0
POSITION NAME OF ORGANIZATION/ENTITY
PARTIES AND TERMS
--
(
.. ' --
( ") f'I 0
(:
,. ·
2.
Repon Required by thr Erhic.1· FINANCIAL DISCLOSURE REPORT AO 10 ir1 Govemmcnr Acr of J97F. Rev. //2010 FOR CALENDAR YEAR 2009 (5 U.S.C. app. §§ 101-111)
1. P<r•o• Reporting (las[ name, first, middle initial)
BOWEN, DUDLEY H.
4. TiUc (Anick Ill judges indicate active or senior status; mngisirate judr,cs indicau: full· or part-time)
UNITED STATES DISTRICT JUDGE
7. Chamhen; or om.,, Addre.<s
UNITED ST A TES COURTHOUSE POBOX2106 AUGUSTA, GEORGIA 30903
2. Court or Ori:aniution
SOUTIIERN DISTRICT OF GEORGIA
D
Sa. Report Ty[>('. (check appropriate ty )
Nomination, Date
Initial Annual FinalD 0 D Sb. Amended Rcpon
3. Date or R•f)f)rt
06/Jl/2010
6. R•porling P<riod
01/01/2009 to
1213112009
8. On the basis or the lnform•tion con!Jlincd in this Report and any modifications pertalnini rt-lo, lt b, in m)' opinion, in compliance with applicable laws and re ulations.
Reviewing Officer !>ate
IMPORTANT NOTES: The fostructions accompanying this form must befollowed. Complete allparts, checking the NONE box for tach part whert you have no reportable informalkm. Sign on last page.
I, POSIT! ONS. (Reporting Individual only; see pp. 9-13 of filing inslrl4:tions.)
D NONE (No reportable positions.)
1. DIRECTOR FEDERAL JUDGES ASSOCIATION, 111 WEST WASITINGTON ST, SUITE 1100, CHICAGO, ILL. 60602
3.
4.
5.
CJ I'.)c:i C:3 AJ( ·:· r ·- ·-.j rn<-
( "" ( ()II. AGREEMENTS. (Reporling indMdual only; ... pp. 14-16 of filing instructions.) -- ..
r.1o-[{] NONE (No reportable agreements.) ,--. ·. <
r_:_'- }>'"'!·:1 - r11 "Tj
--i? CJ !.
2.
J.
Bowen, Dudley H.
SOURCE AND TYPE
SOURCE ANI2..IYEQ
SOURCE LOCATION PURPOSE
INCOME
ITEMS PAID OR PROVIDED
Name of Pcn;on Reporting note ofRcportFLl\'ANCIAL DISCLOSURE REPORT
Page 2 of 14 BOWEN, DUDLEY IL ()6/) 112010
IJI. N 0N-INVESTh1ENT INCO ME. (Reporting indMdual and spou,·e; uc pp. J 7-24 of filing instrue1ions.)
[{] A. Filer's Non-Investment Income
NONE (No reponable non-i11vestmenr income.)
(yours, not spouse'•)
I.
2.
3.
4.
B. Spouse's Non-Investment Income· Ifyou were married during any J"'t1ion of the reporting 1ear, compktethi• <"<lion.
(Dollaramount nor required excrptfor honoraria.J
[ZJ NONE (No reponable non-investment income.)
I.
2.
3.
4.
IV. REIMBURSEMENTS transportotlnn, lod;:in;:.food, entertainment. -
{Includes rhv. t: ro .'ffWU!> and depent1C11.t childrC'n: see pp. 25-27 ofjiling instructions.)
D NONE (No reponable reimhursements.)
I. FEDERAL JUDGES ASSOCIATION
May,2009 Wa•hington. DC Bd of Directors l'\ltg FJA Airfare, Meals, Local Transp, Tips
2.
3.
4.
5.
SOURCE DESCRIPTION
CREDITOR DESCRIPTION VALUE CODE
FINANCIAL DISCLOSURE REPORT
Page 3 of 14
i'iame of Person Reporting
BOWEN, UUDLEY II.
Dote or Rerort
0611112010
V, GIFTS. (Ifl eludes tllost to spouse a11d depwdent chilltren; ru pp. 28-31 of filing instructions.)
[2J NONE (No reportable gifts.)
l.
2.
3.
4.
5.
VI. LJABILJTJES. (Includes rhott of spollse and deptndtnt children;"' pp. 32·13 of filing Instructions.)
[{] NONE (No reportable liabilities.)
I.
2.
3.
4.
5.
of 1wnc
ti --· : sa tion< I
·-m·---J--c"iT- 1
--
M c I lrnm/dd/yy
----· - - -- _[_ --'-- ion)______ j
:sl,OOi"-. s-1-1.<\()IJ----· :-s:;(i.ooa
n\uc= !ieeC.ObrunC2) -------------------------------- ---· · --- ---- ·--··
> -A.
