9 is sipifieutl doubl Jbout w hlltbclr inbrmollion sho111d be
dbulliampnod bull OJl it JiiWJ not be~IUd Sc IJcnlopncni ofCtIJeon-abulld Poliriu
( On the tasis of lhlt submissons u n dclr Hd10n 3 of this ordur or futuru _Js and iiJ CXJmultlllion w ith aaacd 1118MCiellbull - hattaiwl
~~shaJ~~li-1~adur=th~iaWZe liw illach Olhd tD lKMnm 161aiv Uporl publicatic~ in thlt ~_ lashad undlaquo subriJgdion (d) of this $lldICIn No uocbslsir-t inbmaiiJOD
mcit~~ lhbull ICiqUitl or -=tion 2tJ or this ordw tldl - diapprobullld
=~t~~af~d1unilnai1~~i 1M llliltkiQSIIO ha IUIKI
(b) Thbull Excacutin Afpmt in ClCftKIJLrtioa with ~ a- shaU da-iop and oruct fllCh dirlldnm ou ill1l ~ ID uapampnm Ui~ onJar
=i=vmi~~-~_crar= ud clllmnUol orOJI tholt tD t ha laquodin practicabila and p4iMWiiad by law ft11Ublioa and Comiddotamman~wido policios shall ~aiJt oansi~t across Cllribull -d -~ ol CUI atld ~houl 1M UIICUtift ~
ttv=~r~hin~T~(o~11ona~tr~~ fi m~ ptllbluilltd bullbull ~ zow n ExCIOilliw ~ all ibullbull m itiaJ dJructiQS b t tho impJOIIWllttalioa af tbi~ ordct Wdhirt l80 dtp o lbo ddlt ofthisom
(ttl l _ nt an u isSOII rulallld to the 1111 pllanoatatiort of this ordclr that imua may bo appaUad to dNa Ptidant th10Q8b thD Jlindar of UOffica of Ma~ outdBudp
(0 Ia )fom~IQI Its ampamphom undat tlus ocdar tM huaoltwe Agaal ia acawdanat wbullh -pllabct l1w shall cx~nsult with nap-datl- ol 1M public ud Stl- local tribal attd pribull~r ~or ptttn~n on rabtad to iliJl~Rt)nlltt ~ribull omd ~ or QJI aad dawklpirw ~~~tinamp dindtW Wood by tho Exorutiw Apnl punuanl to thts
SC lilltlplarwurAGU l- YJlhlll liO doays of lha ~ ol uritial pollliu aad prooildun
hy tho Exocuth Aacmt in KXX~fltuxtt w ith -chnn 4(b) of this orde~t ch
~~~~==~~uti~~t~~r~~-== inclutina lbo cuhlisttmcmtof inliHim bull- dt~L
~~dah~~a~aa~~uaa~~7x~t bullWImbladl dlladb_br pbuad illtp-nampiltJoo bf~
(cJ In h ar U finl s JyenS rdlowial thbull cblbull ol this arllw md b-aiilly t__lar thD ~tibullbull Apt amplaD publidl a Nport ao lba sbtuo~ rlbullncy amplllmwd~ionolthisorelaquo Stc amp Catlaquolt PrmiUotts
(J t1us udgf sbtIJ bo ampJomaaiDd i n 1 aJ~DIItClCIC3i--t with ~plic~bk ltw inducfutJ pmllldions ol oonfldQ~ttality and privzy
(2) tho sbtutory ttrthotity of tbo boiads of cicls incl~tns urthoritics d 10 lhbull PfldJillll of i nroratiacl pnrril by pn aactor tothe redcrlJ CowmQMiot me~
~-=~ti~b~~~~bull= igtlodllOitaJwo-bull 11l nu bull Nil--middotmiddot-ClliL ll -rn ~~~=~a~~Gr--~~~~ ~--l)to)lllo~ II II -~Q(IQOUtt-o~ooJ bullllil_too~lrlioiUIIb~laXtOIfbulllaquo~llaJ fllooOOCiolrJ ~bulloilbull ta ~-r bullbull )
~~~~~=~JflO~Z llClilloilolwlllflbitlwclllhbulllllw_
1o1 nolt_ bull to-- bull - bull bulldbull_ 11oo r bull t~~on-lt~d o- r~ _ -~ kif
ltJTooW bull -__ __ bullbullllaquo -- ~ __ lor ~middotUbullLn-s-~ - bull __ lta-- ~_ ~fltll pto-~lltgtllowdoiollybullfIP1
1ft nAnmiddotbull cbull- bull~raquo~ ___ ltf- 111 - u __ o) WqoR Olllibull lbull 0(1)-db bullbull~~otho
~iJTtoV~bullul ltlloi01 __-a~ ~ii~ el Colid uJiroOin thtnloraquo CI11T Ilt JoffOIJ) e
Sec 4(d) Within 1 year of the date of this order the Executive Agent shall establish and maintain a public em registry reflecting authorized CUI categories and subcategories associated markings and applicable safeguarding dissemination and decontrol procedures
CUI Registry- Agency Input
CIC7S
r_ a Presidential Documents Vol n W ubull T ~__
Tho lnlldenl Controlled Unclllltillled Informa tion
~~bua~-a~r~-~ rA~~~-~ti ~t~ Sctibull L Jliluptno This or- bulltlblist aa os-a ud ~~
==~~=~=~~=---~=~~cna- polldu aadudrllfJ inbrmamptton tho~amp is dyen1diad undal hiiiCiltnG Ordcir U5U ofllaambot 1 ZCXIIor thu Atomic poundruq1 Ad~ ltllmoadod
At prmun~aa~-=-~~~m~~~~ ~bmltlllian 5uda aJ IDbrmiiiii0pound1 tiiiOIII inTQ(_ JWing SUCWity propri~ L~n-=~D~~Ddi~rr=~~~~~~ ~~~mc~i~fta~f=~=~~ tlul t~ apacJ-bullIIiJi fc pol~ ampnt aftm h1ddan from publiC liiiiW byen only -antDdU UIHI
T o addnass tbaNt ptobllets this ordiH ost=ilfufos 01 fOIatD for mK~=tittt this iaium~ioon hanliaaftar daaaibod zs Cootrullod U~sifilld lnbmoashytim tmll aapbuiZIII ltt DpCJMIIU md Wlibmity of Ccnwnnl1112t-Widtl proctico
S L CtroW UocJuiftod r~ (CUI) (~ n aJI ~- Olbd -u~im shall -r11 al GXdUSITa ~a
t1om b- tdllaLifyioa u ndaudied inampampruiiJQn IJuouPoallbe uucut iw bnoch tiNe mquirvs Qgguudiqa o r disswnumion CEiatrols pu~nl lo ud conshyJirulat with appi Gblo b w NgULafiDIDand CO~mmDnl-widll po6cicts
(b) n tMnt bet tmt iabmaion is ctoi~Faad u CUI sWI not hrn a bllamprill8 em d--inaticxw puIIIIOIIIl to 01ny law rucr-irbullns the dndoKir or iabf1111i111110n 01 flllltbQS d-=Wwa u a maa of d~ion uxludaQB dicbun~s to tho ampqgisbh- or Judicial brincbas
(cJ Tho NWad Anhi aad Ramrds Admiaislntion JIWJ nbull as tM Buadivo At-d to - -ml - ~ ~) ldicIM 10
( On the tasis of lhlt submissons u n dclr Hd10n 3 of this ordur or futuru _Js 00 ill CXJmult lllioo w ith aaacd 1118MCiellbull - hattaiwl
~~shaJ~~li-1 ~adu~th~iaWZe liw tach Olhd lKMnm 161aiv upc~r~ publicatic~ io thlt ~_ luhad undlaquo subriJgdion (d) ol this $lldICIn No uocbslsir-t inbmaiiJOD
mcit~~ lhbull ICiqUitl or -=tion 2tJ or this ordw tldl - diapprobullld
=~t~~af~d1unilmi1~~i 1M llliltkiQSI IO ha IUIKI
(b) Tho Excacutin Afpmt i n ClCftKIJlrtina with ~ a- shall da-iop 01nd oruct fllCh dirlldnm ou ill1l ~ ID uapampnm Ui~ onJar
=i=vmi~-~_crar= ud clllmnUol orOJI tholt tD t ha laquodin pacticabila and p4iMWiiad by law ft11Ublion and Comiddotammantwido policios shall ~aiJt oansisat across Cllribull -d -~ ol CUI atld ~houl 1M UIICUtift ~
lhov=~r~hin~T~(o~11 ona~tr~~ fi m~ ptllbluilltd bullbull ~ zow n ExCIOilliw ~ all ibullbull m it iaJ dJructiQS b r tho impJOIIWllttdioa af tbiltt ordct Wdhirt 180 dtp o tho ddlt ofthisom
to~~=i~~==~=t-imiddot J~~~middotd t~~a~bullpoundt~~~~Cut~ dit-~~rtdr~SJ otnd bullpiKablt~~~rdaoc
(ttl If t ha lrncutiA Apnl d aaa ICJ canna~ rwd ~nt ao u isSOII rulallld 10 the 1111 pllaniNitltiort d this ordclr that imuo may bo appalad to tha Ptidant th10Q8b thD Jlindar of UOffica of Ma~ outdBudp
(0 Ia )fom~IQI Its -tJODS undar tlus Oldar tM huacllbve Agaat ia acawdanat wllh -pllabct l1w shall CXIRSUJt wilb napnzMWdillliQS oi 1M public ud Stl- local tribal attd pribull~r ~or ptttn1n on ~ ralatad to iliJl~Rt)nlltt ~ribull omd ~ or QJI aad dawklpirw ~~~tinamp dindtW Wood by tho Exoruliw Apnl punuant to thiS
SC lilltlplarwurAaU (aJ YJlhlll liO dory~ of tha ~ ol uritial pollliu aad proolldun
L)
~-=~ti-tb~~~~bull igtlodllOII-Jwo-bull _ _ 11l n u bull Nil--middotmiddot-ClliL -rn ~~~=~a~~Gr--~~~~ ~--l)to) llo~ II II -~Q(IQOU-o~ooJ bull lliltoo~lrlioiUIIb~laXtOIfbulllaquo~lllllaJ fllooOOCiolrJ ~bulloilbull la ~a-r bull bull )
~~~~~=~Jfl O~Z llClilloilolwlllflbitlwclllhofllw_
1lt1 nolt_ bull _-- bull - bull bulldbull_ 11oo t~~on-lt~d o- r~ -~ kif
ltJTooW bull -__ __ bullbullllaquo -- u ~ __ lor ~middotUbullLn-s-~ - bull ___ lta--~ _ ~flt-- pto-~lltgtllowdolollyofIPf1
lftTheAnmiddoto) Cbullor bullIraquo Nqbull ___ltf oq ll __ u __ o) WqoR Olllibull lbull 0(1)-db bullbull~~otho
~iJTto V~bullulltl loi01 __-a~ ~ii~ e (gt_lid uJiroOin thtnloraquo CI11T Ilt JoffOIJ) e
i (a) Each agency head shall within 180 days of this order (1) review all categories subcategories and markings bi used by the agency to designate unclassified information s
for safeguarding or dissemination controls and (2) submit to the Executive Agent a catalogue of proposed categories and subcategories of CUI and identify the basis in law regulation or Government-wide policy for safeguarding or dissemination controls
I
CUI Registry - Executive Agent Consolidation
CIC7S
r_ a Presidential Documents Vol n W ubull T ~__
Tho lnlldenl Conlrolled Unclllltillled l nfonnallon
~~bua~-a~r~-~ rA~~~-~ti ~t~ Sctibull L Jliluptno This or- bulltlblist aa os-a ud ~~
==~~=~=~~=---~=~~cna-polldu aadudrllfJ inbrmamptton tho~amp is dyen1diad undal hiiiCiltnG Ordcir U5U ofllaambot 1 ZCXIIor thu Atomic poundruq1 Ad~ ltllmoadod
At prmun~aa~-=-~~~m~~~~ ~bmampian 5uda aJ IDbrmiiiii0pound1 tiiiOIII inTQ(_ JWing SUCWity propri~ L~n-=~D~~Ddi~rr=~~~~~~ ~~~mc~i~fta~f=~=~~tlul t~ apacJ- c pol~ ampnt aftm h1ddan from publiC liiiiW byenbullIIipocifonly -antDdU UIHI
To addnass tbaNt ptobllets this ardiH ost=ilfufos 01 fOIatD for mK~=tittt this iaium~ioon hanliaaftar daaaibod zs Cootrullod U~sifilld lnbmoashytim tmll aapbuiZIII ltt DpCJMIIU md Wlibmity or Ccnwtlnl11bt-Widtl proctico S L CtroW UocJuiftod r~ (CUI) (~ n aJI ~- Olbd U~im shall -r11 al GXCJaSITa ~a
t1om b- tdllaLifyioa undaudied inampampruiiJQn IJuouPoallbe uucutiw bnoch tiNe mquirvs Qgguudiqa or disswnumion CEiatrols pu~nl lo ud conshyJirulat with appiGblo b w Ngtlaficas a ad CO~mmDIIIwidll po6cicts
(b) n tMnt bet tmt iabmaion is ctoi~Faad u CUI shall not hrn a bllamprill8 em d--inaticxw puIIIIOIIIl to any law tuC(Iirbullns the dndoKir or inbf11llillllraquon oc flllltbQS d-=Wwa u a m~- of d~ion uxludaQB dicbun~s to tho ampqgisbh- 01 Judicial brincbas
(cJ Tho NWad Anhi aad Ramrds Admiaislntion JIWJ nbull u tM Buaativo Aset to imp-ollll this onlat md ~) oicIM to USUtltaplunot wrth thu otdlar Sec 1 fUMmiddotbullbullofC11nnt DltriampllltitJm (~ Ewh ~ btud stwl widlin 180 days of tho cbbt of this ~ (I) raYiew all ca~~ ~middotall~ and mdir~F mad by Lha iiiJPIIC to ~ wtlassifiKI iofonn=a~Nxa for safusuamprdiaa cw diMamirulion coaLtOIS and
~~~-~Ud~d~r(~bnr=dasyen1llled as WI undar Slid (~of tha otdllr This $Uhlnission ~I I
~It~~~~~-~~~~b i pardinlor duminoaion oantrols (b) Jf ther9 is sipifieutl doubl Jbout whlltbclr inbrmollion sho111d be
dbulliampnod bull OJl it JiiWJ not be~IUd
Sc IJcnlopncni ofCtIJeon- abulld Poliriu
~-=~ti~b~~~~bull= igtlodllOita J wo-bull _ 11l nu bull Nil--middotmiddot- ClliL ll -rn ~~~=~a~~Gr--~~~~ ~--l)to)llo~ II II -~Q(IQOU-o~ooJ bullllil_too~lrlioiUIIb~ laXtOIfbull laquo~llaJ fllooOO CioJr) ~gtoil bull la ~a-r bullbull )
~~~~~=~JflO~Z llClilloilolwl llf lbitlwclllhbulllllw_
1lt1 nolt_ bull _-- bull - bull bulldbull_ 11oor bull v~~~on-lt~d o- r~ _ -~ kif
ltJ TooW bull -__ __ bullbullllaquo -- ~ __ lor ~middot UbullLn-s-~- __ lta-- ~ _ ~ pto-~lltgtllbullwdoiollybullf lf
1ft Thoo An) t) C1or bull1raquo01 _ I) - - J ltf ol -oq Ill __ u __ o) WqoR Olllibull lbull 0 (1)-db bullbull~~bulltho
~iJTtoV~IUI ltlloi01 ----c~ ~ t (olid uJiroOin thtnloraquo CI11T Ilt JofMJ) e
On the basis of the submissions under section 3 of this order or future proposals and in consultation with affected agencies the Executive Agent shall approve categories and subcategories of em and associated markings to be applied uniformly throughout the
(0 executive branch No unclassified information
lhop ia z
meeting the requirements of section 2(a) of this order ~~J shall be disapproved for inclusion as CUI but theS l
Ly lh
(oJ
Executive Agent may resolve conflicts among categories iaclu and subcategories of CUI to achieve uniformity and(b)
- may determine the markings to be used (c)
~~-~~ sbtuo~ arbullnCJ lmfMIIItleniOIampka011nuoc-_ Stc t Catlaquolt PrmiUot1s
(~ t1us udgr sblLIJ bo ampJomaaiDd i n 1 -nOArClCIC3i-a~t with ~plic~bk ttw inducUnJ pmllldians al oonfwiQ~ttality and privzy
(2) tho sbtutory authority ol tbo boiads of cicls incl~tns urthoritics d 10 thbull PfldJOII of i nroratiacl pnrril by pn aactor w tbe r~ CowmQMint me~
CUI Registry- Categories and Subcategories
Data elements requested 1 Agency 2 Proposed Category (EX Privacy) 3 DefinitionDescription of Proposed Category 4 Proposed Subcategory (if applicable) 5 DefinitionDescription of Proposed Subcategory (if
applicable) (EX Health Information Student Records) 6 Proposed Marking 7 Statute Citation and Name (USC) OR Federal
Regulation (CFR) OR Government-wide Policy 8 Required Safeguarding Controls ANDOR Required
Dissemination Controls
CUI Registry- Categories and Subcategories
7c) Policy must be Government-wide
1) 2) 3) 4) Agency Proposed Proposed Proposed
Category Category Subcategory Definition (if applicable) Description
5) Proposed
Subcategory Definition
Description (if applicable)
6) Proposed Marking
7a) Authority
Statute (Citation and
Name) ---OR--shy
7b) Authority
Federal Regulation
(CFR) ---OR--shy
7c) Sa) Sb) Authority Required Required Govt-wide Safeguarding Dissemination
Policy Controls Controls ---ANDOR--shy
bull Template format was supplied to agencies - Helps to clarify specific elements needed from Agencies - Consistent format assisted Executive Agent evaluation
bull More than 2200 submissions received bull Process of review consultation resolution
consolidation
u l IUid ~h
tl eraquo u
tl
CUI Registry- Categories and Subcategories
Evaluating a Control Authority Protection without specific instructions- CUI BASIC
TT11Ji ~TilE PlBLJC HSALTfl AID WHLFAPF
nw-~ancTint
Illbull 1obeadlaquo ~f~ to l11 bullubtto CaXI wu ID
~) ~~~~-~7ttJmiddot 11-J) ttonltgt c-1 d11d l mJUliWfgt bull m boltl~ Rc~owu - gtv-o r- o Abull - r_ t onal uw~ at elo Jlaquolurol lluoau ot b-CQ d-bulln_UCQlt~r uIJ~ I 10 hcoc -=311~n Ttlcnt c tlgialktu Cor ~adl ~1 olleulcbullrand aey othe r pcorshyl$011 t-urwer~IOt lal dt lttiJ u u e Uldt~let SCI11 rlaquo~UltErl 10 Nct~ter ln a Jurtsdietlcnmiddot ~ su
offellder llll((stTY TOO dllt~lase shall be l n()Wfl t tSOl8 lAblic actlaquobull ~o e~c aroad ion-11tion u the N6Uoii-Ol SexotTcndtr n~middotutry
tluougtltbC lak-nd (b) Kltdt(lcle rcrwninr ~abull la r eaenJ
lbtotpt ~~a~ FOrtdltcent l ll t h z cectlon eooh lut~tshytb~~~~~~e~~~citr[~o~~~ 1Po$0) tlut updAtgtd l llfonniiUQn abotn 11 tOX (1(Ocuoa sbaU mak e amiddotallable on tbe lnWrret m ~ a mmtodt~~olocly l raum1t tN by dtlteLrone
ltitetl)u and to lM pubilc tU lrlomut oll abotrt a manoor tbat ts rell1IJ amp~laquo5Slale to all )llrts-shy
rorwllCllnt wan relevut JuriSdtLlons ucb twlt oficnd~t tn tblt- r~stry TSC jttrtltb~ (hb L 0)-218 U~l ~ I sectUO JIJyen 20 2DOG ml UCi n saU mauuatn the lneroli~ ~1 1n a maeshy Stlt59i) tiEl 1bllt w-111 oorrnlt tbe ~~tDHc to ob3111 reishybullQou 1nlomuttoJ~ ((If coe~ ~u otfultbr by ll sl~ H wO Drt~ Sjldio O~IiM
gl= qu=r1 for 441 gtven rip ooU or ~~raphk Vrokho tallus sell 117 the user t M JJM$1xtloo snaJI ltbull) Rlcublkll- bull l (b) Mandatory exemptionstIJO l ncl uoia tn tho(lxlJn otl t~~ ntfom~~~ot 1dta aJJ
ltere ls e~tabhUe1 th S11t ON~~nW r =bhc w~M
fltld lleltofltb ~b~lttoe~ needed lor lullamprclcl shy
~~h~ ~w~~teruan~~r-~~ ln1~~ ~tel~d ~ 6e lbe A jurisdiction shall exempt from disclosureshyA tCII1Ul) Geu~Ni liball m- middotIIIIHil bull C4-~l (11) lllfltW-mwiofl tbull bo PfO
lte Aetm sball toe tlon (Q ot~~eb t ex olfaxlo1 (1) the identity of any victim of a sex offense
on a lurNlctlol1a Int au auow tbe wtUc to tlon lor each Slt olle uy IVUI - ood o o (2) the Social Security number of the sex offender
7 Lbe JSlaquo m a arm alllt may 11e e~tatllUIel llJ dl h11-11 n cl otba tle ltoMiey Ot nc (3) any reference to arrests of the sex offender
(lllb L 10) US Ud bull ( BcL $7 )
~ ~UI 111 001t Kilo that did not result in conviction and rott t aw CwnuoiiY
(a ) fsablkbloeat (If Prw ~ ) e lllbbl11hed t b (4) any other information exempted from
amplid Al fUil1fa NlCOie ZSJ tIOn Prwram (h~truk feltCdioMtbe~ disclosure by the Attorney General(b) ProtrM nbulltifitatioo
Cd l Utki Blccep~ U ~Vld~ Ill
The nw Sllampll ~t~Clul) 110 tbe extetu ~
tlesblo lDb to sex ~~t~n~ ~~~~~ffl~ilU[n~tl~~orf~nder alftY ud edushyClltlon ro~~t~tmllo$ rlldl oo)On 111Wl proY1de dc lnfouutton 1n tlle
C-l CMPOdiN ampf - shy ~UY (Cttller tb 81 10fOmlampUCtll elffl~d tlltn dlltlcla me 0~ tbe AOOrne$ GeomUampWut tbu
lbe Site sbaU ln CJUOO l OSUUCllOtS 011 b OIJ to ofulllart4 tu blloWlllff-11 tnMGelraquon d l nfanntllm the An md~idshy (1) 1M At tormy ~ral wUo llba-11 no JuJo u l conwndJ le laquotoncow W~gt tnromutlon Ul Jle Nnl otal sex o rrermr ~O WaN~ill ~nl1~~~middotf~rc~~~du uJ~0s~~~~~~jer~w-n~~middot~~~~~tf ~~bseloo~a~~ne~middotu~==~~ l n)un bar1011 or oommn a ertmo -aIUJI any eaeb vee lD bullb1eb tlle lnill du J llll ils 11 u lnltldual nanea tn Jle rwstt) or resllllni or emplosM orlll Go It-lidlaquo~~Mrlllng bull t bullny ~rbld adMo~ lba w~m~lnJ 0 ) liaeb Juna(bculn wttere be a orrEnlirtMll noto tbat QtIY tUltl oc11ofl could M~~~lllt In cnll or cnrntlaIJE~Wuta e~n~dl8b~~~t ~ ~~~~~~ ltPub L 100 Ml ttt 1 t ua July 27 2JlCC tro 1le d uoe ~mpoyntcnt ot 1t11de~~t IRoOtw coshyStat SQi ) am
CUI Registry- Categories and Subcategories
Evaluating a Control Authority Protection with specific instructions- CUI SPECIFIED
(7) Protect the confidentiality of the identity and location of persons subject to registration requirements as convicted offenders under Federal or State law including prescribing alternative procedures to those otherwise provided by Federal or State law for registration and tracking of such persons
50 11 18
A twrnes General ror tlle CMmlnal Dl middot vtston or ttts or oor aelesroo tbe oueshytor of the UnltOO S1ates Marshals Serv lea ani ofheon of lila t nttld Stbull Manluls SQtYoo da tputd ~ ht lt10bsll bull b o be au~bo 1middot1Mxl to tta-opor sw-renaer ~1 --e ana rnamam CGs-shytolV 0( JgtrtsorwI-WltOOISSEJ lelnpTUllY tramr~rreO fr(lm or to the Uni ted Stt pununt to bull troA~ bullbull~oeutloo ~mont o r oohor lopl aJtbor1ty aul ~rtl rnbanemomt Crom tou~ljplalllbof1LEIi vb t n Lppropnate
(Otdo So 113 Ot Ul 10-U WI Sopt 0 ICIH)
I O tltD Wi tn_S~nrityProp-uQ
a ) ln ootneetlcn wttb the lltOteetton nf bull wtll- bull pctGaUbulll 111tn- 11r lUI l rn modlat4 lllml ly mcmbor o r cho a
=~b~~~~~~~ w~~Jla~ ManlUJs SlaquovCf ana omcers or tile Uni ted StaUs Marsbals Sentce desshylpated ly the OINetor msy
f1) Prov1do lUItablo d ocurnoJU to onshyble t he peMO n to ce~tablleh ~ r~ew denmiddot ll~Y orotberwbe pru~ tho pnot
12) VlItlle DCUUllt (Ol tlle ~noD13) Probulltde for tbe transtottatton of
bouampebo ld tum ltllre ani other J)m(lnal proJIIIIy Ul bull nnbull Mltldllnoll o tho PIshy_
1) ~hie~ W ib~ peron a paymmt w rnen baSI~ llvu-r npelrS(gt 1n a ~tum es-abl lgtbOO to accordane wltb rerolamiddot t-hm~ 1Sstled b r t he 01roctor for s ub tlm o - tllo At tumcy ~Mnl dotarshymtn eamp to be warron~C
() ~~~l tht ponu11 l n oblan lng emmiddot
plrJs-mg~Jae otoor servtee~ neee$3ty to assist t rn1 11g selfshy
~gtmiddot
~~erA=~~=r~~ to~ emol9ltsJI3J Al l ts~mb ltiepuaflon~~ Moll cxptrc on~ llate cetlampUl Ab Cb ampball 00 StampUtl 00 te face o f tbe d 6DUtatiOn (Orloor-Nbull On ittOIO-U~ libulllo 2 tbull bull _ltlo~ ~G1 nncn J35 1)9()
ltM U 1Ud~15bull-no( a u tbutily 1be Dlreetor US Mushab Stn1et
Ill outh orltOd to todolos-to to Qlf of 1m auburdl rnltel IU) U( the fraquoWe~ an1 fllneLnu ~middoteswlt~ m btm by tb1s ru~ pan exoepli tnat tne awbontJ to ap [II()Te other nee~ry ex-PniiampUNC I ~
Director of the Witness Security Program
~e ~Wiiliiilft~~ r~ l oOGl law enroroollem OC)JaIS ~e D u acwr satl bull 1tllout unltbe m lay disclose to SlCb omdalS the dent1 t )i locatOn ertmlnlll tollords Ill 1n~nu rwshylaUng to t he pcr iiQn Telooattd ot proshyti(OOII wben 1be Ot~tor lmOWJ or Lbe
rstfl~~i~onu o~b~arndega~ N~tod fur (If cluugltld w1t b An orfanbull t-t SI puntt~i-hl o )gt n10ro t i llll o no ~ In prt4on o t thA- 11 bull ltrrlmll of 1oshyltnoo (ONoor- s a u lOOJ tll m ltt~lll st t
I U U Special depu utioa 1be Olrector Onltld States Marshals
~rvtllO Ill UlhortwJ to ltiopuUoo tbo followlr~ plaquolOM to porfotm Uo lunllshytJog of a OefUlV US Manlthal tn wy rustnctOesltlataa b 7 the Vlrecoor
(aJ Seleoetfd otfleers or em~lobullee$ of te Depanme11t ofJutt~
(b) Solotm fcloral Sltao or l oco) lampw enro~t utflocn wbemvlaquo Lbc lampw e11J~rwmenL ntoeltbuf Lht US MarshySUIs ampfVlce 31 reQwn-
(c) Seeeud eml)loyeeos o f (11vace bull euriiJ llOm patl- In pr_ovwl1r~Jt eourtshyroom ltctMt y tor tho Poltio t~l j rJdlelshy
(b) The identity or location of any other information concerning a person receiving protection under 18 USC 3521 etseq or any other matter concerning the person or the Program shall not be disclosed except at the direction of the Attorney General the Assistant Attorney General in charge of the Criminal Division or the
CUI Registry- Categories and Subcategories
Evaluating a Sanction Authority ~e JOin rrtlbullK 2-lfOIUUGN lt JOiS ANO LlltRCOUttSE
ulr
tLA1
e b urshyfti bas
r
o l alltDG ~~~~~~~~~~~~~ tr acts to tlle
data could oot be o btal ned tlthout unduUgtn anll tJle aa~a aub)llC~gt -0 sut ~Ltmalbeen notad ln the rnoort (cl AeOOSi to inforuaUto limitation
Access to lrformauo n otulWd unde$11C tltln (b )() o f t11~ lllldl u n ~tbbullIJ bo 11V only to oftlela ls or employees deGgtatOO tconn fW)CLons una er Lll gt cbapU mcconsultants and perscns wokln~t en conuarded pursuant to thls chapter SabJatllmltoUon of JQllllglapb (I) o l th l =~~tlon the President may autbonu tbe exchange t ~obulloon 4[eoetes or om clab aestgoaU1 ly btm or ldormatlon 1unlsbed by ans DEJSOO under tlts 1990-Suoteo (b Vl traquo bull -middot~~ bull bull Wp1er as be OOems llecessa) to Ctrrf out tlle en~ Vbe a npu PlTPOSOOC of tMs ehaptr Not blnr l n tb)) tooton -w --~ shall be construed to reqUire any Federal ac-eney penl(lrl m~ 11 din~C~
u Any person who willfully violates to Glilelcse to an) omctal exertlsl~ autboncy ~t theteDOttshytmder t bs chsDter any 1nfornut lon cr repnrt b~ III Co)mplccollected u~der legal authorit y otOOr tbu tbs kmwlffige and belle clopter wb tn dlMlotun l~ pr oMbtted by bu a - UI IIllllth 11 subsection (c) or (d) of this section shall Wonnat on collected pursuant to stbsretlon tiCIIUI IM~ undet
(bX2J o r tJls sectton tmy be usedonJy- prof1cbd beltalR ( (1) for analyt1 cal or mattstlcal DUJOOaIS tonarr aceounUn r
wHbln t he Umted States Covernrmnt or obtalned 1dtbeu u upon conviction be fined not more than-~gt -uth l
Subcoe (c)(t) 1~~~ ~)~~~doot~~ _u- ltbullrmiddot tshySl03lt b) or ltcJ ortus tl t le Sute td ) Pub I $10000 in addition to any other penaltyNo omctal or emll o~oo lleslrnamptOO LO perform v- tc ( J) bull
functlons undet t his cbaper nel uduw ooliSult- Subcoe (c) Pub ~ bullubolcoo (ol) ccUOflc)bull ~~~1 ~nO~~ ~00~~= imposed by law19M-Sulleltl (b(
afa bble to aey other ~rsan any lnformatlo n lllteruthnal lnntcoUeetell pursuan~ tO SUllseetlOil (OX21 Of UlS section In a manner t ha t be pel$1n who turshy sect 3105 Eoortement nsbOO tbe lnformatton can be speclflcal l)bull l dm 4 lta) CWU pefl8lty for faiIWE tamp furnfib informbullmiddot tilled eXIltlpt - pr ovtded tn tblt~ ooo~lon No pershy UIUson can compel tOO submlsslOn or dsclosue of
Wboavflr C-H~ to lumhlh a~ lnformatlofl ~
Jnrsunt to tbs chapter o r any oovbull of s u eb rampshyany report or oonsl too nt pan tberoor col Jectea
qutrec unde r thl s cba~r wietber requlred to Iraquort or oonstltuert sert tbereor bullltbou tie ~~~S~~ =~ifr~~6~ I~~wo~~~hd~Jrrn~r~~- onler or lnstruct)an promWgated unJer thlS
ohpter abail be llub)oct t oo ehmiddot11 penalty of not(b) o r tJllS sectton and wl tbou prtor wri Ltell oonshy0$$ t llan $2500 a nd not more tlan S2SOOO In a bull n t of t b e mtamor bullh tho pATS~on who proceea1ng llaquoltugbt unJ1er sutGec~aon (b) or thllS
~~~4~n~~b~e~~f~=~~d~ seetlon lECotds or such cusomer (bl Ciril action for failure to furnish infltrmatioo (d) Aeeess to Bureau of EeooomJe Aflalysis inforshy beneer tt a i)pears abat any person bas falled
to lutnl~b any l n lornutlon NqW tad Ulldor t hraquo chapte r abullhpoundthlaquo reqUired to be lurnsbed ln t he
liUlU~tn
lhbull lbtOAil of to Caontll~ of t ho Ooj~alimont Co rm o r a ngtport 01 o tbetwlse or bas 6Uhbullll too1 Comnerce l s autbortzed for purposes ol a~shy oomph wi th any r llle reluJatlon order or lnshymenUng and l rspwvll~ tbe ~ualty of daW oo1 4
s ttuctlon promulgateO undet tbs cbapttr alreted by tbe Bllftoau or tbe Omsu to haw upon bull bullrtt ten rKUeltst access t o dstamp relattng to r~~~~l1~7thu~~b~ttC~~~~~ln~l-nUrprIJ~o$ t ha t J~ reg llctod d iOetly by prate Ullltel ampatlaquogt court oc any oomtory orthe Bureau of Bcooomc Analyst~ for purposes of lblS t bapw r lbe Bu rnau o r LalOr SlatlSliCS o r otiler olsce s utooc1 to Ue tJM$dlot1o11 of t he the Department of Labor Is autl ortood for purshy Ut~lted SatEosbull and suc-b oowt nay e nter a reshy
ottA1mng onler o r o petmonent o r temporc~cy ln4
raquoSeS oraugmeatlr~ and tmprolng the data ool 4
loctod by tho DWGQu o f IAbot Satl~tlt~ to ~~t~~~~t~~~~s=P~~b ~uc~~~~ luve acooos upon wrtt ten Nquaet to selected reru1ttlon oldlr o r )nstruet1ol as t he C8le
nuy be or lmpooe t he ch11 ~naltlbull provtded In uleoun(tllon mrarmauoo lt~n bugttoeu tn~ orlSE$ u d data on lntenuttonal servtoes tr arsshy ~~tlon (a ) of l h b ~-tlqn o r both aetlons t hat Is collected dtrectlJ bs t he Bureau Ccl Criminal ()(11altr for failure t1gt s ubmit infOf middotr~fie~~~~~~io~~~~B9~~ffe matioo Omsu and t be Bureau or Labor Stalsocs shall Abeever Wli11W1y falls to s tlbmt aoy Inform~ fflr purp~at of J~ubAetlon (e ) o f t h U ~tlen bo tlt~n toqtl NIltI u n War til l~ e b Aptcr wb oohot rwshy
Subcategories
bull Naval Nuclear Propulsion Information
bull Safeguards Informationbull Routinely handled by few
bull Security-Related Informationbull
bull Unclassified Controlled Nuclear Informationshy
Defensebull
Subcategories
bull Contract Use
bull Death Records
bull Inspector General
bull Military
bull Personnel
bull Student Records
CUI Registry- Categories and Subcategories
Related to protection of information concerning nuclear reactors materials or security
Routinely handled by many
Pat ent
Controlled at the Subcat egory level only Subcategories
bull Applicationbull
bull Invention
bull Secrecy Orders
bull Genetic Informationbull
bull Health Informationbull
Patent is a property right granted by the Government of t he United States of America t o an invent or to exclude ot hers from making using offer ing for sale o r selling the invention throughout the United States or importing the invention into the United States for a limited time in exchange for public disclosure of the invention when t he patent is granted
Ref ers t o personal inf ormation or in som e cases personally identi fiable information as defined in OMB M-07-16 or means of identification as defined in 18 usc 1028( d)(7)
CUI Registry- Categories and Subcategories
Stat ist ical
Subcategories
bull Census
bull Investment Survey
bull Pesticide Producer Survey
quotations and business and marketing plans
Refers to information collected by a Federal statistical agency unit or program for statistical purposes or used for statistical activities under law regulation or Government-wide policy such Statistical CUI requires 1) protection f rom unauthorized disclosure 2) special handling safeguards and or 3) prescribed l imits on access or dissemination
Related to a compulsory contribution to government revenue involving information regarding returns or
Subcategories
bull Convent ion Information may be controlled at the category level or at the subcategory level based on the controlling authority
ansportation Related to any mode of travel or conveyance by air land
Controlled at the Subcategory level only or waterway
Subcategories Information may be controlled at the subcategory level only bull Sensitive Security Information
fl rop of Page J
CUI Registry- Launched November 4 2011
Launch information - Reminder that existing agency policies remain in effect
until implementation deadline (TBD) - General Guidelines
bull Markings to be developed in additional guidance
bull Safeguarding in compliance with OMB policies and NIST standards and guidelines as per Executive Order 13556
bull Dissemination to those with mission purpose
bull Decontrol as soon as possible after safeguards no longer required as per associated authority
- Category List (16) - Subcategory List (77) - Associated Authorities (398 authorities cited - controls +
sanctions)
CUI Registry- General Guidelines
CU RegiS)
General Guidelines
categoriesSubcategones
Policy and Guidance
Glossary
CU I Reports
CU Tra1ning
WMt othtrJ are
W hat is CUI
Answers to t h e Most
Frequent ly Asked
Questions
Search the Registry
General Guidelines
Marking CUI ma r kings will be developed and scheduled fo r implementation following
publication of additional guidance
Safeguarding Fo r each CUI category and su bcategory federal agencies shall comply with
information security requirements defined by the National Institute of Standards and Technology (NIST) Federal agencies shall consult t he following NIST publications for guidance
on implementing specific measures to safeguard CUI
bull Federal Infor mation Processing Standards Publication 199 Standards for Security
Categorization of Federal Information and Infor mation Systems
bull Federal Information Processing Standards Publication 200 Minimum Security
Requi rements for Federal Information and Information Systems
bull Special Publication 800-53 Revision 4 Security and Privacy Controls for Federal
Information Systems and Organizations
bull Special Publication 800-60 Revision 1 Guide for Mapping Types of Information and
Information Systems to Security Catego ries
Disseminat ion CUI shall be disseminated only to individuals who requi re the information fo r
an authorized mission purpose
Decontrol Information shall be deco nt rolled as soon as possible when it no longer requires
safeguarding measures and dissemination controls pursuant to its associated authorities CUI that has been pu blicly released via aut horized agency procedures shall be considered
decontrolled
8 ropo1Page l
CUI Registry- CategorySubcategory Detail
CUI Registry
St at ist ical -Investm ent Survey
category-Subcategory Practices
Key Elements o f CU I
Chronology and H1sto category-Subcategory Statistical-Investment Survey
category Description Refers t o in f orm ation collected by a Federal st atistical agency un it or
p rogram f or st atistical p urposes orused f or st atistical acti v it i es under law regul ati on or Governm ent -wide policy such Statist ica l CUI requ ires 1)
Gener~l Gtudehne p rotection f rom unaut horiZed disclosure 2) sp eci al hand ling saf eguards Categones Subcategone a n d or 3 prescribe d limits o n access o r d issemina t io n
Polley and GUidanc Subcate gory Description In f ormation reported t o Treasury the Federal Reserve Board of Governors
or the Federal Reserve Banks as part of t he Treasury In t ernation al Capital TIC) dat a reporting syst em
Marking PlACEHOLDER
Abbreviated Marking PlACEHOLDER
Whati$ CUI
All~w=r~ t th o= Mo~t
FreQue ntl Y Aslteltl
Questi ons
Marking and Handling Ge n eral Gu ideline s apply forSa feguard ing Marking Dissemina t io n Instructions and Decont rol
bull Ref erence i nd ividual Saf eguard ing and Dissemination authorities for
control m an ons
Select Safegua rdi ngDissemi nation o r Sanct ion Auth o rity t o view st at utoryregulatory
language in a new w i ndow Authori ty links are updated based on regular re-publication of the Uni ted States Code and Code of
Federal Regulations
CUI Registry- CategorySubcategory Authorities
1ITLII shy hORJUOIlt RRLATIONS AliD LVIEROOURSE l SIOS
(d) Aceess to
dooMd to be ortdals or empl()yoos demgnated to porform IUnltLIODI under Lltla ohapter (e) Peabull ty
ltny person who wtllfully yen1olates subsectton (c) or (d) of tbs aecoon shall upon eoDvtcUon bo nned not more tbln l toGIXI 1n adlftoon to any otMt JKnampltY tmpoMd by law
(Pub L H-1172 ts Oct U ttn6 90 SLat 3162 Pub L ~79 tJUe mfSOS(bXS) Oct 3gt 1984 98 Stat IUO lub 1 101 -amp1) Hfi(d) (e) 1(amp) Nov 7 1000 lOt Stat ZMI)
MllitKUIOIIIIft
t~ (b) Paab L tDI-Ql f7(a) ~d at
t~~-teu~o~~1~~ - dlc17 ~W lor Lbt _tAnanc
~~-==c--=~n~~r~~ and ia to reg offttoer1 betlt
~~-~-_--~~~~Ual~l~~~l ~lma-IMbwD ampnl ~ aJIaliJe born o
noooflh or ltlAt ooold not be ltbta-b)eel to
(a) CirU puah y fw fallure ampo fumla lGIormabull l looo
Wboefer falls to furnJsh any Jnformatton ~ quJred under thls chapter whether reqWred to
~~c~n~ ~~~ ~Jn~~~order- or Jnatr-ucuon promWgatod under tbJa chapter shall be mb)ect to a ch11 penalty of not Jess than $2500 and not mote than 125000 ln a prooeedSnat brourbs under mteetlon (b) or thla ICOUOL (b ) CiYU lldlon for Callure to fWDIsb iafOI ma Uoa
Whenever- lt appean that anJ person bas Called to tumuh any ltlormaUon requ1red under thlauon
Bwcau or Lbe Cn~~bull or lbe Dtpamprtrru~nt or Commerce a autbortMd for p~ or ampWshymenUng and lmprobulllng the qoalt ty or data colshylectAId by the Bureau or the Census to have upon wnttcm request acoea tO daLa relattnQ to bubulll- enUrpraftl tbat a oollociCI4 41rtttly br the Bureau or Koonornlc ADampIyats ror purpoao~ or ~~~~~--~Bu_e~~~~~ut_t~~
Control
Sanction
cbaptlaquo wbmh~ rwqu1rctd to bl 1arnJabed tn the fonn of a roport or oth~ or bas taUod to comply wuh any ru1e regubUon order or Inmiddot structlon promulgated under tbts chapter a
~U~~r~o~u~~h~t~no~~~~ prlat UDHAld S~ OOW of any ten10ry OT otber place aub)ed to the junsdlcUoa of the Unlted StAtes and sucb ooun may enUf a ~
~e iOIl7 TITLE 22--FOREICN RELltTJONS AND LvrRRCOUJtsR l S IOS
~l~S~s~~ ~~tbo~~b _j~~~~iiii- iirii lsilo loiiitdbullbullgt~ eemed to beilo niiiii miiipiiyees ijiirlieiii = ted boon noted ln the report (e) Access to informatibull n limitation
Accoos to lnformaUon obtained unde subshysection (b)(2) of this section shall be abulla only to ofllclals or emplo)bullees designated toP form tuncttons undet lOJUlgtYH~bulluU lIUU ~l mUlgt wvdllug v u cvulr~lo awarded pursuant to tbs chapter Subject to the llmltatlon of tnr~ab (1) of this subsection
eaali)t
this chapter lncludlng~~~~~~~~i~~J~2J
the President may attbonze the exchange ~ tween agencles or ometals desgnated by blm or Information fUrnished b) any person under tls chapter as be deems necessary to carry out the purposes of this chaptfr Nothing ln thls sectlon shall be construed to raqulre any Federal ~ercy to disclose to any official exerclslng authorlty
~~1n~~~PtG~~~d~~~~~~r ~~e~~ chapter bullbullbere disclosure s problblted by law Information collected pursuant to subsection (b)(2) of this sectton m~ be used onlyshy
(1) for analyttcal or statistical PUJllOSIS within the Unlted States Cobullernment~ or
sifl~~r ~)~f~t~~d~o~ Sl05ltb) or (c) of this title
No omclal or employee designated to perform funcUons under this chapter tncludlng consult-
pun~~ t~~dtO~~ yoo~ffs~~ avaHable to any other person any Information collected pursuant to subsection (b)(2) of tts section ln a marmer that the person who ftr shynlsbed the lnformatlon can be speclllcall) ldenshytlOed except as provtdltl In this secton No plr shyson can compel the submission or dtsclosure of any report or constitue nt part thereof collected pursuant to this chapter or any cop) of such iampshyport or oonstltuent rert thereof bull1tbout the
bj~~d~i~~b~~~ehrre~ri~d~r b~~~~ (b) of this sectton and Ki tbout prtor written conshysent of the customet where the person who
~~~~~l3n~b~er~~re~~~~ridi records of such customer ( d) Access to Bureau of EcooomJc Analysis inf_
matioo The Bureau of the Census of the Departmpoundnt
e~~~~~~~~~~e ~iat~~a~af lected by the Bllteau of the Census to have upon bullbullrttten request access to dsta relating to buslneGS enterprlses tlat Is collected directly by the Bureau of Economic Anal)sls for purposes of thts chapter The Bureau of Labor Statlstlcs of the Department of LaOOr s authortud for pushyposes of augmenting and lmprolng the data ogtl middot
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tion Whoever falls to lurnlsb any lnformat1o n reshy
qUlred under thls chapter whether reqUred to
~~~~s~ed~~~ ~rs ~ frt~~6ri order or lnstrucuon promulgated under this chapter shall be sab)ect to a clvH penaltyof not less than $2500 and not more than S2SIXO In a prooeoedlng brought under subsection (b) of this section (b) Civil action for failWE to furnish incr-matioo
Whenemiddoter It appears that any person bas failed to furntsh any lnbrmatlon reqUired und~r this chapter bullbullhether teqUlred to be lurnlsbed In the form of a report or otherwise or bas failed to oomply w tb any rulo retuiGt l o n o rde r Ot ln structton promulgated under thts chapter a
r~~~C~rt~at~u~~h~t~no~re~~ prtate Unlted States court of any tetrttory or other place sub)eot to the jurlsdlctlon of the United States and sucb court may enter a reshystralnlng order or a permanent or temponry Inmiddot t t- 1 __ft -
Links are to official legal editions of the United States Code and Code of Federal Regulations acttona that 1a oollootecl d1rectly Dy tae Kureaa ter Offtcers and employees of the Bureau of theCc) Ortlaal pea atcy for fiDwbull co bull~th lnformiddot Census and the Bureat of Labor Statlstlcs shall Whoever wUlfuJ ly falls to submit any ld orma-shyfr~~1o~e~asozirhl mallGct for purposes of subsectlon (c) of this section be tlon required under this chapter bullbullbetier re-Census and the Bureau or Labor Stausucs shalL Whoewer wUlfully falls to whml t aD7 lnforma-shyfor porposes or Sllbsectlon (c) of thiS aectlon be tlon requ1red under this ehspter whether ~
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category-Subca tegory Transportation-Sensitive Security Information
category Description Related to any mode o f travel or conveyance by atr lan d or waterway
SUbcategory oescrlptlon As deftne d tn 49 CFR Pan 155 sensitive serunty Info rmation IS Information obtained or developed tn the con duct o f securtty actiVIt ies Including research an d development the dlsdosure o f which OOT h as determined would cons t itut e an unwarran t ed invasion o f privacy r eveal trad e S-ecrets or privileged or con fident ial in formation or be detriment al
to transportation safe ty As de fined in 49 CFR Part 15205 Sensit ive Security In formation is info rmation obtained or developed in the conduct of secur ityactivities including research an d development the disclosure of which OHSTSA has det ermined would among other things b e detrimen tal to the secu rity o f tran sp ortation
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Marking a1ld Han dling Safeguarding Mark ing Dissemination a ndor Decontrol measures lnshuctlon s that di ffe r f rom Geoeral Guidelines are r equired by statute
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49 usc114(h)
49 CFR 1520bull -
49 USC40 119(b)( l)
4 9 CFR 152017 -
49 CFR 15 49CFR 1517
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IMPLEMENTATION REMINDER FROM THE EXECUTIVE AGENT
Existing practices for sensit ive unclassif ied information rema in in effect until the CUI
marking implementation deadline (TBD)
C Search the Registry
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Marking CUI markings will be developed and scheduled for implementation followi ng
publication of additional guidance
Safegua r ding For each CU I catego ry and subcatego ry federal agencies shall comply with
information security requirements defined by t he National Instit ute of Standards and
Technology (NIST) Federa l agencies shall consult the following NIST publications for guidance on implementi ng specific measures to safeguard CUI
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I NrORM ATtON
Use the CU I logo Search the Registry [to)Contact Us
About CUI
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Chronology and Hi story
FA05
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Pc 1n~ ~ 11da bull
Glossary
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What others bullrbull
saying
The Controlled Unclassified Information Executive Agent (CUI EA) issues guidance to Executive
branch departments and agencies that handle unclassified information that requires safeguarding or dissemination controls pursuant to and consistent wit h applicable law
regulations and government-wide policies
CUI Executive Order and Implementing Regulation
Issue Date Title
XXXXXXXX 32 CFR 2002 Contro lled Undassified Information PLACEHOLDER
1104 2010 Executive Order 13556 Contr olled Unclassified Information
CUI Notices and Executive Agent Guidance
CUI Registry- Left Sidebar
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saying
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I NrORM ATtON
Use the CU I logo Search the RegistryContact Us
About CUI
Po licy and GuidanceKey Elements of CUI
The Controlled Unclassified Information Executive Agent (CUI EA) issues guidance to Executive
branch departments and agencies that handle unclassified information that requires safeguarding or dissemination controls pursuant to and consistent wit h applicable law
regulations and government-wide policies
CUI Executive Order and Implementing Regulation
Issue Date Title
XXXXXXXX 32 CFR 2002 Contro lled Undassified Information PLACEHOLDER
1104 2010 Executive Order 13556 Controlled Unclassified Information
CUI Notices and Executive Agent Guidance
CUI Registry- Ongoing Maintenance
bull Add new categoriessubcategories as approved (Currently 23 Categories 82 Subcategories)
bull Annual updates to USC CFR (Currently 326 control enactment citations 144 sanction citations = 4 70 authority updates annually)
CUI Registry- 32 CFR 2002
Draft regulation reiterates that the CUI Registry is - Sole authoritative repository for information on CUI except
Executive Order 13556 and 32 CFR 2002 - Publicly accessible - Includes citation(s) to law regulation or Government-
wide policy that form the basis for each category and subcategory
- Notes any sanctions or penalties for misuse of each category or subcategory of CUI that are included in applicable statutes or regulations
CUI Registry- Policy and Guidance
Registry is repository for CUI policy and guidance - Executive Order 13556 - 32 CFR 2002 - CUI Advisory Council Charter - CUI Marking Handbook - CUI National Implementation Plan - Additional Executive Agent Notices
CUI Registry- Policy and Guidance
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The controlled unclassified InformatiOn Eltecuuvegent (CUI EA) issues guidanceto Ebullecutie branch departmentsand agencies that handle unclassified information that requires safeguarding Of dissemination controlsJpursuant to an-d consistent with applicable law re-gulations and government-Wide po1c1es
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CUI Advisory Councbull Chan er-m PROVISIONAL
Additional Resources
The CUIEA hasdeveloped recommendationsto assist departmentsand agend es in development of their CU I programsand submtsston 0 Information to the EA
Compliance Plan Overview for Departments and Agencies~
Executive Order 13556 0bulleM ewforDepartments and Agenciesm
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CUI Registry- Agency Implementation Policy amp Practice
Agency-specific CUI implementation considerations - Agency may determine that only selected
categoriessubcategories will be designated by agency personnel
- Agency discretion in certain marking practices bull Full Marking (AGRICULTURE) versus Abbreviated Marking (AG)
bull Require categorysubcategory banner markings for CUI BASIC
- CUI may be handled differently within the agency (discretion to waive marking requirement)
- CUI Registry provides guard rails for Agency practices
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Controlled Unclassified Information (CUI) Home OJI
CONH OUlD Esta blished by Executive Orde r 13556 the Controlled Unclassified Information (CUI) UfLlA)~IfltO
1 - 1()1~1gtAT()Nprogram standardizes the way t he Executive branch handles unclassified irlformation t hat r equires safegua rding o r dissemi nation controls pur suant t o and consistent wit h law
Use the CUI Logor egulations and Government-wide policies Learn About CUI bull
Contact Us
News and Notices Registry
bull December 8 2014 -Welcome to the new CU I Portal
The CUI Regist ry is the aJthoritative sour ce for guidance regarding OJI p-olicies and practices -bull Search the Re0istry
Access Registry by Policy and Guidance
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CUI Registry- Whats Next
bull The Registry will evolve format is continually evaluated for clarity and functionality
bull New categoriessubcategoriesauthorities added as identified
bull The CUI Executive Agent will issue additional policy and guidance as needed these documents will be included in the Registry
bull Ongoing Maintenance (Authority Citation Updates)
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Walk through - Front page - General Guidelines - Category-Subcategory List - Detail page - Authority Citation - Policy amp Guidance - Glossary -Search - Left side-bar - Under Development
CUI Registry- QampA
Questions
CONTROLLED
UNCLASSIFIED
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CUI Registry- What is It
bull The CUI Registry is the authoritative source for direction regarding CUI policies and practices
bull The publicly-available online repository enhances transparency - Includes policy and guidance documents - Identifies categories and subcategories of unclassified
information that require safeguarding and dissemination controls consistent with law regulation and Government-wide policies
- Provides descriptions for each category and subcategory identifies the basis for safeguarding and dissemination controls contains placeholders for associated markings and includes applicable safeguarding dissemination and decontrol procedures
CUI Registry - Where is It S logs I Bo o km arkShare ICont act Us -~
Searcn Archtves gov ~- bull NATlONAL ARCHlYES
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1 -1()1~1gtAT()Nprogram standardizes the way t he Executive branch handles unclassified irlformation t hat
Use the CUI Logo
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News and Notices
bull December 8 2014 -Welcome to the new CU I Portal
The CUI Registry is the aJthoritative source for guidance regarding OJI p-olicies and practices-bull Under DevelopmentshyRegistry
Search the Re0istry Markings
32 CFR 2002 - Implement ing Access Registry by Policy and Guidance Dir ective
bull Execut ive Order 13556 bull Ma rking Handbook
bull CU I Not ic es limited Oiseminat ion
bull Decontrol bull CU IGlossa
Training Oversight
IJI Learn about t raining developed by the _ Leam aoout CUI oversight requ irements ~Executive Agent for CUI user s ~and tools
bull OJI Training Modules bull CUI Reports
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CUI Registry- Established by Executive Order 13556
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~~~~==~~uti~~t~~r~~-== inclutina lbo cuhlisttmcmtof inliHim bull- dt~L
~~dah~~a~aa~~uaa~~7x~t bullWImbladl dlladb_br pbuad illtp-nampiltJoo bf~
(cJ In h ar U finl s JyenS rdlowial thbull cblbull ol this arllw md b-aiilly t__lar thD ~tibullbull Apt amplaD publidl a Nport ao lba sbtuo~ rlbullncy amplllmwd~ionolthisorelaquo Stc amp Catlaquolt PrmiUotts
(J t1us udgf sbtIJ bo ampJomaaiDd i n 1 aJ~DIItClCIC3i--t with ~plic~bk ltw inducfutJ pmllldions ol oonfldQ~ttality and privzy
(2) tho sbtutory ttrthotity of tbo boiads of cicls incl~tns urthoritics d 10 lhbull PfldJillll of i nroratiacl pnrril by pn aactor tothe redcrlJ CowmQMiot me~
~-=~ti~b~~~~bull= igtlodllOitaJwo-bull 11l nu bull Nil--middotmiddot-ClliL ll -rn ~~~=~a~~Gr--~~~~ ~--l)to)lllo~ II II -~Q(IQOUtt-o~ooJ bullllil_too~lrlioiUIIb~laXtOIfbulllaquo~llaJ fllooOOCiolrJ ~bulloilbull ta ~-r bullbull )
~~~~~=~JflO~Z llClilloilolwlllflbitlwclllhbulllllw_
1o1 nolt_ bull to-- bull - bull bulldbull_ 11oo r bull t~~on-lt~d o- r~ _ -~ kif
ltJTooW bull -__ __ bullbullllaquo -- ~ __ lor ~middotUbullLn-s-~ - bull __ lta-- ~_ ~fltll pto-~lltgtllowdoiollybullfIP1
1ft nAnmiddotbull cbull- bull~raquo~ ___ ltf- 111 - u __ o) WqoR Olllibull lbull 0(1)-db bullbull~~otho
~iJTtoV~bullul ltlloi01 __-a~ ~ii~ el Colid uJiroOin thtnloraquo CI11T Ilt JoffOIJ) e
Sec 4(d) Within 1 year of the date of this order the Executive Agent shall establish and maintain a public em registry reflecting authorized CUI categories and subcategories associated markings and applicable safeguarding dissemination and decontrol procedures
CUI Registry- Agency Input
CIC7S
r_ a Presidential Documents Vol n W ubull T ~__
Tho lnlldenl Controlled Unclllltillled Informa tion
~~bua~-a~r~-~ rA~~~-~ti ~t~ Sctibull L Jliluptno This or- bulltlblist aa os-a ud ~~
==~~=~=~~=---~=~~cna- polldu aadudrllfJ inbrmamptton tho~amp is dyen1diad undal hiiiCiltnG Ordcir U5U ofllaambot 1 ZCXIIor thu Atomic poundruq1 Ad~ ltllmoadod
At prmun~aa~-=-~~~m~~~~ ~bmltlllian 5uda aJ IDbrmiiiii0pound1 tiiiOIII inTQ(_ JWing SUCWity propri~ L~n-=~D~~Ddi~rr=~~~~~~ ~~~mc~i~fta~f=~=~~ tlul t~ apacJ-bullIIiJi fc pol~ ampnt aftm h1ddan from publiC liiiiW byen only -antDdU UIHI
T o addnass tbaNt ptobllets this ordiH ost=ilfufos 01 fOIatD for mK~=tittt this iaium~ioon hanliaaftar daaaibod zs Cootrullod U~sifilld lnbmoashytim tmll aapbuiZIII ltt DpCJMIIU md Wlibmity of Ccnwnnl1112t-Widtl proctico
S L CtroW UocJuiftod r~ (CUI) (~ n aJI ~- Olbd -u~im shall -r11 al GXdUSITa ~a
t1om b- tdllaLifyioa u ndaudied inampampruiiJQn IJuouPoallbe uucut iw bnoch tiNe mquirvs Qgguudiqa o r disswnumion CEiatrols pu~nl lo ud conshyJirulat with appi Gblo b w NgULafiDIDand CO~mmDnl-widll po6cicts
(b) n tMnt bet tmt iabmaion is ctoi~Faad u CUI sWI not hrn a bllamprill8 em d--inaticxw puIIIIOIIIl to 01ny law rucr-irbullns the dndoKir or iabf1111i111110n 01 flllltbQS d-=Wwa u a maa of d~ion uxludaQB dicbun~s to tho ampqgisbh- or Judicial brincbas
(cJ Tho NWad Anhi aad Ramrds Admiaislntion JIWJ nbull as tM Buadivo At-d to - -ml - ~ ~) ldicIM 10
( On the tasis of lhlt submissons u n dclr Hd10n 3 of this ordur or futuru _Js 00 ill CXJmult lllioo w ith aaacd 1118MCiellbull - hattaiwl
~~shaJ~~li-1 ~adu~th~iaWZe liw tach Olhd lKMnm 161aiv upc~r~ publicatic~ io thlt ~_ luhad undlaquo subriJgdion (d) ol this $lldICIn No uocbslsir-t inbmaiiJOD
mcit~~ lhbull ICiqUitl or -=tion 2tJ or this ordw tldl - diapprobullld
=~t~~af~d1unilmi1~~i 1M llliltkiQSI IO ha IUIKI
(b) Tho Excacutin Afpmt i n ClCftKIJlrtina with ~ a- shall da-iop 01nd oruct fllCh dirlldnm ou ill1l ~ ID uapampnm Ui~ onJar
=i=vmi~-~_crar= ud clllmnUol orOJI tholt tD t ha laquodin pacticabila and p4iMWiiad by law ft11Ublion and Comiddotammantwido policios shall ~aiJt oansisat across Cllribull -d -~ ol CUI atld ~houl 1M UIICUtift ~
lhov=~r~hin~T~(o~11 ona~tr~~ fi m~ ptllbluilltd bullbull ~ zow n ExCIOilliw ~ all ibullbull m it iaJ dJructiQS b r tho impJOIIWllttdioa af tbiltt ordct Wdhirt 180 dtp o tho ddlt ofthisom
to~~=i~~==~=t-imiddot J~~~middotd t~~a~bullpoundt~~~~Cut~ dit-~~rtdr~SJ otnd bullpiKablt~~~rdaoc
(ttl If t ha lrncutiA Apnl d aaa ICJ canna~ rwd ~nt ao u isSOII rulallld 10 the 1111 pllaniNitltiort d this ordclr that imuo may bo appalad to tha Ptidant th10Q8b thD Jlindar of UOffica of Ma~ outdBudp
(0 Ia )fom~IQI Its -tJODS undar tlus Oldar tM huacllbve Agaat ia acawdanat wllh -pllabct l1w shall CXIRSUJt wilb napnzMWdillliQS oi 1M public ud Stl- local tribal attd pribull~r ~or ptttn1n on ~ ralatad to iliJl~Rt)nlltt ~ribull omd ~ or QJI aad dawklpirw ~~~tinamp dindtW Wood by tho Exoruliw Apnl punuant to thiS
SC lilltlplarwurAaU (aJ YJlhlll liO dory~ of tha ~ ol uritial pollliu aad proolldun
L)
~-=~ti-tb~~~~bull igtlodllOII-Jwo-bull _ _ 11l n u bull Nil--middotmiddot-ClliL -rn ~~~=~a~~Gr--~~~~ ~--l)to) llo~ II II -~Q(IQOU-o~ooJ bull lliltoo~lrlioiUIIb~laXtOIfbulllaquo~lllllaJ fllooOOCiolrJ ~bulloilbull la ~a-r bull bull )
~~~~~=~Jfl O~Z llClilloilolwlllflbitlwclllhofllw_
1lt1 nolt_ bull _-- bull - bull bulldbull_ 11oo t~~on-lt~d o- r~ -~ kif
ltJTooW bull -__ __ bullbullllaquo -- u ~ __ lor ~middotUbullLn-s-~ - bull ___ lta--~ _ ~flt-- pto-~lltgtllowdolollyofIPf1
lftTheAnmiddoto) Cbullor bullIraquo Nqbull ___ltf oq ll __ u __ o) WqoR Olllibull lbull 0(1)-db bullbull~~otho
~iJTto V~bullulltl loi01 __-a~ ~ii~ e (gt_lid uJiroOin thtnloraquo CI11T Ilt JoffOIJ) e
i (a) Each agency head shall within 180 days of this order (1) review all categories subcategories and markings bi used by the agency to designate unclassified information s
for safeguarding or dissemination controls and (2) submit to the Executive Agent a catalogue of proposed categories and subcategories of CUI and identify the basis in law regulation or Government-wide policy for safeguarding or dissemination controls
I
CUI Registry - Executive Agent Consolidation
CIC7S
r_ a Presidential Documents Vol n W ubull T ~__
Tho lnlldenl Conlrolled Unclllltillled l nfonnallon
~~bua~-a~r~-~ rA~~~-~ti ~t~ Sctibull L Jliluptno This or- bulltlblist aa os-a ud ~~
==~~=~=~~=---~=~~cna-polldu aadudrllfJ inbrmamptton tho~amp is dyen1diad undal hiiiCiltnG Ordcir U5U ofllaambot 1 ZCXIIor thu Atomic poundruq1 Ad~ ltllmoadod
At prmun~aa~-=-~~~m~~~~ ~bmampian 5uda aJ IDbrmiiiii0pound1 tiiiOIII inTQ(_ JWing SUCWity propri~ L~n-=~D~~Ddi~rr=~~~~~~ ~~~mc~i~fta~f=~=~~tlul t~ apacJ- c pol~ ampnt aftm h1ddan from publiC liiiiW byenbullIIipocifonly -antDdU UIHI
To addnass tbaNt ptobllets this ardiH ost=ilfufos 01 fOIatD for mK~=tittt this iaium~ioon hanliaaftar daaaibod zs Cootrullod U~sifilld lnbmoashytim tmll aapbuiZIII ltt DpCJMIIU md Wlibmity or Ccnwtlnl11bt-Widtl proctico S L CtroW UocJuiftod r~ (CUI) (~ n aJI ~- Olbd U~im shall -r11 al GXCJaSITa ~a
t1om b- tdllaLifyioa undaudied inampampruiiJQn IJuouPoallbe uucutiw bnoch tiNe mquirvs Qgguudiqa or disswnumion CEiatrols pu~nl lo ud conshyJirulat with appiGblo b w Ngtlaficas a ad CO~mmDIIIwidll po6cicts
(b) n tMnt bet tmt iabmaion is ctoi~Faad u CUI shall not hrn a bllamprill8 em d--inaticxw puIIIIOIIIl to any law tuC(Iirbullns the dndoKir or inbf11llillllraquon oc flllltbQS d-=Wwa u a m~- of d~ion uxludaQB dicbun~s to tho ampqgisbh- 01 Judicial brincbas
(cJ Tho NWad Anhi aad Ramrds Admiaislntion JIWJ nbull u tM Buaativo Aset to imp-ollll this onlat md ~) oicIM to USUtltaplunot wrth thu otdlar Sec 1 fUMmiddotbullbullofC11nnt DltriampllltitJm (~ Ewh ~ btud stwl widlin 180 days of tho cbbt of this ~ (I) raYiew all ca~~ ~middotall~ and mdir~F mad by Lha iiiJPIIC to ~ wtlassifiKI iofonn=a~Nxa for safusuamprdiaa cw diMamirulion coaLtOIS and
~~~-~Ud~d~r(~bnr=dasyen1llled as WI undar Slid (~of tha otdllr This $Uhlnission ~I I
~It~~~~~-~~~~b i pardinlor duminoaion oantrols (b) Jf ther9 is sipifieutl doubl Jbout whlltbclr inbrmollion sho111d be
dbulliampnod bull OJl it JiiWJ not be~IUd
Sc IJcnlopncni ofCtIJeon- abulld Poliriu
~-=~ti~b~~~~bull= igtlodllOita J wo-bull _ 11l nu bull Nil--middotmiddot- ClliL ll -rn ~~~=~a~~Gr--~~~~ ~--l)to)llo~ II II -~Q(IQOU-o~ooJ bullllil_too~lrlioiUIIb~ laXtOIfbull laquo~llaJ fllooOO CioJr) ~gtoil bull la ~a-r bullbull )
~~~~~=~JflO~Z llClilloilolwl llf lbitlwclllhbulllllw_
1lt1 nolt_ bull _-- bull - bull bulldbull_ 11oor bull v~~~on-lt~d o- r~ _ -~ kif
ltJ TooW bull -__ __ bullbullllaquo -- ~ __ lor ~middot UbullLn-s-~- __ lta-- ~ _ ~ pto-~lltgtllbullwdoiollybullf lf
1ft Thoo An) t) C1or bull1raquo01 _ I) - - J ltf ol -oq Ill __ u __ o) WqoR Olllibull lbull 0 (1)-db bullbull~~bulltho
~iJTtoV~IUI ltlloi01 ----c~ ~ t (olid uJiroOin thtnloraquo CI11T Ilt JofMJ) e
On the basis of the submissions under section 3 of this order or future proposals and in consultation with affected agencies the Executive Agent shall approve categories and subcategories of em and associated markings to be applied uniformly throughout the
(0 executive branch No unclassified information
lhop ia z
meeting the requirements of section 2(a) of this order ~~J shall be disapproved for inclusion as CUI but theS l
Ly lh
(oJ
Executive Agent may resolve conflicts among categories iaclu and subcategories of CUI to achieve uniformity and(b)
- may determine the markings to be used (c)
~~-~~ sbtuo~ arbullnCJ lmfMIIItleniOIampka011nuoc-_ Stc t Catlaquolt PrmiUot1s
(~ t1us udgr sblLIJ bo ampJomaaiDd i n 1 -nOArClCIC3i-a~t with ~plic~bk ttw inducUnJ pmllldians al oonfwiQ~ttality and privzy
(2) tho sbtutory authority ol tbo boiads of cicls incl~tns urthoritics d 10 thbull PfldJOII of i nroratiacl pnrril by pn aactor w tbe r~ CowmQMint me~
CUI Registry- Categories and Subcategories
Data elements requested 1 Agency 2 Proposed Category (EX Privacy) 3 DefinitionDescription of Proposed Category 4 Proposed Subcategory (if applicable) 5 DefinitionDescription of Proposed Subcategory (if
applicable) (EX Health Information Student Records) 6 Proposed Marking 7 Statute Citation and Name (USC) OR Federal
Regulation (CFR) OR Government-wide Policy 8 Required Safeguarding Controls ANDOR Required
Dissemination Controls
CUI Registry- Categories and Subcategories
7c) Policy must be Government-wide
1) 2) 3) 4) Agency Proposed Proposed Proposed
Category Category Subcategory Definition (if applicable) Description
5) Proposed
Subcategory Definition
Description (if applicable)
6) Proposed Marking
7a) Authority
Statute (Citation and
Name) ---OR--shy
7b) Authority
Federal Regulation
(CFR) ---OR--shy
7c) Sa) Sb) Authority Required Required Govt-wide Safeguarding Dissemination
Policy Controls Controls ---ANDOR--shy
bull Template format was supplied to agencies - Helps to clarify specific elements needed from Agencies - Consistent format assisted Executive Agent evaluation
bull More than 2200 submissions received bull Process of review consultation resolution
consolidation
u l IUid ~h
tl eraquo u
tl
CUI Registry- Categories and Subcategories
Evaluating a Control Authority Protection without specific instructions- CUI BASIC
TT11Ji ~TilE PlBLJC HSALTfl AID WHLFAPF
nw-~ancTint
Illbull 1obeadlaquo ~f~ to l11 bullubtto CaXI wu ID
~) ~~~~-~7ttJmiddot 11-J) ttonltgt c-1 d11d l mJUliWfgt bull m boltl~ Rc~owu - gtv-o r- o Abull - r_ t onal uw~ at elo Jlaquolurol lluoau ot b-CQ d-bulln_UCQlt~r uIJ~ I 10 hcoc -=311~n Ttlcnt c tlgialktu Cor ~adl ~1 olleulcbullrand aey othe r pcorshyl$011 t-urwer~IOt lal dt lttiJ u u e Uldt~let SCI11 rlaquo~UltErl 10 Nct~ter ln a Jurtsdietlcnmiddot ~ su
offellder llll((stTY TOO dllt~lase shall be l n()Wfl t tSOl8 lAblic actlaquobull ~o e~c aroad ion-11tion u the N6Uoii-Ol SexotTcndtr n~middotutry
tluougtltbC lak-nd (b) Kltdt(lcle rcrwninr ~abull la r eaenJ
lbtotpt ~~a~ FOrtdltcent l ll t h z cectlon eooh lut~tshytb~~~~~~e~~~citr[~o~~~ 1Po$0) tlut updAtgtd l llfonniiUQn abotn 11 tOX (1(Ocuoa sbaU mak e amiddotallable on tbe lnWrret m ~ a mmtodt~~olocly l raum1t tN by dtlteLrone
ltitetl)u and to lM pubilc tU lrlomut oll abotrt a manoor tbat ts rell1IJ amp~laquo5Slale to all )llrts-shy
rorwllCllnt wan relevut JuriSdtLlons ucb twlt oficnd~t tn tblt- r~stry TSC jttrtltb~ (hb L 0)-218 U~l ~ I sectUO JIJyen 20 2DOG ml UCi n saU mauuatn the lneroli~ ~1 1n a maeshy Stlt59i) tiEl 1bllt w-111 oorrnlt tbe ~~tDHc to ob3111 reishybullQou 1nlomuttoJ~ ((If coe~ ~u otfultbr by ll sl~ H wO Drt~ Sjldio O~IiM
gl= qu=r1 for 441 gtven rip ooU or ~~raphk Vrokho tallus sell 117 the user t M JJM$1xtloo snaJI ltbull) Rlcublkll- bull l (b) Mandatory exemptionstIJO l ncl uoia tn tho(lxlJn otl t~~ ntfom~~~ot 1dta aJJ
ltere ls e~tabhUe1 th S11t ON~~nW r =bhc w~M
fltld lleltofltb ~b~lttoe~ needed lor lullamprclcl shy
~~h~ ~w~~teruan~~r-~~ ln1~~ ~tel~d ~ 6e lbe A jurisdiction shall exempt from disclosureshyA tCII1Ul) Geu~Ni liball m- middotIIIIHil bull C4-~l (11) lllfltW-mwiofl tbull bo PfO
lte Aetm sball toe tlon (Q ot~~eb t ex olfaxlo1 (1) the identity of any victim of a sex offense
on a lurNlctlol1a Int au auow tbe wtUc to tlon lor each Slt olle uy IVUI - ood o o (2) the Social Security number of the sex offender
7 Lbe JSlaquo m a arm alllt may 11e e~tatllUIel llJ dl h11-11 n cl otba tle ltoMiey Ot nc (3) any reference to arrests of the sex offender
(lllb L 10) US Ud bull ( BcL $7 )
~ ~UI 111 001t Kilo that did not result in conviction and rott t aw CwnuoiiY
(a ) fsablkbloeat (If Prw ~ ) e lllbbl11hed t b (4) any other information exempted from
amplid Al fUil1fa NlCOie ZSJ tIOn Prwram (h~truk feltCdioMtbe~ disclosure by the Attorney General(b) ProtrM nbulltifitatioo
Cd l Utki Blccep~ U ~Vld~ Ill
The nw Sllampll ~t~Clul) 110 tbe extetu ~
tlesblo lDb to sex ~~t~n~ ~~~~~ffl~ilU[n~tl~~orf~nder alftY ud edushyClltlon ro~~t~tmllo$ rlldl oo)On 111Wl proY1de dc lnfouutton 1n tlle
C-l CMPOdiN ampf - shy ~UY (Cttller tb 81 10fOmlampUCtll elffl~d tlltn dlltlcla me 0~ tbe AOOrne$ GeomUampWut tbu
lbe Site sbaU ln CJUOO l OSUUCllOtS 011 b OIJ to ofulllart4 tu blloWlllff-11 tnMGelraquon d l nfanntllm the An md~idshy (1) 1M At tormy ~ral wUo llba-11 no JuJo u l conwndJ le laquotoncow W~gt tnromutlon Ul Jle Nnl otal sex o rrermr ~O WaN~ill ~nl1~~~middotf~rc~~~du uJ~0s~~~~~~jer~w-n~~middot~~~~~tf ~~bseloo~a~~ne~middotu~==~~ l n)un bar1011 or oommn a ertmo -aIUJI any eaeb vee lD bullb1eb tlle lnill du J llll ils 11 u lnltldual nanea tn Jle rwstt) or resllllni or emplosM orlll Go It-lidlaquo~~Mrlllng bull t bullny ~rbld adMo~ lba w~m~lnJ 0 ) liaeb Juna(bculn wttere be a orrEnlirtMll noto tbat QtIY tUltl oc11ofl could M~~~lllt In cnll or cnrntlaIJE~Wuta e~n~dl8b~~~t ~ ~~~~~~ ltPub L 100 Ml ttt 1 t ua July 27 2JlCC tro 1le d uoe ~mpoyntcnt ot 1t11de~~t IRoOtw coshyStat SQi ) am
CUI Registry- Categories and Subcategories
Evaluating a Control Authority Protection with specific instructions- CUI SPECIFIED
(7) Protect the confidentiality of the identity and location of persons subject to registration requirements as convicted offenders under Federal or State law including prescribing alternative procedures to those otherwise provided by Federal or State law for registration and tracking of such persons
50 11 18
A twrnes General ror tlle CMmlnal Dl middot vtston or ttts or oor aelesroo tbe oueshytor of the UnltOO S1ates Marshals Serv lea ani ofheon of lila t nttld Stbull Manluls SQtYoo da tputd ~ ht lt10bsll bull b o be au~bo 1middot1Mxl to tta-opor sw-renaer ~1 --e ana rnamam CGs-shytolV 0( JgtrtsorwI-WltOOISSEJ lelnpTUllY tramr~rreO fr(lm or to the Uni ted Stt pununt to bull troA~ bullbull~oeutloo ~mont o r oohor lopl aJtbor1ty aul ~rtl rnbanemomt Crom tou~ljplalllbof1LEIi vb t n Lppropnate
(Otdo So 113 Ot Ul 10-U WI Sopt 0 ICIH)
I O tltD Wi tn_S~nrityProp-uQ
a ) ln ootneetlcn wttb the lltOteetton nf bull wtll- bull pctGaUbulll 111tn- 11r lUI l rn modlat4 lllml ly mcmbor o r cho a
=~b~~~~~~~ w~~Jla~ ManlUJs SlaquovCf ana omcers or tile Uni ted StaUs Marsbals Sentce desshylpated ly the OINetor msy
f1) Prov1do lUItablo d ocurnoJU to onshyble t he peMO n to ce~tablleh ~ r~ew denmiddot ll~Y orotberwbe pru~ tho pnot
12) VlItlle DCUUllt (Ol tlle ~noD13) Probulltde for tbe transtottatton of
bouampebo ld tum ltllre ani other J)m(lnal proJIIIIy Ul bull nnbull Mltldllnoll o tho PIshy_
1) ~hie~ W ib~ peron a paymmt w rnen baSI~ llvu-r npelrS(gt 1n a ~tum es-abl lgtbOO to accordane wltb rerolamiddot t-hm~ 1Sstled b r t he 01roctor for s ub tlm o - tllo At tumcy ~Mnl dotarshymtn eamp to be warron~C
() ~~~l tht ponu11 l n oblan lng emmiddot
plrJs-mg~Jae otoor servtee~ neee$3ty to assist t rn1 11g selfshy
~gtmiddot
~~erA=~~=r~~ to~ emol9ltsJI3J Al l ts~mb ltiepuaflon~~ Moll cxptrc on~ llate cetlampUl Ab Cb ampball 00 StampUtl 00 te face o f tbe d 6DUtatiOn (Orloor-Nbull On ittOIO-U~ libulllo 2 tbull bull _ltlo~ ~G1 nncn J35 1)9()
ltM U 1Ud~15bull-no( a u tbutily 1be Dlreetor US Mushab Stn1et
Ill outh orltOd to todolos-to to Qlf of 1m auburdl rnltel IU) U( the fraquoWe~ an1 fllneLnu ~middoteswlt~ m btm by tb1s ru~ pan exoepli tnat tne awbontJ to ap [II()Te other nee~ry ex-PniiampUNC I ~
Director of the Witness Security Program
~e ~Wiiliiilft~~ r~ l oOGl law enroroollem OC)JaIS ~e D u acwr satl bull 1tllout unltbe m lay disclose to SlCb omdalS the dent1 t )i locatOn ertmlnlll tollords Ill 1n~nu rwshylaUng to t he pcr iiQn Telooattd ot proshyti(OOII wben 1be Ot~tor lmOWJ or Lbe
rstfl~~i~onu o~b~arndega~ N~tod fur (If cluugltld w1t b An orfanbull t-t SI puntt~i-hl o )gt n10ro t i llll o no ~ In prt4on o t thA- 11 bull ltrrlmll of 1oshyltnoo (ONoor- s a u lOOJ tll m ltt~lll st t
I U U Special depu utioa 1be Olrector Onltld States Marshals
~rvtllO Ill UlhortwJ to ltiopuUoo tbo followlr~ plaquolOM to porfotm Uo lunllshytJog of a OefUlV US Manlthal tn wy rustnctOesltlataa b 7 the Vlrecoor
(aJ Seleoetfd otfleers or em~lobullee$ of te Depanme11t ofJutt~
(b) Solotm fcloral Sltao or l oco) lampw enro~t utflocn wbemvlaquo Lbc lampw e11J~rwmenL ntoeltbuf Lht US MarshySUIs ampfVlce 31 reQwn-
(c) Seeeud eml)loyeeos o f (11vace bull euriiJ llOm patl- In pr_ovwl1r~Jt eourtshyroom ltctMt y tor tho Poltio t~l j rJdlelshy
(b) The identity or location of any other information concerning a person receiving protection under 18 USC 3521 etseq or any other matter concerning the person or the Program shall not be disclosed except at the direction of the Attorney General the Assistant Attorney General in charge of the Criminal Division or the
CUI Registry- Categories and Subcategories
Evaluating a Sanction Authority ~e JOin rrtlbullK 2-lfOIUUGN lt JOiS ANO LlltRCOUttSE
ulr
tLA1
e b urshyfti bas
r
o l alltDG ~~~~~~~~~~~~~ tr acts to tlle
data could oot be o btal ned tlthout unduUgtn anll tJle aa~a aub)llC~gt -0 sut ~Ltmalbeen notad ln the rnoort (cl AeOOSi to inforuaUto limitation
Access to lrformauo n otulWd unde$11C tltln (b )() o f t11~ lllldl u n ~tbbullIJ bo 11V only to oftlela ls or employees deGgtatOO tconn fW)CLons una er Lll gt cbapU mcconsultants and perscns wokln~t en conuarded pursuant to thls chapter SabJatllmltoUon of JQllllglapb (I) o l th l =~~tlon the President may autbonu tbe exchange t ~obulloon 4[eoetes or om clab aestgoaU1 ly btm or ldormatlon 1unlsbed by ans DEJSOO under tlts 1990-Suoteo (b Vl traquo bull -middot~~ bull bull Wp1er as be OOems llecessa) to Ctrrf out tlle en~ Vbe a npu PlTPOSOOC of tMs ehaptr Not blnr l n tb)) tooton -w --~ shall be construed to reqUire any Federal ac-eney penl(lrl m~ 11 din~C~
u Any person who willfully violates to Glilelcse to an) omctal exertlsl~ autboncy ~t theteDOttshytmder t bs chsDter any 1nfornut lon cr repnrt b~ III Co)mplccollected u~der legal authorit y otOOr tbu tbs kmwlffige and belle clopter wb tn dlMlotun l~ pr oMbtted by bu a - UI IIllllth 11 subsection (c) or (d) of this section shall Wonnat on collected pursuant to stbsretlon tiCIIUI IM~ undet
(bX2J o r tJls sectton tmy be usedonJy- prof1cbd beltalR ( (1) for analyt1 cal or mattstlcal DUJOOaIS tonarr aceounUn r
wHbln t he Umted States Covernrmnt or obtalned 1dtbeu u upon conviction be fined not more than-~gt -uth l
Subcoe (c)(t) 1~~~ ~)~~~doot~~ _u- ltbullrmiddot tshySl03lt b) or ltcJ ortus tl t le Sute td ) Pub I $10000 in addition to any other penaltyNo omctal or emll o~oo lleslrnamptOO LO perform v- tc ( J) bull
functlons undet t his cbaper nel uduw ooliSult- Subcoe (c) Pub ~ bullubolcoo (ol) ccUOflc)bull ~~~1 ~nO~~ ~00~~= imposed by law19M-Sulleltl (b(
afa bble to aey other ~rsan any lnformatlo n lllteruthnal lnntcoUeetell pursuan~ tO SUllseetlOil (OX21 Of UlS section In a manner t ha t be pel$1n who turshy sect 3105 Eoortement nsbOO tbe lnformatton can be speclflcal l)bull l dm 4 lta) CWU pefl8lty for faiIWE tamp furnfib informbullmiddot tilled eXIltlpt - pr ovtded tn tblt~ ooo~lon No pershy UIUson can compel tOO submlsslOn or dsclosue of
Wboavflr C-H~ to lumhlh a~ lnformatlofl ~
Jnrsunt to tbs chapter o r any oovbull of s u eb rampshyany report or oonsl too nt pan tberoor col Jectea
qutrec unde r thl s cba~r wietber requlred to Iraquort or oonstltuert sert tbereor bullltbou tie ~~~S~~ =~ifr~~6~ I~~wo~~~hd~Jrrn~r~~- onler or lnstruct)an promWgated unJer thlS
ohpter abail be llub)oct t oo ehmiddot11 penalty of not(b) o r tJllS sectton and wl tbou prtor wri Ltell oonshy0$$ t llan $2500 a nd not more tlan S2SOOO In a bull n t of t b e mtamor bullh tho pATS~on who proceea1ng llaquoltugbt unJ1er sutGec~aon (b) or thllS
~~~4~n~~b~e~~f~=~~d~ seetlon lECotds or such cusomer (bl Ciril action for failure to furnish infltrmatioo (d) Aeeess to Bureau of EeooomJe Aflalysis inforshy beneer tt a i)pears abat any person bas falled
to lutnl~b any l n lornutlon NqW tad Ulldor t hraquo chapte r abullhpoundthlaquo reqUired to be lurnsbed ln t he
liUlU~tn
lhbull lbtOAil of to Caontll~ of t ho Ooj~alimont Co rm o r a ngtport 01 o tbetwlse or bas 6Uhbullll too1 Comnerce l s autbortzed for purposes ol a~shy oomph wi th any r llle reluJatlon order or lnshymenUng and l rspwvll~ tbe ~ualty of daW oo1 4
s ttuctlon promulgateO undet tbs cbapttr alreted by tbe Bllftoau or tbe Omsu to haw upon bull bullrtt ten rKUeltst access t o dstamp relattng to r~~~~l1~7thu~~b~ttC~~~~~ln~l-nUrprIJ~o$ t ha t J~ reg llctod d iOetly by prate Ullltel ampatlaquogt court oc any oomtory orthe Bureau of Bcooomc Analyst~ for purposes of lblS t bapw r lbe Bu rnau o r LalOr SlatlSliCS o r otiler olsce s utooc1 to Ue tJM$dlot1o11 of t he the Department of Labor Is autl ortood for purshy Ut~lted SatEosbull and suc-b oowt nay e nter a reshy
ottA1mng onler o r o petmonent o r temporc~cy ln4
raquoSeS oraugmeatlr~ and tmprolng the data ool 4
loctod by tho DWGQu o f IAbot Satl~tlt~ to ~~t~~~~t~~~~s=P~~b ~uc~~~~ luve acooos upon wrtt ten Nquaet to selected reru1ttlon oldlr o r )nstruet1ol as t he C8le
nuy be or lmpooe t he ch11 ~naltlbull provtded In uleoun(tllon mrarmauoo lt~n bugttoeu tn~ orlSE$ u d data on lntenuttonal servtoes tr arsshy ~~tlon (a ) of l h b ~-tlqn o r both aetlons t hat Is collected dtrectlJ bs t he Bureau Ccl Criminal ()(11altr for failure t1gt s ubmit infOf middotr~fie~~~~~~io~~~~B9~~ffe matioo Omsu and t be Bureau or Labor Stalsocs shall Abeever Wli11W1y falls to s tlbmt aoy Inform~ fflr purp~at of J~ubAetlon (e ) o f t h U ~tlen bo tlt~n toqtl NIltI u n War til l~ e b Aptcr wb oohot rwshy
Subcategories
bull Naval Nuclear Propulsion Information
bull Safeguards Informationbull Routinely handled by few
bull Security-Related Informationbull
bull Unclassified Controlled Nuclear Informationshy
Defensebull
Subcategories
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bull Death Records
bull Inspector General
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bull Personnel
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Routinely handled by many
Pat ent
Controlled at the Subcat egory level only Subcategories
bull Applicationbull
bull Invention
bull Secrecy Orders
bull Genetic Informationbull
bull Health Informationbull
Patent is a property right granted by the Government of t he United States of America t o an invent or to exclude ot hers from making using offer ing for sale o r selling the invention throughout the United States or importing the invention into the United States for a limited time in exchange for public disclosure of the invention when t he patent is granted
Ref ers t o personal inf ormation or in som e cases personally identi fiable information as defined in OMB M-07-16 or means of identification as defined in 18 usc 1028( d)(7)
CUI Registry- Categories and Subcategories
Stat ist ical
Subcategories
bull Census
bull Investment Survey
bull Pesticide Producer Survey
quotations and business and marketing plans
Refers to information collected by a Federal statistical agency unit or program for statistical purposes or used for statistical activities under law regulation or Government-wide policy such Statistical CUI requires 1) protection f rom unauthorized disclosure 2) special handling safeguards and or 3) prescribed l imits on access or dissemination
Related to a compulsory contribution to government revenue involving information regarding returns or
Subcategories
bull Convent ion Information may be controlled at the category level or at the subcategory level based on the controlling authority
ansportation Related to any mode of travel or conveyance by air land
Controlled at the Subcategory level only or waterway
Subcategories Information may be controlled at the subcategory level only bull Sensitive Security Information
fl rop of Page J
CUI Registry- Launched November 4 2011
Launch information - Reminder that existing agency policies remain in effect
until implementation deadline (TBD) - General Guidelines
bull Markings to be developed in additional guidance
bull Safeguarding in compliance with OMB policies and NIST standards and guidelines as per Executive Order 13556
bull Dissemination to those with mission purpose
bull Decontrol as soon as possible after safeguards no longer required as per associated authority
- Category List (16) - Subcategory List (77) - Associated Authorities (398 authorities cited - controls +
sanctions)
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CU RegiS)
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Marking CUI ma r kings will be developed and scheduled fo r implementation following
publication of additional guidance
Safeguarding Fo r each CUI category and su bcategory federal agencies shall comply with
information security requirements defined by the National Institute of Standards and Technology (NIST) Federal agencies shall consult t he following NIST publications for guidance
on implementing specific measures to safeguard CUI
bull Federal Infor mation Processing Standards Publication 199 Standards for Security
Categorization of Federal Information and Infor mation Systems
bull Federal Information Processing Standards Publication 200 Minimum Security
Requi rements for Federal Information and Information Systems
bull Special Publication 800-53 Revision 4 Security and Privacy Controls for Federal
Information Systems and Organizations
bull Special Publication 800-60 Revision 1 Guide for Mapping Types of Information and
Information Systems to Security Catego ries
Disseminat ion CUI shall be disseminated only to individuals who requi re the information fo r
an authorized mission purpose
Decontrol Information shall be deco nt rolled as soon as possible when it no longer requires
safeguarding measures and dissemination controls pursuant to its associated authorities CUI that has been pu blicly released via aut horized agency procedures shall be considered
decontrolled
8 ropo1Page l
CUI Registry- CategorySubcategory Detail
CUI Registry
St at ist ical -Investm ent Survey
category-Subcategory Practices
Key Elements o f CU I
Chronology and H1sto category-Subcategory Statistical-Investment Survey
category Description Refers t o in f orm ation collected by a Federal st atistical agency un it or
p rogram f or st atistical p urposes orused f or st atistical acti v it i es under law regul ati on or Governm ent -wide policy such Statist ica l CUI requ ires 1)
Gener~l Gtudehne p rotection f rom unaut horiZed disclosure 2) sp eci al hand ling saf eguards Categones Subcategone a n d or 3 prescribe d limits o n access o r d issemina t io n
Polley and GUidanc Subcate gory Description In f ormation reported t o Treasury the Federal Reserve Board of Governors
or the Federal Reserve Banks as part of t he Treasury In t ernation al Capital TIC) dat a reporting syst em
Marking PlACEHOLDER
Abbreviated Marking PlACEHOLDER
Whati$ CUI
All~w=r~ t th o= Mo~t
FreQue ntl Y Aslteltl
Questi ons
Marking and Handling Ge n eral Gu ideline s apply forSa feguard ing Marking Dissemina t io n Instructions and Decont rol
bull Ref erence i nd ividual Saf eguard ing and Dissemination authorities for
control m an ons
Select Safegua rdi ngDissemi nation o r Sanct ion Auth o rity t o view st at utoryregulatory
language in a new w i ndow Authori ty links are updated based on regular re-publication of the Uni ted States Code and Code of
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CUI Registry- CategorySubcategory Authorities
1ITLII shy hORJUOIlt RRLATIONS AliD LVIEROOURSE l SIOS
(d) Aceess to
dooMd to be ortdals or empl()yoos demgnated to porform IUnltLIODI under Lltla ohapter (e) Peabull ty
ltny person who wtllfully yen1olates subsectton (c) or (d) of tbs aecoon shall upon eoDvtcUon bo nned not more tbln l toGIXI 1n adlftoon to any otMt JKnampltY tmpoMd by law
(Pub L H-1172 ts Oct U ttn6 90 SLat 3162 Pub L ~79 tJUe mfSOS(bXS) Oct 3gt 1984 98 Stat IUO lub 1 101 -amp1) Hfi(d) (e) 1(amp) Nov 7 1000 lOt Stat ZMI)
MllitKUIOIIIIft
t~ (b) Paab L tDI-Ql f7(a) ~d at
t~~-teu~o~~1~~ - dlc17 ~W lor Lbt _tAnanc
~~-==c--=~n~~r~~ and ia to reg offttoer1 betlt
~~-~-_--~~~~Ual~l~~~l ~lma-IMbwD ampnl ~ aJIaliJe born o
noooflh or ltlAt ooold not be ltbta-b)eel to
(a) CirU puah y fw fallure ampo fumla lGIormabull l looo
Wboefer falls to furnJsh any Jnformatton ~ quJred under thls chapter whether reqWred to
~~c~n~ ~~~ ~Jn~~~order- or Jnatr-ucuon promWgatod under tbJa chapter shall be mb)ect to a ch11 penalty of not Jess than $2500 and not mote than 125000 ln a prooeedSnat brourbs under mteetlon (b) or thla ICOUOL (b ) CiYU lldlon for Callure to fWDIsb iafOI ma Uoa
Whenever- lt appean that anJ person bas Called to tumuh any ltlormaUon requ1red under thlauon
Bwcau or Lbe Cn~~bull or lbe Dtpamprtrru~nt or Commerce a autbortMd for p~ or ampWshymenUng and lmprobulllng the qoalt ty or data colshylectAId by the Bureau or the Census to have upon wnttcm request acoea tO daLa relattnQ to bubulll- enUrpraftl tbat a oollociCI4 41rtttly br the Bureau or Koonornlc ADampIyats ror purpoao~ or ~~~~~--~Bu_e~~~~~ut_t~~
Control
Sanction
cbaptlaquo wbmh~ rwqu1rctd to bl 1arnJabed tn the fonn of a roport or oth~ or bas taUod to comply wuh any ru1e regubUon order or Inmiddot structlon promulgated under tbts chapter a
~U~~r~o~u~~h~t~no~~~~ prlat UDHAld S~ OOW of any ten10ry OT otber place aub)ed to the junsdlcUoa of the Unlted StAtes and sucb ooun may enUf a ~
~e iOIl7 TITLE 22--FOREICN RELltTJONS AND LvrRRCOUJtsR l S IOS
~l~S~s~~ ~~tbo~~b _j~~~~iiii- iirii lsilo loiiitdbullbullgt~ eemed to beilo niiiii miiipiiyees ijiirlieiii = ted boon noted ln the report (e) Access to informatibull n limitation
Accoos to lnformaUon obtained unde subshysection (b)(2) of this section shall be abulla only to ofllclals or emplo)bullees designated toP form tuncttons undet lOJUlgtYH~bulluU lIUU ~l mUlgt wvdllug v u cvulr~lo awarded pursuant to tbs chapter Subject to the llmltatlon of tnr~ab (1) of this subsection
eaali)t
this chapter lncludlng~~~~~~~~i~~J~2J
the President may attbonze the exchange ~ tween agencles or ometals desgnated by blm or Information fUrnished b) any person under tls chapter as be deems necessary to carry out the purposes of this chaptfr Nothing ln thls sectlon shall be construed to raqulre any Federal ~ercy to disclose to any official exerclslng authorlty
~~1n~~~PtG~~~d~~~~~~r ~~e~~ chapter bullbullbere disclosure s problblted by law Information collected pursuant to subsection (b)(2) of this sectton m~ be used onlyshy
(1) for analyttcal or statistical PUJllOSIS within the Unlted States Cobullernment~ or
sifl~~r ~)~f~t~~d~o~ Sl05ltb) or (c) of this title
No omclal or employee designated to perform funcUons under this chapter tncludlng consult-
pun~~ t~~dtO~~ yoo~ffs~~ avaHable to any other person any Information collected pursuant to subsection (b)(2) of tts section ln a marmer that the person who ftr shynlsbed the lnformatlon can be speclllcall) ldenshytlOed except as provtdltl In this secton No plr shyson can compel the submission or dtsclosure of any report or constitue nt part thereof collected pursuant to this chapter or any cop) of such iampshyport or oonstltuent rert thereof bull1tbout the
bj~~d~i~~b~~~ehrre~ri~d~r b~~~~ (b) of this sectton and Ki tbout prtor written conshysent of the customet where the person who
~~~~~l3n~b~er~~re~~~~ridi records of such customer ( d) Access to Bureau of EcooomJc Analysis inf_
matioo The Bureau of the Census of the Departmpoundnt
e~~~~~~~~~~e ~iat~~a~af lected by the Bllteau of the Census to have upon bullbullrttten request access to dsta relating to buslneGS enterprlses tlat Is collected directly by the Bureau of Economic Anal)sls for purposes of thts chapter The Bureau of Labor Statlstlcs of the Department of LaOOr s authortud for pushyposes of augmenting and lmprolng the data ogtl middot
AMVIOMRSlS
1900-Sublleo (b) Pub L 101-133 f7(a) lnltr ted a t
tV~ ~Or~ztu~1~e~Ae~1J pcm10n wilo 1bull dlrectJ Tet~ponbulllble Cor the maintefllUiee and compllaUon of uoh lnConnaUon and llbll cer ti(J ~t the reoor t wu pnpared ln aeoordazloe wt th thtbull eb_ner 1bull complet-e and 1bull to web om oerbull bel-
~=~ewii~~t~e~~~tll~~~ll tloru~ b lltled under tblbull obllter ebullUmatebull hale been pro111ded beltaue ckta are not aTallable Cnm cWJ totruatY ccountltlf) noordt or DCeltri~~e dat eoult not be obtalned wl tllou- unive burden and the datt bullub)ed to bull~aeb -Umatc bu been noted ln -be ~JlOrtbull
Sublec (c)(2) Ptl L 101-s33 fQeXI) bullublt luted bulluIHICOUon (e) Cor bulluheetlon (d )
Sublec (d) P ub L IOJ-lln iG(d)(2)bull added 1ulee (d) F ormer bulluhee (d) n3e~tgnatoed (e)
s~ti~ltt lt~ ~~~~~lt~~ru~-fmiddot
ectlon(e)bull 19ampl-Sublleo (b)CTlt (7) Pub L 91-673 1tnck ou
lntematioruol lnYetment beCoro bullurve-
sect3105 Enforcement (a ) C ivU penalty (raquo failWE to furnish informashy
tion Whoever falls to lurnlsb any lnformat1o n reshy
qUlred under thls chapter whether reqUred to
~~~~s~ed~~~ ~rs ~ frt~~6ri order or lnstrucuon promulgated under this chapter shall be sab)ect to a clvH penaltyof not less than $2500 and not more than S2SIXO In a prooeoedlng brought under subsection (b) of this section (b) Civil action for failWE to furnish incr-matioo
Whenemiddoter It appears that any person bas failed to furntsh any lnbrmatlon reqUired und~r this chapter bullbullhether teqUlred to be lurnlsbed In the form of a report or otherwise or bas failed to oomply w tb any rulo retuiGt l o n o rde r Ot ln structton promulgated under thts chapter a
r~~~C~rt~at~u~~h~t~no~re~~ prtate Unlted States court of any tetrttory or other place sub)eot to the jurlsdlctlon of the United States and sucb court may enter a reshystralnlng order or a permanent or temponry Inmiddot t t- 1 __ft -
Links are to official legal editions of the United States Code and Code of Federal Regulations acttona that 1a oollootecl d1rectly Dy tae Kureaa ter Offtcers and employees of the Bureau of theCc) Ortlaal pea atcy for fiDwbull co bull~th lnformiddot Census and the Bureat of Labor Statlstlcs shall Whoever wUlfuJ ly falls to submit any ld orma-shyfr~~1o~e~asozirhl mallGct for purposes of subsectlon (c) of this section be tlon required under this chapter bullbullbetier re-Census and the Bureau or Labor Stausucs shalL Whoewer wUlfully falls to whml t aD7 lnforma-shyfor porposes or Sllbsectlon (c) of thiS aectlon be tlon requ1red under this ehspter whether ~
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CUI Registry- Categories and Subcategories
Category
bull Water Assessments
ergency Management Related to inf ormation concern ing th e continu ity o f
executive branch operations duri ng all-hazards emergencies or other situ ations that may d isrupt norm al
operations
exportcontrolbull unclassified Inf orma tion concern ing certain Items commoditie s techn ology software or other
Subcategories In formation whose export could reasonably be expected bull Research to adversely affe ct the Un ited State s nationa l security
and nonprolif eration obJectives To Incl ude dual use items items iden tif ie d in egtcport admin istration
regulations Internationa l t raf fi c 1n arms regulations an d the mun itions list license applications and sensitive nucl ear technol ogy In formation
Financial Related to the duties t ransactions or o therwise fall ing
- under the purv iew of financial institu tions or un ited Subcategorie s States Gove rnme nt fiscal functions Uses may include
Bank Secrecy but are not lim ited to customer In formation held b y a financial inst itutionBudget
Central Contractor Registration
bull commodny
bull Comptroller General --Subcategories bull Electronic Funds Transf er
bull International Financial Institutions
bull Mergers
bull Retirement -Foreign Government Inf ormationbull In formation pro vided by ot herw ise made availabl e by
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or in ternational organization
Geodetic Product Information Related to imagery imagery int elligence o r geospati al in formation
mmigration Related to admission of non-US citizens into t he United
St at es and applications for t emporary and pemnanent Controlle d at the Subcategory level only re sidency Subcategories
bull Asylee
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category-Subca tegory Transportation-Sensitive Security Information
category Description Related to any mode o f travel or conveyance by atr lan d or waterway
SUbcategory oescrlptlon As deftne d tn 49 CFR Pan 155 sensitive serunty Info rmation IS Information obtained or developed tn the con duct o f securtty actiVIt ies Including research an d development the dlsdosure o f which OOT h as determined would cons t itut e an unwarran t ed invasion o f privacy r eveal trad e S-ecrets or privileged or con fident ial in formation or be detriment al
to transportation safe ty As de fined in 49 CFR Part 15205 Sensit ive Security In formation is info rmation obtained or developed in the conduct of secur ityactivities including research an d development the disclosure of which OHSTSA has det ermined would among other things b e detrimen tal to the secu rity o f tran sp ortation
Marking PlACEHOLDER
Abbrevi ated Mar1lting PLACEHOLDER
Marking a1ld Han dling Safeguarding Mark ing Dissemination a ndor Decontrol measures lnshuctlon s that di ffe r f rom Geoeral Guidelines are r equired by statute
r egulation or govem mentmiddot wide policy
Re ference individual Safegua rding and Dissemination authorities for
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Safeguarding andor DISeminat ron Autho nty I Sanctrons An asteilsk (bull) indicates that tl1e a u thority defmes spe o fiC handling pract1ces
49 usc114(h)
49 CFR 1520bull -
49 USC40 119(b)( l)
4 9 CFR 152017 -
49 CFR 15 49CFR 1517
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Existing practices for sensit ive unclassif ied information rema in in effect until the CUI
marking implementation deadline (TBD)
C Search the Registry
General Guid elines
Marking CUI markings will be developed and scheduled for implementation followi ng
publication of additional guidance
Safegua r ding For each CU I catego ry and subcatego ry federal agencies shall comply with
information security requirements defined by t he National Instit ute of Standards and
Technology (NIST) Federa l agencies shall consult the following NIST publications for guidance on implementi ng specific measures to safeguard CUI
CUI Registry- Search
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The Controlled Unclassified Information Executive Agent (CUI EA) issues guidance to Executive
branch departments and agencies that handle unclassified information that requires safeguarding or dissemination controls pursuant to and consistent wit h applicable law
regulations and government-wide policies
CUI Executive Order and Implementing Regulation
Issue Date Title
XXXXXXXX 32 CFR 2002 Contro lled Undassified Information PLACEHOLDER
