8/3/2019 Bernard A Friedman Financial Disclosure Report for 2010
http://slidepdf.com/reader/full/bernard-a-friedman-financial-disclosure-report-for-2010 1/15
AOIORev. 1/2011
FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 20 10
Report Required by the Ethicsin Government Act of 1978(5 U.S.C app..~¢.~¢ 101-111)
I . P e r s o n R e p o r t i n g ( l a s t n a m e , f i r s t, m i d d l e i n i t i a l )
FRIEDMAN, BERNARD A.
4 . Ti t l e ( A r t i c l e i l l j u d g e s i n d i c a t e a c t i v e o r s e n i o r s t a t u s ;magistrate judges indicate full- or p art-time)
SENIOR U. S. DISTRICT JUDGE
7. C h a m b e r s o r O f f ic eAddress
100 UNITED STATES COURTHO USE231 W EST LAFAYE’I-I’E BOULEVARDDETROIT, MICHIGAN 48226
2. Courto r Organ iza t i on
EASTERN DISTRICT OF MICHIGAN
3. Date of Report
05/06/201 I
5a. Report Type (check appropriate type)
] Nomination, D a t e
[] Initial [] Annual [] Final
5b. [] Amended Report
8. O n t h e b a s i s o f t h e i n fo r m a t i o n c o n t a i n e d i n t h i s R e p o r t a n d a n ym o d i f i c a t io n s p e r t a i n i n g t h e r e t o , i t i s , i n m y o p i n i o n , i n c o m p l i a n c ew i t h a p p l i c a b l e l a w s a n d r e g u l a t i o n s .
6. Reporting Perio d
01/01/2010to
12/31/2010
Reviewing Off icer D a t e
I M P O R TA N T N O T E S :The instructions accompanying this form must be followe d Complete all pa rts,checking the NONE box for each part where you have no reportable information. Sign on last page.
I . P O S I T IO N S .m , ~ , o , l n gindividual only; seepp. 9-13 of f i l ing instruct ions.)
~ (No re portable positions.)ONE
POSITION NAME OF ORGANIZATION/ENTITY
2.
3.
4.
5.
I I . A G R E E M E N T S .~ R e p o ~ i . gindividual only; see pp. 14-16 of filing instructions.)
~ N O N E(No reportable agreements.)
DATE PARTIES AND TERMS
1. 1982-pre State of Michigan 48th District Court Pension Fun d
2.
3.
8/3/2019 Bernard A Friedman Financial Disclosure Report for 2010
http://slidepdf.com/reader/full/bernard-a-friedman-financial-disclosure-report-for-2010 2/15
FINANCIAL DISCLOSURE REPORT
Page 2 of 15
N a m e o f P e r s o n R e p o r t i n g
FRIEDMAN, BERNARD A.
D a l e o f R e p o r t
05/06/2011
I II . N O N - IN V E S T M E N T I N CO M E .tnepo,~i.g~.,ti,’id.ala.,tspouse:seepp.I7-24offillnginstructions.)
A. Filer’s Non-Investment Income
~ (No reportable income.)ONE non-investment
DATE SOURCE AND TYPE
2.
3.
4.
INCOME(yours , not spouse’s)
B . Spouse’s Non-Inves tment Income- If you were ma rrled during any portion of the reporting year, complete this section.
(Dollar a mount not required except for honoraria.)
~3 (No reportable non-investment income.)ONE
1.2010
2.
3.
4.
DATE SOURCE AND TYPE
Self-Employed Psychological Practice
I V . R E I M B U R S E M E N T S -t.a.spor,.,io., lodgi.g, /oo~, entertainm ent(Includes those to spouse and dependent children," see pp. 25- 27 offifing instructions.)
~ (No reportable reimbursements.)ONE
2.
3.
4.
5.
SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED
8/3/2019 Bernard A Friedman Financial Disclosure Report for 2010
http://slidepdf.com/reader/full/bernard-a-friedman-financial-disclosure-report-for-2010 3/15
FINANCIAL DISCLOSURE REPORTPage 3 of 15
N a m e o f P e r so n R e p o r t i n g
FRIEDMAN, BERNARD A.
D a t e o f R e p o r t
05/06/2011
V. G I F T S .( I n c l u d e s t h o s e t o x p o u s e a n d d e p e n d e n t c h i l d r e n ; s e e p p . 2 8 - 3 1 o f f i li n g i n s t r u c t io n s . )
N O N E(No reportable girls.)
SOURCE DESCRIPTION
1.
2.
3.
4.
5.
VALUE
V I . L I A B I L I T I E S .a . c l .d e s t h o s e o y ~ p o . ~ e a . d d e p e . d e . ,children; seep p .3 2 - 3 3of filinginst ruct iong)
N O N E(No reportable liabilities.)