-----·
Name or Person Reporting Date or Report FINANCIAL DISCLOSURE REPORT Page 4of14 BOWEN, DUDLEY H. 06/1112010
VII. INVESTMENTS and TRUSTS - income, value, rramac1ion1 (Includes rh.,. of rpauu and d•ptndmr cliildrtn,- ..... '"· 1Ho in.<trucrim••.J
NONE (No reponable income, assers, or transactions.) D ['nco urin J Gra<s , ;,.at end �� nrtmg pe::-
rcportmg period oi--1(.I)-r Ile<cnption of Assets (including trust assets) I ofrcponing penod ·-(2) - ci}___ c2>I/mount Type (c. . Valuo
Code l div., rent. Codi: 2 hny, ..,11, -:) _ _j_ __:::·) _
c5> Dale Value Gain Identity of
Code 21 C.odc 1 Place "(X)" after each asset Type (e g.,ValueI
e>empt from pnor disdosur< buyer/sellerI1
CJ.P) (A-I!) : ;.;; )..
--- -
I. CHARLES SCHWAB IRA #1
2. MBIA, Inc
3. Emerson Electric
4. FISERV, Inc
5. McGraw Hill Cos
6. Marathon Oil
7. AirTran Holdings
8. Air Tran Holdings
9. Aqua America
10. Aqua America
11. Regions Financial
12. Regions Financial
13. Cousins Properties
14. Cousins Propcnies
15. Micro<eh
16. Micr oft
17. Thor Industries
A
A
A
A
A
A
A
A
A
A
A
A
A
A
A
A
DiYidend K
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
T
Sold
Sold
Sold
Sold
Buy
Sold
Buy
Sold
Buy
Sold
Buy
Sold
Buy
Sold
Buy
1 QIQ6/09 K A
08126/09 K B
10/06/09 K A
10/06/09 K A
10127/09 J
12/03/09 J A
08128/09 K
09126/09 K A
08106/()C) J
l l/18109 J A
08126/09 J
10/06109 J A
01/05/09 K
08/05/09 K A
01/05/09 J
I. locumc Uatn Code . A =$1,000 or lei..\ B =SJ.001 - S2 00 c =-12. 01 - s�wm D · E :11.1.nm -1 (See Columru BI an<! 04) F "150.001 -$1!XJ.!J(J(: G =SIOO,UOI • $1,WJ.OOU Ill =Sl,()(IO,IY.ll - $l,OOU.OOU ! l2 ::-More lhan 15.000,000
2. \'t1hrcCrx:1.. J :::.$1 :'i,(O'J or lcs K..s1s.no1.s10.ooo L=$lU.IXJI • SIOO.<X)() M=Sl{Jl'J,001 -$2 0.0tK! (See CCllurnni Cl 11111.1 D ) N =S-2. 0.001 - S.SOO.OOl'J 0 = llKlJXll • $1.((XJ.OOIJ f'l S I.OCIO.l'f.ll S\000.0(XJ P2 =S.l),OOC.001 - 25.()(XJ,ll<.AJ
P1 =U .HOil.001 - S50.000,l)(f() P-' - un..• 1hun }"_oljil,C'J(ICJ.(ro cthod Cndt!'> Q aJ\pprw.is:al H -CC'1S1 (Real Uc..-ne C>nly) ScA!>scs.<11ni:nt T =C11sh Markei
U =Hook ValiJC V =Other w ... tlmJ>.tcd
I I
I
---·---·---
(.i)-r--c5i ·-Gain' I :.dent1ty or
I -
I I I rJ-P)
I huyerl llcr
A T
�--------- ----·------------------------------
-- ··- .
Nome nr Pen;on Rerortlng l>ale or Rtrort FINANCIAL DISCLOSURE REPORT Page 5 of 14 BOWEN, DUDLEY H. 06/11/2010
VII. INVESTl\1ENTS and TRUSTS - tncam•, vabl•, traruactiuns <1nc1wJes thou of rpoun and dependent c11udrtn;.., PP· 34-60 offilinc umructionr.i
D NONE (No reportable income, assets, or transactions.)
·1A. B. D. Description of Ass ts Income durm Traru;actioos during rrportin pt:riod (including rru.r assets) reponing period
Place "(X)" after cac.:h HSsel Amount Code I exempt from prior di.q,cJo.sure
(l) (A·H)
c. Gross value ai end of reporting period
(!) Value
Code2 (J-P)
(2)V•lue
Method Codd (Q-W)
(!)Type Ce.g.,
buy. ..:II, redemption)
·(2) (2) 3)Dale Value
div .. rent,Typc(e.g.,
mmlddlyy Cooe 2 Crde orinl) (A·H) I1 (ilprivat
tT3.nS!L'1ion)I -·-' 18. Thor Industries A Dividend Sold 08103/09 J A
19. General Maritime New F A Dividend J T Buy 12/14/lf.l J
20. Citigroup A Dividend K T lluy 12114/09 K
21. Pimco Total Return Fund B Dividend L T Buy 12114/09 L
22. General Electric A Dividend J T Buy 01/05/09 J
23. Federated Adj Gwth Govt Fund B Dividend K T Buy 01/05/09 K
24. Dynegy Inc A Dividend J T Buy 02/02109 J
25. AMERITRADE ACCOUNT
26. WAHLCO ENVlRO SYSTEMS COM STK A Dividend J T
27. Merrill Lynch Pfd A Dividend J T
28. Pengrowth Energy A Dividend K T
29. Helios Adv Inc Fd -name change RMK D Dividend J T
30. AMERITRADE CASH ACCOUNT A Interest J T
31. BUILDERS DESIGNS INC COM STK None J
32. AMER ON LINE COM STK A Dividend J T
33. CIT GROUP COM STK A Dividend J T
34. INTEL COM STK A Dividend K T
-------· ---l. Jm:[)me Own CnJez; A "'s, 1,000 ur ! ' (SccCJ:1iumm Bl and 04) .. ssll,001- $!()(J.fl(X)
2. V!iiutCndes J:o:S!:'!. Olorler.s ( :-t C.1lu:nru. Cl ind DJ) N =S "\0.001 . $ 00.000
P'.\ =S J)'lO.fXJJ • isu,lXKJ.0003. VithK.' Mctllod Codc-5 Q=-Ar;w;.iiNil
{See Column C2) U:="T\nnk Vaill'!'