1104 2010 Executive Order 13556 Contr olled Unclassified Information
CUI Notices and Executive Agent Guidance
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Controlled Unclassified Information CUI) Homegt CU I gt CU I Policy and Gui dance
C 0 111lOL CUI RegistryU oc w Si fiED
I NrORM ATtON
Use the CU I logo Search the RegistryContact Us
About CUI
Po licy and GuidanceKey Elements of CUI
The Controlled Unclassified Information Executive Agent (CUI EA) issues guidance to Executive
branch departments and agencies that handle unclassified information that requires safeguarding or dissemination controls pursuant to and consistent wit h applicable law
regulations and government-wide policies
CUI Executive Order and Implementing Regulation
Issue Date Title
XXXXXXXX 32 CFR 2002 Contro lled Undassified Information PLACEHOLDER
1104 2010 Executive Order 13556 Controlled Unclassified Information
CUI Notices and Executive Agent Guidance
CUI Registry- Ongoing Maintenance
bull Add new categoriessubcategories as approved (Currently 23 Categories 82 Subcategories)
bull Annual updates to USC CFR (Currently 326 control enactment citations 144 sanction citations = 4 70 authority updates annually)
CUI Registry- 32 CFR 2002
Draft regulation reiterates that the CUI Registry is - Sole authoritative repository for information on CUI except
Executive Order 13556 and 32 CFR 2002 - Publicly accessible - Includes citation(s) to law regulation or Government-
wide policy that form the basis for each category and subcategory
- Notes any sanctions or penalties for misuse of each category or subcategory of CUI that are included in applicable statutes or regulations
CUI Registry- Policy and Guidance
Registry is repository for CUI policy and guidance - Executive Order 13556 - 32 CFR 2002 - CUI Advisory Council Charter - CUI Marking Handbook - CUI National Implementation Plan - Additional Executive Agent Notices
CUI Registry- Policy and Guidance
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FAQ
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Policy a nd Guidance
The controlled unclassified InformatiOn Eltecuuvegent (CUI EA) issues guidanceto Ebullecutie branch departmentsand agencies that handle unclassified information that requires safeguarding Of dissemination controlsJpursuant to an-d consistent with applicable law re-gulations and government-Wide po1c1es
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R=ti ~c-d GuidoMc rcordi Cortrol cd U-cl c~fied lnfor1ruotilt0n ~nd the Frc~ oflnfonrutionAct(thh gtvpeuOKie~ t ho joirt iJgtuonu d e tod
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coruroll e-cJ UtCI ~~slfi oOCI IntorTatlon (CUI) OllcNorl ee 201~1 Promiddottl ~lonal
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OOIJoOII(MentsOfSelor AfencyOJICIa1a flo~ Pro_ranMena~er lorCUI Proeram IMPieiTentl t i OO
Controllod Urw l aaifi ~ Information(CUI) Qifico fiLcmoranlum- RcIJi owoi
Propoe3Cate~middot e~orCU RefbullStl)
Guidne~ r osardinCUI ~r-d thQFrdom ofl nfornuti on At ( uporco td en July 3 101(1)
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l nplcOT-enU1i on Glidllnte foe-Uccu~ive Orter13SiG
The CUIEA est ablished the CUIAdvisory Council to carry out consultative functionsdirected by Executive Order 13556
CUI Advisory Councbull Chan er-m PROVISIONAL
Additional Resources
The CUIEA hasdeveloped recommendationsto assist departmentsand agend es in development of their CU I programsand submtsston 0 Information to the EA
Compliance Plan Overview for Departments and Agencies~
Executive Order 13556 0bulleM ewforDepartments and Agenciesm
I
CUI Registry- Agency Implementation Policy amp Practice
Agency-specific CUI implementation considerations - Agency may determine that only selected
categoriessubcategories will be designated by agency personnel
- Agency discretion in certain marking practices bull Full Marking (AGRICULTURE) versus Abbreviated Marking (AG)
bull Require categorysubcategory banner markings for CUI BASIC
- CUI may be handled differently within the agency (discretion to waive marking requirement)
- CUI Registry provides guard rails for Agency practices
CUI Registry- Whats Next Slogs I Bo o km arkSh are ICont act Us -~
Searcn Archtves gov ~- bull NATlONAL ARCHlYES
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Controlled Unclassified Information (CUI) Home OJI
CONH OUlD Esta blished by Executive Orde r 13556 the Controlled Unclassified Information (CUI) UfLlA)~IfltO
1 - 1()1~1gtAT()Nprogram standardizes the way t he Executive branch handles unclassified irlformation t hat r equires safegua rding o r dissemi nation controls pur suant t o and consistent wit h law
Use the CUI Logor egulations and Government-wide policies Learn About CUI bull
Contact Us
News and Notices Registry
bull December 8 2014 -Welcome to the new CU I Portal
The CUI Regist ry is the aJthoritative sour ce for guidance regarding OJI p-olicies and practices -bull Search the Re0istry
Access Registry by Policy and Guidance
bull Cat egory-Subcategory bull Executive Or der 13556
bull CU I Notices
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bull CUI Glossary
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32 CFR 2002 middot Implementing Dir ective
bull Ma rking Handbook
limited Oiseminat ion
IJI Learn about train ingdev eloped by the _ l eam aoout CUI oversight r equ irements ~Executive Agent for CUI user s ~and tools
bull OJI Training Modules bull CUI Rep orts
CUI Registry- Whats Next
bull The Registry will evolve format is continually evaluated for clarity and functionality
bull New categoriessubcategoriesauthorities added as identified
bull The CUI Executive Agent will issue additional policy and guidance as needed these documents will be included in the Registry
bull Ongoing Maintenance (Authority Citation Updates)
CUI Registry- Online Demo
Walk through - Front page - General Guidelines - Category-Subcategory List - Detail page - Authority Citation - Policy amp Guidance - Glossary -Search - Left side-bar - Under Development
CUI Registry- QampA
Questions
CONTROLLED
UNCLASSIFIED
INFORMATION
CUI Registry - Where is It S logs I Bo o km arkShare ICont act Us -~
Searcn Archtves gov ~- bull NATlONAL ARCHlYES
PGseatc h O ut Records VotGrans SGuvtco RGcords TeachGrs RoGourcGs O ur Locottons Shop OnhnG
Controlled Unclassified Information (CUI) Home OJI
C ONH OUlD Esta blished by Executive Orde r 13556 the Controlled Unclassified Information (CUI) UfLlA)~ I fltO
1 -1()1~1gtAT()Nprogram standardizes the way t he Executive branch handles unclassified irlformation t hat
Use the CUI Logo
Contact Us
News and Notices
bull December 8 2014 -Welcome to the new CU I Portal
The CUI Registry is the aJthoritative source for guidance regarding OJI p-olicies and practices-bull Under DevelopmentshyRegistry
Search the Re0istry Markings
32 CFR 2002 - Implement ing Access Registry by Policy and Guidance Dir ective
bull Execut ive Order 13556 bull Ma rking Handbook
bull CU I Not ic es limited Oiseminat ion
bull Decontrol bull CU IGlossa
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IJI Learn about t raining developed by the _ Leam aoout CUI oversight requ irements ~Executive Agent for CUI user s ~and tools
bull OJI Training Modules bull CUI Reports
wwwarchivesgovcui
CUI Registry- Established by Executive Order 13556
CIC7S
r_ a Presidential Documents Vol n W ubull T ~__
Tho lnlldenl Controlled Unclllltillled Informa tion
~~bua~-a~r~-~ rA~~~-~ti ~t~ Sctibull L Jliluptno This or- bulltlblist aa os-a ud ~~
==~~=~=~~=---~=~~cna- polldu aadudrllfJ inbrmamptton tho~amp is dyen1diad undal hiiiCiltnG Ordcir U5U ofllaambot 1 ZCXIIor thu Atomic poundruq1 Ad~ ltllmoadod
At prmun~aa~-=-~~~m~~~~ ~bmampian 5uda aJ IDbrmiiiii0pound1 tiiiOIII inTQ(_ JWing SUCWity propri~ L~n-=~D~~Ddi~rr=~~~~~~ ~~~mc~i~fta~f=~=~~tlul t~ apacJ- ampnt aftm h1ddan from publiC liiiiW byenbullIIipocifc pol~ only -antDdU UIHI
To addnass tbaNt ptobllets this ardiH ost=ilfufos 01 fOIatD for mK~=tittt this iaium~ioon hanliaaftar daaaibod zs Cootrullod U~sifilld lnbmoashytim tmll aapbuiZIII ltt DpCJMIIU md Wlibmity or Ccnwtlnl11bt-Widtl proctico S L CtroW UocJuiftod r~ (CUI) (~ n aJI ~- Olbd U~im shall -r11 al GXCJaSITa ~a
t1om b- tdllaLifyioa undaudied inampampruiiJQn IJuouPoallbe uucutiw bnoch tiNe mquirvs Qgguudiqa o r disswnumion CEiatrols pu~nl lo ud conshyJirulat with appiGblo b w Ngtlaficasaad CO~mmDIIIwidll po6cicts
(b) n tMnt bet tmt iabmaion is ctoi~Faad u CUI shall not hrn a bllamprill8 em d--inaticxw puIIIIOIIIl to any law tuC(Iirbullns the dndoKir or inbf11llillllraquon oc flllltbQS d-=Wwa u a m~- of d~ion uxludaQB dicbun~s to tho ampqgisbh- or Judicial brincbas
(cJ Tho NWad Anhi aad Ramrds Admiaislntion JIWJ nbull u tM Buaativo Aset to imp-ollll this onlat md ~) oicIM to USUtltaplunot wrth thu otdlar Sec 1 fUMmiddotbullbullofC11nnt DltriampllltitJm (~ Ewh ~ btud stwl widlin 180 days of tho cbbt of this ~ ( I) raYiew all ca~~ ~middotall~ and mdir~F mad by Lha iiiJPIIC to ~ wtlassifiKI infonn=a~Nxa for safusuamprdiaa cw diMamirulion coaLtOIS and
~~~al~Ud~d~r(~bnr=dasyen1llled as WI undar Slid (~of tha otdllr This $Uhlnission ~I I
~It~~~~~-~~~~b i pardinlor duminoaion oantrols (b) Jf ther9 is sipifieutl doubl Jbout w hlltbclr inbrmollion sho111d be
dbulliampnod bull OJl it JiiWJ not be~IUd Sc IJcnlopncni ofCtIJeon-abulld Poliriu
( On the tasis of lhlt submissons u n dclr Hd10n 3 of this ordur or futuru _Js and iiJ CXJmultlllion w ith aaacd 1118MCiellbull - hattaiwl
~~shaJ~~li-1~adur=th~iaWZe liw illach Olhd tD lKMnm 161aiv Uporl publicatic~ in thlt ~_ lashad undlaquo subriJgdion (d) of this $lldICIn No uocbslsir-t inbmaiiJOD
mcit~~ lhbull ICiqUitl or -=tion 2tJ or this ordw tldl - diapprobullld
=~t~~af~d1unilnai1~~i 1M llliltkiQSIIO ha IUIKI
(b) Thbull Excacutin Afpmt in ClCftKIJLrtioa with ~ a- shaU da-iop and oruct fllCh dirlldnm ou ill1l ~ ID uapampnm Ui~ onJar
=i=vmi~~-~_crar= ud clllmnUol orOJI tholt tD t ha laquodin practicabila and p4iMWiiad by law ft11Ublioa and Comiddotamman~wido policios shall ~aiJt oansi~t across Cllribull -d -~ ol CUI atld ~houl 1M UIICUtift ~
ttv=~r~hin~T~(o~11ona~tr~~ fi m~ ptllbluilltd bullbull ~ zow n ExCIOilliw ~ all ibullbull m itiaJ dJructiQS b t tho impJOIIWllttalioa af tbi~ ordct Wdhirt l80 dtp o lbo ddlt ofthisom
(ttl l _ nt an u isSOII rulallld to the 1111 pllanoatatiort of this ordclr that imua may bo appaUad to dNa Ptidant th10Q8b thD Jlindar of UOffica of Ma~ outdBudp
(0 Ia )fom~IQI Its ampamphom undat tlus ocdar tM huaoltwe Agaal ia acawdanat wbullh -pllabct l1w shall cx~nsult with nap-datl- ol 1M public ud Stl- local tribal attd pribull~r ~or ptttn~n on rabtad to iliJl~Rt)nlltt ~ribull omd ~ or QJI aad dawklpirw ~~~tinamp dindtW Wood by tho Exorutiw Apnl punuanl to thts
SC lilltlplarwurAGU l- YJlhlll liO doays of lha ~ ol uritial pollliu aad prooildun
hy tho Exocuth Aacmt in KXX~fltuxtt w ith -chnn 4(b) of this orde~t ch
~~~~==~~uti~~t~~r~~-== inclutina lbo cuhlisttmcmtof inliHim bull- dt~L
~~dah~~a~aa~~uaa~~7x~t bullWImbladl dlladb_br pbuad illtp-nampiltJoo bf~
(cJ In h ar U finl s JyenS rdlowial thbull cblbull ol this arllw md b-aiilly t__lar thD ~tibullbull Apt amplaD publidl a Nport ao lba sbtuo~ rlbullncy amplllmwd~ionolthisorelaquo Stc amp Catlaquolt PrmiUotts
(J t1us udgf sbtIJ bo ampJomaaiDd i n 1 aJ~DIItClCIC3i--t with ~plic~bk ltw inducfutJ pmllldions ol oonfldQ~ttality and privzy
(2) tho sbtutory ttrthotity of tbo boiads of cicls incl~tns urthoritics d 10 lhbull PfldJillll of i nroratiacl pnrril by pn aactor tothe redcrlJ CowmQMiot me~
~-=~ti~b~~~~bull= igtlodllOitaJwo-bull 11l nu bull Nil--middotmiddot-ClliL ll -rn ~~~=~a~~Gr--~~~~ ~--l)to)lllo~ II II -~Q(IQOUtt-o~ooJ bullllil_too~lrlioiUIIb~laXtOIfbulllaquo~llaJ fllooOOCiolrJ ~bulloilbull ta ~-r bullbull )
~~~~~=~JflO~Z llClilloilolwlllflbitlwclllhbulllllw_
1o1 nolt_ bull to-- bull - bull bulldbull_ 11oo r bull t~~on-lt~d o- r~ _ -~ kif
ltJTooW bull -__ __ bullbullllaquo -- ~ __ lor ~middotUbullLn-s-~ - bull __ lta-- ~_ ~fltll pto-~lltgtllowdoiollybullfIP1
1ft nAnmiddotbull cbull- bull~raquo~ ___ ltf- 111 - u __ o) WqoR Olllibull lbull 0(1)-db bullbull~~otho
~iJTtoV~bullul ltlloi01 __-a~ ~ii~ el Colid uJiroOin thtnloraquo CI11T Ilt JoffOIJ) e
Sec 4(d) Within 1 year of the date of this order the Executive Agent shall establish and maintain a public em registry reflecting authorized CUI categories and subcategories associated markings and applicable safeguarding dissemination and decontrol procedures
CUI Registry- Agency Input
CIC7S
r_ a Presidential Documents Vol n W ubull T ~__
Tho lnlldenl Controlled Unclllltillled Informa tion
~~bua~-a~r~-~ rA~~~-~ti ~t~ Sctibull L Jliluptno This or- bulltlblist aa os-a ud ~~
==~~=~=~~=---~=~~cna- polldu aadudrllfJ inbrmamptton tho~amp is dyen1diad undal hiiiCiltnG Ordcir U5U ofllaambot 1 ZCXIIor thu Atomic poundruq1 Ad~ ltllmoadod
At prmun~aa~-=-~~~m~~~~ ~bmltlllian 5uda aJ IDbrmiiiii0pound1 tiiiOIII inTQ(_ JWing SUCWity propri~ L~n-=~D~~Ddi~rr=~~~~~~ ~~~mc~i~fta~f=~=~~ tlul t~ apacJ-bullIIiJi fc pol~ ampnt aftm h1ddan from publiC liiiiW byen only -antDdU UIHI
T o addnass tbaNt ptobllets this ordiH ost=ilfufos 01 fOIatD for mK~=tittt this iaium~ioon hanliaaftar daaaibod zs Cootrullod U~sifilld lnbmoashytim tmll aapbuiZIII ltt DpCJMIIU md Wlibmity of Ccnwnnl1112t-Widtl proctico
S L CtroW UocJuiftod r~ (CUI) (~ n aJI ~- Olbd -u~im shall -r11 al GXdUSITa ~a
t1om b- tdllaLifyioa u ndaudied inampampruiiJQn IJuouPoallbe uucut iw bnoch tiNe mquirvs Qgguudiqa o r disswnumion CEiatrols pu~nl lo ud conshyJirulat with appi Gblo b w NgULafiDIDand CO~mmDnl-widll po6cicts
(b) n tMnt bet tmt iabmaion is ctoi~Faad u CUI sWI not hrn a bllamprill8 em d--inaticxw puIIIIOIIIl to 01ny law rucr-irbullns the dndoKir or iabf1111i111110n 01 flllltbQS d-=Wwa u a maa of d~ion uxludaQB dicbun~s to tho ampqgisbh- or Judicial brincbas
(cJ Tho NWad Anhi aad Ramrds Admiaislntion JIWJ nbull as tM Buadivo At-d to - -ml - ~ ~) ldicIM 10
( On the tasis of lhlt submissons u n dclr Hd10n 3 of this ordur or futuru _Js 00 ill CXJmult lllioo w ith aaacd 1118MCiellbull - hattaiwl
~~shaJ~~li-1 ~adu~th~iaWZe liw tach Olhd lKMnm 161aiv upc~r~ publicatic~ io thlt ~_ luhad undlaquo subriJgdion (d) ol this $lldICIn No uocbslsir-t inbmaiiJOD
mcit~~ lhbull ICiqUitl or -=tion 2tJ or this ordw tldl - diapprobullld
=~t~~af~d1unilmi1~~i 1M llliltkiQSI IO ha IUIKI
(b) Tho Excacutin Afpmt i n ClCftKIJlrtina with ~ a- shall da-iop 01nd oruct fllCh dirlldnm ou ill1l ~ ID uapampnm Ui~ onJar
=i=vmi~-~_crar= ud clllmnUol orOJI tholt tD t ha laquodin pacticabila and p4iMWiiad by law ft11Ublion and Comiddotammantwido policios shall ~aiJt oansisat across Cllribull -d -~ ol CUI atld ~houl 1M UIICUtift ~
lhov=~r~hin~T~(o~11 ona~tr~~ fi m~ ptllbluilltd bullbull ~ zow n ExCIOilliw ~ all ibullbull m it iaJ dJructiQS b r tho impJOIIWllttdioa af tbiltt ordct Wdhirt 180 dtp o tho ddlt ofthisom
to~~=i~~==~=t-imiddot J~~~middotd t~~a~bullpoundt~~~~Cut~ dit-~~rtdr~SJ otnd bullpiKablt~~~rdaoc
(ttl If t ha lrncutiA Apnl d aaa ICJ canna~ rwd ~nt ao u isSOII rulallld 10 the 1111 pllaniNitltiort d this ordclr that imuo may bo appalad to tha Ptidant th10Q8b thD Jlindar of UOffica of Ma~ outdBudp
(0 Ia )fom~IQI Its -tJODS undar tlus Oldar tM huacllbve Agaat ia acawdanat wllh -pllabct l1w shall CXIRSUJt wilb napnzMWdillliQS oi 1M public ud Stl- local tribal attd pribull~r ~or ptttn1n on ~ ralatad to iliJl~Rt)nlltt ~ribull omd ~ or QJI aad dawklpirw ~~~tinamp dindtW Wood by tho Exoruliw Apnl punuant to thiS
SC lilltlplarwurAaU (aJ YJlhlll liO dory~ of tha ~ ol uritial pollliu aad proolldun
L)
~-=~ti-tb~~~~bull igtlodllOII-Jwo-bull _ _ 11l n u bull Nil--middotmiddot-ClliL -rn ~~~=~a~~Gr--~~~~ ~--l)to) llo~ II II -~Q(IQOU-o~ooJ bull lliltoo~lrlioiUIIb~laXtOIfbulllaquo~lllllaJ fllooOOCiolrJ ~bulloilbull la ~a-r bull bull )
~~~~~=~Jfl O~Z llClilloilolwlllflbitlwclllhofllw_
1lt1 nolt_ bull _-- bull - bull bulldbull_ 11oo t~~on-lt~d o- r~ -~ kif
ltJTooW bull -__ __ bullbullllaquo -- u ~ __ lor ~middotUbullLn-s-~ - bull ___ lta--~ _ ~flt-- pto-~lltgtllowdolollyofIPf1
lftTheAnmiddoto) Cbullor bullIraquo Nqbull ___ltf oq ll __ u __ o) WqoR Olllibull lbull 0(1)-db bullbull~~otho
~iJTto V~bullulltl loi01 __-a~ ~ii~ e (gt_lid uJiroOin thtnloraquo CI11T Ilt JoffOIJ) e
i (a) Each agency head shall within 180 days of this order (1) review all categories subcategories and markings bi used by the agency to designate unclassified information s
for safeguarding or dissemination controls and (2) submit to the Executive Agent a catalogue of proposed categories and subcategories of CUI and identify the basis in law regulation or Government-wide policy for safeguarding or dissemination controls
I
CUI Registry - Executive Agent Consolidation
CIC7S
r_ a Presidential Documents Vol n W ubull T ~__
Tho lnlldenl Conlrolled Unclllltillled l nfonnallon
~~bua~-a~r~-~ rA~~~-~ti ~t~ Sctibull L Jliluptno This or- bulltlblist aa os-a ud ~~
==~~=~=~~=---~=~~cna-polldu aadudrllfJ inbrmamptton tho~amp is dyen1diad undal hiiiCiltnG Ordcir U5U ofllaambot 1 ZCXIIor thu Atomic poundruq1 Ad~ ltllmoadod
At prmun~aa~-=-~~~m~~~~ ~bmampian 5uda aJ IDbrmiiiii0pound1 tiiiOIII inTQ(_ JWing SUCWity propri~ L~n-=~D~~Ddi~rr=~~~~~~ ~~~mc~i~fta~f=~=~~tlul t~ apacJ- c pol~ ampnt aftm h1ddan from publiC liiiiW byenbullIIipocifonly -antDdU UIHI
To addnass tbaNt ptobllets this ardiH ost=ilfufos 01 fOIatD for mK~=tittt this iaium~ioon hanliaaftar daaaibod zs Cootrullod U~sifilld lnbmoashytim tmll aapbuiZIII ltt DpCJMIIU md Wlibmity or Ccnwtlnl11bt-Widtl proctico S L CtroW UocJuiftod r~ (CUI) (~ n aJI ~- Olbd U~im shall -r11 al GXCJaSITa ~a
t1om b- tdllaLifyioa undaudied inampampruiiJQn IJuouPoallbe uucutiw bnoch tiNe mquirvs Qgguudiqa or disswnumion CEiatrols pu~nl lo ud conshyJirulat with appiGblo b w Ngtlaficas a ad CO~mmDIIIwidll po6cicts
(b) n tMnt bet tmt iabmaion is ctoi~Faad u CUI shall not hrn a bllamprill8 em d--inaticxw puIIIIOIIIl to any law tuC(Iirbullns the dndoKir or inbf11llillllraquon oc flllltbQS d-=Wwa u a m~- of d~ion uxludaQB dicbun~s to tho ampqgisbh- 01 Judicial brincbas
(cJ Tho NWad Anhi aad Ramrds Admiaislntion JIWJ nbull u tM Buaativo Aset to imp-ollll this onlat md ~) oicIM to USUtltaplunot wrth thu otdlar Sec 1 fUMmiddotbullbullofC11nnt DltriampllltitJm (~ Ewh ~ btud stwl widlin 180 days of tho cbbt of this ~ (I) raYiew all ca~~ ~middotall~ and mdir~F mad by Lha iiiJPIIC to ~ wtlassifiKI iofonn=a~Nxa for safusuamprdiaa cw diMamirulion coaLtOIS and
~~~-~Ud~d~r(~bnr=dasyen1llled as WI undar Slid (~of tha otdllr This $Uhlnission ~I I
~It~~~~~-~~~~b i pardinlor duminoaion oantrols (b) Jf ther9 is sipifieutl doubl Jbout whlltbclr inbrmollion sho111d be
dbulliampnod bull OJl it JiiWJ not be~IUd
Sc IJcnlopncni ofCtIJeon- abulld Poliriu
~-=~ti~b~~~~bull= igtlodllOita J wo-bull _ 11l nu bull Nil--middotmiddot- ClliL ll -rn ~~~=~a~~Gr--~~~~ ~--l)to)llo~ II II -~Q(IQOU-o~ooJ bullllil_too~lrlioiUIIb~ laXtOIfbull laquo~llaJ fllooOO CioJr) ~gtoil bull la ~a-r bullbull )
~~~~~=~JflO~Z llClilloilolwl llf lbitlwclllhbulllllw_
1lt1 nolt_ bull _-- bull - bull bulldbull_ 11oor bull v~~~on-lt~d o- r~ _ -~ kif
ltJ TooW bull -__ __ bullbullllaquo -- ~ __ lor ~middot UbullLn-s-~- __ lta-- ~ _ ~ pto-~lltgtllbullwdoiollybullf lf
1ft Thoo An) t) C1or bull1raquo01 _ I) - - J ltf ol -oq Ill __ u __ o) WqoR Olllibull lbull 0 (1)-db bullbull~~bulltho
~iJTtoV~IUI ltlloi01 ----c~ ~ t (olid uJiroOin thtnloraquo CI11T Ilt JofMJ) e
On the basis of the submissions under section 3 of this order or future proposals and in consultation with affected agencies the Executive Agent shall approve categories and subcategories of em and associated markings to be applied uniformly throughout the
(0 executive branch No unclassified information
lhop ia z
meeting the requirements of section 2(a) of this order ~~J shall be disapproved for inclusion as CUI but theS l
Ly lh
(oJ
Executive Agent may resolve conflicts among categories iaclu and subcategories of CUI to achieve uniformity and(b)
- may determine the markings to be used (c)
~~-~~ sbtuo~ arbullnCJ lmfMIIItleniOIampka011nuoc-_ Stc t Catlaquolt PrmiUot1s
(~ t1us udgr sblLIJ bo ampJomaaiDd i n 1 -nOArClCIC3i-a~t with ~plic~bk ttw inducUnJ pmllldians al oonfwiQ~ttality and privzy
(2) tho sbtutory authority ol tbo boiads of cicls incl~tns urthoritics d 10 thbull PfldJOII of i nroratiacl pnrril by pn aactor w tbe r~ CowmQMint me~
CUI Registry- Categories and Subcategories
Data elements requested 1 Agency 2 Proposed Category (EX Privacy) 3 DefinitionDescription of Proposed Category 4 Proposed Subcategory (if applicable) 5 DefinitionDescription of Proposed Subcategory (if
applicable) (EX Health Information Student Records) 6 Proposed Marking 7 Statute Citation and Name (USC) OR Federal
Regulation (CFR) OR Government-wide Policy 8 Required Safeguarding Controls ANDOR Required
Dissemination Controls
CUI Registry- Categories and Subcategories
7c) Policy must be Government-wide
1) 2) 3) 4) Agency Proposed Proposed Proposed
Category Category Subcategory Definition (if applicable) Description
5) Proposed
Subcategory Definition
Description (if applicable)
6) Proposed Marking
7a) Authority
Statute (Citation and
Name) ---OR--shy
7b) Authority
Federal Regulation
(CFR) ---OR--shy
7c) Sa) Sb) Authority Required Required Govt-wide Safeguarding Dissemination
Policy Controls Controls ---ANDOR--shy
bull Template format was supplied to agencies - Helps to clarify specific elements needed from Agencies - Consistent format assisted Executive Agent evaluation
bull More than 2200 submissions received bull Process of review consultation resolution
consolidation
u l IUid ~h
tl eraquo u
tl
CUI Registry- Categories and Subcategories
Evaluating a Control Authority Protection without specific instructions- CUI BASIC
TT11Ji ~TilE PlBLJC HSALTfl AID WHLFAPF
nw-~ancTint
Illbull 1obeadlaquo ~f~ to l11 bullubtto CaXI wu ID
~) ~~~~-~7ttJmiddot 11-J) ttonltgt c-1 d11d l mJUliWfgt bull m boltl~ Rc~owu - gtv-o r- o Abull - r_ t onal uw~ at elo Jlaquolurol lluoau ot b-CQ d-bulln_UCQlt~r uIJ~ I 10 hcoc -=311~n Ttlcnt c tlgialktu Cor ~adl ~1 olleulcbullrand aey othe r pcorshyl$011 t-urwer~IOt lal dt lttiJ u u e Uldt~let SCI11 rlaquo~UltErl 10 Nct~ter ln a Jurtsdietlcnmiddot ~ su
offellder llll((stTY TOO dllt~lase shall be l n()Wfl t tSOl8 lAblic actlaquobull ~o e~c aroad ion-11tion u the N6Uoii-Ol SexotTcndtr n~middotutry
tluougtltbC lak-nd (b) Kltdt(lcle rcrwninr ~abull la r eaenJ
lbtotpt ~~a~ FOrtdltcent l ll t h z cectlon eooh lut~tshytb~~~~~~e~~~citr[~o~~~ 1Po$0) tlut updAtgtd l llfonniiUQn abotn 11 tOX (1(Ocuoa sbaU mak e amiddotallable on tbe lnWrret m ~ a mmtodt~~olocly l raum1t tN by dtlteLrone
ltitetl)u and to lM pubilc tU lrlomut oll abotrt a manoor tbat ts rell1IJ amp~laquo5Slale to all )llrts-shy
rorwllCllnt wan relevut JuriSdtLlons ucb twlt oficnd~t tn tblt- r~stry TSC jttrtltb~ (hb L 0)-218 U~l ~ I sectUO JIJyen 20 2DOG ml UCi n saU mauuatn the lneroli~ ~1 1n a maeshy Stlt59i) tiEl 1bllt w-111 oorrnlt tbe ~~tDHc to ob3111 reishybullQou 1nlomuttoJ~ ((If coe~ ~u otfultbr by ll sl~ H wO Drt~ Sjldio O~IiM
gl= qu=r1 for 441 gtven rip ooU or ~~raphk Vrokho tallus sell 117 the user t M JJM$1xtloo snaJI ltbull) Rlcublkll- bull l (b) Mandatory exemptionstIJO l ncl uoia tn tho(lxlJn otl t~~ ntfom~~~ot 1dta aJJ
ltere ls e~tabhUe1 th S11t ON~~nW r =bhc w~M
fltld lleltofltb ~b~lttoe~ needed lor lullamprclcl shy
~~h~ ~w~~teruan~~r-~~ ln1~~ ~tel~d ~ 6e lbe A jurisdiction shall exempt from disclosureshyA tCII1Ul) Geu~Ni liball m- middotIIIIHil bull C4-~l (11) lllfltW-mwiofl tbull bo PfO
lte Aetm sball toe tlon (Q ot~~eb t ex olfaxlo1 (1) the identity of any victim of a sex offense
on a lurNlctlol1a Int au auow tbe wtUc to tlon lor each Slt olle uy IVUI - ood o o (2) the Social Security number of the sex offender
7 Lbe JSlaquo m a arm alllt may 11e e~tatllUIel llJ dl h11-11 n cl otba tle ltoMiey Ot nc (3) any reference to arrests of the sex offender
(lllb L 10) US Ud bull ( BcL $7 )
~ ~UI 111 001t Kilo that did not result in conviction and rott t aw CwnuoiiY
(a ) fsablkbloeat (If Prw ~ ) e lllbbl11hed t b (4) any other information exempted from
amplid Al fUil1fa NlCOie ZSJ tIOn Prwram (h~truk feltCdioMtbe~ disclosure by the Attorney General(b) ProtrM nbulltifitatioo
Cd l Utki Blccep~ U ~Vld~ Ill
The nw Sllampll ~t~Clul) 110 tbe extetu ~
tlesblo lDb to sex ~~t~n~ ~~~~~ffl~ilU[n~tl~~orf~nder alftY ud edushyClltlon ro~~t~tmllo$ rlldl oo)On 111Wl proY1de dc lnfouutton 1n tlle
C-l CMPOdiN ampf - shy ~UY (Cttller tb 81 10fOmlampUCtll elffl~d tlltn dlltlcla me 0~ tbe AOOrne$ GeomUampWut tbu
lbe Site sbaU ln CJUOO l OSUUCllOtS 011 b OIJ to ofulllart4 tu blloWlllff-11 tnMGelraquon d l nfanntllm the An md~idshy (1) 1M At tormy ~ral wUo llba-11 no JuJo u l conwndJ le laquotoncow W~gt tnromutlon Ul Jle Nnl otal sex o rrermr ~O WaN~ill ~nl1~~~middotf~rc~~~du uJ~0s~~~~~~jer~w-n~~middot~~~~~tf ~~bseloo~a~~ne~middotu~==~~ l n)un bar1011 or oommn a ertmo -aIUJI any eaeb vee lD bullb1eb tlle lnill du J llll ils 11 u lnltldual nanea tn Jle rwstt) or resllllni or emplosM orlll Go It-lidlaquo~~Mrlllng bull t bullny ~rbld adMo~ lba w~m~lnJ 0 ) liaeb Juna(bculn wttere be a orrEnlirtMll noto tbat QtIY tUltl oc11ofl could M~~~lllt In cnll or cnrntlaIJE~Wuta e~n~dl8b~~~t ~ ~~~~~~ ltPub L 100 Ml ttt 1 t ua July 27 2JlCC tro 1le d uoe ~mpoyntcnt ot 1t11de~~t IRoOtw coshyStat SQi ) am
CUI Registry- Categories and Subcategories
Evaluating a Control Authority Protection with specific instructions- CUI SPECIFIED
(7) Protect the confidentiality of the identity and location of persons subject to registration requirements as convicted offenders under Federal or State law including prescribing alternative procedures to those otherwise provided by Federal or State law for registration and tracking of such persons
50 11 18
A twrnes General ror tlle CMmlnal Dl middot vtston or ttts or oor aelesroo tbe oueshytor of the UnltOO S1ates Marshals Serv lea ani ofheon of lila t nttld Stbull Manluls SQtYoo da tputd ~ ht lt10bsll bull b o be au~bo 1middot1Mxl to tta-opor sw-renaer ~1 --e ana rnamam CGs-shytolV 0( JgtrtsorwI-WltOOISSEJ lelnpTUllY tramr~rreO fr(lm or to the Uni ted Stt pununt to bull troA~ bullbull~oeutloo ~mont o r oohor lopl aJtbor1ty aul ~rtl rnbanemomt Crom tou~ljplalllbof1LEIi vb t n Lppropnate
(Otdo So 113 Ot Ul 10-U WI Sopt 0 ICIH)
I O tltD Wi tn_S~nrityProp-uQ
a ) ln ootneetlcn wttb the lltOteetton nf bull wtll- bull pctGaUbulll 111tn- 11r lUI l rn modlat4 lllml ly mcmbor o r cho a
=~b~~~~~~~ w~~Jla~ ManlUJs SlaquovCf ana omcers or tile Uni ted StaUs Marsbals Sentce desshylpated ly the OINetor msy
f1) Prov1do lUItablo d ocurnoJU to onshyble t he peMO n to ce~tablleh ~ r~ew denmiddot ll~Y orotberwbe pru~ tho pnot
12) VlItlle DCUUllt (Ol tlle ~noD13) Probulltde for tbe transtottatton of
bouampebo ld tum ltllre ani other J)m(lnal proJIIIIy Ul bull nnbull Mltldllnoll o tho PIshy_
1) ~hie~ W ib~ peron a paymmt w rnen baSI~ llvu-r npelrS(gt 1n a ~tum es-abl lgtbOO to accordane wltb rerolamiddot t-hm~ 1Sstled b r t he 01roctor for s ub tlm o - tllo At tumcy ~Mnl dotarshymtn eamp to be warron~C
() ~~~l tht ponu11 l n oblan lng emmiddot
plrJs-mg~Jae otoor servtee~ neee$3ty to assist t rn1 11g selfshy
~gtmiddot
~~erA=~~=r~~ to~ emol9ltsJI3J Al l ts~mb ltiepuaflon~~ Moll cxptrc on~ llate cetlampUl Ab Cb ampball 00 StampUtl 00 te face o f tbe d 6DUtatiOn (Orloor-Nbull On ittOIO-U~ libulllo 2 tbull bull _ltlo~ ~G1 nncn J35 1)9()
ltM U 1Ud~15bull-no( a u tbutily 1be Dlreetor US Mushab Stn1et
Ill outh orltOd to todolos-to to Qlf of 1m auburdl rnltel IU) U( the fraquoWe~ an1 fllneLnu ~middoteswlt~ m btm by tb1s ru~ pan exoepli tnat tne awbontJ to ap [II()Te other nee~ry ex-PniiampUNC I ~
Director of the Witness Security Program
~e ~Wiiliiilft~~ r~ l oOGl law enroroollem OC)JaIS ~e D u acwr satl bull 1tllout unltbe m lay disclose to SlCb omdalS the dent1 t )i locatOn ertmlnlll tollords Ill 1n~nu rwshylaUng to t he pcr iiQn Telooattd ot proshyti(OOII wben 1be Ot~tor lmOWJ or Lbe
rstfl~~i~onu o~b~arndega~ N~tod fur (If cluugltld w1t b An orfanbull t-t SI puntt~i-hl o )gt n10ro t i llll o no ~ In prt4on o t thA- 11 bull ltrrlmll of 1oshyltnoo (ONoor- s a u lOOJ tll m ltt~lll st t
I U U Special depu utioa 1be Olrector Onltld States Marshals
~rvtllO Ill UlhortwJ to ltiopuUoo tbo followlr~ plaquolOM to porfotm Uo lunllshytJog of a OefUlV US Manlthal tn wy rustnctOesltlataa b 7 the Vlrecoor
(aJ Seleoetfd otfleers or em~lobullee$ of te Depanme11t ofJutt~
(b) Solotm fcloral Sltao or l oco) lampw enro~t utflocn wbemvlaquo Lbc lampw e11J~rwmenL ntoeltbuf Lht US MarshySUIs ampfVlce 31 reQwn-
(c) Seeeud eml)loyeeos o f (11vace bull euriiJ llOm patl- In pr_ovwl1r~Jt eourtshyroom ltctMt y tor tho Poltio t~l j rJdlelshy
(b) The identity or location of any other information concerning a person receiving protection under 18 USC 3521 etseq or any other matter concerning the person or the Program shall not be disclosed except at the direction of the Attorney General the Assistant Attorney General in charge of the Criminal Division or the
CUI Registry- Categories and Subcategories
Evaluating a Sanction Authority ~e JOin rrtlbullK 2-lfOIUUGN lt JOiS ANO LlltRCOUttSE
ulr
tLA1
e b urshyfti bas
r
o l alltDG ~~~~~~~~~~~~~ tr acts to tlle
data could oot be o btal ned tlthout unduUgtn anll tJle aa~a aub)llC~gt -0 sut ~Ltmalbeen notad ln the rnoort (cl AeOOSi to inforuaUto limitation
Access to lrformauo n otulWd unde$11C tltln (b )() o f t11~ lllldl u n ~tbbullIJ bo 11V only to oftlela ls or employees deGgtatOO tconn fW)CLons una er Lll gt cbapU mcconsultants and perscns wokln~t en conuarded pursuant to thls chapter SabJatllmltoUon of JQllllglapb (I) o l th l =~~tlon the President may autbonu tbe exchange t ~obulloon 4[eoetes or om clab aestgoaU1 ly btm or ldormatlon 1unlsbed by ans DEJSOO under tlts 1990-Suoteo (b Vl traquo bull -middot~~ bull bull Wp1er as be OOems llecessa) to Ctrrf out tlle en~ Vbe a npu PlTPOSOOC of tMs ehaptr Not blnr l n tb)) tooton -w --~ shall be construed to reqUire any Federal ac-eney penl(lrl m~ 11 din~C~
u Any person who willfully violates to Glilelcse to an) omctal exertlsl~ autboncy ~t theteDOttshytmder t bs chsDter any 1nfornut lon cr repnrt b~ III Co)mplccollected u~der legal authorit y otOOr tbu tbs kmwlffige and belle clopter wb tn dlMlotun l~ pr oMbtted by bu a - UI IIllllth 11 subsection (c) or (d) of this section shall Wonnat on collected pursuant to stbsretlon tiCIIUI IM~ undet
(bX2J o r tJls sectton tmy be usedonJy- prof1cbd beltalR ( (1) for analyt1 cal or mattstlcal DUJOOaIS tonarr aceounUn r
wHbln t he Umted States Covernrmnt or obtalned 1dtbeu u upon conviction be fined not more than-~gt -uth l
Subcoe (c)(t) 1~~~ ~)~~~doot~~ _u- ltbullrmiddot tshySl03lt b) or ltcJ ortus tl t le Sute td ) Pub I $10000 in addition to any other penaltyNo omctal or emll o~oo lleslrnamptOO LO perform v- tc ( J) bull
functlons undet t his cbaper nel uduw ooliSult- Subcoe (c) Pub ~ bullubolcoo (ol) ccUOflc)bull ~~~1 ~nO~~ ~00~~= imposed by law19M-Sulleltl (b(
afa bble to aey other ~rsan any lnformatlo n lllteruthnal lnntcoUeetell pursuan~ tO SUllseetlOil (OX21 Of UlS section In a manner t ha t be pel$1n who turshy sect 3105 Eoortement nsbOO tbe lnformatton can be speclflcal l)bull l dm 4 lta) CWU pefl8lty for faiIWE tamp furnfib informbullmiddot tilled eXIltlpt - pr ovtded tn tblt~ ooo~lon No pershy UIUson can compel tOO submlsslOn or dsclosue of
Wboavflr C-H~ to lumhlh a~ lnformatlofl ~
Jnrsunt to tbs chapter o r any oovbull of s u eb rampshyany report or oonsl too nt pan tberoor col Jectea
qutrec unde r thl s cba~r wietber requlred to Iraquort or oonstltuert sert tbereor bullltbou tie ~~~S~~ =~ifr~~6~ I~~wo~~~hd~Jrrn~r~~- onler or lnstruct)an promWgated unJer thlS
ohpter abail be llub)oct t oo ehmiddot11 penalty of not(b) o r tJllS sectton and wl tbou prtor wri Ltell oonshy0$$ t llan $2500 a nd not more tlan S2SOOO In a bull n t of t b e mtamor bullh tho pATS~on who proceea1ng llaquoltugbt unJ1er sutGec~aon (b) or thllS
~~~4~n~~b~e~~f~=~~d~ seetlon lECotds or such cusomer (bl Ciril action for failure to furnish infltrmatioo (d) Aeeess to Bureau of EeooomJe Aflalysis inforshy beneer tt a i)pears abat any person bas falled
to lutnl~b any l n lornutlon NqW tad Ulldor t hraquo chapte r abullhpoundthlaquo reqUired to be lurnsbed ln t he
liUlU~tn
lhbull lbtOAil of to Caontll~ of t ho Ooj~alimont Co rm o r a ngtport 01 o tbetwlse or bas 6Uhbullll too1 Comnerce l s autbortzed for purposes ol a~shy oomph wi th any r llle reluJatlon order or lnshymenUng and l rspwvll~ tbe ~ualty of daW oo1 4
s ttuctlon promulgateO undet tbs cbapttr alreted by tbe Bllftoau or tbe Omsu to haw upon bull bullrtt ten rKUeltst access t o dstamp relattng to r~~~~l1~7thu~~b~ttC~~~~~ln~l-nUrprIJ~o$ t ha t J~ reg llctod d iOetly by prate Ullltel ampatlaquogt court oc any oomtory orthe Bureau of Bcooomc Analyst~ for purposes of lblS t bapw r lbe Bu rnau o r LalOr SlatlSliCS o r otiler olsce s utooc1 to Ue tJM$dlot1o11 of t he the Department of Labor Is autl ortood for purshy Ut~lted SatEosbull and suc-b oowt nay e nter a reshy
ottA1mng onler o r o petmonent o r temporc~cy ln4
raquoSeS oraugmeatlr~ and tmprolng the data ool 4
loctod by tho DWGQu o f IAbot Satl~tlt~ to ~~t~~~~t~~~~s=P~~b ~uc~~~~ luve acooos upon wrtt ten Nquaet to selected reru1ttlon oldlr o r )nstruet1ol as t he C8le
nuy be or lmpooe t he ch11 ~naltlbull provtded In uleoun(tllon mrarmauoo lt~n bugttoeu tn~ orlSE$ u d data on lntenuttonal servtoes tr arsshy ~~tlon (a ) of l h b ~-tlqn o r both aetlons t hat Is collected dtrectlJ bs t he Bureau Ccl Criminal ()(11altr for failure t1gt s ubmit infOf middotr~fie~~~~~~io~~~~B9~~ffe matioo Omsu and t be Bureau or Labor Stalsocs shall Abeever Wli11W1y falls to s tlbmt aoy Inform~ fflr purp~at of J~ubAetlon (e ) o f t h U ~tlen bo tlt~n toqtl NIltI u n War til l~ e b Aptcr wb oohot rwshy
Subcategories
bull Naval Nuclear Propulsion Information
bull Safeguards Informationbull Routinely handled by few
bull Security-Related Informationbull
bull Unclassified Controlled Nuclear Informationshy
Defensebull
Subcategories
bull Contract Use
bull Death Records
bull Inspector General
bull Military
bull Personnel
bull Student Records
CUI Registry- Categories and Subcategories
Related to protection of information concerning nuclear reactors materials or security
Routinely handled by many
Pat ent
Controlled at the Subcat egory level only Subcategories
bull Applicationbull
bull Invention
bull Secrecy Orders
bull Genetic Informationbull
bull Health Informationbull
Patent is a property right granted by the Government of t he United States of America t o an invent or to exclude ot hers from making using offer ing for sale o r selling the invention throughout the United States or importing the invention into the United States for a limited time in exchange for public disclosure of the invention when t he patent is granted
Ref ers t o personal inf ormation or in som e cases personally identi fiable information as defined in OMB M-07-16 or means of identification as defined in 18 usc 1028( d)(7)
CUI Registry- Categories and Subcategories
Stat ist ical
Subcategories
bull Census
bull Investment Survey
bull Pesticide Producer Survey
quotations and business and marketing plans
Refers to information collected by a Federal statistical agency unit or program for statistical purposes or used for statistical activities under law regulation or Government-wide policy such Statistical CUI requires 1) protection f rom unauthorized disclosure 2) special handling safeguards and or 3) prescribed l imits on access or dissemination
Related to a compulsory contribution to government revenue involving information regarding returns or
Subcategories
bull Convent ion Information may be controlled at the category level or at the subcategory level based on the controlling authority
ansportation Related to any mode of travel or conveyance by air land
Controlled at the Subcategory level only or waterway
Subcategories Information may be controlled at the subcategory level only bull Sensitive Security Information
fl rop of Page J
CUI Registry- Launched November 4 2011
Launch information - Reminder that existing agency policies remain in effect
until implementation deadline (TBD) - General Guidelines
bull Markings to be developed in additional guidance
bull Safeguarding in compliance with OMB policies and NIST standards and guidelines as per Executive Order 13556
bull Dissemination to those with mission purpose
bull Decontrol as soon as possible after safeguards no longer required as per associated authority
- Category List (16) - Subcategory List (77) - Associated Authorities (398 authorities cited - controls +
sanctions)
CUI Registry- General Guidelines
CU RegiS)
General Guidelines
categoriesSubcategones
Policy and Guidance
Glossary
CU I Reports
CU Tra1ning
WMt othtrJ are
W hat is CUI
Answers to t h e Most
Frequent ly Asked
Questions
Search the Registry
General Guidelines
Marking CUI ma r kings will be developed and scheduled fo r implementation following
publication of additional guidance
Safeguarding Fo r each CUI category and su bcategory federal agencies shall comply with
information security requirements defined by the National Institute of Standards and Technology (NIST) Federal agencies shall consult t he following NIST publications for guidance
on implementing specific measures to safeguard CUI
bull Federal Infor mation Processing Standards Publication 199 Standards for Security
Categorization of Federal Information and Infor mation Systems
bull Federal Information Processing Standards Publication 200 Minimum Security
Requi rements for Federal Information and Information Systems
bull Special Publication 800-53 Revision 4 Security and Privacy Controls for Federal
Information Systems and Organizations
bull Special Publication 800-60 Revision 1 Guide for Mapping Types of Information and
Information Systems to Security Catego ries
Disseminat ion CUI shall be disseminated only to individuals who requi re the information fo r
an authorized mission purpose
Decontrol Information shall be deco nt rolled as soon as possible when it no longer requires
safeguarding measures and dissemination controls pursuant to its associated authorities CUI that has been pu blicly released via aut horized agency procedures shall be considered
decontrolled
8 ropo1Page l
CUI Registry- CategorySubcategory Detail
CUI Registry
St at ist ical -Investm ent Survey
category-Subcategory Practices
Key Elements o f CU I
Chronology and H1sto category-Subcategory Statistical-Investment Survey
category Description Refers t o in f orm ation collected by a Federal st atistical agency un it or
p rogram f or st atistical p urposes orused f or st atistical acti v it i es under law regul ati on or Governm ent -wide policy such Statist ica l CUI requ ires 1)
Gener~l Gtudehne p rotection f rom unaut horiZed disclosure 2) sp eci al hand ling saf eguards Categones Subcategone a n d or 3 prescribe d limits o n access o r d issemina t io n
Polley and GUidanc Subcate gory Description In f ormation reported t o Treasury the Federal Reserve Board of Governors
or the Federal Reserve Banks as part of t he Treasury In t ernation al Capital TIC) dat a reporting syst em
Marking PlACEHOLDER
Abbreviated Marking PlACEHOLDER
Whati$ CUI
All~w=r~ t th o= Mo~t
FreQue ntl Y Aslteltl
Questi ons
Marking and Handling Ge n eral Gu ideline s apply forSa feguard ing Marking Dissemina t io n Instructions and Decont rol
bull Ref erence i nd ividual Saf eguard ing and Dissemination authorities for
control m an ons
Select Safegua rdi ngDissemi nation o r Sanct ion Auth o rity t o view st at utoryregulatory
language in a new w i ndow Authori ty links are updated based on regular re-publication of the Uni ted States Code and Code of
Federal Regulations
CUI Registry- CategorySubcategory Authorities
1ITLII shy hORJUOIlt RRLATIONS AliD LVIEROOURSE l SIOS
(d) Aceess to
dooMd to be ortdals or empl()yoos demgnated to porform IUnltLIODI under Lltla ohapter (e) Peabull ty
ltny person who wtllfully yen1olates subsectton (c) or (d) of tbs aecoon shall upon eoDvtcUon bo nned not more tbln l toGIXI 1n adlftoon to any otMt JKnampltY tmpoMd by law
(Pub L H-1172 ts Oct U ttn6 90 SLat 3162 Pub L ~79 tJUe mfSOS(bXS) Oct 3gt 1984 98 Stat IUO lub 1 101 -amp1) Hfi(d) (e) 1(amp) Nov 7 1000 lOt Stat ZMI)
MllitKUIOIIIIft
t~ (b) Paab L tDI-Ql f7(a) ~d at
t~~-teu~o~~1~~ - dlc17 ~W lor Lbt _tAnanc
~~-==c--=~n~~r~~ and ia to reg offttoer1 betlt
~~-~-_--~~~~Ual~l~~~l ~lma-IMbwD ampnl ~ aJIaliJe born o
noooflh or ltlAt ooold not be ltbta-b)eel to
(a) CirU puah y fw fallure ampo fumla lGIormabull l looo
Wboefer falls to furnJsh any Jnformatton ~ quJred under thls chapter whether reqWred to
~~c~n~ ~~~ ~Jn~~~order- or Jnatr-ucuon promWgatod under tbJa chapter shall be mb)ect to a ch11 penalty of not Jess than $2500 and not mote than 125000 ln a prooeedSnat brourbs under mteetlon (b) or thla ICOUOL (b ) CiYU lldlon for Callure to fWDIsb iafOI ma Uoa
Whenever- lt appean that anJ person bas Called to tumuh any ltlormaUon requ1red under thlauon
Bwcau or Lbe Cn~~bull or lbe Dtpamprtrru~nt or Commerce a autbortMd for p~ or ampWshymenUng and lmprobulllng the qoalt ty or data colshylectAId by the Bureau or the Census to have upon wnttcm request acoea tO daLa relattnQ to bubulll- enUrpraftl tbat a oollociCI4 41rtttly br the Bureau or Koonornlc ADampIyats ror purpoao~ or ~~~~~--~Bu_e~~~~~ut_t~~
Control
Sanction
cbaptlaquo wbmh~ rwqu1rctd to bl 1arnJabed tn the fonn of a roport or oth~ or bas taUod to comply wuh any ru1e regubUon order or Inmiddot structlon promulgated under tbts chapter a
~U~~r~o~u~~h~t~no~~~~ prlat UDHAld S~ OOW of any ten10ry OT otber place aub)ed to the junsdlcUoa of the Unlted StAtes and sucb ooun may enUf a ~
~e iOIl7 TITLE 22--FOREICN RELltTJONS AND LvrRRCOUJtsR l S IOS
~l~S~s~~ ~~tbo~~b _j~~~~iiii- iirii lsilo loiiitdbullbullgt~ eemed to beilo niiiii miiipiiyees ijiirlieiii = ted boon noted ln the report (e) Access to informatibull n limitation
Accoos to lnformaUon obtained unde subshysection (b)(2) of this section shall be abulla only to ofllclals or emplo)bullees designated toP form tuncttons undet lOJUlgtYH~bulluU lIUU ~l mUlgt wvdllug v u cvulr~lo awarded pursuant to tbs chapter Subject to the llmltatlon of tnr~ab (1) of this subsection
eaali)t
this chapter lncludlng~~~~~~~~i~~J~2J
the President may attbonze the exchange ~ tween agencles or ometals desgnated by blm or Information fUrnished b) any person under tls chapter as be deems necessary to carry out the purposes of this chaptfr Nothing ln thls sectlon shall be construed to raqulre any Federal ~ercy to disclose to any official exerclslng authorlty
~~1n~~~PtG~~~d~~~~~~r ~~e~~ chapter bullbullbere disclosure s problblted by law Information collected pursuant to subsection (b)(2) of this sectton m~ be used onlyshy
(1) for analyttcal or statistical PUJllOSIS within the Unlted States Cobullernment~ or
sifl~~r ~)~f~t~~d~o~ Sl05ltb) or (c) of this title
No omclal or employee designated to perform funcUons under this chapter tncludlng consult-
pun~~ t~~dtO~~ yoo~ffs~~ avaHable to any other person any Information collected pursuant to subsection (b)(2) of tts section ln a marmer that the person who ftr shynlsbed the lnformatlon can be speclllcall) ldenshytlOed except as provtdltl In this secton No plr shyson can compel the submission or dtsclosure of any report or constitue nt part thereof collected pursuant to this chapter or any cop) of such iampshyport or oonstltuent rert thereof bull1tbout the
bj~~d~i~~b~~~ehrre~ri~d~r b~~~~ (b) of this sectton and Ki tbout prtor written conshysent of the customet where the person who
~~~~~l3n~b~er~~re~~~~ridi records of such customer ( d) Access to Bureau of EcooomJc Analysis inf_
matioo The Bureau of the Census of the Departmpoundnt
e~~~~~~~~~~e ~iat~~a~af lected by the Bllteau of the Census to have upon bullbullrttten request access to dsta relating to buslneGS enterprlses tlat Is collected directly by the Bureau of Economic Anal)sls for purposes of thts chapter The Bureau of Labor Statlstlcs of the Department of LaOOr s authortud for pushyposes of augmenting and lmprolng the data ogtl middot
AMVIOMRSlS
1900-Sublleo (b) Pub L 101-133 f7(a) lnltr ted a t
tV~ ~Or~ztu~1~e~Ae~1J pcm10n wilo 1bull dlrectJ Tet~ponbulllble Cor the maintefllUiee and compllaUon of uoh lnConnaUon and llbll cer ti(J ~t the reoor t wu pnpared ln aeoordazloe wt th thtbull eb_ner 1bull complet-e and 1bull to web om oerbull bel-
~=~ewii~~t~e~~~tll~~~ll tloru~ b lltled under tblbull obllter ebullUmatebull hale been pro111ded beltaue ckta are not aTallable Cnm cWJ totruatY ccountltlf) noordt or DCeltri~~e dat eoult not be obtalned wl tllou- unive burden and the datt bullub)ed to bull~aeb -Umatc bu been noted ln -be ~JlOrtbull
Sublec (c)(2) Ptl L 101-s33 fQeXI) bullublt luted bulluIHICOUon (e) Cor bulluheetlon (d )
Sublec (d) P ub L IOJ-lln iG(d)(2)bull added 1ulee (d) F ormer bulluhee (d) n3e~tgnatoed (e)
s~ti~ltt lt~ ~~~~~lt~~ru~-fmiddot
ectlon(e)bull 19ampl-Sublleo (b)CTlt (7) Pub L 91-673 1tnck ou
lntematioruol lnYetment beCoro bullurve-
sect3105 Enforcement (a ) C ivU penalty (raquo failWE to furnish informashy
tion Whoever falls to lurnlsb any lnformat1o n reshy
qUlred under thls chapter whether reqUred to
~~~~s~ed~~~ ~rs ~ frt~~6ri order or lnstrucuon promulgated under this chapter shall be sab)ect to a clvH penaltyof not less than $2500 and not more than S2SIXO In a prooeoedlng brought under subsection (b) of this section (b) Civil action for failWE to furnish incr-matioo
Whenemiddoter It appears that any person bas failed to furntsh any lnbrmatlon reqUired und~r this chapter bullbullhether teqUlred to be lurnlsbed In the form of a report or otherwise or bas failed to oomply w tb any rulo retuiGt l o n o rde r Ot ln structton promulgated under thts chapter a
r~~~C~rt~at~u~~h~t~no~re~~ prtate Unlted States court of any tetrttory or other place sub)eot to the jurlsdlctlon of the United States and sucb court may enter a reshystralnlng order or a permanent or temponry Inmiddot t t- 1 __ft -
Links are to official legal editions of the United States Code and Code of Federal Regulations acttona that 1a oollootecl d1rectly Dy tae Kureaa ter Offtcers and employees of the Bureau of theCc) Ortlaal pea atcy for fiDwbull co bull~th lnformiddot Census and the Bureat of Labor Statlstlcs shall Whoever wUlfuJ ly falls to submit any ld orma-shyfr~~1o~e~asozirhl mallGct for purposes of subsectlon (c) of this section be tlon required under this chapter bullbullbetier re-Census and the Bureau or Labor Stausucs shalL Whoewer wUlfully falls to whml t aD7 lnforma-shyfor porposes or Sllbsectlon (c) of thiS aectlon be tlon requ1red under this ehspter whether ~
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bull Water Assessments
ergency Management Related to inf ormation concern ing th e continu ity o f
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operations
exportcontrolbull unclassified Inf orma tion concern ing certain Items commoditie s techn ology software or other
Subcategories In formation whose export could reasonably be expected bull Research to adversely affe ct the Un ited State s nationa l security
and nonprolif eration obJectives To Incl ude dual use items items iden tif ie d in egtcport admin istration
regulations Internationa l t raf fi c 1n arms regulations an d the mun itions list license applications and sensitive nucl ear technol ogy In formation
Financial Related to the duties t ransactions or o therwise fall ing
- under the purv iew of financial institu tions or un ited Subcategorie s States Gove rnme nt fiscal functions Uses may include
Bank Secrecy but are not lim ited to customer In formation held b y a financial inst itutionBudget
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bull commodny
bull Comptroller General --Subcategories bull Electronic Funds Transf er
bull International Financial Institutions
bull Mergers
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or p ro duced in coop erat ion with a fore ign governm ent
or in ternational organization
Geodetic Product Information Related to imagery imagery int elligence o r geospati al in formation
mmigration Related to admission of non-US citizens into t he United
St at es and applications for t emporary and pemnanent Controlle d at the Subcategory level only re sidency Subcategories
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An asterisk (bull) indicates that the authority rlbull defines specific handling practices ~
Category-Subcategory Practices
category-Subca tegory Transportation-Sensitive Security Information
category Description Related to any mode o f travel or conveyance by atr lan d or waterway
SUbcategory oescrlptlon As deftne d tn 49 CFR Pan 155 sensitive serunty Info rmation IS Information obtained or developed tn the con duct o f securtty actiVIt ies Including research an d development the dlsdosure o f which OOT h as determined would cons t itut e an unwarran t ed invasion o f privacy r eveal trad e S-ecrets or privileged or con fident ial in formation or be detriment al
to transportation safe ty As de fined in 49 CFR Part 15205 Sensit ive Security In formation is info rmation obtained or developed in the conduct of secur ityactivities including research an d development the disclosure of which OHSTSA has det ermined would among other things b e detrimen tal to the secu rity o f tran sp ortation
Marking PlACEHOLDER
Abbrevi ated Mar1lting PLACEHOLDER
Marking a1ld Han dling Safeguarding Mark ing Dissemination a ndor Decontrol measures lnshuctlon s that di ffe r f rom Geoeral Guidelines are r equired by statute
r egulation or govem mentmiddot wide policy
Re ference individual Safegua rding and Dissemination authorities for
control ctations including specific handling practices if applicable
Select SafeguardingDissemi nation or Sanction Authority to view statutoryregulatory language in a new window Authority links a re up dat ed based on regular re-publication of the United Stat es Code and Code of
Federal Regula tio ns
Safeguarding andor DISeminat ron Autho nty I Sanctrons An asteilsk (bull) indicates that tl1e a u thority defmes spe o fiC handling pract1ces
49 usc114(h)
49 CFR 1520bull -
49 USC40 119(b)( l)
4 9 CFR 152017 -
49 CFR 15 49CFR 1517
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Classified Information- Information that has been determined pu rsuant to Executive Order 135 26 o r any predecessor o r successor Order o r the Atomic Ene rgy Act of 19 54 as amended and its implementing di rectives to requi re p rotection against unautho rized
disclosure
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CONH OUlD Esta blished by Executive Orde r 13556 the Controlled Unclassified Information (CUI) UfLlA)~IfltO
1 - 1()1~1gtAT()Nprogram standar dizes the w ay t he Executive branch handles unclassified irlformatio n t hat r equires safegua rding o r dissemination controls pur suant t o and consistent wit h law
Use the CUI Logor egulations and Government-wide policies Learn About CUI bull
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bull December 8 2014 -Welcome t o t he new CU I Portal
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C Under DevelopmentshyRegistry
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IMPLEMENTATION REMINDER FROM THE EXECUTIVE AGENT
Existing practices for sensit ive unclassif ied information rema in in effect until the CUI
marking implementation deadline (TBD)
C Search the Registry
General Guid elines
Marking CUI markings will be developed and scheduled for implementation followi ng
publication of additional guidance
Safegua r ding For each CU I catego ry and subcatego ry federal agencies shall comply with
information security requirements defined by t he National Instit ute of Standards and
Technology (NIST) Federa l agencies shall consult the following NIST publications for guidance on implementi ng specific measures to safeguard CUI
CUI Registry- Search
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Research Our Records Veterans Servoce Records Teachers Resources Our locatoons Shop Onlme
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C 0 1 11lOL II) CUI RegistryU oc w Si fiED
I NrORM ATtON
Use the CU I logo Search the Registry [to)Contact Us
About CUI
Po licy and GuidanceKey Elements of CUI
Chronology and Hi story
FA05
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General Guidelines
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Pc 1n~ ~ 11da bull
Glossary
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CU I Training
What others bullrbull
saying
The Controlled Unclassified Information Executive Agent (CUI EA) issues guidance to Executive
branch departments and agencies that handle unclassified information that requires safeguarding or dissemination controls pursuant to and consistent wit h applicable law
regulations and government-wide policies
CUI Executive Order and Implementing Regulation
Issue Date Title
XXXXXXXX 32 CFR 2002 Contro lled Undassified Information PLACEHOLDER
1104 2010 Executive Order 13556 Contr olled Unclassified Information
CUI Notices and Executive Agent Guidance
CUI Registry- Left Sidebar
Chronology and Hi story
FA05
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Pc
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saying
Slogs I Bookmark Share IContact Us Jc([gt--~ Search Archovesgov~ ~ bull NATIONAL ARCHIVES
Research Our Records Veterans Servoce Records Teachers Resources Our locatoons Shop Onlme
Controlled Unclassified Information CUI) Homegt CU I gt CU I Policy and Gui dance
C 0 111lOL CUI RegistryU oc w Si fiED
I NrORM ATtON
Use the CU I logo Search the RegistryContact Us
About CUI
Po licy and GuidanceKey Elements of CUI
The Controlled Unclassified Information Executive Agent (CUI EA) issues guidance to Executive
branch departments and agencies that handle unclassified information that requires safeguarding or dissemination controls pursuant to and consistent wit h applicable law
regulations and government-wide policies
CUI Executive Order and Implementing Regulation
Issue Date Title
XXXXXXXX 32 CFR 2002 Contro lled Undassified Information PLACEHOLDER
1104 2010 Executive Order 13556 Controlled Unclassified Information
CUI Notices and Executive Agent Guidance
CUI Registry- Ongoing Maintenance
bull Add new categoriessubcategories as approved (Currently 23 Categories 82 Subcategories)
bull Annual updates to USC CFR (Currently 326 control enactment citations 144 sanction citations = 4 70 authority updates annually)
CUI Registry- 32 CFR 2002
Draft regulation reiterates that the CUI Registry is - Sole authoritative repository for information on CUI except
Executive Order 13556 and 32 CFR 2002 - Publicly accessible - Includes citation(s) to law regulation or Government-
wide policy that form the basis for each category and subcategory
- Notes any sanctions or penalties for misuse of each category or subcategory of CUI that are included in applicable statutes or regulations
CUI Registry- Policy and Guidance
Registry is repository for CUI policy and guidance - Executive Order 13556 - 32 CFR 2002 - CUI Advisory Council Charter - CUI Marking Handbook - CUI National Implementation Plan - Additional Executive Agent Notices
CUI Registry- Policy and Guidance
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FAQ
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Policy a nd Guidance
The controlled unclassified InformatiOn Eltecuuvegent (CUI EA) issues guidanceto Ebullecutie branch departmentsand agencies that handle unclassified information that requires safeguarding Of dissemination controlsJpursuant to an-d consistent with applicable law re-gulations and government-Wide po1c1es
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OOIJoOII(MentsOfSelor AfencyOJICIa1a flo~ Pro_ranMena~er lorCUI Proeram IMPieiTentl t i OO
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The CUIEA est ablished the CUIAdvisory Council to carry out consultative functionsdirected by Executive Order 13556
CUI Advisory Councbull Chan er-m PROVISIONAL
Additional Resources
The CUIEA hasdeveloped recommendationsto assist departmentsand agend es in development of their CU I programsand submtsston 0 Information to the EA
Compliance Plan Overview for Departments and Agencies~
Executive Order 13556 0bulleM ewforDepartments and Agenciesm
I
CUI Registry- Agency Implementation Policy amp Practice
Agency-specific CUI implementation considerations - Agency may determine that only selected
categoriessubcategories will be designated by agency personnel
- Agency discretion in certain marking practices bull Full Marking (AGRICULTURE) versus Abbreviated Marking (AG)
bull Require categorysubcategory banner markings for CUI BASIC
- CUI may be handled differently within the agency (discretion to waive marking requirement)
- CUI Registry provides guard rails for Agency practices
CUI Registry- Whats Next Slogs I Bo o km arkSh are ICont act Us -~
Searcn Archtves gov ~- bull NATlONAL ARCHlYES
PGseatc h O ut Rocords VotGrans SGuvtce RGcords TeachGrs RoGourcGs O ur Locottons Shop OnhnG
Controlled Unclassified Information (CUI) Home OJI
CONH OUlD Esta blished by Executive Orde r 13556 the Controlled Unclassified Information (CUI) UfLlA)~IfltO
1 - 1()1~1gtAT()Nprogram standardizes the way t he Executive branch handles unclassified irlformation t hat r equires safegua rding o r dissemi nation controls pur suant t o and consistent wit h law
Use the CUI Logor egulations and Government-wide policies Learn About CUI bull
Contact Us
News and Notices Registry
bull December 8 2014 -Welcome to the new CU I Portal
The CUI Regist ry is the aJthoritative sour ce for guidance regarding OJI p-olicies and practices -bull Search the Re0istry
Access Registry by Policy and Guidance
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limited Oiseminat ion
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bull The Registry will evolve format is continually evaluated for clarity and functionality
bull New categoriessubcategoriesauthorities added as identified
bull The CUI Executive Agent will issue additional policy and guidance as needed these documents will be included in the Registry
bull Ongoing Maintenance (Authority Citation Updates)
CUI Registry- Online Demo
Walk through - Front page - General Guidelines - Category-Subcategory List - Detail page - Authority Citation - Policy amp Guidance - Glossary -Search - Left side-bar - Under Development
CUI Registry- QampA
Questions
CONTROLLED
UNCLASSIFIED
INFORMATION
CUI Registry- Established by Executive Order 13556
CIC7S
r_ a Presidential Documents Vol n W ubull T ~__
Tho lnlldenl Controlled Unclllltillled Informa tion
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(b) n tMnt bet tmt iabmaion is ctoi~Faad u CUI shall not hrn a bllamprill8 em d--inaticxw puIIIIOIIIl to any law tuC(Iirbullns the dndoKir or inbf11llillllraquon oc flllltbQS d-=Wwa u a m~- of d~ion uxludaQB dicbun~s to tho ampqgisbh- or Judicial brincbas
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=~t~~af~d1unilnai1~~i 1M llliltkiQSIIO ha IUIKI
(b) Thbull Excacutin Afpmt in ClCftKIJLrtioa with ~ a- shaU da-iop and oruct fllCh dirlldnm ou ill1l ~ ID uapampnm Ui~ onJar
=i=vmi~~-~_crar= ud clllmnUol orOJI tholt tD t ha laquodin practicabila and p4iMWiiad by law ft11Ublioa and Comiddotamman~wido policios shall ~aiJt oansi~t across Cllribull -d -~ ol CUI atld ~houl 1M UIICUtift ~
ttv=~r~hin~T~(o~11ona~tr~~ fi m~ ptllbluilltd bullbull ~ zow n ExCIOilliw ~ all ibullbull m itiaJ dJructiQS b t tho impJOIIWllttalioa af tbi~ ordct Wdhirt l80 dtp o lbo ddlt ofthisom
(ttl l _ nt an u isSOII rulallld to the 1111 pllanoatatiort of this ordclr that imua may bo appaUad to dNa Ptidant th10Q8b thD Jlindar of UOffica of Ma~ outdBudp
(0 Ia )fom~IQI Its ampamphom undat tlus ocdar tM huaoltwe Agaal ia acawdanat wbullh -pllabct l1w shall cx~nsult with nap-datl- ol 1M public ud Stl- local tribal attd pribull~r ~or ptttn~n on rabtad to iliJl~Rt)nlltt ~ribull omd ~ or QJI aad dawklpirw ~~~tinamp dindtW Wood by tho Exorutiw Apnl punuanl to thts
SC lilltlplarwurAGU l- YJlhlll liO doays of lha ~ ol uritial pollliu aad prooildun
hy tho Exocuth Aacmt in KXX~fltuxtt w ith -chnn 4(b) of this orde~t ch
~~~~==~~uti~~t~~r~~-== inclutina lbo cuhlisttmcmtof inliHim bull- dt~L
~~dah~~a~aa~~uaa~~7x~t bullWImbladl dlladb_br pbuad illtp-nampiltJoo bf~
(cJ In h ar U finl s JyenS rdlowial thbull cblbull ol this arllw md b-aiilly t__lar thD ~tibullbull Apt amplaD publidl a Nport ao lba sbtuo~ rlbullncy amplllmwd~ionolthisorelaquo Stc amp Catlaquolt PrmiUotts
(J t1us udgf sbtIJ bo ampJomaaiDd i n 1 aJ~DIItClCIC3i--t with ~plic~bk ltw inducfutJ pmllldions ol oonfldQ~ttality and privzy
(2) tho sbtutory ttrthotity of tbo boiads of cicls incl~tns urthoritics d 10 lhbull PfldJillll of i nroratiacl pnrril by pn aactor tothe redcrlJ CowmQMiot me~
~-=~ti~b~~~~bull= igtlodllOitaJwo-bull 11l nu bull Nil--middotmiddot-ClliL ll -rn ~~~=~a~~Gr--~~~~ ~--l)to)lllo~ II II -~Q(IQOUtt-o~ooJ bullllil_too~lrlioiUIIb~laXtOIfbulllaquo~llaJ fllooOOCiolrJ ~bulloilbull ta ~-r bullbull )
~~~~~=~JflO~Z llClilloilolwlllflbitlwclllhbulllllw_
1o1 nolt_ bull to-- bull - bull bulldbull_ 11oo r bull t~~on-lt~d o- r~ _ -~ kif
ltJTooW bull -__ __ bullbullllaquo -- ~ __ lor ~middotUbullLn-s-~ - bull __ lta-- ~_ ~fltll pto-~lltgtllowdoiollybullfIP1
1ft nAnmiddotbull cbull- bull~raquo~ ___ ltf- 111 - u __ o) WqoR Olllibull lbull 0(1)-db bullbull~~otho
~iJTtoV~bullul ltlloi01 __-a~ ~ii~ el Colid uJiroOin thtnloraquo CI11T Ilt JoffOIJ) e
Sec 4(d) Within 1 year of the date of this order the Executive Agent shall establish and maintain a public em registry reflecting authorized CUI categories and subcategories associated markings and applicable safeguarding dissemination and decontrol procedures
CUI Registry- Agency Input
CIC7S
r_ a Presidential Documents Vol n W ubull T ~__
Tho lnlldenl Controlled Unclllltillled Informa tion
~~bua~-a~r~-~ rA~~~-~ti ~t~ Sctibull L Jliluptno This or- bulltlblist aa os-a ud ~~
==~~=~=~~=---~=~~cna- polldu aadudrllfJ inbrmamptton tho~amp is dyen1diad undal hiiiCiltnG Ordcir U5U ofllaambot 1 ZCXIIor thu Atomic poundruq1 Ad~ ltllmoadod
At prmun~aa~-=-~~~m~~~~ ~bmltlllian 5uda aJ IDbrmiiiii0pound1 tiiiOIII inTQ(_ JWing SUCWity propri~ L~n-=~D~~Ddi~rr=~~~~~~ ~~~mc~i~fta~f=~=~~ tlul t~ apacJ-bullIIiJi fc pol~ ampnt aftm h1ddan from publiC liiiiW byen only -antDdU UIHI
T o addnass tbaNt ptobllets this ordiH ost=ilfufos 01 fOIatD for mK~=tittt this iaium~ioon hanliaaftar daaaibod zs Cootrullod U~sifilld lnbmoashytim tmll aapbuiZIII ltt DpCJMIIU md Wlibmity of Ccnwnnl1112t-Widtl proctico
S L CtroW UocJuiftod r~ (CUI) (~ n aJI ~- Olbd -u~im shall -r11 al GXdUSITa ~a
t1om b- tdllaLifyioa u ndaudied inampampruiiJQn IJuouPoallbe uucut iw bnoch tiNe mquirvs Qgguudiqa o r disswnumion CEiatrols pu~nl lo ud conshyJirulat with appi Gblo b w NgULafiDIDand CO~mmDnl-widll po6cicts
(b) n tMnt bet tmt iabmaion is ctoi~Faad u CUI sWI not hrn a bllamprill8 em d--inaticxw puIIIIOIIIl to 01ny law rucr-irbullns the dndoKir or iabf1111i111110n 01 flllltbQS d-=Wwa u a maa of d~ion uxludaQB dicbun~s to tho ampqgisbh- or Judicial brincbas
(cJ Tho NWad Anhi aad Ramrds Admiaislntion JIWJ nbull as tM Buadivo At-d to - -ml - ~ ~) ldicIM 10
( On the tasis of lhlt submissons u n dclr Hd10n 3 of this ordur or futuru _Js 00 ill CXJmult lllioo w ith aaacd 1118MCiellbull - hattaiwl
~~shaJ~~li-1 ~adu~th~iaWZe liw tach Olhd lKMnm 161aiv upc~r~ publicatic~ io thlt ~_ luhad undlaquo subriJgdion (d) ol this $lldICIn No uocbslsir-t inbmaiiJOD
mcit~~ lhbull ICiqUitl or -=tion 2tJ or this ordw tldl - diapprobullld
=~t~~af~d1unilmi1~~i 1M llliltkiQSI IO ha IUIKI
(b) Tho Excacutin Afpmt i n ClCftKIJlrtina with ~ a- shall da-iop 01nd oruct fllCh dirlldnm ou ill1l ~ ID uapampnm Ui~ onJar
=i=vmi~-~_crar= ud clllmnUol orOJI tholt tD t ha laquodin pacticabila and p4iMWiiad by law ft11Ublion and Comiddotammantwido policios shall ~aiJt oansisat across Cllribull -d -~ ol CUI atld ~houl 1M UIICUtift ~
lhov=~r~hin~T~(o~11 ona~tr~~ fi m~ ptllbluilltd bullbull ~ zow n ExCIOilliw ~ all ibullbull m it iaJ dJructiQS b r tho impJOIIWllttdioa af tbiltt ordct Wdhirt 180 dtp o tho ddlt ofthisom
to~~=i~~==~=t-imiddot J~~~middotd t~~a~bullpoundt~~~~Cut~ dit-~~rtdr~SJ otnd bullpiKablt~~~rdaoc
(ttl If t ha lrncutiA Apnl d aaa ICJ canna~ rwd ~nt ao u isSOII rulallld 10 the 1111 pllaniNitltiort d this ordclr that imuo may bo appalad to tha Ptidant th10Q8b thD Jlindar of UOffica of Ma~ outdBudp
(0 Ia )fom~IQI Its -tJODS undar tlus Oldar tM huacllbve Agaat ia acawdanat wllh -pllabct l1w shall CXIRSUJt wilb napnzMWdillliQS oi 1M public ud Stl- local tribal attd pribull~r ~or ptttn1n on ~ ralatad to iliJl~Rt)nlltt ~ribull omd ~ or QJI aad dawklpirw ~~~tinamp dindtW Wood by tho Exoruliw Apnl punuant to thiS
SC lilltlplarwurAaU (aJ YJlhlll liO dory~ of tha ~ ol uritial pollliu aad proolldun
L)
~-=~ti-tb~~~~bull igtlodllOII-Jwo-bull _ _ 11l n u bull Nil--middotmiddot-ClliL -rn ~~~=~a~~Gr--~~~~ ~--l)to) llo~ II II -~Q(IQOU-o~ooJ bull lliltoo~lrlioiUIIb~laXtOIfbulllaquo~lllllaJ fllooOOCiolrJ ~bulloilbull la ~a-r bull bull )
~~~~~=~Jfl O~Z llClilloilolwlllflbitlwclllhofllw_
1lt1 nolt_ bull _-- bull - bull bulldbull_ 11oo t~~on-lt~d o- r~ -~ kif
ltJTooW bull -__ __ bullbullllaquo -- u ~ __ lor ~middotUbullLn-s-~ - bull ___ lta--~ _ ~flt-- pto-~lltgtllowdolollyofIPf1
lftTheAnmiddoto) Cbullor bullIraquo Nqbull ___ltf oq ll __ u __ o) WqoR Olllibull lbull 0(1)-db bullbull~~otho
~iJTto V~bullulltl loi01 __-a~ ~ii~ e (gt_lid uJiroOin thtnloraquo CI11T Ilt JoffOIJ) e
i (a) Each agency head shall within 180 days of this order (1) review all categories subcategories and markings bi used by the agency to designate unclassified information s
for safeguarding or dissemination controls and (2) submit to the Executive Agent a catalogue of proposed categories and subcategories of CUI and identify the basis in law regulation or Government-wide policy for safeguarding or dissemination controls
I
CUI Registry - Executive Agent Consolidation
CIC7S
r_ a Presidential Documents Vol n W ubull T ~__
Tho lnlldenl Conlrolled Unclllltillled l nfonnallon
~~bua~-a~r~-~ rA~~~-~ti ~t~ Sctibull L Jliluptno This or- bulltlblist aa os-a ud ~~
==~~=~=~~=---~=~~cna-polldu aadudrllfJ inbrmamptton tho~amp is dyen1diad undal hiiiCiltnG Ordcir U5U ofllaambot 1 ZCXIIor thu Atomic poundruq1 Ad~ ltllmoadod
At prmun~aa~-=-~~~m~~~~ ~bmampian 5uda aJ IDbrmiiiii0pound1 tiiiOIII inTQ(_ JWing SUCWity propri~ L~n-=~D~~Ddi~rr=~~~~~~ ~~~mc~i~fta~f=~=~~tlul t~ apacJ- c pol~ ampnt aftm h1ddan from publiC liiiiW byenbullIIipocifonly -antDdU UIHI
To addnass tbaNt ptobllets this ardiH ost=ilfufos 01 fOIatD for mK~=tittt this iaium~ioon hanliaaftar daaaibod zs Cootrullod U~sifilld lnbmoashytim tmll aapbuiZIII ltt DpCJMIIU md Wlibmity or Ccnwtlnl11bt-Widtl proctico S L CtroW UocJuiftod r~ (CUI) (~ n aJI ~- Olbd U~im shall -r11 al GXCJaSITa ~a
t1om b- tdllaLifyioa undaudied inampampruiiJQn IJuouPoallbe uucutiw bnoch tiNe mquirvs Qgguudiqa or disswnumion CEiatrols pu~nl lo ud conshyJirulat with appiGblo b w Ngtlaficas a ad CO~mmDIIIwidll po6cicts
(b) n tMnt bet tmt iabmaion is ctoi~Faad u CUI shall not hrn a bllamprill8 em d--inaticxw puIIIIOIIIl to any law tuC(Iirbullns the dndoKir or inbf11llillllraquon oc flllltbQS d-=Wwa u a m~- of d~ion uxludaQB dicbun~s to tho ampqgisbh- 01 Judicial brincbas
(cJ Tho NWad Anhi aad Ramrds Admiaislntion JIWJ nbull u tM Buaativo Aset to imp-ollll this onlat md ~) oicIM to USUtltaplunot wrth thu otdlar Sec 1 fUMmiddotbullbullofC11nnt DltriampllltitJm (~ Ewh ~ btud stwl widlin 180 days of tho cbbt of this ~ (I) raYiew all ca~~ ~middotall~ and mdir~F mad by Lha iiiJPIIC to ~ wtlassifiKI iofonn=a~Nxa for safusuamprdiaa cw diMamirulion coaLtOIS and
~~~-~Ud~d~r(~bnr=dasyen1llled as WI undar Slid (~of tha otdllr This $Uhlnission ~I I
~It~~~~~-~~~~b i pardinlor duminoaion oantrols (b) Jf ther9 is sipifieutl doubl Jbout whlltbclr inbrmollion sho111d be
dbulliampnod bull OJl it JiiWJ not be~IUd
Sc IJcnlopncni ofCtIJeon- abulld Poliriu
~-=~ti~b~~~~bull= igtlodllOita J wo-bull _ 11l nu bull Nil--middotmiddot- ClliL ll -rn ~~~=~a~~Gr--~~~~ ~--l)to)llo~ II II -~Q(IQOU-o~ooJ bullllil_too~lrlioiUIIb~ laXtOIfbull laquo~llaJ fllooOO CioJr) ~gtoil bull la ~a-r bullbull )
~~~~~=~JflO~Z llClilloilolwl llf lbitlwclllhbulllllw_
1lt1 nolt_ bull _-- bull - bull bulldbull_ 11oor bull v~~~on-lt~d o- r~ _ -~ kif
ltJ TooW bull -__ __ bullbullllaquo -- ~ __ lor ~middot UbullLn-s-~- __ lta-- ~ _ ~ pto-~lltgtllbullwdoiollybullf lf
1ft Thoo An) t) C1or bull1raquo01 _ I) - - J ltf ol -oq Ill __ u __ o) WqoR Olllibull lbull 0 (1)-db bullbull~~bulltho
~iJTtoV~IUI ltlloi01 ----c~ ~ t (olid uJiroOin thtnloraquo CI11T Ilt JofMJ) e
On the basis of the submissions under section 3 of this order or future proposals and in consultation with affected agencies the Executive Agent shall approve categories and subcategories of em and associated markings to be applied uniformly throughout the
(0 executive branch No unclassified information
lhop ia z
meeting the requirements of section 2(a) of this order ~~J shall be disapproved for inclusion as CUI but theS l
Ly lh
(oJ
Executive Agent may resolve conflicts among categories iaclu and subcategories of CUI to achieve uniformity and(b)
- may determine the markings to be used (c)
~~-~~ sbtuo~ arbullnCJ lmfMIIItleniOIampka011nuoc-_ Stc t Catlaquolt PrmiUot1s
(~ t1us udgr sblLIJ bo ampJomaaiDd i n 1 -nOArClCIC3i-a~t with ~plic~bk ttw inducUnJ pmllldians al oonfwiQ~ttality and privzy
(2) tho sbtutory authority ol tbo boiads of cicls incl~tns urthoritics d 10 thbull PfldJOII of i nroratiacl pnrril by pn aactor w tbe r~ CowmQMint me~
CUI Registry- Categories and Subcategories
Data elements requested 1 Agency 2 Proposed Category (EX Privacy) 3 DefinitionDescription of Proposed Category 4 Proposed Subcategory (if applicable) 5 DefinitionDescription of Proposed Subcategory (if
applicable) (EX Health Information Student Records) 6 Proposed Marking 7 Statute Citation and Name (USC) OR Federal
Regulation (CFR) OR Government-wide Policy 8 Required Safeguarding Controls ANDOR Required
Dissemination Controls
CUI Registry- Categories and Subcategories
7c) Policy must be Government-wide
1) 2) 3) 4) Agency Proposed Proposed Proposed
Category Category Subcategory Definition (if applicable) Description
5) Proposed
Subcategory Definition
Description (if applicable)
6) Proposed Marking
7a) Authority
Statute (Citation and
Name) ---OR--shy
7b) Authority
Federal Regulation
(CFR) ---OR--shy
7c) Sa) Sb) Authority Required Required Govt-wide Safeguarding Dissemination
Policy Controls Controls ---ANDOR--shy
bull Template format was supplied to agencies - Helps to clarify specific elements needed from Agencies - Consistent format assisted Executive Agent evaluation
bull More than 2200 submissions received bull Process of review consultation resolution
consolidation
u l IUid ~h
tl eraquo u
tl
CUI Registry- Categories and Subcategories
Evaluating a Control Authority Protection without specific instructions- CUI BASIC
TT11Ji ~TilE PlBLJC HSALTfl AID WHLFAPF
nw-~ancTint
Illbull 1obeadlaquo ~f~ to l11 bullubtto CaXI wu ID
~) ~~~~-~7ttJmiddot 11-J) ttonltgt c-1 d11d l mJUliWfgt bull m boltl~ Rc~owu - gtv-o r- o Abull - r_ t onal uw~ at elo Jlaquolurol lluoau ot b-CQ d-bulln_UCQlt~r uIJ~ I 10 hcoc -=311~n Ttlcnt c tlgialktu Cor ~adl ~1 olleulcbullrand aey othe r pcorshyl$011 t-urwer~IOt lal dt lttiJ u u e Uldt~let SCI11 rlaquo~UltErl 10 Nct~ter ln a Jurtsdietlcnmiddot ~ su
offellder llll((stTY TOO dllt~lase shall be l n()Wfl t tSOl8 lAblic actlaquobull ~o e~c aroad ion-11tion u the N6Uoii-Ol SexotTcndtr n~middotutry
tluougtltbC lak-nd (b) Kltdt(lcle rcrwninr ~abull la r eaenJ
lbtotpt ~~a~ FOrtdltcent l ll t h z cectlon eooh lut~tshytb~~~~~~e~~~citr[~o~~~ 1Po$0) tlut updAtgtd l llfonniiUQn abotn 11 tOX (1(Ocuoa sbaU mak e amiddotallable on tbe lnWrret m ~ a mmtodt~~olocly l raum1t tN by dtlteLrone
ltitetl)u and to lM pubilc tU lrlomut oll abotrt a manoor tbat ts rell1IJ amp~laquo5Slale to all )llrts-shy
rorwllCllnt wan relevut JuriSdtLlons ucb twlt oficnd~t tn tblt- r~stry TSC jttrtltb~ (hb L 0)-218 U~l ~ I sectUO JIJyen 20 2DOG ml UCi n saU mauuatn the lneroli~ ~1 1n a maeshy Stlt59i) tiEl 1bllt w-111 oorrnlt tbe ~~tDHc to ob3111 reishybullQou 1nlomuttoJ~ ((If coe~ ~u otfultbr by ll sl~ H wO Drt~ Sjldio O~IiM
gl= qu=r1 for 441 gtven rip ooU or ~~raphk Vrokho tallus sell 117 the user t M JJM$1xtloo snaJI ltbull) Rlcublkll- bull l (b) Mandatory exemptionstIJO l ncl uoia tn tho(lxlJn otl t~~ ntfom~~~ot 1dta aJJ
ltere ls e~tabhUe1 th S11t ON~~nW r =bhc w~M
fltld lleltofltb ~b~lttoe~ needed lor lullamprclcl shy
~~h~ ~w~~teruan~~r-~~ ln1~~ ~tel~d ~ 6e lbe A jurisdiction shall exempt from disclosureshyA tCII1Ul) Geu~Ni liball m- middotIIIIHil bull C4-~l (11) lllfltW-mwiofl tbull bo PfO
lte Aetm sball toe tlon (Q ot~~eb t ex olfaxlo1 (1) the identity of any victim of a sex offense
on a lurNlctlol1a Int au auow tbe wtUc to tlon lor each Slt olle uy IVUI - ood o o (2) the Social Security number of the sex offender
7 Lbe JSlaquo m a arm alllt may 11e e~tatllUIel llJ dl h11-11 n cl otba tle ltoMiey Ot nc (3) any reference to arrests of the sex offender
(lllb L 10) US Ud bull ( BcL $7 )
~ ~UI 111 001t Kilo that did not result in conviction and rott t aw CwnuoiiY
(a ) fsablkbloeat (If Prw ~ ) e lllbbl11hed t b (4) any other information exempted from
amplid Al fUil1fa NlCOie ZSJ tIOn Prwram (h~truk feltCdioMtbe~ disclosure by the Attorney General(b) ProtrM nbulltifitatioo
Cd l Utki Blccep~ U ~Vld~ Ill
The nw Sllampll ~t~Clul) 110 tbe extetu ~
tlesblo lDb to sex ~~t~n~ ~~~~~ffl~ilU[n~tl~~orf~nder alftY ud edushyClltlon ro~~t~tmllo$ rlldl oo)On 111Wl proY1de dc lnfouutton 1n tlle
C-l CMPOdiN ampf - shy ~UY (Cttller tb 81 10fOmlampUCtll elffl~d tlltn dlltlcla me 0~ tbe AOOrne$ GeomUampWut tbu
lbe Site sbaU ln CJUOO l OSUUCllOtS 011 b OIJ to ofulllart4 tu blloWlllff-11 tnMGelraquon d l nfanntllm the An md~idshy (1) 1M At tormy ~ral wUo llba-11 no JuJo u l conwndJ le laquotoncow W~gt tnromutlon Ul Jle Nnl otal sex o rrermr ~O WaN~ill ~nl1~~~middotf~rc~~~du uJ~0s~~~~~~jer~w-n~~middot~~~~~tf ~~bseloo~a~~ne~middotu~==~~ l n)un bar1011 or oommn a ertmo -aIUJI any eaeb vee lD bullb1eb tlle lnill du J llll ils 11 u lnltldual nanea tn Jle rwstt) or resllllni or emplosM orlll Go It-lidlaquo~~Mrlllng bull t bullny ~rbld adMo~ lba w~m~lnJ 0 ) liaeb Juna(bculn wttere be a orrEnlirtMll noto tbat QtIY tUltl oc11ofl could M~~~lllt In cnll or cnrntlaIJE~Wuta e~n~dl8b~~~t ~ ~~~~~~ ltPub L 100 Ml ttt 1 t ua July 27 2JlCC tro 1le d uoe ~mpoyntcnt ot 1t11de~~t IRoOtw coshyStat SQi ) am
CUI Registry- Categories and Subcategories
Evaluating a Control Authority Protection with specific instructions- CUI SPECIFIED
(7) Protect the confidentiality of the identity and location of persons subject to registration requirements as convicted offenders under Federal or State law including prescribing alternative procedures to those otherwise provided by Federal or State law for registration and tracking of such persons
50 11 18
A twrnes General ror tlle CMmlnal Dl middot vtston or ttts or oor aelesroo tbe oueshytor of the UnltOO S1ates Marshals Serv lea ani ofheon of lila t nttld Stbull Manluls SQtYoo da tputd ~ ht lt10bsll bull b o be au~bo 1middot1Mxl to tta-opor sw-renaer ~1 --e ana rnamam CGs-shytolV 0( JgtrtsorwI-WltOOISSEJ lelnpTUllY tramr~rreO fr(lm or to the Uni ted Stt pununt to bull troA~ bullbull~oeutloo ~mont o r oohor lopl aJtbor1ty aul ~rtl rnbanemomt Crom tou~ljplalllbof1LEIi vb t n Lppropnate
(Otdo So 113 Ot Ul 10-U WI Sopt 0 ICIH)
I O tltD Wi tn_S~nrityProp-uQ
a ) ln ootneetlcn wttb the lltOteetton nf bull wtll- bull pctGaUbulll 111tn- 11r lUI l rn modlat4 lllml ly mcmbor o r cho a
=~b~~~~~~~ w~~Jla~ ManlUJs SlaquovCf ana omcers or tile Uni ted StaUs Marsbals Sentce desshylpated ly the OINetor msy
f1) Prov1do lUItablo d ocurnoJU to onshyble t he peMO n to ce~tablleh ~ r~ew denmiddot ll~Y orotberwbe pru~ tho pnot
12) VlItlle DCUUllt (Ol tlle ~noD13) Probulltde for tbe transtottatton of
bouampebo ld tum ltllre ani other J)m(lnal proJIIIIy Ul bull nnbull Mltldllnoll o tho PIshy_
1) ~hie~ W ib~ peron a paymmt w rnen baSI~ llvu-r npelrS(gt 1n a ~tum es-abl lgtbOO to accordane wltb rerolamiddot t-hm~ 1Sstled b r t he 01roctor for s ub tlm o - tllo At tumcy ~Mnl dotarshymtn eamp to be warron~C
() ~~~l tht ponu11 l n oblan lng emmiddot
plrJs-mg~Jae otoor servtee~ neee$3ty to assist t rn1 11g selfshy
~gtmiddot
~~erA=~~=r~~ to~ emol9ltsJI3J Al l ts~mb ltiepuaflon~~ Moll cxptrc on~ llate cetlampUl Ab Cb ampball 00 StampUtl 00 te face o f tbe d 6DUtatiOn (Orloor-Nbull On ittOIO-U~ libulllo 2 tbull bull _ltlo~ ~G1 nncn J35 1)9()
ltM U 1Ud~15bull-no( a u tbutily 1be Dlreetor US Mushab Stn1et
Ill outh orltOd to todolos-to to Qlf of 1m auburdl rnltel IU) U( the fraquoWe~ an1 fllneLnu ~middoteswlt~ m btm by tb1s ru~ pan exoepli tnat tne awbontJ to ap [II()Te other nee~ry ex-PniiampUNC I ~
Director of the Witness Security Program
~e ~Wiiliiilft~~ r~ l oOGl law enroroollem OC)JaIS ~e D u acwr satl bull 1tllout unltbe m lay disclose to SlCb omdalS the dent1 t )i locatOn ertmlnlll tollords Ill 1n~nu rwshylaUng to t he pcr iiQn Telooattd ot proshyti(OOII wben 1be Ot~tor lmOWJ or Lbe
rstfl~~i~onu o~b~arndega~ N~tod fur (If cluugltld w1t b An orfanbull t-t SI puntt~i-hl o )gt n10ro t i llll o no ~ In prt4on o t thA- 11 bull ltrrlmll of 1oshyltnoo (ONoor- s a u lOOJ tll m ltt~lll st t
I U U Special depu utioa 1be Olrector Onltld States Marshals
~rvtllO Ill UlhortwJ to ltiopuUoo tbo followlr~ plaquolOM to porfotm Uo lunllshytJog of a OefUlV US Manlthal tn wy rustnctOesltlataa b 7 the Vlrecoor
(aJ Seleoetfd otfleers or em~lobullee$ of te Depanme11t ofJutt~
(b) Solotm fcloral Sltao or l oco) lampw enro~t utflocn wbemvlaquo Lbc lampw e11J~rwmenL ntoeltbuf Lht US MarshySUIs ampfVlce 31 reQwn-
(c) Seeeud eml)loyeeos o f (11vace bull euriiJ llOm patl- In pr_ovwl1r~Jt eourtshyroom ltctMt y tor tho Poltio t~l j rJdlelshy
(b) The identity or location of any other information concerning a person receiving protection under 18 USC 3521 etseq or any other matter concerning the person or the Program shall not be disclosed except at the direction of the Attorney General the Assistant Attorney General in charge of the Criminal Division or the
CUI Registry- Categories and Subcategories
Evaluating a Sanction Authority ~e JOin rrtlbullK 2-lfOIUUGN lt JOiS ANO LlltRCOUttSE
ulr
tLA1
e b urshyfti bas
r
o l alltDG ~~~~~~~~~~~~~ tr acts to tlle
data could oot be o btal ned tlthout unduUgtn anll tJle aa~a aub)llC~gt -0 sut ~Ltmalbeen notad ln the rnoort (cl AeOOSi to inforuaUto limitation
Access to lrformauo n otulWd unde$11C tltln (b )() o f t11~ lllldl u n ~tbbullIJ bo 11V only to oftlela ls or employees deGgtatOO tconn fW)CLons una er Lll gt cbapU mcconsultants and perscns wokln~t en conuarded pursuant to thls chapter SabJatllmltoUon of JQllllglapb (I) o l th l =~~tlon the President may autbonu tbe exchange t ~obulloon 4[eoetes or om clab aestgoaU1 ly btm or ldormatlon 1unlsbed by ans DEJSOO under tlts 1990-Suoteo (b Vl traquo bull -middot~~ bull bull Wp1er as be OOems llecessa) to Ctrrf out tlle en~ Vbe a npu PlTPOSOOC of tMs ehaptr Not blnr l n tb)) tooton -w --~ shall be construed to reqUire any Federal ac-eney penl(lrl m~ 11 din~C~
u Any person who willfully violates to Glilelcse to an) omctal exertlsl~ autboncy ~t theteDOttshytmder t bs chsDter any 1nfornut lon cr repnrt b~ III Co)mplccollected u~der legal authorit y otOOr tbu tbs kmwlffige and belle clopter wb tn dlMlotun l~ pr oMbtted by bu a - UI IIllllth 11 subsection (c) or (d) of this section shall Wonnat on collected pursuant to stbsretlon tiCIIUI IM~ undet
(bX2J o r tJls sectton tmy be usedonJy- prof1cbd beltalR ( (1) for analyt1 cal or mattstlcal DUJOOaIS tonarr aceounUn r
wHbln t he Umted States Covernrmnt or obtalned 1dtbeu u upon conviction be fined not more than-~gt -uth l
Subcoe (c)(t) 1~~~ ~)~~~doot~~ _u- ltbullrmiddot tshySl03lt b) or ltcJ ortus tl t le Sute td ) Pub I $10000 in addition to any other penaltyNo omctal or emll o~oo lleslrnamptOO LO perform v- tc ( J) bull
functlons undet t his cbaper nel uduw ooliSult- Subcoe (c) Pub ~ bullubolcoo (ol) ccUOflc)bull ~~~1 ~nO~~ ~00~~= imposed by law19M-Sulleltl (b(
afa bble to aey other ~rsan any lnformatlo n lllteruthnal lnntcoUeetell pursuan~ tO SUllseetlOil (OX21 Of UlS section In a manner t ha t be pel$1n who turshy sect 3105 Eoortement nsbOO tbe lnformatton can be speclflcal l)bull l dm 4 lta) CWU pefl8lty for faiIWE tamp furnfib informbullmiddot tilled eXIltlpt - pr ovtded tn tblt~ ooo~lon No pershy UIUson can compel tOO submlsslOn or dsclosue of
Wboavflr C-H~ to lumhlh a~ lnformatlofl ~
Jnrsunt to tbs chapter o r any oovbull of s u eb rampshyany report or oonsl too nt pan tberoor col Jectea
qutrec unde r thl s cba~r wietber requlred to Iraquort or oonstltuert sert tbereor bullltbou tie ~~~S~~ =~ifr~~6~ I~~wo~~~hd~Jrrn~r~~- onler or lnstruct)an promWgated unJer thlS
ohpter abail be llub)oct t oo ehmiddot11 penalty of not(b) o r tJllS sectton and wl tbou prtor wri Ltell oonshy0$$ t llan $2500 a nd not more tlan S2SOOO In a bull n t of t b e mtamor bullh tho pATS~on who proceea1ng llaquoltugbt unJ1er sutGec~aon (b) or thllS
~~~4~n~~b~e~~f~=~~d~ seetlon lECotds or such cusomer (bl Ciril action for failure to furnish infltrmatioo (d) Aeeess to Bureau of EeooomJe Aflalysis inforshy beneer tt a i)pears abat any person bas falled
to lutnl~b any l n lornutlon NqW tad Ulldor t hraquo chapte r abullhpoundthlaquo reqUired to be lurnsbed ln t he
liUlU~tn
lhbull lbtOAil of to Caontll~ of t ho Ooj~alimont Co rm o r a ngtport 01 o tbetwlse or bas 6Uhbullll too1 Comnerce l s autbortzed for purposes ol a~shy oomph wi th any r llle reluJatlon order or lnshymenUng and l rspwvll~ tbe ~ualty of daW oo1 4
s ttuctlon promulgateO undet tbs cbapttr alreted by tbe Bllftoau or tbe Omsu to haw upon bull bullrtt ten rKUeltst access t o dstamp relattng to r~~~~l1~7thu~~b~ttC~~~~~ln~l-nUrprIJ~o$ t ha t J~ reg llctod d iOetly by prate Ullltel ampatlaquogt court oc any oomtory orthe Bureau of Bcooomc Analyst~ for purposes of lblS t bapw r lbe Bu rnau o r LalOr SlatlSliCS o r otiler olsce s utooc1 to Ue tJM$dlot1o11 of t he the Department of Labor Is autl ortood for purshy Ut~lted SatEosbull and suc-b oowt nay e nter a reshy
ottA1mng onler o r o petmonent o r temporc~cy ln4
raquoSeS oraugmeatlr~ and tmprolng the data ool 4
loctod by tho DWGQu o f IAbot Satl~tlt~ to ~~t~~~~t~~~~s=P~~b ~uc~~~~ luve acooos upon wrtt ten Nquaet to selected reru1ttlon oldlr o r )nstruet1ol as t he C8le
nuy be or lmpooe t he ch11 ~naltlbull provtded In uleoun(tllon mrarmauoo lt~n bugttoeu tn~ orlSE$ u d data on lntenuttonal servtoes tr arsshy ~~tlon (a ) of l h b ~-tlqn o r both aetlons t hat Is collected dtrectlJ bs t he Bureau Ccl Criminal ()(11altr for failure t1gt s ubmit infOf middotr~fie~~~~~~io~~~~B9~~ffe matioo Omsu and t be Bureau or Labor Stalsocs shall Abeever Wli11W1y falls to s tlbmt aoy Inform~ fflr purp~at of J~ubAetlon (e ) o f t h U ~tlen bo tlt~n toqtl NIltI u n War til l~ e b Aptcr wb oohot rwshy
Subcategories
bull Naval Nuclear Propulsion Information
bull Safeguards Informationbull Routinely handled by few
bull Security-Related Informationbull
bull Unclassified Controlled Nuclear Informationshy
Defensebull
Subcategories
bull Contract Use
bull Death Records
bull Inspector General
bull Military
bull Personnel
bull Student Records
CUI Registry- Categories and Subcategories
Related to protection of information concerning nuclear reactors materials or security
Routinely handled by many
Pat ent
Controlled at the Subcat egory level only Subcategories
bull Applicationbull
bull Invention
bull Secrecy Orders
bull Genetic Informationbull
bull Health Informationbull
Patent is a property right granted by the Government of t he United States of America t o an invent or to exclude ot hers from making using offer ing for sale o r selling the invention throughout the United States or importing the invention into the United States for a limited time in exchange for public disclosure of the invention when t he patent is granted
Ref ers t o personal inf ormation or in som e cases personally identi fiable information as defined in OMB M-07-16 or means of identification as defined in 18 usc 1028( d)(7)
CUI Registry- Categories and Subcategories
Stat ist ical
Subcategories
bull Census
bull Investment Survey
bull Pesticide Producer Survey
quotations and business and marketing plans
Refers to information collected by a Federal statistical agency unit or program for statistical purposes or used for statistical activities under law regulation or Government-wide policy such Statistical CUI requires 1) protection f rom unauthorized disclosure 2) special handling safeguards and or 3) prescribed l imits on access or dissemination
Related to a compulsory contribution to government revenue involving information regarding returns or
Subcategories
bull Convent ion Information may be controlled at the category level or at the subcategory level based on the controlling authority
ansportation Related to any mode of travel or conveyance by air land
Controlled at the Subcategory level only or waterway
Subcategories Information may be controlled at the subcategory level only bull Sensitive Security Information
fl rop of Page J
CUI Registry- Launched November 4 2011
Launch information - Reminder that existing agency policies remain in effect
until implementation deadline (TBD) - General Guidelines
bull Markings to be developed in additional guidance
bull Safeguarding in compliance with OMB policies and NIST standards and guidelines as per Executive Order 13556
bull Dissemination to those with mission purpose
bull Decontrol as soon as possible after safeguards no longer required as per associated authority
- Category List (16) - Subcategory List (77) - Associated Authorities (398 authorities cited - controls +
sanctions)
CUI Registry- General Guidelines
CU RegiS)
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General Guidelines
Marking CUI ma r kings will be developed and scheduled fo r implementation following