CREDITOR DESCRIPTION
I.
2.
3.
4.
5.
VALUECODE
8/3/2019 Bernard A Friedman Financial Disclosure Report for 2010
http://slidepdf.com/reader/full/bernard-a-friedman-financial-disclosure-report-for-2010 4/15
FINANCIAL DISCLOSURE REPORT
Page 4 of 15
N a m e o f P e r so n R e p o r t i n g
FRIEDMAN, B ERNARD A.
D a t e o f R e p o r t
05/06/201 I
V I I. I N V E S T M E N T S a n d T R U S T S-income, value, transactions (Includesthose of spouse and dependent children; see pp. 34-60 of filing instructions.)
N O N E(No reportable income, assets, or transactions.)
Descr ip t ion of Asse ts I n c o m e d u r i n g
( includingt rus t asse ts ) repor t ing per iod
O) (2)Place "(X)" after each asset A m o u n t Type (e.g.,
exempt from prior disclosure Code I div. , ren t ,(A-H) or int .)
G r o s s v a l u ea t endo f r e p o r t i n g p e r i o d
O) (2)Va l u e Va l u e
C o d e 2 Method
(J-P) C o d e 3
(i )Type (e.g.,
buy, sell ,
r e d e m p t i o n )
Tr a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d
(2) (3) (4)
Dale Value G a i nm m/dd/yy Code 2 Code I
( J - P ) ( A - H )
O)Iden t i tyof
buyer /se l le r( i f pr iva te
n’ansac t ion)
I. IRA AND PENSION ACCOUNT: 48TH NoneDISTRICT COURT
2. Large Cap Blend/Victor Fund A Dividend M
3. AIM Fund A Dividend J
4. Investco Dynamic A Dividend J
5. Templeton Foreign Fund A Dividend K
6. STATE OF MICHIGAN 401 K None
7. Dodge & Cox Stock Fund A Dividend K
8. Am Fund Euro -Pacific A Dividend J
(Head ing )
T
T
T
T
(Head ing )
T
T
01110/10 D Changed -Investco
Dynamic
10 .
14 .
17 .
Rainier Lg. Cap. (form erly Legg Mason) A Dividend J T
Fidelily FundManager Program P ortfolioAdvisory (IRA)
Lloyd’s Mobile Home Ltd. P’shipInt .
C Div. N T
B Distribution K W
Archwo od Apt. Assoc. Ltd, Partnersh ip A Distribution K WI n t e r e s t
Lighth ouse Pte. Apt. Project Limited None K WP a r t n e r s
Wea thervane Apt. Assoc., a Ltd. Partnership None K W
Bellridge Apartm ent Assoc., LimitedP a r t n e r s h i p
KingsboroughLtd. P/S in Mobile HomePark
High Cou ntry, Ltd. A
None K W
None K W
D i s t r i b u t i o n K W
I . Income Gain Cod es: A =$1,000 or le~s B =$1,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000
(See Columns BIand D4) F =$50.001 - $100.000 G =$100,001 - $1,000.000 H I = $ 1,0 00 ,0 01 - $5 ,0 00 ,0 00 H 2 =M or e th an $ 5.0 00 .0 00
2. Value Code~ J =$15.000 or less K =$15.001 - $50,1)00 L =$50.001 - $ I00,000 M =$100.001 - $250,000
(See Columns CI and D3) N =$250.001 - $500,000 O = $5 00 .0 01 - $ 1,0 00 ,0 00 P I = $1 .0 00 ,0 01 - $ 5.0 00 ,0 00P2 =$5,000,001 - $25,000,000
P3 =$25,000.001 - $50.090,000 P4 =More than $50,000,0003. Value Method Codes Q =Apprai~l R =Cost (Real Estate Only) S =Assessment T =Cash Market
[Sce Column C2) U =Book Value V -O~her W =Estimated
E =$15,001 -
8/3/2019 Bernard A Friedman Financial Disclosure Report for 2010
http://slidepdf.com/reader/full/bernard-a-friedman-financial-disclosure-report-for-2010 5/15
FINANCIAL DISCLOSURE REPORT
Page 5 of 15
N a m e o f P e r so n R e p o r t i n g
FRIEDMAN, BERNARD A.
Date of Report
05/06/201 I
V I I. IN V E S T M E N T S a nd T R U S T S- i n c ~ m e ~ v a ~ u e ~ t r a n S a c t i ~ n s ( ~ n c ~ u d e s t h ~ $ e ~ f s p ~ u s e a n d d e p e n d e n t c h i ~ d r e n
N O N E(No reportable income, assets, or transactions.)