ll $1,0UI -$2 .. 00 c; =SIOO.Om - Sl.IXXl,000 K =SI S.OUJ • llU,U(X)0 =SSOO.OOJ - SI .oon.00:'!
R .;Ct1s.t <Reill &.,.. tt! Only) V..othcr
C -=$:.;01 - S5,000 Hl IJKJl>.MI -S.1.000.000 L =$.10,<Xll - SI 11J.000 Pl o;Sl.<XlCUlOt. ! .noo.ooc P4 -;:More than S.S0,000.000 S =Aucssmert W=Es.timnte.d
IJ =S.1,1)(;1 -$15,000 H1 =More than SS,000.0tJO M =S!fl'.J.001 - S250,!XJO r2 5.1>0CJ101 • n1,ooo.noo
T =Cash Marl.ct
I
j=.-::; =--,------pe; ;-- . __'.'f port'lg pc� (Ji--.
------------�--�----�-- --�------�---'--- -L---------�
i
FINANCL\L DISCLOSURE REPORT Name orPen;on Reporting Date or Report
Page 6 of 14 BOWEN, DUDLEY H. 06111no10
VII. INVESTMENTS and TRUSTS - income, •alu•, transaclionr (Includes thO>'e nf srou.tt and drpmduit chUdrtn: Stt pp. 34-60 of filing in.«nict1ons.)
0 NONE (No reportable income, assets, or transactions.) ,... . . . A.
!Je>Criprion of Assets (including trllSI assets)
I Jncom 0durm Trnnsactions dun reponin pcriod --·· ·
·--1
35.
36.
37.
3g_
39.
40.
41.
42.
43.
44.
45.
46.
47.
48.
49.
50.
51.
Place "(X)" afta each asset exempt frnm prior is.closure
I. o'; nmg (I) (2) - "(4)-1-· ·--w----1
ICode 1 div., rent, Code 2 Method buy, sell, mrn/ddlyy Code 2 Code I buyer1seller
1 (Q-W) transacuon)
.Amount Type(eg., Valuej Value Typc(e.g.. Date Vnlue I Gain ldentityuf ·
(A-HJ or inL) (J-P) Code 3 redempnon) (J-P) tA-11) j (if priv.•l!:
ABN AMRONERDUS AGG GWTH A Dividend L T FUND
EXXO MOB TL COM STK A DividO!Jld K T
DUPONTE T DE 1'.'EMOUR & CO COM A Dividend J T STK
WACHOVIA CORP NEW COM STK A Dividend J T
Dreyfus Hi Yid Strategy Fund A Dividend J T Sold 12/01/09 J A
(part)
Credit Suisse Hi Y!J A Dividend J T
Charles s,hwab Money Market B Dividend J T
Cousins Properties A Dividend Buy 08/05/09 J
Cousins Properties A Divid nd Sold 09/09/09 J A
Microsoft A Dividend Buy 01/02109 J
Microsoft A Dividend Sold 08/04/09 J A
Pengrowth Energy Tr F A Dividend Buy 01/02109 J
Pcngrowth Energy Tr F A Dividend Sold 10/05109 J A
Citigroup A Dividend J T Buy 12/14/09 J
Ridgewnrth US Gov A Dividend J T Buy 10113/09 J
Ainran Holdings A Dividend Buy 10/21(09 K
Airtran Holdings A Dividend Sold 12/03(09 K A
r ;:;c� ·--11 (St.'<' C\)lurr.:u. H: and n.!) A =1l.1."Xlo1 le F"'S.lii0.0111 • SW0,000Jz:$l.'i.000ot len.