publication of additional guidance
Safeguarding Fo r each CUI category and su bcategory federal agencies shall comply with
information security requirements defined by the National Institute of Standards and Technology (NIST) Federal agencies shall consult t he following NIST publications for guidance
on implementing specific measures to safeguard CUI
bull Federal Infor mation Processing Standards Publication 199 Standards for Security
Categorization of Federal Information and Infor mation Systems
bull Federal Information Processing Standards Publication 200 Minimum Security
Requi rements for Federal Information and Information Systems
bull Special Publication 800-53 Revision 4 Security and Privacy Controls for Federal
Information Systems and Organizations
bull Special Publication 800-60 Revision 1 Guide for Mapping Types of Information and
Information Systems to Security Catego ries
Disseminat ion CUI shall be disseminated only to individuals who requi re the information fo r
an authorized mission purpose
Decontrol Information shall be deco nt rolled as soon as possible when it no longer requires
safeguarding measures and dissemination controls pursuant to its associated authorities CUI that has been pu blicly released via aut horized agency procedures shall be considered
decontrolled
8 ropo1Page l
CUI Registry- CategorySubcategory Detail
CUI Registry
St at ist ical -Investm ent Survey
category-Subcategory Practices
Key Elements o f CU I
Chronology and H1sto category-Subcategory Statistical-Investment Survey
category Description Refers t o in f orm ation collected by a Federal st atistical agency un it or
p rogram f or st atistical p urposes orused f or st atistical acti v it i es under law regul ati on or Governm ent -wide policy such Statist ica l CUI requ ires 1)
Gener~l Gtudehne p rotection f rom unaut horiZed disclosure 2) sp eci al hand ling saf eguards Categones Subcategone a n d or 3 prescribe d limits o n access o r d issemina t io n
Polley and GUidanc Subcate gory Description In f ormation reported t o Treasury the Federal Reserve Board of Governors
or the Federal Reserve Banks as part of t he Treasury In t ernation al Capital TIC) dat a reporting syst em
Marking PlACEHOLDER
Abbreviated Marking PlACEHOLDER
Whati$ CUI
All~w=r~ t th o= Mo~t
FreQue ntl Y Aslteltl
Questi ons
Marking and Handling Ge n eral Gu ideline s apply forSa feguard ing Marking Dissemina t io n Instructions and Decont rol
bull Ref erence i nd ividual Saf eguard ing and Dissemination authorities for
control m an ons
Select Safegua rdi ngDissemi nation o r Sanct ion Auth o rity t o view st at utoryregulatory
language in a new w i ndow Authori ty links are updated based on regular re-publication of the Uni ted States Code and Code of
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CUI Registry- CategorySubcategory Authorities
1ITLII shy hORJUOIlt RRLATIONS AliD LVIEROOURSE l SIOS
(d) Aceess to
dooMd to be ortdals or empl()yoos demgnated to porform IUnltLIODI under Lltla ohapter (e) Peabull ty
ltny person who wtllfully yen1olates subsectton (c) or (d) of tbs aecoon shall upon eoDvtcUon bo nned not more tbln l toGIXI 1n adlftoon to any otMt JKnampltY tmpoMd by law
(Pub L H-1172 ts Oct U ttn6 90 SLat 3162 Pub L ~79 tJUe mfSOS(bXS) Oct 3gt 1984 98 Stat IUO lub 1 101 -amp1) Hfi(d) (e) 1(amp) Nov 7 1000 lOt Stat ZMI)
MllitKUIOIIIIft
t~ (b) Paab L tDI-Ql f7(a) ~d at
t~~-teu~o~~1~~ - dlc17 ~W lor Lbt _tAnanc
~~-==c--=~n~~r~~ and ia to reg offttoer1 betlt
~~-~-_--~~~~Ual~l~~~l ~lma-IMbwD ampnl ~ aJIaliJe born o
noooflh or ltlAt ooold not be ltbta-b)eel to
(a) CirU puah y fw fallure ampo fumla lGIormabull l looo
Wboefer falls to furnJsh any Jnformatton ~ quJred under thls chapter whether reqWred to
~~c~n~ ~~~ ~Jn~~~order- or Jnatr-ucuon promWgatod under tbJa chapter shall be mb)ect to a ch11 penalty of not Jess than $2500 and not mote than 125000 ln a prooeedSnat brourbs under mteetlon (b) or thla ICOUOL (b ) CiYU lldlon for Callure to fWDIsb iafOI ma Uoa
Whenever- lt appean that anJ person bas Called to tumuh any ltlormaUon requ1red under thlauon
Bwcau or Lbe Cn~~bull or lbe Dtpamprtrru~nt or Commerce a autbortMd for p~ or ampWshymenUng and lmprobulllng the qoalt ty or data colshylectAId by the Bureau or the Census to have upon wnttcm request acoea tO daLa relattnQ to bubulll- enUrpraftl tbat a oollociCI4 41rtttly br the Bureau or Koonornlc ADampIyats ror purpoao~ or ~~~~~--~Bu_e~~~~~ut_t~~
Control
Sanction
cbaptlaquo wbmh~ rwqu1rctd to bl 1arnJabed tn the fonn of a roport or oth~ or bas taUod to comply wuh any ru1e regubUon order or Inmiddot structlon promulgated under tbts chapter a
~U~~r~o~u~~h~t~no~~~~ prlat UDHAld S~ OOW of any ten10ry OT otber place aub)ed to the junsdlcUoa of the Unlted StAtes and sucb ooun may enUf a ~
~e iOIl7 TITLE 22--FOREICN RELltTJONS AND LvrRRCOUJtsR l S IOS
~l~S~s~~ ~~tbo~~b _j~~~~iiii- iirii lsilo loiiitdbullbullgt~ eemed to beilo niiiii miiipiiyees ijiirlieiii = ted boon noted ln the report (e) Access to informatibull n limitation
Accoos to lnformaUon obtained unde subshysection (b)(2) of this section shall be abulla only to ofllclals or emplo)bullees designated toP form tuncttons undet lOJUlgtYH~bulluU lIUU ~l mUlgt wvdllug v u cvulr~lo awarded pursuant to tbs chapter Subject to the llmltatlon of tnr~ab (1) of this subsection
eaali)t
this chapter lncludlng~~~~~~~~i~~J~2J
the President may attbonze the exchange ~ tween agencles or ometals desgnated by blm or Information fUrnished b) any person under tls chapter as be deems necessary to carry out the purposes of this chaptfr Nothing ln thls sectlon shall be construed to raqulre any Federal ~ercy to disclose to any official exerclslng authorlty
~~1n~~~PtG~~~d~~~~~~r ~~e~~ chapter bullbullbere disclosure s problblted by law Information collected pursuant to subsection (b)(2) of this sectton m~ be used onlyshy
(1) for analyttcal or statistical PUJllOSIS within the Unlted States Cobullernment~ or
sifl~~r ~)~f~t~~d~o~ Sl05ltb) or (c) of this title
No omclal or employee designated to perform funcUons under this chapter tncludlng consult-
pun~~ t~~dtO~~ yoo~ffs~~ avaHable to any other person any Information collected pursuant to subsection (b)(2) of tts section ln a marmer that the person who ftr shynlsbed the lnformatlon can be speclllcall) ldenshytlOed except as provtdltl In this secton No plr shyson can compel the submission or dtsclosure of any report or constitue nt part thereof collected pursuant to this chapter or any cop) of such iampshyport or oonstltuent rert thereof bull1tbout the
bj~~d~i~~b~~~ehrre~ri~d~r b~~~~ (b) of this sectton and Ki tbout prtor written conshysent of the customet where the person who
~~~~~l3n~b~er~~re~~~~ridi records of such customer ( d) Access to Bureau of EcooomJc Analysis inf_
matioo The Bureau of the Census of the Departmpoundnt
e~~~~~~~~~~e ~iat~~a~af lected by the Bllteau of the Census to have upon bullbullrttten request access to dsta relating to buslneGS enterprlses tlat Is collected directly by the Bureau of Economic Anal)sls for purposes of thts chapter The Bureau of Labor Statlstlcs of the Department of LaOOr s authortud for pushyposes of augmenting and lmprolng the data ogtl middot
AMVIOMRSlS
1900-Sublleo (b) Pub L 101-133 f7(a) lnltr ted a t
tV~ ~Or~ztu~1~e~Ae~1J pcm10n wilo 1bull dlrectJ Tet~ponbulllble Cor the maintefllUiee and compllaUon of uoh lnConnaUon and llbll cer ti(J ~t the reoor t wu pnpared ln aeoordazloe wt th thtbull eb_ner 1bull complet-e and 1bull to web om oerbull bel-
~=~ewii~~t~e~~~tll~~~ll tloru~ b lltled under tblbull obllter ebullUmatebull hale been pro111ded beltaue ckta are not aTallable Cnm cWJ totruatY ccountltlf) noordt or DCeltri~~e dat eoult not be obtalned wl tllou- unive burden and the datt bullub)ed to bull~aeb -Umatc bu been noted ln -be ~JlOrtbull
Sublec (c)(2) Ptl L 101-s33 fQeXI) bullublt luted bulluIHICOUon (e) Cor bulluheetlon (d )
Sublec (d) P ub L IOJ-lln iG(d)(2)bull added 1ulee (d) F ormer bulluhee (d) n3e~tgnatoed (e)
s~ti~ltt lt~ ~~~~~lt~~ru~-fmiddot
ectlon(e)bull 19ampl-Sublleo (b)CTlt (7) Pub L 91-673 1tnck ou
lntematioruol lnYetment beCoro bullurve-
sect3105 Enforcement (a ) C ivU penalty (raquo failWE to furnish informashy
tion Whoever falls to lurnlsb any lnformat1o n reshy
qUlred under thls chapter whether reqUred to
~~~~s~ed~~~ ~rs ~ frt~~6ri order or lnstrucuon promulgated under this chapter shall be sab)ect to a clvH penaltyof not less than $2500 and not more than S2SIXO In a prooeoedlng brought under subsection (b) of this section (b) Civil action for failWE to furnish incr-matioo
Whenemiddoter It appears that any person bas failed to furntsh any lnbrmatlon reqUired und~r this chapter bullbullhether teqUlred to be lurnlsbed In the form of a report or otherwise or bas failed to oomply w tb any rulo retuiGt l o n o rde r Ot ln structton promulgated under thts chapter a
r~~~C~rt~at~u~~h~t~no~re~~ prtate Unlted States court of any tetrttory or other place sub)eot to the jurlsdlctlon of the United States and sucb court may enter a reshystralnlng order or a permanent or temponry Inmiddot t t- 1 __ft -
Links are to official legal editions of the United States Code and Code of Federal Regulations acttona that 1a oollootecl d1rectly Dy tae Kureaa ter Offtcers and employees of the Bureau of theCc) Ortlaal pea atcy for fiDwbull co bull~th lnformiddot Census and the Bureat of Labor Statlstlcs shall Whoever wUlfuJ ly falls to submit any ld orma-shyfr~~1o~e~asozirhl mallGct for purposes of subsectlon (c) of this section be tlon required under this chapter bullbullbetier re-Census and the Bureau or Labor Stausucs shalL Whoewer wUlfully falls to whml t aD7 lnforma-shyfor porposes or Sllbsectlon (c) of thiS aectlon be tlon requ1red under this ehspter whether ~
CUI Registry- Since November 4 2011
Using the Registry to develop additional functionality - Identified gaps- info needs protection no current
enacting authority - Consolidated Overlaps - New requests are compared to existing authorities to
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all categories followed by subcategories) - Control Authorities with specific requirements identified - Glossary -Search - Left Sidebar navigation
Em
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CUI Registry- Categories and Subcategories
Category
bull Water Assessments
ergency Management Related to inf ormation concern ing th e continu ity o f
executive branch operations duri ng all-hazards emergencies or other situ ations that may d isrupt norm al
operations
exportcontrolbull unclassified Inf orma tion concern ing certain Items commoditie s techn ology software or other
Subcategories In formation whose export could reasonably be expected bull Research to adversely affe ct the Un ited State s nationa l security
and nonprolif eration obJectives To Incl ude dual use items items iden tif ie d in egtcport admin istration
regulations Internationa l t raf fi c 1n arms regulations an d the mun itions list license applications and sensitive nucl ear technol ogy In formation
Financial Related to the duties t ransactions or o therwise fall ing
- under the purv iew of financial institu tions or un ited Subcategorie s States Gove rnme nt fiscal functions Uses may include
Bank Secrecy but are not lim ited to customer In formation held b y a financial inst itutionBudget
Central Contractor Registration
bull commodny
bull Comptroller General --Subcategories bull Electronic Funds Transf er
bull International Financial Institutions
bull Mergers
bull Retirement -Foreign Government Inf ormationbull In formation pro vided by ot herw ise made availabl e by
or p ro duced in coop erat ion with a fore ign governm ent
or in ternational organization
Geodetic Product Information Related to imagery imagery int elligence o r geospati al in formation
mmigration Related to admission of non-US citizens into t he United
St at es and applications for t emporary and pemnanent Controlle d at the Subcategory level only re sidency Subcategories
bull Asylee
bull Battered Spouse or Ch ild
bull PermanentResidentStatus
Status Adjustment
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An asterisk (bull) indicates that the authority rlbull defines specific handling practices ~
Category-Subcategory Practices
category-Subca tegory Transportation-Sensitive Security Information
category Description Related to any mode o f travel or conveyance by atr lan d or waterway
SUbcategory oescrlptlon As deftne d tn 49 CFR Pan 155 sensitive serunty Info rmation IS Information obtained or developed tn the con duct o f securtty actiVIt ies Including research an d development the dlsdosure o f which OOT h as determined would cons t itut e an unwarran t ed invasion o f privacy r eveal trad e S-ecrets or privileged or con fident ial in formation or be detriment al
to transportation safe ty As de fined in 49 CFR Part 15205 Sensit ive Security In formation is info rmation obtained or developed in the conduct of secur ityactivities including research an d development the disclosure of which OHSTSA has det ermined would among other things b e detrimen tal to the secu rity o f tran sp ortation
Marking PlACEHOLDER
Abbrevi ated Mar1lting PLACEHOLDER
Marking a1ld Han dling Safeguarding Mark ing Dissemination a ndor Decontrol measures lnshuctlon s that di ffe r f rom Geoeral Guidelines are r equired by statute
r egulation or govem mentmiddot wide policy
Re ference individual Safegua rding and Dissemination authorities for
control ctations including specific handling practices if applicable
Select SafeguardingDissemi nation or Sanction Authority to view statutoryregulatory language in a new window Authority links a re up dat ed based on regular re-publication of the United Stat es Code and Code of
Federal Regula tio ns
Safeguarding andor DISeminat ron Autho nty I Sanctrons An asteilsk (bull) indicates that tl1e a u thority defmes spe o fiC handling pract1ces
49 usc114(h)
49 CFR 1520bull -
49 USC40 119(b)( l)
4 9 CFR 152017 -
49 CFR 15 49CFR 1517
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bull December 8 2014 -Welcome t o t he new CU I Portal
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bull CU I Notices limited Oiseminat ion
Additional In forma tion bull Decontrol
bull CUI Glossary
Tra ining Oversight
IJI Lear n about t ra in ingdev el op ed by the _ l eam ao out CUI oversi ght r equ irements ~Executive Agent for CUI u ser s ~and tools
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IMPLEMENTATION REMINDER FROM THE EXECUTIVE AGENT
Existing practices for sensit ive unclassif ied information rema in in effect until the CUI
marking implementation deadline (TBD)
C Search the Registry
General Guid elines
Marking CUI markings will be developed and scheduled for implementation followi ng
publication of additional guidance
Safegua r ding For each CU I catego ry and subcatego ry federal agencies shall comply with
information security requirements defined by t he National Instit ute of Standards and
Technology (NIST) Federa l agencies shall consult the following NIST publications for guidance on implementi ng specific measures to safeguard CUI
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Controlled Unclassified Information CUI) Homegt CU I gt CU I Policy and Gui dance
C 0 1 11lOL II) CUI RegistryU oc w Si fiED
I NrORM ATtON
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FA05
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What others bullrbull
saying
The Controlled Unclassified Information Executive Agent (CUI EA) issues guidance to Executive
branch departments and agencies that handle unclassified information that requires safeguarding or dissemination controls pursuant to and consistent wit h applicable law
regulations and government-wide policies
CUI Executive Order and Implementing Regulation
Issue Date Title
XXXXXXXX 32 CFR 2002 Contro lled Undassified Information PLACEHOLDER
1104 2010 Executive Order 13556 Contr olled Unclassified Information
CUI Notices and Executive Agent Guidance
CUI Registry- Left Sidebar
Chronology and Hi story
FA05
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Pc
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saying
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C 0 111lOL CUI RegistryU oc w Si fiED
I NrORM ATtON
Use the CU I logo Search the RegistryContact Us
About CUI
Po licy and GuidanceKey Elements of CUI
The Controlled Unclassified Information Executive Agent (CUI EA) issues guidance to Executive
branch departments and agencies that handle unclassified information that requires safeguarding or dissemination controls pursuant to and consistent wit h applicable law
regulations and government-wide policies
CUI Executive Order and Implementing Regulation
Issue Date Title
XXXXXXXX 32 CFR 2002 Contro lled Undassified Information PLACEHOLDER
1104 2010 Executive Order 13556 Controlled Unclassified Information
CUI Notices and Executive Agent Guidance
CUI Registry- Ongoing Maintenance
bull Add new categoriessubcategories as approved (Currently 23 Categories 82 Subcategories)
bull Annual updates to USC CFR (Currently 326 control enactment citations 144 sanction citations = 4 70 authority updates annually)
CUI Registry- 32 CFR 2002
Draft regulation reiterates that the CUI Registry is - Sole authoritative repository for information on CUI except
Executive Order 13556 and 32 CFR 2002 - Publicly accessible - Includes citation(s) to law regulation or Government-
wide policy that form the basis for each category and subcategory
- Notes any sanctions or penalties for misuse of each category or subcategory of CUI that are included in applicable statutes or regulations
CUI Registry- Policy and Guidance
Registry is repository for CUI policy and guidance - Executive Order 13556 - 32 CFR 2002 - CUI Advisory Council Charter - CUI Marking Handbook - CUI National Implementation Plan - Additional Executive Agent Notices
CUI Registry- Policy and Guidance
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FAQ
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Policy a nd Guidance
The controlled unclassified InformatiOn Eltecuuvegent (CUI EA) issues guidanceto Ebullecutie branch departmentsand agencies that handle unclassified information that requires safeguarding Of dissemination controlsJpursuant to an-d consistent with applicable law re-gulations and government-Wide po1c1es
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R=ti ~c-d GuidoMc rcordi Cortrol cd U-cl c~fied lnfor1ruotilt0n ~nd the Frc~ oflnfonrutionAct(thh gtvpeuOKie~ t ho joirt iJgtuonu d e tod
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coruroll e-cJ UtCI ~~slfi oOCI IntorTatlon (CUI) OllcNorl ee 201~1 Promiddottl ~lonal
App1ova1 ot Proposea OJI Categ~bulli ~s a((StJbc il tegoties
OOIJoOII(MentsOfSelor AfencyOJICIa1a flo~ Pro_ranMena~er lorCUI Proeram IMPieiTentl t i OO
Controllod Urw l aaifi ~ Information(CUI) Qifico fiLcmoranlum- RcIJi owoi
Propoe3Cate~middot e~orCU RefbullStl)
Guidne~ r osardinCUI ~r-d thQFrdom ofl nfornuti on At ( uporco td en July 3 101(1)
Controlled Unc l n~ifi ed lnoorT~~tion (CUI) ()lfic Noi c 201101 l nito~~l
l nplcOT-enU1i on Glidllnte foe-Uccu~ive Orter13SiG
The CUIEA est ablished the CUIAdvisory Council to carry out consultative functionsdirected by Executive Order 13556
CUI Advisory Councbull Chan er-m PROVISIONAL
Additional Resources
The CUIEA hasdeveloped recommendationsto assist departmentsand agend es in development of their CU I programsand submtsston 0 Information to the EA
Compliance Plan Overview for Departments and Agencies~
Executive Order 13556 0bulleM ewforDepartments and Agenciesm
I
CUI Registry- Agency Implementation Policy amp Practice
Agency-specific CUI implementation considerations - Agency may determine that only selected
categoriessubcategories will be designated by agency personnel
- Agency discretion in certain marking practices bull Full Marking (AGRICULTURE) versus Abbreviated Marking (AG)
bull Require categorysubcategory banner markings for CUI BASIC
- CUI may be handled differently within the agency (discretion to waive marking requirement)
- CUI Registry provides guard rails for Agency practices
CUI Registry- Whats Next Slogs I Bo o km arkSh are ICont act Us -~
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Controlled Unclassified Information (CUI) Home OJI
CONH OUlD Esta blished by Executive Orde r 13556 the Controlled Unclassified Information (CUI) UfLlA)~IfltO
1 - 1()1~1gtAT()Nprogram standardizes the way t he Executive branch handles unclassified irlformation t hat r equires safegua rding o r dissemi nation controls pur suant t o and consistent wit h law
Use the CUI Logor egulations and Government-wide policies Learn About CUI bull
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News and Notices Registry
bull December 8 2014 -Welcome to the new CU I Portal
The CUI Regist ry is the aJthoritative sour ce for guidance regarding OJI p-olicies and practices -bull Search the Re0istry
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32 CFR 2002 middot Implementing Dir ective
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limited Oiseminat ion
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CUI Registry- Whats Next
bull The Registry will evolve format is continually evaluated for clarity and functionality
bull New categoriessubcategoriesauthorities added as identified
bull The CUI Executive Agent will issue additional policy and guidance as needed these documents will be included in the Registry
bull Ongoing Maintenance (Authority Citation Updates)
CUI Registry- Online Demo
Walk through - Front page - General Guidelines - Category-Subcategory List - Detail page - Authority Citation - Policy amp Guidance - Glossary -Search - Left side-bar - Under Development
CUI Registry- QampA
Questions
CONTROLLED
UNCLASSIFIED
INFORMATION
CUI Registry- Agency Input
CIC7S
r_ a Presidential Documents Vol n W ubull T ~__
Tho lnlldenl Controlled Unclllltillled Informa tion
~~bua~-a~r~-~ rA~~~-~ti ~t~ Sctibull L Jliluptno This or- bulltlblist aa os-a ud ~~
==~~=~=~~=---~=~~cna- polldu aadudrllfJ inbrmamptton tho~amp is dyen1diad undal hiiiCiltnG Ordcir U5U ofllaambot 1 ZCXIIor thu Atomic poundruq1 Ad~ ltllmoadod
At prmun~aa~-=-~~~m~~~~ ~bmltlllian 5uda aJ IDbrmiiiii0pound1 tiiiOIII inTQ(_ JWing SUCWity propri~ L~n-=~D~~Ddi~rr=~~~~~~ ~~~mc~i~fta~f=~=~~ tlul t~ apacJ-bullIIiJi fc pol~ ampnt aftm h1ddan from publiC liiiiW byen only -antDdU UIHI
T o addnass tbaNt ptobllets this ordiH ost=ilfufos 01 fOIatD for mK~=tittt this iaium~ioon hanliaaftar daaaibod zs Cootrullod U~sifilld lnbmoashytim tmll aapbuiZIII ltt DpCJMIIU md Wlibmity of Ccnwnnl1112t-Widtl proctico
S L CtroW UocJuiftod r~ (CUI) (~ n aJI ~- Olbd -u~im shall -r11 al GXdUSITa ~a
t1om b- tdllaLifyioa u ndaudied inampampruiiJQn IJuouPoallbe uucut iw bnoch tiNe mquirvs Qgguudiqa o r disswnumion CEiatrols pu~nl lo ud conshyJirulat with appi Gblo b w NgULafiDIDand CO~mmDnl-widll po6cicts
(b) n tMnt bet tmt iabmaion is ctoi~Faad u CUI sWI not hrn a bllamprill8 em d--inaticxw puIIIIOIIIl to 01ny law rucr-irbullns the dndoKir or iabf1111i111110n 01 flllltbQS d-=Wwa u a maa of d~ion uxludaQB dicbun~s to tho ampqgisbh- or Judicial brincbas
(cJ Tho NWad Anhi aad Ramrds Admiaislntion JIWJ nbull as tM Buadivo At-d to - -ml - ~ ~) ldicIM 10
( On the tasis of lhlt submissons u n dclr Hd10n 3 of this ordur or futuru _Js 00 ill CXJmult lllioo w ith aaacd 1118MCiellbull - hattaiwl
~~shaJ~~li-1 ~adu~th~iaWZe liw tach Olhd lKMnm 161aiv upc~r~ publicatic~ io thlt ~_ luhad undlaquo subriJgdion (d) ol this $lldICIn No uocbslsir-t inbmaiiJOD
mcit~~ lhbull ICiqUitl or -=tion 2tJ or this ordw tldl - diapprobullld
=~t~~af~d1unilmi1~~i 1M llliltkiQSI IO ha IUIKI
(b) Tho Excacutin Afpmt i n ClCftKIJlrtina with ~ a- shall da-iop 01nd oruct fllCh dirlldnm ou ill1l ~ ID uapampnm Ui~ onJar
=i=vmi~-~_crar= ud clllmnUol orOJI tholt tD t ha laquodin pacticabila and p4iMWiiad by law ft11Ublion and Comiddotammantwido policios shall ~aiJt oansisat across Cllribull -d -~ ol CUI atld ~houl 1M UIICUtift ~
lhov=~r~hin~T~(o~11 ona~tr~~ fi m~ ptllbluilltd bullbull ~ zow n ExCIOilliw ~ all ibullbull m it iaJ dJructiQS b r tho impJOIIWllttdioa af tbiltt ordct Wdhirt 180 dtp o tho ddlt ofthisom
to~~=i~~==~=t-imiddot J~~~middotd t~~a~bullpoundt~~~~Cut~ dit-~~rtdr~SJ otnd bullpiKablt~~~rdaoc
(ttl If t ha lrncutiA Apnl d aaa ICJ canna~ rwd ~nt ao u isSOII rulallld 10 the 1111 pllaniNitltiort d this ordclr that imuo may bo appalad to tha Ptidant th10Q8b thD Jlindar of UOffica of Ma~ outdBudp
(0 Ia )fom~IQI Its -tJODS undar tlus Oldar tM huacllbve Agaat ia acawdanat wllh -pllabct l1w shall CXIRSUJt wilb napnzMWdillliQS oi 1M public ud Stl- local tribal attd pribull~r ~or ptttn1n on ~ ralatad to iliJl~Rt)nlltt ~ribull omd ~ or QJI aad dawklpirw ~~~tinamp dindtW Wood by tho Exoruliw Apnl punuant to thiS
SC lilltlplarwurAaU (aJ YJlhlll liO dory~ of tha ~ ol uritial pollliu aad proolldun
L)
~-=~ti-tb~~~~bull igtlodllOII-Jwo-bull _ _ 11l n u bull Nil--middotmiddot-ClliL -rn ~~~=~a~~Gr--~~~~ ~--l)to) llo~ II II -~Q(IQOU-o~ooJ bull lliltoo~lrlioiUIIb~laXtOIfbulllaquo~lllllaJ fllooOOCiolrJ ~bulloilbull la ~a-r bull bull )
~~~~~=~Jfl O~Z llClilloilolwlllflbitlwclllhofllw_
1lt1 nolt_ bull _-- bull - bull bulldbull_ 11oo t~~on-lt~d o- r~ -~ kif
ltJTooW bull -__ __ bullbullllaquo -- u ~ __ lor ~middotUbullLn-s-~ - bull ___ lta--~ _ ~flt-- pto-~lltgtllowdolollyofIPf1
lftTheAnmiddoto) Cbullor bullIraquo Nqbull ___ltf oq ll __ u __ o) WqoR Olllibull lbull 0(1)-db bullbull~~otho
~iJTto V~bullulltl loi01 __-a~ ~ii~ e (gt_lid uJiroOin thtnloraquo CI11T Ilt JoffOIJ) e
i (a) Each agency head shall within 180 days of this order (1) review all categories subcategories and markings bi used by the agency to designate unclassified information s
for safeguarding or dissemination controls and (2) submit to the Executive Agent a catalogue of proposed categories and subcategories of CUI and identify the basis in law regulation or Government-wide policy for safeguarding or dissemination controls
I
CUI Registry - Executive Agent Consolidation
CIC7S
r_ a Presidential Documents Vol n W ubull T ~__
Tho lnlldenl Conlrolled Unclllltillled l nfonnallon
~~bua~-a~r~-~ rA~~~-~ti ~t~ Sctibull L Jliluptno This or- bulltlblist aa os-a ud ~~
==~~=~=~~=---~=~~cna-polldu aadudrllfJ inbrmamptton tho~amp is dyen1diad undal hiiiCiltnG Ordcir U5U ofllaambot 1 ZCXIIor thu Atomic poundruq1 Ad~ ltllmoadod
At prmun~aa~-=-~~~m~~~~ ~bmampian 5uda aJ IDbrmiiiii0pound1 tiiiOIII inTQ(_ JWing SUCWity propri~ L~n-=~D~~Ddi~rr=~~~~~~ ~~~mc~i~fta~f=~=~~tlul t~ apacJ- c pol~ ampnt aftm h1ddan from publiC liiiiW byenbullIIipocifonly -antDdU UIHI
To addnass tbaNt ptobllets this ardiH ost=ilfufos 01 fOIatD for mK~=tittt this iaium~ioon hanliaaftar daaaibod zs Cootrullod U~sifilld lnbmoashytim tmll aapbuiZIII ltt DpCJMIIU md Wlibmity or Ccnwtlnl11bt-Widtl proctico S L CtroW UocJuiftod r~ (CUI) (~ n aJI ~- Olbd U~im shall -r11 al GXCJaSITa ~a
t1om b- tdllaLifyioa undaudied inampampruiiJQn IJuouPoallbe uucutiw bnoch tiNe mquirvs Qgguudiqa or disswnumion CEiatrols pu~nl lo ud conshyJirulat with appiGblo b w Ngtlaficas a ad CO~mmDIIIwidll po6cicts
(b) n tMnt bet tmt iabmaion is ctoi~Faad u CUI shall not hrn a bllamprill8 em d--inaticxw puIIIIOIIIl to any law tuC(Iirbullns the dndoKir or inbf11llillllraquon oc flllltbQS d-=Wwa u a m~- of d~ion uxludaQB dicbun~s to tho ampqgisbh- 01 Judicial brincbas
(cJ Tho NWad Anhi aad Ramrds Admiaislntion JIWJ nbull u tM Buaativo Aset to imp-ollll this onlat md ~) oicIM to USUtltaplunot wrth thu otdlar Sec 1 fUMmiddotbullbullofC11nnt DltriampllltitJm (~ Ewh ~ btud stwl widlin 180 days of tho cbbt of this ~ (I) raYiew all ca~~ ~middotall~ and mdir~F mad by Lha iiiJPIIC to ~ wtlassifiKI iofonn=a~Nxa for safusuamprdiaa cw diMamirulion coaLtOIS and
~~~-~Ud~d~r(~bnr=dasyen1llled as WI undar Slid (~of tha otdllr This $Uhlnission ~I I
~It~~~~~-~~~~b i pardinlor duminoaion oantrols (b) Jf ther9 is sipifieutl doubl Jbout whlltbclr inbrmollion sho111d be
dbulliampnod bull OJl it JiiWJ not be~IUd
Sc IJcnlopncni ofCtIJeon- abulld Poliriu
~-=~ti~b~~~~bull= igtlodllOita J wo-bull _ 11l nu bull Nil--middotmiddot- ClliL ll -rn ~~~=~a~~Gr--~~~~ ~--l)to)llo~ II II -~Q(IQOU-o~ooJ bullllil_too~lrlioiUIIb~ laXtOIfbull laquo~llaJ fllooOO CioJr) ~gtoil bull la ~a-r bullbull )
~~~~~=~JflO~Z llClilloilolwl llf lbitlwclllhbulllllw_
1lt1 nolt_ bull _-- bull - bull bulldbull_ 11oor bull v~~~on-lt~d o- r~ _ -~ kif
ltJ TooW bull -__ __ bullbullllaquo -- ~ __ lor ~middot UbullLn-s-~- __ lta-- ~ _ ~ pto-~lltgtllbullwdoiollybullf lf
1ft Thoo An) t) C1or bull1raquo01 _ I) - - J ltf ol -oq Ill __ u __ o) WqoR Olllibull lbull 0 (1)-db bullbull~~bulltho
~iJTtoV~IUI ltlloi01 ----c~ ~ t (olid uJiroOin thtnloraquo CI11T Ilt JofMJ) e
On the basis of the submissions under section 3 of this order or future proposals and in consultation with affected agencies the Executive Agent shall approve categories and subcategories of em and associated markings to be applied uniformly throughout the
(0 executive branch No unclassified information
lhop ia z
meeting the requirements of section 2(a) of this order ~~J shall be disapproved for inclusion as CUI but theS l
Ly lh
(oJ
Executive Agent may resolve conflicts among categories iaclu and subcategories of CUI to achieve uniformity and(b)
- may determine the markings to be used (c)
~~-~~ sbtuo~ arbullnCJ lmfMIIItleniOIampka011nuoc-_ Stc t Catlaquolt PrmiUot1s
(~ t1us udgr sblLIJ bo ampJomaaiDd i n 1 -nOArClCIC3i-a~t with ~plic~bk ttw inducUnJ pmllldians al oonfwiQ~ttality and privzy
(2) tho sbtutory authority ol tbo boiads of cicls incl~tns urthoritics d 10 thbull PfldJOII of i nroratiacl pnrril by pn aactor w tbe r~ CowmQMint me~
CUI Registry- Categories and Subcategories
Data elements requested 1 Agency 2 Proposed Category (EX Privacy) 3 DefinitionDescription of Proposed Category 4 Proposed Subcategory (if applicable) 5 DefinitionDescription of Proposed Subcategory (if
applicable) (EX Health Information Student Records) 6 Proposed Marking 7 Statute Citation and Name (USC) OR Federal
Regulation (CFR) OR Government-wide Policy 8 Required Safeguarding Controls ANDOR Required
Dissemination Controls
CUI Registry- Categories and Subcategories
7c) Policy must be Government-wide
1) 2) 3) 4) Agency Proposed Proposed Proposed
Category Category Subcategory Definition (if applicable) Description
5) Proposed
Subcategory Definition
Description (if applicable)
6) Proposed Marking
7a) Authority
Statute (Citation and
Name) ---OR--shy
7b) Authority
Federal Regulation
(CFR) ---OR--shy
7c) Sa) Sb) Authority Required Required Govt-wide Safeguarding Dissemination
Policy Controls Controls ---ANDOR--shy
bull Template format was supplied to agencies - Helps to clarify specific elements needed from Agencies - Consistent format assisted Executive Agent evaluation
bull More than 2200 submissions received bull Process of review consultation resolution
consolidation
u l IUid ~h
tl eraquo u
tl
CUI Registry- Categories and Subcategories
Evaluating a Control Authority Protection without specific instructions- CUI BASIC
TT11Ji ~TilE PlBLJC HSALTfl AID WHLFAPF
nw-~ancTint
Illbull 1obeadlaquo ~f~ to l11 bullubtto CaXI wu ID
~) ~~~~-~7ttJmiddot 11-J) ttonltgt c-1 d11d l mJUliWfgt bull m boltl~ Rc~owu - gtv-o r- o Abull - r_ t onal uw~ at elo Jlaquolurol lluoau ot b-CQ d-bulln_UCQlt~r uIJ~ I 10 hcoc -=311~n Ttlcnt c tlgialktu Cor ~adl ~1 olleulcbullrand aey othe r pcorshyl$011 t-urwer~IOt lal dt lttiJ u u e Uldt~let SCI11 rlaquo~UltErl 10 Nct~ter ln a Jurtsdietlcnmiddot ~ su
offellder llll((stTY TOO dllt~lase shall be l n()Wfl t tSOl8 lAblic actlaquobull ~o e~c aroad ion-11tion u the N6Uoii-Ol SexotTcndtr n~middotutry
tluougtltbC lak-nd (b) Kltdt(lcle rcrwninr ~abull la r eaenJ
lbtotpt ~~a~ FOrtdltcent l ll t h z cectlon eooh lut~tshytb~~~~~~e~~~citr[~o~~~ 1Po$0) tlut updAtgtd l llfonniiUQn abotn 11 tOX (1(Ocuoa sbaU mak e amiddotallable on tbe lnWrret m ~ a mmtodt~~olocly l raum1t tN by dtlteLrone
ltitetl)u and to lM pubilc tU lrlomut oll abotrt a manoor tbat ts rell1IJ amp~laquo5Slale to all )llrts-shy
rorwllCllnt wan relevut JuriSdtLlons ucb twlt oficnd~t tn tblt- r~stry TSC jttrtltb~ (hb L 0)-218 U~l ~ I sectUO JIJyen 20 2DOG ml UCi n saU mauuatn the lneroli~ ~1 1n a maeshy Stlt59i) tiEl 1bllt w-111 oorrnlt tbe ~~tDHc to ob3111 reishybullQou 1nlomuttoJ~ ((If coe~ ~u otfultbr by ll sl~ H wO Drt~ Sjldio O~IiM
gl= qu=r1 for 441 gtven rip ooU or ~~raphk Vrokho tallus sell 117 the user t M JJM$1xtloo snaJI ltbull) Rlcublkll- bull l (b) Mandatory exemptionstIJO l ncl uoia tn tho(lxlJn otl t~~ ntfom~~~ot 1dta aJJ
ltere ls e~tabhUe1 th S11t ON~~nW r =bhc w~M
fltld lleltofltb ~b~lttoe~ needed lor lullamprclcl shy
~~h~ ~w~~teruan~~r-~~ ln1~~ ~tel~d ~ 6e lbe A jurisdiction shall exempt from disclosureshyA tCII1Ul) Geu~Ni liball m- middotIIIIHil bull C4-~l (11) lllfltW-mwiofl tbull bo PfO
lte Aetm sball toe tlon (Q ot~~eb t ex olfaxlo1 (1) the identity of any victim of a sex offense
on a lurNlctlol1a Int au auow tbe wtUc to tlon lor each Slt olle uy IVUI - ood o o (2) the Social Security number of the sex offender
7 Lbe JSlaquo m a arm alllt may 11e e~tatllUIel llJ dl h11-11 n cl otba tle ltoMiey Ot nc (3) any reference to arrests of the sex offender
(lllb L 10) US Ud bull ( BcL $7 )
~ ~UI 111 001t Kilo that did not result in conviction and rott t aw CwnuoiiY
(a ) fsablkbloeat (If Prw ~ ) e lllbbl11hed t b (4) any other information exempted from
amplid Al fUil1fa NlCOie ZSJ tIOn Prwram (h~truk feltCdioMtbe~ disclosure by the Attorney General(b) ProtrM nbulltifitatioo
Cd l Utki Blccep~ U ~Vld~ Ill
The nw Sllampll ~t~Clul) 110 tbe extetu ~
tlesblo lDb to sex ~~t~n~ ~~~~~ffl~ilU[n~tl~~orf~nder alftY ud edushyClltlon ro~~t~tmllo$ rlldl oo)On 111Wl proY1de dc lnfouutton 1n tlle
C-l CMPOdiN ampf - shy ~UY (Cttller tb 81 10fOmlampUCtll elffl~d tlltn dlltlcla me 0~ tbe AOOrne$ GeomUampWut tbu
lbe Site sbaU ln CJUOO l OSUUCllOtS 011 b OIJ to ofulllart4 tu blloWlllff-11 tnMGelraquon d l nfanntllm the An md~idshy (1) 1M At tormy ~ral wUo llba-11 no JuJo u l conwndJ le laquotoncow W~gt tnromutlon Ul Jle Nnl otal sex o rrermr ~O WaN~ill ~nl1~~~middotf~rc~~~du uJ~0s~~~~~~jer~w-n~~middot~~~~~tf ~~bseloo~a~~ne~middotu~==~~ l n)un bar1011 or oommn a ertmo -aIUJI any eaeb vee lD bullb1eb tlle lnill du J llll ils 11 u lnltldual nanea tn Jle rwstt) or resllllni or emplosM orlll Go It-lidlaquo~~Mrlllng bull t bullny ~rbld adMo~ lba w~m~lnJ 0 ) liaeb Juna(bculn wttere be a orrEnlirtMll noto tbat QtIY tUltl oc11ofl could M~~~lllt In cnll or cnrntlaIJE~Wuta e~n~dl8b~~~t ~ ~~~~~~ ltPub L 100 Ml ttt 1 t ua July 27 2JlCC tro 1le d uoe ~mpoyntcnt ot 1t11de~~t IRoOtw coshyStat SQi ) am
CUI Registry- Categories and Subcategories
Evaluating a Control Authority Protection with specific instructions- CUI SPECIFIED
(7) Protect the confidentiality of the identity and location of persons subject to registration requirements as convicted offenders under Federal or State law including prescribing alternative procedures to those otherwise provided by Federal or State law for registration and tracking of such persons
50 11 18
A twrnes General ror tlle CMmlnal Dl middot vtston or ttts or oor aelesroo tbe oueshytor of the UnltOO S1ates Marshals Serv lea ani ofheon of lila t nttld Stbull Manluls SQtYoo da tputd ~ ht lt10bsll bull b o be au~bo 1middot1Mxl to tta-opor sw-renaer ~1 --e ana rnamam CGs-shytolV 0( JgtrtsorwI-WltOOISSEJ lelnpTUllY tramr~rreO fr(lm or to the Uni ted Stt pununt to bull troA~ bullbull~oeutloo ~mont o r oohor lopl aJtbor1ty aul ~rtl rnbanemomt Crom tou~ljplalllbof1LEIi vb t n Lppropnate
(Otdo So 113 Ot Ul 10-U WI Sopt 0 ICIH)
I O tltD Wi tn_S~nrityProp-uQ
a ) ln ootneetlcn wttb the lltOteetton nf bull wtll- bull pctGaUbulll 111tn- 11r lUI l rn modlat4 lllml ly mcmbor o r cho a
=~b~~~~~~~ w~~Jla~ ManlUJs SlaquovCf ana omcers or tile Uni ted StaUs Marsbals Sentce desshylpated ly the OINetor msy
f1) Prov1do lUItablo d ocurnoJU to onshyble t he peMO n to ce~tablleh ~ r~ew denmiddot ll~Y orotberwbe pru~ tho pnot
12) VlItlle DCUUllt (Ol tlle ~noD13) Probulltde for tbe transtottatton of
bouampebo ld tum ltllre ani other J)m(lnal proJIIIIy Ul bull nnbull Mltldllnoll o tho PIshy_
1) ~hie~ W ib~ peron a paymmt w rnen baSI~ llvu-r npelrS(gt 1n a ~tum es-abl lgtbOO to accordane wltb rerolamiddot t-hm~ 1Sstled b r t he 01roctor for s ub tlm o - tllo At tumcy ~Mnl dotarshymtn eamp to be warron~C
() ~~~l tht ponu11 l n oblan lng emmiddot
plrJs-mg~Jae otoor servtee~ neee$3ty to assist t rn1 11g selfshy
~gtmiddot
~~erA=~~=r~~ to~ emol9ltsJI3J Al l ts~mb ltiepuaflon~~ Moll cxptrc on~ llate cetlampUl Ab Cb ampball 00 StampUtl 00 te face o f tbe d 6DUtatiOn (Orloor-Nbull On ittOIO-U~ libulllo 2 tbull bull _ltlo~ ~G1 nncn J35 1)9()
ltM U 1Ud~15bull-no( a u tbutily 1be Dlreetor US Mushab Stn1et
Ill outh orltOd to todolos-to to Qlf of 1m auburdl rnltel IU) U( the fraquoWe~ an1 fllneLnu ~middoteswlt~ m btm by tb1s ru~ pan exoepli tnat tne awbontJ to ap [II()Te other nee~ry ex-PniiampUNC I ~
Director of the Witness Security Program
~e ~Wiiliiilft~~ r~ l oOGl law enroroollem OC)JaIS ~e D u acwr satl bull 1tllout unltbe m lay disclose to SlCb omdalS the dent1 t )i locatOn ertmlnlll tollords Ill 1n~nu rwshylaUng to t he pcr iiQn Telooattd ot proshyti(OOII wben 1be Ot~tor lmOWJ or Lbe
rstfl~~i~onu o~b~arndega~ N~tod fur (If cluugltld w1t b An orfanbull t-t SI puntt~i-hl o )gt n10ro t i llll o no ~ In prt4on o t thA- 11 bull ltrrlmll of 1oshyltnoo (ONoor- s a u lOOJ tll m ltt~lll st t
I U U Special depu utioa 1be Olrector Onltld States Marshals
~rvtllO Ill UlhortwJ to ltiopuUoo tbo followlr~ plaquolOM to porfotm Uo lunllshytJog of a OefUlV US Manlthal tn wy rustnctOesltlataa b 7 the Vlrecoor
(aJ Seleoetfd otfleers or em~lobullee$ of te Depanme11t ofJutt~
(b) Solotm fcloral Sltao or l oco) lampw enro~t utflocn wbemvlaquo Lbc lampw e11J~rwmenL ntoeltbuf Lht US MarshySUIs ampfVlce 31 reQwn-
(c) Seeeud eml)loyeeos o f (11vace bull euriiJ llOm patl- In pr_ovwl1r~Jt eourtshyroom ltctMt y tor tho Poltio t~l j rJdlelshy
(b) The identity or location of any other information concerning a person receiving protection under 18 USC 3521 etseq or any other matter concerning the person or the Program shall not be disclosed except at the direction of the Attorney General the Assistant Attorney General in charge of the Criminal Division or the
CUI Registry- Categories and Subcategories
Evaluating a Sanction Authority ~e JOin rrtlbullK 2-lfOIUUGN lt JOiS ANO LlltRCOUttSE
ulr
tLA1
e b urshyfti bas
r
o l alltDG ~~~~~~~~~~~~~ tr acts to tlle
data could oot be o btal ned tlthout unduUgtn anll tJle aa~a aub)llC~gt -0 sut ~Ltmalbeen notad ln the rnoort (cl AeOOSi to inforuaUto limitation
Access to lrformauo n otulWd unde$11C tltln (b )() o f t11~ lllldl u n ~tbbullIJ bo 11V only to oftlela ls or employees deGgtatOO tconn fW)CLons una er Lll gt cbapU mcconsultants and perscns wokln~t en conuarded pursuant to thls chapter SabJatllmltoUon of JQllllglapb (I) o l th l =~~tlon the President may autbonu tbe exchange t ~obulloon 4[eoetes or om clab aestgoaU1 ly btm or ldormatlon 1unlsbed by ans DEJSOO under tlts 1990-Suoteo (b Vl traquo bull -middot~~ bull bull Wp1er as be OOems llecessa) to Ctrrf out tlle en~ Vbe a npu PlTPOSOOC of tMs ehaptr Not blnr l n tb)) tooton -w --~ shall be construed to reqUire any Federal ac-eney penl(lrl m~ 11 din~C~
u Any person who willfully violates to Glilelcse to an) omctal exertlsl~ autboncy ~t theteDOttshytmder t bs chsDter any 1nfornut lon cr repnrt b~ III Co)mplccollected u~der legal authorit y otOOr tbu tbs kmwlffige and belle clopter wb tn dlMlotun l~ pr oMbtted by bu a - UI IIllllth 11 subsection (c) or (d) of this section shall Wonnat on collected pursuant to stbsretlon tiCIIUI IM~ undet
(bX2J o r tJls sectton tmy be usedonJy- prof1cbd beltalR ( (1) for analyt1 cal or mattstlcal DUJOOaIS tonarr aceounUn r
wHbln t he Umted States Covernrmnt or obtalned 1dtbeu u upon conviction be fined not more than-~gt -uth l
Subcoe (c)(t) 1~~~ ~)~~~doot~~ _u- ltbullrmiddot tshySl03lt b) or ltcJ ortus tl t le Sute td ) Pub I $10000 in addition to any other penaltyNo omctal or emll o~oo lleslrnamptOO LO perform v- tc ( J) bull
functlons undet t his cbaper nel uduw ooliSult- Subcoe (c) Pub ~ bullubolcoo (ol) ccUOflc)bull ~~~1 ~nO~~ ~00~~= imposed by law19M-Sulleltl (b(
afa bble to aey other ~rsan any lnformatlo n lllteruthnal lnntcoUeetell pursuan~ tO SUllseetlOil (OX21 Of UlS section In a manner t ha t be pel$1n who turshy sect 3105 Eoortement nsbOO tbe lnformatton can be speclflcal l)bull l dm 4 lta) CWU pefl8lty for faiIWE tamp furnfib informbullmiddot tilled eXIltlpt - pr ovtded tn tblt~ ooo~lon No pershy UIUson can compel tOO submlsslOn or dsclosue of
Wboavflr C-H~ to lumhlh a~ lnformatlofl ~
Jnrsunt to tbs chapter o r any oovbull of s u eb rampshyany report or oonsl too nt pan tberoor col Jectea
qutrec unde r thl s cba~r wietber requlred to Iraquort or oonstltuert sert tbereor bullltbou tie ~~~S~~ =~ifr~~6~ I~~wo~~~hd~Jrrn~r~~- onler or lnstruct)an promWgated unJer thlS
ohpter abail be llub)oct t oo ehmiddot11 penalty of not(b) o r tJllS sectton and wl tbou prtor wri Ltell oonshy0$$ t llan $2500 a nd not more tlan S2SOOO In a bull n t of t b e mtamor bullh tho pATS~on who proceea1ng llaquoltugbt unJ1er sutGec~aon (b) or thllS
~~~4~n~~b~e~~f~=~~d~ seetlon lECotds or such cusomer (bl Ciril action for failure to furnish infltrmatioo (d) Aeeess to Bureau of EeooomJe Aflalysis inforshy beneer tt a i)pears abat any person bas falled
to lutnl~b any l n lornutlon NqW tad Ulldor t hraquo chapte r abullhpoundthlaquo reqUired to be lurnsbed ln t he
liUlU~tn
lhbull lbtOAil of to Caontll~ of t ho Ooj~alimont Co rm o r a ngtport 01 o tbetwlse or bas 6Uhbullll too1 Comnerce l s autbortzed for purposes ol a~shy oomph wi th any r llle reluJatlon order or lnshymenUng and l rspwvll~ tbe ~ualty of daW oo1 4
s ttuctlon promulgateO undet tbs cbapttr alreted by tbe Bllftoau or tbe Omsu to haw upon bull bullrtt ten rKUeltst access t o dstamp relattng to r~~~~l1~7thu~~b~ttC~~~~~ln~l-nUrprIJ~o$ t ha t J~ reg llctod d iOetly by prate Ullltel ampatlaquogt court oc any oomtory orthe Bureau of Bcooomc Analyst~ for purposes of lblS t bapw r lbe Bu rnau o r LalOr SlatlSliCS o r otiler olsce s utooc1 to Ue tJM$dlot1o11 of t he the Department of Labor Is autl ortood for purshy Ut~lted SatEosbull and suc-b oowt nay e nter a reshy
ottA1mng onler o r o petmonent o r temporc~cy ln4
raquoSeS oraugmeatlr~ and tmprolng the data ool 4
loctod by tho DWGQu o f IAbot Satl~tlt~ to ~~t~~~~t~~~~s=P~~b ~uc~~~~ luve acooos upon wrtt ten Nquaet to selected reru1ttlon oldlr o r )nstruet1ol as t he C8le
nuy be or lmpooe t he ch11 ~naltlbull provtded In uleoun(tllon mrarmauoo lt~n bugttoeu tn~ orlSE$ u d data on lntenuttonal servtoes tr arsshy ~~tlon (a ) of l h b ~-tlqn o r both aetlons t hat Is collected dtrectlJ bs t he Bureau Ccl Criminal ()(11altr for failure t1gt s ubmit infOf middotr~fie~~~~~~io~~~~B9~~ffe matioo Omsu and t be Bureau or Labor Stalsocs shall Abeever Wli11W1y falls to s tlbmt aoy Inform~ fflr purp~at of J~ubAetlon (e ) o f t h U ~tlen bo tlt~n toqtl NIltI u n War til l~ e b Aptcr wb oohot rwshy
Subcategories
bull Naval Nuclear Propulsion Information
bull Safeguards Informationbull Routinely handled by few
bull Security-Related Informationbull
bull Unclassified Controlled Nuclear Informationshy
Defensebull
Subcategories
bull Contract Use
bull Death Records
bull Inspector General
bull Military
bull Personnel
bull Student Records
CUI Registry- Categories and Subcategories
Related to protection of information concerning nuclear reactors materials or security
Routinely handled by many
Pat ent
Controlled at the Subcat egory level only Subcategories
bull Applicationbull
bull Invention
bull Secrecy Orders
bull Genetic Informationbull
bull Health Informationbull
Patent is a property right granted by the Government of t he United States of America t o an invent or to exclude ot hers from making using offer ing for sale o r selling the invention throughout the United States or importing the invention into the United States for a limited time in exchange for public disclosure of the invention when t he patent is granted
Ref ers t o personal inf ormation or in som e cases personally identi fiable information as defined in OMB M-07-16 or means of identification as defined in 18 usc 1028( d)(7)
CUI Registry- Categories and Subcategories
Stat ist ical
Subcategories
bull Census
bull Investment Survey
bull Pesticide Producer Survey
quotations and business and marketing plans
Refers to information collected by a Federal statistical agency unit or program for statistical purposes or used for statistical activities under law regulation or Government-wide policy such Statistical CUI requires 1) protection f rom unauthorized disclosure 2) special handling safeguards and or 3) prescribed l imits on access or dissemination
Related to a compulsory contribution to government revenue involving information regarding returns or
Subcategories
bull Convent ion Information may be controlled at the category level or at the subcategory level based on the controlling authority
ansportation Related to any mode of travel or conveyance by air land
Controlled at the Subcategory level only or waterway
Subcategories Information may be controlled at the subcategory level only bull Sensitive Security Information
fl rop of Page J
CUI Registry- Launched November 4 2011
Launch information - Reminder that existing agency policies remain in effect
until implementation deadline (TBD) - General Guidelines
bull Markings to be developed in additional guidance
bull Safeguarding in compliance with OMB policies and NIST standards and guidelines as per Executive Order 13556
bull Dissemination to those with mission purpose
bull Decontrol as soon as possible after safeguards no longer required as per associated authority
- Category List (16) - Subcategory List (77) - Associated Authorities (398 authorities cited - controls +
sanctions)
CUI Registry- General Guidelines
CU RegiS)
General Guidelines
categoriesSubcategones
Policy and Guidance
Glossary
CU I Reports
CU Tra1ning
WMt othtrJ are
W hat is CUI
Answers to t h e Most
Frequent ly Asked
Questions
Search the Registry
General Guidelines
Marking CUI ma r kings will be developed and scheduled fo r implementation following
publication of additional guidance
Safeguarding Fo r each CUI category and su bcategory federal agencies shall comply with
information security requirements defined by the National Institute of Standards and Technology (NIST) Federal agencies shall consult t he following NIST publications for guidance
on implementing specific measures to safeguard CUI
bull Federal Infor mation Processing Standards Publication 199 Standards for Security
Categorization of Federal Information and Infor mation Systems
bull Federal Information Processing Standards Publication 200 Minimum Security
Requi rements for Federal Information and Information Systems
bull Special Publication 800-53 Revision 4 Security and Privacy Controls for Federal
Information Systems and Organizations
bull Special Publication 800-60 Revision 1 Guide for Mapping Types of Information and
Information Systems to Security Catego ries
Disseminat ion CUI shall be disseminated only to individuals who requi re the information fo r
an authorized mission purpose
Decontrol Information shall be deco nt rolled as soon as possible when it no longer requires
safeguarding measures and dissemination controls pursuant to its associated authorities CUI that has been pu blicly released via aut horized agency procedures shall be considered
decontrolled
8 ropo1Page l
CUI Registry- CategorySubcategory Detail
CUI Registry
St at ist ical -Investm ent Survey
category-Subcategory Practices
Key Elements o f CU I
Chronology and H1sto category-Subcategory Statistical-Investment Survey
category Description Refers t o in f orm ation collected by a Federal st atistical agency un it or
p rogram f or st atistical p urposes orused f or st atistical acti v it i es under law regul ati on or Governm ent -wide policy such Statist ica l CUI requ ires 1)
Gener~l Gtudehne p rotection f rom unaut horiZed disclosure 2) sp eci al hand ling saf eguards Categones Subcategone a n d or 3 prescribe d limits o n access o r d issemina t io n
Polley and GUidanc Subcate gory Description In f ormation reported t o Treasury the Federal Reserve Board of Governors
or the Federal Reserve Banks as part of t he Treasury In t ernation al Capital TIC) dat a reporting syst em
Marking PlACEHOLDER
Abbreviated Marking PlACEHOLDER
Whati$ CUI
All~w=r~ t th o= Mo~t
FreQue ntl Y Aslteltl
Questi ons
Marking and Handling Ge n eral Gu ideline s apply forSa feguard ing Marking Dissemina t io n Instructions and Decont rol
bull Ref erence i nd ividual Saf eguard ing and Dissemination authorities for
control m an ons
Select Safegua rdi ngDissemi nation o r Sanct ion Auth o rity t o view st at utoryregulatory
language in a new w i ndow Authori ty links are updated based on regular re-publication of the Uni ted States Code and Code of
Federal Regulations
CUI Registry- CategorySubcategory Authorities
1ITLII shy hORJUOIlt RRLATIONS AliD LVIEROOURSE l SIOS
(d) Aceess to
dooMd to be ortdals or empl()yoos demgnated to porform IUnltLIODI under Lltla ohapter (e) Peabull ty
ltny person who wtllfully yen1olates subsectton (c) or (d) of tbs aecoon shall upon eoDvtcUon bo nned not more tbln l toGIXI 1n adlftoon to any otMt JKnampltY tmpoMd by law
(Pub L H-1172 ts Oct U ttn6 90 SLat 3162 Pub L ~79 tJUe mfSOS(bXS) Oct 3gt 1984 98 Stat IUO lub 1 101 -amp1) Hfi(d) (e) 1(amp) Nov 7 1000 lOt Stat ZMI)
MllitKUIOIIIIft
t~ (b) Paab L tDI-Ql f7(a) ~d at
t~~-teu~o~~1~~ - dlc17 ~W lor Lbt _tAnanc
~~-==c--=~n~~r~~ and ia to reg offttoer1 betlt
~~-~-_--~~~~Ual~l~~~l ~lma-IMbwD ampnl ~ aJIaliJe born o
noooflh or ltlAt ooold not be ltbta-b)eel to
(a) CirU puah y fw fallure ampo fumla lGIormabull l looo
Wboefer falls to furnJsh any Jnformatton ~ quJred under thls chapter whether reqWred to
~~c~n~ ~~~ ~Jn~~~order- or Jnatr-ucuon promWgatod under tbJa chapter shall be mb)ect to a ch11 penalty of not Jess than $2500 and not mote than 125000 ln a prooeedSnat brourbs under mteetlon (b) or thla ICOUOL (b ) CiYU lldlon for Callure to fWDIsb iafOI ma Uoa
Whenever- lt appean that anJ person bas Called to tumuh any ltlormaUon requ1red under thlauon
Bwcau or Lbe Cn~~bull or lbe Dtpamprtrru~nt or Commerce a autbortMd for p~ or ampWshymenUng and lmprobulllng the qoalt ty or data colshylectAId by the Bureau or the Census to have upon wnttcm request acoea tO daLa relattnQ to bubulll- enUrpraftl tbat a oollociCI4 41rtttly br the Bureau or Koonornlc ADampIyats ror purpoao~ or ~~~~~--~Bu_e~~~~~ut_t~~
Control
Sanction
cbaptlaquo wbmh~ rwqu1rctd to bl 1arnJabed tn the fonn of a roport or oth~ or bas taUod to comply wuh any ru1e regubUon order or Inmiddot structlon promulgated under tbts chapter a
~U~~r~o~u~~h~t~no~~~~ prlat UDHAld S~ OOW of any ten10ry OT otber place aub)ed to the junsdlcUoa of the Unlted StAtes and sucb ooun may enUf a ~
~e iOIl7 TITLE 22--FOREICN RELltTJONS AND LvrRRCOUJtsR l S IOS
~l~S~s~~ ~~tbo~~b _j~~~~iiii- iirii lsilo loiiitdbullbullgt~ eemed to beilo niiiii miiipiiyees ijiirlieiii = ted boon noted ln the report (e) Access to informatibull n limitation
Accoos to lnformaUon obtained unde subshysection (b)(2) of this section shall be abulla only to ofllclals or emplo)bullees designated toP form tuncttons undet lOJUlgtYH~bulluU lIUU ~l mUlgt wvdllug v u cvulr~lo awarded pursuant to tbs chapter Subject to the llmltatlon of tnr~ab (1) of this subsection
eaali)t
this chapter lncludlng~~~~~~~~i~~J~2J
the President may attbonze the exchange ~ tween agencles or ometals desgnated by blm or Information fUrnished b) any person under tls chapter as be deems necessary to carry out the purposes of this chaptfr Nothing ln thls sectlon shall be construed to raqulre any Federal ~ercy to disclose to any official exerclslng authorlty
~~1n~~~PtG~~~d~~~~~~r ~~e~~ chapter bullbullbere disclosure s problblted by law Information collected pursuant to subsection (b)(2) of this sectton m~ be used onlyshy
(1) for analyttcal or statistical PUJllOSIS within the Unlted States Cobullernment~ or
sifl~~r ~)~f~t~~d~o~ Sl05ltb) or (c) of this title
No omclal or employee designated to perform funcUons under this chapter tncludlng consult-
pun~~ t~~dtO~~ yoo~ffs~~ avaHable to any other person any Information collected pursuant to subsection (b)(2) of tts section ln a marmer that the person who ftr shynlsbed the lnformatlon can be speclllcall) ldenshytlOed except as provtdltl In this secton No plr shyson can compel the submission or dtsclosure of any report or constitue nt part thereof collected pursuant to this chapter or any cop) of such iampshyport or oonstltuent rert thereof bull1tbout the
bj~~d~i~~b~~~ehrre~ri~d~r b~~~~ (b) of this sectton and Ki tbout prtor written conshysent of the customet where the person who
~~~~~l3n~b~er~~re~~~~ridi records of such customer ( d) Access to Bureau of EcooomJc Analysis inf_
matioo The Bureau of the Census of the Departmpoundnt
e~~~~~~~~~~e ~iat~~a~af lected by the Bllteau of the Census to have upon bullbullrttten request access to dsta relating to buslneGS enterprlses tlat Is collected directly by the Bureau of Economic Anal)sls for purposes of thts chapter The Bureau of Labor Statlstlcs of the Department of LaOOr s authortud for pushyposes of augmenting and lmprolng the data ogtl middot
AMVIOMRSlS
1900-Sublleo (b) Pub L 101-133 f7(a) lnltr ted a t
tV~ ~Or~ztu~1~e~Ae~1J pcm10n wilo 1bull dlrectJ Tet~ponbulllble Cor the maintefllUiee and compllaUon of uoh lnConnaUon and llbll cer ti(J ~t the reoor t wu pnpared ln aeoordazloe wt th thtbull eb_ner 1bull complet-e and 1bull to web om oerbull bel-
~=~ewii~~t~e~~~tll~~~ll tloru~ b lltled under tblbull obllter ebullUmatebull hale been pro111ded beltaue ckta are not aTallable Cnm cWJ totruatY ccountltlf) noordt or DCeltri~~e dat eoult not be obtalned wl tllou- unive burden and the datt bullub)ed to bull~aeb -Umatc bu been noted ln -be ~JlOrtbull
Sublec (c)(2) Ptl L 101-s33 fQeXI) bullublt luted bulluIHICOUon (e) Cor bulluheetlon (d )
Sublec (d) P ub L IOJ-lln iG(d)(2)bull added 1ulee (d) F ormer bulluhee (d) n3e~tgnatoed (e)
s~ti~ltt lt~ ~~~~~lt~~ru~-fmiddot
ectlon(e)bull 19ampl-Sublleo (b)CTlt (7) Pub L 91-673 1tnck ou
lntematioruol lnYetment beCoro bullurve-
sect3105 Enforcement (a ) C ivU penalty (raquo failWE to furnish informashy
tion Whoever falls to lurnlsb any lnformat1o n reshy
qUlred under thls chapter whether reqUred to
~~~~s~ed~~~ ~rs ~ frt~~6ri order or lnstrucuon promulgated under this chapter shall be sab)ect to a clvH penaltyof not less than $2500 and not more than S2SIXO In a prooeoedlng brought under subsection (b) of this section (b) Civil action for failWE to furnish incr-matioo
Whenemiddoter It appears that any person bas failed to furntsh any lnbrmatlon reqUired und~r this chapter bullbullhether teqUlred to be lurnlsbed In the form of a report or otherwise or bas failed to oomply w tb any rulo retuiGt l o n o rde r Ot ln structton promulgated under thts chapter a
r~~~C~rt~at~u~~h~t~no~re~~ prtate Unlted States court of any tetrttory or other place sub)eot to the jurlsdlctlon of the United States and sucb court may enter a reshystralnlng order or a permanent or temponry Inmiddot t t- 1 __ft -
Links are to official legal editions of the United States Code and Code of Federal Regulations acttona that 1a oollootecl d1rectly Dy tae Kureaa ter Offtcers and employees of the Bureau of theCc) Ortlaal pea atcy for fiDwbull co bull~th lnformiddot Census and the Bureat of Labor Statlstlcs shall Whoever wUlfuJ ly falls to submit any ld orma-shyfr~~1o~e~asozirhl mallGct for purposes of subsectlon (c) of this section be tlon required under this chapter bullbullbetier re-Census and the Bureau or Labor Stausucs shalL Whoewer wUlfully falls to whml t aD7 lnforma-shyfor porposes or Sllbsectlon (c) of thiS aectlon be tlon requ1red under this ehspter whether ~
CUI Registry- Since November 4 2011
Using the Registry to develop additional functionality - Identified gaps- info needs protection no current
enacting authority - Consolidated Overlaps - New requests are compared to existing authorities to
avoid duplication - Display Subcategories with associated Category (initially
all categories followed by subcategories) - Control Authorities with specific requirements identified - Glossary -Search - Left Sidebar navigation
Em
I
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I
CUI Registry- Categories and Subcategories
Category
bull Water Assessments
ergency Management Related to inf ormation concern ing th e continu ity o f
executive branch operations duri ng all-hazards emergencies or other situ ations that may d isrupt norm al
operations
exportcontrolbull unclassified Inf orma tion concern ing certain Items commoditie s techn ology software or other
Subcategories In formation whose export could reasonably be expected bull Research to adversely affe ct the Un ited State s nationa l security
and nonprolif eration obJectives To Incl ude dual use items items iden tif ie d in egtcport admin istration
regulations Internationa l t raf fi c 1n arms regulations an d the mun itions list license applications and sensitive nucl ear technol ogy In formation
Financial Related to the duties t ransactions or o therwise fall ing
- under the purv iew of financial institu tions or un ited Subcategorie s States Gove rnme nt fiscal functions Uses may include
Bank Secrecy but are not lim ited to customer In formation held b y a financial inst itutionBudget
Central Contractor Registration
bull commodny
bull Comptroller General --Subcategories bull Electronic Funds Transf er
bull International Financial Institutions
bull Mergers
bull Retirement -Foreign Government Inf ormationbull In formation pro vided by ot herw ise made availabl e by
or p ro duced in coop erat ion with a fore ign governm ent
or in ternational organization
Geodetic Product Information Related to imagery imagery int elligence o r geospati al in formation
mmigration Related to admission of non-US citizens into t he United
St at es and applications for t emporary and pemnanent Controlle d at the Subcategory level only re sidency Subcategories
bull Asylee
bull Battered Spouse or Ch ild
bull PermanentResidentStatus
Status Adjustment
CUI Registry- CategorySubcategory Detail
About CUI
KeyE iementsof CU I
Chronology and HgtStory
FAQs
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General Guidelines
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Policy on~ Gu donce
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What It CUI
Anwr~ 1othQ ftot
freauentiVAsltecl QJo1)tiongt
An asterisk (bull) indicates that the authority rlbull defines specific handling practices ~
Category-Subcategory Practices
category-Subca tegory Transportation-Sensitive Security Information
category Description Related to any mode o f travel or conveyance by atr lan d or waterway
SUbcategory oescrlptlon As deftne d tn 49 CFR Pan 155 sensitive serunty Info rmation IS Information obtained or developed tn the con duct o f securtty actiVIt ies Including research an d development the dlsdosure o f which OOT h as determined would cons t itut e an unwarran t ed invasion o f privacy r eveal trad e S-ecrets or privileged or con fident ial in formation or be detriment al
to transportation safe ty As de fined in 49 CFR Part 15205 Sensit ive Security In formation is info rmation obtained or developed in the conduct of secur ityactivities including research an d development the disclosure of which OHSTSA has det ermined would among other things b e detrimen tal to the secu rity o f tran sp ortation
Marking PlACEHOLDER
Abbrevi ated Mar1lting PLACEHOLDER
Marking a1ld Han dling Safeguarding Mark ing Dissemination a ndor Decontrol measures lnshuctlon s that di ffe r f rom Geoeral Guidelines are r equired by statute
r egulation or govem mentmiddot wide policy
Re ference individual Safegua rding and Dissemination authorities for
control ctations including specific handling practices if applicable
Select SafeguardingDissemi nation or Sanction Authority to view statutoryregulatory language in a new window Authority links a re up dat ed based on regular re-publication of the United Stat es Code and Code of
Federal Regula tio ns
Safeguarding andor DISeminat ron Autho nty I Sanctrons An asteilsk (bull) indicates that tl1e a u thority defmes spe o fiC handling pract1ces
49 usc114(h)
49 CFR 1520bull -
49 USC40 119(b)( l)
4 9 CFR 152017 -
49 CFR 15 49CFR 1517
CUI Registry- Glossary --p- Blogs IBookmarkSh are IContact Us l~
Search Archi ves gov~- bullNATIONAL ARCHIVES
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Subject Index Home gt CUI gt CUI Glossary
C ON I KOl lll) CU I RegistryU NCLASSifi i O
I N r ORM rTI()N
Use t he CU I logo CU I Glossary Cont act Us
Chronology and History Agency- Any Executive agency as defined in 5 USC 105 and the United States Postal
FAQs Service any Military Department as defined in 5 USC 102 and any ot he r entity within the
CUI Registry Executive branch that uses handles o r s to res CUI
Gen e ra l Gu ide lines
Categories Subcat egories Authorized Holder- An individual o r o rga nizational entity who has a Lawful Government Policy and Guidance Pu rpose fo r o riginating receiving using handling o r sto ring CUI Glossary
About CUI
Key Element s of CUI
CUI Reports
CUI Training
What Othebull S abull e CategorySubcategory Markings- Ma rkings a pproved by the CUI EA t hat a re assodated w it h
savbullng () the categories and subcategories listed in the CUI Regist ry
Classified Information- Information that has been determined pu rsuant to Executive Order 135 26 o r any predecessor o r successor Order o r the Atomic Ene rgy Act of 19 54 as amended and its implementing di rectives to requi re p rotection against unautho rized
disclosure
CUI Registry- Search Slogs I Bo o km arkShare ICont act Us -~
Searcn Archtves gov ~- bull NATlONAL ARCHlYES
PGseatc h O ut Rocords VotGrans SGuvtce RGcords TeachGrs RoGourcGs O ur Locottons Shop OnhnG
Controlled Unclassified Information (CUI) Home OJI
CONH OUlD Esta blished by Executive Orde r 13556 the Controlled Unclassified Information (CUI) UfLlA)~IfltO
1 - 1()1~1gtAT()Nprogram standar dizes the w ay t he Executive branch handles unclassified irlformatio n t hat r equires safegua rding o r dissemination controls pur suant t o and consistent wit h law
Use the CUI Logor egulations and Government-wide policies Learn About CUI bull
Contact Us
News and Notices Registry
bull December 8 2014 -Welcome t o t he new CU I Portal
The CUI Regist ry is the aJthoritative sour ce for guidance regarding OJI p-olicies and pr act ices
C Under DevelopmentshyRegistry
Search the Re0istry Markings
32 CFR 2002 middot Implem en t ing Access Registry by Policy and Guidance Dir ective
bull Cat egory-Subcategory bull Execu t ive Or der 13556 bull Ma rking Handbook
bull CU I Notices limited Oiseminat ion
Additional In forma tion bull Decontrol
bull CUI Glossary
Tra ining Oversight
IJI Lear n about t ra in ingdev el op ed by the _ l eam ao out CUI oversi ght r equ irements ~Executive Agent for CUI u ser s ~and tools
bull OJI Training Modules bull CUI Rep orts
CUI Registry- Search
Bl ogs I Bookmark Share IContact Us
~~- bullNATIONAL ARC HIVES I Search Archovesgov middot
(O~TROllEO U N tlAIfi(D
INfORAI I()frl
use the CUI logo
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About CUI
Key Elements of CU 1
Chronology and History
FAQs
c Rep ry
General Guodehnes
CategoriesSubcategories
Policy and Guidance
Glossary
CUI Reports
CUI Traonong
What other s are
saying o
S hop O n lone
CUI Registry
IMPLEMENTATION REMINDER FROM THE EXECUTIVE AGENT
Existing practices for sensit ive unclassif ied information rema in in effect until the CUI
marking implementation deadline (TBD)
C Search the Registry
General Guid elines
Marking CUI markings will be developed and scheduled for implementation followi ng
publication of additional guidance
Safegua r ding For each CU I catego ry and subcatego ry federal agencies shall comply with
information security requirements defined by t he National Instit ute of Standards and
Technology (NIST) Federa l agencies shall consult the following NIST publications for guidance on implementi ng specific measures to safeguard CUI
CUI Registry- Search
Slogs I Bookmark Share IContact Us Jc([gt--~ Search Archovesgov~ ~ bull NATIONAL ARCHIVES
Research Our Records Veterans Servoce Records Teachers Resources Our locatoons Shop Onlme
Controlled Unclassified Information CUI) Homegt CU I gt CU I Policy and Gui dance
C 0 1 11lOL II) CUI RegistryU oc w Si fiED
I NrORM ATtON
Use the CU I logo Search the Registry [to)Contact Us
About CUI
Po licy and GuidanceKey Elements of CUI
Chronology and Hi story
FA05
CUI Registry
General Guidelines
CategoriesSubcategories
Pc 1n~ ~ 11da bull
Glossary
CUI Reports
CU I Training
What others bullrbull
saying
The Controlled Unclassified Information Executive Agent (CUI EA) issues guidance to Executive
branch departments and agencies that handle unclassified information that requires safeguarding or dissemination controls pursuant to and consistent wit h applicable law
regulations and government-wide policies
CUI Executive Order and Implementing Regulation
Issue Date Title
XXXXXXXX 32 CFR 2002 Contro lled Undassified Information PLACEHOLDER
1104 2010 Executive Order 13556 Contr olled Unclassified Information
CUI Notices and Executive Agent Guidance
CUI Registry- Left Sidebar
Chronology and Hi story
FA05
CUI Registry
General Guidelines
Pc
Glossary
CUI Reports
CU I Training
What others bullrbull
saying
Slogs I Bookmark Share IContact Us Jc([gt--~ Search Archovesgov~ ~ bull NATIONAL ARCHIVES
Research Our Records Veterans Servoce Records Teachers Resources Our locatoons Shop Onlme
Controlled Unclassified Information CUI) Homegt CU I gt CU I Policy and Gui dance
C 0 111lOL CUI RegistryU oc w Si fiED
I NrORM ATtON
Use the CU I logo Search the RegistryContact Us
About CUI
Po licy and GuidanceKey Elements of CUI
The Controlled Unclassified Information Executive Agent (CUI EA) issues guidance to Executive
branch departments and agencies that handle unclassified information that requires safeguarding or dissemination controls pursuant to and consistent wit h applicable law
regulations and government-wide policies
CUI Executive Order and Implementing Regulation
Issue Date Title
XXXXXXXX 32 CFR 2002 Contro lled Undassified Information PLACEHOLDER
1104 2010 Executive Order 13556 Controlled Unclassified Information
CUI Notices and Executive Agent Guidance
CUI Registry- Ongoing Maintenance
bull Add new categoriessubcategories as approved (Currently 23 Categories 82 Subcategories)
bull Annual updates to USC CFR (Currently 326 control enactment citations 144 sanction citations = 4 70 authority updates annually)
CUI Registry- 32 CFR 2002
Draft regulation reiterates that the CUI Registry is - Sole authoritative repository for information on CUI except
Executive Order 13556 and 32 CFR 2002 - Publicly accessible - Includes citation(s) to law regulation or Government-
wide policy that form the basis for each category and subcategory
- Notes any sanctions or penalties for misuse of each category or subcategory of CUI that are included in applicable statutes or regulations
CUI Registry- Policy and Guidance
Registry is repository for CUI policy and guidance - Executive Order 13556 - 32 CFR 2002 - CUI Advisory Council Charter - CUI Marking Handbook - CUI National Implementation Plan - Additional Executive Agent Notices
CUI Registry- Policy and Guidance
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Policy a nd Guidance
The controlled unclassified InformatiOn Eltecuuvegent (CUI EA) issues guidanceto Ebullecutie branch departmentsand agencies that handle unclassified information that requires safeguarding Of dissemination controlsJpursuant to an-d consistent with applicable law re-gulations and government-Wide po1c1es
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R=ti ~c-d GuidoMc rcordi Cortrol cd U-cl c~fied lnfor1ruotilt0n ~nd the Frc~ oflnfonrutionAct(thh gtvpeuOKie~ t ho joirt iJgtuonu d e tod
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OOIJoOII(MentsOfSelor AfencyOJICIa1a flo~ Pro_ranMena~er lorCUI Proeram IMPieiTentl t i OO
Controllod Urw l aaifi ~ Information(CUI) Qifico fiLcmoranlum- RcIJi owoi
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Guidne~ r osardinCUI ~r-d thQFrdom ofl nfornuti on At ( uporco td en July 3 101(1)
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l nplcOT-enU1i on Glidllnte foe-Uccu~ive Orter13SiG
The CUIEA est ablished the CUIAdvisory Council to carry out consultative functionsdirected by Executive Order 13556
CUI Advisory Councbull Chan er-m PROVISIONAL
Additional Resources
The CUIEA hasdeveloped recommendationsto assist departmentsand agend es in development of their CU I programsand submtsston 0 Information to the EA
Compliance Plan Overview for Departments and Agencies~
Executive Order 13556 0bulleM ewforDepartments and Agenciesm
I
CUI Registry- Agency Implementation Policy amp Practice
Agency-specific CUI implementation considerations - Agency may determine that only selected
categoriessubcategories will be designated by agency personnel
- Agency discretion in certain marking practices bull Full Marking (AGRICULTURE) versus Abbreviated Marking (AG)
bull Require categorysubcategory banner markings for CUI BASIC
- CUI may be handled differently within the agency (discretion to waive marking requirement)
- CUI Registry provides guard rails for Agency practices
CUI Registry- Whats Next Slogs I Bo o km arkSh are ICont act Us -~
Searcn Archtves gov ~- bull NATlONAL ARCHlYES
PGseatc h O ut Rocords VotGrans SGuvtce RGcords TeachGrs RoGourcGs O ur Locottons Shop OnhnG
Controlled Unclassified Information (CUI) Home OJI
CONH OUlD Esta blished by Executive Orde r 13556 the Controlled Unclassified Information (CUI) UfLlA)~IfltO
1 - 1()1~1gtAT()Nprogram standardizes the way t he Executive branch handles unclassified irlformation t hat r equires safegua rding o r dissemi nation controls pur suant t o and consistent wit h law
Use the CUI Logor egulations and Government-wide policies Learn About CUI bull
Contact Us
News and Notices Registry
bull December 8 2014 -Welcome to the new CU I Portal
The CUI Regist ry is the aJthoritative sour ce for guidance regarding OJI p-olicies and practices -bull Search the Re0istry
Access Registry by Policy and Guidance
bull Cat egory-Subcategory bull Executive Or der 13556
bull CU I Notices
Additional Information
bull CUI Glossary
Tra ining Oversight
Markings
32 CFR 2002 middot Implementing Dir ective
bull Ma rking Handbook
limited Oiseminat ion
IJI Learn about train ingdev eloped by the _ l eam aoout CUI oversight r equ irements ~Executive Agent for CUI user s ~and tools
bull OJI Training Modules bull CUI Rep orts
CUI Registry- Whats Next
bull The Registry will evolve format is continually evaluated for clarity and functionality
bull New categoriessubcategoriesauthorities added as identified
bull The CUI Executive Agent will issue additional policy and guidance as needed these documents will be included in the Registry
bull Ongoing Maintenance (Authority Citation Updates)
CUI Registry- Online Demo
Walk through - Front page - General Guidelines - Category-Subcategory List - Detail page - Authority Citation - Policy amp Guidance - Glossary -Search - Left side-bar - Under Development
CUI Registry- QampA
Questions
CONTROLLED
UNCLASSIFIED
INFORMATION
I
CUI Registry - Executive Agent Consolidation
CIC7S
r_ a Presidential Documents Vol n W ubull T ~__
Tho lnlldenl Conlrolled Unclllltillled l nfonnallon
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To addnass tbaNt ptobllets this ardiH ost=ilfufos 01 fOIatD for mK~=tittt this iaium~ioon hanliaaftar daaaibod zs Cootrullod U~sifilld lnbmoashytim tmll aapbuiZIII ltt DpCJMIIU md Wlibmity or Ccnwtlnl11bt-Widtl proctico S L CtroW UocJuiftod r~ (CUI) (~ n aJI ~- Olbd U~im shall -r11 al GXCJaSITa ~a
t1om b- tdllaLifyioa undaudied inampampruiiJQn IJuouPoallbe uucutiw bnoch tiNe mquirvs Qgguudiqa or disswnumion CEiatrols pu~nl lo ud conshyJirulat with appiGblo b w Ngtlaficas a ad CO~mmDIIIwidll po6cicts
(b) n tMnt bet tmt iabmaion is ctoi~Faad u CUI shall not hrn a bllamprill8 em d--inaticxw puIIIIOIIIl to any law tuC(Iirbullns the dndoKir or inbf11llillllraquon oc flllltbQS d-=Wwa u a m~- of d~ion uxludaQB dicbun~s to tho ampqgisbh- 01 Judicial brincbas
(cJ Tho NWad Anhi aad Ramrds Admiaislntion JIWJ nbull u tM Buaativo Aset to imp-ollll this onlat md ~) oicIM to USUtltaplunot wrth thu otdlar Sec 1 fUMmiddotbullbullofC11nnt DltriampllltitJm (~ Ewh ~ btud stwl widlin 180 days of tho cbbt of this ~ (I) raYiew all ca~~ ~middotall~ and mdir~F mad by Lha iiiJPIIC to ~ wtlassifiKI iofonn=a~Nxa for safusuamprdiaa cw diMamirulion coaLtOIS and
~~~-~Ud~d~r(~bnr=dasyen1llled as WI undar Slid (~of tha otdllr This $Uhlnission ~I I
~It~~~~~-~~~~b i pardinlor duminoaion oantrols (b) Jf ther9 is sipifieutl doubl Jbout whlltbclr inbrmollion sho111d be
dbulliampnod bull OJl it JiiWJ not be~IUd
Sc IJcnlopncni ofCtIJeon- abulld Poliriu
~-=~ti~b~~~~bull= igtlodllOita J wo-bull _ 11l nu bull Nil--middotmiddot- ClliL ll -rn ~~~=~a~~Gr--~~~~ ~--l)to)llo~ II II -~Q(IQOU-o~ooJ bullllil_too~lrlioiUIIb~ laXtOIfbull laquo~llaJ fllooOO CioJr) ~gtoil bull la ~a-r bullbull )
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1lt1 nolt_ bull _-- bull - bull bulldbull_ 11oor bull v~~~on-lt~d o- r~ _ -~ kif
ltJ TooW bull -__ __ bullbullllaquo -- ~ __ lor ~middot UbullLn-s-~- __ lta-- ~ _ ~ pto-~lltgtllbullwdoiollybullf lf
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On the basis of the submissions under section 3 of this order or future proposals and in consultation with affected agencies the Executive Agent shall approve categories and subcategories of em and associated markings to be applied uniformly throughout the
(0 executive branch No unclassified information
lhop ia z
meeting the requirements of section 2(a) of this order ~~J shall be disapproved for inclusion as CUI but theS l
Ly lh
(oJ
Executive Agent may resolve conflicts among categories iaclu and subcategories of CUI to achieve uniformity and(b)
- may determine the markings to be used (c)
~~-~~ sbtuo~ arbullnCJ lmfMIIItleniOIampka011nuoc-_ Stc t Catlaquolt PrmiUot1s
(~ t1us udgr sblLIJ bo ampJomaaiDd i n 1 -nOArClCIC3i-a~t with ~plic~bk ttw inducUnJ pmllldians al oonfwiQ~ttality and privzy
(2) tho sbtutory authority ol tbo boiads of cicls incl~tns urthoritics d 10 thbull PfldJOII of i nroratiacl pnrril by pn aactor w tbe r~ CowmQMint me~
CUI Registry- Categories and Subcategories
Data elements requested 1 Agency 2 Proposed Category (EX Privacy) 3 DefinitionDescription of Proposed Category 4 Proposed Subcategory (if applicable) 5 DefinitionDescription of Proposed Subcategory (if
applicable) (EX Health Information Student Records) 6 Proposed Marking 7 Statute Citation and Name (USC) OR Federal
Regulation (CFR) OR Government-wide Policy 8 Required Safeguarding Controls ANDOR Required
Dissemination Controls
CUI Registry- Categories and Subcategories
7c) Policy must be Government-wide
1) 2) 3) 4) Agency Proposed Proposed Proposed
Category Category Subcategory Definition (if applicable) Description
5) Proposed
Subcategory Definition
Description (if applicable)
6) Proposed Marking
7a) Authority
Statute (Citation and
Name) ---OR--shy
7b) Authority
Federal Regulation
(CFR) ---OR--shy
7c) Sa) Sb) Authority Required Required Govt-wide Safeguarding Dissemination
Policy Controls Controls ---ANDOR--shy
bull Template format was supplied to agencies - Helps to clarify specific elements needed from Agencies - Consistent format assisted Executive Agent evaluation
bull More than 2200 submissions received bull Process of review consultation resolution
consolidation
u l IUid ~h
tl eraquo u
tl
CUI Registry- Categories and Subcategories
Evaluating a Control Authority Protection without specific instructions- CUI BASIC
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offellder llll((stTY TOO dllt~lase shall be l n()Wfl t tSOl8 lAblic actlaquobull ~o e~c aroad ion-11tion u the N6Uoii-Ol SexotTcndtr n~middotutry
tluougtltbC lak-nd (b) Kltdt(lcle rcrwninr ~abull la r eaenJ
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ltitetl)u and to lM pubilc tU lrlomut oll abotrt a manoor tbat ts rell1IJ amp~laquo5Slale to all )llrts-shy
rorwllCllnt wan relevut JuriSdtLlons ucb twlt oficnd~t tn tblt- r~stry TSC jttrtltb~ (hb L 0)-218 U~l ~ I sectUO JIJyen 20 2DOG ml UCi n saU mauuatn the lneroli~ ~1 1n a maeshy Stlt59i) tiEl 1bllt w-111 oorrnlt tbe ~~tDHc to ob3111 reishybullQou 1nlomuttoJ~ ((If coe~ ~u otfultbr by ll sl~ H wO Drt~ Sjldio O~IiM
gl= qu=r1 for 441 gtven rip ooU or ~~raphk Vrokho tallus sell 117 the user t M JJM$1xtloo snaJI ltbull) Rlcublkll- bull l (b) Mandatory exemptionstIJO l ncl uoia tn tho(lxlJn otl t~~ ntfom~~~ot 1dta aJJ
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fltld lleltofltb ~b~lttoe~ needed lor lullamprclcl shy
~~h~ ~w~~teruan~~r-~~ ln1~~ ~tel~d ~ 6e lbe A jurisdiction shall exempt from disclosureshyA tCII1Ul) Geu~Ni liball m- middotIIIIHil bull C4-~l (11) lllfltW-mwiofl tbull bo PfO
lte Aetm sball toe tlon (Q ot~~eb t ex olfaxlo1 (1) the identity of any victim of a sex offense
on a lurNlctlol1a Int au auow tbe wtUc to tlon lor each Slt olle uy IVUI - ood o o (2) the Social Security number of the sex offender
7 Lbe JSlaquo m a arm alllt may 11e e~tatllUIel llJ dl h11-11 n cl otba tle ltoMiey Ot nc (3) any reference to arrests of the sex offender
(lllb L 10) US Ud bull ( BcL $7 )
~ ~UI 111 001t Kilo that did not result in conviction and rott t aw CwnuoiiY
(a ) fsablkbloeat (If Prw ~ ) e lllbbl11hed t b (4) any other information exempted from
amplid Al fUil1fa NlCOie ZSJ tIOn Prwram (h~truk feltCdioMtbe~ disclosure by the Attorney General(b) ProtrM nbulltifitatioo
Cd l Utki Blccep~ U ~Vld~ Ill
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tlesblo lDb to sex ~~t~n~ ~~~~~ffl~ilU[n~tl~~orf~nder alftY ud edushyClltlon ro~~t~tmllo$ rlldl oo)On 111Wl proY1de dc lnfouutton 1n tlle
C-l CMPOdiN ampf - shy ~UY (Cttller tb 81 10fOmlampUCtll elffl~d tlltn dlltlcla me 0~ tbe AOOrne$ GeomUampWut tbu
lbe Site sbaU ln CJUOO l OSUUCllOtS 011 b OIJ to ofulllart4 tu blloWlllff-11 tnMGelraquon d l nfanntllm the An md~idshy (1) 1M At tormy ~ral wUo llba-11 no JuJo u l conwndJ le laquotoncow W~gt tnromutlon Ul Jle Nnl otal sex o rrermr ~O WaN~ill ~nl1~~~middotf~rc~~~du uJ~0s~~~~~~jer~w-n~~middot~~~~~tf ~~bseloo~a~~ne~middotu~==~~ l n)un bar1011 or oommn a ertmo -aIUJI any eaeb vee lD bullb1eb tlle lnill du J llll ils 11 u lnltldual nanea tn Jle rwstt) or resllllni or emplosM orlll Go It-lidlaquo~~Mrlllng bull t bullny ~rbld adMo~ lba w~m~lnJ 0 ) liaeb Juna(bculn wttere be a orrEnlirtMll noto tbat QtIY tUltl oc11ofl could M~~~lllt In cnll or cnrntlaIJE~Wuta e~n~dl8b~~~t ~ ~~~~~~ ltPub L 100 Ml ttt 1 t ua July 27 2JlCC tro 1le d uoe ~mpoyntcnt ot 1t11de~~t IRoOtw coshyStat SQi ) am
CUI Registry- Categories and Subcategories
Evaluating a Control Authority Protection with specific instructions- CUI SPECIFIED
(7) Protect the confidentiality of the identity and location of persons subject to registration requirements as convicted offenders under Federal or State law including prescribing alternative procedures to those otherwise provided by Federal or State law for registration and tracking of such persons
50 11 18
A twrnes General ror tlle CMmlnal Dl middot vtston or ttts or oor aelesroo tbe oueshytor of the UnltOO S1ates Marshals Serv lea ani ofheon of lila t nttld Stbull Manluls SQtYoo da tputd ~ ht lt10bsll bull b o be au~bo 1middot1Mxl to tta-opor sw-renaer ~1 --e ana rnamam CGs-shytolV 0( JgtrtsorwI-WltOOISSEJ lelnpTUllY tramr~rreO fr(lm or to the Uni ted Stt pununt to bull troA~ bullbull~oeutloo ~mont o r oohor lopl aJtbor1ty aul ~rtl rnbanemomt Crom tou~ljplalllbof1LEIi vb t n Lppropnate
(Otdo So 113 Ot Ul 10-U WI Sopt 0 ICIH)
I O tltD Wi tn_S~nrityProp-uQ
a ) ln ootneetlcn wttb the lltOteetton nf bull wtll- bull pctGaUbulll 111tn- 11r lUI l rn modlat4 lllml ly mcmbor o r cho a
=~b~~~~~~~ w~~Jla~ ManlUJs SlaquovCf ana omcers or tile Uni ted StaUs Marsbals Sentce desshylpated ly the OINetor msy
f1) Prov1do lUItablo d ocurnoJU to onshyble t he peMO n to ce~tablleh ~ r~ew denmiddot ll~Y orotberwbe pru~ tho pnot
12) VlItlle DCUUllt (Ol tlle ~noD13) Probulltde for tbe transtottatton of
bouampebo ld tum ltllre ani other J)m(lnal proJIIIIy Ul bull nnbull Mltldllnoll o tho PIshy_
1) ~hie~ W ib~ peron a paymmt w rnen baSI~ llvu-r npelrS(gt 1n a ~tum es-abl lgtbOO to accordane wltb rerolamiddot t-hm~ 1Sstled b r t he 01roctor for s ub tlm o - tllo At tumcy ~Mnl dotarshymtn eamp to be warron~C
() ~~~l tht ponu11 l n oblan lng emmiddot
plrJs-mg~Jae otoor servtee~ neee$3ty to assist t rn1 11g selfshy
~gtmiddot
~~erA=~~=r~~ to~ emol9ltsJI3J Al l ts~mb ltiepuaflon~~ Moll cxptrc on~ llate cetlampUl Ab Cb ampball 00 StampUtl 00 te face o f tbe d 6DUtatiOn (Orloor-Nbull On ittOIO-U~ libulllo 2 tbull bull _ltlo~ ~G1 nncn J35 1)9()
ltM U 1Ud~15bull-no( a u tbutily 1be Dlreetor US Mushab Stn1et
Ill outh orltOd to todolos-to to Qlf of 1m auburdl rnltel IU) U( the fraquoWe~ an1 fllneLnu ~middoteswlt~ m btm by tb1s ru~ pan exoepli tnat tne awbontJ to ap [II()Te other nee~ry ex-PniiampUNC I ~
Director of the Witness Security Program
~e ~Wiiliiilft~~ r~ l oOGl law enroroollem OC)JaIS ~e D u acwr satl bull 1tllout unltbe m lay disclose to SlCb omdalS the dent1 t )i locatOn ertmlnlll tollords Ill 1n~nu rwshylaUng to t he pcr iiQn Telooattd ot proshyti(OOII wben 1be Ot~tor lmOWJ or Lbe
rstfl~~i~onu o~b~arndega~ N~tod fur (If cluugltld w1t b An orfanbull t-t SI puntt~i-hl o )gt n10ro t i llll o no ~ In prt4on o t thA- 11 bull ltrrlmll of 1oshyltnoo (ONoor- s a u lOOJ tll m ltt~lll st t
I U U Special depu utioa 1be Olrector Onltld States Marshals
~rvtllO Ill UlhortwJ to ltiopuUoo tbo followlr~ plaquolOM to porfotm Uo lunllshytJog of a OefUlV US Manlthal tn wy rustnctOesltlataa b 7 the Vlrecoor
(aJ Seleoetfd otfleers or em~lobullee$ of te Depanme11t ofJutt~
(b) Solotm fcloral Sltao or l oco) lampw enro~t utflocn wbemvlaquo Lbc lampw e11J~rwmenL ntoeltbuf Lht US MarshySUIs ampfVlce 31 reQwn-
(c) Seeeud eml)loyeeos o f (11vace bull euriiJ llOm patl- In pr_ovwl1r~Jt eourtshyroom ltctMt y tor tho Poltio t~l j rJdlelshy
(b) The identity or location of any other information concerning a person receiving protection under 18 USC 3521 etseq or any other matter concerning the person or the Program shall not be disclosed except at the direction of the Attorney General the Assistant Attorney General in charge of the Criminal Division or the
CUI Registry- Categories and Subcategories
Evaluating a Sanction Authority ~e JOin rrtlbullK 2-lfOIUUGN lt JOiS ANO LlltRCOUttSE
ulr
tLA1
e b urshyfti bas
r
o l alltDG ~~~~~~~~~~~~~ tr acts to tlle
data could oot be o btal ned tlthout unduUgtn anll tJle aa~a aub)llC~gt -0 sut ~Ltmalbeen notad ln the rnoort (cl AeOOSi to inforuaUto limitation
Access to lrformauo n otulWd unde$11C tltln (b )() o f t11~ lllldl u n ~tbbullIJ bo 11V only to oftlela ls or employees deGgtatOO tconn fW)CLons una er Lll gt cbapU mcconsultants and perscns wokln~t en conuarded pursuant to thls chapter SabJatllmltoUon of JQllllglapb (I) o l th l =~~tlon the President may autbonu tbe exchange t ~obulloon 4[eoetes or om clab aestgoaU1 ly btm or ldormatlon 1unlsbed by ans DEJSOO under tlts 1990-Suoteo (b Vl traquo bull -middot~~ bull bull Wp1er as be OOems llecessa) to Ctrrf out tlle en~ Vbe a npu PlTPOSOOC of tMs ehaptr Not blnr l n tb)) tooton -w --~ shall be construed to reqUire any Federal ac-eney penl(lrl m~ 11 din~C~
u Any person who willfully violates to Glilelcse to an) omctal exertlsl~ autboncy ~t theteDOttshytmder t bs chsDter any 1nfornut lon cr repnrt b~ III Co)mplccollected u~der legal authorit y otOOr tbu tbs kmwlffige and belle clopter wb tn dlMlotun l~ pr oMbtted by bu a - UI IIllllth 11 subsection (c) or (d) of this section shall Wonnat on collected pursuant to stbsretlon tiCIIUI IM~ undet
(bX2J o r tJls sectton tmy be usedonJy- prof1cbd beltalR ( (1) for analyt1 cal or mattstlcal DUJOOaIS tonarr aceounUn r
wHbln t he Umted States Covernrmnt or obtalned 1dtbeu u upon conviction be fined not more than-~gt -uth l
Subcoe (c)(t) 1~~~ ~)~~~doot~~ _u- ltbullrmiddot tshySl03lt b) or ltcJ ortus tl t le Sute td ) Pub I $10000 in addition to any other penaltyNo omctal or emll o~oo lleslrnamptOO LO perform v- tc ( J) bull
functlons undet t his cbaper nel uduw ooliSult- Subcoe (c) Pub ~ bullubolcoo (ol) ccUOflc)bull ~~~1 ~nO~~ ~00~~= imposed by law19M-Sulleltl (b(
afa bble to aey other ~rsan any lnformatlo n lllteruthnal lnntcoUeetell pursuan~ tO SUllseetlOil (OX21 Of UlS section In a manner t ha t be pel$1n who turshy sect 3105 Eoortement nsbOO tbe lnformatton can be speclflcal l)bull l dm 4 lta) CWU pefl8lty for faiIWE tamp furnfib informbullmiddot tilled eXIltlpt - pr ovtded tn tblt~ ooo~lon No pershy UIUson can compel tOO submlsslOn or dsclosue of
Wboavflr C-H~ to lumhlh a~ lnformatlofl ~
Jnrsunt to tbs chapter o r any oovbull of s u eb rampshyany report or oonsl too nt pan tberoor col Jectea
qutrec unde r thl s cba~r wietber requlred to Iraquort or oonstltuert sert tbereor bullltbou tie ~~~S~~ =~ifr~~6~ I~~wo~~~hd~Jrrn~r~~- onler or lnstruct)an promWgated unJer thlS
ohpter abail be llub)oct t oo ehmiddot11 penalty of not(b) o r tJllS sectton and wl tbou prtor wri Ltell oonshy0$$ t llan $2500 a nd not more tlan S2SOOO In a bull n t of t b e mtamor bullh tho pATS~on who proceea1ng llaquoltugbt unJ1er sutGec~aon (b) or thllS
~~~4~n~~b~e~~f~=~~d~ seetlon lECotds or such cusomer (bl Ciril action for failure to furnish infltrmatioo (d) Aeeess to Bureau of EeooomJe Aflalysis inforshy beneer tt a i)pears abat any person bas falled
to lutnl~b any l n lornutlon NqW tad Ulldor t hraquo chapte r abullhpoundthlaquo reqUired to be lurnsbed ln t he
liUlU~tn
lhbull lbtOAil of to Caontll~ of t ho Ooj~alimont Co rm o r a ngtport 01 o tbetwlse or bas 6Uhbullll too1 Comnerce l s autbortzed for purposes ol a~shy oomph wi th any r llle reluJatlon order or lnshymenUng and l rspwvll~ tbe ~ualty of daW oo1 4
s ttuctlon promulgateO undet tbs cbapttr alreted by tbe Bllftoau or tbe Omsu to haw upon bull bullrtt ten rKUeltst access t o dstamp relattng to r~~~~l1~7thu~~b~ttC~~~~~ln~l-nUrprIJ~o$ t ha t J~ reg llctod d iOetly by prate Ullltel ampatlaquogt court oc any oomtory orthe Bureau of Bcooomc Analyst~ for purposes of lblS t bapw r lbe Bu rnau o r LalOr SlatlSliCS o r otiler olsce s utooc1 to Ue tJM$dlot1o11 of t he the Department of Labor Is autl ortood for purshy Ut~lted SatEosbull and suc-b oowt nay e nter a reshy
ottA1mng onler o r o petmonent o r temporc~cy ln4
raquoSeS oraugmeatlr~ and tmprolng the data ool 4
loctod by tho DWGQu o f IAbot Satl~tlt~ to ~~t~~~~t~~~~s=P~~b ~uc~~~~ luve acooos upon wrtt ten Nquaet to selected reru1ttlon oldlr o r )nstruet1ol as t he C8le
nuy be or lmpooe t he ch11 ~naltlbull provtded In uleoun(tllon mrarmauoo lt~n bugttoeu tn~ orlSE$ u d data on lntenuttonal servtoes tr arsshy ~~tlon (a ) of l h b ~-tlqn o r both aetlons t hat Is collected dtrectlJ bs t he Bureau Ccl Criminal ()(11altr for failure t1gt s ubmit infOf middotr~fie~~~~~~io~~~~B9~~ffe matioo Omsu and t be Bureau or Labor Stalsocs shall Abeever Wli11W1y falls to s tlbmt aoy Inform~ fflr purp~at of J~ubAetlon (e ) o f t h U ~tlen bo tlt~n toqtl NIltI u n War til l~ e b Aptcr wb oohot rwshy
Subcategories
bull Naval Nuclear Propulsion Information
bull Safeguards Informationbull Routinely handled by few
bull Security-Related Informationbull
bull Unclassified Controlled Nuclear Informationshy
Defensebull
Subcategories
bull Contract Use
bull Death Records
bull Inspector General
bull Military
bull Personnel
bull Student Records
CUI Registry- Categories and Subcategories
Related to protection of information concerning nuclear reactors materials or security
Routinely handled by many
Pat ent
Controlled at the Subcat egory level only Subcategories
bull Applicationbull
bull Invention
bull Secrecy Orders
bull Genetic Informationbull
bull Health Informationbull
Patent is a property right granted by the Government of t he United States of America t o an invent or to exclude ot hers from making using offer ing for sale o r selling the invention throughout the United States or importing the invention into the United States for a limited time in exchange for public disclosure of the invention when t he patent is granted
Ref ers t o personal inf ormation or in som e cases personally identi fiable information as defined in OMB M-07-16 or means of identification as defined in 18 usc 1028( d)(7)
CUI Registry- Categories and Subcategories
Stat ist ical
Subcategories
bull Census
bull Investment Survey
bull Pesticide Producer Survey
quotations and business and marketing plans
Refers to information collected by a Federal statistical agency unit or program for statistical purposes or used for statistical activities under law regulation or Government-wide policy such Statistical CUI requires 1) protection f rom unauthorized disclosure 2) special handling safeguards and or 3) prescribed l imits on access or dissemination
Related to a compulsory contribution to government revenue involving information regarding returns or
Subcategories
bull Convent ion Information may be controlled at the category level or at the subcategory level based on the controlling authority
ansportation Related to any mode of travel or conveyance by air land
Controlled at the Subcategory level only or waterway
Subcategories Information may be controlled at the subcategory level only bull Sensitive Security Information
fl rop of Page J
CUI Registry- Launched November 4 2011
Launch information - Reminder that existing agency policies remain in effect
until implementation deadline (TBD) - General Guidelines
bull Markings to be developed in additional guidance
bull Safeguarding in compliance with OMB policies and NIST standards and guidelines as per Executive Order 13556
bull Dissemination to those with mission purpose
bull Decontrol as soon as possible after safeguards no longer required as per associated authority
- Category List (16) - Subcategory List (77) - Associated Authorities (398 authorities cited - controls +
sanctions)
CUI Registry- General Guidelines
CU RegiS)
General Guidelines
categoriesSubcategones
Policy and Guidance
Glossary
CU I Reports
CU Tra1ning
WMt othtrJ are
W hat is CUI
Answers to t h e Most
Frequent ly Asked
Questions
Search the Registry
General Guidelines
Marking CUI ma r kings will be developed and scheduled fo r implementation following
publication of additional guidance
Safeguarding Fo r each CUI category and su bcategory federal agencies shall comply with
information security requirements defined by the National Institute of Standards and Technology (NIST) Federal agencies shall consult t he following NIST publications for guidance
on implementing specific measures to safeguard CUI
bull Federal Infor mation Processing Standards Publication 199 Standards for Security
Categorization of Federal Information and Infor mation Systems
bull Federal Information Processing Standards Publication 200 Minimum Security
Requi rements for Federal Information and Information Systems
bull Special Publication 800-53 Revision 4 Security and Privacy Controls for Federal
Information Systems and Organizations
bull Special Publication 800-60 Revision 1 Guide for Mapping Types of Information and
Information Systems to Security Catego ries
Disseminat ion CUI shall be disseminated only to individuals who requi re the information fo r
an authorized mission purpose
Decontrol Information shall be deco nt rolled as soon as possible when it no longer requires
safeguarding measures and dissemination controls pursuant to its associated authorities CUI that has been pu blicly released via aut horized agency procedures shall be considered
decontrolled
8 ropo1Page l
CUI Registry- CategorySubcategory Detail
CUI Registry
St at ist ical -Investm ent Survey
category-Subcategory Practices
Key Elements o f CU I
Chronology and H1sto category-Subcategory Statistical-Investment Survey
category Description Refers t o in f orm ation collected by a Federal st atistical agency un it or
p rogram f or st atistical p urposes orused f or st atistical acti v it i es under law regul ati on or Governm ent -wide policy such Statist ica l CUI requ ires 1)
Gener~l Gtudehne p rotection f rom unaut horiZed disclosure 2) sp eci al hand ling saf eguards Categones Subcategone a n d or 3 prescribe d limits o n access o r d issemina t io n
Polley and GUidanc Subcate gory Description In f ormation reported t o Treasury the Federal Reserve Board of Governors
or the Federal Reserve Banks as part of t he Treasury In t ernation al Capital TIC) dat a reporting syst em
Marking PlACEHOLDER
Abbreviated Marking PlACEHOLDER
Whati$ CUI
All~w=r~ t th o= Mo~t
FreQue ntl Y Aslteltl
Questi ons
Marking and Handling Ge n eral Gu ideline s apply forSa feguard ing Marking Dissemina t io n Instructions and Decont rol
bull Ref erence i nd ividual Saf eguard ing and Dissemination authorities for
control m an ons
Select Safegua rdi ngDissemi nation o r Sanct ion Auth o rity t o view st at utoryregulatory
language in a new w i ndow Authori ty links are updated based on regular re-publication of the Uni ted States Code and Code of
Federal Regulations
CUI Registry- CategorySubcategory Authorities
1ITLII shy hORJUOIlt RRLATIONS AliD LVIEROOURSE l SIOS
(d) Aceess to
dooMd to be ortdals or empl()yoos demgnated to porform IUnltLIODI under Lltla ohapter (e) Peabull ty
ltny person who wtllfully yen1olates subsectton (c) or (d) of tbs aecoon shall upon eoDvtcUon bo nned not more tbln l toGIXI 1n adlftoon to any otMt JKnampltY tmpoMd by law
(Pub L H-1172 ts Oct U ttn6 90 SLat 3162 Pub L ~79 tJUe mfSOS(bXS) Oct 3gt 1984 98 Stat IUO lub 1 101 -amp1) Hfi(d) (e) 1(amp) Nov 7 1000 lOt Stat ZMI)
MllitKUIOIIIIft
t~ (b) Paab L tDI-Ql f7(a) ~d at
t~~-teu~o~~1~~ - dlc17 ~W lor Lbt _tAnanc
~~-==c--=~n~~r~~ and ia to reg offttoer1 betlt
~~-~-_--~~~~Ual~l~~~l ~lma-IMbwD ampnl ~ aJIaliJe born o
noooflh or ltlAt ooold not be ltbta-b)eel to
(a) CirU puah y fw fallure ampo fumla lGIormabull l looo
Wboefer falls to furnJsh any Jnformatton ~ quJred under thls chapter whether reqWred to
~~c~n~ ~~~ ~Jn~~~order- or Jnatr-ucuon promWgatod under tbJa chapter shall be mb)ect to a ch11 penalty of not Jess than $2500 and not mote than 125000 ln a prooeedSnat brourbs under mteetlon (b) or thla ICOUOL (b ) CiYU lldlon for Callure to fWDIsb iafOI ma Uoa
Whenever- lt appean that anJ person bas Called to tumuh any ltlormaUon requ1red under thlauon
Bwcau or Lbe Cn~~bull or lbe Dtpamprtrru~nt or Commerce a autbortMd for p~ or ampWshymenUng and lmprobulllng the qoalt ty or data colshylectAId by the Bureau or the Census to have upon wnttcm request acoea tO daLa relattnQ to bubulll- enUrpraftl tbat a oollociCI4 41rtttly br the Bureau or Koonornlc ADampIyats ror purpoao~ or ~~~~~--~Bu_e~~~~~ut_t~~
Control
Sanction
cbaptlaquo wbmh~ rwqu1rctd to bl 1arnJabed tn the fonn of a roport or oth~ or bas taUod to comply wuh any ru1e regubUon order or Inmiddot structlon promulgated under tbts chapter a
~U~~r~o~u~~h~t~no~~~~ prlat UDHAld S~ OOW of any ten10ry OT otber place aub)ed to the junsdlcUoa of the Unlted StAtes and sucb ooun may enUf a ~
~e iOIl7 TITLE 22--FOREICN RELltTJONS AND LvrRRCOUJtsR l S IOS
~l~S~s~~ ~~tbo~~b _j~~~~iiii- iirii lsilo loiiitdbullbullgt~ eemed to beilo niiiii miiipiiyees ijiirlieiii = ted boon noted ln the report (e) Access to informatibull n limitation
Accoos to lnformaUon obtained unde subshysection (b)(2) of this section shall be abulla only to ofllclals or emplo)bullees designated toP form tuncttons undet lOJUlgtYH~bulluU lIUU ~l mUlgt wvdllug v u cvulr~lo awarded pursuant to tbs chapter Subject to the llmltatlon of tnr~ab (1) of this subsection
eaali)t
this chapter lncludlng~~~~~~~~i~~J~2J
the President may attbonze the exchange ~ tween agencles or ometals desgnated by blm or Information fUrnished b) any person under tls chapter as be deems necessary to carry out the purposes of this chaptfr Nothing ln thls sectlon shall be construed to raqulre any Federal ~ercy to disclose to any official exerclslng authorlty
~~1n~~~PtG~~~d~~~~~~r ~~e~~ chapter bullbullbere disclosure s problblted by law Information collected pursuant to subsection (b)(2) of this sectton m~ be used onlyshy
(1) for analyttcal or statistical PUJllOSIS within the Unlted States Cobullernment~ or
sifl~~r ~)~f~t~~d~o~ Sl05ltb) or (c) of this title
No omclal or employee designated to perform funcUons under this chapter tncludlng consult-
pun~~ t~~dtO~~ yoo~ffs~~ avaHable to any other person any Information collected pursuant to subsection (b)(2) of tts section ln a marmer that the person who ftr shynlsbed the lnformatlon can be speclllcall) ldenshytlOed except as provtdltl In this secton No plr shyson can compel the submission or dtsclosure of any report or constitue nt part thereof collected pursuant to this chapter or any cop) of such iampshyport or oonstltuent rert thereof bull1tbout the
bj~~d~i~~b~~~ehrre~ri~d~r b~~~~ (b) of this sectton and Ki tbout prtor written conshysent of the customet where the person who
~~~~~l3n~b~er~~re~~~~ridi records of such customer ( d) Access to Bureau of EcooomJc Analysis inf_
matioo The Bureau of the Census of the Departmpoundnt
e~~~~~~~~~~e ~iat~~a~af lected by the Bllteau of the Census to have upon bullbullrttten request access to dsta relating to buslneGS enterprlses tlat Is collected directly by the Bureau of Economic Anal)sls for purposes of thts chapter The Bureau of Labor Statlstlcs of the Department of LaOOr s authortud for pushyposes of augmenting and lmprolng the data ogtl middot
AMVIOMRSlS
1900-Sublleo (b) Pub L 101-133 f7(a) lnltr ted a t
tV~ ~Or~ztu~1~e~Ae~1J pcm10n wilo 1bull dlrectJ Tet~ponbulllble Cor the maintefllUiee and compllaUon of uoh lnConnaUon and llbll cer ti(J ~t the reoor t wu pnpared ln aeoordazloe wt th thtbull eb_ner 1bull complet-e and 1bull to web om oerbull bel-
~=~ewii~~t~e~~~tll~~~ll tloru~ b lltled under tblbull obllter ebullUmatebull hale been pro111ded beltaue ckta are not aTallable Cnm cWJ totruatY ccountltlf) noordt or DCeltri~~e dat eoult not be obtalned wl tllou- unive burden and the datt bullub)ed to bull~aeb -Umatc bu been noted ln -be ~JlOrtbull
Sublec (c)(2) Ptl L 101-s33 fQeXI) bullublt luted bulluIHICOUon (e) Cor bulluheetlon (d )
Sublec (d) P ub L IOJ-lln iG(d)(2)bull added 1ulee (d) F ormer bulluhee (d) n3e~tgnatoed (e)
s~ti~ltt lt~ ~~~~~lt~~ru~-fmiddot
ectlon(e)bull 19ampl-Sublleo (b)CTlt (7) Pub L 91-673 1tnck ou
lntematioruol lnYetment beCoro bullurve-
sect3105 Enforcement (a ) C ivU penalty (raquo failWE to furnish informashy
tion Whoever falls to lurnlsb any lnformat1o n reshy
qUlred under thls chapter whether reqUred to
~~~~s~ed~~~ ~rs ~ frt~~6ri order or lnstrucuon promulgated under this chapter shall be sab)ect to a clvH penaltyof not less than $2500 and not more than S2SIXO In a prooeoedlng brought under subsection (b) of this section (b) Civil action for failWE to furnish incr-matioo
Whenemiddoter It appears that any person bas failed to furntsh any lnbrmatlon reqUired und~r this chapter bullbullhether teqUlred to be lurnlsbed In the form of a report or otherwise or bas failed to oomply w tb any rulo retuiGt l o n o rde r Ot ln structton promulgated under thts chapter a
r~~~C~rt~at~u~~h~t~no~re~~ prtate Unlted States court of any tetrttory or other place sub)eot to the jurlsdlctlon of the United States and sucb court may enter a reshystralnlng order or a permanent or temponry Inmiddot t t- 1 __ft -
Links are to official legal editions of the United States Code and Code of Federal Regulations acttona that 1a oollootecl d1rectly Dy tae Kureaa ter Offtcers and employees of the Bureau of theCc) Ortlaal pea atcy for fiDwbull co bull~th lnformiddot Census and the Bureat of Labor Statlstlcs shall Whoever wUlfuJ ly falls to submit any ld orma-shyfr~~1o~e~asozirhl mallGct for purposes of subsectlon (c) of this section be tlon required under this chapter bullbullbetier re-Census and the Bureau or Labor Stausucs shalL Whoewer wUlfully falls to whml t aD7 lnforma-shyfor porposes or Sllbsectlon (c) of thiS aectlon be tlon requ1red under this ehspter whether ~
CUI Registry- Since November 4 2011
Using the Registry to develop additional functionality - Identified gaps- info needs protection no current
enacting authority - Consolidated Overlaps - New requests are compared to existing authorities to
avoid duplication - Display Subcategories with associated Category (initially
all categories followed by subcategories) - Control Authorities with specific requirements identified - Glossary -Search - Left Sidebar navigation
Em
I
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I
CUI Registry- Categories and Subcategories
Category
bull Water Assessments
ergency Management Related to inf ormation concern ing th e continu ity o f
executive branch operations duri ng all-hazards emergencies or other situ ations that may d isrupt norm al
operations
exportcontrolbull unclassified Inf orma tion concern ing certain Items commoditie s techn ology software or other
Subcategories In formation whose export could reasonably be expected bull Research to adversely affe ct the Un ited State s nationa l security
and nonprolif eration obJectives To Incl ude dual use items items iden tif ie d in egtcport admin istration
regulations Internationa l t raf fi c 1n arms regulations an d the mun itions list license applications and sensitive nucl ear technol ogy In formation
Financial Related to the duties t ransactions or o therwise fall ing
- under the purv iew of financial institu tions or un ited Subcategorie s States Gove rnme nt fiscal functions Uses may include
Bank Secrecy but are not lim ited to customer In formation held b y a financial inst itutionBudget
Central Contractor Registration
bull commodny
bull Comptroller General --Subcategories bull Electronic Funds Transf er
bull International Financial Institutions
bull Mergers
bull Retirement -Foreign Government Inf ormationbull In formation pro vided by ot herw ise made availabl e by
or p ro duced in coop erat ion with a fore ign governm ent
or in ternational organization
Geodetic Product Information Related to imagery imagery int elligence o r geospati al in formation
mmigration Related to admission of non-US citizens into t he United
St at es and applications for t emporary and pemnanent Controlle d at the Subcategory level only re sidency Subcategories
bull Asylee
bull Battered Spouse or Ch ild
bull PermanentResidentStatus
Status Adjustment
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Anwr~ 1othQ ftot
freauentiVAsltecl QJo1)tiongt
An asterisk (bull) indicates that the authority rlbull defines specific handling practices ~
Category-Subcategory Practices
category-Subca tegory Transportation-Sensitive Security Information
category Description Related to any mode o f travel or conveyance by atr lan d or waterway
SUbcategory oescrlptlon As deftne d tn 49 CFR Pan 155 sensitive serunty Info rmation IS Information obtained or developed tn the con duct o f securtty actiVIt ies Including research an d development the dlsdosure o f which OOT h as determined would cons t itut e an unwarran t ed invasion o f privacy r eveal trad e S-ecrets or privileged or con fident ial in formation or be detriment al
to transportation safe ty As de fined in 49 CFR Part 15205 Sensit ive Security In formation is info rmation obtained or developed in the conduct of secur ityactivities including research an d development the disclosure of which OHSTSA has det ermined would among other things b e detrimen tal to the secu rity o f tran sp ortation
Marking PlACEHOLDER
Abbrevi ated Mar1lting PLACEHOLDER
Marking a1ld Han dling Safeguarding Mark ing Dissemination a ndor Decontrol measures lnshuctlon s that di ffe r f rom Geoeral Guidelines are r equired by statute
r egulation or govem mentmiddot wide policy
Re ference individual Safegua rding and Dissemination authorities for
control ctations including specific handling practices if applicable
Select SafeguardingDissemi nation or Sanction Authority to view statutoryregulatory language in a new window Authority links a re up dat ed based on regular re-publication of the United Stat es Code and Code of
Federal Regula tio ns
Safeguarding andor DISeminat ron Autho nty I Sanctrons An asteilsk (bull) indicates that tl1e a u thority defmes spe o fiC handling pract1ces
49 usc114(h)
49 CFR 1520bull -
49 USC40 119(b)( l)
4 9 CFR 152017 -
49 CFR 15 49CFR 1517
CUI Registry- Glossary --p- Blogs IBookmarkSh are IContact Us l~
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CUI Registry Executive branch that uses handles o r s to res CUI
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Categories Subcat egories Authorized Holder- An individual o r o rga nizational entity who has a Lawful Government Policy and Guidance Pu rpose fo r o riginating receiving using handling o r sto ring CUI Glossary
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Classified Information- Information that has been determined pu rsuant to Executive Order 135 26 o r any predecessor o r successor Order o r the Atomic Ene rgy Act of 19 54 as amended and its implementing di rectives to requi re p rotection against unautho rized
disclosure
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CONH OUlD Esta blished by Executive Orde r 13556 the Controlled Unclassified Information (CUI) UfLlA)~IfltO
1 - 1()1~1gtAT()Nprogram standar dizes the w ay t he Executive branch handles unclassified irlformatio n t hat r equires safegua rding o r dissemination controls pur suant t o and consistent wit h law
Use the CUI Logor egulations and Government-wide policies Learn About CUI bull
Contact Us
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bull December 8 2014 -Welcome t o t he new CU I Portal
The CUI Regist ry is the aJthoritative sour ce for guidance regarding OJI p-olicies and pr act ices
C Under DevelopmentshyRegistry
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32 CFR 2002 middot Implem en t ing Access Registry by Policy and Guidance Dir ective
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S hop O n lone
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IMPLEMENTATION REMINDER FROM THE EXECUTIVE AGENT
Existing practices for sensit ive unclassif ied information rema in in effect until the CUI
marking implementation deadline (TBD)
C Search the Registry
General Guid elines
Marking CUI markings will be developed and scheduled for implementation followi ng
publication of additional guidance
Safegua r ding For each CU I catego ry and subcatego ry federal agencies shall comply with
information security requirements defined by t he National Instit ute of Standards and
Technology (NIST) Federa l agencies shall consult the following NIST publications for guidance on implementi ng specific measures to safeguard CUI
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Research Our Records Veterans Servoce Records Teachers Resources Our locatoons Shop Onlme
Controlled Unclassified Information CUI) Homegt CU I gt CU I Policy and Gui dance
C 0 1 11lOL II) CUI RegistryU oc w Si fiED
I NrORM ATtON
Use the CU I logo Search the Registry [to)Contact Us
About CUI
Po licy and GuidanceKey Elements of CUI
Chronology and Hi story
FA05
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General Guidelines
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Pc 1n~ ~ 11da bull
Glossary
CUI Reports
CU I Training
What others bullrbull
saying
The Controlled Unclassified Information Executive Agent (CUI EA) issues guidance to Executive
branch departments and agencies that handle unclassified information that requires safeguarding or dissemination controls pursuant to and consistent wit h applicable law
regulations and government-wide policies
CUI Executive Order and Implementing Regulation
Issue Date Title
XXXXXXXX 32 CFR 2002 Contro lled Undassified Information PLACEHOLDER
1104 2010 Executive Order 13556 Contr olled Unclassified Information
CUI Notices and Executive Agent Guidance
CUI Registry- Left Sidebar
Chronology and Hi story
FA05
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Pc
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saying
Slogs I Bookmark Share IContact Us Jc([gt--~ Search Archovesgov~ ~ bull NATIONAL ARCHIVES
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Controlled Unclassified Information CUI) Homegt CU I gt CU I Policy and Gui dance
C 0 111lOL CUI RegistryU oc w Si fiED
I NrORM ATtON
Use the CU I logo Search the RegistryContact Us
About CUI
Po licy and GuidanceKey Elements of CUI
The Controlled Unclassified Information Executive Agent (CUI EA) issues guidance to Executive
branch departments and agencies that handle unclassified information that requires safeguarding or dissemination controls pursuant to and consistent wit h applicable law
regulations and government-wide policies
CUI Executive Order and Implementing Regulation
Issue Date Title
XXXXXXXX 32 CFR 2002 Contro lled Undassified Information PLACEHOLDER
1104 2010 Executive Order 13556 Controlled Unclassified Information
CUI Notices and Executive Agent Guidance
CUI Registry- Ongoing Maintenance
bull Add new categoriessubcategories as approved (Currently 23 Categories 82 Subcategories)
bull Annual updates to USC CFR (Currently 326 control enactment citations 144 sanction citations = 4 70 authority updates annually)
CUI Registry- 32 CFR 2002
Draft regulation reiterates that the CUI Registry is - Sole authoritative repository for information on CUI except
Executive Order 13556 and 32 CFR 2002 - Publicly accessible - Includes citation(s) to law regulation or Government-
wide policy that form the basis for each category and subcategory
- Notes any sanctions or penalties for misuse of each category or subcategory of CUI that are included in applicable statutes or regulations
CUI Registry- Policy and Guidance
Registry is repository for CUI policy and guidance - Executive Order 13556 - 32 CFR 2002 - CUI Advisory Council Charter - CUI Marking Handbook - CUI National Implementation Plan - Additional Executive Agent Notices
CUI Registry- Policy and Guidance
traquolltC11
KkY EIErroelaquosoCll
cttroflOICg aflCI Minor
FAQ
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Policy a nd Guidance
The controlled unclassified InformatiOn Eltecuuvegent (CUI EA) issues guidanceto Ebullecutie branch departmentsand agencies that handle unclassified information that requires safeguarding Of dissemination controlsJpursuant to an-d consistent with applicable law re-gulations and government-Wide po1c1es
CUIExecutive Order and Implementing Regulation - -shy -shy -shy -shy -shy
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CUINot ices and Executive ~ent Guldance
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CUI Advi$Ory Council
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R=ti ~c-d GuidoMc rcordi Cortrol cd U-cl c~fied lnfor1ruotilt0n ~nd the Frc~ oflnfonrutionAct(thh gtvpeuOKie~ t ho joirt iJgtuonu d e tod
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coruroll e-cJ UtCI ~~slfi oOCI IntorTatlon (CUI) OllcNorl ee 201~1 Promiddottl ~lonal
App1ova1 ot Proposea OJI Categ~bulli ~s a((StJbc il tegoties
OOIJoOII(MentsOfSelor AfencyOJICIa1a flo~ Pro_ranMena~er lorCUI Proeram IMPieiTentl t i OO
Controllod Urw l aaifi ~ Information(CUI) Qifico fiLcmoranlum- RcIJi owoi
Propoe3Cate~middot e~orCU RefbullStl)
Guidne~ r osardinCUI ~r-d thQFrdom ofl nfornuti on At ( uporco td en July 3 101(1)
Controlled Unc l n~ifi ed lnoorT~~tion (CUI) ()lfic Noi c 201101 l nito~~l
l nplcOT-enU1i on Glidllnte foe-Uccu~ive Orter13SiG
The CUIEA est ablished the CUIAdvisory Council to carry out consultative functionsdirected by Executive Order 13556
CUI Advisory Councbull Chan er-m PROVISIONAL
Additional Resources
The CUIEA hasdeveloped recommendationsto assist departmentsand agend es in development of their CU I programsand submtsston 0 Information to the EA
Compliance Plan Overview for Departments and Agencies~
Executive Order 13556 0bulleM ewforDepartments and Agenciesm
I
CUI Registry- Agency Implementation Policy amp Practice
Agency-specific CUI implementation considerations - Agency may determine that only selected
categoriessubcategories will be designated by agency personnel
- Agency discretion in certain marking practices bull Full Marking (AGRICULTURE) versus Abbreviated Marking (AG)
bull Require categorysubcategory banner markings for CUI BASIC
- CUI may be handled differently within the agency (discretion to waive marking requirement)
- CUI Registry provides guard rails for Agency practices
CUI Registry- Whats Next Slogs I Bo o km arkSh are ICont act Us -~
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Controlled Unclassified Information (CUI) Home OJI
CONH OUlD Esta blished by Executive Orde r 13556 the Controlled Unclassified Information (CUI) UfLlA)~IfltO
1 - 1()1~1gtAT()Nprogram standardizes the way t he Executive branch handles unclassified irlformation t hat r equires safegua rding o r dissemi nation controls pur suant t o and consistent wit h law
Use the CUI Logor egulations and Government-wide policies Learn About CUI bull
Contact Us
News and Notices Registry
bull December 8 2014 -Welcome to the new CU I Portal
The CUI Regist ry is the aJthoritative sour ce for guidance regarding OJI p-olicies and practices -bull Search the Re0istry
Access Registry by Policy and Guidance
bull Cat egory-Subcategory bull Executive Or der 13556
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Markings
32 CFR 2002 middot Implementing Dir ective
bull Ma rking Handbook
limited Oiseminat ion
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bull OJI Training Modules bull CUI Rep orts
CUI Registry- Whats Next
bull The Registry will evolve format is continually evaluated for clarity and functionality
bull New categoriessubcategoriesauthorities added as identified
bull The CUI Executive Agent will issue additional policy and guidance as needed these documents will be included in the Registry
bull Ongoing Maintenance (Authority Citation Updates)
CUI Registry- Online Demo
Walk through - Front page - General Guidelines - Category-Subcategory List - Detail page - Authority Citation - Policy amp Guidance - Glossary -Search - Left side-bar - Under Development
CUI Registry- QampA
Questions
CONTROLLED
UNCLASSIFIED
INFORMATION
CUI Registry- Categories and Subcategories
Data elements requested 1 Agency 2 Proposed Category (EX Privacy) 3 DefinitionDescription of Proposed Category 4 Proposed Subcategory (if applicable) 5 DefinitionDescription of Proposed Subcategory (if
applicable) (EX Health Information Student Records) 6 Proposed Marking 7 Statute Citation and Name (USC) OR Federal
Regulation (CFR) OR Government-wide Policy 8 Required Safeguarding Controls ANDOR Required
Dissemination Controls
CUI Registry- Categories and Subcategories
7c) Policy must be Government-wide
1) 2) 3) 4) Agency Proposed Proposed Proposed
Category Category Subcategory Definition (if applicable) Description
5) Proposed
Subcategory Definition
Description (if applicable)
6) Proposed Marking
7a) Authority
Statute (Citation and
Name) ---OR--shy
7b) Authority
Federal Regulation
(CFR) ---OR--shy
7c) Sa) Sb) Authority Required Required Govt-wide Safeguarding Dissemination
Policy Controls Controls ---ANDOR--shy
bull Template format was supplied to agencies - Helps to clarify specific elements needed from Agencies - Consistent format assisted Executive Agent evaluation
bull More than 2200 submissions received bull Process of review consultation resolution
consolidation
u l IUid ~h
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CUI Registry- Categories and Subcategories
Evaluating a Control Authority Protection without specific instructions- CUI BASIC
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Illbull 1obeadlaquo ~f~ to l11 bullubtto CaXI wu ID
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offellder llll((stTY TOO dllt~lase shall be l n()Wfl t tSOl8 lAblic actlaquobull ~o e~c aroad ion-11tion u the N6Uoii-Ol SexotTcndtr n~middotutry
tluougtltbC lak-nd (b) Kltdt(lcle rcrwninr ~abull la r eaenJ
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ltitetl)u and to lM pubilc tU lrlomut oll abotrt a manoor tbat ts rell1IJ amp~laquo5Slale to all )llrts-shy
rorwllCllnt wan relevut JuriSdtLlons ucb twlt oficnd~t tn tblt- r~stry TSC jttrtltb~ (hb L 0)-218 U~l ~ I sectUO JIJyen 20 2DOG ml UCi n saU mauuatn the lneroli~ ~1 1n a maeshy Stlt59i) tiEl 1bllt w-111 oorrnlt tbe ~~tDHc to ob3111 reishybullQou 1nlomuttoJ~ ((If coe~ ~u otfultbr by ll sl~ H wO Drt~ Sjldio O~IiM
gl= qu=r1 for 441 gtven rip ooU or ~~raphk Vrokho tallus sell 117 the user t M JJM$1xtloo snaJI ltbull) Rlcublkll- bull l (b) Mandatory exemptionstIJO l ncl uoia tn tho(lxlJn otl t~~ ntfom~~~ot 1dta aJJ
ltere ls e~tabhUe1 th S11t ON~~nW r =bhc w~M
fltld lleltofltb ~b~lttoe~ needed lor lullamprclcl shy
~~h~ ~w~~teruan~~r-~~ ln1~~ ~tel~d ~ 6e lbe A jurisdiction shall exempt from disclosureshyA tCII1Ul) Geu~Ni liball m- middotIIIIHil bull C4-~l (11) lllfltW-mwiofl tbull bo PfO
lte Aetm sball toe tlon (Q ot~~eb t ex olfaxlo1 (1) the identity of any victim of a sex offense
on a lurNlctlol1a Int au auow tbe wtUc to tlon lor each Slt olle uy IVUI - ood o o (2) the Social Security number of the sex offender
7 Lbe JSlaquo m a arm alllt may 11e e~tatllUIel llJ dl h11-11 n cl otba tle ltoMiey Ot nc (3) any reference to arrests of the sex offender
(lllb L 10) US Ud bull ( BcL $7 )
~ ~UI 111 001t Kilo that did not result in conviction and rott t aw CwnuoiiY
(a ) fsablkbloeat (If Prw ~ ) e lllbbl11hed t b (4) any other information exempted from
amplid Al fUil1fa NlCOie ZSJ tIOn Prwram (h~truk feltCdioMtbe~ disclosure by the Attorney General(b) ProtrM nbulltifitatioo
Cd l Utki Blccep~ U ~Vld~ Ill
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tlesblo lDb to sex ~~t~n~ ~~~~~ffl~ilU[n~tl~~orf~nder alftY ud edushyClltlon ro~~t~tmllo$ rlldl oo)On 111Wl proY1de dc lnfouutton 1n tlle
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lbe Site sbaU ln CJUOO l OSUUCllOtS 011 b OIJ to ofulllart4 tu blloWlllff-11 tnMGelraquon d l nfanntllm the An md~idshy (1) 1M At tormy ~ral wUo llba-11 no JuJo u l conwndJ le laquotoncow W~gt tnromutlon Ul Jle Nnl otal sex o rrermr ~O WaN~ill ~nl1~~~middotf~rc~~~du uJ~0s~~~~~~jer~w-n~~middot~~~~~tf ~~bseloo~a~~ne~middotu~==~~ l n)un bar1011 or oommn a ertmo -aIUJI any eaeb vee lD bullb1eb tlle lnill du J llll ils 11 u lnltldual nanea tn Jle rwstt) or resllllni or emplosM orlll Go It-lidlaquo~~Mrlllng bull t bullny ~rbld adMo~ lba w~m~lnJ 0 ) liaeb Juna(bculn wttere be a orrEnlirtMll noto tbat QtIY tUltl oc11ofl could M~~~lllt In cnll or cnrntlaIJE~Wuta e~n~dl8b~~~t ~ ~~~~~~ ltPub L 100 Ml ttt 1 t ua July 27 2JlCC tro 1le d uoe ~mpoyntcnt ot 1t11de~~t IRoOtw coshyStat SQi ) am
CUI Registry- Categories and Subcategories
Evaluating a Control Authority Protection with specific instructions- CUI SPECIFIED
(7) Protect the confidentiality of the identity and location of persons subject to registration requirements as convicted offenders under Federal or State law including prescribing alternative procedures to those otherwise provided by Federal or State law for registration and tracking of such persons
50 11 18
A twrnes General ror tlle CMmlnal Dl middot vtston or ttts or oor aelesroo tbe oueshytor of the UnltOO S1ates Marshals Serv lea ani ofheon of lila t nttld Stbull Manluls SQtYoo da tputd ~ ht lt10bsll bull b o be au~bo 1middot1Mxl to tta-opor sw-renaer ~1 --e ana rnamam CGs-shytolV 0( JgtrtsorwI-WltOOISSEJ lelnpTUllY tramr~rreO fr(lm or to the Uni ted Stt pununt to bull troA~ bullbull~oeutloo ~mont o r oohor lopl aJtbor1ty aul ~rtl rnbanemomt Crom tou~ljplalllbof1LEIi vb t n Lppropnate
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a ) ln ootneetlcn wttb the lltOteetton nf bull wtll- bull pctGaUbulll 111tn- 11r lUI l rn modlat4 lllml ly mcmbor o r cho a
=~b~~~~~~~ w~~Jla~ ManlUJs SlaquovCf ana omcers or tile Uni ted StaUs Marsbals Sentce desshylpated ly the OINetor msy
f1) Prov1do lUItablo d ocurnoJU to onshyble t he peMO n to ce~tablleh ~ r~ew denmiddot ll~Y orotberwbe pru~ tho pnot
12) VlItlle DCUUllt (Ol tlle ~noD13) Probulltde for tbe transtottatton of
bouampebo ld tum ltllre ani other J)m(lnal proJIIIIy Ul bull nnbull Mltldllnoll o tho PIshy_
1) ~hie~ W ib~ peron a paymmt w rnen baSI~ llvu-r npelrS(gt 1n a ~tum es-abl lgtbOO to accordane wltb rerolamiddot t-hm~ 1Sstled b r t he 01roctor for s ub tlm o - tllo At tumcy ~Mnl dotarshymtn eamp to be warron~C
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ltM U 1Ud~15bull-no( a u tbutily 1be Dlreetor US Mushab Stn1et
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Director of the Witness Security Program
~e ~Wiiliiilft~~ r~ l oOGl law enroroollem OC)JaIS ~e D u acwr satl bull 1tllout unltbe m lay disclose to SlCb omdalS the dent1 t )i locatOn ertmlnlll tollords Ill 1n~nu rwshylaUng to t he pcr iiQn Telooattd ot proshyti(OOII wben 1be Ot~tor lmOWJ or Lbe
rstfl~~i~onu o~b~arndega~ N~tod fur (If cluugltld w1t b An orfanbull t-t SI puntt~i-hl o )gt n10ro t i llll o no ~ In prt4on o t thA- 11 bull ltrrlmll of 1oshyltnoo (ONoor- s a u lOOJ tll m ltt~lll st t
I U U Special depu utioa 1be Olrector Onltld States Marshals
~rvtllO Ill UlhortwJ to ltiopuUoo tbo followlr~ plaquolOM to porfotm Uo lunllshytJog of a OefUlV US Manlthal tn wy rustnctOesltlataa b 7 the Vlrecoor
(aJ Seleoetfd otfleers or em~lobullee$ of te Depanme11t ofJutt~
(b) Solotm fcloral Sltao or l oco) lampw enro~t utflocn wbemvlaquo Lbc lampw e11J~rwmenL ntoeltbuf Lht US MarshySUIs ampfVlce 31 reQwn-
(c) Seeeud eml)loyeeos o f (11vace bull euriiJ llOm patl- In pr_ovwl1r~Jt eourtshyroom ltctMt y tor tho Poltio t~l j rJdlelshy
(b) The identity or location of any other information concerning a person receiving protection under 18 USC 3521 etseq or any other matter concerning the person or the Program shall not be disclosed except at the direction of the Attorney General the Assistant Attorney General in charge of the Criminal Division or the
CUI Registry- Categories and Subcategories
Evaluating a Sanction Authority ~e JOin rrtlbullK 2-lfOIUUGN lt JOiS ANO LlltRCOUttSE
ulr
tLA1
e b urshyfti bas
r
o l alltDG ~~~~~~~~~~~~~ tr acts to tlle
data could oot be o btal ned tlthout unduUgtn anll tJle aa~a aub)llC~gt -0 sut ~Ltmalbeen notad ln the rnoort (cl AeOOSi to inforuaUto limitation
Access to lrformauo n otulWd unde$11C tltln (b )() o f t11~ lllldl u n ~tbbullIJ bo 11V only to oftlela ls or employees deGgtatOO tconn fW)CLons una er Lll gt cbapU mcconsultants and perscns wokln~t en conuarded pursuant to thls chapter SabJatllmltoUon of JQllllglapb (I) o l th l =~~tlon the President may autbonu tbe exchange t ~obulloon 4[eoetes or om clab aestgoaU1 ly btm or ldormatlon 1unlsbed by ans DEJSOO under tlts 1990-Suoteo (b Vl traquo bull -middot~~ bull bull Wp1er as be OOems llecessa) to Ctrrf out tlle en~ Vbe a npu PlTPOSOOC of tMs ehaptr Not blnr l n tb)) tooton -w --~ shall be construed to reqUire any Federal ac-eney penl(lrl m~ 11 din~C~
u Any person who willfully violates to Glilelcse to an) omctal exertlsl~ autboncy ~t theteDOttshytmder t bs chsDter any 1nfornut lon cr repnrt b~ III Co)mplccollected u~der legal authorit y otOOr tbu tbs kmwlffige and belle clopter wb tn dlMlotun l~ pr oMbtted by bu a - UI IIllllth 11 subsection (c) or (d) of this section shall Wonnat on collected pursuant to stbsretlon tiCIIUI IM~ undet
(bX2J o r tJls sectton tmy be usedonJy- prof1cbd beltalR ( (1) for analyt1 cal or mattstlcal DUJOOaIS tonarr aceounUn r
wHbln t he Umted States Covernrmnt or obtalned 1dtbeu u upon conviction be fined not more than-~gt -uth l
Subcoe (c)(t) 1~~~ ~)~~~doot~~ _u- ltbullrmiddot tshySl03lt b) or ltcJ ortus tl t le Sute td ) Pub I $10000 in addition to any other penaltyNo omctal or emll o~oo lleslrnamptOO LO perform v- tc ( J) bull
functlons undet t his cbaper nel uduw ooliSult- Subcoe (c) Pub ~ bullubolcoo (ol) ccUOflc)bull ~~~1 ~nO~~ ~00~~= imposed by law19M-Sulleltl (b(
afa bble to aey other ~rsan any lnformatlo n lllteruthnal lnntcoUeetell pursuan~ tO SUllseetlOil (OX21 Of UlS section In a manner t ha t be pel$1n who turshy sect 3105 Eoortement nsbOO tbe lnformatton can be speclflcal l)bull l dm 4 lta) CWU pefl8lty for faiIWE tamp furnfib informbullmiddot tilled eXIltlpt - pr ovtded tn tblt~ ooo~lon No pershy UIUson can compel tOO submlsslOn or dsclosue of
Wboavflr C-H~ to lumhlh a~ lnformatlofl ~
Jnrsunt to tbs chapter o r any oovbull of s u eb rampshyany report or oonsl too nt pan tberoor col Jectea
qutrec unde r thl s cba~r wietber requlred to Iraquort or oonstltuert sert tbereor bullltbou tie ~~~S~~ =~ifr~~6~ I~~wo~~~hd~Jrrn~r~~- onler or lnstruct)an promWgated unJer thlS
ohpter abail be llub)oct t oo ehmiddot11 penalty of not(b) o r tJllS sectton and wl tbou prtor wri Ltell oonshy0$$ t llan $2500 a nd not more tlan S2SOOO In a bull n t of t b e mtamor bullh tho pATS~on who proceea1ng llaquoltugbt unJ1er sutGec~aon (b) or thllS
~~~4~n~~b~e~~f~=~~d~ seetlon lECotds or such cusomer (bl Ciril action for failure to furnish infltrmatioo (d) Aeeess to Bureau of EeooomJe Aflalysis inforshy beneer tt a i)pears abat any person bas falled
to lutnl~b any l n lornutlon NqW tad Ulldor t hraquo chapte r abullhpoundthlaquo reqUired to be lurnsbed ln t he
liUlU~tn
lhbull lbtOAil of to Caontll~ of t ho Ooj~alimont Co rm o r a ngtport 01 o tbetwlse or bas 6Uhbullll too1 Comnerce l s autbortzed for purposes ol a~shy oomph wi th any r llle reluJatlon order or lnshymenUng and l rspwvll~ tbe ~ualty of daW oo1 4
s ttuctlon promulgateO undet tbs cbapttr alreted by tbe Bllftoau or tbe Omsu to haw upon bull bullrtt ten rKUeltst access t o dstamp relattng to r~~~~l1~7thu~~b~ttC~~~~~ln~l-nUrprIJ~o$ t ha t J~ reg llctod d iOetly by prate Ullltel ampatlaquogt court oc any oomtory orthe Bureau of Bcooomc Analyst~ for purposes of lblS t bapw r lbe Bu rnau o r LalOr SlatlSliCS o r otiler olsce s utooc1 to Ue tJM$dlot1o11 of t he the Department of Labor Is autl ortood for purshy Ut~lted SatEosbull and suc-b oowt nay e nter a reshy
ottA1mng onler o r o petmonent o r temporc~cy ln4
raquoSeS oraugmeatlr~ and tmprolng the data ool 4
loctod by tho DWGQu o f IAbot Satl~tlt~ to ~~t~~~~t~~~~s=P~~b ~uc~~~~ luve acooos upon wrtt ten Nquaet to selected reru1ttlon oldlr o r )nstruet1ol as t he C8le
nuy be or lmpooe t he ch11 ~naltlbull provtded In uleoun(tllon mrarmauoo lt~n bugttoeu tn~ orlSE$ u d data on lntenuttonal servtoes tr arsshy ~~tlon (a ) of l h b ~-tlqn o r both aetlons t hat Is collected dtrectlJ bs t he Bureau Ccl Criminal ()(11altr for failure t1gt s ubmit infOf middotr~fie~~~~~~io~~~~B9~~ffe matioo Omsu and t be Bureau or Labor Stalsocs shall Abeever Wli11W1y falls to s tlbmt aoy Inform~ fflr purp~at of J~ubAetlon (e ) o f t h U ~tlen bo tlt~n toqtl NIltI u n War til l~ e b Aptcr wb oohot rwshy
Subcategories
bull Naval Nuclear Propulsion Information
bull Safeguards Informationbull Routinely handled by few
bull Security-Related Informationbull
bull Unclassified Controlled Nuclear Informationshy
Defensebull
Subcategories
bull Contract Use
bull Death Records
bull Inspector General
bull Military
bull Personnel
bull Student Records
CUI Registry- Categories and Subcategories
Related to protection of information concerning nuclear reactors materials or security
Routinely handled by many
Pat ent
Controlled at the Subcat egory level only Subcategories
bull Applicationbull
bull Invention
bull Secrecy Orders
bull Genetic Informationbull
bull Health Informationbull
Patent is a property right granted by the Government of t he United States of America t o an invent or to exclude ot hers from making using offer ing for sale o r selling the invention throughout the United States or importing the invention into the United States for a limited time in exchange for public disclosure of the invention when t he patent is granted
Ref ers t o personal inf ormation or in som e cases personally identi fiable information as defined in OMB M-07-16 or means of identification as defined in 18 usc 1028( d)(7)
CUI Registry- Categories and Subcategories
Stat ist ical
Subcategories
bull Census
bull Investment Survey
bull Pesticide Producer Survey
quotations and business and marketing plans
Refers to information collected by a Federal statistical agency unit or program for statistical purposes or used for statistical activities under law regulation or Government-wide policy such Statistical CUI requires 1) protection f rom unauthorized disclosure 2) special handling safeguards and or 3) prescribed l imits on access or dissemination
Related to a compulsory contribution to government revenue involving information regarding returns or
Subcategories
bull Convent ion Information may be controlled at the category level or at the subcategory level based on the controlling authority
ansportation Related to any mode of travel or conveyance by air land
Controlled at the Subcategory level only or waterway
Subcategories Information may be controlled at the subcategory level only bull Sensitive Security Information
fl rop of Page J
CUI Registry- Launched November 4 2011
Launch information - Reminder that existing agency policies remain in effect
until implementation deadline (TBD) - General Guidelines
bull Markings to be developed in additional guidance
bull Safeguarding in compliance with OMB policies and NIST standards and guidelines as per Executive Order 13556
bull Dissemination to those with mission purpose
bull Decontrol as soon as possible after safeguards no longer required as per associated authority
- Category List (16) - Subcategory List (77) - Associated Authorities (398 authorities cited - controls +
sanctions)
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CU RegiS)
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General Guidelines
Marking CUI ma r kings will be developed and scheduled fo r implementation following
publication of additional guidance
Safeguarding Fo r each CUI category and su bcategory federal agencies shall comply with
information security requirements defined by the National Institute of Standards and Technology (NIST) Federal agencies shall consult t he following NIST publications for guidance
on implementing specific measures to safeguard CUI
bull Federal Infor mation Processing Standards Publication 199 Standards for Security
Categorization of Federal Information and Infor mation Systems
bull Federal Information Processing Standards Publication 200 Minimum Security
Requi rements for Federal Information and Information Systems
bull Special Publication 800-53 Revision 4 Security and Privacy Controls for Federal
Information Systems and Organizations
bull Special Publication 800-60 Revision 1 Guide for Mapping Types of Information and
Information Systems to Security Catego ries
Disseminat ion CUI shall be disseminated only to individuals who requi re the information fo r
an authorized mission purpose
Decontrol Information shall be deco nt rolled as soon as possible when it no longer requires
safeguarding measures and dissemination controls pursuant to its associated authorities CUI that has been pu blicly released via aut horized agency procedures shall be considered
decontrolled
8 ropo1Page l
CUI Registry- CategorySubcategory Detail
CUI Registry
St at ist ical -Investm ent Survey
category-Subcategory Practices
Key Elements o f CU I
Chronology and H1sto category-Subcategory Statistical-Investment Survey
category Description Refers t o in f orm ation collected by a Federal st atistical agency un it or
p rogram f or st atistical p urposes orused f or st atistical acti v it i es under law regul ati on or Governm ent -wide policy such Statist ica l CUI requ ires 1)
Gener~l Gtudehne p rotection f rom unaut horiZed disclosure 2) sp eci al hand ling saf eguards Categones Subcategone a n d or 3 prescribe d limits o n access o r d issemina t io n
Polley and GUidanc Subcate gory Description In f ormation reported t o Treasury the Federal Reserve Board of Governors
or the Federal Reserve Banks as part of t he Treasury In t ernation al Capital TIC) dat a reporting syst em
Marking PlACEHOLDER
Abbreviated Marking PlACEHOLDER
Whati$ CUI
All~w=r~ t th o= Mo~t
FreQue ntl Y Aslteltl
Questi ons
Marking and Handling Ge n eral Gu ideline s apply forSa feguard ing Marking Dissemina t io n Instructions and Decont rol
bull Ref erence i nd ividual Saf eguard ing and Dissemination authorities for
control m an ons
Select Safegua rdi ngDissemi nation o r Sanct ion Auth o rity t o view st at utoryregulatory
language in a new w i ndow Authori ty links are updated based on regular re-publication of the Uni ted States Code and Code of
Federal Regulations
CUI Registry- CategorySubcategory Authorities
1ITLII shy hORJUOIlt RRLATIONS AliD LVIEROOURSE l SIOS
(d) Aceess to
dooMd to be ortdals or empl()yoos demgnated to porform IUnltLIODI under Lltla ohapter (e) Peabull ty
ltny person who wtllfully yen1olates subsectton (c) or (d) of tbs aecoon shall upon eoDvtcUon bo nned not more tbln l toGIXI 1n adlftoon to any otMt JKnampltY tmpoMd by law
(Pub L H-1172 ts Oct U ttn6 90 SLat 3162 Pub L ~79 tJUe mfSOS(bXS) Oct 3gt 1984 98 Stat IUO lub 1 101 -amp1) Hfi(d) (e) 1(amp) Nov 7 1000 lOt Stat ZMI)
MllitKUIOIIIIft
t~ (b) Paab L tDI-Ql f7(a) ~d at
t~~-teu~o~~1~~ - dlc17 ~W lor Lbt _tAnanc
~~-==c--=~n~~r~~ and ia to reg offttoer1 betlt
~~-~-_--~~~~Ual~l~~~l ~lma-IMbwD ampnl ~ aJIaliJe born o
noooflh or ltlAt ooold not be ltbta-b)eel to
(a) CirU puah y fw fallure ampo fumla lGIormabull l looo
Wboefer falls to furnJsh any Jnformatton ~ quJred under thls chapter whether reqWred to
~~c~n~ ~~~ ~Jn~~~order- or Jnatr-ucuon promWgatod under tbJa chapter shall be mb)ect to a ch11 penalty of not Jess than $2500 and not mote than 125000 ln a prooeedSnat brourbs under mteetlon (b) or thla ICOUOL (b ) CiYU lldlon for Callure to fWDIsb iafOI ma Uoa
Whenever- lt appean that anJ person bas Called to tumuh any ltlormaUon requ1red under thlauon
Bwcau or Lbe Cn~~bull or lbe Dtpamprtrru~nt or Commerce a autbortMd for p~ or ampWshymenUng and lmprobulllng the qoalt ty or data colshylectAId by the Bureau or the Census to have upon wnttcm request acoea tO daLa relattnQ to bubulll- enUrpraftl tbat a oollociCI4 41rtttly br the Bureau or Koonornlc ADampIyats ror purpoao~ or ~~~~~--~Bu_e~~~~~ut_t~~
Control
Sanction
cbaptlaquo wbmh~ rwqu1rctd to bl 1arnJabed tn the fonn of a roport or oth~ or bas taUod to comply wuh any ru1e regubUon order or Inmiddot structlon promulgated under tbts chapter a
~U~~r~o~u~~h~t~no~~~~ prlat UDHAld S~ OOW of any ten10ry OT otber place aub)ed to the junsdlcUoa of the Unlted StAtes and sucb ooun may enUf a ~
~e iOIl7 TITLE 22--FOREICN RELltTJONS AND LvrRRCOUJtsR l S IOS
~l~S~s~~ ~~tbo~~b _j~~~~iiii- iirii lsilo loiiitdbullbullgt~ eemed to beilo niiiii miiipiiyees ijiirlieiii = ted boon noted ln the report (e) Access to informatibull n limitation
Accoos to lnformaUon obtained unde subshysection (b)(2) of this section shall be abulla only to ofllclals or emplo)bullees designated toP form tuncttons undet lOJUlgtYH~bulluU lIUU ~l mUlgt wvdllug v u cvulr~lo awarded pursuant to tbs chapter Subject to the llmltatlon of tnr~ab (1) of this subsection
eaali)t
this chapter lncludlng~~~~~~~~i~~J~2J
the President may attbonze the exchange ~ tween agencles or ometals desgnated by blm or Information fUrnished b) any person under tls chapter as be deems necessary to carry out the purposes of this chaptfr Nothing ln thls sectlon shall be construed to raqulre any Federal ~ercy to disclose to any official exerclslng authorlty
~~1n~~~PtG~~~d~~~~~~r ~~e~~ chapter bullbullbere disclosure s problblted by law Information collected pursuant to subsection (b)(2) of this sectton m~ be used onlyshy
(1) for analyttcal or statistical PUJllOSIS within the Unlted States Cobullernment~ or
sifl~~r ~)~f~t~~d~o~ Sl05ltb) or (c) of this title
No omclal or employee designated to perform funcUons under this chapter tncludlng consult-
pun~~ t~~dtO~~ yoo~ffs~~ avaHable to any other person any Information collected pursuant to subsection (b)(2) of tts section ln a marmer that the person who ftr shynlsbed the lnformatlon can be speclllcall) ldenshytlOed except as provtdltl In this secton No plr shyson can compel the submission or dtsclosure of any report or constitue nt part thereof collected pursuant to this chapter or any cop) of such iampshyport or oonstltuent rert thereof bull1tbout the
bj~~d~i~~b~~~ehrre~ri~d~r b~~~~ (b) of this sectton and Ki tbout prtor written conshysent of the customet where the person who
~~~~~l3n~b~er~~re~~~~ridi records of such customer ( d) Access to Bureau of EcooomJc Analysis inf_
matioo The Bureau of the Census of the Departmpoundnt
e~~~~~~~~~~e ~iat~~a~af lected by the Bllteau of the Census to have upon bullbullrttten request access to dsta relating to buslneGS enterprlses tlat Is collected directly by the Bureau of Economic Anal)sls for purposes of thts chapter The Bureau of Labor Statlstlcs of the Department of LaOOr s authortud for pushyposes of augmenting and lmprolng the data ogtl middot
AMVIOMRSlS
1900-Sublleo (b) Pub L 101-133 f7(a) lnltr ted a t
tV~ ~Or~ztu~1~e~Ae~1J pcm10n wilo 1bull dlrectJ Tet~ponbulllble Cor the maintefllUiee and compllaUon of uoh lnConnaUon and llbll cer ti(J ~t the reoor t wu pnpared ln aeoordazloe wt th thtbull eb_ner 1bull complet-e and 1bull to web om oerbull bel-
~=~ewii~~t~e~~~tll~~~ll tloru~ b lltled under tblbull obllter ebullUmatebull hale been pro111ded beltaue ckta are not aTallable Cnm cWJ totruatY ccountltlf) noordt or DCeltri~~e dat eoult not be obtalned wl tllou- unive burden and the datt bullub)ed to bull~aeb -Umatc bu been noted ln -be ~JlOrtbull
Sublec (c)(2) Ptl L 101-s33 fQeXI) bullublt luted bulluIHICOUon (e) Cor bulluheetlon (d )
Sublec (d) P ub L IOJ-lln iG(d)(2)bull added 1ulee (d) F ormer bulluhee (d) n3e~tgnatoed (e)
s~ti~ltt lt~ ~~~~~lt~~ru~-fmiddot
ectlon(e)bull 19ampl-Sublleo (b)CTlt (7) Pub L 91-673 1tnck ou
lntematioruol lnYetment beCoro bullurve-
sect3105 Enforcement (a ) C ivU penalty (raquo failWE to furnish informashy
tion Whoever falls to lurnlsb any lnformat1o n reshy
qUlred under thls chapter whether reqUred to
~~~~s~ed~~~ ~rs ~ frt~~6ri order or lnstrucuon promulgated under this chapter shall be sab)ect to a clvH penaltyof not less than $2500 and not more than S2SIXO In a prooeoedlng brought under subsection (b) of this section (b) Civil action for failWE to furnish incr-matioo
Whenemiddoter It appears that any person bas failed to furntsh any lnbrmatlon reqUired und~r this chapter bullbullhether teqUlred to be lurnlsbed In the form of a report or otherwise or bas failed to oomply w tb any rulo retuiGt l o n o rde r Ot ln structton promulgated under thts chapter a
r~~~C~rt~at~u~~h~t~no~re~~ prtate Unlted States court of any tetrttory or other place sub)eot to the jurlsdlctlon of the United States and sucb court may enter a reshystralnlng order or a permanent or temponry Inmiddot t t- 1 __ft -
Links are to official legal editions of the United States Code and Code of Federal Regulations acttona that 1a oollootecl d1rectly Dy tae Kureaa ter Offtcers and employees of the Bureau of theCc) Ortlaal pea atcy for fiDwbull co bull~th lnformiddot Census and the Bureat of Labor Statlstlcs shall Whoever wUlfuJ ly falls to submit any ld orma-shyfr~~1o~e~asozirhl mallGct for purposes of subsectlon (c) of this section be tlon required under this chapter bullbullbetier re-Census and the Bureau or Labor Stausucs shalL Whoewer wUlfully falls to whml t aD7 lnforma-shyfor porposes or Sllbsectlon (c) of thiS aectlon be tlon requ1red under this ehspter whether ~
CUI Registry- Since November 4 2011
Using the Registry to develop additional functionality - Identified gaps- info needs protection no current
enacting authority - Consolidated Overlaps - New requests are compared to existing authorities to
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CUI Registry- Categories and Subcategories
Category
bull Water Assessments
ergency Management Related to inf ormation concern ing th e continu ity o f
executive branch operations duri ng all-hazards emergencies or other situ ations that may d isrupt norm al
operations
exportcontrolbull unclassified Inf orma tion concern ing certain Items commoditie s techn ology software or other
Subcategories In formation whose export could reasonably be expected bull Research to adversely affe ct the Un ited State s nationa l security
and nonprolif eration obJectives To Incl ude dual use items items iden tif ie d in egtcport admin istration
regulations Internationa l t raf fi c 1n arms regulations an d the mun itions list license applications and sensitive nucl ear technol ogy In formation
Financial Related to the duties t ransactions or o therwise fall ing
- under the purv iew of financial institu tions or un ited Subcategorie s States Gove rnme nt fiscal functions Uses may include
Bank Secrecy but are not lim ited to customer In formation held b y a financial inst itutionBudget
Central Contractor Registration
bull commodny
bull Comptroller General --Subcategories bull Electronic Funds Transf er
bull International Financial Institutions
bull Mergers
bull Retirement -Foreign Government Inf ormationbull In formation pro vided by ot herw ise made availabl e by
or p ro duced in coop erat ion with a fore ign governm ent
or in ternational organization
Geodetic Product Information Related to imagery imagery int elligence o r geospati al in formation
mmigration Related to admission of non-US citizens into t he United
St at es and applications for t emporary and pemnanent Controlle d at the Subcategory level only re sidency Subcategories
bull Asylee
bull Battered Spouse or Ch ild
bull PermanentResidentStatus
Status Adjustment
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An asterisk (bull) indicates that the authority rlbull defines specific handling practices ~
Category-Subcategory Practices
category-Subca tegory Transportation-Sensitive Security Information
category Description Related to any mode o f travel or conveyance by atr lan d or waterway
SUbcategory oescrlptlon As deftne d tn 49 CFR Pan 155 sensitive serunty Info rmation IS Information obtained or developed tn the con duct o f securtty actiVIt ies Including research an d development the dlsdosure o f which OOT h as determined would cons t itut e an unwarran t ed invasion o f privacy r eveal trad e S-ecrets or privileged or con fident ial in formation or be detriment al
to transportation safe ty As de fined in 49 CFR Part 15205 Sensit ive Security In formation is info rmation obtained or developed in the conduct of secur ityactivities including research an d development the disclosure of which OHSTSA has det ermined would among other things b e detrimen tal to the secu rity o f tran sp ortation
Marking PlACEHOLDER
Abbrevi ated Mar1lting PLACEHOLDER
Marking a1ld Han dling Safeguarding Mark ing Dissemination a ndor Decontrol measures lnshuctlon s that di ffe r f rom Geoeral Guidelines are r equired by statute
r egulation or govem mentmiddot wide policy
Re ference individual Safegua rding and Dissemination authorities for
control ctations including specific handling practices if applicable
Select SafeguardingDissemi nation or Sanction Authority to view statutoryregulatory language in a new window Authority links a re up dat ed based on regular re-publication of the United Stat es Code and Code of
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Safeguarding andor DISeminat ron Autho nty I Sanctrons An asteilsk (bull) indicates that tl1e a u thority defmes spe o fiC handling pract1ces
49 usc114(h)
49 CFR 1520bull -
49 USC40 119(b)( l)
4 9 CFR 152017 -
49 CFR 15 49CFR 1517
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bull December 8 2014 -Welcome t o t he new CU I Portal
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Existing practices for sensit ive unclassif ied information rema in in effect until the CUI
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Marking CUI markings will be developed and scheduled for implementation followi ng
publication of additional guidance
Safegua r ding For each CU I catego ry and subcatego ry federal agencies shall comply with
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The Controlled Unclassified Information Executive Agent (CUI EA) issues guidance to Executive
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CUI Executive Order and Implementing Regulation
Issue Date Title
XXXXXXXX 32 CFR 2002 Contro lled Undassified Information PLACEHOLDER
1104 2010 Executive Order 13556 Contr olled Unclassified Information
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The Controlled Unclassified Information Executive Agent (CUI EA) issues guidance to Executive
branch departments and agencies that handle unclassified information that requires safeguarding or dissemination controls pursuant to and consistent wit h applicable law
regulations and government-wide policies
CUI Executive Order and Implementing Regulation
Issue Date Title
XXXXXXXX 32 CFR 2002 Contro lled Undassified Information PLACEHOLDER
1104 2010 Executive Order 13556 Controlled Unclassified Information
CUI Notices and Executive Agent Guidance
CUI Registry- Ongoing Maintenance
bull Add new categoriessubcategories as approved (Currently 23 Categories 82 Subcategories)
bull Annual updates to USC CFR (Currently 326 control enactment citations 144 sanction citations = 4 70 authority updates annually)
CUI Registry- 32 CFR 2002
Draft regulation reiterates that the CUI Registry is - Sole authoritative repository for information on CUI except
Executive Order 13556 and 32 CFR 2002 - Publicly accessible - Includes citation(s) to law regulation or Government-
wide policy that form the basis for each category and subcategory
- Notes any sanctions or penalties for misuse of each category or subcategory of CUI that are included in applicable statutes or regulations
CUI Registry- Policy and Guidance
Registry is repository for CUI policy and guidance - Executive Order 13556 - 32 CFR 2002 - CUI Advisory Council Charter - CUI Marking Handbook - CUI National Implementation Plan - Additional Executive Agent Notices
CUI Registry- Policy and Guidance
traquolltC11
KkY EIErroelaquosoCll
cttroflOICg aflCI Minor
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Policy a nd Guidance
The controlled unclassified InformatiOn Eltecuuvegent (CUI EA) issues guidanceto Ebullecutie branch departmentsand agencies that handle unclassified information that requires safeguarding Of dissemination controlsJpursuant to an-d consistent with applicable law re-gulations and government-Wide po1c1es
CUIExecutive Order and Implementing Regulation - -shy -shy -shy -shy -shy
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11042010
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32 Oll 2002 Control~~ Uncl o ifi ~ lnform tien PIACUmiddotOOLOH
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CUINot ices and Executive ~ent Guldance
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OS 22 2013
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07172012
11222011
092011
CUI Advi$Ory Council
Titlo
MertinCntrollc-cl Un-d~i~c-cl l roormoion(Mo rkir-s- l-l e ndbool ) PLACUIOLOpoundR
R=ti ~c-d GuidoMc rcordi Cortrol cd U-cl c~fied lnfor1ruotilt0n ~nd the Frc~ oflnfonrutionAct(thh gtvpeuOKie~ t ho joirt iJgtuonu d e tod
NOYemberl22ott t
coruroll e-cJ UtCI ~~slfi oOCI IntorTatlon (CUI) OllcNorl ee 201~1 Promiddottl ~lonal
App1ova1 ot Proposea OJI Categ~bulli ~s a((StJbc il tegoties
OOIJoOII(MentsOfSelor AfencyOJICIa1a flo~ Pro_ranMena~er lorCUI Proeram IMPieiTentl t i OO
Controllod Urw l aaifi ~ Information(CUI) Qifico fiLcmoranlum- RcIJi owoi
Propoe3Cate~middot e~orCU RefbullStl)
Guidne~ r osardinCUI ~r-d thQFrdom ofl nfornuti on At ( uporco td en July 3 101(1)
Controlled Unc l n~ifi ed lnoorT~~tion (CUI) ()lfic Noi c 201101 l nito~~l
l nplcOT-enU1i on Glidllnte foe-Uccu~ive Orter13SiG
The CUIEA est ablished the CUIAdvisory Council to carry out consultative functionsdirected by Executive Order 13556
CUI Advisory Councbull Chan er-m PROVISIONAL
Additional Resources
The CUIEA hasdeveloped recommendationsto assist departmentsand agend es in development of their CU I programsand submtsston 0 Information to the EA
Compliance Plan Overview for Departments and Agencies~
Executive Order 13556 0bulleM ewforDepartments and Agenciesm
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CUI Registry- Agency Implementation Policy amp Practice
Agency-specific CUI implementation considerations - Agency may determine that only selected
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- Agency discretion in certain marking practices bull Full Marking (AGRICULTURE) versus Abbreviated Marking (AG)
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CONH OUlD Esta blished by Executive Orde r 13556 the Controlled Unclassified Information (CUI) UfLlA)~IfltO
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Use the CUI Logor egulations and Government-wide policies Learn About CUI bull
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CUI Registry- Categories and Subcategories
7c) Policy must be Government-wide
1) 2) 3) 4) Agency Proposed Proposed Proposed
Category Category Subcategory Definition (if applicable) Description
5) Proposed
Subcategory Definition
Description (if applicable)
6) Proposed Marking
7a) Authority
Statute (Citation and
Name) ---OR--shy
7b) Authority
Federal Regulation
(CFR) ---OR--shy
7c) Sa) Sb) Authority Required Required Govt-wide Safeguarding Dissemination
Policy Controls Controls ---ANDOR--shy
bull Template format was supplied to agencies - Helps to clarify specific elements needed from Agencies - Consistent format assisted Executive Agent evaluation
bull More than 2200 submissions received bull Process of review consultation resolution
consolidation
u l IUid ~h
tl eraquo u
tl
CUI Registry- Categories and Subcategories
Evaluating a Control Authority Protection without specific instructions- CUI BASIC
TT11Ji ~TilE PlBLJC HSALTfl AID WHLFAPF
nw-~ancTint
Illbull 1obeadlaquo ~f~ to l11 bullubtto CaXI wu ID
~) ~~~~-~7ttJmiddot 11-J) ttonltgt c-1 d11d l mJUliWfgt bull m boltl~ Rc~owu - gtv-o r- o Abull - r_ t onal uw~ at elo Jlaquolurol lluoau ot b-CQ d-bulln_UCQlt~r uIJ~ I 10 hcoc -=311~n Ttlcnt c tlgialktu Cor ~adl ~1 olleulcbullrand aey othe r pcorshyl$011 t-urwer~IOt lal dt lttiJ u u e Uldt~let SCI11 rlaquo~UltErl 10 Nct~ter ln a Jurtsdietlcnmiddot ~ su
offellder llll((stTY TOO dllt~lase shall be l n()Wfl t tSOl8 lAblic actlaquobull ~o e~c aroad ion-11tion u the N6Uoii-Ol SexotTcndtr n~middotutry
tluougtltbC lak-nd (b) Kltdt(lcle rcrwninr ~abull la r eaenJ
lbtotpt ~~a~ FOrtdltcent l ll t h z cectlon eooh lut~tshytb~~~~~~e~~~citr[~o~~~ 1Po$0) tlut updAtgtd l llfonniiUQn abotn 11 tOX (1(Ocuoa sbaU mak e amiddotallable on tbe lnWrret m ~ a mmtodt~~olocly l raum1t tN by dtlteLrone
ltitetl)u and to lM pubilc tU lrlomut oll abotrt a manoor tbat ts rell1IJ amp~laquo5Slale to all )llrts-shy
rorwllCllnt wan relevut JuriSdtLlons ucb twlt oficnd~t tn tblt- r~stry TSC jttrtltb~ (hb L 0)-218 U~l ~ I sectUO JIJyen 20 2DOG ml UCi n saU mauuatn the lneroli~ ~1 1n a maeshy Stlt59i) tiEl 1bllt w-111 oorrnlt tbe ~~tDHc to ob3111 reishybullQou 1nlomuttoJ~ ((If coe~ ~u otfultbr by ll sl~ H wO Drt~ Sjldio O~IiM
gl= qu=r1 for 441 gtven rip ooU or ~~raphk Vrokho tallus sell 117 the user t M JJM$1xtloo snaJI ltbull) Rlcublkll- bull l (b) Mandatory exemptionstIJO l ncl uoia tn tho(lxlJn otl t~~ ntfom~~~ot 1dta aJJ
ltere ls e~tabhUe1 th S11t ON~~nW r =bhc w~M
fltld lleltofltb ~b~lttoe~ needed lor lullamprclcl shy
~~h~ ~w~~teruan~~r-~~ ln1~~ ~tel~d ~ 6e lbe A jurisdiction shall exempt from disclosureshyA tCII1Ul) Geu~Ni liball m- middotIIIIHil bull C4-~l (11) lllfltW-mwiofl tbull bo PfO
lte Aetm sball toe tlon (Q ot~~eb t ex olfaxlo1 (1) the identity of any victim of a sex offense
on a lurNlctlol1a Int au auow tbe wtUc to tlon lor each Slt olle uy IVUI - ood o o (2) the Social Security number of the sex offender
7 Lbe JSlaquo m a arm alllt may 11e e~tatllUIel llJ dl h11-11 n cl otba tle ltoMiey Ot nc (3) any reference to arrests of the sex offender
(lllb L 10) US Ud bull ( BcL $7 )
~ ~UI 111 001t Kilo that did not result in conviction and rott t aw CwnuoiiY
(a ) fsablkbloeat (If Prw ~ ) e lllbbl11hed t b (4) any other information exempted from
amplid Al fUil1fa NlCOie ZSJ tIOn Prwram (h~truk feltCdioMtbe~ disclosure by the Attorney General(b) ProtrM nbulltifitatioo
Cd l Utki Blccep~ U ~Vld~ Ill
The nw Sllampll ~t~Clul) 110 tbe extetu ~
tlesblo lDb to sex ~~t~n~ ~~~~~ffl~ilU[n~tl~~orf~nder alftY ud edushyClltlon ro~~t~tmllo$ rlldl oo)On 111Wl proY1de dc lnfouutton 1n tlle
C-l CMPOdiN ampf - shy ~UY (Cttller tb 81 10fOmlampUCtll elffl~d tlltn dlltlcla me 0~ tbe AOOrne$ GeomUampWut tbu
lbe Site sbaU ln CJUOO l OSUUCllOtS 011 b OIJ to ofulllart4 tu blloWlllff-11 tnMGelraquon d l nfanntllm the An md~idshy (1) 1M At tormy ~ral wUo llba-11 no JuJo u l conwndJ le laquotoncow W~gt tnromutlon Ul Jle Nnl otal sex o rrermr ~O WaN~ill ~nl1~~~middotf~rc~~~du uJ~0s~~~~~~jer~w-n~~middot~~~~~tf ~~bseloo~a~~ne~middotu~==~~ l n)un bar1011 or oommn a ertmo -aIUJI any eaeb vee lD bullb1eb tlle lnill du J llll ils 11 u lnltldual nanea tn Jle rwstt) or resllllni or emplosM orlll Go It-lidlaquo~~Mrlllng bull t bullny ~rbld adMo~ lba w~m~lnJ 0 ) liaeb Juna(bculn wttere be a orrEnlirtMll noto tbat QtIY tUltl oc11ofl could M~~~lllt In cnll or cnrntlaIJE~Wuta e~n~dl8b~~~t ~ ~~~~~~ ltPub L 100 Ml ttt 1 t ua July 27 2JlCC tro 1le d uoe ~mpoyntcnt ot 1t11de~~t IRoOtw coshyStat SQi ) am
CUI Registry- Categories and Subcategories
Evaluating a Control Authority Protection with specific instructions- CUI SPECIFIED
(7) Protect the confidentiality of the identity and location of persons subject to registration requirements as convicted offenders under Federal or State law including prescribing alternative procedures to those otherwise provided by Federal or State law for registration and tracking of such persons
50 11 18
A twrnes General ror tlle CMmlnal Dl middot vtston or ttts or oor aelesroo tbe oueshytor of the UnltOO S1ates Marshals Serv lea ani ofheon of lila t nttld Stbull Manluls SQtYoo da tputd ~ ht lt10bsll bull b o be au~bo 1middot1Mxl to tta-opor sw-renaer ~1 --e ana rnamam CGs-shytolV 0( JgtrtsorwI-WltOOISSEJ lelnpTUllY tramr~rreO fr(lm or to the Uni ted Stt pununt to bull troA~ bullbull~oeutloo ~mont o r oohor lopl aJtbor1ty aul ~rtl rnbanemomt Crom tou~ljplalllbof1LEIi vb t n Lppropnate
(Otdo So 113 Ot Ul 10-U WI Sopt 0 ICIH)
I O tltD Wi tn_S~nrityProp-uQ
a ) ln ootneetlcn wttb the lltOteetton nf bull wtll- bull pctGaUbulll 111tn- 11r lUI l rn modlat4 lllml ly mcmbor o r cho a
=~b~~~~~~~ w~~Jla~ ManlUJs SlaquovCf ana omcers or tile Uni ted StaUs Marsbals Sentce desshylpated ly the OINetor msy
f1) Prov1do lUItablo d ocurnoJU to onshyble t he peMO n to ce~tablleh ~ r~ew denmiddot ll~Y orotberwbe pru~ tho pnot
12) VlItlle DCUUllt (Ol tlle ~noD13) Probulltde for tbe transtottatton of
bouampebo ld tum ltllre ani other J)m(lnal proJIIIIy Ul bull nnbull Mltldllnoll o tho PIshy_
1) ~hie~ W ib~ peron a paymmt w rnen baSI~ llvu-r npelrS(gt 1n a ~tum es-abl lgtbOO to accordane wltb rerolamiddot t-hm~ 1Sstled b r t he 01roctor for s ub tlm o - tllo At tumcy ~Mnl dotarshymtn eamp to be warron~C
() ~~~l tht ponu11 l n oblan lng emmiddot
plrJs-mg~Jae otoor servtee~ neee$3ty to assist t rn1 11g selfshy
~gtmiddot
~~erA=~~=r~~ to~ emol9ltsJI3J Al l ts~mb ltiepuaflon~~ Moll cxptrc on~ llate cetlampUl Ab Cb ampball 00 StampUtl 00 te face o f tbe d 6DUtatiOn (Orloor-Nbull On ittOIO-U~ libulllo 2 tbull bull _ltlo~ ~G1 nncn J35 1)9()
ltM U 1Ud~15bull-no( a u tbutily 1be Dlreetor US Mushab Stn1et
Ill outh orltOd to todolos-to to Qlf of 1m auburdl rnltel IU) U( the fraquoWe~ an1 fllneLnu ~middoteswlt~ m btm by tb1s ru~ pan exoepli tnat tne awbontJ to ap [II()Te other nee~ry ex-PniiampUNC I ~
Director of the Witness Security Program
~e ~Wiiliiilft~~ r~ l oOGl law enroroollem OC)JaIS ~e D u acwr satl bull 1tllout unltbe m lay disclose to SlCb omdalS the dent1 t )i locatOn ertmlnlll tollords Ill 1n~nu rwshylaUng to t he pcr iiQn Telooattd ot proshyti(OOII wben 1be Ot~tor lmOWJ or Lbe
rstfl~~i~onu o~b~arndega~ N~tod fur (If cluugltld w1t b An orfanbull t-t SI puntt~i-hl o )gt n10ro t i llll o no ~ In prt4on o t thA- 11 bull ltrrlmll of 1oshyltnoo (ONoor- s a u lOOJ tll m ltt~lll st t
I U U Special depu utioa 1be Olrector Onltld States Marshals
~rvtllO Ill UlhortwJ to ltiopuUoo tbo followlr~ plaquolOM to porfotm Uo lunllshytJog of a OefUlV US Manlthal tn wy rustnctOesltlataa b 7 the Vlrecoor
(aJ Seleoetfd otfleers or em~lobullee$ of te Depanme11t ofJutt~
(b) Solotm fcloral Sltao or l oco) lampw enro~t utflocn wbemvlaquo Lbc lampw e11J~rwmenL ntoeltbuf Lht US MarshySUIs ampfVlce 31 reQwn-
(c) Seeeud eml)loyeeos o f (11vace bull euriiJ llOm patl- In pr_ovwl1r~Jt eourtshyroom ltctMt y tor tho Poltio t~l j rJdlelshy
(b) The identity or location of any other information concerning a person receiving protection under 18 USC 3521 etseq or any other matter concerning the person or the Program shall not be disclosed except at the direction of the Attorney General the Assistant Attorney General in charge of the Criminal Division or the
CUI Registry- Categories and Subcategories
Evaluating a Sanction Authority ~e JOin rrtlbullK 2-lfOIUUGN lt JOiS ANO LlltRCOUttSE
ulr
tLA1
e b urshyfti bas
r
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data could oot be o btal ned tlthout unduUgtn anll tJle aa~a aub)llC~gt -0 sut ~Ltmalbeen notad ln the rnoort (cl AeOOSi to inforuaUto limitation
Access to lrformauo n otulWd unde$11C tltln (b )() o f t11~ lllldl u n ~tbbullIJ bo 11V only to oftlela ls or employees deGgtatOO tconn fW)CLons una er Lll gt cbapU mcconsultants and perscns wokln~t en conuarded pursuant to thls chapter SabJatllmltoUon of JQllllglapb (I) o l th l =~~tlon the President may autbonu tbe exchange t ~obulloon 4[eoetes or om clab aestgoaU1 ly btm or ldormatlon 1unlsbed by ans DEJSOO under tlts 1990-Suoteo (b Vl traquo bull -middot~~ bull bull Wp1er as be OOems llecessa) to Ctrrf out tlle en~ Vbe a npu PlTPOSOOC of tMs ehaptr Not blnr l n tb)) tooton -w --~ shall be construed to reqUire any Federal ac-eney penl(lrl m~ 11 din~C~
u Any person who willfully violates to Glilelcse to an) omctal exertlsl~ autboncy ~t theteDOttshytmder t bs chsDter any 1nfornut lon cr repnrt b~ III Co)mplccollected u~der legal authorit y otOOr tbu tbs kmwlffige and belle clopter wb tn dlMlotun l~ pr oMbtted by bu a - UI IIllllth 11 subsection (c) or (d) of this section shall Wonnat on collected pursuant to stbsretlon tiCIIUI IM~ undet
(bX2J o r tJls sectton tmy be usedonJy- prof1cbd beltalR ( (1) for analyt1 cal or mattstlcal DUJOOaIS tonarr aceounUn r
wHbln t he Umted States Covernrmnt or obtalned 1dtbeu u upon conviction be fined not more than-~gt -uth l
Subcoe (c)(t) 1~~~ ~)~~~doot~~ _u- ltbullrmiddot tshySl03lt b) or ltcJ ortus tl t le Sute td ) Pub I $10000 in addition to any other penaltyNo omctal or emll o~oo lleslrnamptOO LO perform v- tc ( J) bull
functlons undet t his cbaper nel uduw ooliSult- Subcoe (c) Pub ~ bullubolcoo (ol) ccUOflc)bull ~~~1 ~nO~~ ~00~~= imposed by law19M-Sulleltl (b(
afa bble to aey other ~rsan any lnformatlo n lllteruthnal lnntcoUeetell pursuan~ tO SUllseetlOil (OX21 Of UlS section In a manner t ha t be pel$1n who turshy sect 3105 Eoortement nsbOO tbe lnformatton can be speclflcal l)bull l dm 4 lta) CWU pefl8lty for faiIWE tamp furnfib informbullmiddot tilled eXIltlpt - pr ovtded tn tblt~ ooo~lon No pershy UIUson can compel tOO submlsslOn or dsclosue of
Wboavflr C-H~ to lumhlh a~ lnformatlofl ~
Jnrsunt to tbs chapter o r any oovbull of s u eb rampshyany report or oonsl too nt pan tberoor col Jectea
qutrec unde r thl s cba~r wietber requlred to Iraquort or oonstltuert sert tbereor bullltbou tie ~~~S~~ =~ifr~~6~ I~~wo~~~hd~Jrrn~r~~- onler or lnstruct)an promWgated unJer thlS
ohpter abail be llub)oct t oo ehmiddot11 penalty of not(b) o r tJllS sectton and wl tbou prtor wri Ltell oonshy0$$ t llan $2500 a nd not more tlan S2SOOO In a bull n t of t b e mtamor bullh tho pATS~on who proceea1ng llaquoltugbt unJ1er sutGec~aon (b) or thllS
~~~4~n~~b~e~~f~=~~d~ seetlon lECotds or such cusomer (bl Ciril action for failure to furnish infltrmatioo (d) Aeeess to Bureau of EeooomJe Aflalysis inforshy beneer tt a i)pears abat any person bas falled
to lutnl~b any l n lornutlon NqW tad Ulldor t hraquo chapte r abullhpoundthlaquo reqUired to be lurnsbed ln t he
liUlU~tn
lhbull lbtOAil of to Caontll~ of t ho Ooj~alimont Co rm o r a ngtport 01 o tbetwlse or bas 6Uhbullll too1 Comnerce l s autbortzed for purposes ol a~shy oomph wi th any r llle reluJatlon order or lnshymenUng and l rspwvll~ tbe ~ualty of daW oo1 4
s ttuctlon promulgateO undet tbs cbapttr alreted by tbe Bllftoau or tbe Omsu to haw upon bull bullrtt ten rKUeltst access t o dstamp relattng to r~~~~l1~7thu~~b~ttC~~~~~ln~l-nUrprIJ~o$ t ha t J~ reg llctod d iOetly by prate Ullltel ampatlaquogt court oc any oomtory orthe Bureau of Bcooomc Analyst~ for purposes of lblS t bapw r lbe Bu rnau o r LalOr SlatlSliCS o r otiler olsce s utooc1 to Ue tJM$dlot1o11 of t he the Department of Labor Is autl ortood for purshy Ut~lted SatEosbull and suc-b oowt nay e nter a reshy
ottA1mng onler o r o petmonent o r temporc~cy ln4
raquoSeS oraugmeatlr~ and tmprolng the data ool 4
loctod by tho DWGQu o f IAbot Satl~tlt~ to ~~t~~~~t~~~~s=P~~b ~uc~~~~ luve acooos upon wrtt ten Nquaet to selected reru1ttlon oldlr o r )nstruet1ol as t he C8le
nuy be or lmpooe t he ch11 ~naltlbull provtded In uleoun(tllon mrarmauoo lt~n bugttoeu tn~ orlSE$ u d data on lntenuttonal servtoes tr arsshy ~~tlon (a ) of l h b ~-tlqn o r both aetlons t hat Is collected dtrectlJ bs t he Bureau Ccl Criminal ()(11altr for failure t1gt s ubmit infOf middotr~fie~~~~~~io~~~~B9~~ffe matioo Omsu and t be Bureau or Labor Stalsocs shall Abeever Wli11W1y falls to s tlbmt aoy Inform~ fflr purp~at of J~ubAetlon (e ) o f t h U ~tlen bo tlt~n toqtl NIltI u n War til l~ e b Aptcr wb oohot rwshy
Subcategories
bull Naval Nuclear Propulsion Information
bull Safeguards Informationbull Routinely handled by few
bull Security-Related Informationbull
bull Unclassified Controlled Nuclear Informationshy
Defensebull
Subcategories
bull Contract Use
bull Death Records
bull Inspector General
bull Military
bull Personnel
bull Student Records
CUI Registry- Categories and Subcategories
Related to protection of information concerning nuclear reactors materials or security
Routinely handled by many
Pat ent
Controlled at the Subcat egory level only Subcategories
bull Applicationbull
bull Invention
bull Secrecy Orders
bull Genetic Informationbull
bull Health Informationbull
Patent is a property right granted by the Government of t he United States of America t o an invent or to exclude ot hers from making using offer ing for sale o r selling the invention throughout the United States or importing the invention into the United States for a limited time in exchange for public disclosure of the invention when t he patent is granted
Ref ers t o personal inf ormation or in som e cases personally identi fiable information as defined in OMB M-07-16 or means of identification as defined in 18 usc 1028( d)(7)
CUI Registry- Categories and Subcategories
Stat ist ical
Subcategories
bull Census
bull Investment Survey
bull Pesticide Producer Survey
quotations and business and marketing plans
Refers to information collected by a Federal statistical agency unit or program for statistical purposes or used for statistical activities under law regulation or Government-wide policy such Statistical CUI requires 1) protection f rom unauthorized disclosure 2) special handling safeguards and or 3) prescribed l imits on access or dissemination
Related to a compulsory contribution to government revenue involving information regarding returns or
Subcategories
bull Convent ion Information may be controlled at the category level or at the subcategory level based on the controlling authority
ansportation Related to any mode of travel or conveyance by air land
Controlled at the Subcategory level only or waterway
Subcategories Information may be controlled at the subcategory level only bull Sensitive Security Information
fl rop of Page J
CUI Registry- Launched November 4 2011
Launch information - Reminder that existing agency policies remain in effect
until implementation deadline (TBD) - General Guidelines
bull Markings to be developed in additional guidance
bull Safeguarding in compliance with OMB policies and NIST standards and guidelines as per Executive Order 13556
bull Dissemination to those with mission purpose
bull Decontrol as soon as possible after safeguards no longer required as per associated authority
- Category List (16) - Subcategory List (77) - Associated Authorities (398 authorities cited - controls +
sanctions)
CUI Registry- General Guidelines
CU RegiS)
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categoriesSubcategones
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General Guidelines
Marking CUI ma r kings will be developed and scheduled fo r implementation following
publication of additional guidance
Safeguarding Fo r each CUI category and su bcategory federal agencies shall comply with
information security requirements defined by the National Institute of Standards and Technology (NIST) Federal agencies shall consult t he following NIST publications for guidance
on implementing specific measures to safeguard CUI
bull Federal Infor mation Processing Standards Publication 199 Standards for Security
Categorization of Federal Information and Infor mation Systems
bull Federal Information Processing Standards Publication 200 Minimum Security
Requi rements for Federal Information and Information Systems
bull Special Publication 800-53 Revision 4 Security and Privacy Controls for Federal
Information Systems and Organizations
bull Special Publication 800-60 Revision 1 Guide for Mapping Types of Information and
Information Systems to Security Catego ries
Disseminat ion CUI shall be disseminated only to individuals who requi re the information fo r
an authorized mission purpose
Decontrol Information shall be deco nt rolled as soon as possible when it no longer requires
safeguarding measures and dissemination controls pursuant to its associated authorities CUI that has been pu blicly released via aut horized agency procedures shall be considered
decontrolled
8 ropo1Page l
CUI Registry- CategorySubcategory Detail
CUI Registry
St at ist ical -Investm ent Survey
category-Subcategory Practices
Key Elements o f CU I
Chronology and H1sto category-Subcategory Statistical-Investment Survey
category Description Refers t o in f orm ation collected by a Federal st atistical agency un it or
p rogram f or st atistical p urposes orused f or st atistical acti v it i es under law regul ati on or Governm ent -wide policy such Statist ica l CUI requ ires 1)
Gener~l Gtudehne p rotection f rom unaut horiZed disclosure 2) sp eci al hand ling saf eguards Categones Subcategone a n d or 3 prescribe d limits o n access o r d issemina t io n
Polley and GUidanc Subcate gory Description In f ormation reported t o Treasury the Federal Reserve Board of Governors
or the Federal Reserve Banks as part of t he Treasury In t ernation al Capital TIC) dat a reporting syst em
Marking PlACEHOLDER
Abbreviated Marking PlACEHOLDER
Whati$ CUI
All~w=r~ t th o= Mo~t
FreQue ntl Y Aslteltl
Questi ons
Marking and Handling Ge n eral Gu ideline s apply forSa feguard ing Marking Dissemina t io n Instructions and Decont rol
bull Ref erence i nd ividual Saf eguard ing and Dissemination authorities for
control m an ons
Select Safegua rdi ngDissemi nation o r Sanct ion Auth o rity t o view st at utoryregulatory
language in a new w i ndow Authori ty links are updated based on regular re-publication of the Uni ted States Code and Code of
Federal Regulations
CUI Registry- CategorySubcategory Authorities
1ITLII shy hORJUOIlt RRLATIONS AliD LVIEROOURSE l SIOS
(d) Aceess to
dooMd to be ortdals or empl()yoos demgnated to porform IUnltLIODI under Lltla ohapter (e) Peabull ty
ltny person who wtllfully yen1olates subsectton (c) or (d) of tbs aecoon shall upon eoDvtcUon bo nned not more tbln l toGIXI 1n adlftoon to any otMt JKnampltY tmpoMd by law
(Pub L H-1172 ts Oct U ttn6 90 SLat 3162 Pub L ~79 tJUe mfSOS(bXS) Oct 3gt 1984 98 Stat IUO lub 1 101 -amp1) Hfi(d) (e) 1(amp) Nov 7 1000 lOt Stat ZMI)
MllitKUIOIIIIft
t~ (b) Paab L tDI-Ql f7(a) ~d at
t~~-teu~o~~1~~ - dlc17 ~W lor Lbt _tAnanc
~~-==c--=~n~~r~~ and ia to reg offttoer1 betlt
~~-~-_--~~~~Ual~l~~~l ~lma-IMbwD ampnl ~ aJIaliJe born o
noooflh or ltlAt ooold not be ltbta-b)eel to
(a) CirU puah y fw fallure ampo fumla lGIormabull l looo
Wboefer falls to furnJsh any Jnformatton ~ quJred under thls chapter whether reqWred to
~~c~n~ ~~~ ~Jn~~~order- or Jnatr-ucuon promWgatod under tbJa chapter shall be mb)ect to a ch11 penalty of not Jess than $2500 and not mote than 125000 ln a prooeedSnat brourbs under mteetlon (b) or thla ICOUOL (b ) CiYU lldlon for Callure to fWDIsb iafOI ma Uoa
Whenever- lt appean that anJ person bas Called to tumuh any ltlormaUon requ1red under thlauon
Bwcau or Lbe Cn~~bull or lbe Dtpamprtrru~nt or Commerce a autbortMd for p~ or ampWshymenUng and lmprobulllng the qoalt ty or data colshylectAId by the Bureau or the Census to have upon wnttcm request acoea tO daLa relattnQ to bubulll- enUrpraftl tbat a oollociCI4 41rtttly br the Bureau or Koonornlc ADampIyats ror purpoao~ or ~~~~~--~Bu_e~~~~~ut_t~~
Control
Sanction
cbaptlaquo wbmh~ rwqu1rctd to bl 1arnJabed tn the fonn of a roport or oth~ or bas taUod to comply wuh any ru1e regubUon order or Inmiddot structlon promulgated under tbts chapter a
~U~~r~o~u~~h~t~no~~~~ prlat UDHAld S~ OOW of any ten10ry OT otber place aub)ed to the junsdlcUoa of the Unlted StAtes and sucb ooun may enUf a ~
~e iOIl7 TITLE 22--FOREICN RELltTJONS AND LvrRRCOUJtsR l S IOS
~l~S~s~~ ~~tbo~~b _j~~~~iiii- iirii lsilo loiiitdbullbullgt~ eemed to beilo niiiii miiipiiyees ijiirlieiii = ted boon noted ln the report (e) Access to informatibull n limitation
Accoos to lnformaUon obtained unde subshysection (b)(2) of this section shall be abulla only to ofllclals or emplo)bullees designated toP form tuncttons undet lOJUlgtYH~bulluU lIUU ~l mUlgt wvdllug v u cvulr~lo awarded pursuant to tbs chapter Subject to the llmltatlon of tnr~ab (1) of this subsection
eaali)t
this chapter lncludlng~~~~~~~~i~~J~2J
the President may attbonze the exchange ~ tween agencles or ometals desgnated by blm or Information fUrnished b) any person under tls chapter as be deems necessary to carry out the purposes of this chaptfr Nothing ln thls sectlon shall be construed to raqulre any Federal ~ercy to disclose to any official exerclslng authorlty
~~1n~~~PtG~~~d~~~~~~r ~~e~~ chapter bullbullbere disclosure s problblted by law Information collected pursuant to subsection (b)(2) of this sectton m~ be used onlyshy
(1) for analyttcal or statistical PUJllOSIS within the Unlted States Cobullernment~ or
sifl~~r ~)~f~t~~d~o~ Sl05ltb) or (c) of this title
No omclal or employee designated to perform funcUons under this chapter tncludlng consult-
pun~~ t~~dtO~~ yoo~ffs~~ avaHable to any other person any Information collected pursuant to subsection (b)(2) of tts section ln a marmer that the person who ftr shynlsbed the lnformatlon can be speclllcall) ldenshytlOed except as provtdltl In this secton No plr shyson can compel the submission or dtsclosure of any report or constitue nt part thereof collected pursuant to this chapter or any cop) of such iampshyport or oonstltuent rert thereof bull1tbout the
bj~~d~i~~b~~~ehrre~ri~d~r b~~~~ (b) of this sectton and Ki tbout prtor written conshysent of the customet where the person who