B =IL.00'. • $2.'lJ('G:SIOO,c1Jl - 1,llOC.!Xl()
K-'$15.ml -S.1(1,Cl'Xl
ll<$5[1(].L >I · I .OOt:,!IOO
C s2.:;lll • S S.>XKI D =S5.001 • f I l,l}()(l F. "'ill.OO: · !. 0.lOO · · · : 1 V:i.lu.! Code..:
(,C',c: Column- C! :sncl DJ)
. Vuhii.: McLhOO Cud (Set° Column C'Z)
K c.'2 t>.oot · $50:.l,tJJ(Jn =.s:: .ooo.om . ut1,ooo,ooo Q2Aprniu1l1 =Book Value:
R =C."'t:i:.l <Real E."uic Ooly) \' =Dfho
HI 41.00'J,otJI • $5.0\IO.(KI()t •!0.001-SI00.000 Pl 41.000,00: - f5.000.ml0 P4 fore than $50,00:UXlO S=As. J!lem W=-blunlll::d
H2 =More thar. 5.l:C0.000 M =$100.001 • $2 1.(100P2 =S5,<!J0.[•01 • l25.000.M
T =Cush Mark.et ----···------------------·-·----
I_..J
'-------·-- ..
K
]
'
_J
- ·- ··-·-· · ·-.. ;,:,----
Nam<" ol' Pcn:oo Rtportini.: !)ate or l!rport FINANCIAL DISCLOSURE REPORT
BOWEN, DUDLEY II. 06/11/2010Page 7of14
VII. INVESTMENTS and TRUSTS - i11co•n• .... 1u., transactians onctut1cs 1110.« •tspou.« a11d depmdent <1111dre11; ""PP· .u-60 of .r.un: 1nr1ruct1uns.>
D NONE (No reportable income, assets, or transactions.)
Dc. criptioa o( Asse1s
(including trust a•sets)
l1acc "(X)" after each asset
52. Cousins Properties
53. Cousins Properties
54. Aqua America
55. Aqua America
56. Regions Financial
57. Regions Financial
58. Extreme Networks
59. Extreme Networks
60. CBL & Ass\>C Reil
61. CBL & Assoc Reil
62. Archer Daniels Midland
63. Archer Daniel Midland
64. Gen Maritime Corp
65. Gen Maritime Corp
66. Microsoft
67. Microsoft
68. General Electric
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend J
Buy
Sold
Buy
Sold
Buy
Sold
Buy
Sold
Buy
Sold
Buy
Sold
Buy
Sold
Buy
Sold
T Buy
08110/09 K
09/08/09 K A
08/28109 K
09/16/09 A
08/05/09 J
11/18/09 J A
10121/09 J
12122/09 J B
07/08/09 ]
08/05/09 J D
01/02/09
08/03/09 J A
10/!J/09 ]
12fl4/09 J B
01/02109 J
07123/09 J A
02110109 K
rl. locrmc: <i.tin Ccxks: A =Sl ,OOf.) er.- 1 " n =Sl.(()J -S:2,50ll c =Sl,'.'iOl - $ .oon fl =$5,00l • $15.000 E=SISJ)IJl-SSU.000
(SL-eCol'Jmn.' DI :ind D4) F :S 'J.OOI - SIOO.IXYJ G =l'IO'J,001 • $1.ll(J(),lXJO HJ =.ll,000.00I. $5.WO.tlO, Hl =MC'lrc Ihm $5,(X){J,fJ{kJ '.?.. Value Codes .f ·il:i/kl:'.:or lC'li: K =Sl:S,1101 - S'.'i0,00"1 L sS'."iO.(lO: - SHXl,000 M :c:St 00.( I • Sl 0.000
(St.X: Column., Cl and 03) N •$2SO.rnll - S f)(UIOO 0 .500.001 • ll .(!'.Xl,(Xl( Pl =.$1.'.kJO,\XJl - SS)X.XLIBXl P2 =15.mO,Wl - 125.lXJO,O'lO I! .,.S S.!iOo.1.(JOI • $50.()0(),(1()() P4 Mo t: ch.un $"i0.0i10.\;00
J. \':ihl( Mc1h..x.I (\'<ks Q zA[)f)ra:....,111 R "''°"( cal i;,uu, Only) S =A.\!>e '>ai.cr.t tSc.t C<ltJrnn Cl) U""BooJ.. \'alUC' v =Dlh'f w .,f·).i.imatcd
--..
I
-----·--1--l n-c-om-:-
u-n-
.n-s
____ G
_ro_s_s -,al-Cu-. e
-
a
·
I
1) I of ng!'." riod
I
__t·_•_ll \--o-r -in-t._) - -(J--P-)- -Q-_od_ _3_l
-------------- ··
,_ (4)
I I
--- ··---------------------------
-------------- -·------
0 . .
end ..
J-.
· ·- --· __ __ :c
Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 8of14 BOWEN, HUDLEY H. 0611112010
VII. INVESTl\1ENTS and TRUSTS -111comc, ""1ac, 1r•n.••c•i<i•.• r1nc1i1dcr those •f.•pvusc and dependent chuamr; mpp . .i4-6o •f fili•t 1nr1rurt1om.>
NONE (No reportable income, assets, or transactions.)
. D.
Tr.msactioos durin reponin& period
---·-----A.
Dc.<cription of As!;Cts (including trust assets) reponingperiod
(2) (5)<2)Type (e.g.. Value div., rent,
o>o>IAmo11111 I i Code I I
I Date Value(2) I (3)mm'lld/yy Code 2 (e.g.,Pl= "(X)" aficr eaoh a<...et
«empt from prior disclosure Gain IdValue
Code 2 Method Typebuy
. entity of buyer/seller t
ivate _J/sdl,ption)
Code 1
69.
70.
71.
72.
73.
74.
75.
76.
77.
78.
79.
80.
81.
82.
83.
84.
85.
J- ---· -----General Electric A Dividend Sold
( rt)
Nokia A Dividend K T Buy
Nokia A Dividend Sold (part)
Oneok Partners A Distribution Buy
Oneok. Panners A Distribution Sold
Magellan Midstream A Dividend Buy
Magellan Mid,team A Dividend Sold
Halliburton Co A Dividend Buy
Halliburton Co A Dividend Sold
Citigroup A Dividend J T Buy
Ridgewonh US Gov A Dividend K T Buy
Pimco Tot Return Fd B Dividend K T Buy
Southern Co A Dividend K T Buy
Fed Adj Rate Sec Inst Fund (FEUGX) A Dividend K T Buy
Pcngrowth Energy Tr A Distribution K T Buy
OTHER Jtl!V/TRUSTS
ARN AMRO VERDX MCGFX FUNDS D Dividend M T (ALLEGHANY)
07123/09 J A
08/04/09 K
09/J 41(1) K B
01/14109 K
07123/09 K A
01/14/09 K
07123/09 K A
01/14/09 K
07/23109 K A
12114109 J
10/13/09 K
10/13/09 K
08/05/09 K
10113/09 K
03/11/09 K
(A·ll) Iii prsact.iun)lm!J<J·P)
-- ------· .,_l. lm:umcCi:110Ctxb:
{S C11lu01n.'i. Bl am! D4) 1. \: :tJ·. . Crc-.11
(See Coh..1010 CI am! 0';)
J V:.li.'!'! Mc.:ho..1 c.cd (Ser Cnlumn C2)
·-· --A :i=-S:.CKJOnr ks.-=.
F =SlU.001 • StlJtJ.<XIU Ja$15,0(.K'IN .\SN =S:? a,1r.1l · S. JO.U[){)1 25.000.!101 . $ 0.000,000 Q ::Appr.a1.'i:llll •IJook Val"Je
R =$1,f(ll · S2,."iM()::;:$100,:l(JI ·Sl.UOO,Of.i<J K =$I lJJOl • $5U,0'J(I0=$l1JO,Wl · $1.1100.0llO
R =<..:0,1 (Re.al Ets;it.c Onl}') V =Otho --. .
---·· -·· c si.rn . ss.ooo D ss.0.11 • SI \,(J(h1 E =$15.llVL. Ull.frn Hl =Sl,fl(}(J.<YJl. S5.0U0.000 1-ri =More th11n s.s. oo.ooo L=.$50.Wl -Sl0:),:-00 M 4 ICKJ.(1{11 • $2lU,OO'JPl =St.w:urn. s .COO.OI;.'.) P2 =Sl,ll00,001 • Sll.0110.CUI P4 :Mort than S OJl\'Xl,C)().J 5,.,_A.5,))f r.K:nl T :.Cash M;tl"tct W..-E..1ima\ed
.. ·--·
....... -
JI {I)
T
_..__ _ __._ ____ _
(2)
A. Description or Assets (includint 1rust assets)
1
! B. C D . .
Ttan. etions during reporting pC1iod reporting penod of rr:poruog pcnod Income dunng j_;'Gross value "'r t:nd
·--- --------
ld•; ofPJ;1re "(X)" aflcr each asset
Lfrompriordisdosure
86. E I DUPONT - DRIP
87. GA BK & TR MONEY MKT ACCOUNT
88. GA BK & TR SVG ACCT.
89. TIAA-CREF MUTUAL FUND
90. CSRA FED O UNION
91. THUST PROMISSORY NOTE
(1) (I) (21
I Amount Typ< (e .. 11 Value Value Code I div., rent, Code 2 Method (A·H) or mt.I (J-PJ Codd
(Q-W)
A Dividend J T
B lnter st M T
A Interest K T
A Dividend L T
A Interest J T
None K T
Type (e.g.,· buy. ,en.