~~~~~l3n~b~er~~re~~~~ridi records of such customer ( d) Access to Bureau of EcooomJc Analysis inf_
matioo The Bureau of the Census of the Departmpoundnt
e~~~~~~~~~~e ~iat~~a~af lected by the Bllteau of the Census to have upon bullbullrttten request access to dsta relating to buslneGS enterprlses tlat Is collected directly by the Bureau of Economic Anal)sls for purposes of thts chapter The Bureau of Labor Statlstlcs of the Department of LaOOr s authortud for pushyposes of augmenting and lmprolng the data ogtl middot
AMVIOMRSlS
1900-Sublleo (b) Pub L 101-133 f7(a) lnltr ted a t
tV~ ~Or~ztu~1~e~Ae~1J pcm10n wilo 1bull dlrectJ Tet~ponbulllble Cor the maintefllUiee and compllaUon of uoh lnConnaUon and llbll cer ti(J ~t the reoor t wu pnpared ln aeoordazloe wt th thtbull eb_ner 1bull complet-e and 1bull to web om oerbull bel-
~=~ewii~~t~e~~~tll~~~ll tloru~ b lltled under tblbull obllter ebullUmatebull hale been pro111ded beltaue ckta are not aTallable Cnm cWJ totruatY ccountltlf) noordt or DCeltri~~e dat eoult not be obtalned wl tllou- unive burden and the datt bullub)ed to bull~aeb -Umatc bu been noted ln -be ~JlOrtbull
Sublec (c)(2) Ptl L 101-s33 fQeXI) bullublt luted bulluIHICOUon (e) Cor bulluheetlon (d )
Sublec (d) P ub L IOJ-lln iG(d)(2)bull added 1ulee (d) F ormer bulluhee (d) n3e~tgnatoed (e)
s~ti~ltt lt~ ~~~~~lt~~ru~-fmiddot
ectlon(e)bull 19ampl-Sublleo (b)CTlt (7) Pub L 91-673 1tnck ou
lntematioruol lnYetment beCoro bullurve-
sect3105 Enforcement (a ) C ivU penalty (raquo failWE to furnish informashy
tion Whoever falls to lurnlsb any lnformat1o n reshy
qUlred under thls chapter whether reqUred to
~~~~s~ed~~~ ~rs ~ frt~~6ri order or lnstrucuon promulgated under this chapter shall be sab)ect to a clvH penaltyof not less than $2500 and not more than S2SIXO In a prooeoedlng brought under subsection (b) of this section (b) Civil action for failWE to furnish incr-matioo
Whenemiddoter It appears that any person bas failed to furntsh any lnbrmatlon reqUired und~r this chapter bullbullhether teqUlred to be lurnlsbed In the form of a report or otherwise or bas failed to oomply w tb any rulo retuiGt l o n o rde r Ot ln structton promulgated under thts chapter a
r~~~C~rt~at~u~~h~t~no~re~~ prtate Unlted States court of any tetrttory or other place sub)eot to the jurlsdlctlon of the United States and sucb court may enter a reshystralnlng order or a permanent or temponry Inmiddot t t- 1 __ft -
Links are to official legal editions of the United States Code and Code of Federal Regulations acttona that 1a oollootecl d1rectly Dy tae Kureaa ter Offtcers and employees of the Bureau of theCc) Ortlaal pea atcy for fiDwbull co bull~th lnformiddot Census and the Bureat of Labor Statlstlcs shall Whoever wUlfuJ ly falls to submit any ld orma-shyfr~~1o~e~asozirhl mallGct for purposes of subsectlon (c) of this section be tlon required under this chapter bullbullbetier re-Census and the Bureau or Labor Stausucs shalL Whoewer wUlfully falls to whml t aD7 lnforma-shyfor porposes or Sllbsectlon (c) of thiS aectlon be tlon requ1red under this ehspter whether ~
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enacting authority - Consolidated Overlaps - New requests are compared to existing authorities to
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Em
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CUI Registry- Categories and Subcategories
Category
bull Water Assessments
ergency Management Related to inf ormation concern ing th e continu ity o f
executive branch operations duri ng all-hazards emergencies or other situ ations that may d isrupt norm al
operations
exportcontrolbull unclassified Inf orma tion concern ing certain Items commoditie s techn ology software or other
Subcategories In formation whose export could reasonably be expected bull Research to adversely affe ct the Un ited State s nationa l security
and nonprolif eration obJectives To Incl ude dual use items items iden tif ie d in egtcport admin istration
regulations Internationa l t raf fi c 1n arms regulations an d the mun itions list license applications and sensitive nucl ear technol ogy In formation
Financial Related to the duties t ransactions or o therwise fall ing
- under the purv iew of financial institu tions or un ited Subcategorie s States Gove rnme nt fiscal functions Uses may include
Bank Secrecy but are not lim ited to customer In formation held b y a financial inst itutionBudget
Central Contractor Registration
bull commodny
bull Comptroller General --Subcategories bull Electronic Funds Transf er
bull International Financial Institutions
bull Mergers
bull Retirement -Foreign Government Inf ormationbull In formation pro vided by ot herw ise made availabl e by
or p ro duced in coop erat ion with a fore ign governm ent
or in ternational organization
Geodetic Product Information Related to imagery imagery int elligence o r geospati al in formation
mmigration Related to admission of non-US citizens into t he United
St at es and applications for t emporary and pemnanent Controlle d at the Subcategory level only re sidency Subcategories
bull Asylee
bull Battered Spouse or Ch ild
bull PermanentResidentStatus
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An asterisk (bull) indicates that the authority rlbull defines specific handling practices ~
Category-Subcategory Practices
category-Subca tegory Transportation-Sensitive Security Information
category Description Related to any mode o f travel or conveyance by atr lan d or waterway
SUbcategory oescrlptlon As deftne d tn 49 CFR Pan 155 sensitive serunty Info rmation IS Information obtained or developed tn the con duct o f securtty actiVIt ies Including research an d development the dlsdosure o f which OOT h as determined would cons t itut e an unwarran t ed invasion o f privacy r eveal trad e S-ecrets or privileged or con fident ial in formation or be detriment al
to transportation safe ty As de fined in 49 CFR Part 15205 Sensit ive Security In formation is info rmation obtained or developed in the conduct of secur ityactivities including research an d development the disclosure of which OHSTSA has det ermined would among other things b e detrimen tal to the secu rity o f tran sp ortation
Marking PlACEHOLDER
Abbrevi ated Mar1lting PLACEHOLDER
Marking a1ld Han dling Safeguarding Mark ing Dissemination a ndor Decontrol measures lnshuctlon s that di ffe r f rom Geoeral Guidelines are r equired by statute
r egulation or govem mentmiddot wide policy
Re ference individual Safegua rding and Dissemination authorities for
control ctations including specific handling practices if applicable
Select SafeguardingDissemi nation or Sanction Authority to view statutoryregulatory language in a new window Authority links a re up dat ed based on regular re-publication of the United Stat es Code and Code of
Federal Regula tio ns
Safeguarding andor DISeminat ron Autho nty I Sanctrons An asteilsk (bull) indicates that tl1e a u thority defmes spe o fiC handling pract1ces
49 usc114(h)
49 CFR 1520bull -
49 USC40 119(b)( l)
4 9 CFR 152017 -
49 CFR 15 49CFR 1517
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CONH OUlD Esta blished by Executive Orde r 13556 the Controlled Unclassified Information (CUI) UfLlA)~IfltO
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Use the CUI Logor egulations and Government-wide policies Learn About CUI bull
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bull December 8 2014 -Welcome t o t he new CU I Portal
The CUI Regist ry is the aJthoritative sour ce for guidance regarding OJI p-olicies and pr act ices
C Under DevelopmentshyRegistry
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32 CFR 2002 middot Implem en t ing Access Registry by Policy and Guidance Dir ective
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IMPLEMENTATION REMINDER FROM THE EXECUTIVE AGENT
Existing practices for sensit ive unclassif ied information rema in in effect until the CUI
marking implementation deadline (TBD)
C Search the Registry
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Marking CUI markings will be developed and scheduled for implementation followi ng
publication of additional guidance
Safegua r ding For each CU I catego ry and subcatego ry federal agencies shall comply with
information security requirements defined by t he National Instit ute of Standards and
Technology (NIST) Federa l agencies shall consult the following NIST publications for guidance on implementi ng specific measures to safeguard CUI
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The Controlled Unclassified Information Executive Agent (CUI EA) issues guidance to Executive
branch departments and agencies that handle unclassified information that requires safeguarding or dissemination controls pursuant to and consistent wit h applicable law
regulations and government-wide policies
CUI Executive Order and Implementing Regulation
Issue Date Title
XXXXXXXX 32 CFR 2002 Contro lled Undassified Information PLACEHOLDER
1104 2010 Executive Order 13556 Contr olled Unclassified Information
CUI Notices and Executive Agent Guidance
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C 0 111lOL CUI RegistryU oc w Si fiED
I NrORM ATtON
Use the CU I logo Search the RegistryContact Us
About CUI
Po licy and GuidanceKey Elements of CUI
The Controlled Unclassified Information Executive Agent (CUI EA) issues guidance to Executive
branch departments and agencies that handle unclassified information that requires safeguarding or dissemination controls pursuant to and consistent wit h applicable law
regulations and government-wide policies
CUI Executive Order and Implementing Regulation
Issue Date Title
XXXXXXXX 32 CFR 2002 Contro lled Undassified Information PLACEHOLDER
1104 2010 Executive Order 13556 Controlled Unclassified Information
CUI Notices and Executive Agent Guidance
CUI Registry- Ongoing Maintenance
bull Add new categoriessubcategories as approved (Currently 23 Categories 82 Subcategories)
bull Annual updates to USC CFR (Currently 326 control enactment citations 144 sanction citations = 4 70 authority updates annually)
CUI Registry- 32 CFR 2002
Draft regulation reiterates that the CUI Registry is - Sole authoritative repository for information on CUI except
Executive Order 13556 and 32 CFR 2002 - Publicly accessible - Includes citation(s) to law regulation or Government-
wide policy that form the basis for each category and subcategory
- Notes any sanctions or penalties for misuse of each category or subcategory of CUI that are included in applicable statutes or regulations
CUI Registry- Policy and Guidance
Registry is repository for CUI policy and guidance - Executive Order 13556 - 32 CFR 2002 - CUI Advisory Council Charter - CUI Marking Handbook - CUI National Implementation Plan - Additional Executive Agent Notices
CUI Registry- Policy and Guidance
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KkY EIErroelaquosoCll
cttroflOICg aflCI Minor
FAQ
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Policy a nd Guidance
The controlled unclassified InformatiOn Eltecuuvegent (CUI EA) issues guidanceto Ebullecutie branch departmentsand agencies that handle unclassified information that requires safeguarding Of dissemination controlsJpursuant to an-d consistent with applicable law re-gulations and government-Wide po1c1es
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R=ti ~c-d GuidoMc rcordi Cortrol cd U-cl c~fied lnfor1ruotilt0n ~nd the Frc~ oflnfonrutionAct(thh gtvpeuOKie~ t ho joirt iJgtuonu d e tod
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OOIJoOII(MentsOfSelor AfencyOJICIa1a flo~ Pro_ranMena~er lorCUI Proeram IMPieiTentl t i OO
Controllod Urw l aaifi ~ Information(CUI) Qifico fiLcmoranlum- RcIJi owoi
Propoe3Cate~middot e~orCU RefbullStl)
Guidne~ r osardinCUI ~r-d thQFrdom ofl nfornuti on At ( uporco td en July 3 101(1)
Controlled Unc l n~ifi ed lnoorT~~tion (CUI) ()lfic Noi c 201101 l nito~~l
l nplcOT-enU1i on Glidllnte foe-Uccu~ive Orter13SiG
The CUIEA est ablished the CUIAdvisory Council to carry out consultative functionsdirected by Executive Order 13556
CUI Advisory Councbull Chan er-m PROVISIONAL
Additional Resources
The CUIEA hasdeveloped recommendationsto assist departmentsand agend es in development of their CU I programsand submtsston 0 Information to the EA
Compliance Plan Overview for Departments and Agencies~
Executive Order 13556 0bulleM ewforDepartments and Agenciesm
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CUI Registry- Agency Implementation Policy amp Practice
Agency-specific CUI implementation considerations - Agency may determine that only selected
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CONTROLLED
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CUI Registry- Categories and Subcategories
Evaluating a Control Authority Protection without specific instructions- CUI BASIC
TT11Ji ~TilE PlBLJC HSALTfl AID WHLFAPF
nw-~ancTint
Illbull 1obeadlaquo ~f~ to l11 bullubtto CaXI wu ID
~) ~~~~-~7ttJmiddot 11-J) ttonltgt c-1 d11d l mJUliWfgt bull m boltl~ Rc~owu - gtv-o r- o Abull - r_ t onal uw~ at elo Jlaquolurol lluoau ot b-CQ d-bulln_UCQlt~r uIJ~ I 10 hcoc -=311~n Ttlcnt c tlgialktu Cor ~adl ~1 olleulcbullrand aey othe r pcorshyl$011 t-urwer~IOt lal dt lttiJ u u e Uldt~let SCI11 rlaquo~UltErl 10 Nct~ter ln a Jurtsdietlcnmiddot ~ su
offellder llll((stTY TOO dllt~lase shall be l n()Wfl t tSOl8 lAblic actlaquobull ~o e~c aroad ion-11tion u the N6Uoii-Ol SexotTcndtr n~middotutry
tluougtltbC lak-nd (b) Kltdt(lcle rcrwninr ~abull la r eaenJ
lbtotpt ~~a~ FOrtdltcent l ll t h z cectlon eooh lut~tshytb~~~~~~e~~~citr[~o~~~ 1Po$0) tlut updAtgtd l llfonniiUQn abotn 11 tOX (1(Ocuoa sbaU mak e amiddotallable on tbe lnWrret m ~ a mmtodt~~olocly l raum1t tN by dtlteLrone
ltitetl)u and to lM pubilc tU lrlomut oll abotrt a manoor tbat ts rell1IJ amp~laquo5Slale to all )llrts-shy
rorwllCllnt wan relevut JuriSdtLlons ucb twlt oficnd~t tn tblt- r~stry TSC jttrtltb~ (hb L 0)-218 U~l ~ I sectUO JIJyen 20 2DOG ml UCi n saU mauuatn the lneroli~ ~1 1n a maeshy Stlt59i) tiEl 1bllt w-111 oorrnlt tbe ~~tDHc to ob3111 reishybullQou 1nlomuttoJ~ ((If coe~ ~u otfultbr by ll sl~ H wO Drt~ Sjldio O~IiM
gl= qu=r1 for 441 gtven rip ooU or ~~raphk Vrokho tallus sell 117 the user t M JJM$1xtloo snaJI ltbull) Rlcublkll- bull l (b) Mandatory exemptionstIJO l ncl uoia tn tho(lxlJn otl t~~ ntfom~~~ot 1dta aJJ
ltere ls e~tabhUe1 th S11t ON~~nW r =bhc w~M
fltld lleltofltb ~b~lttoe~ needed lor lullamprclcl shy
~~h~ ~w~~teruan~~r-~~ ln1~~ ~tel~d ~ 6e lbe A jurisdiction shall exempt from disclosureshyA tCII1Ul) Geu~Ni liball m- middotIIIIHil bull C4-~l (11) lllfltW-mwiofl tbull bo PfO
lte Aetm sball toe tlon (Q ot~~eb t ex olfaxlo1 (1) the identity of any victim of a sex offense
on a lurNlctlol1a Int au auow tbe wtUc to tlon lor each Slt olle uy IVUI - ood o o (2) the Social Security number of the sex offender
7 Lbe JSlaquo m a arm alllt may 11e e~tatllUIel llJ dl h11-11 n cl otba tle ltoMiey Ot nc (3) any reference to arrests of the sex offender
(lllb L 10) US Ud bull ( BcL $7 )
~ ~UI 111 001t Kilo that did not result in conviction and rott t aw CwnuoiiY
(a ) fsablkbloeat (If Prw ~ ) e lllbbl11hed t b (4) any other information exempted from
amplid Al fUil1fa NlCOie ZSJ tIOn Prwram (h~truk feltCdioMtbe~ disclosure by the Attorney General(b) ProtrM nbulltifitatioo
Cd l Utki Blccep~ U ~Vld~ Ill
The nw Sllampll ~t~Clul) 110 tbe extetu ~
tlesblo lDb to sex ~~t~n~ ~~~~~ffl~ilU[n~tl~~orf~nder alftY ud edushyClltlon ro~~t~tmllo$ rlldl oo)On 111Wl proY1de dc lnfouutton 1n tlle
C-l CMPOdiN ampf - shy ~UY (Cttller tb 81 10fOmlampUCtll elffl~d tlltn dlltlcla me 0~ tbe AOOrne$ GeomUampWut tbu
lbe Site sbaU ln CJUOO l OSUUCllOtS 011 b OIJ to ofulllart4 tu blloWlllff-11 tnMGelraquon d l nfanntllm the An md~idshy (1) 1M At tormy ~ral wUo llba-11 no JuJo u l conwndJ le laquotoncow W~gt tnromutlon Ul Jle Nnl otal sex o rrermr ~O WaN~ill ~nl1~~~middotf~rc~~~du uJ~0s~~~~~~jer~w-n~~middot~~~~~tf ~~bseloo~a~~ne~middotu~==~~ l n)un bar1011 or oommn a ertmo -aIUJI any eaeb vee lD bullb1eb tlle lnill du J llll ils 11 u lnltldual nanea tn Jle rwstt) or resllllni or emplosM orlll Go It-lidlaquo~~Mrlllng bull t bullny ~rbld adMo~ lba w~m~lnJ 0 ) liaeb Juna(bculn wttere be a orrEnlirtMll noto tbat QtIY tUltl oc11ofl could M~~~lllt In cnll or cnrntlaIJE~Wuta e~n~dl8b~~~t ~ ~~~~~~ ltPub L 100 Ml ttt 1 t ua July 27 2JlCC tro 1le d uoe ~mpoyntcnt ot 1t11de~~t IRoOtw coshyStat SQi ) am
CUI Registry- Categories and Subcategories
Evaluating a Control Authority Protection with specific instructions- CUI SPECIFIED
(7) Protect the confidentiality of the identity and location of persons subject to registration requirements as convicted offenders under Federal or State law including prescribing alternative procedures to those otherwise provided by Federal or State law for registration and tracking of such persons
50 11 18
A twrnes General ror tlle CMmlnal Dl middot vtston or ttts or oor aelesroo tbe oueshytor of the UnltOO S1ates Marshals Serv lea ani ofheon of lila t nttld Stbull Manluls SQtYoo da tputd ~ ht lt10bsll bull b o be au~bo 1middot1Mxl to tta-opor sw-renaer ~1 --e ana rnamam CGs-shytolV 0( JgtrtsorwI-WltOOISSEJ lelnpTUllY tramr~rreO fr(lm or to the Uni ted Stt pununt to bull troA~ bullbull~oeutloo ~mont o r oohor lopl aJtbor1ty aul ~rtl rnbanemomt Crom tou~ljplalllbof1LEIi vb t n Lppropnate
(Otdo So 113 Ot Ul 10-U WI Sopt 0 ICIH)
I O tltD Wi tn_S~nrityProp-uQ
a ) ln ootneetlcn wttb the lltOteetton nf bull wtll- bull pctGaUbulll 111tn- 11r lUI l rn modlat4 lllml ly mcmbor o r cho a
=~b~~~~~~~ w~~Jla~ ManlUJs SlaquovCf ana omcers or tile Uni ted StaUs Marsbals Sentce desshylpated ly the OINetor msy
f1) Prov1do lUItablo d ocurnoJU to onshyble t he peMO n to ce~tablleh ~ r~ew denmiddot ll~Y orotberwbe pru~ tho pnot
12) VlItlle DCUUllt (Ol tlle ~noD13) Probulltde for tbe transtottatton of
bouampebo ld tum ltllre ani other J)m(lnal proJIIIIy Ul bull nnbull Mltldllnoll o tho PIshy_
1) ~hie~ W ib~ peron a paymmt w rnen baSI~ llvu-r npelrS(gt 1n a ~tum es-abl lgtbOO to accordane wltb rerolamiddot t-hm~ 1Sstled b r t he 01roctor for s ub tlm o - tllo At tumcy ~Mnl dotarshymtn eamp to be warron~C
() ~~~l tht ponu11 l n oblan lng emmiddot
plrJs-mg~Jae otoor servtee~ neee$3ty to assist t rn1 11g selfshy
~gtmiddot
~~erA=~~=r~~ to~ emol9ltsJI3J Al l ts~mb ltiepuaflon~~ Moll cxptrc on~ llate cetlampUl Ab Cb ampball 00 StampUtl 00 te face o f tbe d 6DUtatiOn (Orloor-Nbull On ittOIO-U~ libulllo 2 tbull bull _ltlo~ ~G1 nncn J35 1)9()
ltM U 1Ud~15bull-no( a u tbutily 1be Dlreetor US Mushab Stn1et
Ill outh orltOd to todolos-to to Qlf of 1m auburdl rnltel IU) U( the fraquoWe~ an1 fllneLnu ~middoteswlt~ m btm by tb1s ru~ pan exoepli tnat tne awbontJ to ap [II()Te other nee~ry ex-PniiampUNC I ~
Director of the Witness Security Program
~e ~Wiiliiilft~~ r~ l oOGl law enroroollem OC)JaIS ~e D u acwr satl bull 1tllout unltbe m lay disclose to SlCb omdalS the dent1 t )i locatOn ertmlnlll tollords Ill 1n~nu rwshylaUng to t he pcr iiQn Telooattd ot proshyti(OOII wben 1be Ot~tor lmOWJ or Lbe
rstfl~~i~onu o~b~arndega~ N~tod fur (If cluugltld w1t b An orfanbull t-t SI puntt~i-hl o )gt n10ro t i llll o no ~ In prt4on o t thA- 11 bull ltrrlmll of 1oshyltnoo (ONoor- s a u lOOJ tll m ltt~lll st t
I U U Special depu utioa 1be Olrector Onltld States Marshals
~rvtllO Ill UlhortwJ to ltiopuUoo tbo followlr~ plaquolOM to porfotm Uo lunllshytJog of a OefUlV US Manlthal tn wy rustnctOesltlataa b 7 the Vlrecoor
(aJ Seleoetfd otfleers or em~lobullee$ of te Depanme11t ofJutt~
(b) Solotm fcloral Sltao or l oco) lampw enro~t utflocn wbemvlaquo Lbc lampw e11J~rwmenL ntoeltbuf Lht US MarshySUIs ampfVlce 31 reQwn-
(c) Seeeud eml)loyeeos o f (11vace bull euriiJ llOm patl- In pr_ovwl1r~Jt eourtshyroom ltctMt y tor tho Poltio t~l j rJdlelshy
(b) The identity or location of any other information concerning a person receiving protection under 18 USC 3521 etseq or any other matter concerning the person or the Program shall not be disclosed except at the direction of the Attorney General the Assistant Attorney General in charge of the Criminal Division or the
CUI Registry- Categories and Subcategories
Evaluating a Sanction Authority ~e JOin rrtlbullK 2-lfOIUUGN lt JOiS ANO LlltRCOUttSE
ulr
tLA1
e b urshyfti bas
r
o l alltDG ~~~~~~~~~~~~~ tr acts to tlle
data could oot be o btal ned tlthout unduUgtn anll tJle aa~a aub)llC~gt -0 sut ~Ltmalbeen notad ln the rnoort (cl AeOOSi to inforuaUto limitation
Access to lrformauo n otulWd unde$11C tltln (b )() o f t11~ lllldl u n ~tbbullIJ bo 11V only to oftlela ls or employees deGgtatOO tconn fW)CLons una er Lll gt cbapU mcconsultants and perscns wokln~t en conuarded pursuant to thls chapter SabJatllmltoUon of JQllllglapb (I) o l th l =~~tlon the President may autbonu tbe exchange t ~obulloon 4[eoetes or om clab aestgoaU1 ly btm or ldormatlon 1unlsbed by ans DEJSOO under tlts 1990-Suoteo (b Vl traquo bull -middot~~ bull bull Wp1er as be OOems llecessa) to Ctrrf out tlle en~ Vbe a npu PlTPOSOOC of tMs ehaptr Not blnr l n tb)) tooton -w --~ shall be construed to reqUire any Federal ac-eney penl(lrl m~ 11 din~C~
u Any person who willfully violates to Glilelcse to an) omctal exertlsl~ autboncy ~t theteDOttshytmder t bs chsDter any 1nfornut lon cr repnrt b~ III Co)mplccollected u~der legal authorit y otOOr tbu tbs kmwlffige and belle clopter wb tn dlMlotun l~ pr oMbtted by bu a - UI IIllllth 11 subsection (c) or (d) of this section shall Wonnat on collected pursuant to stbsretlon tiCIIUI IM~ undet
(bX2J o r tJls sectton tmy be usedonJy- prof1cbd beltalR ( (1) for analyt1 cal or mattstlcal DUJOOaIS tonarr aceounUn r
wHbln t he Umted States Covernrmnt or obtalned 1dtbeu u upon conviction be fined not more than-~gt -uth l
Subcoe (c)(t) 1~~~ ~)~~~doot~~ _u- ltbullrmiddot tshySl03lt b) or ltcJ ortus tl t le Sute td ) Pub I $10000 in addition to any other penaltyNo omctal or emll o~oo lleslrnamptOO LO perform v- tc ( J) bull
functlons undet t his cbaper nel uduw ooliSult- Subcoe (c) Pub ~ bullubolcoo (ol) ccUOflc)bull ~~~1 ~nO~~ ~00~~= imposed by law19M-Sulleltl (b(
afa bble to aey other ~rsan any lnformatlo n lllteruthnal lnntcoUeetell pursuan~ tO SUllseetlOil (OX21 Of UlS section In a manner t ha t be pel$1n who turshy sect 3105 Eoortement nsbOO tbe lnformatton can be speclflcal l)bull l dm 4 lta) CWU pefl8lty for faiIWE tamp furnfib informbullmiddot tilled eXIltlpt - pr ovtded tn tblt~ ooo~lon No pershy UIUson can compel tOO submlsslOn or dsclosue of
Wboavflr C-H~ to lumhlh a~ lnformatlofl ~
Jnrsunt to tbs chapter o r any oovbull of s u eb rampshyany report or oonsl too nt pan tberoor col Jectea
qutrec unde r thl s cba~r wietber requlred to Iraquort or oonstltuert sert tbereor bullltbou tie ~~~S~~ =~ifr~~6~ I~~wo~~~hd~Jrrn~r~~- onler or lnstruct)an promWgated unJer thlS
ohpter abail be llub)oct t oo ehmiddot11 penalty of not(b) o r tJllS sectton and wl tbou prtor wri Ltell oonshy0$$ t llan $2500 a nd not more tlan S2SOOO In a bull n t of t b e mtamor bullh tho pATS~on who proceea1ng llaquoltugbt unJ1er sutGec~aon (b) or thllS
~~~4~n~~b~e~~f~=~~d~ seetlon lECotds or such cusomer (bl Ciril action for failure to furnish infltrmatioo (d) Aeeess to Bureau of EeooomJe Aflalysis inforshy beneer tt a i)pears abat any person bas falled
to lutnl~b any l n lornutlon NqW tad Ulldor t hraquo chapte r abullhpoundthlaquo reqUired to be lurnsbed ln t he
liUlU~tn
lhbull lbtOAil of to Caontll~ of t ho Ooj~alimont Co rm o r a ngtport 01 o tbetwlse or bas 6Uhbullll too1 Comnerce l s autbortzed for purposes ol a~shy oomph wi th any r llle reluJatlon order or lnshymenUng and l rspwvll~ tbe ~ualty of daW oo1 4
s ttuctlon promulgateO undet tbs cbapttr alreted by tbe Bllftoau or tbe Omsu to haw upon bull bullrtt ten rKUeltst access t o dstamp relattng to r~~~~l1~7thu~~b~ttC~~~~~ln~l-nUrprIJ~o$ t ha t J~ reg llctod d iOetly by prate Ullltel ampatlaquogt court oc any oomtory orthe Bureau of Bcooomc Analyst~ for purposes of lblS t bapw r lbe Bu rnau o r LalOr SlatlSliCS o r otiler olsce s utooc1 to Ue tJM$dlot1o11 of t he the Department of Labor Is autl ortood for purshy Ut~lted SatEosbull and suc-b oowt nay e nter a reshy
ottA1mng onler o r o petmonent o r temporc~cy ln4
raquoSeS oraugmeatlr~ and tmprolng the data ool 4
loctod by tho DWGQu o f IAbot Satl~tlt~ to ~~t~~~~t~~~~s=P~~b ~uc~~~~ luve acooos upon wrtt ten Nquaet to selected reru1ttlon oldlr o r )nstruet1ol as t he C8le
nuy be or lmpooe t he ch11 ~naltlbull provtded In uleoun(tllon mrarmauoo lt~n bugttoeu tn~ orlSE$ u d data on lntenuttonal servtoes tr arsshy ~~tlon (a ) of l h b ~-tlqn o r both aetlons t hat Is collected dtrectlJ bs t he Bureau Ccl Criminal ()(11altr for failure t1gt s ubmit infOf middotr~fie~~~~~~io~~~~B9~~ffe matioo Omsu and t be Bureau or Labor Stalsocs shall Abeever Wli11W1y falls to s tlbmt aoy Inform~ fflr purp~at of J~ubAetlon (e ) o f t h U ~tlen bo tlt~n toqtl NIltI u n War til l~ e b Aptcr wb oohot rwshy
Subcategories
bull Naval Nuclear Propulsion Information
bull Safeguards Informationbull Routinely handled by few
bull Security-Related Informationbull
bull Unclassified Controlled Nuclear Informationshy
Defensebull
Subcategories
bull Contract Use
bull Death Records
bull Inspector General
bull Military
bull Personnel
bull Student Records
CUI Registry- Categories and Subcategories
Related to protection of information concerning nuclear reactors materials or security
Routinely handled by many
Pat ent
Controlled at the Subcat egory level only Subcategories
bull Applicationbull
bull Invention
bull Secrecy Orders
bull Genetic Informationbull
bull Health Informationbull
Patent is a property right granted by the Government of t he United States of America t o an invent or to exclude ot hers from making using offer ing for sale o r selling the invention throughout the United States or importing the invention into the United States for a limited time in exchange for public disclosure of the invention when t he patent is granted
Ref ers t o personal inf ormation or in som e cases personally identi fiable information as defined in OMB M-07-16 or means of identification as defined in 18 usc 1028( d)(7)
CUI Registry- Categories and Subcategories
Stat ist ical
Subcategories
bull Census
bull Investment Survey
bull Pesticide Producer Survey
quotations and business and marketing plans
Refers to information collected by a Federal statistical agency unit or program for statistical purposes or used for statistical activities under law regulation or Government-wide policy such Statistical CUI requires 1) protection f rom unauthorized disclosure 2) special handling safeguards and or 3) prescribed l imits on access or dissemination
Related to a compulsory contribution to government revenue involving information regarding returns or
Subcategories
bull Convent ion Information may be controlled at the category level or at the subcategory level based on the controlling authority
ansportation Related to any mode of travel or conveyance by air land
Controlled at the Subcategory level only or waterway
Subcategories Information may be controlled at the subcategory level only bull Sensitive Security Information
fl rop of Page J
CUI Registry- Launched November 4 2011
Launch information - Reminder that existing agency policies remain in effect
until implementation deadline (TBD) - General Guidelines
bull Markings to be developed in additional guidance
bull Safeguarding in compliance with OMB policies and NIST standards and guidelines as per Executive Order 13556
bull Dissemination to those with mission purpose
bull Decontrol as soon as possible after safeguards no longer required as per associated authority
- Category List (16) - Subcategory List (77) - Associated Authorities (398 authorities cited - controls +
sanctions)
CUI Registry- General Guidelines
CU RegiS)
General Guidelines
categoriesSubcategones
Policy and Guidance
Glossary
CU I Reports
CU Tra1ning
WMt othtrJ are
W hat is CUI
Answers to t h e Most
Frequent ly Asked
Questions
Search the Registry
General Guidelines
Marking CUI ma r kings will be developed and scheduled fo r implementation following
publication of additional guidance
Safeguarding Fo r each CUI category and su bcategory federal agencies shall comply with
information security requirements defined by the National Institute of Standards and Technology (NIST) Federal agencies shall consult t he following NIST publications for guidance
on implementing specific measures to safeguard CUI
bull Federal Infor mation Processing Standards Publication 199 Standards for Security
Categorization of Federal Information and Infor mation Systems
bull Federal Information Processing Standards Publication 200 Minimum Security
Requi rements for Federal Information and Information Systems
bull Special Publication 800-53 Revision 4 Security and Privacy Controls for Federal
Information Systems and Organizations
bull Special Publication 800-60 Revision 1 Guide for Mapping Types of Information and
Information Systems to Security Catego ries
Disseminat ion CUI shall be disseminated only to individuals who requi re the information fo r
an authorized mission purpose
Decontrol Information shall be deco nt rolled as soon as possible when it no longer requires
safeguarding measures and dissemination controls pursuant to its associated authorities CUI that has been pu blicly released via aut horized agency procedures shall be considered
decontrolled
8 ropo1Page l
CUI Registry- CategorySubcategory Detail
CUI Registry
St at ist ical -Investm ent Survey
category-Subcategory Practices
Key Elements o f CU I
Chronology and H1sto category-Subcategory Statistical-Investment Survey
category Description Refers t o in f orm ation collected by a Federal st atistical agency un it or
p rogram f or st atistical p urposes orused f or st atistical acti v it i es under law regul ati on or Governm ent -wide policy such Statist ica l CUI requ ires 1)
Gener~l Gtudehne p rotection f rom unaut horiZed disclosure 2) sp eci al hand ling saf eguards Categones Subcategone a n d or 3 prescribe d limits o n access o r d issemina t io n
Polley and GUidanc Subcate gory Description In f ormation reported t o Treasury the Federal Reserve Board of Governors
or the Federal Reserve Banks as part of t he Treasury In t ernation al Capital TIC) dat a reporting syst em
Marking PlACEHOLDER
Abbreviated Marking PlACEHOLDER
Whati$ CUI
All~w=r~ t th o= Mo~t
FreQue ntl Y Aslteltl
Questi ons
Marking and Handling Ge n eral Gu ideline s apply forSa feguard ing Marking Dissemina t io n Instructions and Decont rol
bull Ref erence i nd ividual Saf eguard ing and Dissemination authorities for
control m an ons
Select Safegua rdi ngDissemi nation o r Sanct ion Auth o rity t o view st at utoryregulatory
language in a new w i ndow Authori ty links are updated based on regular re-publication of the Uni ted States Code and Code of
Federal Regulations
CUI Registry- CategorySubcategory Authorities
1ITLII shy hORJUOIlt RRLATIONS AliD LVIEROOURSE l SIOS
(d) Aceess to
dooMd to be ortdals or empl()yoos demgnated to porform IUnltLIODI under Lltla ohapter (e) Peabull ty
ltny person who wtllfully yen1olates subsectton (c) or (d) of tbs aecoon shall upon eoDvtcUon bo nned not more tbln l toGIXI 1n adlftoon to any otMt JKnampltY tmpoMd by law
(Pub L H-1172 ts Oct U ttn6 90 SLat 3162 Pub L ~79 tJUe mfSOS(bXS) Oct 3gt 1984 98 Stat IUO lub 1 101 -amp1) Hfi(d) (e) 1(amp) Nov 7 1000 lOt Stat ZMI)
MllitKUIOIIIIft
t~ (b) Paab L tDI-Ql f7(a) ~d at
t~~-teu~o~~1~~ - dlc17 ~W lor Lbt _tAnanc
~~-==c--=~n~~r~~ and ia to reg offttoer1 betlt
~~-~-_--~~~~Ual~l~~~l ~lma-IMbwD ampnl ~ aJIaliJe born o
noooflh or ltlAt ooold not be ltbta-b)eel to
(a) CirU puah y fw fallure ampo fumla lGIormabull l looo
Wboefer falls to furnJsh any Jnformatton ~ quJred under thls chapter whether reqWred to
~~c~n~ ~~~ ~Jn~~~order- or Jnatr-ucuon promWgatod under tbJa chapter shall be mb)ect to a ch11 penalty of not Jess than $2500 and not mote than 125000 ln a prooeedSnat brourbs under mteetlon (b) or thla ICOUOL (b ) CiYU lldlon for Callure to fWDIsb iafOI ma Uoa
Whenever- lt appean that anJ person bas Called to tumuh any ltlormaUon requ1red under thlauon
Bwcau or Lbe Cn~~bull or lbe Dtpamprtrru~nt or Commerce a autbortMd for p~ or ampWshymenUng and lmprobulllng the qoalt ty or data colshylectAId by the Bureau or the Census to have upon wnttcm request acoea tO daLa relattnQ to bubulll- enUrpraftl tbat a oollociCI4 41rtttly br the Bureau or Koonornlc ADampIyats ror purpoao~ or ~~~~~--~Bu_e~~~~~ut_t~~
Control
Sanction
cbaptlaquo wbmh~ rwqu1rctd to bl 1arnJabed tn the fonn of a roport or oth~ or bas taUod to comply wuh any ru1e regubUon order or Inmiddot structlon promulgated under tbts chapter a
~U~~r~o~u~~h~t~no~~~~ prlat UDHAld S~ OOW of any ten10ry OT otber place aub)ed to the junsdlcUoa of the Unlted StAtes and sucb ooun may enUf a ~
~e iOIl7 TITLE 22--FOREICN RELltTJONS AND LvrRRCOUJtsR l S IOS
~l~S~s~~ ~~tbo~~b _j~~~~iiii- iirii lsilo loiiitdbullbullgt~ eemed to beilo niiiii miiipiiyees ijiirlieiii = ted boon noted ln the report (e) Access to informatibull n limitation
Accoos to lnformaUon obtained unde subshysection (b)(2) of this section shall be abulla only to ofllclals or emplo)bullees designated toP form tuncttons undet lOJUlgtYH~bulluU lIUU ~l mUlgt wvdllug v u cvulr~lo awarded pursuant to tbs chapter Subject to the llmltatlon of tnr~ab (1) of this subsection
eaali)t
this chapter lncludlng~~~~~~~~i~~J~2J
the President may attbonze the exchange ~ tween agencles or ometals desgnated by blm or Information fUrnished b) any person under tls chapter as be deems necessary to carry out the purposes of this chaptfr Nothing ln thls sectlon shall be construed to raqulre any Federal ~ercy to disclose to any official exerclslng authorlty
~~1n~~~PtG~~~d~~~~~~r ~~e~~ chapter bullbullbere disclosure s problblted by law Information collected pursuant to subsection (b)(2) of this sectton m~ be used onlyshy
(1) for analyttcal or statistical PUJllOSIS within the Unlted States Cobullernment~ or
sifl~~r ~)~f~t~~d~o~ Sl05ltb) or (c) of this title
No omclal or employee designated to perform funcUons under this chapter tncludlng consult-
pun~~ t~~dtO~~ yoo~ffs~~ avaHable to any other person any Information collected pursuant to subsection (b)(2) of tts section ln a marmer that the person who ftr shynlsbed the lnformatlon can be speclllcall) ldenshytlOed except as provtdltl In this secton No plr shyson can compel the submission or dtsclosure of any report or constitue nt part thereof collected pursuant to this chapter or any cop) of such iampshyport or oonstltuent rert thereof bull1tbout the
bj~~d~i~~b~~~ehrre~ri~d~r b~~~~ (b) of this sectton and Ki tbout prtor written conshysent of the customet where the person who
~~~~~l3n~b~er~~re~~~~ridi records of such customer ( d) Access to Bureau of EcooomJc Analysis inf_
matioo The Bureau of the Census of the Departmpoundnt
e~~~~~~~~~~e ~iat~~a~af lected by the Bllteau of the Census to have upon bullbullrttten request access to dsta relating to buslneGS enterprlses tlat Is collected directly by the Bureau of Economic Anal)sls for purposes of thts chapter The Bureau of Labor Statlstlcs of the Department of LaOOr s authortud for pushyposes of augmenting and lmprolng the data ogtl middot
AMVIOMRSlS
1900-Sublleo (b) Pub L 101-133 f7(a) lnltr ted a t
tV~ ~Or~ztu~1~e~Ae~1J pcm10n wilo 1bull dlrectJ Tet~ponbulllble Cor the maintefllUiee and compllaUon of uoh lnConnaUon and llbll cer ti(J ~t the reoor t wu pnpared ln aeoordazloe wt th thtbull eb_ner 1bull complet-e and 1bull to web om oerbull bel-
~=~ewii~~t~e~~~tll~~~ll tloru~ b lltled under tblbull obllter ebullUmatebull hale been pro111ded beltaue ckta are not aTallable Cnm cWJ totruatY ccountltlf) noordt or DCeltri~~e dat eoult not be obtalned wl tllou- unive burden and the datt bullub)ed to bull~aeb -Umatc bu been noted ln -be ~JlOrtbull
Sublec (c)(2) Ptl L 101-s33 fQeXI) bullublt luted bulluIHICOUon (e) Cor bulluheetlon (d )
Sublec (d) P ub L IOJ-lln iG(d)(2)bull added 1ulee (d) F ormer bulluhee (d) n3e~tgnatoed (e)
s~ti~ltt lt~ ~~~~~lt~~ru~-fmiddot
ectlon(e)bull 19ampl-Sublleo (b)CTlt (7) Pub L 91-673 1tnck ou
lntematioruol lnYetment beCoro bullurve-
sect3105 Enforcement (a ) C ivU penalty (raquo failWE to furnish informashy
tion Whoever falls to lurnlsb any lnformat1o n reshy
qUlred under thls chapter whether reqUred to
~~~~s~ed~~~ ~rs ~ frt~~6ri order or lnstrucuon promulgated under this chapter shall be sab)ect to a clvH penaltyof not less than $2500 and not more than S2SIXO In a prooeoedlng brought under subsection (b) of this section (b) Civil action for failWE to furnish incr-matioo
Whenemiddoter It appears that any person bas failed to furntsh any lnbrmatlon reqUired und~r this chapter bullbullhether teqUlred to be lurnlsbed In the form of a report or otherwise or bas failed to oomply w tb any rulo retuiGt l o n o rde r Ot ln structton promulgated under thts chapter a
r~~~C~rt~at~u~~h~t~no~re~~ prtate Unlted States court of any tetrttory or other place sub)eot to the jurlsdlctlon of the United States and sucb court may enter a reshystralnlng order or a permanent or temponry Inmiddot t t- 1 __ft -
Links are to official legal editions of the United States Code and Code of Federal Regulations acttona that 1a oollootecl d1rectly Dy tae Kureaa ter Offtcers and employees of the Bureau of theCc) Ortlaal pea atcy for fiDwbull co bull~th lnformiddot Census and the Bureat of Labor Statlstlcs shall Whoever wUlfuJ ly falls to submit any ld orma-shyfr~~1o~e~asozirhl mallGct for purposes of subsectlon (c) of this section be tlon required under this chapter bullbullbetier re-Census and the Bureau or Labor Stausucs shalL Whoewer wUlfully falls to whml t aD7 lnforma-shyfor porposes or Sllbsectlon (c) of thiS aectlon be tlon requ1red under this ehspter whether ~
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Financial Related to the duties t ransactions or o therwise fall ing
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category-Subca tegory Transportation-Sensitive Security Information
category Description Related to any mode o f travel or conveyance by atr lan d or waterway
SUbcategory oescrlptlon As deftne d tn 49 CFR Pan 155 sensitive serunty Info rmation IS Information obtained or developed tn the con duct o f securtty actiVIt ies Including research an d development the dlsdosure o f which OOT h as determined would cons t itut e an unwarran t ed invasion o f privacy r eveal trad e S-ecrets or privileged or con fident ial in formation or be detriment al
to transportation safe ty As de fined in 49 CFR Part 15205 Sensit ive Security In formation is info rmation obtained or developed in the conduct of secur ityactivities including research an d development the disclosure of which OHSTSA has det ermined would among other things b e detrimen tal to the secu rity o f tran sp ortation
Marking PlACEHOLDER
Abbrevi ated Mar1lting PLACEHOLDER
Marking a1ld Han dling Safeguarding Mark ing Dissemination a ndor Decontrol measures lnshuctlon s that di ffe r f rom Geoeral Guidelines are r equired by statute
r egulation or govem mentmiddot wide policy
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Safeguarding andor DISeminat ron Autho nty I Sanctrons An asteilsk (bull) indicates that tl1e a u thority defmes spe o fiC handling pract1ces
49 usc114(h)
49 CFR 1520bull -
49 USC40 119(b)( l)
4 9 CFR 152017 -
49 CFR 15 49CFR 1517
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CONH OUlD Esta blished by Executive Orde r 13556 the Controlled Unclassified Information (CUI) UfLlA)~IfltO
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IMPLEMENTATION REMINDER FROM THE EXECUTIVE AGENT
Existing practices for sensit ive unclassif ied information rema in in effect until the CUI
marking implementation deadline (TBD)
C Search the Registry
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Marking CUI markings will be developed and scheduled for implementation followi ng
publication of additional guidance
Safegua r ding For each CU I catego ry and subcatego ry federal agencies shall comply with
information security requirements defined by t he National Instit ute of Standards and
Technology (NIST) Federa l agencies shall consult the following NIST publications for guidance on implementi ng specific measures to safeguard CUI
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Use the CU I logo Search the Registry [to)Contact Us
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Pc 1n~ ~ 11da bull
Glossary
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saying
The Controlled Unclassified Information Executive Agent (CUI EA) issues guidance to Executive
branch departments and agencies that handle unclassified information that requires safeguarding or dissemination controls pursuant to and consistent wit h applicable law
regulations and government-wide policies
CUI Executive Order and Implementing Regulation
Issue Date Title
XXXXXXXX 32 CFR 2002 Contro lled Undassified Information PLACEHOLDER
1104 2010 Executive Order 13556 Contr olled Unclassified Information
CUI Notices and Executive Agent Guidance
CUI Registry- Left Sidebar
Chronology and Hi story
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C 0 111lOL CUI RegistryU oc w Si fiED
I NrORM ATtON
Use the CU I logo Search the RegistryContact Us
About CUI
Po licy and GuidanceKey Elements of CUI
The Controlled Unclassified Information Executive Agent (CUI EA) issues guidance to Executive
branch departments and agencies that handle unclassified information that requires safeguarding or dissemination controls pursuant to and consistent wit h applicable law
regulations and government-wide policies
CUI Executive Order and Implementing Regulation
Issue Date Title
XXXXXXXX 32 CFR 2002 Contro lled Undassified Information PLACEHOLDER
1104 2010 Executive Order 13556 Controlled Unclassified Information
CUI Notices and Executive Agent Guidance
CUI Registry- Ongoing Maintenance
bull Add new categoriessubcategories as approved (Currently 23 Categories 82 Subcategories)
bull Annual updates to USC CFR (Currently 326 control enactment citations 144 sanction citations = 4 70 authority updates annually)
CUI Registry- 32 CFR 2002
Draft regulation reiterates that the CUI Registry is - Sole authoritative repository for information on CUI except
Executive Order 13556 and 32 CFR 2002 - Publicly accessible - Includes citation(s) to law regulation or Government-
wide policy that form the basis for each category and subcategory
- Notes any sanctions or penalties for misuse of each category or subcategory of CUI that are included in applicable statutes or regulations
CUI Registry- Policy and Guidance
Registry is repository for CUI policy and guidance - Executive Order 13556 - 32 CFR 2002 - CUI Advisory Council Charter - CUI Marking Handbook - CUI National Implementation Plan - Additional Executive Agent Notices
CUI Registry- Policy and Guidance
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KkY EIErroelaquosoCll
cttroflOICg aflCI Minor
FAQ
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Policy a nd Guidance
The controlled unclassified InformatiOn Eltecuuvegent (CUI EA) issues guidanceto Ebullecutie branch departmentsand agencies that handle unclassified information that requires safeguarding Of dissemination controlsJpursuant to an-d consistent with applicable law re-gulations and government-Wide po1c1es
CUIExecutive Order and Implementing Regulation - -shy -shy -shy -shy -shy
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R=ti ~c-d GuidoMc rcordi Cortrol cd U-cl c~fied lnfor1ruotilt0n ~nd the Frc~ oflnfonrutionAct(thh gtvpeuOKie~ t ho joirt iJgtuonu d e tod
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OOIJoOII(MentsOfSelor AfencyOJICIa1a flo~ Pro_ranMena~er lorCUI Proeram IMPieiTentl t i OO
Controllod Urw l aaifi ~ Information(CUI) Qifico fiLcmoranlum- RcIJi owoi
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Guidne~ r osardinCUI ~r-d thQFrdom ofl nfornuti on At ( uporco td en July 3 101(1)
Controlled Unc l n~ifi ed lnoorT~~tion (CUI) ()lfic Noi c 201101 l nito~~l
l nplcOT-enU1i on Glidllnte foe-Uccu~ive Orter13SiG
The CUIEA est ablished the CUIAdvisory Council to carry out consultative functionsdirected by Executive Order 13556
CUI Advisory Councbull Chan er-m PROVISIONAL
Additional Resources
The CUIEA hasdeveloped recommendationsto assist departmentsand agend es in development of their CU I programsand submtsston 0 Information to the EA
Compliance Plan Overview for Departments and Agencies~
Executive Order 13556 0bulleM ewforDepartments and Agenciesm
I
CUI Registry- Agency Implementation Policy amp Practice
Agency-specific CUI implementation considerations - Agency may determine that only selected
categoriessubcategories will be designated by agency personnel
- Agency discretion in certain marking practices bull Full Marking (AGRICULTURE) versus Abbreviated Marking (AG)
bull Require categorysubcategory banner markings for CUI BASIC
- CUI may be handled differently within the agency (discretion to waive marking requirement)
- CUI Registry provides guard rails for Agency practices
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Controlled Unclassified Information (CUI) Home OJI
CONH OUlD Esta blished by Executive Orde r 13556 the Controlled Unclassified Information (CUI) UfLlA)~IfltO
1 - 1()1~1gtAT()Nprogram standardizes the way t he Executive branch handles unclassified irlformation t hat r equires safegua rding o r dissemi nation controls pur suant t o and consistent wit h law
Use the CUI Logor egulations and Government-wide policies Learn About CUI bull
Contact Us
News and Notices Registry
bull December 8 2014 -Welcome to the new CU I Portal
The CUI Regist ry is the aJthoritative sour ce for guidance regarding OJI p-olicies and practices -bull Search the Re0istry
Access Registry by Policy and Guidance
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bull New categoriessubcategoriesauthorities added as identified
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CONTROLLED
UNCLASSIFIED
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CUI Registry- Categories and Subcategories
Evaluating a Control Authority Protection with specific instructions- CUI SPECIFIED
(7) Protect the confidentiality of the identity and location of persons subject to registration requirements as convicted offenders under Federal or State law including prescribing alternative procedures to those otherwise provided by Federal or State law for registration and tracking of such persons
50 11 18
A twrnes General ror tlle CMmlnal Dl middot vtston or ttts or oor aelesroo tbe oueshytor of the UnltOO S1ates Marshals Serv lea ani ofheon of lila t nttld Stbull Manluls SQtYoo da tputd ~ ht lt10bsll bull b o be au~bo 1middot1Mxl to tta-opor sw-renaer ~1 --e ana rnamam CGs-shytolV 0( JgtrtsorwI-WltOOISSEJ lelnpTUllY tramr~rreO fr(lm or to the Uni ted Stt pununt to bull troA~ bullbull~oeutloo ~mont o r oohor lopl aJtbor1ty aul ~rtl rnbanemomt Crom tou~ljplalllbof1LEIi vb t n Lppropnate
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a ) ln ootneetlcn wttb the lltOteetton nf bull wtll- bull pctGaUbulll 111tn- 11r lUI l rn modlat4 lllml ly mcmbor o r cho a
=~b~~~~~~~ w~~Jla~ ManlUJs SlaquovCf ana omcers or tile Uni ted StaUs Marsbals Sentce desshylpated ly the OINetor msy
f1) Prov1do lUItablo d ocurnoJU to onshyble t he peMO n to ce~tablleh ~ r~ew denmiddot ll~Y orotberwbe pru~ tho pnot
12) VlItlle DCUUllt (Ol tlle ~noD13) Probulltde for tbe transtottatton of
bouampebo ld tum ltllre ani other J)m(lnal proJIIIIy Ul bull nnbull Mltldllnoll o tho PIshy_
1) ~hie~ W ib~ peron a paymmt w rnen baSI~ llvu-r npelrS(gt 1n a ~tum es-abl lgtbOO to accordane wltb rerolamiddot t-hm~ 1Sstled b r t he 01roctor for s ub tlm o - tllo At tumcy ~Mnl dotarshymtn eamp to be warron~C
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plrJs-mg~Jae otoor servtee~ neee$3ty to assist t rn1 11g selfshy
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ltM U 1Ud~15bull-no( a u tbutily 1be Dlreetor US Mushab Stn1et
Ill outh orltOd to todolos-to to Qlf of 1m auburdl rnltel IU) U( the fraquoWe~ an1 fllneLnu ~middoteswlt~ m btm by tb1s ru~ pan exoepli tnat tne awbontJ to ap [II()Te other nee~ry ex-PniiampUNC I ~
Director of the Witness Security Program
~e ~Wiiliiilft~~ r~ l oOGl law enroroollem OC)JaIS ~e D u acwr satl bull 1tllout unltbe m lay disclose to SlCb omdalS the dent1 t )i locatOn ertmlnlll tollords Ill 1n~nu rwshylaUng to t he pcr iiQn Telooattd ot proshyti(OOII wben 1be Ot~tor lmOWJ or Lbe
rstfl~~i~onu o~b~arndega~ N~tod fur (If cluugltld w1t b An orfanbull t-t SI puntt~i-hl o )gt n10ro t i llll o no ~ In prt4on o t thA- 11 bull ltrrlmll of 1oshyltnoo (ONoor- s a u lOOJ tll m ltt~lll st t
I U U Special depu utioa 1be Olrector Onltld States Marshals
~rvtllO Ill UlhortwJ to ltiopuUoo tbo followlr~ plaquolOM to porfotm Uo lunllshytJog of a OefUlV US Manlthal tn wy rustnctOesltlataa b 7 the Vlrecoor
(aJ Seleoetfd otfleers or em~lobullee$ of te Depanme11t ofJutt~
(b) Solotm fcloral Sltao or l oco) lampw enro~t utflocn wbemvlaquo Lbc lampw e11J~rwmenL ntoeltbuf Lht US MarshySUIs ampfVlce 31 reQwn-
(c) Seeeud eml)loyeeos o f (11vace bull euriiJ llOm patl- In pr_ovwl1r~Jt eourtshyroom ltctMt y tor tho Poltio t~l j rJdlelshy
(b) The identity or location of any other information concerning a person receiving protection under 18 USC 3521 etseq or any other matter concerning the person or the Program shall not be disclosed except at the direction of the Attorney General the Assistant Attorney General in charge of the Criminal Division or the
CUI Registry- Categories and Subcategories
Evaluating a Sanction Authority ~e JOin rrtlbullK 2-lfOIUUGN lt JOiS ANO LlltRCOUttSE
ulr
tLA1
e b urshyfti bas
r
o l alltDG ~~~~~~~~~~~~~ tr acts to tlle
data could oot be o btal ned tlthout unduUgtn anll tJle aa~a aub)llC~gt -0 sut ~Ltmalbeen notad ln the rnoort (cl AeOOSi to inforuaUto limitation
Access to lrformauo n otulWd unde$11C tltln (b )() o f t11~ lllldl u n ~tbbullIJ bo 11V only to oftlela ls or employees deGgtatOO tconn fW)CLons una er Lll gt cbapU mcconsultants and perscns wokln~t en conuarded pursuant to thls chapter SabJatllmltoUon of JQllllglapb (I) o l th l =~~tlon the President may autbonu tbe exchange t ~obulloon 4[eoetes or om clab aestgoaU1 ly btm or ldormatlon 1unlsbed by ans DEJSOO under tlts 1990-Suoteo (b Vl traquo bull -middot~~ bull bull Wp1er as be OOems llecessa) to Ctrrf out tlle en~ Vbe a npu PlTPOSOOC of tMs ehaptr Not blnr l n tb)) tooton -w --~ shall be construed to reqUire any Federal ac-eney penl(lrl m~ 11 din~C~
u Any person who willfully violates to Glilelcse to an) omctal exertlsl~ autboncy ~t theteDOttshytmder t bs chsDter any 1nfornut lon cr repnrt b~ III Co)mplccollected u~der legal authorit y otOOr tbu tbs kmwlffige and belle clopter wb tn dlMlotun l~ pr oMbtted by bu a - UI IIllllth 11 subsection (c) or (d) of this section shall Wonnat on collected pursuant to stbsretlon tiCIIUI IM~ undet
(bX2J o r tJls sectton tmy be usedonJy- prof1cbd beltalR ( (1) for analyt1 cal or mattstlcal DUJOOaIS tonarr aceounUn r
wHbln t he Umted States Covernrmnt or obtalned 1dtbeu u upon conviction be fined not more than-~gt -uth l
Subcoe (c)(t) 1~~~ ~)~~~doot~~ _u- ltbullrmiddot tshySl03lt b) or ltcJ ortus tl t le Sute td ) Pub I $10000 in addition to any other penaltyNo omctal or emll o~oo lleslrnamptOO LO perform v- tc ( J) bull
functlons undet t his cbaper nel uduw ooliSult- Subcoe (c) Pub ~ bullubolcoo (ol) ccUOflc)bull ~~~1 ~nO~~ ~00~~= imposed by law19M-Sulleltl (b(
afa bble to aey other ~rsan any lnformatlo n lllteruthnal lnntcoUeetell pursuan~ tO SUllseetlOil (OX21 Of UlS section In a manner t ha t be pel$1n who turshy sect 3105 Eoortement nsbOO tbe lnformatton can be speclflcal l)bull l dm 4 lta) CWU pefl8lty for faiIWE tamp furnfib informbullmiddot tilled eXIltlpt - pr ovtded tn tblt~ ooo~lon No pershy UIUson can compel tOO submlsslOn or dsclosue of
Wboavflr C-H~ to lumhlh a~ lnformatlofl ~
Jnrsunt to tbs chapter o r any oovbull of s u eb rampshyany report or oonsl too nt pan tberoor col Jectea
qutrec unde r thl s cba~r wietber requlred to Iraquort or oonstltuert sert tbereor bullltbou tie ~~~S~~ =~ifr~~6~ I~~wo~~~hd~Jrrn~r~~- onler or lnstruct)an promWgated unJer thlS
ohpter abail be llub)oct t oo ehmiddot11 penalty of not(b) o r tJllS sectton and wl tbou prtor wri Ltell oonshy0$$ t llan $2500 a nd not more tlan S2SOOO In a bull n t of t b e mtamor bullh tho pATS~on who proceea1ng llaquoltugbt unJ1er sutGec~aon (b) or thllS
~~~4~n~~b~e~~f~=~~d~ seetlon lECotds or such cusomer (bl Ciril action for failure to furnish infltrmatioo (d) Aeeess to Bureau of EeooomJe Aflalysis inforshy beneer tt a i)pears abat any person bas falled
to lutnl~b any l n lornutlon NqW tad Ulldor t hraquo chapte r abullhpoundthlaquo reqUired to be lurnsbed ln t he
liUlU~tn
lhbull lbtOAil of to Caontll~ of t ho Ooj~alimont Co rm o r a ngtport 01 o tbetwlse or bas 6Uhbullll too1 Comnerce l s autbortzed for purposes ol a~shy oomph wi th any r llle reluJatlon order or lnshymenUng and l rspwvll~ tbe ~ualty of daW oo1 4
s ttuctlon promulgateO undet tbs cbapttr alreted by tbe Bllftoau or tbe Omsu to haw upon bull bullrtt ten rKUeltst access t o dstamp relattng to r~~~~l1~7thu~~b~ttC~~~~~ln~l-nUrprIJ~o$ t ha t J~ reg llctod d iOetly by prate Ullltel ampatlaquogt court oc any oomtory orthe Bureau of Bcooomc Analyst~ for purposes of lblS t bapw r lbe Bu rnau o r LalOr SlatlSliCS o r otiler olsce s utooc1 to Ue tJM$dlot1o11 of t he the Department of Labor Is autl ortood for purshy Ut~lted SatEosbull and suc-b oowt nay e nter a reshy
ottA1mng onler o r o petmonent o r temporc~cy ln4
raquoSeS oraugmeatlr~ and tmprolng the data ool 4
loctod by tho DWGQu o f IAbot Satl~tlt~ to ~~t~~~~t~~~~s=P~~b ~uc~~~~ luve acooos upon wrtt ten Nquaet to selected reru1ttlon oldlr o r )nstruet1ol as t he C8le
nuy be or lmpooe t he ch11 ~naltlbull provtded In uleoun(tllon mrarmauoo lt~n bugttoeu tn~ orlSE$ u d data on lntenuttonal servtoes tr arsshy ~~tlon (a ) of l h b ~-tlqn o r both aetlons t hat Is collected dtrectlJ bs t he Bureau Ccl Criminal ()(11altr for failure t1gt s ubmit infOf middotr~fie~~~~~~io~~~~B9~~ffe matioo Omsu and t be Bureau or Labor Stalsocs shall Abeever Wli11W1y falls to s tlbmt aoy Inform~ fflr purp~at of J~ubAetlon (e ) o f t h U ~tlen bo tlt~n toqtl NIltI u n War til l~ e b Aptcr wb oohot rwshy
Subcategories
bull Naval Nuclear Propulsion Information
bull Safeguards Informationbull Routinely handled by few
bull Security-Related Informationbull
bull Unclassified Controlled Nuclear Informationshy
Defensebull
Subcategories
bull Contract Use
bull Death Records
bull Inspector General
bull Military
bull Personnel
bull Student Records
CUI Registry- Categories and Subcategories
Related to protection of information concerning nuclear reactors materials or security
Routinely handled by many
Pat ent
Controlled at the Subcat egory level only Subcategories
bull Applicationbull
bull Invention
bull Secrecy Orders
bull Genetic Informationbull
bull Health Informationbull
Patent is a property right granted by the Government of t he United States of America t o an invent or to exclude ot hers from making using offer ing for sale o r selling the invention throughout the United States or importing the invention into the United States for a limited time in exchange for public disclosure of the invention when t he patent is granted
Ref ers t o personal inf ormation or in som e cases personally identi fiable information as defined in OMB M-07-16 or means of identification as defined in 18 usc 1028( d)(7)
CUI Registry- Categories and Subcategories
Stat ist ical
Subcategories
bull Census
bull Investment Survey
bull Pesticide Producer Survey
quotations and business and marketing plans
Refers to information collected by a Federal statistical agency unit or program for statistical purposes or used for statistical activities under law regulation or Government-wide policy such Statistical CUI requires 1) protection f rom unauthorized disclosure 2) special handling safeguards and or 3) prescribed l imits on access or dissemination
Related to a compulsory contribution to government revenue involving information regarding returns or
Subcategories
bull Convent ion Information may be controlled at the category level or at the subcategory level based on the controlling authority
ansportation Related to any mode of travel or conveyance by air land
Controlled at the Subcategory level only or waterway
Subcategories Information may be controlled at the subcategory level only bull Sensitive Security Information
fl rop of Page J
CUI Registry- Launched November 4 2011
Launch information - Reminder that existing agency policies remain in effect
until implementation deadline (TBD) - General Guidelines
bull Markings to be developed in additional guidance
bull Safeguarding in compliance with OMB policies and NIST standards and guidelines as per Executive Order 13556
bull Dissemination to those with mission purpose
bull Decontrol as soon as possible after safeguards no longer required as per associated authority
- Category List (16) - Subcategory List (77) - Associated Authorities (398 authorities cited - controls +
sanctions)
CUI Registry- General Guidelines
CU RegiS)
General Guidelines
categoriesSubcategones
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Answers to t h e Most
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General Guidelines
Marking CUI ma r kings will be developed and scheduled fo r implementation following
publication of additional guidance
Safeguarding Fo r each CUI category and su bcategory federal agencies shall comply with
information security requirements defined by the National Institute of Standards and Technology (NIST) Federal agencies shall consult t he following NIST publications for guidance
on implementing specific measures to safeguard CUI
bull Federal Infor mation Processing Standards Publication 199 Standards for Security
Categorization of Federal Information and Infor mation Systems
bull Federal Information Processing Standards Publication 200 Minimum Security
Requi rements for Federal Information and Information Systems
bull Special Publication 800-53 Revision 4 Security and Privacy Controls for Federal
Information Systems and Organizations
bull Special Publication 800-60 Revision 1 Guide for Mapping Types of Information and
Information Systems to Security Catego ries
Disseminat ion CUI shall be disseminated only to individuals who requi re the information fo r
an authorized mission purpose
Decontrol Information shall be deco nt rolled as soon as possible when it no longer requires
safeguarding measures and dissemination controls pursuant to its associated authorities CUI that has been pu blicly released via aut horized agency procedures shall be considered
decontrolled
8 ropo1Page l
CUI Registry- CategorySubcategory Detail
CUI Registry
St at ist ical -Investm ent Survey
category-Subcategory Practices
Key Elements o f CU I
Chronology and H1sto category-Subcategory Statistical-Investment Survey
category Description Refers t o in f orm ation collected by a Federal st atistical agency un it or
p rogram f or st atistical p urposes orused f or st atistical acti v it i es under law regul ati on or Governm ent -wide policy such Statist ica l CUI requ ires 1)
Gener~l Gtudehne p rotection f rom unaut horiZed disclosure 2) sp eci al hand ling saf eguards Categones Subcategone a n d or 3 prescribe d limits o n access o r d issemina t io n
Polley and GUidanc Subcate gory Description In f ormation reported t o Treasury the Federal Reserve Board of Governors
or the Federal Reserve Banks as part of t he Treasury In t ernation al Capital TIC) dat a reporting syst em
Marking PlACEHOLDER
Abbreviated Marking PlACEHOLDER
Whati$ CUI
All~w=r~ t th o= Mo~t
FreQue ntl Y Aslteltl
Questi ons
Marking and Handling Ge n eral Gu ideline s apply forSa feguard ing Marking Dissemina t io n Instructions and Decont rol
bull Ref erence i nd ividual Saf eguard ing and Dissemination authorities for
control m an ons
Select Safegua rdi ngDissemi nation o r Sanct ion Auth o rity t o view st at utoryregulatory
language in a new w i ndow Authori ty links are updated based on regular re-publication of the Uni ted States Code and Code of
Federal Regulations
CUI Registry- CategorySubcategory Authorities
1ITLII shy hORJUOIlt RRLATIONS AliD LVIEROOURSE l SIOS
(d) Aceess to
dooMd to be ortdals or empl()yoos demgnated to porform IUnltLIODI under Lltla ohapter (e) Peabull ty
ltny person who wtllfully yen1olates subsectton (c) or (d) of tbs aecoon shall upon eoDvtcUon bo nned not more tbln l toGIXI 1n adlftoon to any otMt JKnampltY tmpoMd by law
(Pub L H-1172 ts Oct U ttn6 90 SLat 3162 Pub L ~79 tJUe mfSOS(bXS) Oct 3gt 1984 98 Stat IUO lub 1 101 -amp1) Hfi(d) (e) 1(amp) Nov 7 1000 lOt Stat ZMI)
MllitKUIOIIIIft
t~ (b) Paab L tDI-Ql f7(a) ~d at
t~~-teu~o~~1~~ - dlc17 ~W lor Lbt _tAnanc
~~-==c--=~n~~r~~ and ia to reg offttoer1 betlt
~~-~-_--~~~~Ual~l~~~l ~lma-IMbwD ampnl ~ aJIaliJe born o
noooflh or ltlAt ooold not be ltbta-b)eel to
(a) CirU puah y fw fallure ampo fumla lGIormabull l looo
Wboefer falls to furnJsh any Jnformatton ~ quJred under thls chapter whether reqWred to
~~c~n~ ~~~ ~Jn~~~order- or Jnatr-ucuon promWgatod under tbJa chapter shall be mb)ect to a ch11 penalty of not Jess than $2500 and not mote than 125000 ln a prooeedSnat brourbs under mteetlon (b) or thla ICOUOL (b ) CiYU lldlon for Callure to fWDIsb iafOI ma Uoa
Whenever- lt appean that anJ person bas Called to tumuh any ltlormaUon requ1red under thlauon
Bwcau or Lbe Cn~~bull or lbe Dtpamprtrru~nt or Commerce a autbortMd for p~ or ampWshymenUng and lmprobulllng the qoalt ty or data colshylectAId by the Bureau or the Census to have upon wnttcm request acoea tO daLa relattnQ to bubulll- enUrpraftl tbat a oollociCI4 41rtttly br the Bureau or Koonornlc ADampIyats ror purpoao~ or ~~~~~--~Bu_e~~~~~ut_t~~
Control
Sanction
cbaptlaquo wbmh~ rwqu1rctd to bl 1arnJabed tn the fonn of a roport or oth~ or bas taUod to comply wuh any ru1e regubUon order or Inmiddot structlon promulgated under tbts chapter a
~U~~r~o~u~~h~t~no~~~~ prlat UDHAld S~ OOW of any ten10ry OT otber place aub)ed to the junsdlcUoa of the Unlted StAtes and sucb ooun may enUf a ~
~e iOIl7 TITLE 22--FOREICN RELltTJONS AND LvrRRCOUJtsR l S IOS
~l~S~s~~ ~~tbo~~b _j~~~~iiii- iirii lsilo loiiitdbullbullgt~ eemed to beilo niiiii miiipiiyees ijiirlieiii = ted boon noted ln the report (e) Access to informatibull n limitation
Accoos to lnformaUon obtained unde subshysection (b)(2) of this section shall be abulla only to ofllclals or emplo)bullees designated toP form tuncttons undet lOJUlgtYH~bulluU lIUU ~l mUlgt wvdllug v u cvulr~lo awarded pursuant to tbs chapter Subject to the llmltatlon of tnr~ab (1) of this subsection
eaali)t
this chapter lncludlng~~~~~~~~i~~J~2J
the President may attbonze the exchange ~ tween agencles or ometals desgnated by blm or Information fUrnished b) any person under tls chapter as be deems necessary to carry out the purposes of this chaptfr Nothing ln thls sectlon shall be construed to raqulre any Federal ~ercy to disclose to any official exerclslng authorlty
~~1n~~~PtG~~~d~~~~~~r ~~e~~ chapter bullbullbere disclosure s problblted by law Information collected pursuant to subsection (b)(2) of this sectton m~ be used onlyshy
(1) for analyttcal or statistical PUJllOSIS within the Unlted States Cobullernment~ or
sifl~~r ~)~f~t~~d~o~ Sl05ltb) or (c) of this title
No omclal or employee designated to perform funcUons under this chapter tncludlng consult-
pun~~ t~~dtO~~ yoo~ffs~~ avaHable to any other person any Information collected pursuant to subsection (b)(2) of tts section ln a marmer that the person who ftr shynlsbed the lnformatlon can be speclllcall) ldenshytlOed except as provtdltl In this secton No plr shyson can compel the submission or dtsclosure of any report or constitue nt part thereof collected pursuant to this chapter or any cop) of such iampshyport or oonstltuent rert thereof bull1tbout the
bj~~d~i~~b~~~ehrre~ri~d~r b~~~~ (b) of this sectton and Ki tbout prtor written conshysent of the customet where the person who
~~~~~l3n~b~er~~re~~~~ridi records of such customer ( d) Access to Bureau of EcooomJc Analysis inf_
matioo The Bureau of the Census of the Departmpoundnt
e~~~~~~~~~~e ~iat~~a~af lected by the Bllteau of the Census to have upon bullbullrttten request access to dsta relating to buslneGS enterprlses tlat Is collected directly by the Bureau of Economic Anal)sls for purposes of thts chapter The Bureau of Labor Statlstlcs of the Department of LaOOr s authortud for pushyposes of augmenting and lmprolng the data ogtl middot
AMVIOMRSlS
1900-Sublleo (b) Pub L 101-133 f7(a) lnltr ted a t
tV~ ~Or~ztu~1~e~Ae~1J pcm10n wilo 1bull dlrectJ Tet~ponbulllble Cor the maintefllUiee and compllaUon of uoh lnConnaUon and llbll cer ti(J ~t the reoor t wu pnpared ln aeoordazloe wt th thtbull eb_ner 1bull complet-e and 1bull to web om oerbull bel-
~=~ewii~~t~e~~~tll~~~ll tloru~ b lltled under tblbull obllter ebullUmatebull hale been pro111ded beltaue ckta are not aTallable Cnm cWJ totruatY ccountltlf) noordt or DCeltri~~e dat eoult not be obtalned wl tllou- unive burden and the datt bullub)ed to bull~aeb -Umatc bu been noted ln -be ~JlOrtbull
Sublec (c)(2) Ptl L 101-s33 fQeXI) bullublt luted bulluIHICOUon (e) Cor bulluheetlon (d )
Sublec (d) P ub L IOJ-lln iG(d)(2)bull added 1ulee (d) F ormer bulluhee (d) n3e~tgnatoed (e)
s~ti~ltt lt~ ~~~~~lt~~ru~-fmiddot
ectlon(e)bull 19ampl-Sublleo (b)CTlt (7) Pub L 91-673 1tnck ou
lntematioruol lnYetment beCoro bullurve-
sect3105 Enforcement (a ) C ivU penalty (raquo failWE to furnish informashy
tion Whoever falls to lurnlsb any lnformat1o n reshy
qUlred under thls chapter whether reqUred to
~~~~s~ed~~~ ~rs ~ frt~~6ri order or lnstrucuon promulgated under this chapter shall be sab)ect to a clvH penaltyof not less than $2500 and not more than S2SIXO In a prooeoedlng brought under subsection (b) of this section (b) Civil action for failWE to furnish incr-matioo
Whenemiddoter It appears that any person bas failed to furntsh any lnbrmatlon reqUired und~r this chapter bullbullhether teqUlred to be lurnlsbed In the form of a report or otherwise or bas failed to oomply w tb any rulo retuiGt l o n o rde r Ot ln structton promulgated under thts chapter a
r~~~C~rt~at~u~~h~t~no~re~~ prtate Unlted States court of any tetrttory or other place sub)eot to the jurlsdlctlon of the United States and sucb court may enter a reshystralnlng order or a permanent or temponry Inmiddot t t- 1 __ft -
Links are to official legal editions of the United States Code and Code of Federal Regulations acttona that 1a oollootecl d1rectly Dy tae Kureaa ter Offtcers and employees of the Bureau of theCc) Ortlaal pea atcy for fiDwbull co bull~th lnformiddot Census and the Bureat of Labor Statlstlcs shall Whoever wUlfuJ ly falls to submit any ld orma-shyfr~~1o~e~asozirhl mallGct for purposes of subsectlon (c) of this section be tlon required under this chapter bullbullbetier re-Census and the Bureau or Labor Stausucs shalL Whoewer wUlfully falls to whml t aD7 lnforma-shyfor porposes or Sllbsectlon (c) of thiS aectlon be tlon requ1red under this ehspter whether ~
CUI Registry- Since November 4 2011
Using the Registry to develop additional functionality - Identified gaps- info needs protection no current
enacting authority - Consolidated Overlaps - New requests are compared to existing authorities to
avoid duplication - Display Subcategories with associated Category (initially
all categories followed by subcategories) - Control Authorities with specific requirements identified - Glossary -Search - Left Sidebar navigation
Em
I
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I
CUI Registry- Categories and Subcategories
Category
bull Water Assessments
ergency Management Related to inf ormation concern ing th e continu ity o f
executive branch operations duri ng all-hazards emergencies or other situ ations that may d isrupt norm al
operations
exportcontrolbull unclassified Inf orma tion concern ing certain Items commoditie s techn ology software or other
Subcategories In formation whose export could reasonably be expected bull Research to adversely affe ct the Un ited State s nationa l security
and nonprolif eration obJectives To Incl ude dual use items items iden tif ie d in egtcport admin istration
regulations Internationa l t raf fi c 1n arms regulations an d the mun itions list license applications and sensitive nucl ear technol ogy In formation
Financial Related to the duties t ransactions or o therwise fall ing
- under the purv iew of financial institu tions or un ited Subcategorie s States Gove rnme nt fiscal functions Uses may include
Bank Secrecy but are not lim ited to customer In formation held b y a financial inst itutionBudget
Central Contractor Registration
bull commodny
bull Comptroller General --Subcategories bull Electronic Funds Transf er
bull International Financial Institutions
bull Mergers
bull Retirement -Foreign Government Inf ormationbull In formation pro vided by ot herw ise made availabl e by
or p ro duced in coop erat ion with a fore ign governm ent
or in ternational organization
Geodetic Product Information Related to imagery imagery int elligence o r geospati al in formation
mmigration Related to admission of non-US citizens into t he United
St at es and applications for t emporary and pemnanent Controlle d at the Subcategory level only re sidency Subcategories
bull Asylee
bull Battered Spouse or Ch ild
bull PermanentResidentStatus
Status Adjustment
CUI Registry- CategorySubcategory Detail
About CUI
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Chronology and HgtStory
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Anwr~ 1othQ ftot
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An asterisk (bull) indicates that the authority rlbull defines specific handling practices ~
Category-Subcategory Practices
category-Subca tegory Transportation-Sensitive Security Information
category Description Related to any mode o f travel or conveyance by atr lan d or waterway
SUbcategory oescrlptlon As deftne d tn 49 CFR Pan 155 sensitive serunty Info rmation IS Information obtained or developed tn the con duct o f securtty actiVIt ies Including research an d development the dlsdosure o f which OOT h as determined would cons t itut e an unwarran t ed invasion o f privacy r eveal trad e S-ecrets or privileged or con fident ial in formation or be detriment al
to transportation safe ty As de fined in 49 CFR Part 15205 Sensit ive Security In formation is info rmation obtained or developed in the conduct of secur ityactivities including research an d development the disclosure of which OHSTSA has det ermined would among other things b e detrimen tal to the secu rity o f tran sp ortation
Marking PlACEHOLDER
Abbrevi ated Mar1lting PLACEHOLDER
Marking a1ld Han dling Safeguarding Mark ing Dissemination a ndor Decontrol measures lnshuctlon s that di ffe r f rom Geoeral Guidelines are r equired by statute
r egulation or govem mentmiddot wide policy
Re ference individual Safegua rding and Dissemination authorities for
control ctations including specific handling practices if applicable
Select SafeguardingDissemi nation or Sanction Authority to view statutoryregulatory language in a new window Authority links a re up dat ed based on regular re-publication of the United Stat es Code and Code of
Federal Regula tio ns
Safeguarding andor DISeminat ron Autho nty I Sanctrons An asteilsk (bull) indicates that tl1e a u thority defmes spe o fiC handling pract1ces
49 usc114(h)
49 CFR 1520bull -
49 USC40 119(b)( l)
4 9 CFR 152017 -
49 CFR 15 49CFR 1517
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Categories Subcat egories Authorized Holder- An individual o r o rga nizational entity who has a Lawful Government Policy and Guidance Pu rpose fo r o riginating receiving using handling o r sto ring CUI Glossary
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Classified Information- Information that has been determined pu rsuant to Executive Order 135 26 o r any predecessor o r successor Order o r the Atomic Ene rgy Act of 19 54 as amended and its implementing di rectives to requi re p rotection against unautho rized
disclosure
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CONH OUlD Esta blished by Executive Orde r 13556 the Controlled Unclassified Information (CUI) UfLlA)~IfltO
1 - 1()1~1gtAT()Nprogram standar dizes the w ay t he Executive branch handles unclassified irlformatio n t hat r equires safegua rding o r dissemination controls pur suant t o and consistent wit h law
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IMPLEMENTATION REMINDER FROM THE EXECUTIVE AGENT
Existing practices for sensit ive unclassif ied information rema in in effect until the CUI
marking implementation deadline (TBD)
C Search the Registry
General Guid elines
Marking CUI markings will be developed and scheduled for implementation followi ng
publication of additional guidance
Safegua r ding For each CU I catego ry and subcatego ry federal agencies shall comply with
information security requirements defined by t he National Instit ute of Standards and
Technology (NIST) Federa l agencies shall consult the following NIST publications for guidance on implementi ng specific measures to safeguard CUI
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The Controlled Unclassified Information Executive Agent (CUI EA) issues guidance to Executive
branch departments and agencies that handle unclassified information that requires safeguarding or dissemination controls pursuant to and consistent wit h applicable law
regulations and government-wide policies
CUI Executive Order and Implementing Regulation
Issue Date Title
XXXXXXXX 32 CFR 2002 Contro lled Undassified Information PLACEHOLDER
1104 2010 Executive Order 13556 Contr olled Unclassified Information
CUI Notices and Executive Agent Guidance
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Po licy and GuidanceKey Elements of CUI
The Controlled Unclassified Information Executive Agent (CUI EA) issues guidance to Executive
branch departments and agencies that handle unclassified information that requires safeguarding or dissemination controls pursuant to and consistent wit h applicable law
regulations and government-wide policies
CUI Executive Order and Implementing Regulation
Issue Date Title
XXXXXXXX 32 CFR 2002 Contro lled Undassified Information PLACEHOLDER
1104 2010 Executive Order 13556 Controlled Unclassified Information
CUI Notices and Executive Agent Guidance
CUI Registry- Ongoing Maintenance
bull Add new categoriessubcategories as approved (Currently 23 Categories 82 Subcategories)
bull Annual updates to USC CFR (Currently 326 control enactment citations 144 sanction citations = 4 70 authority updates annually)
CUI Registry- 32 CFR 2002
Draft regulation reiterates that the CUI Registry is - Sole authoritative repository for information on CUI except
Executive Order 13556 and 32 CFR 2002 - Publicly accessible - Includes citation(s) to law regulation or Government-
wide policy that form the basis for each category and subcategory
- Notes any sanctions or penalties for misuse of each category or subcategory of CUI that are included in applicable statutes or regulations
CUI Registry- Policy and Guidance
Registry is repository for CUI policy and guidance - Executive Order 13556 - 32 CFR 2002 - CUI Advisory Council Charter - CUI Marking Handbook - CUI National Implementation Plan - Additional Executive Agent Notices
CUI Registry- Policy and Guidance
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FAQ
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Policy a nd Guidance
The controlled unclassified InformatiOn Eltecuuvegent (CUI EA) issues guidanceto Ebullecutie branch departmentsand agencies that handle unclassified information that requires safeguarding Of dissemination controlsJpursuant to an-d consistent with applicable law re-gulations and government-Wide po1c1es
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R=ti ~c-d GuidoMc rcordi Cortrol cd U-cl c~fied lnfor1ruotilt0n ~nd the Frc~ oflnfonrutionAct(thh gtvpeuOKie~ t ho joirt iJgtuonu d e tod
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coruroll e-cJ UtCI ~~slfi oOCI IntorTatlon (CUI) OllcNorl ee 201~1 Promiddottl ~lonal
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OOIJoOII(MentsOfSelor AfencyOJICIa1a flo~ Pro_ranMena~er lorCUI Proeram IMPieiTentl t i OO
Controllod Urw l aaifi ~ Information(CUI) Qifico fiLcmoranlum- RcIJi owoi
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Guidne~ r osardinCUI ~r-d thQFrdom ofl nfornuti on At ( uporco td en July 3 101(1)
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l nplcOT-enU1i on Glidllnte foe-Uccu~ive Orter13SiG
The CUIEA est ablished the CUIAdvisory Council to carry out consultative functionsdirected by Executive Order 13556
CUI Advisory Councbull Chan er-m PROVISIONAL
Additional Resources
The CUIEA hasdeveloped recommendationsto assist departmentsand agend es in development of their CU I programsand submtsston 0 Information to the EA
Compliance Plan Overview for Departments and Agencies~
Executive Order 13556 0bulleM ewforDepartments and Agenciesm
I
CUI Registry- Agency Implementation Policy amp Practice
Agency-specific CUI implementation considerations - Agency may determine that only selected
categoriessubcategories will be designated by agency personnel
- Agency discretion in certain marking practices bull Full Marking (AGRICULTURE) versus Abbreviated Marking (AG)
bull Require categorysubcategory banner markings for CUI BASIC
- CUI may be handled differently within the agency (discretion to waive marking requirement)
- CUI Registry provides guard rails for Agency practices
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Controlled Unclassified Information (CUI) Home OJI
CONH OUlD Esta blished by Executive Orde r 13556 the Controlled Unclassified Information (CUI) UfLlA)~IfltO
1 - 1()1~1gtAT()Nprogram standardizes the way t he Executive branch handles unclassified irlformation t hat r equires safegua rding o r dissemi nation controls pur suant t o and consistent wit h law
Use the CUI Logor egulations and Government-wide policies Learn About CUI bull
Contact Us
News and Notices Registry
bull December 8 2014 -Welcome to the new CU I Portal
The CUI Regist ry is the aJthoritative sour ce for guidance regarding OJI p-olicies and practices -bull Search the Re0istry
Access Registry by Policy and Guidance
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limited Oiseminat ion
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bull OJI Training Modules bull CUI Rep orts
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bull The Registry will evolve format is continually evaluated for clarity and functionality
bull New categoriessubcategoriesauthorities added as identified
bull The CUI Executive Agent will issue additional policy and guidance as needed these documents will be included in the Registry
bull Ongoing Maintenance (Authority Citation Updates)
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Walk through - Front page - General Guidelines - Category-Subcategory List - Detail page - Authority Citation - Policy amp Guidance - Glossary -Search - Left side-bar - Under Development
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CONTROLLED
UNCLASSIFIED
INFORMATION
CUI Registry- Categories and Subcategories
Evaluating a Sanction Authority ~e JOin rrtlbullK 2-lfOIUUGN lt JOiS ANO LlltRCOUttSE
ulr
tLA1
e b urshyfti bas
r
o l alltDG ~~~~~~~~~~~~~ tr acts to tlle
data could oot be o btal ned tlthout unduUgtn anll tJle aa~a aub)llC~gt -0 sut ~Ltmalbeen notad ln the rnoort (cl AeOOSi to inforuaUto limitation
Access to lrformauo n otulWd unde$11C tltln (b )() o f t11~ lllldl u n ~tbbullIJ bo 11V only to oftlela ls or employees deGgtatOO tconn fW)CLons una er Lll gt cbapU mcconsultants and perscns wokln~t en conuarded pursuant to thls chapter SabJatllmltoUon of JQllllglapb (I) o l th l =~~tlon the President may autbonu tbe exchange t ~obulloon 4[eoetes or om clab aestgoaU1 ly btm or ldormatlon 1unlsbed by ans DEJSOO under tlts 1990-Suoteo (b Vl traquo bull -middot~~ bull bull Wp1er as be OOems llecessa) to Ctrrf out tlle en~ Vbe a npu PlTPOSOOC of tMs ehaptr Not blnr l n tb)) tooton -w --~ shall be construed to reqUire any Federal ac-eney penl(lrl m~ 11 din~C~
u Any person who willfully violates to Glilelcse to an) omctal exertlsl~ autboncy ~t theteDOttshytmder t bs chsDter any 1nfornut lon cr repnrt b~ III Co)mplccollected u~der legal authorit y otOOr tbu tbs kmwlffige and belle clopter wb tn dlMlotun l~ pr oMbtted by bu a - UI IIllllth 11 subsection (c) or (d) of this section shall Wonnat on collected pursuant to stbsretlon tiCIIUI IM~ undet
(bX2J o r tJls sectton tmy be usedonJy- prof1cbd beltalR ( (1) for analyt1 cal or mattstlcal DUJOOaIS tonarr aceounUn r
wHbln t he Umted States Covernrmnt or obtalned 1dtbeu u upon conviction be fined not more than-~gt -uth l
Subcoe (c)(t) 1~~~ ~)~~~doot~~ _u- ltbullrmiddot tshySl03lt b) or ltcJ ortus tl t le Sute td ) Pub I $10000 in addition to any other penaltyNo omctal or emll o~oo lleslrnamptOO LO perform v- tc ( J) bull
functlons undet t his cbaper nel uduw ooliSult- Subcoe (c) Pub ~ bullubolcoo (ol) ccUOflc)bull ~~~1 ~nO~~ ~00~~= imposed by law19M-Sulleltl (b(
afa bble to aey other ~rsan any lnformatlo n lllteruthnal lnntcoUeetell pursuan~ tO SUllseetlOil (OX21 Of UlS section In a manner t ha t be pel$1n who turshy sect 3105 Eoortement nsbOO tbe lnformatton can be speclflcal l)bull l dm 4 lta) CWU pefl8lty for faiIWE tamp furnfib informbullmiddot tilled eXIltlpt - pr ovtded tn tblt~ ooo~lon No pershy UIUson can compel tOO submlsslOn or dsclosue of
Wboavflr C-H~ to lumhlh a~ lnformatlofl ~
Jnrsunt to tbs chapter o r any oovbull of s u eb rampshyany report or oonsl too nt pan tberoor col Jectea
qutrec unde r thl s cba~r wietber requlred to Iraquort or oonstltuert sert tbereor bullltbou tie ~~~S~~ =~ifr~~6~ I~~wo~~~hd~Jrrn~r~~- onler or lnstruct)an promWgated unJer thlS
ohpter abail be llub)oct t oo ehmiddot11 penalty of not(b) o r tJllS sectton and wl tbou prtor wri Ltell oonshy0$$ t llan $2500 a nd not more tlan S2SOOO In a bull n t of t b e mtamor bullh tho pATS~on who proceea1ng llaquoltugbt unJ1er sutGec~aon (b) or thllS
~~~4~n~~b~e~~f~=~~d~ seetlon lECotds or such cusomer (bl Ciril action for failure to furnish infltrmatioo (d) Aeeess to Bureau of EeooomJe Aflalysis inforshy beneer tt a i)pears abat any person bas falled
to lutnl~b any l n lornutlon NqW tad Ulldor t hraquo chapte r abullhpoundthlaquo reqUired to be lurnsbed ln t he
liUlU~tn
lhbull lbtOAil of to Caontll~ of t ho Ooj~alimont Co rm o r a ngtport 01 o tbetwlse or bas 6Uhbullll too1 Comnerce l s autbortzed for purposes ol a~shy oomph wi th any r llle reluJatlon order or lnshymenUng and l rspwvll~ tbe ~ualty of daW oo1 4
s ttuctlon promulgateO undet tbs cbapttr alreted by tbe Bllftoau or tbe Omsu to haw upon bull bullrtt ten rKUeltst access t o dstamp relattng to r~~~~l1~7thu~~b~ttC~~~~~ln~l-nUrprIJ~o$ t ha t J~ reg llctod d iOetly by prate Ullltel ampatlaquogt court oc any oomtory orthe Bureau of Bcooomc Analyst~ for purposes of lblS t bapw r lbe Bu rnau o r LalOr SlatlSliCS o r otiler olsce s utooc1 to Ue tJM$dlot1o11 of t he the Department of Labor Is autl ortood for purshy Ut~lted SatEosbull and suc-b oowt nay e nter a reshy
ottA1mng onler o r o petmonent o r temporc~cy ln4
raquoSeS oraugmeatlr~ and tmprolng the data ool 4
loctod by tho DWGQu o f IAbot Satl~tlt~ to ~~t~~~~t~~~~s=P~~b ~uc~~~~ luve acooos upon wrtt ten Nquaet to selected reru1ttlon oldlr o r )nstruet1ol as t he C8le
nuy be or lmpooe t he ch11 ~naltlbull provtded In uleoun(tllon mrarmauoo lt~n bugttoeu tn~ orlSE$ u d data on lntenuttonal servtoes tr arsshy ~~tlon (a ) of l h b ~-tlqn o r both aetlons t hat Is collected dtrectlJ bs t he Bureau Ccl Criminal ()(11altr for failure t1gt s ubmit infOf middotr~fie~~~~~~io~~~~B9~~ffe matioo Omsu and t be Bureau or Labor Stalsocs shall Abeever Wli11W1y falls to s tlbmt aoy Inform~ fflr purp~at of J~ubAetlon (e ) o f t h U ~tlen bo tlt~n toqtl NIltI u n War til l~ e b Aptcr wb oohot rwshy
Subcategories
bull Naval Nuclear Propulsion Information
bull Safeguards Informationbull Routinely handled by few
bull Security-Related Informationbull
bull Unclassified Controlled Nuclear Informationshy
Defensebull
Subcategories
bull Contract Use
bull Death Records
bull Inspector General
bull Military
bull Personnel
bull Student Records
CUI Registry- Categories and Subcategories
Related to protection of information concerning nuclear reactors materials or security
Routinely handled by many
Pat ent
Controlled at the Subcat egory level only Subcategories
bull Applicationbull
bull Invention
bull Secrecy Orders
bull Genetic Informationbull
bull Health Informationbull
Patent is a property right granted by the Government of t he United States of America t o an invent or to exclude ot hers from making using offer ing for sale o r selling the invention throughout the United States or importing the invention into the United States for a limited time in exchange for public disclosure of the invention when t he patent is granted
Ref ers t o personal inf ormation or in som e cases personally identi fiable information as defined in OMB M-07-16 or means of identification as defined in 18 usc 1028( d)(7)
CUI Registry- Categories and Subcategories
Stat ist ical
Subcategories
bull Census
bull Investment Survey
bull Pesticide Producer Survey
quotations and business and marketing plans
Refers to information collected by a Federal statistical agency unit or program for statistical purposes or used for statistical activities under law regulation or Government-wide policy such Statistical CUI requires 1) protection f rom unauthorized disclosure 2) special handling safeguards and or 3) prescribed l imits on access or dissemination
Related to a compulsory contribution to government revenue involving information regarding returns or
Subcategories