redemption)
92. REAL PROPERTY, MCCORMICK CNTY, D Distribution J w SC
93. BARCLAYS MO!\EY MKT ACCOUNT
94. ATLANTIC AMER COM STK
95. REGIONS BANK SAVINGS ACCOUNT
%. Charles Schwab IRA #2
97. TD!I STOCK
98. Merrill Lynch Pfd
99. Vanguard Gwth Fd
100. CHARLES SCHWAB FORMERLY T ROWE PRICE
101. MOTOROLA
!02. LUCENT
r- I. l!!Cume Ci:i.in CNc!'·
I (Sl:.: C11lurnm, lil .ind 04) 2. V luc Code.,,
(,Sr.c CoJurn11sCJ :ind D:'i)
3. Vllhic .t.tctnoo Cl-.lt'.s (&cCnl.imnC'...2)
A=-!J,\)(}()orJc 'I f =S50.lklJ • S J!Xl.(l()..1 J =$15.000 \1r ksi. N ,s l:l.001 . 1100.0lill P.1 w::S2!i.OOU.Ofll • $5{).000,000 O=APf!l.U!l;tl ll =Hook V.1loc
B
A
A
A
A
A
A
Interest J
None J
Interest J
Dividend J
Dividend K
Dividend K
Dividend J
Dividend J
11 $JJ l1 • S'.!,'IKI Cl i:;::$ll'<J.()QJ • Sl.000,0CJIJ K :$15,001 -S50.00U O =!.".0.()11; - >l.(K.0,000
R c.,., (Jlcal Esunc Only) \I ;Qr.her
T
T
T
T
T
T
T
C =$2,lOJ • l5.WJ HI '41,0<JO,WJ ·15,(l[X:.000 L = so.001 • m;,oc<> l'I 41,0tJ!J,OOJ • SS,000,000 N =MiJre Lhan SS0,000,0llO X •t\.'\ "irtl.C!1l W E tim;ued
to V•lue dd/yy I Code 2
I (J-P)
(4) Gain
Code I (A·H)
buyer1'ellcr (ifpriv le
trnnsec1ion) E ,,,
_[__
D •$.1,001 • SlS,<XXI H2 =Mure thar. $5.000,000 M -=S!OO,CXli • $250,000 r. 1s.1100.no1 • m.0011.000
T =Cash Markct
E •S ll. .Ol - SS0."11
FINANCIAL DISCLOSURE REPORT Name or Pr"on Rtporting ll•te of Report
Page 9 of 14 BOWEN, DUDLEY II. 06/l lf2010
VII. INVESTl\l1ENTS and TRUSTS .. income, value, 1ran.1action.• <1"c1udtr 11 •• ,. ofspoust ar1d d•pcndrn1 cwdrcn; "'PP· N-60 of Ji1u.11n.•tmctioru.>
D NONE (No reportable income, assets, or transactions.)
r--<-1 >-rl--(2->--+---(,-> <2-> -f(j)..,..l -(4)1· / /Code
--------- -(A_·_H_}. _l __ "'_in_t_)_
-
(!·P)_Uf� n: --
J
( A·ll
:
,------
-------------- ------·----·--·
FINANCIAL DISCLOSURE REPORT Page 10 of 14
amc nC Pers n Report in{!
IIOWEN, DUDLEY II.
Date of llcport
06/1112010
D
VII. INVESTl\IENTS and TRUSTS - income, vatu., rran•acrtonr onc1udu thn.tt ofspnu. .. and depcnde111 c11ildrrr1:,.. PP· .14-6u of flti•c tnS1rue1i1Jn.<.1
NONE (No reportable income, assets, or transacrions.) -- ·---··- -·
1
·
Di:.scripti · of Assets
/ (including trust assets)
I Pio«: ·cxr Rfu:r each asset I exempt from pnor disclosure i
- ·---·-o.·---- --- --R.
--·--c:---·T-· -
--
Tnmlliil.C'tions durini n..1l0rling pcTIM lncomc during Gross value :it end reporting period of rcponing period -m·---,,> (5)
Amount Type (e.g., Value Vnh1e Type (e.g., Date V•lue Gnin JJcnti1y of Cude 1 div., rent, Code 2 Method buy, sell, n1mlddlyy l C"de I huycrlsrtlc:r
(If privateI transaction)
103, XEROX A Dividend J T
104. GENERAL MOTORS A Dividend J T
105. SCHWAB MONEY MKT ACCOUNT A Interest J T
106.
107. KINDER MORGAN INC (KMl) A Distribution Sold 07123/09 ] A
108. KINDER MORGAN INC A Distribution J T
109. PLAINS ALL AMER PIPELINE (PAA) A Distribution Sold 07123/09 K B
110. SUBURBAN PROPANE (SPH) A Distribution Sold 07/23109 K B
111. NORTHERN BORDERS PTNERS (NBP) A Distribution K T
112. NORTHERN BORDERS PTNERS (NBP) A Distribution J T
113. FERRELL GAS PrNERS (FGP) A Distribution Sold 07/23/09 K B
114. KINDER MORGAN PARTNERS {KMP) A Distribution Suld 07/23/09 K B
115. ENBRIDGE ENERG Y (EEP) A Distribution Sold 07123/09 K B
116. ENBRIDGE ENERGY (EEP) A Distribution Sold 07/23109 K B
117. ENTERPRISE PROD PTNERS (EPD) A Distribution Sold 07123109 K B
118. EXTERPRJSE PROC PTNERS (EPD) A Distribution Sold 07123/09 K B
119. ENERGY TRANSFER EQUITY (ETEJ A Distribution Sold 07/23109 J A
I
., I. lncmnl". Ciam COO.=s: A =Sl.(lf)(I or kn H =S 1.1101 • Sl.500 c <>$:!,:l<ll • $5,000 ll =Sl,!Xll -St5JJDO E "'51.1.!>0l • 10,f XlCSt:t 01\umni;Bt all(] D-4) =S50.00I • S 1((),000 G =SJ<K:,1101 • $1.IY.Kl.000 111 =S!,OM,001 • !l.000,!WlO Hl =More lhnn 3i5.LOJ.IX.Jl
2. Value Codes Jl::S.fS.O:YJorJcs:s K =S1',lXJI • S50.00J 1. =$50.001 • $1 00.00:l M =Sltxl,001 • S25U.(XXJ·(S C11lumnsC! 41.nd D1) N =:5::?50.UO • S.'llXJ.CX.l(l o =s.1no,rm • st .Ot)(.l,OO'J Pt =S1,oou,1x11 • s .noo.ooo P2 =Sl,000,IXil $25,0CJU,f)J<JP> =$25,000.UOI • SlO,OllU,000 P4 =MUf': lhan $5U,(K'.!0,0Cl0 l. Value M('"tnu<l COO Q .R'Appn1lsa.I R =Cm1 {Real falatc OnlyJ S ';Asses,;mcnt
(_!:;ct Column C2) ·--·-··--U o VMILJI.' V =<Jthcr -----··-·W :Eslim<tlL'(\ _!·- -···--···--··---·. _______ . .
I
I (I)
I
!
i I
I
m
K
---j I
l i:irrime ------------------------------------------,
(Set VAlac.C'o<lcs ( :X
---------------------
( ) (1) (2) (I) (2)
Name or Person Reporting D•le of Report FINANCIAL DISCLOSURE REPORT
Page 11 of 14 BOWEN, DUDLEY IL 06/11/201 ()
VII. INVESTMENTS and TRUSTS - u.com•, value, tronsa.cuons c1nc1ud" 1110s. of sro•."• und ocrco•1•"' ch11u,en; ,.. rr..u-60 ur fwnx im1ructiorrs.1
0 NONE (No reportable income, assets, or transactions.)
A. Description of Assets
lncludi.ng trust as.sets) (2) (4)I
Piacc "(X)" after e.ich nsset
<XC mpt from prior disclosur::
-C. n. ..----,B.
lncome during Gron \ nJ uc at end Trani.11ctions durin reporting period I Iof reportin: period reporting period - ·--.
Am01mt Code I
{A-H)
Type kg., div.• rent,
orinl)
Value I Value I Type (e.g .•
Code2 Method buy, sell, I I (J-P) Cooe 3 redemption)I (Q-W)
Date mmlddlyy
Value
Code 2
{J.P)
Gain Code 1
{A-II)
J dcnt1ly of
buyer/seller
{if privmc ItrnnSJ.ctic-n) . -·--_J
120. Realty Income Corp REIT
121. Trust Charles Schwab
122. Fcdx Corp
123. Bank of America
124, Johnson & Johnson
125. Lowe.' Compmies
126. Willis Group Holdings
127. Commercial Metals
128. Mylan Inc
129. Aqua America
130. Aqua America
131. Cousins Propenies
132. Cousins Properties
1133. Fed Adj Rate Inst Sec (FEUGX)
134. Sch Adv Cash Res (SWZXX)
D5. Sch Adv Cash Res (SWZXX)
136. T Rowe Price Eq
B Dividend
B D ividend
B Dividend
B Dividend
B Dividend
A Dividend K T
A Dividend
B Dividend
A Dividend
A Dividend
A Dividend
A Dividend
B Dividend L T
A Dividend
A Dividend
A Dividend
Sold
Sold
Sold
Sold
Sold
Sold
Sold
Duy
Sold
Buy
Sold
lluy
lluy
Sold
lluy
07n3/09 K
08/28/09 K
08/28/09 J
11/23/09 K
09/09/09 K
09/091()') K
09109109 K
08/10/09 K
09116/09 K
08/05/09 J
09/09/09 J
10/13/09 L
07(27/(Y} L
10/]4/09 L
01/02109
A
A
A
A
A
A
A
A
A
B
- ... -Ciain Codes:
Column., DI •nd 04)
Cnli..::nns C:i ar.d DJ)
ValiJc Mcthur.t C:rd..""!': ( l'<' C"llu:n:i. C2)
- -··---- ---
·-. _,, ---- -- .-----. ·SUJ!J!.l n< kS> F--S <J.UOI · $100.000 J st ,tKX.• or le I' =S250.00I • $51Xl,000 P'.\ = .noa.001. $ 0.01'.Xl,fXJO
Q•Arrnu"'1 U Btihl.:: Value
R = l.r;JI • $1,500 G =SJ00,001 -$1,00tl.CXllJ
K.=$15,00! ·S O.C.llJO
0 i OO,!Yill - $ J ,000.0lJO
R =Co.<"ot tfk.al slate On!y) v .,()ihcr
c =52.501. S'.000 HI =$1.IJ()IJ,001- Sl,IK){).{J(>J L ;$50.0Cn • $100,CUO Pl l.IYJ0.001 - $5,(ill!l,000 P4 ==M\tn! than S50.t)()(J,t.'H:I s A. s.me.1. W=f:.xucna!