bull Convent ion Information may be controlled at the category level or at the subcategory level based on the controlling authority
ansportation Related to any mode of travel or conveyance by air land
Controlled at the Subcategory level only or waterway
Subcategories Information may be controlled at the subcategory level only bull Sensitive Security Information
fl rop of Page J
CUI Registry- Launched November 4 2011
Launch information - Reminder that existing agency policies remain in effect
until implementation deadline (TBD) - General Guidelines
bull Markings to be developed in additional guidance
bull Safeguarding in compliance with OMB policies and NIST standards and guidelines as per Executive Order 13556
bull Dissemination to those with mission purpose
bull Decontrol as soon as possible after safeguards no longer required as per associated authority
- Category List (16) - Subcategory List (77) - Associated Authorities (398 authorities cited - controls +
sanctions)
CUI Registry- General Guidelines
CU RegiS)
General Guidelines
categoriesSubcategones
Policy and Guidance
Glossary
CU I Reports
CU Tra1ning
WMt othtrJ are
W hat is CUI
Answers to t h e Most
Frequent ly Asked
Questions
Search the Registry
General Guidelines
Marking CUI ma r kings will be developed and scheduled fo r implementation following
publication of additional guidance
Safeguarding Fo r each CUI category and su bcategory federal agencies shall comply with
information security requirements defined by the National Institute of Standards and Technology (NIST) Federal agencies shall consult t he following NIST publications for guidance
on implementing specific measures to safeguard CUI
bull Federal Infor mation Processing Standards Publication 199 Standards for Security
Categorization of Federal Information and Infor mation Systems
bull Federal Information Processing Standards Publication 200 Minimum Security
Requi rements for Federal Information and Information Systems
bull Special Publication 800-53 Revision 4 Security and Privacy Controls for Federal
Information Systems and Organizations
bull Special Publication 800-60 Revision 1 Guide for Mapping Types of Information and
Information Systems to Security Catego ries
Disseminat ion CUI shall be disseminated only to individuals who requi re the information fo r
an authorized mission purpose
Decontrol Information shall be deco nt rolled as soon as possible when it no longer requires
safeguarding measures and dissemination controls pursuant to its associated authorities CUI that has been pu blicly released via aut horized agency procedures shall be considered
decontrolled
8 ropo1Page l
CUI Registry- CategorySubcategory Detail
CUI Registry
St at ist ical -Investm ent Survey
category-Subcategory Practices
Key Elements o f CU I
Chronology and H1sto category-Subcategory Statistical-Investment Survey
category Description Refers t o in f orm ation collected by a Federal st atistical agency un it or
p rogram f or st atistical p urposes orused f or st atistical acti v it i es under law regul ati on or Governm ent -wide policy such Statist ica l CUI requ ires 1)
Gener~l Gtudehne p rotection f rom unaut horiZed disclosure 2) sp eci al hand ling saf eguards Categones Subcategone a n d or 3 prescribe d limits o n access o r d issemina t io n
Polley and GUidanc Subcate gory Description In f ormation reported t o Treasury the Federal Reserve Board of Governors
or the Federal Reserve Banks as part of t he Treasury In t ernation al Capital TIC) dat a reporting syst em
Marking PlACEHOLDER
Abbreviated Marking PlACEHOLDER
Whati$ CUI
All~w=r~ t th o= Mo~t
FreQue ntl Y Aslteltl
Questi ons
Marking and Handling Ge n eral Gu ideline s apply forSa feguard ing Marking Dissemina t io n Instructions and Decont rol
bull Ref erence i nd ividual Saf eguard ing and Dissemination authorities for
control m an ons
Select Safegua rdi ngDissemi nation o r Sanct ion Auth o rity t o view st at utoryregulatory
language in a new w i ndow Authori ty links are updated based on regular re-publication of the Uni ted States Code and Code of
Federal Regulations
CUI Registry- CategorySubcategory Authorities
1ITLII shy hORJUOIlt RRLATIONS AliD LVIEROOURSE l SIOS
(d) Aceess to
dooMd to be ortdals or empl()yoos demgnated to porform IUnltLIODI under Lltla ohapter (e) Peabull ty
ltny person who wtllfully yen1olates subsectton (c) or (d) of tbs aecoon shall upon eoDvtcUon bo nned not more tbln l toGIXI 1n adlftoon to any otMt JKnampltY tmpoMd by law
(Pub L H-1172 ts Oct U ttn6 90 SLat 3162 Pub L ~79 tJUe mfSOS(bXS) Oct 3gt 1984 98 Stat IUO lub 1 101 -amp1) Hfi(d) (e) 1(amp) Nov 7 1000 lOt Stat ZMI)
MllitKUIOIIIIft
t~ (b) Paab L tDI-Ql f7(a) ~d at
t~~-teu~o~~1~~ - dlc17 ~W lor Lbt _tAnanc
~~-==c--=~n~~r~~ and ia to reg offttoer1 betlt
~~-~-_--~~~~Ual~l~~~l ~lma-IMbwD ampnl ~ aJIaliJe born o
noooflh or ltlAt ooold not be ltbta-b)eel to
(a) CirU puah y fw fallure ampo fumla lGIormabull l looo
Wboefer falls to furnJsh any Jnformatton ~ quJred under thls chapter whether reqWred to
~~c~n~ ~~~ ~Jn~~~order- or Jnatr-ucuon promWgatod under tbJa chapter shall be mb)ect to a ch11 penalty of not Jess than $2500 and not mote than 125000 ln a prooeedSnat brourbs under mteetlon (b) or thla ICOUOL (b ) CiYU lldlon for Callure to fWDIsb iafOI ma Uoa
Whenever- lt appean that anJ person bas Called to tumuh any ltlormaUon requ1red under thlauon
Bwcau or Lbe Cn~~bull or lbe Dtpamprtrru~nt or Commerce a autbortMd for p~ or ampWshymenUng and lmprobulllng the qoalt ty or data colshylectAId by the Bureau or the Census to have upon wnttcm request acoea tO daLa relattnQ to bubulll- enUrpraftl tbat a oollociCI4 41rtttly br the Bureau or Koonornlc ADampIyats ror purpoao~ or ~~~~~--~Bu_e~~~~~ut_t~~
Control
Sanction
cbaptlaquo wbmh~ rwqu1rctd to bl 1arnJabed tn the fonn of a roport or oth~ or bas taUod to comply wuh any ru1e regubUon order or Inmiddot structlon promulgated under tbts chapter a
~U~~r~o~u~~h~t~no~~~~ prlat UDHAld S~ OOW of any ten10ry OT otber place aub)ed to the junsdlcUoa of the Unlted StAtes and sucb ooun may enUf a ~
~e iOIl7 TITLE 22--FOREICN RELltTJONS AND LvrRRCOUJtsR l S IOS
~l~S~s~~ ~~tbo~~b _j~~~~iiii- iirii lsilo loiiitdbullbullgt~ eemed to beilo niiiii miiipiiyees ijiirlieiii = ted boon noted ln the report (e) Access to informatibull n limitation
Accoos to lnformaUon obtained unde subshysection (b)(2) of this section shall be abulla only to ofllclals or emplo)bullees designated toP form tuncttons undet lOJUlgtYH~bulluU lIUU ~l mUlgt wvdllug v u cvulr~lo awarded pursuant to tbs chapter Subject to the llmltatlon of tnr~ab (1) of this subsection
eaali)t
this chapter lncludlng~~~~~~~~i~~J~2J
the President may attbonze the exchange ~ tween agencles or ometals desgnated by blm or Information fUrnished b) any person under tls chapter as be deems necessary to carry out the purposes of this chaptfr Nothing ln thls sectlon shall be construed to raqulre any Federal ~ercy to disclose to any official exerclslng authorlty
~~1n~~~PtG~~~d~~~~~~r ~~e~~ chapter bullbullbere disclosure s problblted by law Information collected pursuant to subsection (b)(2) of this sectton m~ be used onlyshy
(1) for analyttcal or statistical PUJllOSIS within the Unlted States Cobullernment~ or
sifl~~r ~)~f~t~~d~o~ Sl05ltb) or (c) of this title
No omclal or employee designated to perform funcUons under this chapter tncludlng consult-
pun~~ t~~dtO~~ yoo~ffs~~ avaHable to any other person any Information collected pursuant to subsection (b)(2) of tts section ln a marmer that the person who ftr shynlsbed the lnformatlon can be speclllcall) ldenshytlOed except as provtdltl In this secton No plr shyson can compel the submission or dtsclosure of any report or constitue nt part thereof collected pursuant to this chapter or any cop) of such iampshyport or oonstltuent rert thereof bull1tbout the
bj~~d~i~~b~~~ehrre~ri~d~r b~~~~ (b) of this sectton and Ki tbout prtor written conshysent of the customet where the person who
~~~~~l3n~b~er~~re~~~~ridi records of such customer ( d) Access to Bureau of EcooomJc Analysis inf_
matioo The Bureau of the Census of the Departmpoundnt
e~~~~~~~~~~e ~iat~~a~af lected by the Bllteau of the Census to have upon bullbullrttten request access to dsta relating to buslneGS enterprlses tlat Is collected directly by the Bureau of Economic Anal)sls for purposes of thts chapter The Bureau of Labor Statlstlcs of the Department of LaOOr s authortud for pushyposes of augmenting and lmprolng the data ogtl middot
AMVIOMRSlS
1900-Sublleo (b) Pub L 101-133 f7(a) lnltr ted a t
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~=~ewii~~t~e~~~tll~~~ll tloru~ b lltled under tblbull obllter ebullUmatebull hale been pro111ded beltaue ckta are not aTallable Cnm cWJ totruatY ccountltlf) noordt or DCeltri~~e dat eoult not be obtalned wl tllou- unive burden and the datt bullub)ed to bull~aeb -Umatc bu been noted ln -be ~JlOrtbull
Sublec (c)(2) Ptl L 101-s33 fQeXI) bullublt luted bulluIHICOUon (e) Cor bulluheetlon (d )
Sublec (d) P ub L IOJ-lln iG(d)(2)bull added 1ulee (d) F ormer bulluhee (d) n3e~tgnatoed (e)
s~ti~ltt lt~ ~~~~~lt~~ru~-fmiddot
ectlon(e)bull 19ampl-Sublleo (b)CTlt (7) Pub L 91-673 1tnck ou
lntematioruol lnYetment beCoro bullurve-
sect3105 Enforcement (a ) C ivU penalty (raquo failWE to furnish informashy
tion Whoever falls to lurnlsb any lnformat1o n reshy
qUlred under thls chapter whether reqUred to
~~~~s~ed~~~ ~rs ~ frt~~6ri order or lnstrucuon promulgated under this chapter shall be sab)ect to a clvH penaltyof not less than $2500 and not more than S2SIXO In a prooeoedlng brought under subsection (b) of this section (b) Civil action for failWE to furnish incr-matioo
Whenemiddoter It appears that any person bas failed to furntsh any lnbrmatlon reqUired und~r this chapter bullbullhether teqUlred to be lurnlsbed In the form of a report or otherwise or bas failed to oomply w tb any rulo retuiGt l o n o rde r Ot ln structton promulgated under thts chapter a
r~~~C~rt~at~u~~h~t~no~re~~ prtate Unlted States court of any tetrttory or other place sub)eot to the jurlsdlctlon of the United States and sucb court may enter a reshystralnlng order or a permanent or temponry Inmiddot t t- 1 __ft -
Links are to official legal editions of the United States Code and Code of Federal Regulations acttona that 1a oollootecl d1rectly Dy tae Kureaa ter Offtcers and employees of the Bureau of theCc) Ortlaal pea atcy for fiDwbull co bull~th lnformiddot Census and the Bureat of Labor Statlstlcs shall Whoever wUlfuJ ly falls to submit any ld orma-shyfr~~1o~e~asozirhl mallGct for purposes of subsectlon (c) of this section be tlon required under this chapter bullbullbetier re-Census and the Bureau or Labor Stausucs shalL Whoewer wUlfully falls to whml t aD7 lnforma-shyfor porposes or Sllbsectlon (c) of thiS aectlon be tlon requ1red under this ehspter whether ~
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bull Water Assessments
ergency Management Related to inf ormation concern ing th e continu ity o f
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operations
exportcontrolbull unclassified Inf orma tion concern ing certain Items commoditie s techn ology software or other
Subcategories In formation whose export could reasonably be expected bull Research to adversely affe ct the Un ited State s nationa l security
and nonprolif eration obJectives To Incl ude dual use items items iden tif ie d in egtcport admin istration
regulations Internationa l t raf fi c 1n arms regulations an d the mun itions list license applications and sensitive nucl ear technol ogy In formation
Financial Related to the duties t ransactions or o therwise fall ing
- under the purv iew of financial institu tions or un ited Subcategorie s States Gove rnme nt fiscal functions Uses may include
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An asterisk (bull) indicates that the authority rlbull defines specific handling practices ~
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category-Subca tegory Transportation-Sensitive Security Information
category Description Related to any mode o f travel or conveyance by atr lan d or waterway
SUbcategory oescrlptlon As deftne d tn 49 CFR Pan 155 sensitive serunty Info rmation IS Information obtained or developed tn the con duct o f securtty actiVIt ies Including research an d development the dlsdosure o f which OOT h as determined would cons t itut e an unwarran t ed invasion o f privacy r eveal trad e S-ecrets or privileged or con fident ial in formation or be detriment al
to transportation safe ty As de fined in 49 CFR Part 15205 Sensit ive Security In formation is info rmation obtained or developed in the conduct of secur ityactivities including research an d development the disclosure of which OHSTSA has det ermined would among other things b e detrimen tal to the secu rity o f tran sp ortation
Marking PlACEHOLDER
Abbrevi ated Mar1lting PLACEHOLDER
Marking a1ld Han dling Safeguarding Mark ing Dissemination a ndor Decontrol measures lnshuctlon s that di ffe r f rom Geoeral Guidelines are r equired by statute
r egulation or govem mentmiddot wide policy
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control ctations including specific handling practices if applicable
Select SafeguardingDissemi nation or Sanction Authority to view statutoryregulatory language in a new window Authority links a re up dat ed based on regular re-publication of the United Stat es Code and Code of
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Safeguarding andor DISeminat ron Autho nty I Sanctrons An asteilsk (bull) indicates that tl1e a u thority defmes spe o fiC handling pract1ces
49 usc114(h)
49 CFR 1520bull -
49 USC40 119(b)( l)
4 9 CFR 152017 -
49 CFR 15 49CFR 1517
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CONH OUlD Esta blished by Executive Orde r 13556 the Controlled Unclassified Information (CUI) UfLlA)~IfltO
1 - 1()1~1gtAT()Nprogram standar dizes the w ay t he Executive branch handles unclassified irlformatio n t hat r equires safegua rding o r dissemination controls pur suant t o and consistent wit h law
Use the CUI Logor egulations and Government-wide policies Learn About CUI bull
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IMPLEMENTATION REMINDER FROM THE EXECUTIVE AGENT
Existing practices for sensit ive unclassif ied information rema in in effect until the CUI
marking implementation deadline (TBD)
C Search the Registry
General Guid elines
Marking CUI markings will be developed and scheduled for implementation followi ng
publication of additional guidance
Safegua r ding For each CU I catego ry and subcatego ry federal agencies shall comply with
information security requirements defined by t he National Instit ute of Standards and
Technology (NIST) Federa l agencies shall consult the following NIST publications for guidance on implementi ng specific measures to safeguard CUI
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I NrORM ATtON
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saying
The Controlled Unclassified Information Executive Agent (CUI EA) issues guidance to Executive
branch departments and agencies that handle unclassified information that requires safeguarding or dissemination controls pursuant to and consistent wit h applicable law
regulations and government-wide policies
CUI Executive Order and Implementing Regulation
Issue Date Title
XXXXXXXX 32 CFR 2002 Contro lled Undassified Information PLACEHOLDER
1104 2010 Executive Order 13556 Contr olled Unclassified Information
CUI Notices and Executive Agent Guidance
CUI Registry- Left Sidebar
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saying
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Use the CU I logo Search the RegistryContact Us
About CUI
Po licy and GuidanceKey Elements of CUI
The Controlled Unclassified Information Executive Agent (CUI EA) issues guidance to Executive
branch departments and agencies that handle unclassified information that requires safeguarding or dissemination controls pursuant to and consistent wit h applicable law
regulations and government-wide policies
CUI Executive Order and Implementing Regulation
Issue Date Title
XXXXXXXX 32 CFR 2002 Contro lled Undassified Information PLACEHOLDER
1104 2010 Executive Order 13556 Controlled Unclassified Information
CUI Notices and Executive Agent Guidance
CUI Registry- Ongoing Maintenance
bull Add new categoriessubcategories as approved (Currently 23 Categories 82 Subcategories)
bull Annual updates to USC CFR (Currently 326 control enactment citations 144 sanction citations = 4 70 authority updates annually)
CUI Registry- 32 CFR 2002
Draft regulation reiterates that the CUI Registry is - Sole authoritative repository for information on CUI except
Executive Order 13556 and 32 CFR 2002 - Publicly accessible - Includes citation(s) to law regulation or Government-
wide policy that form the basis for each category and subcategory
- Notes any sanctions or penalties for misuse of each category or subcategory of CUI that are included in applicable statutes or regulations
CUI Registry- Policy and Guidance
Registry is repository for CUI policy and guidance - Executive Order 13556 - 32 CFR 2002 - CUI Advisory Council Charter - CUI Marking Handbook - CUI National Implementation Plan - Additional Executive Agent Notices
CUI Registry- Policy and Guidance
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cttroflOICg aflCI Minor
FAQ
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Policy a nd Guidance
The controlled unclassified InformatiOn Eltecuuvegent (CUI EA) issues guidanceto Ebullecutie branch departmentsand agencies that handle unclassified information that requires safeguarding Of dissemination controlsJpursuant to an-d consistent with applicable law re-gulations and government-Wide po1c1es
CUIExecutive Order and Implementing Regulation - -shy -shy -shy -shy -shy
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App1ova1 ot Proposea OJI Categ~bulli ~s a((StJbc il tegoties
OOIJoOII(MentsOfSelor AfencyOJICIa1a flo~ Pro_ranMena~er lorCUI Proeram IMPieiTentl t i OO
Controllod Urw l aaifi ~ Information(CUI) Qifico fiLcmoranlum- RcIJi owoi
Propoe3Cate~middot e~orCU RefbullStl)
Guidne~ r osardinCUI ~r-d thQFrdom ofl nfornuti on At ( uporco td en July 3 101(1)
Controlled Unc l n~ifi ed lnoorT~~tion (CUI) ()lfic Noi c 201101 l nito~~l
l nplcOT-enU1i on Glidllnte foe-Uccu~ive Orter13SiG
The CUIEA est ablished the CUIAdvisory Council to carry out consultative functionsdirected by Executive Order 13556
CUI Advisory Councbull Chan er-m PROVISIONAL
Additional Resources
The CUIEA hasdeveloped recommendationsto assist departmentsand agend es in development of their CU I programsand submtsston 0 Information to the EA
Compliance Plan Overview for Departments and Agencies~
Executive Order 13556 0bulleM ewforDepartments and Agenciesm
I
CUI Registry- Agency Implementation Policy amp Practice
Agency-specific CUI implementation considerations - Agency may determine that only selected
categoriessubcategories will be designated by agency personnel
- Agency discretion in certain marking practices bull Full Marking (AGRICULTURE) versus Abbreviated Marking (AG)
bull Require categorysubcategory banner markings for CUI BASIC
- CUI may be handled differently within the agency (discretion to waive marking requirement)
- CUI Registry provides guard rails for Agency practices
CUI Registry- Whats Next Slogs I Bo o km arkSh are ICont act Us -~
Searcn Archtves gov ~- bull NATlONAL ARCHlYES
PGseatc h O ut Rocords VotGrans SGuvtce RGcords TeachGrs RoGourcGs O ur Locottons Shop OnhnG
Controlled Unclassified Information (CUI) Home OJI
CONH OUlD Esta blished by Executive Orde r 13556 the Controlled Unclassified Information (CUI) UfLlA)~IfltO
1 - 1()1~1gtAT()Nprogram standardizes the way t he Executive branch handles unclassified irlformation t hat r equires safegua rding o r dissemi nation controls pur suant t o and consistent wit h law
Use the CUI Logor egulations and Government-wide policies Learn About CUI bull
Contact Us
News and Notices Registry
bull December 8 2014 -Welcome to the new CU I Portal
The CUI Regist ry is the aJthoritative sour ce for guidance regarding OJI p-olicies and practices -bull Search the Re0istry
Access Registry by Policy and Guidance
bull Cat egory-Subcategory bull Executive Or der 13556
bull CU I Notices
Additional Information
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Markings
32 CFR 2002 middot Implementing Dir ective
bull Ma rking Handbook
limited Oiseminat ion
IJI Learn about train ingdev eloped by the _ l eam aoout CUI oversight r equ irements ~Executive Agent for CUI user s ~and tools
bull OJI Training Modules bull CUI Rep orts
CUI Registry- Whats Next
bull The Registry will evolve format is continually evaluated for clarity and functionality
bull New categoriessubcategoriesauthorities added as identified
bull The CUI Executive Agent will issue additional policy and guidance as needed these documents will be included in the Registry
bull Ongoing Maintenance (Authority Citation Updates)
CUI Registry- Online Demo
Walk through - Front page - General Guidelines - Category-Subcategory List - Detail page - Authority Citation - Policy amp Guidance - Glossary -Search - Left side-bar - Under Development
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Questions
CONTROLLED
UNCLASSIFIED
INFORMATION
Subcategories
bull Naval Nuclear Propulsion Information
bull Safeguards Informationbull Routinely handled by few
bull Security-Related Informationbull
bull Unclassified Controlled Nuclear Informationshy
Defensebull
Subcategories
bull Contract Use
bull Death Records
bull Inspector General
bull Military
bull Personnel
bull Student Records
CUI Registry- Categories and Subcategories
Related to protection of information concerning nuclear reactors materials or security
Routinely handled by many
Pat ent
Controlled at the Subcat egory level only Subcategories
bull Applicationbull
bull Invention
bull Secrecy Orders
bull Genetic Informationbull
bull Health Informationbull
Patent is a property right granted by the Government of t he United States of America t o an invent or to exclude ot hers from making using offer ing for sale o r selling the invention throughout the United States or importing the invention into the United States for a limited time in exchange for public disclosure of the invention when t he patent is granted
Ref ers t o personal inf ormation or in som e cases personally identi fiable information as defined in OMB M-07-16 or means of identification as defined in 18 usc 1028( d)(7)
CUI Registry- Categories and Subcategories
Stat ist ical
Subcategories
bull Census
bull Investment Survey
bull Pesticide Producer Survey
quotations and business and marketing plans
Refers to information collected by a Federal statistical agency unit or program for statistical purposes or used for statistical activities under law regulation or Government-wide policy such Statistical CUI requires 1) protection f rom unauthorized disclosure 2) special handling safeguards and or 3) prescribed l imits on access or dissemination
Related to a compulsory contribution to government revenue involving information regarding returns or
Subcategories
bull Convent ion Information may be controlled at the category level or at the subcategory level based on the controlling authority
ansportation Related to any mode of travel or conveyance by air land
Controlled at the Subcategory level only or waterway
Subcategories Information may be controlled at the subcategory level only bull Sensitive Security Information
fl rop of Page J
CUI Registry- Launched November 4 2011
Launch information - Reminder that existing agency policies remain in effect
until implementation deadline (TBD) - General Guidelines
bull Markings to be developed in additional guidance
bull Safeguarding in compliance with OMB policies and NIST standards and guidelines as per Executive Order 13556
bull Dissemination to those with mission purpose
bull Decontrol as soon as possible after safeguards no longer required as per associated authority
- Category List (16) - Subcategory List (77) - Associated Authorities (398 authorities cited - controls +
sanctions)
CUI Registry- General Guidelines
CU RegiS)
General Guidelines
categoriesSubcategones
Policy and Guidance
Glossary
CU I Reports
CU Tra1ning
WMt othtrJ are
W hat is CUI
Answers to t h e Most
Frequent ly Asked
Questions
Search the Registry
General Guidelines
Marking CUI ma r kings will be developed and scheduled fo r implementation following
publication of additional guidance
Safeguarding Fo r each CUI category and su bcategory federal agencies shall comply with
information security requirements defined by the National Institute of Standards and Technology (NIST) Federal agencies shall consult t he following NIST publications for guidance
on implementing specific measures to safeguard CUI
bull Federal Infor mation Processing Standards Publication 199 Standards for Security
Categorization of Federal Information and Infor mation Systems
bull Federal Information Processing Standards Publication 200 Minimum Security
Requi rements for Federal Information and Information Systems
bull Special Publication 800-53 Revision 4 Security and Privacy Controls for Federal
Information Systems and Organizations
bull Special Publication 800-60 Revision 1 Guide for Mapping Types of Information and
Information Systems to Security Catego ries
Disseminat ion CUI shall be disseminated only to individuals who requi re the information fo r
an authorized mission purpose
Decontrol Information shall be deco nt rolled as soon as possible when it no longer requires
safeguarding measures and dissemination controls pursuant to its associated authorities CUI that has been pu blicly released via aut horized agency procedures shall be considered
decontrolled
8 ropo1Page l
CUI Registry- CategorySubcategory Detail
CUI Registry
St at ist ical -Investm ent Survey
category-Subcategory Practices
Key Elements o f CU I
Chronology and H1sto category-Subcategory Statistical-Investment Survey
category Description Refers t o in f orm ation collected by a Federal st atistical agency un it or
p rogram f or st atistical p urposes orused f or st atistical acti v it i es under law regul ati on or Governm ent -wide policy such Statist ica l CUI requ ires 1)
Gener~l Gtudehne p rotection f rom unaut horiZed disclosure 2) sp eci al hand ling saf eguards Categones Subcategone a n d or 3 prescribe d limits o n access o r d issemina t io n
Polley and GUidanc Subcate gory Description In f ormation reported t o Treasury the Federal Reserve Board of Governors
or the Federal Reserve Banks as part of t he Treasury In t ernation al Capital TIC) dat a reporting syst em
Marking PlACEHOLDER
Abbreviated Marking PlACEHOLDER
Whati$ CUI
All~w=r~ t th o= Mo~t
FreQue ntl Y Aslteltl
Questi ons
Marking and Handling Ge n eral Gu ideline s apply forSa feguard ing Marking Dissemina t io n Instructions and Decont rol
bull Ref erence i nd ividual Saf eguard ing and Dissemination authorities for
control m an ons
Select Safegua rdi ngDissemi nation o r Sanct ion Auth o rity t o view st at utoryregulatory
language in a new w i ndow Authori ty links are updated based on regular re-publication of the Uni ted States Code and Code of
Federal Regulations
CUI Registry- CategorySubcategory Authorities
1ITLII shy hORJUOIlt RRLATIONS AliD LVIEROOURSE l SIOS
(d) Aceess to
dooMd to be ortdals or empl()yoos demgnated to porform IUnltLIODI under Lltla ohapter (e) Peabull ty
ltny person who wtllfully yen1olates subsectton (c) or (d) of tbs aecoon shall upon eoDvtcUon bo nned not more tbln l toGIXI 1n adlftoon to any otMt JKnampltY tmpoMd by law
(Pub L H-1172 ts Oct U ttn6 90 SLat 3162 Pub L ~79 tJUe mfSOS(bXS) Oct 3gt 1984 98 Stat IUO lub 1 101 -amp1) Hfi(d) (e) 1(amp) Nov 7 1000 lOt Stat ZMI)
MllitKUIOIIIIft
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~~-~-_--~~~~Ual~l~~~l ~lma-IMbwD ampnl ~ aJIaliJe born o
noooflh or ltlAt ooold not be ltbta-b)eel to
(a) CirU puah y fw fallure ampo fumla lGIormabull l looo
Wboefer falls to furnJsh any Jnformatton ~ quJred under thls chapter whether reqWred to
~~c~n~ ~~~ ~Jn~~~order- or Jnatr-ucuon promWgatod under tbJa chapter shall be mb)ect to a ch11 penalty of not Jess than $2500 and not mote than 125000 ln a prooeedSnat brourbs under mteetlon (b) or thla ICOUOL (b ) CiYU lldlon for Callure to fWDIsb iafOI ma Uoa
Whenever- lt appean that anJ person bas Called to tumuh any ltlormaUon requ1red under thlauon
Bwcau or Lbe Cn~~bull or lbe Dtpamprtrru~nt or Commerce a autbortMd for p~ or ampWshymenUng and lmprobulllng the qoalt ty or data colshylectAId by the Bureau or the Census to have upon wnttcm request acoea tO daLa relattnQ to bubulll- enUrpraftl tbat a oollociCI4 41rtttly br the Bureau or Koonornlc ADampIyats ror purpoao~ or ~~~~~--~Bu_e~~~~~ut_t~~
Control
Sanction
cbaptlaquo wbmh~ rwqu1rctd to bl 1arnJabed tn the fonn of a roport or oth~ or bas taUod to comply wuh any ru1e regubUon order or Inmiddot structlon promulgated under tbts chapter a
~U~~r~o~u~~h~t~no~~~~ prlat UDHAld S~ OOW of any ten10ry OT otber place aub)ed to the junsdlcUoa of the Unlted StAtes and sucb ooun may enUf a ~
~e iOIl7 TITLE 22--FOREICN RELltTJONS AND LvrRRCOUJtsR l S IOS
~l~S~s~~ ~~tbo~~b _j~~~~iiii- iirii lsilo loiiitdbullbullgt~ eemed to beilo niiiii miiipiiyees ijiirlieiii = ted boon noted ln the report (e) Access to informatibull n limitation
Accoos to lnformaUon obtained unde subshysection (b)(2) of this section shall be abulla only to ofllclals or emplo)bullees designated toP form tuncttons undet lOJUlgtYH~bulluU lIUU ~l mUlgt wvdllug v u cvulr~lo awarded pursuant to tbs chapter Subject to the llmltatlon of tnr~ab (1) of this subsection
eaali)t
this chapter lncludlng~~~~~~~~i~~J~2J
the President may attbonze the exchange ~ tween agencles or ometals desgnated by blm or Information fUrnished b) any person under tls chapter as be deems necessary to carry out the purposes of this chaptfr Nothing ln thls sectlon shall be construed to raqulre any Federal ~ercy to disclose to any official exerclslng authorlty
~~1n~~~PtG~~~d~~~~~~r ~~e~~ chapter bullbullbere disclosure s problblted by law Information collected pursuant to subsection (b)(2) of this sectton m~ be used onlyshy
(1) for analyttcal or statistical PUJllOSIS within the Unlted States Cobullernment~ or
sifl~~r ~)~f~t~~d~o~ Sl05ltb) or (c) of this title
No omclal or employee designated to perform funcUons under this chapter tncludlng consult-
pun~~ t~~dtO~~ yoo~ffs~~ avaHable to any other person any Information collected pursuant to subsection (b)(2) of tts section ln a marmer that the person who ftr shynlsbed the lnformatlon can be speclllcall) ldenshytlOed except as provtdltl In this secton No plr shyson can compel the submission or dtsclosure of any report or constitue nt part thereof collected pursuant to this chapter or any cop) of such iampshyport or oonstltuent rert thereof bull1tbout the
bj~~d~i~~b~~~ehrre~ri~d~r b~~~~ (b) of this sectton and Ki tbout prtor written conshysent of the customet where the person who
~~~~~l3n~b~er~~re~~~~ridi records of such customer ( d) Access to Bureau of EcooomJc Analysis inf_
matioo The Bureau of the Census of the Departmpoundnt
e~~~~~~~~~~e ~iat~~a~af lected by the Bllteau of the Census to have upon bullbullrttten request access to dsta relating to buslneGS enterprlses tlat Is collected directly by the Bureau of Economic Anal)sls for purposes of thts chapter The Bureau of Labor Statlstlcs of the Department of LaOOr s authortud for pushyposes of augmenting and lmprolng the data ogtl middot
AMVIOMRSlS
1900-Sublleo (b) Pub L 101-133 f7(a) lnltr ted a t
tV~ ~Or~ztu~1~e~Ae~1J pcm10n wilo 1bull dlrectJ Tet~ponbulllble Cor the maintefllUiee and compllaUon of uoh lnConnaUon and llbll cer ti(J ~t the reoor t wu pnpared ln aeoordazloe wt th thtbull eb_ner 1bull complet-e and 1bull to web om oerbull bel-
~=~ewii~~t~e~~~tll~~~ll tloru~ b lltled under tblbull obllter ebullUmatebull hale been pro111ded beltaue ckta are not aTallable Cnm cWJ totruatY ccountltlf) noordt or DCeltri~~e dat eoult not be obtalned wl tllou- unive burden and the datt bullub)ed to bull~aeb -Umatc bu been noted ln -be ~JlOrtbull
Sublec (c)(2) Ptl L 101-s33 fQeXI) bullublt luted bulluIHICOUon (e) Cor bulluheetlon (d )
Sublec (d) P ub L IOJ-lln iG(d)(2)bull added 1ulee (d) F ormer bulluhee (d) n3e~tgnatoed (e)
s~ti~ltt lt~ ~~~~~lt~~ru~-fmiddot
ectlon(e)bull 19ampl-Sublleo (b)CTlt (7) Pub L 91-673 1tnck ou
lntematioruol lnYetment beCoro bullurve-
sect3105 Enforcement (a ) C ivU penalty (raquo failWE to furnish informashy
tion Whoever falls to lurnlsb any lnformat1o n reshy
qUlred under thls chapter whether reqUred to
~~~~s~ed~~~ ~rs ~ frt~~6ri order or lnstrucuon promulgated under this chapter shall be sab)ect to a clvH penaltyof not less than $2500 and not more than S2SIXO In a prooeoedlng brought under subsection (b) of this section (b) Civil action for failWE to furnish incr-matioo
Whenemiddoter It appears that any person bas failed to furntsh any lnbrmatlon reqUired und~r this chapter bullbullhether teqUlred to be lurnlsbed In the form of a report or otherwise or bas failed to oomply w tb any rulo retuiGt l o n o rde r Ot ln structton promulgated under thts chapter a
r~~~C~rt~at~u~~h~t~no~re~~ prtate Unlted States court of any tetrttory or other place sub)eot to the jurlsdlctlon of the United States and sucb court may enter a reshystralnlng order or a permanent or temponry Inmiddot t t- 1 __ft -
Links are to official legal editions of the United States Code and Code of Federal Regulations acttona that 1a oollootecl d1rectly Dy tae Kureaa ter Offtcers and employees of the Bureau of theCc) Ortlaal pea atcy for fiDwbull co bull~th lnformiddot Census and the Bureat of Labor Statlstlcs shall Whoever wUlfuJ ly falls to submit any ld orma-shyfr~~1o~e~asozirhl mallGct for purposes of subsectlon (c) of this section be tlon required under this chapter bullbullbetier re-Census and the Bureau or Labor Stausucs shalL Whoewer wUlfully falls to whml t aD7 lnforma-shyfor porposes or Sllbsectlon (c) of thiS aectlon be tlon requ1red under this ehspter whether ~
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bull Water Assessments
ergency Management Related to inf ormation concern ing th e continu ity o f
executive branch operations duri ng all-hazards emergencies or other situ ations that may d isrupt norm al
operations
exportcontrolbull unclassified Inf orma tion concern ing certain Items commoditie s techn ology software or other
Subcategories In formation whose export could reasonably be expected bull Research to adversely affe ct the Un ited State s nationa l security
and nonprolif eration obJectives To Incl ude dual use items items iden tif ie d in egtcport admin istration
regulations Internationa l t raf fi c 1n arms regulations an d the mun itions list license applications and sensitive nucl ear technol ogy In formation
Financial Related to the duties t ransactions or o therwise fall ing
- under the purv iew of financial institu tions or un ited Subcategorie s States Gove rnme nt fiscal functions Uses may include
Bank Secrecy but are not lim ited to customer In formation held b y a financial inst itutionBudget
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bull commodny
bull Comptroller General --Subcategories bull Electronic Funds Transf er
bull International Financial Institutions
bull Mergers
bull Retirement -Foreign Government Inf ormationbull In formation pro vided by ot herw ise made availabl e by
or p ro duced in coop erat ion with a fore ign governm ent
or in ternational organization
Geodetic Product Information Related to imagery imagery int elligence o r geospati al in formation
mmigration Related to admission of non-US citizens into t he United
St at es and applications for t emporary and pemnanent Controlle d at the Subcategory level only re sidency Subcategories
bull Asylee
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An asterisk (bull) indicates that the authority rlbull defines specific handling practices ~
Category-Subcategory Practices
category-Subca tegory Transportation-Sensitive Security Information
category Description Related to any mode o f travel or conveyance by atr lan d or waterway
SUbcategory oescrlptlon As deftne d tn 49 CFR Pan 155 sensitive serunty Info rmation IS Information obtained or developed tn the con duct o f securtty actiVIt ies Including research an d development the dlsdosure o f which OOT h as determined would cons t itut e an unwarran t ed invasion o f privacy r eveal trad e S-ecrets or privileged or con fident ial in formation or be detriment al
to transportation safe ty As de fined in 49 CFR Part 15205 Sensit ive Security In formation is info rmation obtained or developed in the conduct of secur ityactivities including research an d development the disclosure of which OHSTSA has det ermined would among other things b e detrimen tal to the secu rity o f tran sp ortation
Marking PlACEHOLDER
Abbrevi ated Mar1lting PLACEHOLDER
Marking a1ld Han dling Safeguarding Mark ing Dissemination a ndor Decontrol measures lnshuctlon s that di ffe r f rom Geoeral Guidelines are r equired by statute
r egulation or govem mentmiddot wide policy
Re ference individual Safegua rding and Dissemination authorities for
control ctations including specific handling practices if applicable
Select SafeguardingDissemi nation or Sanction Authority to view statutoryregulatory language in a new window Authority links a re up dat ed based on regular re-publication of the United Stat es Code and Code of
Federal Regula tio ns
Safeguarding andor DISeminat ron Autho nty I Sanctrons An asteilsk (bull) indicates that tl1e a u thority defmes spe o fiC handling pract1ces
49 usc114(h)
49 CFR 1520bull -
49 USC40 119(b)( l)
4 9 CFR 152017 -
49 CFR 15 49CFR 1517
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Classified Information- Information that has been determined pu rsuant to Executive Order 135 26 o r any predecessor o r successor Order o r the Atomic Ene rgy Act of 19 54 as amended and its implementing di rectives to requi re p rotection against unautho rized
disclosure
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Controlled Unclassified Information (CUI) Home OJI
CONH OUlD Esta blished by Executive Orde r 13556 the Controlled Unclassified Information (CUI) UfLlA)~IfltO
1 - 1()1~1gtAT()Nprogram standar dizes the w ay t he Executive branch handles unclassified irlformatio n t hat r equires safegua rding o r dissemination controls pur suant t o and consistent wit h law
Use the CUI Logor egulations and Government-wide policies Learn About CUI bull
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bull December 8 2014 -Welcome t o t he new CU I Portal
The CUI Regist ry is the aJthoritative sour ce for guidance regarding OJI p-olicies and pr act ices
C Under DevelopmentshyRegistry
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32 CFR 2002 middot Implem en t ing Access Registry by Policy and Guidance Dir ective
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IJI Lear n about t ra in ingdev el op ed by the _ l eam ao out CUI oversi ght r equ irements ~Executive Agent for CUI u ser s ~and tools
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IMPLEMENTATION REMINDER FROM THE EXECUTIVE AGENT
Existing practices for sensit ive unclassif ied information rema in in effect until the CUI
marking implementation deadline (TBD)
C Search the Registry
General Guid elines
Marking CUI markings will be developed and scheduled for implementation followi ng
publication of additional guidance
Safegua r ding For each CU I catego ry and subcatego ry federal agencies shall comply with
information security requirements defined by t he National Instit ute of Standards and
Technology (NIST) Federa l agencies shall consult the following NIST publications for guidance on implementi ng specific measures to safeguard CUI
CUI Registry- Search
Slogs I Bookmark Share IContact Us Jc([gt--~ Search Archovesgov~ ~ bull NATIONAL ARCHIVES
Research Our Records Veterans Servoce Records Teachers Resources Our locatoons Shop Onlme
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C 0 1 11lOL II) CUI RegistryU oc w Si fiED
I NrORM ATtON
Use the CU I logo Search the Registry [to)Contact Us
About CUI
Po licy and GuidanceKey Elements of CUI
Chronology and Hi story
FA05
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Pc 1n~ ~ 11da bull
Glossary
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What others bullrbull
saying
The Controlled Unclassified Information Executive Agent (CUI EA) issues guidance to Executive
branch departments and agencies that handle unclassified information that requires safeguarding or dissemination controls pursuant to and consistent wit h applicable law
regulations and government-wide policies
CUI Executive Order and Implementing Regulation
Issue Date Title
XXXXXXXX 32 CFR 2002 Contro lled Undassified Information PLACEHOLDER
1104 2010 Executive Order 13556 Contr olled Unclassified Information
CUI Notices and Executive Agent Guidance
CUI Registry- Left Sidebar
Chronology and Hi story
FA05
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Pc
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saying
Slogs I Bookmark Share IContact Us Jc([gt--~ Search Archovesgov~ ~ bull NATIONAL ARCHIVES
Research Our Records Veterans Servoce Records Teachers Resources Our locatoons Shop Onlme
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C 0 111lOL CUI RegistryU oc w Si fiED
I NrORM ATtON
Use the CU I logo Search the RegistryContact Us
About CUI
Po licy and GuidanceKey Elements of CUI
The Controlled Unclassified Information Executive Agent (CUI EA) issues guidance to Executive
branch departments and agencies that handle unclassified information that requires safeguarding or dissemination controls pursuant to and consistent wit h applicable law
regulations and government-wide policies
CUI Executive Order and Implementing Regulation
Issue Date Title
XXXXXXXX 32 CFR 2002 Contro lled Undassified Information PLACEHOLDER
1104 2010 Executive Order 13556 Controlled Unclassified Information
CUI Notices and Executive Agent Guidance
CUI Registry- Ongoing Maintenance
bull Add new categoriessubcategories as approved (Currently 23 Categories 82 Subcategories)
bull Annual updates to USC CFR (Currently 326 control enactment citations 144 sanction citations = 4 70 authority updates annually)
CUI Registry- 32 CFR 2002
Draft regulation reiterates that the CUI Registry is - Sole authoritative repository for information on CUI except
Executive Order 13556 and 32 CFR 2002 - Publicly accessible - Includes citation(s) to law regulation or Government-
wide policy that form the basis for each category and subcategory
- Notes any sanctions or penalties for misuse of each category or subcategory of CUI that are included in applicable statutes or regulations
CUI Registry- Policy and Guidance
Registry is repository for CUI policy and guidance - Executive Order 13556 - 32 CFR 2002 - CUI Advisory Council Charter - CUI Marking Handbook - CUI National Implementation Plan - Additional Executive Agent Notices
CUI Registry- Policy and Guidance
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cttroflOICg aflCI Minor
FAQ
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Policy a nd Guidance
The controlled unclassified InformatiOn Eltecuuvegent (CUI EA) issues guidanceto Ebullecutie branch departmentsand agencies that handle unclassified information that requires safeguarding Of dissemination controlsJpursuant to an-d consistent with applicable law re-gulations and government-Wide po1c1es
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OOIJoOII(MentsOfSelor AfencyOJICIa1a flo~ Pro_ranMena~er lorCUI Proeram IMPieiTentl t i OO
Controllod Urw l aaifi ~ Information(CUI) Qifico fiLcmoranlum- RcIJi owoi
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Guidne~ r osardinCUI ~r-d thQFrdom ofl nfornuti on At ( uporco td en July 3 101(1)
Controlled Unc l n~ifi ed lnoorT~~tion (CUI) ()lfic Noi c 201101 l nito~~l
l nplcOT-enU1i on Glidllnte foe-Uccu~ive Orter13SiG
The CUIEA est ablished the CUIAdvisory Council to carry out consultative functionsdirected by Executive Order 13556
CUI Advisory Councbull Chan er-m PROVISIONAL
Additional Resources
The CUIEA hasdeveloped recommendationsto assist departmentsand agend es in development of their CU I programsand submtsston 0 Information to the EA
Compliance Plan Overview for Departments and Agencies~
Executive Order 13556 0bulleM ewforDepartments and Agenciesm
I
CUI Registry- Agency Implementation Policy amp Practice
Agency-specific CUI implementation considerations - Agency may determine that only selected
categoriessubcategories will be designated by agency personnel
- Agency discretion in certain marking practices bull Full Marking (AGRICULTURE) versus Abbreviated Marking (AG)
bull Require categorysubcategory banner markings for CUI BASIC
- CUI may be handled differently within the agency (discretion to waive marking requirement)
- CUI Registry provides guard rails for Agency practices
CUI Registry- Whats Next Slogs I Bo o km arkSh are ICont act Us -~
Searcn Archtves gov ~- bull NATlONAL ARCHlYES
PGseatc h O ut Rocords VotGrans SGuvtce RGcords TeachGrs RoGourcGs O ur Locottons Shop OnhnG
Controlled Unclassified Information (CUI) Home OJI
CONH OUlD Esta blished by Executive Orde r 13556 the Controlled Unclassified Information (CUI) UfLlA)~IfltO
1 - 1()1~1gtAT()Nprogram standardizes the way t he Executive branch handles unclassified irlformation t hat r equires safegua rding o r dissemi nation controls pur suant t o and consistent wit h law
Use the CUI Logor egulations and Government-wide policies Learn About CUI bull
Contact Us
News and Notices Registry
bull December 8 2014 -Welcome to the new CU I Portal
The CUI Regist ry is the aJthoritative sour ce for guidance regarding OJI p-olicies and practices -bull Search the Re0istry
Access Registry by Policy and Guidance
bull Cat egory-Subcategory bull Executive Or der 13556
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32 CFR 2002 middot Implementing Dir ective
bull Ma rking Handbook
limited Oiseminat ion
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bull OJI Training Modules bull CUI Rep orts
CUI Registry- Whats Next
bull The Registry will evolve format is continually evaluated for clarity and functionality
bull New categoriessubcategoriesauthorities added as identified
bull The CUI Executive Agent will issue additional policy and guidance as needed these documents will be included in the Registry
bull Ongoing Maintenance (Authority Citation Updates)
CUI Registry- Online Demo
Walk through - Front page - General Guidelines - Category-Subcategory List - Detail page - Authority Citation - Policy amp Guidance - Glossary -Search - Left side-bar - Under Development
CUI Registry- QampA
Questions
CONTROLLED
UNCLASSIFIED
INFORMATION
CUI Registry- Categories and Subcategories
Stat ist ical
Subcategories
bull Census
bull Investment Survey
bull Pesticide Producer Survey
quotations and business and marketing plans
Refers to information collected by a Federal statistical agency unit or program for statistical purposes or used for statistical activities under law regulation or Government-wide policy such Statistical CUI requires 1) protection f rom unauthorized disclosure 2) special handling safeguards and or 3) prescribed l imits on access or dissemination
Related to a compulsory contribution to government revenue involving information regarding returns or
Subcategories
bull Convent ion Information may be controlled at the category level or at the subcategory level based on the controlling authority
ansportation Related to any mode of travel or conveyance by air land
Controlled at the Subcategory level only or waterway
Subcategories Information may be controlled at the subcategory level only bull Sensitive Security Information
fl rop of Page J
CUI Registry- Launched November 4 2011
Launch information - Reminder that existing agency policies remain in effect
until implementation deadline (TBD) - General Guidelines
bull Markings to be developed in additional guidance
bull Safeguarding in compliance with OMB policies and NIST standards and guidelines as per Executive Order 13556
bull Dissemination to those with mission purpose
bull Decontrol as soon as possible after safeguards no longer required as per associated authority
- Category List (16) - Subcategory List (77) - Associated Authorities (398 authorities cited - controls +
sanctions)
CUI Registry- General Guidelines
CU RegiS)
General Guidelines
categoriesSubcategones
Policy and Guidance
Glossary
CU I Reports
CU Tra1ning
WMt othtrJ are
W hat is CUI
Answers to t h e Most
Frequent ly Asked
Questions
Search the Registry
General Guidelines
Marking CUI ma r kings will be developed and scheduled fo r implementation following
publication of additional guidance
Safeguarding Fo r each CUI category and su bcategory federal agencies shall comply with
information security requirements defined by the National Institute of Standards and Technology (NIST) Federal agencies shall consult t he following NIST publications for guidance
on implementing specific measures to safeguard CUI
bull Federal Infor mation Processing Standards Publication 199 Standards for Security
Categorization of Federal Information and Infor mation Systems
bull Federal Information Processing Standards Publication 200 Minimum Security
Requi rements for Federal Information and Information Systems
bull Special Publication 800-53 Revision 4 Security and Privacy Controls for Federal
Information Systems and Organizations
bull Special Publication 800-60 Revision 1 Guide for Mapping Types of Information and
Information Systems to Security Catego ries
Disseminat ion CUI shall be disseminated only to individuals who requi re the information fo r
an authorized mission purpose
Decontrol Information shall be deco nt rolled as soon as possible when it no longer requires
safeguarding measures and dissemination controls pursuant to its associated authorities CUI that has been pu blicly released via aut horized agency procedures shall be considered
decontrolled
8 ropo1Page l
CUI Registry- CategorySubcategory Detail
CUI Registry
St at ist ical -Investm ent Survey
category-Subcategory Practices
Key Elements o f CU I
Chronology and H1sto category-Subcategory Statistical-Investment Survey
category Description Refers t o in f orm ation collected by a Federal st atistical agency un it or
p rogram f or st atistical p urposes orused f or st atistical acti v it i es under law regul ati on or Governm ent -wide policy such Statist ica l CUI requ ires 1)
Gener~l Gtudehne p rotection f rom unaut horiZed disclosure 2) sp eci al hand ling saf eguards Categones Subcategone a n d or 3 prescribe d limits o n access o r d issemina t io n
Polley and GUidanc Subcate gory Description In f ormation reported t o Treasury the Federal Reserve Board of Governors
or the Federal Reserve Banks as part of t he Treasury In t ernation al Capital TIC) dat a reporting syst em
Marking PlACEHOLDER
Abbreviated Marking PlACEHOLDER
Whati$ CUI
All~w=r~ t th o= Mo~t
FreQue ntl Y Aslteltl
Questi ons
Marking and Handling Ge n eral Gu ideline s apply forSa feguard ing Marking Dissemina t io n Instructions and Decont rol
bull Ref erence i nd ividual Saf eguard ing and Dissemination authorities for
control m an ons
Select Safegua rdi ngDissemi nation o r Sanct ion Auth o rity t o view st at utoryregulatory
language in a new w i ndow Authori ty links are updated based on regular re-publication of the Uni ted States Code and Code of
Federal Regulations
CUI Registry- CategorySubcategory Authorities
1ITLII shy hORJUOIlt RRLATIONS AliD LVIEROOURSE l SIOS
(d) Aceess to
dooMd to be ortdals or empl()yoos demgnated to porform IUnltLIODI under Lltla ohapter (e) Peabull ty
ltny person who wtllfully yen1olates subsectton (c) or (d) of tbs aecoon shall upon eoDvtcUon bo nned not more tbln l toGIXI 1n adlftoon to any otMt JKnampltY tmpoMd by law
(Pub L H-1172 ts Oct U ttn6 90 SLat 3162 Pub L ~79 tJUe mfSOS(bXS) Oct 3gt 1984 98 Stat IUO lub 1 101 -amp1) Hfi(d) (e) 1(amp) Nov 7 1000 lOt Stat ZMI)
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t~ (b) Paab L tDI-Ql f7(a) ~d at
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noooflh or ltlAt ooold not be ltbta-b)eel to
(a) CirU puah y fw fallure ampo fumla lGIormabull l looo
Wboefer falls to furnJsh any Jnformatton ~ quJred under thls chapter whether reqWred to
~~c~n~ ~~~ ~Jn~~~order- or Jnatr-ucuon promWgatod under tbJa chapter shall be mb)ect to a ch11 penalty of not Jess than $2500 and not mote than 125000 ln a prooeedSnat brourbs under mteetlon (b) or thla ICOUOL (b ) CiYU lldlon for Callure to fWDIsb iafOI ma Uoa
Whenever- lt appean that anJ person bas Called to tumuh any ltlormaUon requ1red under thlauon
Bwcau or Lbe Cn~~bull or lbe Dtpamprtrru~nt or Commerce a autbortMd for p~ or ampWshymenUng and lmprobulllng the qoalt ty or data colshylectAId by the Bureau or the Census to have upon wnttcm request acoea tO daLa relattnQ to bubulll- enUrpraftl tbat a oollociCI4 41rtttly br the Bureau or Koonornlc ADampIyats ror purpoao~ or ~~~~~--~Bu_e~~~~~ut_t~~
Control
Sanction
cbaptlaquo wbmh~ rwqu1rctd to bl 1arnJabed tn the fonn of a roport or oth~ or bas taUod to comply wuh any ru1e regubUon order or Inmiddot structlon promulgated under tbts chapter a
~U~~r~o~u~~h~t~no~~~~ prlat UDHAld S~ OOW of any ten10ry OT otber place aub)ed to the junsdlcUoa of the Unlted StAtes and sucb ooun may enUf a ~
~e iOIl7 TITLE 22--FOREICN RELltTJONS AND LvrRRCOUJtsR l S IOS
~l~S~s~~ ~~tbo~~b _j~~~~iiii- iirii lsilo loiiitdbullbullgt~ eemed to beilo niiiii miiipiiyees ijiirlieiii = ted boon noted ln the report (e) Access to informatibull n limitation
Accoos to lnformaUon obtained unde subshysection (b)(2) of this section shall be abulla only to ofllclals or emplo)bullees designated toP form tuncttons undet lOJUlgtYH~bulluU lIUU ~l mUlgt wvdllug v u cvulr~lo awarded pursuant to tbs chapter Subject to the llmltatlon of tnr~ab (1) of this subsection
eaali)t
this chapter lncludlng~~~~~~~~i~~J~2J
the President may attbonze the exchange ~ tween agencles or ometals desgnated by blm or Information fUrnished b) any person under tls chapter as be deems necessary to carry out the purposes of this chaptfr Nothing ln thls sectlon shall be construed to raqulre any Federal ~ercy to disclose to any official exerclslng authorlty
~~1n~~~PtG~~~d~~~~~~r ~~e~~ chapter bullbullbere disclosure s problblted by law Information collected pursuant to subsection (b)(2) of this sectton m~ be used onlyshy
(1) for analyttcal or statistical PUJllOSIS within the Unlted States Cobullernment~ or
sifl~~r ~)~f~t~~d~o~ Sl05ltb) or (c) of this title
No omclal or employee designated to perform funcUons under this chapter tncludlng consult-
pun~~ t~~dtO~~ yoo~ffs~~ avaHable to any other person any Information collected pursuant to subsection (b)(2) of tts section ln a marmer that the person who ftr shynlsbed the lnformatlon can be speclllcall) ldenshytlOed except as provtdltl In this secton No plr shyson can compel the submission or dtsclosure of any report or constitue nt part thereof collected pursuant to this chapter or any cop) of such iampshyport or oonstltuent rert thereof bull1tbout the
bj~~d~i~~b~~~ehrre~ri~d~r b~~~~ (b) of this sectton and Ki tbout prtor written conshysent of the customet where the person who
~~~~~l3n~b~er~~re~~~~ridi records of such customer ( d) Access to Bureau of EcooomJc Analysis inf_
matioo The Bureau of the Census of the Departmpoundnt
e~~~~~~~~~~e ~iat~~a~af lected by the Bllteau of the Census to have upon bullbullrttten request access to dsta relating to buslneGS enterprlses tlat Is collected directly by the Bureau of Economic Anal)sls for purposes of thts chapter The Bureau of Labor Statlstlcs of the Department of LaOOr s authortud for pushyposes of augmenting and lmprolng the data ogtl middot
AMVIOMRSlS
1900-Sublleo (b) Pub L 101-133 f7(a) lnltr ted a t
tV~ ~Or~ztu~1~e~Ae~1J pcm10n wilo 1bull dlrectJ Tet~ponbulllble Cor the maintefllUiee and compllaUon of uoh lnConnaUon and llbll cer ti(J ~t the reoor t wu pnpared ln aeoordazloe wt th thtbull eb_ner 1bull complet-e and 1bull to web om oerbull bel-
~=~ewii~~t~e~~~tll~~~ll tloru~ b lltled under tblbull obllter ebullUmatebull hale been pro111ded beltaue ckta are not aTallable Cnm cWJ totruatY ccountltlf) noordt or DCeltri~~e dat eoult not be obtalned wl tllou- unive burden and the datt bullub)ed to bull~aeb -Umatc bu been noted ln -be ~JlOrtbull
Sublec (c)(2) Ptl L 101-s33 fQeXI) bullublt luted bulluIHICOUon (e) Cor bulluheetlon (d )
Sublec (d) P ub L IOJ-lln iG(d)(2)bull added 1ulee (d) F ormer bulluhee (d) n3e~tgnatoed (e)
s~ti~ltt lt~ ~~~~~lt~~ru~-fmiddot
ectlon(e)bull 19ampl-Sublleo (b)CTlt (7) Pub L 91-673 1tnck ou
lntematioruol lnYetment beCoro bullurve-
sect3105 Enforcement (a ) C ivU penalty (raquo failWE to furnish informashy
tion Whoever falls to lurnlsb any lnformat1o n reshy
qUlred under thls chapter whether reqUred to
~~~~s~ed~~~ ~rs ~ frt~~6ri order or lnstrucuon promulgated under this chapter shall be sab)ect to a clvH penaltyof not less than $2500 and not more than S2SIXO In a prooeoedlng brought under subsection (b) of this section (b) Civil action for failWE to furnish incr-matioo
Whenemiddoter It appears that any person bas failed to furntsh any lnbrmatlon reqUired und~r this chapter bullbullhether teqUlred to be lurnlsbed In the form of a report or otherwise or bas failed to oomply w tb any rulo retuiGt l o n o rde r Ot ln structton promulgated under thts chapter a
r~~~C~rt~at~u~~h~t~no~re~~ prtate Unlted States court of any tetrttory or other place sub)eot to the jurlsdlctlon of the United States and sucb court may enter a reshystralnlng order or a permanent or temponry Inmiddot t t- 1 __ft -
Links are to official legal editions of the United States Code and Code of Federal Regulations acttona that 1a oollootecl d1rectly Dy tae Kureaa ter Offtcers and employees of the Bureau of theCc) Ortlaal pea atcy for fiDwbull co bull~th lnformiddot Census and the Bureat of Labor Statlstlcs shall Whoever wUlfuJ ly falls to submit any ld orma-shyfr~~1o~e~asozirhl mallGct for purposes of subsectlon (c) of this section be tlon required under this chapter bullbullbetier re-Census and the Bureau or Labor Stausucs shalL Whoewer wUlfully falls to whml t aD7 lnforma-shyfor porposes or Sllbsectlon (c) of thiS aectlon be tlon requ1red under this ehspter whether ~
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bull Water Assessments
ergency Management Related to inf ormation concern ing th e continu ity o f
executive branch operations duri ng all-hazards emergencies or other situ ations that may d isrupt norm al
operations
exportcontrolbull unclassified Inf orma tion concern ing certain Items commoditie s techn ology software or other
Subcategories In formation whose export could reasonably be expected bull Research to adversely affe ct the Un ited State s nationa l security
and nonprolif eration obJectives To Incl ude dual use items items iden tif ie d in egtcport admin istration
regulations Internationa l t raf fi c 1n arms regulations an d the mun itions list license applications and sensitive nucl ear technol ogy In formation
Financial Related to the duties t ransactions or o therwise fall ing
- under the purv iew of financial institu tions or un ited Subcategorie s States Gove rnme nt fiscal functions Uses may include
Bank Secrecy but are not lim ited to customer In formation held b y a financial inst itutionBudget
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bull commodny
bull Comptroller General --Subcategories bull Electronic Funds Transf er
bull International Financial Institutions
bull Mergers
bull Retirement -Foreign Government Inf ormationbull In formation pro vided by ot herw ise made availabl e by
or p ro duced in coop erat ion with a fore ign governm ent
or in ternational organization
Geodetic Product Information Related to imagery imagery int elligence o r geospati al in formation
mmigration Related to admission of non-US citizens into t he United
St at es and applications for t emporary and pemnanent Controlle d at the Subcategory level only re sidency Subcategories
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An asterisk (bull) indicates that the authority rlbull defines specific handling practices ~
Category-Subcategory Practices
category-Subca tegory Transportation-Sensitive Security Information
category Description Related to any mode o f travel or conveyance by atr lan d or waterway
SUbcategory oescrlptlon As deftne d tn 49 CFR Pan 155 sensitive serunty Info rmation IS Information obtained or developed tn the con duct o f securtty actiVIt ies Including research an d development the dlsdosure o f which OOT h as determined would cons t itut e an unwarran t ed invasion o f privacy r eveal trad e S-ecrets or privileged or con fident ial in formation or be detriment al
to transportation safe ty As de fined in 49 CFR Part 15205 Sensit ive Security In formation is info rmation obtained or developed in the conduct of secur ityactivities including research an d development the disclosure of which OHSTSA has det ermined would among other things b e detrimen tal to the secu rity o f tran sp ortation
Marking PlACEHOLDER
Abbrevi ated Mar1lting PLACEHOLDER
Marking a1ld Han dling Safeguarding Mark ing Dissemination a ndor Decontrol measures lnshuctlon s that di ffe r f rom Geoeral Guidelines are r equired by statute
r egulation or govem mentmiddot wide policy
Re ference individual Safegua rding and Dissemination authorities for
control ctations including specific handling practices if applicable
Select SafeguardingDissemi nation or Sanction Authority to view statutoryregulatory language in a new window Authority links a re up dat ed based on regular re-publication of the United Stat es Code and Code of
Federal Regula tio ns
Safeguarding andor DISeminat ron Autho nty I Sanctrons An asteilsk (bull) indicates that tl1e a u thority defmes spe o fiC handling pract1ces
49 usc114(h)
49 CFR 1520bull -
49 USC40 119(b)( l)
4 9 CFR 152017 -
49 CFR 15 49CFR 1517
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Classified Information- Information that has been determined pu rsuant to Executive Order 135 26 o r any predecessor o r successor Order o r the Atomic Ene rgy Act of 19 54 as amended and its implementing di rectives to requi re p rotection against unautho rized
disclosure
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CONH OUlD Esta blished by Executive Orde r 13556 the Controlled Unclassified Information (CUI) UfLlA)~IfltO
1 - 1()1~1gtAT()Nprogram standar dizes the w ay t he Executive branch handles unclassified irlformatio n t hat r equires safegua rding o r dissemination controls pur suant t o and consistent wit h law
Use the CUI Logor egulations and Government-wide policies Learn About CUI bull
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bull December 8 2014 -Welcome t o t he new CU I Portal
The CUI Regist ry is the aJthoritative sour ce for guidance regarding OJI p-olicies and pr act ices
C Under DevelopmentshyRegistry
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32 CFR 2002 middot Implem en t ing Access Registry by Policy and Guidance Dir ective
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IJI Lear n about t ra in ingdev el op ed by the _ l eam ao out CUI oversi ght r equ irements ~Executive Agent for CUI u ser s ~and tools
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IMPLEMENTATION REMINDER FROM THE EXECUTIVE AGENT
Existing practices for sensit ive unclassif ied information rema in in effect until the CUI
marking implementation deadline (TBD)
C Search the Registry
General Guid elines
Marking CUI markings will be developed and scheduled for implementation followi ng
publication of additional guidance
Safegua r ding For each CU I catego ry and subcatego ry federal agencies shall comply with
information security requirements defined by t he National Instit ute of Standards and
Technology (NIST) Federa l agencies shall consult the following NIST publications for guidance on implementi ng specific measures to safeguard CUI
CUI Registry- Search
Slogs I Bookmark Share IContact Us Jc([gt--~ Search Archovesgov~ ~ bull NATIONAL ARCHIVES
Research Our Records Veterans Servoce Records Teachers Resources Our locatoons Shop Onlme
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C 0 1 11lOL II) CUI RegistryU oc w Si fiED
I NrORM ATtON
Use the CU I logo Search the Registry [to)Contact Us
About CUI
Po licy and GuidanceKey Elements of CUI
Chronology and Hi story
FA05
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General Guidelines
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Pc 1n~ ~ 11da bull
Glossary
CUI Reports
CU I Training
What others bullrbull
saying
The Controlled Unclassified Information Executive Agent (CUI EA) issues guidance to Executive
branch departments and agencies that handle unclassified information that requires safeguarding or dissemination controls pursuant to and consistent wit h applicable law
regulations and government-wide policies
CUI Executive Order and Implementing Regulation
Issue Date Title
XXXXXXXX 32 CFR 2002 Contro lled Undassified Information PLACEHOLDER
1104 2010 Executive Order 13556 Contr olled Unclassified Information
CUI Notices and Executive Agent Guidance
CUI Registry- Left Sidebar
Chronology and Hi story
FA05
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Pc
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saying
Slogs I Bookmark Share IContact Us Jc([gt--~ Search Archovesgov~ ~ bull NATIONAL ARCHIVES
Research Our Records Veterans Servoce Records Teachers Resources Our locatoons Shop Onlme
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C 0 111lOL CUI RegistryU oc w Si fiED
I NrORM ATtON
Use the CU I logo Search the RegistryContact Us
About CUI
Po licy and GuidanceKey Elements of CUI
The Controlled Unclassified Information Executive Agent (CUI EA) issues guidance to Executive
branch departments and agencies that handle unclassified information that requires safeguarding or dissemination controls pursuant to and consistent wit h applicable law
regulations and government-wide policies
CUI Executive Order and Implementing Regulation
Issue Date Title
XXXXXXXX 32 CFR 2002 Contro lled Undassified Information PLACEHOLDER
1104 2010 Executive Order 13556 Controlled Unclassified Information
CUI Notices and Executive Agent Guidance
CUI Registry- Ongoing Maintenance
bull Add new categoriessubcategories as approved (Currently 23 Categories 82 Subcategories)
bull Annual updates to USC CFR (Currently 326 control enactment citations 144 sanction citations = 4 70 authority updates annually)
CUI Registry- 32 CFR 2002
Draft regulation reiterates that the CUI Registry is - Sole authoritative repository for information on CUI except
Executive Order 13556 and 32 CFR 2002 - Publicly accessible - Includes citation(s) to law regulation or Government-
wide policy that form the basis for each category and subcategory
- Notes any sanctions or penalties for misuse of each category or subcategory of CUI that are included in applicable statutes or regulations
CUI Registry- Policy and Guidance
Registry is repository for CUI policy and guidance - Executive Order 13556 - 32 CFR 2002 - CUI Advisory Council Charter - CUI Marking Handbook - CUI National Implementation Plan - Additional Executive Agent Notices
CUI Registry- Policy and Guidance
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cttroflOICg aflCI Minor
FAQ
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Policy a nd Guidance
The controlled unclassified InformatiOn Eltecuuvegent (CUI EA) issues guidanceto Ebullecutie branch departmentsand agencies that handle unclassified information that requires safeguarding Of dissemination controlsJpursuant to an-d consistent with applicable law re-gulations and government-Wide po1c1es
CUIExecutive Order and Implementing Regulation - -shy -shy -shy -shy -shy
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R=ti ~c-d GuidoMc rcordi Cortrol cd U-cl c~fied lnfor1ruotilt0n ~nd the Frc~ oflnfonrutionAct(thh gtvpeuOKie~ t ho joirt iJgtuonu d e tod
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coruroll e-cJ UtCI ~~slfi oOCI IntorTatlon (CUI) OllcNorl ee 201~1 Promiddottl ~lonal
App1ova1 ot Proposea OJI Categ~bulli ~s a((StJbc il tegoties
OOIJoOII(MentsOfSelor AfencyOJICIa1a flo~ Pro_ranMena~er lorCUI Proeram IMPieiTentl t i OO
Controllod Urw l aaifi ~ Information(CUI) Qifico fiLcmoranlum- RcIJi owoi
Propoe3Cate~middot e~orCU RefbullStl)
Guidne~ r osardinCUI ~r-d thQFrdom ofl nfornuti on At ( uporco td en July 3 101(1)
Controlled Unc l n~ifi ed lnoorT~~tion (CUI) ()lfic Noi c 201101 l nito~~l
l nplcOT-enU1i on Glidllnte foe-Uccu~ive Orter13SiG
The CUIEA est ablished the CUIAdvisory Council to carry out consultative functionsdirected by Executive Order 13556
CUI Advisory Councbull Chan er-m PROVISIONAL
Additional Resources
The CUIEA hasdeveloped recommendationsto assist departmentsand agend es in development of their CU I programsand submtsston 0 Information to the EA
Compliance Plan Overview for Departments and Agencies~
Executive Order 13556 0bulleM ewforDepartments and Agenciesm
I
CUI Registry- Agency Implementation Policy amp Practice
Agency-specific CUI implementation considerations - Agency may determine that only selected
categoriessubcategories will be designated by agency personnel
- Agency discretion in certain marking practices bull Full Marking (AGRICULTURE) versus Abbreviated Marking (AG)
bull Require categorysubcategory banner markings for CUI BASIC
- CUI may be handled differently within the agency (discretion to waive marking requirement)
- CUI Registry provides guard rails for Agency practices
CUI Registry- Whats Next Slogs I Bo o km arkSh are ICont act Us -~
Searcn Archtves gov ~- bull NATlONAL ARCHlYES
PGseatc h O ut Rocords VotGrans SGuvtce RGcords TeachGrs RoGourcGs O ur Locottons Shop OnhnG
Controlled Unclassified Information (CUI) Home OJI
CONH OUlD Esta blished by Executive Orde r 13556 the Controlled Unclassified Information (CUI) UfLlA)~IfltO
1 - 1()1~1gtAT()Nprogram standardizes the way t he Executive branch handles unclassified irlformation t hat r equires safegua rding o r dissemi nation controls pur suant t o and consistent wit h law
Use the CUI Logor egulations and Government-wide policies Learn About CUI bull
Contact Us
News and Notices Registry
bull December 8 2014 -Welcome to the new CU I Portal
The CUI Regist ry is the aJthoritative sour ce for guidance regarding OJI p-olicies and practices -bull Search the Re0istry
Access Registry by Policy and Guidance
bull Cat egory-Subcategory bull Executive Or der 13556
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Additional Information
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Markings
32 CFR 2002 middot Implementing Dir ective
bull Ma rking Handbook
limited Oiseminat ion
IJI Learn about train ingdev eloped by the _ l eam aoout CUI oversight r equ irements ~Executive Agent for CUI user s ~and tools
bull OJI Training Modules bull CUI Rep orts
CUI Registry- Whats Next
bull The Registry will evolve format is continually evaluated for clarity and functionality
bull New categoriessubcategoriesauthorities added as identified
bull The CUI Executive Agent will issue additional policy and guidance as needed these documents will be included in the Registry
bull Ongoing Maintenance (Authority Citation Updates)
CUI Registry- Online Demo
Walk through - Front page - General Guidelines - Category-Subcategory List - Detail page - Authority Citation - Policy amp Guidance - Glossary -Search - Left side-bar - Under Development
CUI Registry- QampA
Questions
CONTROLLED
UNCLASSIFIED
INFORMATION
CUI Registry- Launched November 4 2011
Launch information - Reminder that existing agency policies remain in effect
until implementation deadline (TBD) - General Guidelines
bull Markings to be developed in additional guidance
bull Safeguarding in compliance with OMB policies and NIST standards and guidelines as per Executive Order 13556
bull Dissemination to those with mission purpose
bull Decontrol as soon as possible after safeguards no longer required as per associated authority
- Category List (16) - Subcategory List (77) - Associated Authorities (398 authorities cited - controls +
sanctions)
CUI Registry- General Guidelines
CU RegiS)
General Guidelines
categoriesSubcategones
Policy and Guidance
Glossary
CU I Reports
CU Tra1ning
WMt othtrJ are
W hat is CUI
Answers to t h e Most
Frequent ly Asked
Questions
Search the Registry
General Guidelines
Marking CUI ma r kings will be developed and scheduled fo r implementation following
publication of additional guidance
Safeguarding Fo r each CUI category and su bcategory federal agencies shall comply with
information security requirements defined by the National Institute of Standards and Technology (NIST) Federal agencies shall consult t he following NIST publications for guidance
on implementing specific measures to safeguard CUI
bull Federal Infor mation Processing Standards Publication 199 Standards for Security
Categorization of Federal Information and Infor mation Systems
bull Federal Information Processing Standards Publication 200 Minimum Security
Requi rements for Federal Information and Information Systems
bull Special Publication 800-53 Revision 4 Security and Privacy Controls for Federal
Information Systems and Organizations
bull Special Publication 800-60 Revision 1 Guide for Mapping Types of Information and
Information Systems to Security Catego ries
Disseminat ion CUI shall be disseminated only to individuals who requi re the information fo r
an authorized mission purpose
Decontrol Information shall be deco nt rolled as soon as possible when it no longer requires
safeguarding measures and dissemination controls pursuant to its associated authorities CUI that has been pu blicly released via aut horized agency procedures shall be considered
decontrolled
8 ropo1Page l
CUI Registry- CategorySubcategory Detail
CUI Registry
St at ist ical -Investm ent Survey
category-Subcategory Practices
Key Elements o f CU I
Chronology and H1sto category-Subcategory Statistical-Investment Survey
category Description Refers t o in f orm ation collected by a Federal st atistical agency un it or
p rogram f or st atistical p urposes orused f or st atistical acti v it i es under law regul ati on or Governm ent -wide policy such Statist ica l CUI requ ires 1)
Gener~l Gtudehne p rotection f rom unaut horiZed disclosure 2) sp eci al hand ling saf eguards Categones Subcategone a n d or 3 prescribe d limits o n access o r d issemina t io n
Polley and GUidanc Subcate gory Description In f ormation reported t o Treasury the Federal Reserve Board of Governors
or the Federal Reserve Banks as part of t he Treasury In t ernation al Capital TIC) dat a reporting syst em
Marking PlACEHOLDER
Abbreviated Marking PlACEHOLDER
Whati$ CUI
All~w=r~ t th o= Mo~t
FreQue ntl Y Aslteltl
Questi ons
Marking and Handling Ge n eral Gu ideline s apply forSa feguard ing Marking Dissemina t io n Instructions and Decont rol
bull Ref erence i nd ividual Saf eguard ing and Dissemination authorities for
control m an ons
Select Safegua rdi ngDissemi nation o r Sanct ion Auth o rity t o view st at utoryregulatory
language in a new w i ndow Authori ty links are updated based on regular re-publication of the Uni ted States Code and Code of
Federal Regulations
CUI Registry- CategorySubcategory Authorities
1ITLII shy hORJUOIlt RRLATIONS AliD LVIEROOURSE l SIOS
(d) Aceess to
dooMd to be ortdals or empl()yoos demgnated to porform IUnltLIODI under Lltla ohapter (e) Peabull ty
ltny person who wtllfully yen1olates subsectton (c) or (d) of tbs aecoon shall upon eoDvtcUon bo nned not more tbln l toGIXI 1n adlftoon to any otMt JKnampltY tmpoMd by law
(Pub L H-1172 ts Oct U ttn6 90 SLat 3162 Pub L ~79 tJUe mfSOS(bXS) Oct 3gt 1984 98 Stat IUO lub 1 101 -amp1) Hfi(d) (e) 1(amp) Nov 7 1000 lOt Stat ZMI)
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noooflh or ltlAt ooold not be ltbta-b)eel to
(a) CirU puah y fw fallure ampo fumla lGIormabull l looo
Wboefer falls to furnJsh any Jnformatton ~ quJred under thls chapter whether reqWred to
~~c~n~ ~~~ ~Jn~~~order- or Jnatr-ucuon promWgatod under tbJa chapter shall be mb)ect to a ch11 penalty of not Jess than $2500 and not mote than 125000 ln a prooeedSnat brourbs under mteetlon (b) or thla ICOUOL (b ) CiYU lldlon for Callure to fWDIsb iafOI ma Uoa
Whenever- lt appean that anJ person bas Called to tumuh any ltlormaUon requ1red under thlauon
Bwcau or Lbe Cn~~bull or lbe Dtpamprtrru~nt or Commerce a autbortMd for p~ or ampWshymenUng and lmprobulllng the qoalt ty or data colshylectAId by the Bureau or the Census to have upon wnttcm request acoea tO daLa relattnQ to bubulll- enUrpraftl tbat a oollociCI4 41rtttly br the Bureau or Koonornlc ADampIyats ror purpoao~ or ~~~~~--~Bu_e~~~~~ut_t~~
Control
Sanction
cbaptlaquo wbmh~ rwqu1rctd to bl 1arnJabed tn the fonn of a roport or oth~ or bas taUod to comply wuh any ru1e regubUon order or Inmiddot structlon promulgated under tbts chapter a
~U~~r~o~u~~h~t~no~~~~ prlat UDHAld S~ OOW of any ten10ry OT otber place aub)ed to the junsdlcUoa of the Unlted StAtes and sucb ooun may enUf a ~
~e iOIl7 TITLE 22--FOREICN RELltTJONS AND LvrRRCOUJtsR l S IOS
~l~S~s~~ ~~tbo~~b _j~~~~iiii- iirii lsilo loiiitdbullbullgt~ eemed to beilo niiiii miiipiiyees ijiirlieiii = ted boon noted ln the report (e) Access to informatibull n limitation
Accoos to lnformaUon obtained unde subshysection (b)(2) of this section shall be abulla only to ofllclals or emplo)bullees designated toP form tuncttons undet lOJUlgtYH~bulluU lIUU ~l mUlgt wvdllug v u cvulr~lo awarded pursuant to tbs chapter Subject to the llmltatlon of tnr~ab (1) of this subsection
eaali)t
this chapter lncludlng~~~~~~~~i~~J~2J
the President may attbonze the exchange ~ tween agencles or ometals desgnated by blm or Information fUrnished b) any person under tls chapter as be deems necessary to carry out the purposes of this chaptfr Nothing ln thls sectlon shall be construed to raqulre any Federal ~ercy to disclose to any official exerclslng authorlty
~~1n~~~PtG~~~d~~~~~~r ~~e~~ chapter bullbullbere disclosure s problblted by law Information collected pursuant to subsection (b)(2) of this sectton m~ be used onlyshy
(1) for analyttcal or statistical PUJllOSIS within the Unlted States Cobullernment~ or
sifl~~r ~)~f~t~~d~o~ Sl05ltb) or (c) of this title
No omclal or employee designated to perform funcUons under this chapter tncludlng consult-
pun~~ t~~dtO~~ yoo~ffs~~ avaHable to any other person any Information collected pursuant to subsection (b)(2) of tts section ln a marmer that the person who ftr shynlsbed the lnformatlon can be speclllcall) ldenshytlOed except as provtdltl In this secton No plr shyson can compel the submission or dtsclosure of any report or constitue nt part thereof collected pursuant to this chapter or any cop) of such iampshyport or oonstltuent rert thereof bull1tbout the
bj~~d~i~~b~~~ehrre~ri~d~r b~~~~ (b) of this sectton and Ki tbout prtor written conshysent of the customet where the person who
~~~~~l3n~b~er~~re~~~~ridi records of such customer ( d) Access to Bureau of EcooomJc Analysis inf_
matioo The Bureau of the Census of the Departmpoundnt
e~~~~~~~~~~e ~iat~~a~af lected by the Bllteau of the Census to have upon bullbullrttten request access to dsta relating to buslneGS enterprlses tlat Is collected directly by the Bureau of Economic Anal)sls for purposes of thts chapter The Bureau of Labor Statlstlcs of the Department of LaOOr s authortud for pushyposes of augmenting and lmprolng the data ogtl middot
AMVIOMRSlS
1900-Sublleo (b) Pub L 101-133 f7(a) lnltr ted a t
tV~ ~Or~ztu~1~e~Ae~1J pcm10n wilo 1bull dlrectJ Tet~ponbulllble Cor the maintefllUiee and compllaUon of uoh lnConnaUon and llbll cer ti(J ~t the reoor t wu pnpared ln aeoordazloe wt th thtbull eb_ner 1bull complet-e and 1bull to web om oerbull bel-
~=~ewii~~t~e~~~tll~~~ll tloru~ b lltled under tblbull obllter ebullUmatebull hale been pro111ded beltaue ckta are not aTallable Cnm cWJ totruatY ccountltlf) noordt or DCeltri~~e dat eoult not be obtalned wl tllou- unive burden and the datt bullub)ed to bull~aeb -Umatc bu been noted ln -be ~JlOrtbull
Sublec (c)(2) Ptl L 101-s33 fQeXI) bullublt luted bulluIHICOUon (e) Cor bulluheetlon (d )
Sublec (d) P ub L IOJ-lln iG(d)(2)bull added 1ulee (d) F ormer bulluhee (d) n3e~tgnatoed (e)
s~ti~ltt lt~ ~~~~~lt~~ru~-fmiddot
ectlon(e)bull 19ampl-Sublleo (b)CTlt (7) Pub L 91-673 1tnck ou
lntematioruol lnYetment beCoro bullurve-
sect3105 Enforcement (a ) C ivU penalty (raquo failWE to furnish informashy
tion Whoever falls to lurnlsb any lnformat1o n reshy
qUlred under thls chapter whether reqUred to
~~~~s~ed~~~ ~rs ~ frt~~6ri order or lnstrucuon promulgated under this chapter shall be sab)ect to a clvH penaltyof not less than $2500 and not more than S2SIXO In a prooeoedlng brought under subsection (b) of this section (b) Civil action for failWE to furnish incr-matioo
Whenemiddoter It appears that any person bas failed to furntsh any lnbrmatlon reqUired und~r this chapter bullbullhether teqUlred to be lurnlsbed In the form of a report or otherwise or bas failed to oomply w tb any rulo retuiGt l o n o rde r Ot ln structton promulgated under thts chapter a
r~~~C~rt~at~u~~h~t~no~re~~ prtate Unlted States court of any tetrttory or other place sub)eot to the jurlsdlctlon of the United States and sucb court may enter a reshystralnlng order or a permanent or temponry Inmiddot t t- 1 __ft -
Links are to official legal editions of the United States Code and Code of Federal Regulations acttona that 1a oollootecl d1rectly Dy tae Kureaa ter Offtcers and employees of the Bureau of theCc) Ortlaal pea atcy for fiDwbull co bull~th lnformiddot Census and the Bureat of Labor Statlstlcs shall Whoever wUlfuJ ly falls to submit any ld orma-shyfr~~1o~e~asozirhl mallGct for purposes of subsectlon (c) of this section be tlon required under this chapter bullbullbetier re-Census and the Bureau or Labor Stausucs shalL Whoewer wUlfully falls to whml t aD7 lnforma-shyfor porposes or Sllbsectlon (c) of thiS aectlon be tlon requ1red under this ehspter whether ~
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operations
exportcontrolbull unclassified Inf orma tion concern ing certain Items commoditie s techn ology software or other
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- under the purv iew of financial institu tions or un ited Subcategorie s States Gove rnme nt fiscal functions Uses may include
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or in ternational organization
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An asterisk (bull) indicates that the authority rlbull defines specific handling practices ~
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category-Subca tegory Transportation-Sensitive Security Information
category Description Related to any mode o f travel or conveyance by atr lan d or waterway
SUbcategory oescrlptlon As deftne d tn 49 CFR Pan 155 sensitive serunty Info rmation IS Information obtained or developed tn the con duct o f securtty actiVIt ies Including research an d development the dlsdosure o f which OOT h as determined would cons t itut e an unwarran t ed invasion o f privacy r eveal trad e S-ecrets or privileged or con fident ial in formation or be detriment al
to transportation safe ty As de fined in 49 CFR Part 15205 Sensit ive Security In formation is info rmation obtained or developed in the conduct of secur ityactivities including research an d development the disclosure of which OHSTSA has det ermined would among other things b e detrimen tal to the secu rity o f tran sp ortation
Marking PlACEHOLDER
Abbrevi ated Mar1lting PLACEHOLDER
Marking a1ld Han dling Safeguarding Mark ing Dissemination a ndor Decontrol measures lnshuctlon s that di ffe r f rom Geoeral Guidelines are r equired by statute
r egulation or govem mentmiddot wide policy
Re ference individual Safegua rding and Dissemination authorities for
control ctations including specific handling practices if applicable
Select SafeguardingDissemi nation or Sanction Authority to view statutoryregulatory language in a new window Authority links a re up dat ed based on regular re-publication of the United Stat es Code and Code of
Federal Regula tio ns
Safeguarding andor DISeminat ron Autho nty I Sanctrons An asteilsk (bull) indicates that tl1e a u thority defmes spe o fiC handling pract1ces
49 usc114(h)
49 CFR 1520bull -
49 USC40 119(b)( l)
4 9 CFR 152017 -
49 CFR 15 49CFR 1517
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CONH OUlD Esta blished by Executive Orde r 13556 the Controlled Unclassified Information (CUI) UfLlA)~IfltO
1 - 1()1~1gtAT()Nprogram standar dizes the w ay t he Executive branch handles unclassified irlformatio n t hat r equires safegua rding o r dissemination controls pur suant t o and consistent wit h law
Use the CUI Logor egulations and Government-wide policies Learn About CUI bull
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IMPLEMENTATION REMINDER FROM THE EXECUTIVE AGENT
Existing practices for sensit ive unclassif ied information rema in in effect until the CUI
marking implementation deadline (TBD)
C Search the Registry
General Guid elines
Marking CUI markings will be developed and scheduled for implementation followi ng
publication of additional guidance
Safegua r ding For each CU I catego ry and subcatego ry federal agencies shall comply with
information security requirements defined by t he National Instit ute of Standards and
Technology (NIST) Federa l agencies shall consult the following NIST publications for guidance on implementi ng specific measures to safeguard CUI
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FA05
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What others bullrbull
saying
The Controlled Unclassified Information Executive Agent (CUI EA) issues guidance to Executive
branch departments and agencies that handle unclassified information that requires safeguarding or dissemination controls pursuant to and consistent wit h applicable law
regulations and government-wide policies
CUI Executive Order and Implementing Regulation
Issue Date Title
XXXXXXXX 32 CFR 2002 Contro lled Undassified Information PLACEHOLDER
1104 2010 Executive Order 13556 Contr olled Unclassified Information
CUI Notices and Executive Agent Guidance
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Use the CU I logo Search the RegistryContact Us
About CUI
Po licy and GuidanceKey Elements of CUI
The Controlled Unclassified Information Executive Agent (CUI EA) issues guidance to Executive
branch departments and agencies that handle unclassified information that requires safeguarding or dissemination controls pursuant to and consistent wit h applicable law
regulations and government-wide policies
CUI Executive Order and Implementing Regulation
Issue Date Title
XXXXXXXX 32 CFR 2002 Contro lled Undassified Information PLACEHOLDER
1104 2010 Executive Order 13556 Controlled Unclassified Information
CUI Notices and Executive Agent Guidance
CUI Registry- Ongoing Maintenance
bull Add new categoriessubcategories as approved (Currently 23 Categories 82 Subcategories)
bull Annual updates to USC CFR (Currently 326 control enactment citations 144 sanction citations = 4 70 authority updates annually)
CUI Registry- 32 CFR 2002
Draft regulation reiterates that the CUI Registry is - Sole authoritative repository for information on CUI except
Executive Order 13556 and 32 CFR 2002 - Publicly accessible - Includes citation(s) to law regulation or Government-
wide policy that form the basis for each category and subcategory
- Notes any sanctions or penalties for misuse of each category or subcategory of CUI that are included in applicable statutes or regulations
CUI Registry- Policy and Guidance
Registry is repository for CUI policy and guidance - Executive Order 13556 - 32 CFR 2002 - CUI Advisory Council Charter - CUI Marking Handbook - CUI National Implementation Plan - Additional Executive Agent Notices
CUI Registry- Policy and Guidance
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cttroflOICg aflCI Minor
FAQ
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Policy a nd Guidance
The controlled unclassified InformatiOn Eltecuuvegent (CUI EA) issues guidanceto Ebullecutie branch departmentsand agencies that handle unclassified information that requires safeguarding Of dissemination controlsJpursuant to an-d consistent with applicable law re-gulations and government-Wide po1c1es
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R=ti ~c-d GuidoMc rcordi Cortrol cd U-cl c~fied lnfor1ruotilt0n ~nd the Frc~ oflnfonrutionAct(thh gtvpeuOKie~ t ho joirt iJgtuonu d e tod
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OOIJoOII(MentsOfSelor AfencyOJICIa1a flo~ Pro_ranMena~er lorCUI Proeram IMPieiTentl t i OO
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l nplcOT-enU1i on Glidllnte foe-Uccu~ive Orter13SiG
The CUIEA est ablished the CUIAdvisory Council to carry out consultative functionsdirected by Executive Order 13556
CUI Advisory Councbull Chan er-m PROVISIONAL
Additional Resources
The CUIEA hasdeveloped recommendationsto assist departmentsand agend es in development of their CU I programsand submtsston 0 Information to the EA
Compliance Plan Overview for Departments and Agencies~
Executive Order 13556 0bulleM ewforDepartments and Agenciesm
I
CUI Registry- Agency Implementation Policy amp Practice
Agency-specific CUI implementation considerations - Agency may determine that only selected
categoriessubcategories will be designated by agency personnel
- Agency discretion in certain marking practices bull Full Marking (AGRICULTURE) versus Abbreviated Marking (AG)
bull Require categorysubcategory banner markings for CUI BASIC
- CUI may be handled differently within the agency (discretion to waive marking requirement)
- CUI Registry provides guard rails for Agency practices
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Controlled Unclassified Information (CUI) Home OJI
CONH OUlD Esta blished by Executive Orde r 13556 the Controlled Unclassified Information (CUI) UfLlA)~IfltO
1 - 1()1~1gtAT()Nprogram standardizes the way t he Executive branch handles unclassified irlformation t hat r equires safegua rding o r dissemi nation controls pur suant t o and consistent wit h law
Use the CUI Logor egulations and Government-wide policies Learn About CUI bull
Contact Us
News and Notices Registry
bull December 8 2014 -Welcome to the new CU I Portal
The CUI Regist ry is the aJthoritative sour ce for guidance regarding OJI p-olicies and practices -bull Search the Re0istry
Access Registry by Policy and Guidance
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bull The Registry will evolve format is continually evaluated for clarity and functionality
bull New categoriessubcategoriesauthorities added as identified
bull The CUI Executive Agent will issue additional policy and guidance as needed these documents will be included in the Registry
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CONTROLLED
UNCLASSIFIED
INFORMATION
CUI Registry- General Guidelines
CU RegiS)
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categoriesSubcategones
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Search the Registry
General Guidelines
Marking CUI ma r kings will be developed and scheduled fo r implementation following
publication of additional guidance
Safeguarding Fo r each CUI category and su bcategory federal agencies shall comply with
information security requirements defined by the National Institute of Standards and Technology (NIST) Federal agencies shall consult t he following NIST publications for guidance
on implementing specific measures to safeguard CUI
bull Federal Infor mation Processing Standards Publication 199 Standards for Security
Categorization of Federal Information and Infor mation Systems
bull Federal Information Processing Standards Publication 200 Minimum Security
Requi rements for Federal Information and Information Systems
bull Special Publication 800-53 Revision 4 Security and Privacy Controls for Federal
Information Systems and Organizations
bull Special Publication 800-60 Revision 1 Guide for Mapping Types of Information and
Information Systems to Security Catego ries
Disseminat ion CUI shall be disseminated only to individuals who requi re the information fo r
an authorized mission purpose
Decontrol Information shall be deco nt rolled as soon as possible when it no longer requires
safeguarding measures and dissemination controls pursuant to its associated authorities CUI that has been pu blicly released via aut horized agency procedures shall be considered
decontrolled
8 ropo1Page l
CUI Registry- CategorySubcategory Detail
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St at ist ical -Investm ent Survey
category-Subcategory Practices
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Chronology and H1sto category-Subcategory Statistical-Investment Survey
category Description Refers t o in f orm ation collected by a Federal st atistical agency un it or
p rogram f or st atistical p urposes orused f or st atistical acti v it i es under law regul ati on or Governm ent -wide policy such Statist ica l CUI requ ires 1)
Gener~l Gtudehne p rotection f rom unaut horiZed disclosure 2) sp eci al hand ling saf eguards Categones Subcategone a n d or 3 prescribe d limits o n access o r d issemina t io n
Polley and GUidanc Subcate gory Description In f ormation reported t o Treasury the Federal Reserve Board of Governors
or the Federal Reserve Banks as part of t he Treasury In t ernation al Capital TIC) dat a reporting syst em
Marking PlACEHOLDER
Abbreviated Marking PlACEHOLDER
Whati$ CUI
All~w=r~ t th o= Mo~t
FreQue ntl Y Aslteltl
Questi ons
Marking and Handling Ge n eral Gu ideline s apply forSa feguard ing Marking Dissemina t io n Instructions and Decont rol
bull Ref erence i nd ividual Saf eguard ing and Dissemination authorities for
control m an ons
Select Safegua rdi ngDissemi nation o r Sanct ion Auth o rity t o view st at utoryregulatory
language in a new w i ndow Authori ty links are updated based on regular re-publication of the Uni ted States Code and Code of
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CUI Registry- CategorySubcategory Authorities
1ITLII shy hORJUOIlt RRLATIONS AliD LVIEROOURSE l SIOS
(d) Aceess to
dooMd to be ortdals or empl()yoos demgnated to porform IUnltLIODI under Lltla ohapter (e) Peabull ty
ltny person who wtllfully yen1olates subsectton (c) or (d) of tbs aecoon shall upon eoDvtcUon bo nned not more tbln l toGIXI 1n adlftoon to any otMt JKnampltY tmpoMd by law
(Pub L H-1172 ts Oct U ttn6 90 SLat 3162 Pub L ~79 tJUe mfSOS(bXS) Oct 3gt 1984 98 Stat IUO lub 1 101 -amp1) Hfi(d) (e) 1(amp) Nov 7 1000 lOt Stat ZMI)
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noooflh or ltlAt ooold not be ltbta-b)eel to
(a) CirU puah y fw fallure ampo fumla lGIormabull l looo
Wboefer falls to furnJsh any Jnformatton ~ quJred under thls chapter whether reqWred to
~~c~n~ ~~~ ~Jn~~~order- or Jnatr-ucuon promWgatod under tbJa chapter shall be mb)ect to a ch11 penalty of not Jess than $2500 and not mote than 125000 ln a prooeedSnat brourbs under mteetlon (b) or thla ICOUOL (b ) CiYU lldlon for Callure to fWDIsb iafOI ma Uoa
Whenever- lt appean that anJ person bas Called to tumuh any ltlormaUon requ1red under thlauon
Bwcau or Lbe Cn~~bull or lbe Dtpamprtrru~nt or Commerce a autbortMd for p~ or ampWshymenUng and lmprobulllng the qoalt ty or data colshylectAId by the Bureau or the Census to have upon wnttcm request acoea tO daLa relattnQ to bubulll- enUrpraftl tbat a oollociCI4 41rtttly br the Bureau or Koonornlc ADampIyats ror purpoao~ or ~~~~~--~Bu_e~~~~~ut_t~~
Control
Sanction
cbaptlaquo wbmh~ rwqu1rctd to bl 1arnJabed tn the fonn of a roport or oth~ or bas taUod to comply wuh any ru1e regubUon order or Inmiddot structlon promulgated under tbts chapter a
~U~~r~o~u~~h~t~no~~~~ prlat UDHAld S~ OOW of any ten10ry OT otber place aub)ed to the junsdlcUoa of the Unlted StAtes and sucb ooun may enUf a ~
~e iOIl7 TITLE 22--FOREICN RELltTJONS AND LvrRRCOUJtsR l S IOS
~l~S~s~~ ~~tbo~~b _j~~~~iiii- iirii lsilo loiiitdbullbullgt~ eemed to beilo niiiii miiipiiyees ijiirlieiii = ted boon noted ln the report (e) Access to informatibull n limitation
Accoos to lnformaUon obtained unde subshysection (b)(2) of this section shall be abulla only to ofllclals or emplo)bullees designated toP form tuncttons undet lOJUlgtYH~bulluU lIUU ~l mUlgt wvdllug v u cvulr~lo awarded pursuant to tbs chapter Subject to the llmltatlon of tnr~ab (1) of this subsection
eaali)t
this chapter lncludlng~~~~~~~~i~~J~2J
the President may attbonze the exchange ~ tween agencles or ometals desgnated by blm or Information fUrnished b) any person under tls chapter as be deems necessary to carry out the purposes of this chaptfr Nothing ln thls sectlon shall be construed to raqulre any Federal ~ercy to disclose to any official exerclslng authorlty
~~1n~~~PtG~~~d~~~~~~r ~~e~~ chapter bullbullbere disclosure s problblted by law Information collected pursuant to subsection (b)(2) of this sectton m~ be used onlyshy
(1) for analyttcal or statistical PUJllOSIS within the Unlted States Cobullernment~ or
sifl~~r ~)~f~t~~d~o~ Sl05ltb) or (c) of this title
No omclal or employee designated to perform funcUons under this chapter tncludlng consult-
pun~~ t~~dtO~~ yoo~ffs~~ avaHable to any other person any Information collected pursuant to subsection (b)(2) of tts section ln a marmer that the person who ftr shynlsbed the lnformatlon can be speclllcall) ldenshytlOed except as provtdltl In this secton No plr shyson can compel the submission or dtsclosure of any report or constitue nt part thereof collected pursuant to this chapter or any cop) of such iampshyport or oonstltuent rert thereof bull1tbout the
bj~~d~i~~b~~~ehrre~ri~d~r b~~~~ (b) of this sectton and Ki tbout prtor written conshysent of the customet where the person who
~~~~~l3n~b~er~~re~~~~ridi records of such customer ( d) Access to Bureau of EcooomJc Analysis inf_
matioo The Bureau of the Census of the Departmpoundnt
e~~~~~~~~~~e ~iat~~a~af lected by the Bllteau of the Census to have upon bullbullrttten request access to dsta relating to buslneGS enterprlses tlat Is collected directly by the Bureau of Economic Anal)sls for purposes of thts chapter The Bureau of Labor Statlstlcs of the Department of LaOOr s authortud for pushyposes of augmenting and lmprolng the data ogtl middot
AMVIOMRSlS
1900-Sublleo (b) Pub L 101-133 f7(a) lnltr ted a t
tV~ ~Or~ztu~1~e~Ae~1J pcm10n wilo 1bull dlrectJ Tet~ponbulllble Cor the maintefllUiee and compllaUon of uoh lnConnaUon and llbll cer ti(J ~t the reoor t wu pnpared ln aeoordazloe wt th thtbull eb_ner 1bull complet-e and 1bull to web om oerbull bel-
~=~ewii~~t~e~~~tll~~~ll tloru~ b lltled under tblbull obllter ebullUmatebull hale been pro111ded beltaue ckta are not aTallable Cnm cWJ totruatY ccountltlf) noordt or DCeltri~~e dat eoult not be obtalned wl tllou- unive burden and the datt bullub)ed to bull~aeb -Umatc bu been noted ln -be ~JlOrtbull
Sublec (c)(2) Ptl L 101-s33 fQeXI) bullublt luted bulluIHICOUon (e) Cor bulluheetlon (d )
Sublec (d) P ub L IOJ-lln iG(d)(2)bull added 1ulee (d) F ormer bulluhee (d) n3e~tgnatoed (e)
s~ti~ltt lt~ ~~~~~lt~~ru~-fmiddot
ectlon(e)bull 19ampl-Sublleo (b)CTlt (7) Pub L 91-673 1tnck ou
lntematioruol lnYetment beCoro bullurve-
sect3105 Enforcement (a ) C ivU penalty (raquo failWE to furnish informashy
tion Whoever falls to lurnlsb any lnformat1o n reshy
qUlred under thls chapter whether reqUred to
~~~~s~ed~~~ ~rs ~ frt~~6ri order or lnstrucuon promulgated under this chapter shall be sab)ect to a clvH penaltyof not less than $2500 and not more than S2SIXO In a prooeoedlng brought under subsection (b) of this section (b) Civil action for failWE to furnish incr-matioo
Whenemiddoter It appears that any person bas failed to furntsh any lnbrmatlon reqUired und~r this chapter bullbullhether teqUlred to be lurnlsbed In the form of a report or otherwise or bas failed to oomply w tb any rulo retuiGt l o n o rde r Ot ln structton promulgated under thts chapter a
r~~~C~rt~at~u~~h~t~no~re~~ prtate Unlted States court of any tetrttory or other place sub)eot to the jurlsdlctlon of the United States and sucb court may enter a reshystralnlng order or a permanent or temponry Inmiddot t t- 1 __ft -
Links are to official legal editions of the United States Code and Code of Federal Regulations acttona that 1a oollootecl d1rectly Dy tae Kureaa ter Offtcers and employees of the Bureau of theCc) Ortlaal pea atcy for fiDwbull co bull~th lnformiddot Census and the Bureat of Labor Statlstlcs shall Whoever wUlfuJ ly falls to submit any ld orma-shyfr~~1o~e~asozirhl mallGct for purposes of subsectlon (c) of this section be tlon required under this chapter bullbullbetier re-Census and the Bureau or Labor Stausucs shalL Whoewer wUlfully falls to whml t aD7 lnforma-shyfor porposes or Sllbsectlon (c) of thiS aectlon be tlon requ1red under this ehspter whether ~
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operations
exportcontrolbull unclassified Inf orma tion concern ing certain Items commoditie s techn ology software or other
Subcategories In formation whose export could reasonably be expected bull Research to adversely affe ct the Un ited State s nationa l security
and nonprolif eration obJectives To Incl ude dual use items items iden tif ie d in egtcport admin istration
regulations Internationa l t raf fi c 1n arms regulations an d the mun itions list license applications and sensitive nucl ear technol ogy In formation
Financial Related to the duties t ransactions or o therwise fall ing
- under the purv iew of financial institu tions or un ited Subcategorie s States Gove rnme nt fiscal functions Uses may include
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bull commodny
bull Comptroller General --Subcategories bull Electronic Funds Transf er
bull International Financial Institutions
bull Mergers
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or in ternational organization
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mmigration Related to admission of non-US citizens into t he United
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An asterisk (bull) indicates that the authority rlbull defines specific handling practices ~
Category-Subcategory Practices
category-Subca tegory Transportation-Sensitive Security Information
category Description Related to any mode o f travel or conveyance by atr lan d or waterway
SUbcategory oescrlptlon As deftne d tn 49 CFR Pan 155 sensitive serunty Info rmation IS Information obtained or developed tn the con duct o f securtty actiVIt ies Including research an d development the dlsdosure o f which OOT h as determined would cons t itut e an unwarran t ed invasion o f privacy r eveal trad e S-ecrets or privileged or con fident ial in formation or be detriment al
to transportation safe ty As de fined in 49 CFR Part 15205 Sensit ive Security In formation is info rmation obtained or developed in the conduct of secur ityactivities including research an d development the disclosure of which OHSTSA has det ermined would among other things b e detrimen tal to the secu rity o f tran sp ortation
Marking PlACEHOLDER
Abbrevi ated Mar1lting PLACEHOLDER
Marking a1ld Han dling Safeguarding Mark ing Dissemination a ndor Decontrol measures lnshuctlon s that di ffe r f rom Geoeral Guidelines are r equired by statute
r egulation or govem mentmiddot wide policy
Re ference individual Safegua rding and Dissemination authorities for
control ctations including specific handling practices if applicable
Select SafeguardingDissemi nation or Sanction Authority to view statutoryregulatory language in a new window Authority links a re up dat ed based on regular re-publication of the United Stat es Code and Code of
Federal Regula tio ns
Safeguarding andor DISeminat ron Autho nty I Sanctrons An asteilsk (bull) indicates that tl1e a u thority defmes spe o fiC handling pract1ces
49 usc114(h)
49 CFR 1520bull -
49 USC40 119(b)( l)
4 9 CFR 152017 -
49 CFR 15 49CFR 1517
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CONH OUlD Esta blished by Executive Orde r 13556 the Controlled Unclassified Information (CUI) UfLlA)~IfltO
1 - 1()1~1gtAT()Nprogram standar dizes the w ay t he Executive branch handles unclassified irlformatio n t hat r equires safegua rding o r dissemination controls pur suant t o and consistent wit h law
Use the CUI Logor egulations and Government-wide policies Learn About CUI bull
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bull December 8 2014 -Welcome t o t he new CU I Portal
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C Under DevelopmentshyRegistry
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32 CFR 2002 middot Implem en t ing Access Registry by Policy and Guidance Dir ective
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IJI Lear n about t ra in ingdev el op ed by the _ l eam ao out CUI oversi ght r equ irements ~Executive Agent for CUI u ser s ~and tools
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IMPLEMENTATION REMINDER FROM THE EXECUTIVE AGENT
Existing practices for sensit ive unclassif ied information rema in in effect until the CUI
marking implementation deadline (TBD)
C Search the Registry
General Guid elines
Marking CUI markings will be developed and scheduled for implementation followi ng
publication of additional guidance
Safegua r ding For each CU I catego ry and subcatego ry federal agencies shall comply with
information security requirements defined by t he National Instit ute of Standards and
Technology (NIST) Federa l agencies shall consult the following NIST publications for guidance on implementi ng specific measures to safeguard CUI
CUI Registry- Search
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C 0 1 11lOL II) CUI RegistryU oc w Si fiED
I NrORM ATtON
Use the CU I logo Search the Registry [to)Contact Us
About CUI
Po licy and GuidanceKey Elements of CUI
Chronology and Hi story
FA05
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General Guidelines
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Pc 1n~ ~ 11da bull
Glossary
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CU I Training
What others bullrbull
saying
The Controlled Unclassified Information Executive Agent (CUI EA) issues guidance to Executive
branch departments and agencies that handle unclassified information that requires safeguarding or dissemination controls pursuant to and consistent wit h applicable law
regulations and government-wide policies
CUI Executive Order and Implementing Regulation
Issue Date Title
XXXXXXXX 32 CFR 2002 Contro lled Undassified Information PLACEHOLDER
1104 2010 Executive Order 13556 Contr olled Unclassified Information
CUI Notices and Executive Agent Guidance
CUI Registry- Left Sidebar
Chronology and Hi story
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C 0 111lOL CUI RegistryU oc w Si fiED
I NrORM ATtON
Use the CU I logo Search the RegistryContact Us
About CUI
Po licy and GuidanceKey Elements of CUI
The Controlled Unclassified Information Executive Agent (CUI EA) issues guidance to Executive
branch departments and agencies that handle unclassified information that requires safeguarding or dissemination controls pursuant to and consistent wit h applicable law
regulations and government-wide policies
CUI Executive Order and Implementing Regulation
Issue Date Title
XXXXXXXX 32 CFR 2002 Contro lled Undassified Information PLACEHOLDER
1104 2010 Executive Order 13556 Controlled Unclassified Information
CUI Notices and Executive Agent Guidance
CUI Registry- Ongoing Maintenance
bull Add new categoriessubcategories as approved (Currently 23 Categories 82 Subcategories)
bull Annual updates to USC CFR (Currently 326 control enactment citations 144 sanction citations = 4 70 authority updates annually)
CUI Registry- 32 CFR 2002
Draft regulation reiterates that the CUI Registry is - Sole authoritative repository for information on CUI except
Executive Order 13556 and 32 CFR 2002 - Publicly accessible - Includes citation(s) to law regulation or Government-
wide policy that form the basis for each category and subcategory
- Notes any sanctions or penalties for misuse of each category or subcategory of CUI that are included in applicable statutes or regulations
CUI Registry- Policy and Guidance
Registry is repository for CUI policy and guidance - Executive Order 13556 - 32 CFR 2002 - CUI Advisory Council Charter - CUI Marking Handbook - CUI National Implementation Plan - Additional Executive Agent Notices
CUI Registry- Policy and Guidance
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cttroflOICg aflCI Minor
FAQ
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Policy a nd Guidance
The controlled unclassified InformatiOn Eltecuuvegent (CUI EA) issues guidanceto Ebullecutie branch departmentsand agencies that handle unclassified information that requires safeguarding Of dissemination controlsJpursuant to an-d consistent with applicable law re-gulations and government-Wide po1c1es
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R=ti ~c-d GuidoMc rcordi Cortrol cd U-cl c~fied lnfor1ruotilt0n ~nd the Frc~ oflnfonrutionAct(thh gtvpeuOKie~ t ho joirt iJgtuonu d e tod
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coruroll e-cJ UtCI ~~slfi oOCI IntorTatlon (CUI) OllcNorl ee 201~1 Promiddottl ~lonal
App1ova1 ot Proposea OJI Categ~bulli ~s a((StJbc il tegoties
OOIJoOII(MentsOfSelor AfencyOJICIa1a flo~ Pro_ranMena~er lorCUI Proeram IMPieiTentl t i OO
Controllod Urw l aaifi ~ Information(CUI) Qifico fiLcmoranlum- RcIJi owoi
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Guidne~ r osardinCUI ~r-d thQFrdom ofl nfornuti on At ( uporco td en July 3 101(1)
Controlled Unc l n~ifi ed lnoorT~~tion (CUI) ()lfic Noi c 201101 l nito~~l
l nplcOT-enU1i on Glidllnte foe-Uccu~ive Orter13SiG
The CUIEA est ablished the CUIAdvisory Council to carry out consultative functionsdirected by Executive Order 13556
CUI Advisory Councbull Chan er-m PROVISIONAL
Additional Resources
The CUIEA hasdeveloped recommendationsto assist departmentsand agend es in development of their CU I programsand submtsston 0 Information to the EA
Compliance Plan Overview for Departments and Agencies~
Executive Order 13556 0bulleM ewforDepartments and Agenciesm
I
CUI Registry- Agency Implementation Policy amp Practice
Agency-specific CUI implementation considerations - Agency may determine that only selected
categoriessubcategories will be designated by agency personnel
- Agency discretion in certain marking practices bull Full Marking (AGRICULTURE) versus Abbreviated Marking (AG)
bull Require categorysubcategory banner markings for CUI BASIC
- CUI may be handled differently within the agency (discretion to waive marking requirement)
- CUI Registry provides guard rails for Agency practices
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Controlled Unclassified Information (CUI) Home OJI
CONH OUlD Esta blished by Executive Orde r 13556 the Controlled Unclassified Information (CUI) UfLlA)~IfltO
1 - 1()1~1gtAT()Nprogram standardizes the way t he Executive branch handles unclassified irlformation t hat r equires safegua rding o r dissemi nation controls pur suant t o and consistent wit h law
Use the CUI Logor egulations and Government-wide policies Learn About CUI bull
Contact Us
News and Notices Registry
bull December 8 2014 -Welcome to the new CU I Portal
The CUI Regist ry is the aJthoritative sour ce for guidance regarding OJI p-olicies and practices -bull Search the Re0istry
Access Registry by Policy and Guidance
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bull New categoriessubcategoriesauthorities added as identified
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CONTROLLED
UNCLASSIFIED
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CUI Registry- CategorySubcategory Detail
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St at ist ical -Investm ent Survey
category-Subcategory Practices
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Chronology and H1sto category-Subcategory Statistical-Investment Survey
category Description Refers t o in f orm ation collected by a Federal st atistical agency un it or
p rogram f or st atistical p urposes orused f or st atistical acti v it i es under law regul ati on or Governm ent -wide policy such Statist ica l CUI requ ires 1)
Gener~l Gtudehne p rotection f rom unaut horiZed disclosure 2) sp eci al hand ling saf eguards Categones Subcategone a n d or 3 prescribe d limits o n access o r d issemina t io n
Polley and GUidanc Subcate gory Description In f ormation reported t o Treasury the Federal Reserve Board of Governors
or the Federal Reserve Banks as part of t he Treasury In t ernation al Capital TIC) dat a reporting syst em
Marking PlACEHOLDER
Abbreviated Marking PlACEHOLDER
Whati$ CUI
All~w=r~ t th o= Mo~t
FreQue ntl Y Aslteltl
Questi ons
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bull Ref erence i nd ividual Saf eguard ing and Dissemination authorities for
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Select Safegua rdi ngDissemi nation o r Sanct ion Auth o rity t o view st at utoryregulatory
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CUI Registry- CategorySubcategory Authorities
1ITLII shy hORJUOIlt RRLATIONS AliD LVIEROOURSE l SIOS
(d) Aceess to
dooMd to be ortdals or empl()yoos demgnated to porform IUnltLIODI under Lltla ohapter (e) Peabull ty
ltny person who wtllfully yen1olates subsectton (c) or (d) of tbs aecoon shall upon eoDvtcUon bo nned not more tbln l toGIXI 1n adlftoon to any otMt JKnampltY tmpoMd by law
(Pub L H-1172 ts Oct U ttn6 90 SLat 3162 Pub L ~79 tJUe mfSOS(bXS) Oct 3gt 1984 98 Stat IUO lub 1 101 -amp1) Hfi(d) (e) 1(amp) Nov 7 1000 lOt Stat ZMI)
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~~-~-_--~~~~Ual~l~~~l ~lma-IMbwD ampnl ~ aJIaliJe born o
noooflh or ltlAt ooold not be ltbta-b)eel to
(a) CirU puah y fw fallure ampo fumla lGIormabull l looo
Wboefer falls to furnJsh any Jnformatton ~ quJred under thls chapter whether reqWred to
~~c~n~ ~~~ ~Jn~~~order- or Jnatr-ucuon promWgatod under tbJa chapter shall be mb)ect to a ch11 penalty of not Jess than $2500 and not mote than 125000 ln a prooeedSnat brourbs under mteetlon (b) or thla ICOUOL (b ) CiYU lldlon for Callure to fWDIsb iafOI ma Uoa
Whenever- lt appean that anJ person bas Called to tumuh any ltlormaUon requ1red under thlauon
Bwcau or Lbe Cn~~bull or lbe Dtpamprtrru~nt or Commerce a autbortMd for p~ or ampWshymenUng and lmprobulllng the qoalt ty or data colshylectAId by the Bureau or the Census to have upon wnttcm request acoea tO daLa relattnQ to bubulll- enUrpraftl tbat a oollociCI4 41rtttly br the Bureau or Koonornlc ADampIyats ror purpoao~ or ~~~~~--~Bu_e~~~~~ut_t~~
Control
Sanction
cbaptlaquo wbmh~ rwqu1rctd to bl 1arnJabed tn the fonn of a roport or oth~ or bas taUod to comply wuh any ru1e regubUon order or Inmiddot structlon promulgated under tbts chapter a
~U~~r~o~u~~h~t~no~~~~ prlat UDHAld S~ OOW of any ten10ry OT otber place aub)ed to the junsdlcUoa of the Unlted StAtes and sucb ooun may enUf a ~
~e iOIl7 TITLE 22--FOREICN RELltTJONS AND LvrRRCOUJtsR l S IOS
~l~S~s~~ ~~tbo~~b _j~~~~iiii- iirii lsilo loiiitdbullbullgt~ eemed to beilo niiiii miiipiiyees ijiirlieiii = ted boon noted ln the report (e) Access to informatibull n limitation
Accoos to lnformaUon obtained unde subshysection (b)(2) of this section shall be abulla only to ofllclals or emplo)bullees designated toP form tuncttons undet lOJUlgtYH~bulluU lIUU ~l mUlgt wvdllug v u cvulr~lo awarded pursuant to tbs chapter Subject to the llmltatlon of tnr~ab (1) of this subsection
eaali)t
this chapter lncludlng~~~~~~~~i~~J~2J
the President may attbonze the exchange ~ tween agencles or ometals desgnated by blm or Information fUrnished b) any person under tls chapter as be deems necessary to carry out the purposes of this chaptfr Nothing ln thls sectlon shall be construed to raqulre any Federal ~ercy to disclose to any official exerclslng authorlty
~~1n~~~PtG~~~d~~~~~~r ~~e~~ chapter bullbullbere disclosure s problblted by law Information collected pursuant to subsection (b)(2) of this sectton m~ be used onlyshy
(1) for analyttcal or statistical PUJllOSIS within the Unlted States Cobullernment~ or
sifl~~r ~)~f~t~~d~o~ Sl05ltb) or (c) of this title
No omclal or employee designated to perform funcUons under this chapter tncludlng consult-
pun~~ t~~dtO~~ yoo~ffs~~ avaHable to any other person any Information collected pursuant to subsection (b)(2) of tts section ln a marmer that the person who ftr shynlsbed the lnformatlon can be speclllcall) ldenshytlOed except as provtdltl In this secton No plr shyson can compel the submission or dtsclosure of any report or constitue nt part thereof collected pursuant to this chapter or any cop) of such iampshyport or oonstltuent rert thereof bull1tbout the
bj~~d~i~~b~~~ehrre~ri~d~r b~~~~ (b) of this sectton and Ki tbout prtor written conshysent of the customet where the person who
~~~~~l3n~b~er~~re~~~~ridi records of such customer ( d) Access to Bureau of EcooomJc Analysis inf_
matioo The Bureau of the Census of the Departmpoundnt
e~~~~~~~~~~e ~iat~~a~af lected by the Bllteau of the Census to have upon bullbullrttten request access to dsta relating to buslneGS enterprlses tlat Is collected directly by the Bureau of Economic Anal)sls for purposes of thts chapter The Bureau of Labor Statlstlcs of the Department of LaOOr s authortud for pushyposes of augmenting and lmprolng the data ogtl middot
AMVIOMRSlS
1900-Sublleo (b) Pub L 101-133 f7(a) lnltr ted a t
tV~ ~Or~ztu~1~e~Ae~1J pcm10n wilo 1bull dlrectJ Tet~ponbulllble Cor the maintefllUiee and compllaUon of uoh lnConnaUon and llbll cer ti(J ~t the reoor t wu pnpared ln aeoordazloe wt th thtbull eb_ner 1bull complet-e and 1bull to web om oerbull bel-
~=~ewii~~t~e~~~tll~~~ll tloru~ b lltled under tblbull obllter ebullUmatebull hale been pro111ded beltaue ckta are not aTallable Cnm cWJ totruatY ccountltlf) noordt or DCeltri~~e dat eoult not be obtalned wl tllou- unive burden and the datt bullub)ed to bull~aeb -Umatc bu been noted ln -be ~JlOrtbull
Sublec (c)(2) Ptl L 101-s33 fQeXI) bullublt luted bulluIHICOUon (e) Cor bulluheetlon (d )
Sublec (d) P ub L IOJ-lln iG(d)(2)bull added 1ulee (d) F ormer bulluhee (d) n3e~tgnatoed (e)
s~ti~ltt lt~ ~~~~~lt~~ru~-fmiddot
ectlon(e)bull 19ampl-Sublleo (b)CTlt (7) Pub L 91-673 1tnck ou
lntematioruol lnYetment beCoro bullurve-
sect3105 Enforcement (a ) C ivU penalty (raquo failWE to furnish informashy
tion Whoever falls to lurnlsb any lnformat1o n reshy
qUlred under thls chapter whether reqUred to
~~~~s~ed~~~ ~rs ~ frt~~6ri order or lnstrucuon promulgated under this chapter shall be sab)ect to a clvH penaltyof not less than $2500 and not more than S2SIXO In a prooeoedlng brought under subsection (b) of this section (b) Civil action for failWE to furnish incr-matioo
Whenemiddoter It appears that any person bas failed to furntsh any lnbrmatlon reqUired und~r this chapter bullbullhether teqUlred to be lurnlsbed In the form of a report or otherwise or bas failed to oomply w tb any rulo retuiGt l o n o rde r Ot ln structton promulgated under thts chapter a
r~~~C~rt~at~u~~h~t~no~re~~ prtate Unlted States court of any tetrttory or other place sub)eot to the jurlsdlctlon of the United States and sucb court may enter a reshystralnlng order or a permanent or temponry Inmiddot t t- 1 __ft -
Links are to official legal editions of the United States Code and Code of Federal Regulations acttona that 1a oollootecl d1rectly Dy tae Kureaa ter Offtcers and employees of the Bureau of theCc) Ortlaal pea atcy for fiDwbull co bull~th lnformiddot Census and the Bureat of Labor Statlstlcs shall Whoever wUlfuJ ly falls to submit any ld orma-shyfr~~1o~e~asozirhl mallGct for purposes of subsectlon (c) of this section be tlon required under this chapter bullbullbetier re-Census and the Bureau or Labor Stausucs shalL Whoewer wUlfully falls to whml t aD7 lnforma-shyfor porposes or Sllbsectlon (c) of thiS aectlon be tlon requ1red under this ehspter whether ~
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bull Water Assessments
ergency Management Related to inf ormation concern ing th e continu ity o f
executive branch operations duri ng all-hazards emergencies or other situ ations that may d isrupt norm al
operations
exportcontrolbull unclassified Inf orma tion concern ing certain Items commoditie s techn ology software or other
Subcategories In formation whose export could reasonably be expected bull Research to adversely affe ct the Un ited State s nationa l security
and nonprolif eration obJectives To Incl ude dual use items items iden tif ie d in egtcport admin istration
regulations Internationa l t raf fi c 1n arms regulations an d the mun itions list license applications and sensitive nucl ear technol ogy In formation
Financial Related to the duties t ransactions or o therwise fall ing
- under the purv iew of financial institu tions or un ited Subcategorie s States Gove rnme nt fiscal functions Uses may include
Bank Secrecy but are not lim ited to customer In formation held b y a financial inst itutionBudget
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bull commodny
bull Comptroller General --Subcategories bull Electronic Funds Transf er
bull International Financial Institutions
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or in ternational organization
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mmigration Related to admission of non-US citizens into t he United
St at es and applications for t emporary and pemnanent Controlle d at the Subcategory level only re sidency Subcategories
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An asterisk (bull) indicates that the authority rlbull defines specific handling practices ~
Category-Subcategory Practices
category-Subca tegory Transportation-Sensitive Security Information
category Description Related to any mode o f travel or conveyance by atr lan d or waterway
SUbcategory oescrlptlon As deftne d tn 49 CFR Pan 155 sensitive serunty Info rmation IS Information obtained or developed tn the con duct o f securtty actiVIt ies Including research an d development the dlsdosure o f which OOT h as determined would cons t itut e an unwarran t ed invasion o f privacy r eveal trad e S-ecrets or privileged or con fident ial in formation or be detriment al
to transportation safe ty As de fined in 49 CFR Part 15205 Sensit ive Security In formation is info rmation obtained or developed in the conduct of secur ityactivities including research an d development the disclosure of which OHSTSA has det ermined would among other things b e detrimen tal to the secu rity o f tran sp ortation
Marking PlACEHOLDER
Abbrevi ated Mar1lting PLACEHOLDER
Marking a1ld Han dling Safeguarding Mark ing Dissemination a ndor Decontrol measures lnshuctlon s that di ffe r f rom Geoeral Guidelines are r equired by statute
r egulation or govem mentmiddot wide policy
Re ference individual Safegua rding and Dissemination authorities for
control ctations including specific handling practices if applicable
Select SafeguardingDissemi nation or Sanction Authority to view statutoryregulatory language in a new window Authority links a re up dat ed based on regular re-publication of the United Stat es Code and Code of
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Safeguarding andor DISeminat ron Autho nty I Sanctrons An asteilsk (bull) indicates that tl1e a u thority defmes spe o fiC handling pract1ces
49 usc114(h)
49 CFR 1520bull -
49 USC40 119(b)( l)
4 9 CFR 152017 -
49 CFR 15 49CFR 1517
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CONH OUlD Esta blished by Executive Orde r 13556 the Controlled Unclassified Information (CUI) UfLlA)~IfltO
1 - 1()1~1gtAT()Nprogram standar dizes the w ay t he Executive branch handles unclassified irlformatio n t hat r equires safegua rding o r dissemination controls pur suant t o and consistent wit h law
Use the CUI Logor egulations and Government-wide policies Learn About CUI bull
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bull December 8 2014 -Welcome t o t he new CU I Portal
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IMPLEMENTATION REMINDER FROM THE EXECUTIVE AGENT
Existing practices for sensit ive unclassif ied information rema in in effect until the CUI
marking implementation deadline (TBD)
C Search the Registry
General Guid elines
Marking CUI markings will be developed and scheduled for implementation followi ng
publication of additional guidance
Safegua r ding For each CU I catego ry and subcatego ry federal agencies shall comply with
information security requirements defined by t he National Instit ute of Standards and
Technology (NIST) Federa l agencies shall consult the following NIST publications for guidance on implementi ng specific measures to safeguard CUI
CUI Registry- Search
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C 0 1 11lOL II) CUI RegistryU oc w Si fiED
I NrORM ATtON
Use the CU I logo Search the Registry [to)Contact Us
About CUI
Po licy and GuidanceKey Elements of CUI
Chronology and Hi story
FA05
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Pc 1n~ ~ 11da bull
Glossary
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CU I Training
What others bullrbull
saying
The Controlled Unclassified Information Executive Agent (CUI EA) issues guidance to Executive
branch departments and agencies that handle unclassified information that requires safeguarding or dissemination controls pursuant to and consistent wit h applicable law
regulations and government-wide policies
CUI Executive Order and Implementing Regulation
Issue Date Title
XXXXXXXX 32 CFR 2002 Contro lled Undassified Information PLACEHOLDER
1104 2010 Executive Order 13556 Contr olled Unclassified Information
CUI Notices and Executive Agent Guidance
CUI Registry- Left Sidebar
Chronology and Hi story
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saying
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C 0 111lOL CUI RegistryU oc w Si fiED
I NrORM ATtON
Use the CU I logo Search the RegistryContact Us
About CUI
Po licy and GuidanceKey Elements of CUI
The Controlled Unclassified Information Executive Agent (CUI EA) issues guidance to Executive
branch departments and agencies that handle unclassified information that requires safeguarding or dissemination controls pursuant to and consistent wit h applicable law
regulations and government-wide policies
CUI Executive Order and Implementing Regulation
Issue Date Title
XXXXXXXX 32 CFR 2002 Contro lled Undassified Information PLACEHOLDER
1104 2010 Executive Order 13556 Controlled Unclassified Information
CUI Notices and Executive Agent Guidance
CUI Registry- Ongoing Maintenance
bull Add new categoriessubcategories as approved (Currently 23 Categories 82 Subcategories)
bull Annual updates to USC CFR (Currently 326 control enactment citations 144 sanction citations = 4 70 authority updates annually)
CUI Registry- 32 CFR 2002
Draft regulation reiterates that the CUI Registry is - Sole authoritative repository for information on CUI except
Executive Order 13556 and 32 CFR 2002 - Publicly accessible - Includes citation(s) to law regulation or Government-
wide policy that form the basis for each category and subcategory
- Notes any sanctions or penalties for misuse of each category or subcategory of CUI that are included in applicable statutes or regulations
CUI Registry- Policy and Guidance
Registry is repository for CUI policy and guidance - Executive Order 13556 - 32 CFR 2002 - CUI Advisory Council Charter - CUI Marking Handbook - CUI National Implementation Plan - Additional Executive Agent Notices
CUI Registry- Policy and Guidance
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cttroflOICg aflCI Minor
FAQ
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Policy a nd Guidance
The controlled unclassified InformatiOn Eltecuuvegent (CUI EA) issues guidanceto Ebullecutie branch departmentsand agencies that handle unclassified information that requires safeguarding Of dissemination controlsJpursuant to an-d consistent with applicable law re-gulations and government-Wide po1c1es
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R=ti ~c-d GuidoMc rcordi Cortrol cd U-cl c~fied lnfor1ruotilt0n ~nd the Frc~ oflnfonrutionAct(thh gtvpeuOKie~ t ho joirt iJgtuonu d e tod
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OOIJoOII(MentsOfSelor AfencyOJICIa1a flo~ Pro_ranMena~er lorCUI Proeram IMPieiTentl t i OO
Controllod Urw l aaifi ~ Information(CUI) Qifico fiLcmoranlum- RcIJi owoi
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l nplcOT-enU1i on Glidllnte foe-Uccu~ive Orter13SiG
The CUIEA est ablished the CUIAdvisory Council to carry out consultative functionsdirected by Executive Order 13556
CUI Advisory Councbull Chan er-m PROVISIONAL
Additional Resources
The CUIEA hasdeveloped recommendationsto assist departmentsand agend es in development of their CU I programsand submtsston 0 Information to the EA
Compliance Plan Overview for Departments and Agencies~
Executive Order 13556 0bulleM ewforDepartments and Agenciesm
I
CUI Registry- Agency Implementation Policy amp Practice
Agency-specific CUI implementation considerations - Agency may determine that only selected
categoriessubcategories will be designated by agency personnel
- Agency discretion in certain marking practices bull Full Marking (AGRICULTURE) versus Abbreviated Marking (AG)
bull Require categorysubcategory banner markings for CUI BASIC
- CUI may be handled differently within the agency (discretion to waive marking requirement)
- CUI Registry provides guard rails for Agency practices
CUI Registry- Whats Next Slogs I Bo o km arkSh are ICont act Us -~
Searcn Archtves gov ~- bull NATlONAL ARCHlYES
PGseatc h O ut Rocords VotGrans SGuvtce RGcords TeachGrs RoGourcGs O ur Locottons Shop OnhnG
Controlled Unclassified Information (CUI) Home OJI
CONH OUlD Esta blished by Executive Orde r 13556 the Controlled Unclassified Information (CUI) UfLlA)~IfltO
1 - 1()1~1gtAT()Nprogram standardizes the way t he Executive branch handles unclassified irlformation t hat r equires safegua rding o r dissemi nation controls pur suant t o and consistent wit h law
Use the CUI Logor egulations and Government-wide policies Learn About CUI bull
Contact Us
News and Notices Registry
bull December 8 2014 -Welcome to the new CU I Portal
The CUI Regist ry is the aJthoritative sour ce for guidance regarding OJI p-olicies and practices -bull Search the Re0istry
Access Registry by Policy and Guidance
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limited Oiseminat ion
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bull The Registry will evolve format is continually evaluated for clarity and functionality
bull New categoriessubcategoriesauthorities added as identified
bull The CUI Executive Agent will issue additional policy and guidance as needed these documents will be included in the Registry
bull Ongoing Maintenance (Authority Citation Updates)
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Walk through - Front page - General Guidelines - Category-Subcategory List - Detail page - Authority Citation - Policy amp Guidance - Glossary -Search - Left side-bar - Under Development
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Questions
CONTROLLED
UNCLASSIFIED
INFORMATION
CUI Registry- CategorySubcategory Authorities
1ITLII shy hORJUOIlt RRLATIONS AliD LVIEROOURSE l SIOS
(d) Aceess to
dooMd to be ortdals or empl()yoos demgnated to porform IUnltLIODI under Lltla ohapter (e) Peabull ty
ltny person who wtllfully yen1olates subsectton (c) or (d) of tbs aecoon shall upon eoDvtcUon bo nned not more tbln l toGIXI 1n adlftoon to any otMt JKnampltY tmpoMd by law
(Pub L H-1172 ts Oct U ttn6 90 SLat 3162 Pub L ~79 tJUe mfSOS(bXS) Oct 3gt 1984 98 Stat IUO lub 1 101 -amp1) Hfi(d) (e) 1(amp) Nov 7 1000 lOt Stat ZMI)
MllitKUIOIIIIft
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noooflh or ltlAt ooold not be ltbta-b)eel to
(a) CirU puah y fw fallure ampo fumla lGIormabull l looo
Wboefer falls to furnJsh any Jnformatton ~ quJred under thls chapter whether reqWred to
~~c~n~ ~~~ ~Jn~~~order- or Jnatr-ucuon promWgatod under tbJa chapter shall be mb)ect to a ch11 penalty of not Jess than $2500 and not mote than 125000 ln a prooeedSnat brourbs under mteetlon (b) or thla ICOUOL (b ) CiYU lldlon for Callure to fWDIsb iafOI ma Uoa
Whenever- lt appean that anJ person bas Called to tumuh any ltlormaUon requ1red under thlauon
Bwcau or Lbe Cn~~bull or lbe Dtpamprtrru~nt or Commerce a autbortMd for p~ or ampWshymenUng and lmprobulllng the qoalt ty or data colshylectAId by the Bureau or the Census to have upon wnttcm request acoea tO daLa relattnQ to bubulll- enUrpraftl tbat a oollociCI4 41rtttly br the Bureau or Koonornlc ADampIyats ror purpoao~ or ~~~~~--~Bu_e~~~~~ut_t~~
Control
Sanction
cbaptlaquo wbmh~ rwqu1rctd to bl 1arnJabed tn the fonn of a roport or oth~ or bas taUod to comply wuh any ru1e regubUon order or Inmiddot structlon promulgated under tbts chapter a
~U~~r~o~u~~h~t~no~~~~ prlat UDHAld S~ OOW of any ten10ry OT otber place aub)ed to the junsdlcUoa of the Unlted StAtes and sucb ooun may enUf a ~
~e iOIl7 TITLE 22--FOREICN RELltTJONS AND LvrRRCOUJtsR l S IOS
~l~S~s~~ ~~tbo~~b _j~~~~iiii- iirii lsilo loiiitdbullbullgt~ eemed to beilo niiiii miiipiiyees ijiirlieiii = ted boon noted ln the report (e) Access to informatibull n limitation
Accoos to lnformaUon obtained unde subshysection (b)(2) of this section shall be abulla only to ofllclals or emplo)bullees designated toP form tuncttons undet lOJUlgtYH~bulluU lIUU ~l mUlgt wvdllug v u cvulr~lo awarded pursuant to tbs chapter Subject to the llmltatlon of tnr~ab (1) of this subsection
eaali)t
this chapter lncludlng~~~~~~~~i~~J~2J
the President may attbonze the exchange ~ tween agencles or ometals desgnated by blm or Information fUrnished b) any person under tls chapter as be deems necessary to carry out the purposes of this chaptfr Nothing ln thls sectlon shall be construed to raqulre any Federal ~ercy to disclose to any official exerclslng authorlty
~~1n~~~PtG~~~d~~~~~~r ~~e~~ chapter bullbullbere disclosure s problblted by law Information collected pursuant to subsection (b)(2) of this sectton m~ be used onlyshy
(1) for analyttcal or statistical PUJllOSIS within the Unlted States Cobullernment~ or
sifl~~r ~)~f~t~~d~o~ Sl05ltb) or (c) of this title
No omclal or employee designated to perform funcUons under this chapter tncludlng consult-
pun~~ t~~dtO~~ yoo~ffs~~ avaHable to any other person any Information collected pursuant to subsection (b)(2) of tts section ln a marmer that the person who ftr shynlsbed the lnformatlon can be speclllcall) ldenshytlOed except as provtdltl In this secton No plr shyson can compel the submission or dtsclosure of any report or constitue nt part thereof collected pursuant to this chapter or any cop) of such iampshyport or oonstltuent rert thereof bull1tbout the
bj~~d~i~~b~~~ehrre~ri~d~r b~~~~ (b) of this sectton and Ki tbout prtor written conshysent of the customet where the person who
~~~~~l3n~b~er~~re~~~~ridi records of such customer ( d) Access to Bureau of EcooomJc Analysis inf_
matioo The Bureau of the Census of the Departmpoundnt
e~~~~~~~~~~e ~iat~~a~af lected by the Bllteau of the Census to have upon bullbullrttten request access to dsta relating to buslneGS enterprlses tlat Is collected directly by the Bureau of Economic Anal)sls for purposes of thts chapter The Bureau of Labor Statlstlcs of the Department of LaOOr s authortud for pushyposes of augmenting and lmprolng the data ogtl middot
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Sublec (c)(2) Ptl L 101-s33 fQeXI) bullublt luted bulluIHICOUon (e) Cor bulluheetlon (d )
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tion Whoever falls to lurnlsb any lnformat1o n reshy
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~~~~s~ed~~~ ~rs ~ frt~~6ri order or lnstrucuon promulgated under this chapter shall be sab)ect to a clvH penaltyof not less than $2500 and not more than S2SIXO In a prooeoedlng brought under subsection (b) of this section (b) Civil action for failWE to furnish incr-matioo
Whenemiddoter It appears that any person bas failed to furntsh any lnbrmatlon reqUired und~r this chapter bullbullhether teqUlred to be lurnlsbed In the form of a report or otherwise or bas failed to oomply w tb any rulo retuiGt l o n o rde r Ot ln structton promulgated under thts chapter a
r~~~C~rt~at~u~~h~t~no~re~~ prtate Unlted States court of any tetrttory or other place sub)eot to the jurlsdlctlon of the United States and sucb court may enter a reshystralnlng order or a permanent or temponry Inmiddot t t- 1 __ft -
Links are to official legal editions of the United States Code and Code of Federal Regulations acttona that 1a oollootecl d1rectly Dy tae Kureaa ter Offtcers and employees of the Bureau of theCc) Ortlaal pea atcy for fiDwbull co bull~th lnformiddot Census and the Bureat of Labor Statlstlcs shall Whoever wUlfuJ ly falls to submit any ld orma-shyfr~~1o~e~asozirhl mallGct for purposes of subsectlon (c) of this section be tlon required under this chapter bullbullbetier re-Census and the Bureau or Labor Stausucs shalL Whoewer wUlfully falls to whml t aD7 lnforma-shyfor porposes or Sllbsectlon (c) of thiS aectlon be tlon requ1red under this ehspter whether ~
CUI Registry- Since November 4 2011
Using the Registry to develop additional functionality - Identified gaps- info needs protection no current
enacting authority - Consolidated Overlaps - New requests are compared to existing authorities to
avoid duplication - Display Subcategories with associated Category (initially
all categories followed by subcategories) - Control Authorities with specific requirements identified - Glossary -Search - Left Sidebar navigation
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CUI Registry- Categories and Subcategories
Category
bull Water Assessments
ergency Management Related to inf ormation concern ing th e continu ity o f
executive branch operations duri ng all-hazards emergencies or other situ ations that may d isrupt norm al
operations
exportcontrolbull unclassified Inf orma tion concern ing certain Items commoditie s techn ology software or other
Subcategories In formation whose export could reasonably be expected bull Research to adversely affe ct the Un ited State s nationa l security
and nonprolif eration obJectives To Incl ude dual use items items iden tif ie d in egtcport admin istration
regulations Internationa l t raf fi c 1n arms regulations an d the mun itions list license applications and sensitive nucl ear technol ogy In formation
Financial Related to the duties t ransactions or o therwise fall ing
- under the purv iew of financial institu tions or un ited Subcategorie s States Gove rnme nt fiscal functions Uses may include
Bank Secrecy but are not lim ited to customer In formation held b y a financial inst itutionBudget
Central Contractor Registration
bull commodny
bull Comptroller General --Subcategories bull Electronic Funds Transf er
bull International Financial Institutions
bull Mergers
bull Retirement -Foreign Government Inf ormationbull In formation pro vided by ot herw ise made availabl e by
or p ro duced in coop erat ion with a fore ign governm ent
or in ternational organization
Geodetic Product Information Related to imagery imagery int elligence o r geospati al in formation
mmigration Related to admission of non-US citizens into t he United
St at es and applications for t emporary and pemnanent Controlle d at the Subcategory level only re sidency Subcategories
bull Asylee
bull Battered Spouse or Ch ild
bull PermanentResidentStatus
Status Adjustment
CUI Registry- CategorySubcategory Detail
About CUI
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Chronology and HgtStory
FAQs
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Policy on~ Gu donce
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What It CUI
Anwr~ 1othQ ftot
freauentiVAsltecl QJo1)tiongt
An asterisk (bull) indicates that the authority rlbull defines specific handling practices ~
Category-Subcategory Practices
category-Subca tegory Transportation-Sensitive Security Information
category Description Related to any mode o f travel or conveyance by atr lan d or waterway
SUbcategory oescrlptlon As deftne d tn 49 CFR Pan 155 sensitive serunty Info rmation IS Information obtained or developed tn the con duct o f securtty actiVIt ies Including research an d development the dlsdosure o f which OOT h as determined would cons t itut e an unwarran t ed invasion o f privacy r eveal trad e S-ecrets or privileged or con fident ial in formation or be detriment al
to transportation safe ty As de fined in 49 CFR Part 15205 Sensit ive Security In formation is info rmation obtained or developed in the conduct of secur ityactivities including research an d development the disclosure of which OHSTSA has det ermined would among other things b e detrimen tal to the secu rity o f tran sp ortation
Marking PlACEHOLDER
Abbrevi ated Mar1lting PLACEHOLDER
Marking a1ld Han dling Safeguarding Mark ing Dissemination a ndor Decontrol measures lnshuctlon s that di ffe r f rom Geoeral Guidelines are r equired by statute
r egulation or govem mentmiddot wide policy
Re ference individual Safegua rding and Dissemination authorities for
control ctations including specific handling practices if applicable
Select SafeguardingDissemi nation or Sanction Authority to view statutoryregulatory language in a new window Authority links a re up dat ed based on regular re-publication of the United Stat es Code and Code of
Federal Regula tio ns
Safeguarding andor DISeminat ron Autho nty I Sanctrons An asteilsk (bull) indicates that tl1e a u thority defmes spe o fiC handling pract1ces
49 usc114(h)
49 CFR 1520bull -
49 USC40 119(b)( l)
4 9 CFR 152017 -
49 CFR 15 49CFR 1517
CUI Registry- Glossary --p- Blogs IBookmarkSh are IContact Us l~
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Subject Index Home gt CUI gt CUI Glossary
C ON I KOl lll) CU I RegistryU NCLASSifi i O
I N r ORM rTI()N
Use t he CU I logo CU I Glossary Cont act Us
Chronology and History Agency- Any Executive agency as defined in 5 USC 105 and the United States Postal
FAQs Service any Military Department as defined in 5 USC 102 and any ot he r entity within the
CUI Registry Executive branch that uses handles o r s to res CUI
Gen e ra l Gu ide lines
Categories Subcat egories Authorized Holder- An individual o r o rga nizational entity who has a Lawful Government Policy and Guidance Pu rpose fo r o riginating receiving using handling o r sto ring CUI Glossary
About CUI
Key Element s of CUI
CUI Reports
CUI Training
What Othebull S abull e CategorySubcategory Markings- Ma rkings a pproved by the CUI EA t hat a re assodated w it h
savbullng () the categories and subcategories listed in the CUI Regist ry
Classified Information- Information that has been determined pu rsuant to Executive Order 135 26 o r any predecessor o r successor Order o r the Atomic Ene rgy Act of 19 54 as amended and its implementing di rectives to requi re p rotection against unautho rized
disclosure
CUI Registry- Search Slogs I Bo o km arkShare ICont act Us -~
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PGseatc h O ut Rocords VotGrans SGuvtce RGcords TeachGrs RoGourcGs O ur Locottons Shop OnhnG
Controlled Unclassified Information (CUI) Home OJI
CONH OUlD Esta blished by Executive Orde r 13556 the Controlled Unclassified Information (CUI) UfLlA)~IfltO
1 - 1()1~1gtAT()Nprogram standar dizes the w ay t he Executive branch handles unclassified irlformatio n t hat r equires safegua rding o r dissemination controls pur suant t o and consistent wit h law
Use the CUI Logor egulations and Government-wide policies Learn About CUI bull
Contact Us
News and Notices Registry
bull December 8 2014 -Welcome t o t he new CU I Portal
The CUI Regist ry is the aJthoritative sour ce for guidance regarding OJI p-olicies and pr act ices
C Under DevelopmentshyRegistry
Search the Re0istry Markings
32 CFR 2002 middot Implem en t ing Access Registry by Policy and Guidance Dir ective
bull Cat egory-Subcategory bull Execu t ive Or der 13556 bull Ma rking Handbook
bull CU I Notices limited Oiseminat ion
Additional In forma tion bull Decontrol
bull CUI Glossary
Tra ining Oversight
IJI Lear n about t ra in ingdev el op ed by the _ l eam ao out CUI oversi ght r equ irements ~Executive Agent for CUI u ser s ~and tools
bull OJI Training Modules bull CUI Rep orts
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Bl ogs I Bookmark Share IContact Us
~~- bullNATIONAL ARC HIVES I Search Archovesgov middot
(O~TROllEO U N tlAIfi(D
INfORAI I()frl
use the CUI logo
COntact Us
About CUI
Key Elements of CU 1
Chronology and History
FAQs
c Rep ry
General Guodehnes
CategoriesSubcategories
Policy and Guidance
Glossary
CUI Reports
CUI Traonong
What other s are
saying o
S hop O n lone
CUI Registry
IMPLEMENTATION REMINDER FROM THE EXECUTIVE AGENT
Existing practices for sensit ive unclassif ied information rema in in effect until the CUI
marking implementation deadline (TBD)
C Search the Registry
General Guid elines
Marking CUI markings will be developed and scheduled for implementation followi ng
publication of additional guidance
Safegua r ding For each CU I catego ry and subcatego ry federal agencies shall comply with
information security requirements defined by t he National Instit ute of Standards and
Technology (NIST) Federa l agencies shall consult the following NIST publications for guidance on implementi ng specific measures to safeguard CUI
CUI Registry- Search
Slogs I Bookmark Share IContact Us Jc([gt--~ Search Archovesgov~ ~ bull NATIONAL ARCHIVES
Research Our Records Veterans Servoce Records Teachers Resources Our locatoons Shop Onlme
Controlled Unclassified Information CUI) Homegt CU I gt CU I Policy and Gui dance
C 0 1 11lOL II) CUI RegistryU oc w Si fiED
I NrORM ATtON
Use the CU I logo Search the Registry [to)Contact Us
About CUI
Po licy and GuidanceKey Elements of CUI
Chronology and Hi story
FA05
CUI Registry
General Guidelines
CategoriesSubcategories
Pc 1n~ ~ 11da bull
Glossary
CUI Reports
CU I Training
What others bullrbull
saying
The Controlled Unclassified Information Executive Agent (CUI EA) issues guidance to Executive
branch departments and agencies that handle unclassified information that requires safeguarding or dissemination controls pursuant to and consistent wit h applicable law
regulations and government-wide policies
CUI Executive Order and Implementing Regulation
Issue Date Title
XXXXXXXX 32 CFR 2002 Contro lled Undassified Information PLACEHOLDER
1104 2010 Executive Order 13556 Contr olled Unclassified Information
CUI Notices and Executive Agent Guidance
CUI Registry- Left Sidebar
Chronology and Hi story
FA05
CUI Registry
General Guidelines
Pc
Glossary
CUI Reports
CU I Training
What others bullrbull
saying
Slogs I Bookmark Share IContact Us Jc([gt--~ Search Archovesgov~ ~ bull NATIONAL ARCHIVES
Research Our Records Veterans Servoce Records Teachers Resources Our locatoons Shop Onlme
Controlled Unclassified Information CUI) Homegt CU I gt CU I Policy and Gui dance
C 0 111lOL CUI RegistryU oc w Si fiED
I NrORM ATtON
Use the CU I logo Search the RegistryContact Us
About CUI
Po licy and GuidanceKey Elements of CUI
The Controlled Unclassified Information Executive Agent (CUI EA) issues guidance to Executive
branch departments and agencies that handle unclassified information that requires safeguarding or dissemination controls pursuant to and consistent wit h applicable law
regulations and government-wide policies
CUI Executive Order and Implementing Regulation
Issue Date Title
XXXXXXXX 32 CFR 2002 Contro lled Undassified Information PLACEHOLDER
1104 2010 Executive Order 13556 Controlled Unclassified Information
CUI Notices and Executive Agent Guidance
CUI Registry- Ongoing Maintenance
bull Add new categoriessubcategories as approved (Currently 23 Categories 82 Subcategories)
bull Annual updates to USC CFR (Currently 326 control enactment citations 144 sanction citations = 4 70 authority updates annually)
CUI Registry- 32 CFR 2002
Draft regulation reiterates that the CUI Registry is - Sole authoritative repository for information on CUI except
Executive Order 13556 and 32 CFR 2002 - Publicly accessible - Includes citation(s) to law regulation or Government-
wide policy that form the basis for each category and subcategory
- Notes any sanctions or penalties for misuse of each category or subcategory of CUI that are included in applicable statutes or regulations
CUI Registry- Policy and Guidance
Registry is repository for CUI policy and guidance - Executive Order 13556 - 32 CFR 2002 - CUI Advisory Council Charter - CUI Marking Handbook - CUI National Implementation Plan - Additional Executive Agent Notices
CUI Registry- Policy and Guidance
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The controlled unclassified InformatiOn Eltecuuvegent (CUI EA) issues guidanceto Ebullecutie branch departmentsand agencies that handle unclassified information that requires safeguarding Of dissemination controlsJpursuant to an-d consistent with applicable law re-gulations and government-Wide po1c1es
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The CUIEA est ablished the CUIAdvisory Council to carry out consultative functionsdirected by Executive Order 13556
CUI Advisory Councbull Chan er-m PROVISIONAL
Additional Resources
The CUIEA hasdeveloped recommendationsto assist departmentsand agend es in development of their CU I programsand submtsston 0 Information to the EA
Compliance Plan Overview for Departments and Agencies~
Executive Order 13556 0bulleM ewforDepartments and Agenciesm
I
CUI Registry- Agency Implementation Policy amp Practice
Agency-specific CUI implementation considerations - Agency may determine that only selected
categoriessubcategories will be designated by agency personnel
- Agency discretion in certain marking practices bull Full Marking (AGRICULTURE) versus Abbreviated Marking (AG)
bull Require categorysubcategory banner markings for CUI BASIC
- CUI may be handled differently within the agency (discretion to waive marking requirement)
- CUI Registry provides guard rails for Agency practices
CUI Registry- Whats Next Slogs I Bo o km arkSh are ICont act Us -~
Searcn Archtves gov ~- bull NATlONAL ARCHlYES
PGseatc h O ut Rocords VotGrans SGuvtce RGcords TeachGrs RoGourcGs O ur Locottons Shop OnhnG
Controlled Unclassified Information (CUI) Home OJI
CONH OUlD Esta blished by Executive Orde r 13556 the Controlled Unclassified Information (CUI) UfLlA)~IfltO
1 - 1()1~1gtAT()Nprogram standardizes the way t he Executive branch handles unclassified irlformation t hat r equires safegua rding o r dissemi nation controls pur suant t o and consistent wit h law
Use the CUI Logor egulations and Government-wide policies Learn About CUI bull
Contact Us
News and Notices Registry
bull December 8 2014 -Welcome to the new CU I Portal
The CUI Regist ry is the aJthoritative sour ce for guidance regarding OJI p-olicies and practices -bull Search the Re0istry
Access Registry by Policy and Guidance
bull Cat egory-Subcategory bull Executive Or der 13556
bull CU I Notices
Additional Information
bull CUI Glossary
Tra ining Oversight
Markings
32 CFR 2002 middot Implementing Dir ective
bull Ma rking Handbook
limited Oiseminat ion
IJI Learn about train ingdev eloped by the _ l eam aoout CUI oversight r equ irements ~Executive Agent for CUI user s ~and tools
bull OJI Training Modules bull CUI Rep orts
CUI Registry- Whats Next
bull The Registry will evolve format is continually evaluated for clarity and functionality
bull New categoriessubcategoriesauthorities added as identified
bull The CUI Executive Agent will issue additional policy and guidance as needed these documents will be included in the Registry
bull Ongoing Maintenance (Authority Citation Updates)
CUI Registry- Online Demo
Walk through - Front page - General Guidelines - Category-Subcategory List - Detail page - Authority Citation - Policy amp Guidance - Glossary -Search - Left side-bar - Under Development
CUI Registry- QampA
Questions
CONTROLLED
UNCLASSIFIED
INFORMATION
CUI Registry- Since November 4 2011
Using the Registry to develop additional functionality - Identified gaps- info needs protection no current
enacting authority - Consolidated Overlaps - New requests are compared to existing authorities to
avoid duplication - Display Subcategories with associated Category (initially
all categories followed by subcategories) - Control Authorities with specific requirements identified - Glossary -Search - Left Sidebar navigation
Em
I
- - -
I
CUI Registry- Categories and Subcategories
Category
bull Water Assessments
ergency Management Related to inf ormation concern ing th e continu ity o f
executive branch operations duri ng all-hazards emergencies or other situ ations that may d isrupt norm al
operations
exportcontrolbull unclassified Inf orma tion concern ing certain Items commoditie s techn ology software or other
Subcategories In formation whose export could reasonably be expected bull Research to adversely affe ct the Un ited State s nationa l security
and nonprolif eration obJectives To Incl ude dual use items items iden tif ie d in egtcport admin istration
regulations Internationa l t raf fi c 1n arms regulations an d the mun itions list license applications and sensitive nucl ear technol ogy In formation
Financial Related to the duties t ransactions or o therwise fall ing
- under the purv iew of financial institu tions or un ited Subcategorie s States Gove rnme nt fiscal functions Uses may include
Bank Secrecy but are not lim ited to customer In formation held b y a financial inst itutionBudget
Central Contractor Registration
bull commodny
bull Comptroller General --Subcategories bull Electronic Funds Transf er
bull International Financial Institutions
bull Mergers
bull Retirement -Foreign Government Inf ormationbull In formation pro vided by ot herw ise made availabl e by
or p ro duced in coop erat ion with a fore ign governm ent
or in ternational organization
Geodetic Product Information Related to imagery imagery int elligence o r geospati al in formation
mmigration Related to admission of non-US citizens into t he United
St at es and applications for t emporary and pemnanent Controlle d at the Subcategory level only re sidency Subcategories
bull Asylee
bull Battered Spouse or Ch ild
bull PermanentResidentStatus
Status Adjustment
CUI Registry- CategorySubcategory Detail
About CUI
KeyE iementsof CU I
Chronology and HgtStory
FAQs
CUI Regist ry
General Guidelines
CategoriesSubcategories
Policy on~ Gu donce
Glossary
CUI Report gt
CUI Training
What It CUI
Anwr~ 1othQ ftot
freauentiVAsltecl QJo1)tiongt
An asterisk (bull) indicates that the authority rlbull defines specific handling practices ~
Category-Subcategory Practices
category-Subca tegory Transportation-Sensitive Security Information
category Description Related to any mode o f travel or conveyance by atr lan d or waterway
SUbcategory oescrlptlon As deftne d tn 49 CFR Pan 155 sensitive serunty Info rmation IS Information obtained or developed tn the con duct o f securtty actiVIt ies Including research an d development the dlsdosure o f which OOT h as determined would cons t itut e an unwarran t ed invasion o f privacy r eveal trad e S-ecrets or privileged or con fident ial in formation or be detriment al
to transportation safe ty As de fined in 49 CFR Part 15205 Sensit ive Security In formation is info rmation obtained or developed in the conduct of secur ityactivities including research an d development the disclosure of which OHSTSA has det ermined would among other things b e detrimen tal to the secu rity o f tran sp ortation
Marking PlACEHOLDER
Abbrevi ated Mar1lting PLACEHOLDER
Marking a1ld Han dling Safeguarding Mark ing Dissemination a ndor Decontrol measures lnshuctlon s that di ffe r f rom Geoeral Guidelines are r equired by statute
r egulation or govem mentmiddot wide policy
Re ference individual Safegua rding and Dissemination authorities for
control ctations including specific handling practices if applicable
Select SafeguardingDissemi nation or Sanction Authority to view statutoryregulatory language in a new window Authority links a re up dat ed based on regular re-publication of the United Stat es Code and Code of
Federal Regula tio ns
Safeguarding andor DISeminat ron Autho nty I Sanctrons An asteilsk (bull) indicates that tl1e a u thority defmes spe o fiC handling pract1ces
49 usc114(h)
49 CFR 1520bull -
49 USC40 119(b)( l)
4 9 CFR 152017 -
49 CFR 15 49CFR 1517
CUI Registry- Glossary --p- Blogs IBookmarkSh are IContact Us l~
Search Archi ves gov~- bullNATIONAL ARCHIVES
Reseatch Ou r Reco rds Veteran s Servrce Records Teachersmiddot Resources O ur Locatr on s S ho p O nlrne
Subject Index Home gt CUI gt CUI Glossary
C ON I KOl lll) CU I RegistryU NCLASSifi i O
I N r ORM rTI()N
Use t he CU I logo CU I Glossary Cont act Us
Chronology and History Agency- Any Executive agency as defined in 5 USC 105 and the United States Postal
FAQs Service any Military Department as defined in 5 USC 102 and any ot he r entity within the
CUI Registry Executive branch that uses handles o r s to res CUI
Gen e ra l Gu ide lines
Categories Subcat egories Authorized Holder- An individual o r o rga nizational entity who has a Lawful Government Policy and Guidance Pu rpose fo r o riginating receiving using handling o r sto ring CUI Glossary
About CUI
Key Element s of CUI
CUI Reports
CUI Training
What Othebull S abull e CategorySubcategory Markings- Ma rkings a pproved by the CUI EA t hat a re assodated w it h
savbullng () the categories and subcategories listed in the CUI Regist ry
Classified Information- Information that has been determined pu rsuant to Executive Order 135 26 o r any predecessor o r successor Order o r the Atomic Ene rgy Act of 19 54 as amended and its implementing di rectives to requi re p rotection against unautho rized
disclosure
CUI Registry- Search Slogs I Bo o km arkShare ICont act Us -~
Searcn Archtves gov ~- bull NATlONAL ARCHlYES
PGseatc h O ut Rocords VotGrans SGuvtce RGcords TeachGrs RoGourcGs O ur Locottons Shop OnhnG
Controlled Unclassified Information (CUI) Home OJI
CONH OUlD Esta blished by Executive Orde r 13556 the Controlled Unclassified Information (CUI) UfLlA)~IfltO
1 - 1()1~1gtAT()Nprogram standar dizes the w ay t he Executive branch handles unclassified irlformatio n t hat r equires safegua rding o r dissemination controls pur suant t o and consistent wit h law
Use the CUI Logor egulations and Government-wide policies Learn About CUI bull
Contact Us
News and Notices Registry
bull December 8 2014 -Welcome t o t he new CU I Portal
The CUI Regist ry is the aJthoritative sour ce for guidance regarding OJI p-olicies and pr act ices
C Under DevelopmentshyRegistry
Search the Re0istry Markings
32 CFR 2002 middot Implem en t ing Access Registry by Policy and Guidance Dir ective
bull Cat egory-Subcategory bull Execu t ive Or der 13556 bull Ma rking Handbook
bull CU I Notices limited Oiseminat ion
Additional In forma tion bull Decontrol
bull CUI Glossary
Tra ining Oversight
IJI Lear n about t ra in ingdev el op ed by the _ l eam ao out CUI oversi ght r equ irements ~Executive Agent for CUI u ser s ~and tools
bull OJI Training Modules bull CUI Rep orts
CUI Registry- Search
Bl ogs I Bookmark Share IContact Us
~~- bullNATIONAL ARC HIVES I Search Archovesgov middot
(O~TROllEO U N tlAIfi(D
INfORAI I()frl
use the CUI logo
COntact Us
About CUI
Key Elements of CU 1
Chronology and History
FAQs
c Rep ry
General Guodehnes
CategoriesSubcategories
Policy and Guidance
Glossary
CUI Reports
CUI Traonong
What other s are
saying o
S hop O n lone
CUI Registry
IMPLEMENTATION REMINDER FROM THE EXECUTIVE AGENT
Existing practices for sensit ive unclassif ied information rema in in effect until the CUI
marking implementation deadline (TBD)
C Search the Registry
General Guid elines
Marking CUI markings will be developed and scheduled for implementation followi ng
publication of additional guidance
Safegua r ding For each CU I catego ry and subcatego ry federal agencies shall comply with
information security requirements defined by t he National Instit ute of Standards and
Technology (NIST) Federa l agencies shall consult the following NIST publications for guidance on implementi ng specific measures to safeguard CUI
CUI Registry- Search
Slogs I Bookmark Share IContact Us Jc([gt--~ Search Archovesgov~ ~ bull NATIONAL ARCHIVES
Research Our Records Veterans Servoce Records Teachers Resources Our locatoons Shop Onlme
Controlled Unclassified Information CUI) Homegt CU I gt CU I Policy and Gui dance
C 0 1 11lOL II) CUI RegistryU oc w Si fiED
I NrORM ATtON
Use the CU I logo Search the Registry [to)Contact Us
About CUI
Po licy and GuidanceKey Elements of CUI
Chronology and Hi story
FA05
CUI Registry
General Guidelines
CategoriesSubcategories
Pc 1n~ ~ 11da bull
Glossary
CUI Reports
CU I Training
What others bullrbull
saying
The Controlled Unclassified Information Executive Agent (CUI EA) issues guidance to Executive
branch departments and agencies that handle unclassified information that requires safeguarding or dissemination controls pursuant to and consistent wit h applicable law
regulations and government-wide policies
CUI Executive Order and Implementing Regulation
Issue Date Title
XXXXXXXX 32 CFR 2002 Contro lled Undassified Information PLACEHOLDER
1104 2010 Executive Order 13556 Contr olled Unclassified Information
CUI Notices and Executive Agent Guidance
CUI Registry- Left Sidebar
Chronology and Hi story
FA05
CUI Registry
General Guidelines
Pc
Glossary
CUI Reports
CU I Training
What others bullrbull
saying
Slogs I Bookmark Share IContact Us Jc([gt--~ Search Archovesgov~ ~ bull NATIONAL ARCHIVES
Research Our Records Veterans Servoce Records Teachers Resources Our locatoons Shop Onlme
Controlled Unclassified Information CUI) Homegt CU I gt CU I Policy and Gui dance
C 0 111lOL CUI RegistryU oc w Si fiED
I NrORM ATtON
Use the CU I logo Search the RegistryContact Us
About CUI
Po licy and GuidanceKey Elements of CUI
The Controlled Unclassified Information Executive Agent (CUI EA) issues guidance to Executive
branch departments and agencies that handle unclassified information that requires safeguarding or dissemination controls pursuant to and consistent wit h applicable law
regulations and government-wide policies
CUI Executive Order and Implementing Regulation
Issue Date Title
XXXXXXXX 32 CFR 2002 Contro lled Undassified Information PLACEHOLDER
1104 2010 Executive Order 13556 Controlled Unclassified Information
CUI Notices and Executive Agent Guidance
CUI Registry- Ongoing Maintenance
bull Add new categoriessubcategories as approved (Currently 23 Categories 82 Subcategories)
bull Annual updates to USC CFR (Currently 326 control enactment citations 144 sanction citations = 4 70 authority updates annually)
CUI Registry- 32 CFR 2002
Draft regulation reiterates that the CUI Registry is - Sole authoritative repository for information on CUI except
Executive Order 13556 and 32 CFR 2002 - Publicly accessible - Includes citation(s) to law regulation or Government-
wide policy that form the basis for each category and subcategory
- Notes any sanctions or penalties for misuse of each category or subcategory of CUI that are included in applicable statutes or regulations
CUI Registry- Policy and Guidance
Registry is repository for CUI policy and guidance - Executive Order 13556 - 32 CFR 2002 - CUI Advisory Council Charter - CUI Marking Handbook - CUI National Implementation Plan - Additional Executive Agent Notices
CUI Registry- Policy and Guidance
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The controlled unclassified InformatiOn Eltecuuvegent (CUI EA) issues guidanceto Ebullecutie branch departmentsand agencies that handle unclassified information that requires safeguarding Of dissemination controlsJpursuant to an-d consistent with applicable law re-gulations and government-Wide po1c1es
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The CUIEA est ablished the CUIAdvisory Council to carry out consultative functionsdirected by Executive Order 13556
CUI Advisory Councbull Chan er-m PROVISIONAL
Additional Resources
The CUIEA hasdeveloped recommendationsto assist departmentsand agend es in development of their CU I programsand submtsston 0 Information to the EA
Compliance Plan Overview for Departments and Agencies~
Executive Order 13556 0bulleM ewforDepartments and Agenciesm
I
CUI Registry- Agency Implementation Policy amp Practice
Agency-specific CUI implementation considerations - Agency may determine that only selected
categoriessubcategories will be designated by agency personnel
- Agency discretion in certain marking practices bull Full Marking (AGRICULTURE) versus Abbreviated Marking (AG)
bull Require categorysubcategory banner markings for CUI BASIC
- CUI may be handled differently within the agency (discretion to waive marking requirement)
- CUI Registry provides guard rails for Agency practices
CUI Registry- Whats Next Slogs I Bo o km arkSh are ICont act Us -~
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CONH OUlD Esta blished by Executive Orde r 13556 the Controlled Unclassified Information (CUI) UfLlA)~IfltO
1 - 1()1~1gtAT()Nprogram standardizes the way t he Executive branch handles unclassified irlformation t hat r equires safegua rding o r dissemi nation controls pur suant t o and consistent wit h law
Use the CUI Logor egulations and Government-wide policies Learn About CUI bull
Contact Us
News and Notices Registry
bull December 8 2014 -Welcome to the new CU I Portal
The CUI Regist ry is the aJthoritative sour ce for guidance regarding OJI p-olicies and practices -bull Search the Re0istry
Access Registry by Policy and Guidance
bull Cat egory-Subcategory bull Executive Or der 13556
bull CU I Notices
Additional Information
bull CUI Glossary
Tra ining Oversight
Markings
32 CFR 2002 middot Implementing Dir ective
bull Ma rking Handbook
limited Oiseminat ion
IJI Learn about train ingdev eloped by the _ l eam aoout CUI oversight r equ irements ~Executive Agent for CUI user s ~and tools
bull OJI Training Modules bull CUI Rep orts
CUI Registry- Whats Next
bull The Registry will evolve format is continually evaluated for clarity and functionality
bull New categoriessubcategoriesauthorities added as identified
bull The CUI Executive Agent will issue additional policy and guidance as needed these documents will be included in the Registry
bull Ongoing Maintenance (Authority Citation Updates)
CUI Registry- Online Demo
Walk through - Front page - General Guidelines - Category-Subcategory List - Detail page - Authority Citation - Policy amp Guidance - Glossary -Search - Left side-bar - Under Development
CUI Registry- QampA
Questions
CONTROLLED
UNCLASSIFIED
INFORMATION
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- - -
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CUI Registry- Categories and Subcategories
Category
bull Water Assessments
ergency Management Related to inf ormation concern ing th e continu ity o f
executive branch operations duri ng all-hazards emergencies or other situ ations that may d isrupt norm al
operations
exportcontrolbull unclassified Inf orma tion concern ing certain Items commoditie s techn ology software or other
Subcategories In formation whose export could reasonably be expected bull Research to adversely affe ct the Un ited State s nationa l security
and nonprolif eration obJectives To Incl ude dual use items items iden tif ie d in egtcport admin istration
regulations Internationa l t raf fi c 1n arms regulations an d the mun itions list license applications and sensitive nucl ear technol ogy In formation
Financial Related to the duties t ransactions or o therwise fall ing
- under the purv iew of financial institu tions or un ited Subcategorie s States Gove rnme nt fiscal functions Uses may include
Bank Secrecy but are not lim ited to customer In formation held b y a financial inst itutionBudget
Central Contractor Registration
bull commodny
bull Comptroller General --Subcategories bull Electronic Funds Transf er
bull International Financial Institutions
bull Mergers
bull Retirement -Foreign Government Inf ormationbull In formation pro vided by ot herw ise made availabl e by
or p ro duced in coop erat ion with a fore ign governm ent
or in ternational organization
Geodetic Product Information Related to imagery imagery int elligence o r geospati al in formation
mmigration Related to admission of non-US citizens into t he United
St at es and applications for t emporary and pemnanent Controlle d at the Subcategory level only re sidency Subcategories
bull Asylee
bull Battered Spouse or Ch ild
bull PermanentResidentStatus
Status Adjustment
CUI Registry- CategorySubcategory Detail
About CUI
KeyE iementsof CU I
Chronology and HgtStory
FAQs
CUI Regist ry
General Guidelines
CategoriesSubcategories
Policy on~ Gu donce
Glossary
CUI Report gt
CUI Training
What It CUI
Anwr~ 1othQ ftot
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An asterisk (bull) indicates that the authority rlbull defines specific handling practices ~
Category-Subcategory Practices
category-Subca tegory Transportation-Sensitive Security Information
category Description Related to any mode o f travel or conveyance by atr lan d or waterway
SUbcategory oescrlptlon As deftne d tn 49 CFR Pan 155 sensitive serunty Info rmation IS Information obtained or developed tn the con duct o f securtty actiVIt ies Including research an d development the dlsdosure o f which OOT h as determined would cons t itut e an unwarran t ed invasion o f privacy r eveal trad e S-ecrets or privileged or con fident ial in formation or be detriment al
to transportation safe ty As de fined in 49 CFR Part 15205 Sensit ive Security In formation is info rmation obtained or developed in the conduct of secur ityactivities including research an d development the disclosure of which OHSTSA has det ermined would among other things b e detrimen tal to the secu rity o f tran sp ortation
Marking PlACEHOLDER
Abbrevi ated Mar1lting PLACEHOLDER
Marking a1ld Han dling Safeguarding Mark ing Dissemination a ndor Decontrol measures lnshuctlon s that di ffe r f rom Geoeral Guidelines are r equired by statute
r egulation or govem mentmiddot wide policy
Re ference individual Safegua rding and Dissemination authorities for
control ctations including specific handling practices if applicable
Select SafeguardingDissemi nation or Sanction Authority to view statutoryregulatory language in a new window Authority links a re up dat ed based on regular re-publication of the United Stat es Code and Code of
Federal Regula tio ns
Safeguarding andor DISeminat ron Autho nty I Sanctrons An asteilsk (bull) indicates that tl1e a u thority defmes spe o fiC handling pract1ces
49 usc114(h)
49 CFR 1520bull -
49 USC40 119(b)( l)
4 9 CFR 152017 -
49 CFR 15 49CFR 1517
CUI Registry- Glossary --p- Blogs IBookmarkSh are IContact Us l~
Search Archi ves gov~- bullNATIONAL ARCHIVES
Reseatch Ou r Reco rds Veteran s Servrce Records Teachersmiddot Resources O ur Locatr on s S ho p O nlrne
Subject Index Home gt CUI gt CUI Glossary
C ON I KOl lll) CU I RegistryU NCLASSifi i O
I N r ORM rTI()N
Use t he CU I logo CU I Glossary Cont act Us
Chronology and History Agency- Any Executive agency as defined in 5 USC 105 and the United States Postal
FAQs Service any Military Department as defined in 5 USC 102 and any ot he r entity within the
CUI Registry Executive branch that uses handles o r s to res CUI
Gen e ra l Gu ide lines
Categories Subcat egories Authorized Holder- An individual o r o rga nizational entity who has a Lawful Government Policy and Guidance Pu rpose fo r o riginating receiving using handling o r sto ring CUI Glossary