D .Sl,001 • Sl.l.rn>.I 1' 1 l.001 - 50,00J
H2 =Mon: lllar. S.S,( 10.000 M · I00,001 -S2ll!.Oll!l 1'2 •Sl,000.00t • $"..5.000 <XXI.
T=C1shM2rk..et
I j
o P"7"g - -·0: l"g �� -t- --(-s)-·---1 1
·--·
------------'----'------'--· ____ <O_-_v._1 ______ __ _J_·-- --tr_an_<action)
-----------
, . - ...
:\'amc or Person R porting Date of Rrport FINANCIAL DISCLOSURE REPORT Page 12 of 14 BOWEN, DUDLEY H. 06/1112010
VIl. INVESTMENTS and TRUSTS -income, vatue, trao.acrions r1nc1uder those of spoust and d•p•11d•nr chiuren; '"pp. .14-60 0Jflli11r tnS1mrt1tms.1
D NONE (No reportable income, assets, or transactions.)
A.
Description of t\5scts
(including tru<t assets)
Place "(X)" afler tach .asset
exempt fr prior di.'ielosurc
.l_______
B. C. D.
Income durin& Gross valut at end Tn.nsaction' du1fog reporring period
· m-T ·c2i· ·T-o>· - c4> Amount [ Type (e g., I Gain Jdentily of Code I
Value Value Type (e.g., D:ue V•luedi\'., n::nt,
· 1· Code 2 Method buy, ocll, mnv'ddlyy .I Code 21 Code I buycrls<ller(A-El) or int.) (J-P) Code J redemp on) I . (J.P) (A-11) (if private
J___ . I--.L. __
137. T Rowe Price Eq
1:18. T Rowe Price Blue Chip
A
A
Dividend
Dividend
Sold
Buy
07/23/09
01102109
K
K
B
139. T Rowe Price Jllue Chip A Dividend Sold 070.3/09 K B
140. Ridgeworlh US Govt A Dividend K T Buy 10/13/09 K
141. Pimco Tot Retn Fund A Dividend K T Buy I 0113/09 K
142. Charles Schwab IRA #3 Rollover
143. Schwab Adv Cash Reserve A Dividend K T
144. Nokia A Dividend K T Buy 08/04/09 K
145. Wells Fargo
146. Wells Fargo
A
A
Divid nd
Dividend
Buy
Sold
01/02109
08/07/09
I
J A
·--·--···-- ·-··- ···-·-· ·---·------ . --I. lncllrueCi.ainCOOe.'1: A41.0Ullnrli..-ss ll..$1,001 ·!2,5()(1 c =S:!.501 - t.s.oon D •Sl,O:JI • $15.l'UIJ E =11 .o:n - $ ·0,0)(!
(S!.'t' Uilumo:; n I 1111d D4) 1-.s o.001. Slt J.000 G::l'" IOcl,OflJ -11,WJ,O·:'Kl Ht 1.mo.001. ss.0110.cxir: H2 =Mon: lhnn $5,000.0()(' 2 Villuc: C.oUc! J =SI.HOO ru le" K =SJS.('()1. $5(1.000 L =S.,0.001 -S!O'J.000 M =Sl00,001- $'2 l.OOO
(!\¢c Crilumru; Cl 1md Tl ) N•S2 0.IJOI -S'>fl<l(l(JO o ,:JO.Of.J · $1,tXIC,000 Pl .s1.om.001. S'.<XX),(KXJ P2 =IHJOO.rnn - $'.!5.000,000 PJ =S2S.IXJ{J,(10( • s.,o.rn l.000 P4 :::Ml)re lhllll S50.(XXl.00fl
3. Valur.. Ml'.l.hod COOcs Q =Arrra1Jiial R d.:o!;t rReat b.c;L<ne On!y) S=A."- .ko:; T =Caw MarL'"l (Stt Column C2) U ::&rik Va.lo Vz(l<l\cr W::-l:!slimati!d
Name of Perstm Reportin FINANCIAL DISCLOSURE REPORT
DOWEN, DUDLEY IL 06/1112010Page J3 of 14
VIIl. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicareparto/Rcport.)
Part IV Reimhursemenl related tci mee1ing of Federal Judges Association of which the Judge is a member of the Board of Directors.
--------·-----------
Name or Per.mn Rc[l<lrting Date or Report FINANCIAL DISCLOSURE REPORT
Page 14 of 14 BOWEN, DUDLEY II. ()6/1112010
IX.CERTIFICATION.
I certify that ull information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledl{e and belief and that any information nol reported was withheld because it met appliC!lble statutory, provi<ions permitting nnn·dlsdosurc.
I further certify that earned income Crom out<idc employment and honoraria and the acceptam·e of i;iCls which havr been reported ore in compliance with the provisions of 5 U.S.C. opp.§ 501 eL seq., 5 U.S.C. § 7353, and Judicial Conference regulations.
Signature
NOTE: ANY INOIVIOUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO 1'1LE TlDS REPORT MAY BE SUBJECT TO CIVIL AND CRI:VUNAL SANCTIONS (5 U.S.C. app. § 104)
FlLING D\STRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544