About CUI
Key Element s of CUI
CUI Reports
CUI Training
What Othebull S abull e CategorySubcategory Markings- Ma rkings a pproved by the CUI EA t hat a re assodated w it h
savbullng () the categories and subcategories listed in the CUI Regist ry
Classified Information- Information that has been determined pu rsuant to Executive Order 135 26 o r any predecessor o r successor Order o r the Atomic Ene rgy Act of 19 54 as amended and its implementing di rectives to requi re p rotection against unautho rized
disclosure
CUI Registry- Search Slogs I Bo o km arkShare ICont act Us -~
Searcn Archtves gov ~- bull NATlONAL ARCHlYES
PGseatc h O ut Rocords VotGrans SGuvtce RGcords TeachGrs RoGourcGs O ur Locottons Shop OnhnG
Controlled Unclassified Information (CUI) Home OJI
CONH OUlD Esta blished by Executive Orde r 13556 the Controlled Unclassified Information (CUI) UfLlA)~IfltO
1 - 1()1~1gtAT()Nprogram standar dizes the w ay t he Executive branch handles unclassified irlformatio n t hat r equires safegua rding o r dissemination controls pur suant t o and consistent wit h law
Use the CUI Logor egulations and Government-wide policies Learn About CUI bull
Contact Us
News and Notices Registry
bull December 8 2014 -Welcome t o t he new CU I Portal
The CUI Regist ry is the aJthoritative sour ce for guidance regarding OJI p-olicies and pr act ices
C Under DevelopmentshyRegistry
Search the Re0istry Markings
32 CFR 2002 middot Implem en t ing Access Registry by Policy and Guidance Dir ective
bull Cat egory-Subcategory bull Execu t ive Or der 13556 bull Ma rking Handbook
bull CU I Notices limited Oiseminat ion
Additional In forma tion bull Decontrol
bull CUI Glossary
Tra ining Oversight
IJI Lear n about t ra in ingdev el op ed by the _ l eam ao out CUI oversi ght r equ irements ~Executive Agent for CUI u ser s ~and tools
bull OJI Training Modules bull CUI Rep orts
CUI Registry- Search
Bl ogs I Bookmark Share IContact Us
~~- bullNATIONAL ARC HIVES I Search Archovesgov middot
(O~TROllEO U N tlAIfi(D
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use the CUI logo
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About CUI
Key Elements of CU 1
Chronology and History
FAQs
c Rep ry
General Guodehnes
CategoriesSubcategories
Policy and Guidance
Glossary
CUI Reports
CUI Traonong
What other s are
saying o
S hop O n lone
CUI Registry
IMPLEMENTATION REMINDER FROM THE EXECUTIVE AGENT
Existing practices for sensit ive unclassif ied information rema in in effect until the CUI
marking implementation deadline (TBD)
C Search the Registry
General Guid elines
Marking CUI markings will be developed and scheduled for implementation followi ng
publication of additional guidance
Safegua r ding For each CU I catego ry and subcatego ry federal agencies shall comply with
information security requirements defined by t he National Instit ute of Standards and
Technology (NIST) Federa l agencies shall consult the following NIST publications for guidance on implementi ng specific measures to safeguard CUI
CUI Registry- Search
Slogs I Bookmark Share IContact Us Jc([gt--~ Search Archovesgov~ ~ bull NATIONAL ARCHIVES
Research Our Records Veterans Servoce Records Teachers Resources Our locatoons Shop Onlme
Controlled Unclassified Information CUI) Homegt CU I gt CU I Policy and Gui dance
C 0 1 11lOL II) CUI RegistryU oc w Si fiED
I NrORM ATtON
Use the CU I logo Search the Registry [to)Contact Us
About CUI
Po licy and GuidanceKey Elements of CUI
Chronology and Hi story
FA05
CUI Registry
General Guidelines
CategoriesSubcategories
Pc 1n~ ~ 11da bull
Glossary
CUI Reports
CU I Training
What others bullrbull
saying
The Controlled Unclassified Information Executive Agent (CUI EA) issues guidance to Executive
branch departments and agencies that handle unclassified information that requires safeguarding or dissemination controls pursuant to and consistent wit h applicable law
regulations and government-wide policies
CUI Executive Order and Implementing Regulation
Issue Date Title
XXXXXXXX 32 CFR 2002 Contro lled Undassified Information PLACEHOLDER
1104 2010 Executive Order 13556 Contr olled Unclassified Information
CUI Notices and Executive Agent Guidance
CUI Registry- Left Sidebar
Chronology and Hi story
FA05
CUI Registry
General Guidelines
Pc
Glossary
CUI Reports
CU I Training
What others bullrbull
saying
Slogs I Bookmark Share IContact Us Jc([gt--~ Search Archovesgov~ ~ bull NATIONAL ARCHIVES
Research Our Records Veterans Servoce Records Teachers Resources Our locatoons Shop Onlme
Controlled Unclassified Information CUI) Homegt CU I gt CU I Policy and Gui dance
C 0 111lOL CUI RegistryU oc w Si fiED
I NrORM ATtON
Use the CU I logo Search the RegistryContact Us
About CUI
Po licy and GuidanceKey Elements of CUI
The Controlled Unclassified Information Executive Agent (CUI EA) issues guidance to Executive
branch departments and agencies that handle unclassified information that requires safeguarding or dissemination controls pursuant to and consistent wit h applicable law
regulations and government-wide policies
CUI Executive Order and Implementing Regulation
Issue Date Title
XXXXXXXX 32 CFR 2002 Contro lled Undassified Information PLACEHOLDER
1104 2010 Executive Order 13556 Controlled Unclassified Information
CUI Notices and Executive Agent Guidance
CUI Registry- Ongoing Maintenance
bull Add new categoriessubcategories as approved (Currently 23 Categories 82 Subcategories)
bull Annual updates to USC CFR (Currently 326 control enactment citations 144 sanction citations = 4 70 authority updates annually)
CUI Registry- 32 CFR 2002
Draft regulation reiterates that the CUI Registry is - Sole authoritative repository for information on CUI except
Executive Order 13556 and 32 CFR 2002 - Publicly accessible - Includes citation(s) to law regulation or Government-
wide policy that form the basis for each category and subcategory
- Notes any sanctions or penalties for misuse of each category or subcategory of CUI that are included in applicable statutes or regulations
CUI Registry- Policy and Guidance
Registry is repository for CUI policy and guidance - Executive Order 13556 - 32 CFR 2002 - CUI Advisory Council Charter - CUI Marking Handbook - CUI National Implementation Plan - Additional Executive Agent Notices
CUI Registry- Policy and Guidance
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The controlled unclassified InformatiOn Eltecuuvegent (CUI EA) issues guidanceto Ebullecutie branch departmentsand agencies that handle unclassified information that requires safeguarding Of dissemination controlsJpursuant to an-d consistent with applicable law re-gulations and government-Wide po1c1es
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~
11042010
IItie
32 Oll 2002 Control~~ Uncl o ifi ~ lnform tien PIACUmiddotOOLOH
Uc-cutiv Order13555CorrtrolodUld e~di~ lnfonn tion
CUINot ices and Executive ~ent Guldance
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11222011
092011
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OOIJoOII(MentsOfSelor AfencyOJICIa1a flo~ Pro_ranMena~er lorCUI Proeram IMPieiTentl t i OO
Controllod Urw l aaifi ~ Information(CUI) Qifico fiLcmoranlum- RcIJi owoi
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The CUIEA est ablished the CUIAdvisory Council to carry out consultative functionsdirected by Executive Order 13556
CUI Advisory Councbull Chan er-m PROVISIONAL
Additional Resources
The CUIEA hasdeveloped recommendationsto assist departmentsand agend es in development of their CU I programsand submtsston 0 Information to the EA
Compliance Plan Overview for Departments and Agencies~
Executive Order 13556 0bulleM ewforDepartments and Agenciesm
I
CUI Registry- Agency Implementation Policy amp Practice
Agency-specific CUI implementation considerations - Agency may determine that only selected
categoriessubcategories will be designated by agency personnel
- Agency discretion in certain marking practices bull Full Marking (AGRICULTURE) versus Abbreviated Marking (AG)
bull Require categorysubcategory banner markings for CUI BASIC
- CUI may be handled differently within the agency (discretion to waive marking requirement)
- CUI Registry provides guard rails for Agency practices
CUI Registry- Whats Next Slogs I Bo o km arkSh are ICont act Us -~
Searcn Archtves gov ~- bull NATlONAL ARCHlYES
PGseatc h O ut Rocords VotGrans SGuvtce RGcords TeachGrs RoGourcGs O ur Locottons Shop OnhnG
Controlled Unclassified Information (CUI) Home OJI
CONH OUlD Esta blished by Executive Orde r 13556 the Controlled Unclassified Information (CUI) UfLlA)~IfltO
1 - 1()1~1gtAT()Nprogram standardizes the way t he Executive branch handles unclassified irlformation t hat r equires safegua rding o r dissemi nation controls pur suant t o and consistent wit h law
Use the CUI Logor egulations and Government-wide policies Learn About CUI bull
Contact Us
News and Notices Registry
bull December 8 2014 -Welcome to the new CU I Portal
The CUI Regist ry is the aJthoritative sour ce for guidance regarding OJI p-olicies and practices -bull Search the Re0istry
Access Registry by Policy and Guidance
bull Cat egory-Subcategory bull Executive Or der 13556
bull CU I Notices
Additional Information
bull CUI Glossary
Tra ining Oversight
Markings
32 CFR 2002 middot Implementing Dir ective
bull Ma rking Handbook
limited Oiseminat ion
IJI Learn about train ingdev eloped by the _ l eam aoout CUI oversight r equ irements ~Executive Agent for CUI user s ~and tools
bull OJI Training Modules bull CUI Rep orts
CUI Registry- Whats Next
bull The Registry will evolve format is continually evaluated for clarity and functionality
bull New categoriessubcategoriesauthorities added as identified
bull The CUI Executive Agent will issue additional policy and guidance as needed these documents will be included in the Registry
bull Ongoing Maintenance (Authority Citation Updates)
CUI Registry- Online Demo
Walk through - Front page - General Guidelines - Category-Subcategory List - Detail page - Authority Citation - Policy amp Guidance - Glossary -Search - Left side-bar - Under Development
CUI Registry- QampA
Questions
CONTROLLED
UNCLASSIFIED
INFORMATION
CUI Registry- CategorySubcategory Detail
About CUI
KeyE iementsof CU I
Chronology and HgtStory
FAQs
CUI Regist ry
General Guidelines
CategoriesSubcategories
Policy on~ Gu donce
Glossary
CUI Report gt
CUI Training
What It CUI
Anwr~ 1othQ ftot
freauentiVAsltecl QJo1)tiongt
An asterisk (bull) indicates that the authority rlbull defines specific handling practices ~
Category-Subcategory Practices
category-Subca tegory Transportation-Sensitive Security Information
category Description Related to any mode o f travel or conveyance by atr lan d or waterway
SUbcategory oescrlptlon As deftne d tn 49 CFR Pan 155 sensitive serunty Info rmation IS Information obtained or developed tn the con duct o f securtty actiVIt ies Including research an d development the dlsdosure o f which OOT h as determined would cons t itut e an unwarran t ed invasion o f privacy r eveal trad e S-ecrets or privileged or con fident ial in formation or be detriment al
to transportation safe ty As de fined in 49 CFR Part 15205 Sensit ive Security In formation is info rmation obtained or developed in the conduct of secur ityactivities including research an d development the disclosure of which OHSTSA has det ermined would among other things b e detrimen tal to the secu rity o f tran sp ortation
Marking PlACEHOLDER
Abbrevi ated Mar1lting PLACEHOLDER
Marking a1ld Han dling Safeguarding Mark ing Dissemination a ndor Decontrol measures lnshuctlon s that di ffe r f rom Geoeral Guidelines are r equired by statute
r egulation or govem mentmiddot wide policy
Re ference individual Safegua rding and Dissemination authorities for
control ctations including specific handling practices if applicable
Select SafeguardingDissemi nation or Sanction Authority to view statutoryregulatory language in a new window Authority links a re up dat ed based on regular re-publication of the United Stat es Code and Code of
Federal Regula tio ns
Safeguarding andor DISeminat ron Autho nty I Sanctrons An asteilsk (bull) indicates that tl1e a u thority defmes spe o fiC handling pract1ces
49 usc114(h)
49 CFR 1520bull -
49 USC40 119(b)( l)
4 9 CFR 152017 -
49 CFR 15 49CFR 1517
CUI Registry- Glossary --p- Blogs IBookmarkSh are IContact Us l~
Search Archi ves gov~- bullNATIONAL ARCHIVES
Reseatch Ou r Reco rds Veteran s Servrce Records Teachersmiddot Resources O ur Locatr on s S ho p O nlrne
Subject Index Home gt CUI gt CUI Glossary
C ON I KOl lll) CU I RegistryU NCLASSifi i O
I N r ORM rTI()N
Use t he CU I logo CU I Glossary Cont act Us
Chronology and History Agency- Any Executive agency as defined in 5 USC 105 and the United States Postal
FAQs Service any Military Department as defined in 5 USC 102 and any ot he r entity within the
CUI Registry Executive branch that uses handles o r s to res CUI
Gen e ra l Gu ide lines
Categories Subcat egories Authorized Holder- An individual o r o rga nizational entity who has a Lawful Government Policy and Guidance Pu rpose fo r o riginating receiving using handling o r sto ring CUI Glossary
About CUI
Key Element s of CUI
CUI Reports
CUI Training
What Othebull S abull e CategorySubcategory Markings- Ma rkings a pproved by the CUI EA t hat a re assodated w it h
savbullng () the categories and subcategories listed in the CUI Regist ry
Classified Information- Information that has been determined pu rsuant to Executive Order 135 26 o r any predecessor o r successor Order o r the Atomic Ene rgy Act of 19 54 as amended and its implementing di rectives to requi re p rotection against unautho rized
disclosure
CUI Registry- Search Slogs I Bo o km arkShare ICont act Us -~
Searcn Archtves gov ~- bull NATlONAL ARCHlYES
PGseatc h O ut Rocords VotGrans SGuvtce RGcords TeachGrs RoGourcGs O ur Locottons Shop OnhnG
Controlled Unclassified Information (CUI) Home OJI
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News and Notices Registry
bull December 8 2014 -Welcome t o t he new CU I Portal
The CUI Regist ry is the aJthoritative sour ce for guidance regarding OJI p-olicies and pr act ices
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IMPLEMENTATION REMINDER FROM THE EXECUTIVE AGENT
Existing practices for sensit ive unclassif ied information rema in in effect until the CUI
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General Guid elines
Marking CUI markings will be developed and scheduled for implementation followi ng
publication of additional guidance
Safegua r ding For each CU I catego ry and subcatego ry federal agencies shall comply with
information security requirements defined by t he National Instit ute of Standards and
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CUI Reports
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branch departments and agencies that handle unclassified information that requires safeguarding or dissemination controls pursuant to and consistent wit h applicable law
regulations and government-wide policies
CUI Executive Order and Implementing Regulation
Issue Date Title
XXXXXXXX 32 CFR 2002 Contro lled Undassified Information PLACEHOLDER
1104 2010 Executive Order 13556 Contr olled Unclassified Information
CUI Notices and Executive Agent Guidance
CUI Registry- Left Sidebar
Chronology and Hi story
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CU I Training
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About CUI
Po licy and GuidanceKey Elements of CUI
The Controlled Unclassified Information Executive Agent (CUI EA) issues guidance to Executive
branch departments and agencies that handle unclassified information that requires safeguarding or dissemination controls pursuant to and consistent wit h applicable law
regulations and government-wide policies
CUI Executive Order and Implementing Regulation
Issue Date Title
XXXXXXXX 32 CFR 2002 Contro lled Undassified Information PLACEHOLDER
1104 2010 Executive Order 13556 Controlled Unclassified Information
CUI Notices and Executive Agent Guidance
CUI Registry- Ongoing Maintenance
bull Add new categoriessubcategories as approved (Currently 23 Categories 82 Subcategories)
bull Annual updates to USC CFR (Currently 326 control enactment citations 144 sanction citations = 4 70 authority updates annually)
CUI Registry- 32 CFR 2002
Draft regulation reiterates that the CUI Registry is - Sole authoritative repository for information on CUI except
Executive Order 13556 and 32 CFR 2002 - Publicly accessible - Includes citation(s) to law regulation or Government-
wide policy that form the basis for each category and subcategory
- Notes any sanctions or penalties for misuse of each category or subcategory of CUI that are included in applicable statutes or regulations
CUI Registry- Policy and Guidance
Registry is repository for CUI policy and guidance - Executive Order 13556 - 32 CFR 2002 - CUI Advisory Council Charter - CUI Marking Handbook - CUI National Implementation Plan - Additional Executive Agent Notices
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Compliance Plan Overview for Departments and Agencies~
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bull Require categorysubcategory banner markings for CUI BASIC
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CONH OUlD Esta blished by Executive Orde r 13556 the Controlled Unclassified Information (CUI) UfLlA)~IfltO
1 - 1()1~1gtAT()Nprogram standardizes the way t he Executive branch handles unclassified irlformation t hat r equires safegua rding o r dissemi nation controls pur suant t o and consistent wit h law
Use the CUI Logor egulations and Government-wide policies Learn About CUI bull
Contact Us
News and Notices Registry
bull December 8 2014 -Welcome to the new CU I Portal
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IJI Learn about train ingdev eloped by the _ l eam aoout CUI oversight r equ irements ~Executive Agent for CUI user s ~and tools
bull OJI Training Modules bull CUI Rep orts
CUI Registry- Whats Next
bull The Registry will evolve format is continually evaluated for clarity and functionality
bull New categoriessubcategoriesauthorities added as identified
bull The CUI Executive Agent will issue additional policy and guidance as needed these documents will be included in the Registry
bull Ongoing Maintenance (Authority Citation Updates)
CUI Registry- Online Demo
Walk through - Front page - General Guidelines - Category-Subcategory List - Detail page - Authority Citation - Policy amp Guidance - Glossary -Search - Left side-bar - Under Development
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Classified Information- Information that has been determined pu rsuant to Executive Order 135 26 o r any predecessor o r successor Order o r the Atomic Ene rgy Act of 19 54 as amended and its implementing di rectives to requi re p rotection against unautho rized
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CONH OUlD Esta blished by Executive Orde r 13556 the Controlled Unclassified Information (CUI) UfLlA)~IfltO
1 - 1()1~1gtAT()Nprogram standar dizes the w ay t he Executive branch handles unclassified irlformatio n t hat r equires safegua rding o r dissemination controls pur suant t o and consistent wit h law
Use the CUI Logor egulations and Government-wide policies Learn About CUI bull
Contact Us
News and Notices Registry
bull December 8 2014 -Welcome t o t he new CU I Portal
The CUI Regist ry is the aJthoritative sour ce for guidance regarding OJI p-olicies and pr act ices
C Under DevelopmentshyRegistry
Search the Re0istry Markings
32 CFR 2002 middot Implem en t ing Access Registry by Policy and Guidance Dir ective
bull Cat egory-Subcategory bull Execu t ive Or der 13556 bull Ma rking Handbook
bull CU I Notices limited Oiseminat ion
Additional In forma tion bull Decontrol
bull CUI Glossary
Tra ining Oversight
IJI Lear n about t ra in ingdev el op ed by the _ l eam ao out CUI oversi ght r equ irements ~Executive Agent for CUI u ser s ~and tools
bull OJI Training Modules bull CUI Rep orts
CUI Registry- Search
Bl ogs I Bookmark Share IContact Us
~~- bullNATIONAL ARC HIVES I Search Archovesgov middot
(O~TROllEO U N tlAIfi(D
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Key Elements of CU 1
Chronology and History
FAQs
c Rep ry
General Guodehnes
CategoriesSubcategories
Policy and Guidance
Glossary
CUI Reports
CUI Traonong
What other s are
saying o
S hop O n lone
CUI Registry
IMPLEMENTATION REMINDER FROM THE EXECUTIVE AGENT
Existing practices for sensit ive unclassif ied information rema in in effect until the CUI
marking implementation deadline (TBD)
C Search the Registry
General Guid elines
Marking CUI markings will be developed and scheduled for implementation followi ng
publication of additional guidance
Safegua r ding For each CU I catego ry and subcatego ry federal agencies shall comply with
information security requirements defined by t he National Instit ute of Standards and
Technology (NIST) Federa l agencies shall consult the following NIST publications for guidance on implementi ng specific measures to safeguard CUI
CUI Registry- Search
Slogs I Bookmark Share IContact Us Jc([gt--~ Search Archovesgov~ ~ bull NATIONAL ARCHIVES
Research Our Records Veterans Servoce Records Teachers Resources Our locatoons Shop Onlme
Controlled Unclassified Information CUI) Homegt CU I gt CU I Policy and Gui dance
C 0 1 11lOL II) CUI RegistryU oc w Si fiED
I NrORM ATtON
Use the CU I logo Search the Registry [to)Contact Us
About CUI
Po licy and GuidanceKey Elements of CUI
Chronology and Hi story
FA05
CUI Registry
General Guidelines
CategoriesSubcategories
Pc 1n~ ~ 11da bull
Glossary
CUI Reports
CU I Training
What others bullrbull
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The Controlled Unclassified Information Executive Agent (CUI EA) issues guidance to Executive
branch departments and agencies that handle unclassified information that requires safeguarding or dissemination controls pursuant to and consistent wit h applicable law
regulations and government-wide policies
CUI Executive Order and Implementing Regulation
Issue Date Title
XXXXXXXX 32 CFR 2002 Contro lled Undassified Information PLACEHOLDER
1104 2010 Executive Order 13556 Contr olled Unclassified Information
CUI Notices and Executive Agent Guidance
CUI Registry- Left Sidebar
Chronology and Hi story
FA05
CUI Registry
General Guidelines
Pc
Glossary
CUI Reports
CU I Training
What others bullrbull
saying
Slogs I Bookmark Share IContact Us Jc([gt--~ Search Archovesgov~ ~ bull NATIONAL ARCHIVES
Research Our Records Veterans Servoce Records Teachers Resources Our locatoons Shop Onlme
Controlled Unclassified Information CUI) Homegt CU I gt CU I Policy and Gui dance
C 0 111lOL CUI RegistryU oc w Si fiED
I NrORM ATtON
Use the CU I logo Search the RegistryContact Us
About CUI
Po licy and GuidanceKey Elements of CUI
The Controlled Unclassified Information Executive Agent (CUI EA) issues guidance to Executive
branch departments and agencies that handle unclassified information that requires safeguarding or dissemination controls pursuant to and consistent wit h applicable law
regulations and government-wide policies
CUI Executive Order and Implementing Regulation
Issue Date Title
XXXXXXXX 32 CFR 2002 Contro lled Undassified Information PLACEHOLDER
1104 2010 Executive Order 13556 Controlled Unclassified Information
CUI Notices and Executive Agent Guidance
CUI Registry- Ongoing Maintenance
bull Add new categoriessubcategories as approved (Currently 23 Categories 82 Subcategories)
bull Annual updates to USC CFR (Currently 326 control enactment citations 144 sanction citations = 4 70 authority updates annually)
CUI Registry- 32 CFR 2002
Draft regulation reiterates that the CUI Registry is - Sole authoritative repository for information on CUI except
Executive Order 13556 and 32 CFR 2002 - Publicly accessible - Includes citation(s) to law regulation or Government-
wide policy that form the basis for each category and subcategory
- Notes any sanctions or penalties for misuse of each category or subcategory of CUI that are included in applicable statutes or regulations
CUI Registry- Policy and Guidance
Registry is repository for CUI policy and guidance - Executive Order 13556 - 32 CFR 2002 - CUI Advisory Council Charter - CUI Marking Handbook - CUI National Implementation Plan - Additional Executive Agent Notices
CUI Registry- Policy and Guidance
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The CUIEA est ablished the CUIAdvisory Council to carry out consultative functionsdirected by Executive Order 13556
CUI Advisory Councbull Chan er-m PROVISIONAL
Additional Resources
The CUIEA hasdeveloped recommendationsto assist departmentsand agend es in development of their CU I programsand submtsston 0 Information to the EA
Compliance Plan Overview for Departments and Agencies~
Executive Order 13556 0bulleM ewforDepartments and Agenciesm
I
CUI Registry- Agency Implementation Policy amp Practice
Agency-specific CUI implementation considerations - Agency may determine that only selected
categoriessubcategories will be designated by agency personnel
- Agency discretion in certain marking practices bull Full Marking (AGRICULTURE) versus Abbreviated Marking (AG)
bull Require categorysubcategory banner markings for CUI BASIC
- CUI may be handled differently within the agency (discretion to waive marking requirement)
- CUI Registry provides guard rails for Agency practices
CUI Registry- Whats Next Slogs I Bo o km arkSh are ICont act Us -~
Searcn Archtves gov ~- bull NATlONAL ARCHlYES
PGseatc h O ut Rocords VotGrans SGuvtce RGcords TeachGrs RoGourcGs O ur Locottons Shop OnhnG
Controlled Unclassified Information (CUI) Home OJI
CONH OUlD Esta blished by Executive Orde r 13556 the Controlled Unclassified Information (CUI) UfLlA)~IfltO
1 - 1()1~1gtAT()Nprogram standardizes the way t he Executive branch handles unclassified irlformation t hat r equires safegua rding o r dissemi nation controls pur suant t o and consistent wit h law
Use the CUI Logor egulations and Government-wide policies Learn About CUI bull
Contact Us
News and Notices Registry
bull December 8 2014 -Welcome to the new CU I Portal
The CUI Regist ry is the aJthoritative sour ce for guidance regarding OJI p-olicies and practices -bull Search the Re0istry
Access Registry by Policy and Guidance
bull Cat egory-Subcategory bull Executive Or der 13556
bull CU I Notices
Additional Information
bull CUI Glossary
Tra ining Oversight
Markings
32 CFR 2002 middot Implementing Dir ective
bull Ma rking Handbook
limited Oiseminat ion
IJI Learn about train ingdev eloped by the _ l eam aoout CUI oversight r equ irements ~Executive Agent for CUI user s ~and tools
bull OJI Training Modules bull CUI Rep orts
CUI Registry- Whats Next
bull The Registry will evolve format is continually evaluated for clarity and functionality
bull New categoriessubcategoriesauthorities added as identified
bull The CUI Executive Agent will issue additional policy and guidance as needed these documents will be included in the Registry
bull Ongoing Maintenance (Authority Citation Updates)
CUI Registry- Online Demo
Walk through - Front page - General Guidelines - Category-Subcategory List - Detail page - Authority Citation - Policy amp Guidance - Glossary -Search - Left side-bar - Under Development
CUI Registry- QampA
Questions
CONTROLLED
UNCLASSIFIED
INFORMATION
CUI Registry- Search Slogs I Bo o km arkShare ICont act Us -~
Searcn Archtves gov ~- bull NATlONAL ARCHlYES
PGseatc h O ut Rocords VotGrans SGuvtce RGcords TeachGrs RoGourcGs O ur Locottons Shop OnhnG
Controlled Unclassified Information (CUI) Home OJI
CONH OUlD Esta blished by Executive Orde r 13556 the Controlled Unclassified Information (CUI) UfLlA)~IfltO
1 - 1()1~1gtAT()Nprogram standar dizes the w ay t he Executive branch handles unclassified irlformatio n t hat r equires safegua rding o r dissemination controls pur suant t o and consistent wit h law
Use the CUI Logor egulations and Government-wide policies Learn About CUI bull
Contact Us
News and Notices Registry
bull December 8 2014 -Welcome t o t he new CU I Portal
The CUI Regist ry is the aJthoritative sour ce for guidance regarding OJI p-olicies and pr act ices
C Under DevelopmentshyRegistry
Search the Re0istry Markings
32 CFR 2002 middot Implem en t ing Access Registry by Policy and Guidance Dir ective
bull Cat egory-Subcategory bull Execu t ive Or der 13556 bull Ma rking Handbook
bull CU I Notices limited Oiseminat ion
Additional In forma tion bull Decontrol
bull CUI Glossary
Tra ining Oversight
IJI Lear n about t ra in ingdev el op ed by the _ l eam ao out CUI oversi ght r equ irements ~Executive Agent for CUI u ser s ~and tools
bull OJI Training Modules bull CUI Rep orts
CUI Registry- Search
Bl ogs I Bookmark Share IContact Us
~~- bullNATIONAL ARC HIVES I Search Archovesgov middot
(O~TROllEO U N tlAIfi(D
INfORAI I()frl
use the CUI logo
COntact Us
About CUI
Key Elements of CU 1
Chronology and History
FAQs
c Rep ry
General Guodehnes
CategoriesSubcategories
Policy and Guidance
Glossary
CUI Reports
CUI Traonong
What other s are
saying o
S hop O n lone
CUI Registry
IMPLEMENTATION REMINDER FROM THE EXECUTIVE AGENT
Existing practices for sensit ive unclassif ied information rema in in effect until the CUI
marking implementation deadline (TBD)
C Search the Registry
General Guid elines
Marking CUI markings will be developed and scheduled for implementation followi ng
publication of additional guidance
Safegua r ding For each CU I catego ry and subcatego ry federal agencies shall comply with
information security requirements defined by t he National Instit ute of Standards and
Technology (NIST) Federa l agencies shall consult the following NIST publications for guidance on implementi ng specific measures to safeguard CUI
CUI Registry- Search
Slogs I Bookmark Share IContact Us Jc([gt--~ Search Archovesgov~ ~ bull NATIONAL ARCHIVES
Research Our Records Veterans Servoce Records Teachers Resources Our locatoons Shop Onlme
Controlled Unclassified Information CUI) Homegt CU I gt CU I Policy and Gui dance
C 0 1 11lOL II) CUI RegistryU oc w Si fiED
I NrORM ATtON
Use the CU I logo Search the Registry [to)Contact Us
About CUI
Po licy and GuidanceKey Elements of CUI
Chronology and Hi story
FA05
CUI Registry
General Guidelines
CategoriesSubcategories
Pc 1n~ ~ 11da bull
Glossary
CUI Reports
CU I Training
What others bullrbull
saying
The Controlled Unclassified Information Executive Agent (CUI EA) issues guidance to Executive
branch departments and agencies that handle unclassified information that requires safeguarding or dissemination controls pursuant to and consistent wit h applicable law
regulations and government-wide policies
CUI Executive Order and Implementing Regulation
Issue Date Title
XXXXXXXX 32 CFR 2002 Contro lled Undassified Information PLACEHOLDER
1104 2010 Executive Order 13556 Contr olled Unclassified Information
CUI Notices and Executive Agent Guidance
CUI Registry- Left Sidebar
Chronology and Hi story
FA05
CUI Registry
General Guidelines
Pc
Glossary
CUI Reports
CU I Training
What others bullrbull
saying
Slogs I Bookmark Share IContact Us Jc([gt--~ Search Archovesgov~ ~ bull NATIONAL ARCHIVES
Research Our Records Veterans Servoce Records Teachers Resources Our locatoons Shop Onlme
Controlled Unclassified Information CUI) Homegt CU I gt CU I Policy and Gui dance
C 0 111lOL CUI RegistryU oc w Si fiED
I NrORM ATtON
Use the CU I logo Search the RegistryContact Us
About CUI
Po licy and GuidanceKey Elements of CUI
The Controlled Unclassified Information Executive Agent (CUI EA) issues guidance to Executive
branch departments and agencies that handle unclassified information that requires safeguarding or dissemination controls pursuant to and consistent wit h applicable law
regulations and government-wide policies
CUI Executive Order and Implementing Regulation
Issue Date Title
XXXXXXXX 32 CFR 2002 Contro lled Undassified Information PLACEHOLDER
1104 2010 Executive Order 13556 Controlled Unclassified Information
CUI Notices and Executive Agent Guidance
CUI Registry- Ongoing Maintenance
bull Add new categoriessubcategories as approved (Currently 23 Categories 82 Subcategories)
bull Annual updates to USC CFR (Currently 326 control enactment citations 144 sanction citations = 4 70 authority updates annually)
CUI Registry- 32 CFR 2002
Draft regulation reiterates that the CUI Registry is - Sole authoritative repository for information on CUI except
Executive Order 13556 and 32 CFR 2002 - Publicly accessible - Includes citation(s) to law regulation or Government-
wide policy that form the basis for each category and subcategory
- Notes any sanctions or penalties for misuse of each category or subcategory of CUI that are included in applicable statutes or regulations
CUI Registry- Policy and Guidance
Registry is repository for CUI policy and guidance - Executive Order 13556 - 32 CFR 2002 - CUI Advisory Council Charter - CUI Marking Handbook - CUI National Implementation Plan - Additional Executive Agent Notices
CUI Registry- Policy and Guidance
traquolltC11
KkY EIErroelaquosoCll
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FAQ
woorlsCIJI~
Policy a nd Guidance
The controlled unclassified InformatiOn Eltecuuvegent (CUI EA) issues guidanceto Ebullecutie branch departmentsand agencies that handle unclassified information that requires safeguarding Of dissemination controlsJpursuant to an-d consistent with applicable law re-gulations and government-Wide po1c1es
CUIExecutive Order and Implementing Regulation - -shy -shy -shy -shy -shy
~
11042010
IItie
32 Oll 2002 Control~~ Uncl o ifi ~ lnform tien PIACUmiddotOOLOH
Uc-cutiv Order13555CorrtrolodUld e~di~ lnfonn tion
CUINot ices and Executive ~ent Guldance
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OS 22 2013
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07172012
11222011
092011
CUI Advi$Ory Council
Titlo
MertinCntrollc-cl Un-d~i~c-cl l roormoion(Mo rkir-s- l-l e ndbool ) PLACUIOLOpoundR
R=ti ~c-d GuidoMc rcordi Cortrol cd U-cl c~fied lnfor1ruotilt0n ~nd the Frc~ oflnfonrutionAct(thh gtvpeuOKie~ t ho joirt iJgtuonu d e tod
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coruroll e-cJ UtCI ~~slfi oOCI IntorTatlon (CUI) OllcNorl ee 201~1 Promiddottl ~lonal
App1ova1 ot Proposea OJI Categ~bulli ~s a((StJbc il tegoties
OOIJoOII(MentsOfSelor AfencyOJICIa1a flo~ Pro_ranMena~er lorCUI Proeram IMPieiTentl t i OO
Controllod Urw l aaifi ~ Information(CUI) Qifico fiLcmoranlum- RcIJi owoi
Propoe3Cate~middot e~orCU RefbullStl)
Guidne~ r osardinCUI ~r-d thQFrdom ofl nfornuti on At ( uporco td en July 3 101(1)
Controlled Unc l n~ifi ed lnoorT~~tion (CUI) ()lfic Noi c 201101 l nito~~l
l nplcOT-enU1i on Glidllnte foe-Uccu~ive Orter13SiG
The CUIEA est ablished the CUIAdvisory Council to carry out consultative functionsdirected by Executive Order 13556
CUI Advisory Councbull Chan er-m PROVISIONAL
Additional Resources
The CUIEA hasdeveloped recommendationsto assist departmentsand agend es in development of their CU I programsand submtsston 0 Information to the EA
Compliance Plan Overview for Departments and Agencies~
Executive Order 13556 0bulleM ewforDepartments and Agenciesm
I
CUI Registry- Agency Implementation Policy amp Practice
Agency-specific CUI implementation considerations - Agency may determine that only selected
categoriessubcategories will be designated by agency personnel
- Agency discretion in certain marking practices bull Full Marking (AGRICULTURE) versus Abbreviated Marking (AG)
bull Require categorysubcategory banner markings for CUI BASIC
- CUI may be handled differently within the agency (discretion to waive marking requirement)
- CUI Registry provides guard rails for Agency practices
CUI Registry- Whats Next Slogs I Bo o km arkSh are ICont act Us -~
Searcn Archtves gov ~- bull NATlONAL ARCHlYES
PGseatc h O ut Rocords VotGrans SGuvtce RGcords TeachGrs RoGourcGs O ur Locottons Shop OnhnG
Controlled Unclassified Information (CUI) Home OJI
CONH OUlD Esta blished by Executive Orde r 13556 the Controlled Unclassified Information (CUI) UfLlA)~IfltO
1 - 1()1~1gtAT()Nprogram standardizes the way t he Executive branch handles unclassified irlformation t hat r equires safegua rding o r dissemi nation controls pur suant t o and consistent wit h law
Use the CUI Logor egulations and Government-wide policies Learn About CUI bull
Contact Us
News and Notices Registry
bull December 8 2014 -Welcome to the new CU I Portal
The CUI Regist ry is the aJthoritative sour ce for guidance regarding OJI p-olicies and practices -bull Search the Re0istry
Access Registry by Policy and Guidance
bull Cat egory-Subcategory bull Executive Or der 13556
bull CU I Notices
Additional Information
bull CUI Glossary
Tra ining Oversight
Markings
32 CFR 2002 middot Implementing Dir ective
bull Ma rking Handbook
limited Oiseminat ion
IJI Learn about train ingdev eloped by the _ l eam aoout CUI oversight r equ irements ~Executive Agent for CUI user s ~and tools
bull OJI Training Modules bull CUI Rep orts
CUI Registry- Whats Next
bull The Registry will evolve format is continually evaluated for clarity and functionality
bull New categoriessubcategoriesauthorities added as identified
bull The CUI Executive Agent will issue additional policy and guidance as needed these documents will be included in the Registry
bull Ongoing Maintenance (Authority Citation Updates)
CUI Registry- Online Demo
Walk through - Front page - General Guidelines - Category-Subcategory List - Detail page - Authority Citation - Policy amp Guidance - Glossary -Search - Left side-bar - Under Development
CUI Registry- QampA
Questions
CONTROLLED
UNCLASSIFIED
INFORMATION
CUI Registry- Search
Bl ogs I Bookmark Share IContact Us
~~- bullNATIONAL ARC HIVES I Search Archovesgov middot
(O~TROllEO U N tlAIfi(D
INfORAI I()frl
use the CUI logo
COntact Us
About CUI
Key Elements of CU 1
Chronology and History
FAQs
c Rep ry
General Guodehnes
CategoriesSubcategories
Policy and Guidance
Glossary
CUI Reports
CUI Traonong
What other s are
saying o
S hop O n lone
CUI Registry
IMPLEMENTATION REMINDER FROM THE EXECUTIVE AGENT
Existing practices for sensit ive unclassif ied information rema in in effect until the CUI
marking implementation deadline (TBD)
C Search the Registry
General Guid elines
Marking CUI markings will be developed and scheduled for implementation followi ng
publication of additional guidance
Safegua r ding For each CU I catego ry and subcatego ry federal agencies shall comply with
information security requirements defined by t he National Instit ute of Standards and
Technology (NIST) Federa l agencies shall consult the following NIST publications for guidance on implementi ng specific measures to safeguard CUI
CUI Registry- Search
Slogs I Bookmark Share IContact Us Jc([gt--~ Search Archovesgov~ ~ bull NATIONAL ARCHIVES
Research Our Records Veterans Servoce Records Teachers Resources Our locatoons Shop Onlme
Controlled Unclassified Information CUI) Homegt CU I gt CU I Policy and Gui dance
C 0 1 11lOL II) CUI RegistryU oc w Si fiED
I NrORM ATtON
Use the CU I logo Search the Registry [to)Contact Us
About CUI
Po licy and GuidanceKey Elements of CUI
Chronology and Hi story
FA05
CUI Registry
General Guidelines
CategoriesSubcategories
Pc 1n~ ~ 11da bull
Glossary
CUI Reports
CU I Training
What others bullrbull
saying
The Controlled Unclassified Information Executive Agent (CUI EA) issues guidance to Executive
branch departments and agencies that handle unclassified information that requires safeguarding or dissemination controls pursuant to and consistent wit h applicable law
regulations and government-wide policies
CUI Executive Order and Implementing Regulation
Issue Date Title
XXXXXXXX 32 CFR 2002 Contro lled Undassified Information PLACEHOLDER
1104 2010 Executive Order 13556 Contr olled Unclassified Information
CUI Notices and Executive Agent Guidance
CUI Registry- Left Sidebar
Chronology and Hi story
FA05
CUI Registry
General Guidelines
Pc
Glossary
CUI Reports
CU I Training
What others bullrbull
saying
Slogs I Bookmark Share IContact Us Jc([gt--~ Search Archovesgov~ ~ bull NATIONAL ARCHIVES
Research Our Records Veterans Servoce Records Teachers Resources Our locatoons Shop Onlme
Controlled Unclassified Information CUI) Homegt CU I gt CU I Policy and Gui dance
C 0 111lOL CUI RegistryU oc w Si fiED
I NrORM ATtON
Use the CU I logo Search the RegistryContact Us
About CUI
Po licy and GuidanceKey Elements of CUI
The Controlled Unclassified Information Executive Agent (CUI EA) issues guidance to Executive
branch departments and agencies that handle unclassified information that requires safeguarding or dissemination controls pursuant to and consistent wit h applicable law
regulations and government-wide policies
CUI Executive Order and Implementing Regulation
Issue Date Title
XXXXXXXX 32 CFR 2002 Contro lled Undassified Information PLACEHOLDER
1104 2010 Executive Order 13556 Controlled Unclassified Information
CUI Notices and Executive Agent Guidance
CUI Registry- Ongoing Maintenance
bull Add new categoriessubcategories as approved (Currently 23 Categories 82 Subcategories)
bull Annual updates to USC CFR (Currently 326 control enactment citations 144 sanction citations = 4 70 authority updates annually)
CUI Registry- 32 CFR 2002
Draft regulation reiterates that the CUI Registry is - Sole authoritative repository for information on CUI except
Executive Order 13556 and 32 CFR 2002 - Publicly accessible - Includes citation(s) to law regulation or Government-
wide policy that form the basis for each category and subcategory
- Notes any sanctions or penalties for misuse of each category or subcategory of CUI that are included in applicable statutes or regulations
CUI Registry- Policy and Guidance
Registry is repository for CUI policy and guidance - Executive Order 13556 - 32 CFR 2002 - CUI Advisory Council Charter - CUI Marking Handbook - CUI National Implementation Plan - Additional Executive Agent Notices
CUI Registry- Policy and Guidance
traquolltC11
KkY EIErroelaquosoCll
cttroflOICg aflCI Minor
FAQ
woorlsCIJI~
Policy a nd Guidance
The controlled unclassified InformatiOn Eltecuuvegent (CUI EA) issues guidanceto Ebullecutie branch departmentsand agencies that handle unclassified information that requires safeguarding Of dissemination controlsJpursuant to an-d consistent with applicable law re-gulations and government-Wide po1c1es
CUIExecutive Order and Implementing Regulation - -shy -shy -shy -shy -shy
~
11042010
IItie
32 Oll 2002 Control~~ Uncl o ifi ~ lnform tien PIACUmiddotOOLOH
Uc-cutiv Order13555CorrtrolodUld e~di~ lnfonn tion
CUINot ices and Executive ~ent Guldance
0703201l
OS 22 2013
04ll20)3
07172012
11222011
092011
CUI Advi$Ory Council
Titlo
MertinCntrollc-cl Un-d~i~c-cl l roormoion(Mo rkir-s- l-l e ndbool ) PLACUIOLOpoundR
R=ti ~c-d GuidoMc rcordi Cortrol cd U-cl c~fied lnfor1ruotilt0n ~nd the Frc~ oflnfonrutionAct(thh gtvpeuOKie~ t ho joirt iJgtuonu d e tod
NOYemberl22ott t
coruroll e-cJ UtCI ~~slfi oOCI IntorTatlon (CUI) OllcNorl ee 201~1 Promiddottl ~lonal
App1ova1 ot Proposea OJI Categ~bulli ~s a((StJbc il tegoties
OOIJoOII(MentsOfSelor AfencyOJICIa1a flo~ Pro_ranMena~er lorCUI Proeram IMPieiTentl t i OO
Controllod Urw l aaifi ~ Information(CUI) Qifico fiLcmoranlum- RcIJi owoi
Propoe3Cate~middot e~orCU RefbullStl)
Guidne~ r osardinCUI ~r-d thQFrdom ofl nfornuti on At ( uporco td en July 3 101(1)
Controlled Unc l n~ifi ed lnoorT~~tion (CUI) ()lfic Noi c 201101 l nito~~l
l nplcOT-enU1i on Glidllnte foe-Uccu~ive Orter13SiG
The CUIEA est ablished the CUIAdvisory Council to carry out consultative functionsdirected by Executive Order 13556
CUI Advisory Councbull Chan er-m PROVISIONAL
Additional Resources
The CUIEA hasdeveloped recommendationsto assist departmentsand agend es in development of their CU I programsand submtsston 0 Information to the EA
Compliance Plan Overview for Departments and Agencies~
Executive Order 13556 0bulleM ewforDepartments and Agenciesm
I
CUI Registry- Agency Implementation Policy amp Practice
Agency-specific CUI implementation considerations - Agency may determine that only selected
categoriessubcategories will be designated by agency personnel
- Agency discretion in certain marking practices bull Full Marking (AGRICULTURE) versus Abbreviated Marking (AG)
bull Require categorysubcategory banner markings for CUI BASIC
- CUI may be handled differently within the agency (discretion to waive marking requirement)
- CUI Registry provides guard rails for Agency practices
CUI Registry- Whats Next Slogs I Bo o km arkSh are ICont act Us -~
Searcn Archtves gov ~- bull NATlONAL ARCHlYES
PGseatc h O ut Rocords VotGrans SGuvtce RGcords TeachGrs RoGourcGs O ur Locottons Shop OnhnG
Controlled Unclassified Information (CUI) Home OJI
CONH OUlD Esta blished by Executive Orde r 13556 the Controlled Unclassified Information (CUI) UfLlA)~IfltO
1 - 1()1~1gtAT()Nprogram standardizes the way t he Executive branch handles unclassified irlformation t hat r equires safegua rding o r dissemi nation controls pur suant t o and consistent wit h law
Use the CUI Logor egulations and Government-wide policies Learn About CUI bull
Contact Us
News and Notices Registry
bull December 8 2014 -Welcome to the new CU I Portal
The CUI Regist ry is the aJthoritative sour ce for guidance regarding OJI p-olicies and practices -bull Search the Re0istry
Access Registry by Policy and Guidance
bull Cat egory-Subcategory bull Executive Or der 13556
bull CU I Notices
Additional Information
bull CUI Glossary
Tra ining Oversight
Markings
32 CFR 2002 middot Implementing Dir ective
bull Ma rking Handbook
limited Oiseminat ion
IJI Learn about train ingdev eloped by the _ l eam aoout CUI oversight r equ irements ~Executive Agent for CUI user s ~and tools
bull OJI Training Modules bull CUI Rep orts
CUI Registry- Whats Next
bull The Registry will evolve format is continually evaluated for clarity and functionality
bull New categoriessubcategoriesauthorities added as identified
bull The CUI Executive Agent will issue additional policy and guidance as needed these documents will be included in the Registry
bull Ongoing Maintenance (Authority Citation Updates)
CUI Registry- Online Demo
Walk through - Front page - General Guidelines - Category-Subcategory List - Detail page - Authority Citation - Policy amp Guidance - Glossary -Search - Left side-bar - Under Development
CUI Registry- QampA
Questions
CONTROLLED
UNCLASSIFIED
INFORMATION
CUI Registry- Search
Slogs I Bookmark Share IContact Us Jc([gt--~ Search Archovesgov~ ~ bull NATIONAL ARCHIVES
Research Our Records Veterans Servoce Records Teachers Resources Our locatoons Shop Onlme
Controlled Unclassified Information CUI) Homegt CU I gt CU I Policy and Gui dance
C 0 1 11lOL II) CUI RegistryU oc w Si fiED
I NrORM ATtON
Use the CU I logo Search the Registry [to)Contact Us
About CUI
Po licy and GuidanceKey Elements of CUI
Chronology and Hi story
FA05
CUI Registry
General Guidelines
CategoriesSubcategories
Pc 1n~ ~ 11da bull
Glossary
CUI Reports
CU I Training
What others bullrbull
saying
The Controlled Unclassified Information Executive Agent (CUI EA) issues guidance to Executive
branch departments and agencies that handle unclassified information that requires safeguarding or dissemination controls pursuant to and consistent wit h applicable law
regulations and government-wide policies
CUI Executive Order and Implementing Regulation
Issue Date Title
XXXXXXXX 32 CFR 2002 Contro lled Undassified Information PLACEHOLDER
1104 2010 Executive Order 13556 Contr olled Unclassified Information
CUI Notices and Executive Agent Guidance
CUI Registry- Left Sidebar
Chronology and Hi story
FA05
CUI Registry
General Guidelines
Pc
Glossary
CUI Reports
CU I Training
What others bullrbull
saying
Slogs I Bookmark Share IContact Us Jc([gt--~ Search Archovesgov~ ~ bull NATIONAL ARCHIVES
Research Our Records Veterans Servoce Records Teachers Resources Our locatoons Shop Onlme
Controlled Unclassified Information CUI) Homegt CU I gt CU I Policy and Gui dance
C 0 111lOL CUI RegistryU oc w Si fiED
I NrORM ATtON
Use the CU I logo Search the RegistryContact Us
About CUI
Po licy and GuidanceKey Elements of CUI
The Controlled Unclassified Information Executive Agent (CUI EA) issues guidance to Executive
branch departments and agencies that handle unclassified information that requires safeguarding or dissemination controls pursuant to and consistent wit h applicable law
regulations and government-wide policies
CUI Executive Order and Implementing Regulation
Issue Date Title
XXXXXXXX 32 CFR 2002 Contro lled Undassified Information PLACEHOLDER
1104 2010 Executive Order 13556 Controlled Unclassified Information
CUI Notices and Executive Agent Guidance
CUI Registry- Ongoing Maintenance
bull Add new categoriessubcategories as approved (Currently 23 Categories 82 Subcategories)
bull Annual updates to USC CFR (Currently 326 control enactment citations 144 sanction citations = 4 70 authority updates annually)
CUI Registry- 32 CFR 2002
Draft regulation reiterates that the CUI Registry is - Sole authoritative repository for information on CUI except
Executive Order 13556 and 32 CFR 2002 - Publicly accessible - Includes citation(s) to law regulation or Government-
wide policy that form the basis for each category and subcategory
- Notes any sanctions or penalties for misuse of each category or subcategory of CUI that are included in applicable statutes or regulations
CUI Registry- Policy and Guidance
Registry is repository for CUI policy and guidance - Executive Order 13556 - 32 CFR 2002 - CUI Advisory Council Charter - CUI Marking Handbook - CUI National Implementation Plan - Additional Executive Agent Notices
CUI Registry- Policy and Guidance
traquolltC11
KkY EIErroelaquosoCll
cttroflOICg aflCI Minor
FAQ
woorlsCIJI~
Policy a nd Guidance
The controlled unclassified InformatiOn Eltecuuvegent (CUI EA) issues guidanceto Ebullecutie branch departmentsand agencies that handle unclassified information that requires safeguarding Of dissemination controlsJpursuant to an-d consistent with applicable law re-gulations and government-Wide po1c1es
CUIExecutive Order and Implementing Regulation - -shy -shy -shy -shy -shy
~
11042010
IItie
32 Oll 2002 Control~~ Uncl o ifi ~ lnform tien PIACUmiddotOOLOH
Uc-cutiv Order13555CorrtrolodUld e~di~ lnfonn tion
CUINot ices and Executive ~ent Guldance
0703201l
OS 22 2013
04ll20)3
07172012
11222011
092011
CUI Advi$Ory Council
Titlo
MertinCntrollc-cl Un-d~i~c-cl l roormoion(Mo rkir-s- l-l e ndbool ) PLACUIOLOpoundR
R=ti ~c-d GuidoMc rcordi Cortrol cd U-cl c~fied lnfor1ruotilt0n ~nd the Frc~ oflnfonrutionAct(thh gtvpeuOKie~ t ho joirt iJgtuonu d e tod
NOYemberl22ott t
coruroll e-cJ UtCI ~~slfi oOCI IntorTatlon (CUI) OllcNorl ee 201~1 Promiddottl ~lonal
App1ova1 ot Proposea OJI Categ~bulli ~s a((StJbc il tegoties
OOIJoOII(MentsOfSelor AfencyOJICIa1a flo~ Pro_ranMena~er lorCUI Proeram IMPieiTentl t i OO
Controllod Urw l aaifi ~ Information(CUI) Qifico fiLcmoranlum- RcIJi owoi
Propoe3Cate~middot e~orCU RefbullStl)
Guidne~ r osardinCUI ~r-d thQFrdom ofl nfornuti on At ( uporco td en July 3 101(1)
Controlled Unc l n~ifi ed lnoorT~~tion (CUI) ()lfic Noi c 201101 l nito~~l
l nplcOT-enU1i on Glidllnte foe-Uccu~ive Orter13SiG
The CUIEA est ablished the CUIAdvisory Council to carry out consultative functionsdirected by Executive Order 13556
CUI Advisory Councbull Chan er-m PROVISIONAL
Additional Resources
The CUIEA hasdeveloped recommendationsto assist departmentsand agend es in development of their CU I programsand submtsston 0 Information to the EA
Compliance Plan Overview for Departments and Agencies~
Executive Order 13556 0bulleM ewforDepartments and Agenciesm
I
CUI Registry- Agency Implementation Policy amp Practice
Agency-specific CUI implementation considerations - Agency may determine that only selected
categoriessubcategories will be designated by agency personnel
- Agency discretion in certain marking practices bull Full Marking (AGRICULTURE) versus Abbreviated Marking (AG)
bull Require categorysubcategory banner markings for CUI BASIC
- CUI may be handled differently within the agency (discretion to waive marking requirement)
- CUI Registry provides guard rails for Agency practices
CUI Registry- Whats Next Slogs I Bo o km arkSh are ICont act Us -~
Searcn Archtves gov ~- bull NATlONAL ARCHlYES
PGseatc h O ut Rocords VotGrans SGuvtce RGcords TeachGrs RoGourcGs O ur Locottons Shop OnhnG
Controlled Unclassified Information (CUI) Home OJI
CONH OUlD Esta blished by Executive Orde r 13556 the Controlled Unclassified Information (CUI) UfLlA)~IfltO
1 - 1()1~1gtAT()Nprogram standardizes the way t he Executive branch handles unclassified irlformation t hat r equires safegua rding o r dissemi nation controls pur suant t o and consistent wit h law
Use the CUI Logor egulations and Government-wide policies Learn About CUI bull
Contact Us
News and Notices Registry
bull December 8 2014 -Welcome to the new CU I Portal
The CUI Regist ry is the aJthoritative sour ce for guidance regarding OJI p-olicies and practices -bull Search the Re0istry
Access Registry by Policy and Guidance
bull Cat egory-Subcategory bull Executive Or der 13556
bull CU I Notices
Additional Information
bull CUI Glossary
Tra ining Oversight
Markings
32 CFR 2002 middot Implementing Dir ective
bull Ma rking Handbook
limited Oiseminat ion
IJI Learn about train ingdev eloped by the _ l eam aoout CUI oversight r equ irements ~Executive Agent for CUI user s ~and tools
bull OJI Training Modules bull CUI Rep orts
CUI Registry- Whats Next
bull The Registry will evolve format is continually evaluated for clarity and functionality
bull New categoriessubcategoriesauthorities added as identified
bull The CUI Executive Agent will issue additional policy and guidance as needed these documents will be included in the Registry
bull Ongoing Maintenance (Authority Citation Updates)
CUI Registry- Online Demo
Walk through - Front page - General Guidelines - Category-Subcategory List - Detail page - Authority Citation - Policy amp Guidance - Glossary -Search - Left side-bar - Under Development
CUI Registry- QampA
Questions
CONTROLLED
UNCLASSIFIED
INFORMATION
CUI Registry- Left Sidebar
Chronology and Hi story
FA05
CUI Registry
General Guidelines
Pc
Glossary
CUI Reports
CU I Training
What others bullrbull
saying
Slogs I Bookmark Share IContact Us Jc([gt--~ Search Archovesgov~ ~ bull NATIONAL ARCHIVES
Research Our Records Veterans Servoce Records Teachers Resources Our locatoons Shop Onlme
Controlled Unclassified Information CUI) Homegt CU I gt CU I Policy and Gui dance
C 0 111lOL CUI RegistryU oc w Si fiED
I NrORM ATtON
Use the CU I logo Search the RegistryContact Us
About CUI
Po licy and GuidanceKey Elements of CUI
The Controlled Unclassified Information Executive Agent (CUI EA) issues guidance to Executive
branch departments and agencies that handle unclassified information that requires safeguarding or dissemination controls pursuant to and consistent wit h applicable law
regulations and government-wide policies
CUI Executive Order and Implementing Regulation
Issue Date Title
XXXXXXXX 32 CFR 2002 Contro lled Undassified Information PLACEHOLDER
1104 2010 Executive Order 13556 Controlled Unclassified Information
CUI Notices and Executive Agent Guidance
CUI Registry- Ongoing Maintenance
bull Add new categoriessubcategories as approved (Currently 23 Categories 82 Subcategories)
bull Annual updates to USC CFR (Currently 326 control enactment citations 144 sanction citations = 4 70 authority updates annually)
CUI Registry- 32 CFR 2002
Draft regulation reiterates that the CUI Registry is - Sole authoritative repository for information on CUI except
Executive Order 13556 and 32 CFR 2002 - Publicly accessible - Includes citation(s) to law regulation or Government-
wide policy that form the basis for each category and subcategory
- Notes any sanctions or penalties for misuse of each category or subcategory of CUI that are included in applicable statutes or regulations
CUI Registry- Policy and Guidance
Registry is repository for CUI policy and guidance - Executive Order 13556 - 32 CFR 2002 - CUI Advisory Council Charter - CUI Marking Handbook - CUI National Implementation Plan - Additional Executive Agent Notices
CUI Registry- Policy and Guidance
traquolltC11
KkY EIErroelaquosoCll
cttroflOICg aflCI Minor
FAQ
woorlsCIJI~
Policy a nd Guidance
The controlled unclassified InformatiOn Eltecuuvegent (CUI EA) issues guidanceto Ebullecutie branch departmentsand agencies that handle unclassified information that requires safeguarding Of dissemination controlsJpursuant to an-d consistent with applicable law re-gulations and government-Wide po1c1es
CUIExecutive Order and Implementing Regulation - -shy -shy -shy -shy -shy
~
11042010
IItie
32 Oll 2002 Control~~ Uncl o ifi ~ lnform tien PIACUmiddotOOLOH
Uc-cutiv Order13555CorrtrolodUld e~di~ lnfonn tion
CUINot ices and Executive ~ent Guldance
0703201l
OS 22 2013
04ll20)3
07172012
11222011
092011
CUI Advi$Ory Council
Titlo
MertinCntrollc-cl Un-d~i~c-cl l roormoion(Mo rkir-s- l-l e ndbool ) PLACUIOLOpoundR
R=ti ~c-d GuidoMc rcordi Cortrol cd U-cl c~fied lnfor1ruotilt0n ~nd the Frc~ oflnfonrutionAct(thh gtvpeuOKie~ t ho joirt iJgtuonu d e tod
NOYemberl22ott t
coruroll e-cJ UtCI ~~slfi oOCI IntorTatlon (CUI) OllcNorl ee 201~1 Promiddottl ~lonal
App1ova1 ot Proposea OJI Categ~bulli ~s a((StJbc il tegoties
OOIJoOII(MentsOfSelor AfencyOJICIa1a flo~ Pro_ranMena~er lorCUI Proeram IMPieiTentl t i OO
Controllod Urw l aaifi ~ Information(CUI) Qifico fiLcmoranlum- RcIJi owoi
Propoe3Cate~middot e~orCU RefbullStl)
Guidne~ r osardinCUI ~r-d thQFrdom ofl nfornuti on At ( uporco td en July 3 101(1)
Controlled Unc l n~ifi ed lnoorT~~tion (CUI) ()lfic Noi c 201101 l nito~~l
l nplcOT-enU1i on Glidllnte foe-Uccu~ive Orter13SiG
The CUIEA est ablished the CUIAdvisory Council to carry out consultative functionsdirected by Executive Order 13556
CUI Advisory Councbull Chan er-m PROVISIONAL
Additional Resources
The CUIEA hasdeveloped recommendationsto assist departmentsand agend es in development of their CU I programsand submtsston 0 Information to the EA
Compliance Plan Overview for Departments and Agencies~
Executive Order 13556 0bulleM ewforDepartments and Agenciesm
I
CUI Registry- Agency Implementation Policy amp Practice
Agency-specific CUI implementation considerations - Agency may determine that only selected
categoriessubcategories will be designated by agency personnel
- Agency discretion in certain marking practices bull Full Marking (AGRICULTURE) versus Abbreviated Marking (AG)
bull Require categorysubcategory banner markings for CUI BASIC
- CUI may be handled differently within the agency (discretion to waive marking requirement)
- CUI Registry provides guard rails for Agency practices
CUI Registry- Whats Next Slogs I Bo o km arkSh are ICont act Us -~
Searcn Archtves gov ~- bull NATlONAL ARCHlYES
PGseatc h O ut Rocords VotGrans SGuvtce RGcords TeachGrs RoGourcGs O ur Locottons Shop OnhnG
Controlled Unclassified Information (CUI) Home OJI
CONH OUlD Esta blished by Executive Orde r 13556 the Controlled Unclassified Information (CUI) UfLlA)~IfltO
1 - 1()1~1gtAT()Nprogram standardizes the way t he Executive branch handles unclassified irlformation t hat r equires safegua rding o r dissemi nation controls pur suant t o and consistent wit h law
Use the CUI Logor egulations and Government-wide policies Learn About CUI bull
Contact Us
News and Notices Registry
bull December 8 2014 -Welcome to the new CU I Portal
The CUI Regist ry is the aJthoritative sour ce for guidance regarding OJI p-olicies and practices -bull Search the Re0istry
Access Registry by Policy and Guidance
bull Cat egory-Subcategory bull Executive Or der 13556
bull CU I Notices
Additional Information
bull CUI Glossary
Tra ining Oversight
Markings
32 CFR 2002 middot Implementing Dir ective
bull Ma rking Handbook
limited Oiseminat ion
IJI Learn about train ingdev eloped by the _ l eam aoout CUI oversight r equ irements ~Executive Agent for CUI user s ~and tools
bull OJI Training Modules bull CUI Rep orts
CUI Registry- Whats Next
bull The Registry will evolve format is continually evaluated for clarity and functionality
bull New categoriessubcategoriesauthorities added as identified
bull The CUI Executive Agent will issue additional policy and guidance as needed these documents will be included in the Registry
bull Ongoing Maintenance (Authority Citation Updates)
CUI Registry- Online Demo
Walk through - Front page - General Guidelines - Category-Subcategory List - Detail page - Authority Citation - Policy amp Guidance - Glossary -Search - Left side-bar - Under Development
CUI Registry- QampA
Questions
CONTROLLED
UNCLASSIFIED
INFORMATION
CUI Registry- Ongoing Maintenance
bull Add new categoriessubcategories as approved (Currently 23 Categories 82 Subcategories)
bull Annual updates to USC CFR (Currently 326 control enactment citations 144 sanction citations = 4 70 authority updates annually)
CUI Registry- 32 CFR 2002
Draft regulation reiterates that the CUI Registry is - Sole authoritative repository for information on CUI except
Executive Order 13556 and 32 CFR 2002 - Publicly accessible - Includes citation(s) to law regulation or Government-
wide policy that form the basis for each category and subcategory
- Notes any sanctions or penalties for misuse of each category or subcategory of CUI that are included in applicable statutes or regulations
CUI Registry- Policy and Guidance
Registry is repository for CUI policy and guidance - Executive Order 13556 - 32 CFR 2002 - CUI Advisory Council Charter - CUI Marking Handbook - CUI National Implementation Plan - Additional Executive Agent Notices
CUI Registry- Policy and Guidance
traquolltC11
KkY EIErroelaquosoCll
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FAQ
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Policy a nd Guidance
The controlled unclassified InformatiOn Eltecuuvegent (CUI EA) issues guidanceto Ebullecutie branch departmentsand agencies that handle unclassified information that requires safeguarding Of dissemination controlsJpursuant to an-d consistent with applicable law re-gulations and government-Wide po1c1es
CUIExecutive Order and Implementing Regulation - -shy -shy -shy -shy -shy
~
11042010
IItie
32 Oll 2002 Control~~ Uncl o ifi ~ lnform tien PIACUmiddotOOLOH
Uc-cutiv Order13555CorrtrolodUld e~di~ lnfonn tion
CUINot ices and Executive ~ent Guldance
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OS 22 2013
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092011
CUI Advi$Ory Council
Titlo
MertinCntrollc-cl Un-d~i~c-cl l roormoion(Mo rkir-s- l-l e ndbool ) PLACUIOLOpoundR
R=ti ~c-d GuidoMc rcordi Cortrol cd U-cl c~fied lnfor1ruotilt0n ~nd the Frc~ oflnfonrutionAct(thh gtvpeuOKie~ t ho joirt iJgtuonu d e tod
NOYemberl22ott t
coruroll e-cJ UtCI ~~slfi oOCI IntorTatlon (CUI) OllcNorl ee 201~1 Promiddottl ~lonal
App1ova1 ot Proposea OJI Categ~bulli ~s a((StJbc il tegoties
OOIJoOII(MentsOfSelor AfencyOJICIa1a flo~ Pro_ranMena~er lorCUI Proeram IMPieiTentl t i OO
Controllod Urw l aaifi ~ Information(CUI) Qifico fiLcmoranlum- RcIJi owoi
Propoe3Cate~middot e~orCU RefbullStl)
Guidne~ r osardinCUI ~r-d thQFrdom ofl nfornuti on At ( uporco td en July 3 101(1)
Controlled Unc l n~ifi ed lnoorT~~tion (CUI) ()lfic Noi c 201101 l nito~~l
l nplcOT-enU1i on Glidllnte foe-Uccu~ive Orter13SiG
The CUIEA est ablished the CUIAdvisory Council to carry out consultative functionsdirected by Executive Order 13556
CUI Advisory Councbull Chan er-m PROVISIONAL
Additional Resources
The CUIEA hasdeveloped recommendationsto assist departmentsand agend es in development of their CU I programsand submtsston 0 Information to the EA
Compliance Plan Overview for Departments and Agencies~
Executive Order 13556 0bulleM ewforDepartments and Agenciesm
I
CUI Registry- Agency Implementation Policy amp Practice
Agency-specific CUI implementation considerations - Agency may determine that only selected
categoriessubcategories will be designated by agency personnel
- Agency discretion in certain marking practices bull Full Marking (AGRICULTURE) versus Abbreviated Marking (AG)
bull Require categorysubcategory banner markings for CUI BASIC
- CUI may be handled differently within the agency (discretion to waive marking requirement)
- CUI Registry provides guard rails for Agency practices
CUI Registry- Whats Next Slogs I Bo o km arkSh are ICont act Us -~
Searcn Archtves gov ~- bull NATlONAL ARCHlYES
PGseatc h O ut Rocords VotGrans SGuvtce RGcords TeachGrs RoGourcGs O ur Locottons Shop OnhnG
Controlled Unclassified Information (CUI) Home OJI
CONH OUlD Esta blished by Executive Orde r 13556 the Controlled Unclassified Information (CUI) UfLlA)~IfltO
1 - 1()1~1gtAT()Nprogram standardizes the way t he Executive branch handles unclassified irlformation t hat r equires safegua rding o r dissemi nation controls pur suant t o and consistent wit h law
Use the CUI Logor egulations and Government-wide policies Learn About CUI bull
Contact Us
News and Notices Registry
bull December 8 2014 -Welcome to the new CU I Portal
The CUI Regist ry is the aJthoritative sour ce for guidance regarding OJI p-olicies and practices -bull Search the Re0istry
Access Registry by Policy and Guidance
bull Cat egory-Subcategory bull Executive Or der 13556
bull CU I Notices
Additional Information
bull CUI Glossary
Tra ining Oversight
Markings
32 CFR 2002 middot Implementing Dir ective
bull Ma rking Handbook
limited Oiseminat ion
IJI Learn about train ingdev eloped by the _ l eam aoout CUI oversight r equ irements ~Executive Agent for CUI user s ~and tools
bull OJI Training Modules bull CUI Rep orts
CUI Registry- Whats Next
bull The Registry will evolve format is continually evaluated for clarity and functionality
bull New categoriessubcategoriesauthorities added as identified
bull The CUI Executive Agent will issue additional policy and guidance as needed these documents will be included in the Registry
bull Ongoing Maintenance (Authority Citation Updates)
CUI Registry- Online Demo
Walk through - Front page - General Guidelines - Category-Subcategory List - Detail page - Authority Citation - Policy amp Guidance - Glossary -Search - Left side-bar - Under Development
CUI Registry- QampA
Questions
CONTROLLED
UNCLASSIFIED
INFORMATION
CUI Registry- 32 CFR 2002
Draft regulation reiterates that the CUI Registry is - Sole authoritative repository for information on CUI except
Executive Order 13556 and 32 CFR 2002 - Publicly accessible - Includes citation(s) to law regulation or Government-
wide policy that form the basis for each category and subcategory
- Notes any sanctions or penalties for misuse of each category or subcategory of CUI that are included in applicable statutes or regulations
CUI Registry- Policy and Guidance
Registry is repository for CUI policy and guidance - Executive Order 13556 - 32 CFR 2002 - CUI Advisory Council Charter - CUI Marking Handbook - CUI National Implementation Plan - Additional Executive Agent Notices
CUI Registry- Policy and Guidance
traquolltC11
KkY EIErroelaquosoCll
cttroflOICg aflCI Minor
FAQ
woorlsCIJI~
Policy a nd Guidance
The controlled unclassified InformatiOn Eltecuuvegent (CUI EA) issues guidanceto Ebullecutie branch departmentsand agencies that handle unclassified information that requires safeguarding Of dissemination controlsJpursuant to an-d consistent with applicable law re-gulations and government-Wide po1c1es
CUIExecutive Order and Implementing Regulation - -shy -shy -shy -shy -shy
~
11042010
IItie
32 Oll 2002 Control~~ Uncl o ifi ~ lnform tien PIACUmiddotOOLOH
Uc-cutiv Order13555CorrtrolodUld e~di~ lnfonn tion
CUINot ices and Executive ~ent Guldance
0703201l
OS 22 2013
04ll20)3
07172012
11222011
092011
CUI Advi$Ory Council
Titlo
MertinCntrollc-cl Un-d~i~c-cl l roormoion(Mo rkir-s- l-l e ndbool ) PLACUIOLOpoundR
R=ti ~c-d GuidoMc rcordi Cortrol cd U-cl c~fied lnfor1ruotilt0n ~nd the Frc~ oflnfonrutionAct(thh gtvpeuOKie~ t ho joirt iJgtuonu d e tod
NOYemberl22ott t
coruroll e-cJ UtCI ~~slfi oOCI IntorTatlon (CUI) OllcNorl ee 201~1 Promiddottl ~lonal
App1ova1 ot Proposea OJI Categ~bulli ~s a((StJbc il tegoties
OOIJoOII(MentsOfSelor AfencyOJICIa1a flo~ Pro_ranMena~er lorCUI Proeram IMPieiTentl t i OO
Controllod Urw l aaifi ~ Information(CUI) Qifico fiLcmoranlum- RcIJi owoi
Propoe3Cate~middot e~orCU RefbullStl)
Guidne~ r osardinCUI ~r-d thQFrdom ofl nfornuti on At ( uporco td en July 3 101(1)
Controlled Unc l n~ifi ed lnoorT~~tion (CUI) ()lfic Noi c 201101 l nito~~l
l nplcOT-enU1i on Glidllnte foe-Uccu~ive Orter13SiG
The CUIEA est ablished the CUIAdvisory Council to carry out consultative functionsdirected by Executive Order 13556
CUI Advisory Councbull Chan er-m PROVISIONAL
Additional Resources
The CUIEA hasdeveloped recommendationsto assist departmentsand agend es in development of their CU I programsand submtsston 0 Information to the EA
Compliance Plan Overview for Departments and Agencies~
Executive Order 13556 0bulleM ewforDepartments and Agenciesm
I
CUI Registry- Agency Implementation Policy amp Practice
Agency-specific CUI implementation considerations - Agency may determine that only selected
categoriessubcategories will be designated by agency personnel
- Agency discretion in certain marking practices bull Full Marking (AGRICULTURE) versus Abbreviated Marking (AG)
bull Require categorysubcategory banner markings for CUI BASIC
- CUI may be handled differently within the agency (discretion to waive marking requirement)
- CUI Registry provides guard rails for Agency practices
CUI Registry- Whats Next Slogs I Bo o km arkSh are ICont act Us -~
Searcn Archtves gov ~- bull NATlONAL ARCHlYES
PGseatc h O ut Rocords VotGrans SGuvtce RGcords TeachGrs RoGourcGs O ur Locottons Shop OnhnG
Controlled Unclassified Information (CUI) Home OJI
CONH OUlD Esta blished by Executive Orde r 13556 the Controlled Unclassified Information (CUI) UfLlA)~IfltO
1 - 1()1~1gtAT()Nprogram standardizes the way t he Executive branch handles unclassified irlformation t hat r equires safegua rding o r dissemi nation controls pur suant t o and consistent wit h law
Use the CUI Logor egulations and Government-wide policies Learn About CUI bull
Contact Us
News and Notices Registry
bull December 8 2014 -Welcome to the new CU I Portal
The CUI Regist ry is the aJthoritative sour ce for guidance regarding OJI p-olicies and practices -bull Search the Re0istry
Access Registry by Policy and Guidance
bull Cat egory-Subcategory bull Executive Or der 13556
bull CU I Notices
Additional Information
bull CUI Glossary
Tra ining Oversight
Markings
32 CFR 2002 middot Implementing Dir ective
bull Ma rking Handbook
limited Oiseminat ion
IJI Learn about train ingdev eloped by the _ l eam aoout CUI oversight r equ irements ~Executive Agent for CUI user s ~and tools
bull OJI Training Modules bull CUI Rep orts
CUI Registry- Whats Next
bull The Registry will evolve format is continually evaluated for clarity and functionality
bull New categoriessubcategoriesauthorities added as identified
bull The CUI Executive Agent will issue additional policy and guidance as needed these documents will be included in the Registry
bull Ongoing Maintenance (Authority Citation Updates)
CUI Registry- Online Demo
Walk through - Front page - General Guidelines - Category-Subcategory List - Detail page - Authority Citation - Policy amp Guidance - Glossary -Search - Left side-bar - Under Development
CUI Registry- QampA
Questions
CONTROLLED
UNCLASSIFIED
INFORMATION
CUI Registry- Policy and Guidance
Registry is repository for CUI policy and guidance - Executive Order 13556 - 32 CFR 2002 - CUI Advisory Council Charter - CUI Marking Handbook - CUI National Implementation Plan - Additional Executive Agent Notices
CUI Registry- Policy and Guidance
traquolltC11
KkY EIErroelaquosoCll
cttroflOICg aflCI Minor
FAQ
woorlsCIJI~
Policy a nd Guidance
The controlled unclassified InformatiOn Eltecuuvegent (CUI EA) issues guidanceto Ebullecutie branch departmentsand agencies that handle unclassified information that requires safeguarding Of dissemination controlsJpursuant to an-d consistent with applicable law re-gulations and government-Wide po1c1es
CUIExecutive Order and Implementing Regulation - -shy -shy -shy -shy -shy
~
11042010
IItie
32 Oll 2002 Control~~ Uncl o ifi ~ lnform tien PIACUmiddotOOLOH
Uc-cutiv Order13555CorrtrolodUld e~di~ lnfonn tion
CUINot ices and Executive ~ent Guldance
0703201l
OS 22 2013
04ll20)3
07172012
11222011
092011
CUI Advi$Ory Council
Titlo
MertinCntrollc-cl Un-d~i~c-cl l roormoion(Mo rkir-s- l-l e ndbool ) PLACUIOLOpoundR
R=ti ~c-d GuidoMc rcordi Cortrol cd U-cl c~fied lnfor1ruotilt0n ~nd the Frc~ oflnfonrutionAct(thh gtvpeuOKie~ t ho joirt iJgtuonu d e tod
NOYemberl22ott t
coruroll e-cJ UtCI ~~slfi oOCI IntorTatlon (CUI) OllcNorl ee 201~1 Promiddottl ~lonal
App1ova1 ot Proposea OJI Categ~bulli ~s a((StJbc il tegoties
OOIJoOII(MentsOfSelor AfencyOJICIa1a flo~ Pro_ranMena~er lorCUI Proeram IMPieiTentl t i OO
Controllod Urw l aaifi ~ Information(CUI) Qifico fiLcmoranlum- RcIJi owoi
Propoe3Cate~middot e~orCU RefbullStl)
Guidne~ r osardinCUI ~r-d thQFrdom ofl nfornuti on At ( uporco td en July 3 101(1)
Controlled Unc l n~ifi ed lnoorT~~tion (CUI) ()lfic Noi c 201101 l nito~~l
l nplcOT-enU1i on Glidllnte foe-Uccu~ive Orter13SiG
The CUIEA est ablished the CUIAdvisory Council to carry out consultative functionsdirected by Executive Order 13556
CUI Advisory Councbull Chan er-m PROVISIONAL
Additional Resources
The CUIEA hasdeveloped recommendationsto assist departmentsand agend es in development of their CU I programsand submtsston 0 Information to the EA
Compliance Plan Overview for Departments and Agencies~
Executive Order 13556 0bulleM ewforDepartments and Agenciesm
I
CUI Registry- Agency Implementation Policy amp Practice
Agency-specific CUI implementation considerations - Agency may determine that only selected
categoriessubcategories will be designated by agency personnel
- Agency discretion in certain marking practices bull Full Marking (AGRICULTURE) versus Abbreviated Marking (AG)
bull Require categorysubcategory banner markings for CUI BASIC
- CUI may be handled differently within the agency (discretion to waive marking requirement)
- CUI Registry provides guard rails for Agency practices
CUI Registry- Whats Next Slogs I Bo o km arkSh are ICont act Us -~
Searcn Archtves gov ~- bull NATlONAL ARCHlYES
PGseatc h O ut Rocords VotGrans SGuvtce RGcords TeachGrs RoGourcGs O ur Locottons Shop OnhnG
Controlled Unclassified Information (CUI) Home OJI
CONH OUlD Esta blished by Executive Orde r 13556 the Controlled Unclassified Information (CUI) UfLlA)~IfltO
1 - 1()1~1gtAT()Nprogram standardizes the way t he Executive branch handles unclassified irlformation t hat r equires safegua rding o r dissemi nation controls pur suant t o and consistent wit h law
Use the CUI Logor egulations and Government-wide policies Learn About CUI bull
Contact Us
News and Notices Registry
bull December 8 2014 -Welcome to the new CU I Portal
The CUI Regist ry is the aJthoritative sour ce for guidance regarding OJI p-olicies and practices -bull Search the Re0istry
Access Registry by Policy and Guidance
bull Cat egory-Subcategory bull Executive Or der 13556
bull CU I Notices
Additional Information
bull CUI Glossary
Tra ining Oversight
Markings
32 CFR 2002 middot Implementing Dir ective
bull Ma rking Handbook
limited Oiseminat ion
IJI Learn about train ingdev eloped by the _ l eam aoout CUI oversight r equ irements ~Executive Agent for CUI user s ~and tools
bull OJI Training Modules bull CUI Rep orts
CUI Registry- Whats Next
bull The Registry will evolve format is continually evaluated for clarity and functionality
bull New categoriessubcategoriesauthorities added as identified
bull The CUI Executive Agent will issue additional policy and guidance as needed these documents will be included in the Registry
bull Ongoing Maintenance (Authority Citation Updates)
CUI Registry- Online Demo
Walk through - Front page - General Guidelines - Category-Subcategory List - Detail page - Authority Citation - Policy amp Guidance - Glossary -Search - Left side-bar - Under Development
CUI Registry- QampA
Questions
CONTROLLED
UNCLASSIFIED
INFORMATION
CUI Registry- Policy and Guidance
traquolltC11
KkY EIErroelaquosoCll
cttroflOICg aflCI Minor
FAQ
woorlsCIJI~
Policy a nd Guidance
The controlled unclassified InformatiOn Eltecuuvegent (CUI EA) issues guidanceto Ebullecutie branch departmentsand agencies that handle unclassified information that requires safeguarding Of dissemination controlsJpursuant to an-d consistent with applicable law re-gulations and government-Wide po1c1es
CUIExecutive Order and Implementing Regulation - -shy -shy -shy -shy -shy
~
11042010
IItie
32 Oll 2002 Control~~ Uncl o ifi ~ lnform tien PIACUmiddotOOLOH
Uc-cutiv Order13555CorrtrolodUld e~di~ lnfonn tion
CUINot ices and Executive ~ent Guldance
0703201l
OS 22 2013
04ll20)3
07172012
11222011
092011
CUI Advi$Ory Council
Titlo
MertinCntrollc-cl Un-d~i~c-cl l roormoion(Mo rkir-s- l-l e ndbool ) PLACUIOLOpoundR
R=ti ~c-d GuidoMc rcordi Cortrol cd U-cl c~fied lnfor1ruotilt0n ~nd the Frc~ oflnfonrutionAct(thh gtvpeuOKie~ t ho joirt iJgtuonu d e tod
NOYemberl22ott t
coruroll e-cJ UtCI ~~slfi oOCI IntorTatlon (CUI) OllcNorl ee 201~1 Promiddottl ~lonal
App1ova1 ot Proposea OJI Categ~bulli ~s a((StJbc il tegoties
OOIJoOII(MentsOfSelor AfencyOJICIa1a flo~ Pro_ranMena~er lorCUI Proeram IMPieiTentl t i OO
Controllod Urw l aaifi ~ Information(CUI) Qifico fiLcmoranlum- RcIJi owoi
Propoe3Cate~middot e~orCU RefbullStl)
Guidne~ r osardinCUI ~r-d thQFrdom ofl nfornuti on At ( uporco td en July 3 101(1)
Controlled Unc l n~ifi ed lnoorT~~tion (CUI) ()lfic Noi c 201101 l nito~~l
l nplcOT-enU1i on Glidllnte foe-Uccu~ive Orter13SiG
The CUIEA est ablished the CUIAdvisory Council to carry out consultative functionsdirected by Executive Order 13556
CUI Advisory Councbull Chan er-m PROVISIONAL
Additional Resources
The CUIEA hasdeveloped recommendationsto assist departmentsand agend es in development of their CU I programsand submtsston 0 Information to the EA
Compliance Plan Overview for Departments and Agencies~
Executive Order 13556 0bulleM ewforDepartments and Agenciesm
I
CUI Registry- Agency Implementation Policy amp Practice
Agency-specific CUI implementation considerations - Agency may determine that only selected
categoriessubcategories will be designated by agency personnel
- Agency discretion in certain marking practices bull Full Marking (AGRICULTURE) versus Abbreviated Marking (AG)
bull Require categorysubcategory banner markings for CUI BASIC
- CUI may be handled differently within the agency (discretion to waive marking requirement)
- CUI Registry provides guard rails for Agency practices
CUI Registry- Whats Next Slogs I Bo o km arkSh are ICont act Us -~
Searcn Archtves gov ~- bull NATlONAL ARCHlYES
PGseatc h O ut Rocords VotGrans SGuvtce RGcords TeachGrs RoGourcGs O ur Locottons Shop OnhnG
Controlled Unclassified Information (CUI) Home OJI
CONH OUlD Esta blished by Executive Orde r 13556 the Controlled Unclassified Information (CUI) UfLlA)~IfltO
1 - 1()1~1gtAT()Nprogram standardizes the way t he Executive branch handles unclassified irlformation t hat r equires safegua rding o r dissemi nation controls pur suant t o and consistent wit h law
Use the CUI Logor egulations and Government-wide policies Learn About CUI bull
Contact Us
News and Notices Registry
bull December 8 2014 -Welcome to the new CU I Portal
The CUI Regist ry is the aJthoritative sour ce for guidance regarding OJI p-olicies and practices -bull Search the Re0istry
Access Registry by Policy and Guidance
bull Cat egory-Subcategory bull Executive Or der 13556
bull CU I Notices
Additional Information
bull CUI Glossary
Tra ining Oversight
Markings
32 CFR 2002 middot Implementing Dir ective
bull Ma rking Handbook
limited Oiseminat ion
IJI Learn about train ingdev eloped by the _ l eam aoout CUI oversight r equ irements ~Executive Agent for CUI user s ~and tools
bull OJI Training Modules bull CUI Rep orts
CUI Registry- Whats Next
bull The Registry will evolve format is continually evaluated for clarity and functionality
bull New categoriessubcategoriesauthorities added as identified
bull The CUI Executive Agent will issue additional policy and guidance as needed these documents will be included in the Registry
bull Ongoing Maintenance (Authority Citation Updates)
CUI Registry- Online Demo
Walk through - Front page - General Guidelines - Category-Subcategory List - Detail page - Authority Citation - Policy amp Guidance - Glossary -Search - Left side-bar - Under Development
CUI Registry- QampA
Questions
CONTROLLED
UNCLASSIFIED
INFORMATION
I
CUI Registry- Agency Implementation Policy amp Practice
Agency-specific CUI implementation considerations - Agency may determine that only selected
categoriessubcategories will be designated by agency personnel
- Agency discretion in certain marking practices bull Full Marking (AGRICULTURE) versus Abbreviated Marking (AG)
bull Require categorysubcategory banner markings for CUI BASIC
- CUI may be handled differently within the agency (discretion to waive marking requirement)
- CUI Registry provides guard rails for Agency practices
CUI Registry- Whats Next Slogs I Bo o km arkSh are ICont act Us -~
Searcn Archtves gov ~- bull NATlONAL ARCHlYES
PGseatc h O ut Rocords VotGrans SGuvtce RGcords TeachGrs RoGourcGs O ur Locottons Shop OnhnG
Controlled Unclassified Information (CUI) Home OJI
CONH OUlD Esta blished by Executive Orde r 13556 the Controlled Unclassified Information (CUI) UfLlA)~IfltO
1 - 1()1~1gtAT()Nprogram standardizes the way t he Executive branch handles unclassified irlformation t hat r equires safegua rding o r dissemi nation controls pur suant t o and consistent wit h law
Use the CUI Logor egulations and Government-wide policies Learn About CUI bull
Contact Us
News and Notices Registry
bull December 8 2014 -Welcome to the new CU I Portal
The CUI Regist ry is the aJthoritative sour ce for guidance regarding OJI p-olicies and practices -bull Search the Re0istry
Access Registry by Policy and Guidance
bull Cat egory-Subcategory bull Executive Or der 13556
bull CU I Notices
Additional Information
bull CUI Glossary
Tra ining Oversight
Markings
32 CFR 2002 middot Implementing Dir ective
bull Ma rking Handbook
limited Oiseminat ion
IJI Learn about train ingdev eloped by the _ l eam aoout CUI oversight r equ irements ~Executive Agent for CUI user s ~and tools
bull OJI Training Modules bull CUI Rep orts
CUI Registry- Whats Next
bull The Registry will evolve format is continually evaluated for clarity and functionality
bull New categoriessubcategoriesauthorities added as identified
bull The CUI Executive Agent will issue additional policy and guidance as needed these documents will be included in the Registry
bull Ongoing Maintenance (Authority Citation Updates)
CUI Registry- Online Demo
Walk through - Front page - General Guidelines - Category-Subcategory List - Detail page - Authority Citation - Policy amp Guidance - Glossary -Search - Left side-bar - Under Development
CUI Registry- QampA
Questions
CONTROLLED
UNCLASSIFIED
INFORMATION
CUI Registry- Whats Next Slogs I Bo o km arkSh are ICont act Us -~
Searcn Archtves gov ~- bull NATlONAL ARCHlYES
PGseatc h O ut Rocords VotGrans SGuvtce RGcords TeachGrs RoGourcGs O ur Locottons Shop OnhnG
Controlled Unclassified Information (CUI) Home OJI
CONH OUlD Esta blished by Executive Orde r 13556 the Controlled Unclassified Information (CUI) UfLlA)~IfltO
1 - 1()1~1gtAT()Nprogram standardizes the way t he Executive branch handles unclassified irlformation t hat r equires safegua rding o r dissemi nation controls pur suant t o and consistent wit h law
Use the CUI Logor egulations and Government-wide policies Learn About CUI bull
Contact Us
News and Notices Registry
bull December 8 2014 -Welcome to the new CU I Portal
The CUI Regist ry is the aJthoritative sour ce for guidance regarding OJI p-olicies and practices -bull Search the Re0istry
Access Registry by Policy and Guidance
bull Cat egory-Subcategory bull Executive Or der 13556
bull CU I Notices
Additional Information
bull CUI Glossary
Tra ining Oversight
Markings
32 CFR 2002 middot Implementing Dir ective
bull Ma rking Handbook
limited Oiseminat ion
IJI Learn about train ingdev eloped by the _ l eam aoout CUI oversight r equ irements ~Executive Agent for CUI user s ~and tools
bull OJI Training Modules bull CUI Rep orts
CUI Registry- Whats Next
bull The Registry will evolve format is continually evaluated for clarity and functionality
bull New categoriessubcategoriesauthorities added as identified
bull The CUI Executive Agent will issue additional policy and guidance as needed these documents will be included in the Registry
bull Ongoing Maintenance (Authority Citation Updates)
CUI Registry- Online Demo
Walk through - Front page - General Guidelines - Category-Subcategory List - Detail page - Authority Citation - Policy amp Guidance - Glossary -Search - Left side-bar - Under Development
CUI Registry- QampA
Questions
CONTROLLED
UNCLASSIFIED
INFORMATION
CUI Registry- Whats Next
bull The Registry will evolve format is continually evaluated for clarity and functionality
bull New categoriessubcategoriesauthorities added as identified
bull The CUI Executive Agent will issue additional policy and guidance as needed these documents will be included in the Registry
bull Ongoing Maintenance (Authority Citation Updates)
CUI Registry- Online Demo
Walk through - Front page - General Guidelines - Category-Subcategory List - Detail page - Authority Citation - Policy amp Guidance - Glossary -Search - Left side-bar - Under Development
CUI Registry- QampA
Questions
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UNCLASSIFIED
INFORMATION
CUI Registry- Online Demo
Walk through - Front page - General Guidelines - Category-Subcategory List - Detail page - Authority Citation - Policy amp Guidance - Glossary -Search - Left side-bar - Under Development
CUI Registry- QampA
Questions
CONTROLLED
UNCLASSIFIED
INFORMATION
CUI Registry- QampA
Questions
CONTROLLED
UNCLASSIFIED
INFORMATION
CONTROLLED
UNCLASSIFIED
INFORMATION