Descr ip t ion of Asse ts I n c o m e d u r i n g
( includingt rus t asse~s) repor t ing per iod
(i) (2)Place "(X)" after each asset A m o u n t Typ~ (e.g.,
exempt from prior disclosure Code I div. , ren t ,( A - H ) or int .)
Gross value at en d
of repor t ing per iod
(1) (2)
V a lu e V a lu eC o d e 2 Method
(J-P) C o d e 3
( Q - W )
(I)Type (e .g . ,buy, sell,
redemption)
Transac t ions dur ing repota ing per iod
(2) (3) (4)Date Va l u e Gain
m m / d d / y y C o d e 2 Code I(J-P ) (A-H )
(5 )Identity of
buyer/seller(if private
transaction)
1 8 . OLTC, Ltd. None K W
1 9 . JPMorgan Chase B Dividend J T
20 . Certificates of Deposit/Regular Savings - JP A I n t e r e s t M T
Morgan Chase
2 1. N at io n w is e In s. C o. A I n t e r e s t K T
Name Changed- BankO ne
22 . U.S. Savings Bonds B I n t e r e s t K T
23 . (CAPTION) COMMON STOCKS None (Heading)
24 . Pepsico C Dividend N T
25. Disney A Dividend J T
26. K ello gg A Dividend K T
27 . Lockheed Martin A Dividend J T
28 . CMS Energy A Dividend
29. NCR A Dividend
J
J
T
T
30 . Terada ta Corp ora tion None
3 I. Target A Dividend
32 . WaI-Mart A Dividend
J
J
J
T
T
T
33 . Glimcher Rea lty Trust A Dividend
34. U.S. Banco rp A Dividend
J
J
T
T
I . Income Gain Codes: A =$1,000 o r less B =$1.001 - $2,500 C =$2,501 - $5,000 D =$5,0~1 - $15,000
( Se e C ol um n s B I a nd D- l) F = $5 0.0 01 - $ 10 0,0 00 G =$ 10 0,0 01 - $ 1,0 00 ,0 00 H I = $1 ,0 00 .0 01 - $ 5,0 00 .0 00H2 =More than S5.000,000
2. Value Codes J =$15.0(~ o r le ss K =$15,001 - $50.000 L =$50.001 - $10~.00~ M =$10~.0~1 - $250,000
(See Columns CIand D3) N =$250,001 - $500.000 O =$500,001 - $1,000.000 PI =$1.000,001 - $5,000.000 P2 =$5,000.001 - $25,000.000
P3 =$25 .000.001 - $50.000.000 P4 =More than $50,000,0003. Value Method Codes Q =Appraisal g =Co st (Real Estate Only) S :Assessment T :Cash Markc!
{See Column C2) U =Book Value V Other W =Estimalcd
E =$15.0~1 - $50.0~0
8/3/2019 Bernard A Friedman Financial Disclosure Report for 2010
http://slidepdf.com/reader/full/bernard-a-friedman-financial-disclosure-report-for-2010 6/15
FINANCIAL DISCLOSURE REPO RTPage 6 of 15
N a m e o f P e r s o n R e p o r t i n g
FRIEDMAN, BERNARD A.
Date ofR e p o r t
05/06/201 I
V I I . I N V E S T M E N T S a n d T R U S T S- income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
D NONE income, or transactions.)V oreportable assets,
A. ILC.
Description of Assets Incom e during Gross value at end(including trust assets) reporting period of reporting period
(I) (2) (I) (2)Place "(X )" after each asset Am ountType (e.g., Value Value
exempt from prior disclosure Code I div., rent, Code 2 Method(A-H) or in t . ) (J-P) Code 3
(Q-W)
Transactions during reporting pedod
(3) (4)Value : , Gain
Code2 I Code l(J-P) i (A-H)
( 1 ) ( 2 )Ty p e ( e . g . , Date
b u y, s e l l , mm/ddJyy
redemption)
(5 )Iden t i~y o f
buyer/seller( i f p r iva te
t ransac t ion)
35 . Magellan Fund- Fidelity A Interest J T
36 . (CAPTION) MUNICIPAL BONDS None (Head ing )
37. MI Mun Bd. Auth Rev A Interest Redeemed 10/01/10 K A Merril l Lynch
38 . Milan MI Schools A Interest Redeemed 05/03/10 L A Merril l Lynch
39 . University of Cincinnati Ohio A Interest K T Bu y 05/24/10 K Menil l Lynch
40 . WhiteCIoud Michigan Publ ic Schools A Interest K T
41 . A’I’I" A Dividend K T
4 2. Am . Ba l. Fu nd A Dividend K T
43 . Waste Mgt. A Dividend J T
44 . CD Banco Pue rto Rico A Interest L T Redeemed 01/19/10 L Merril l Lynch(part)
45 . CD Discovery Bank A Interest L T
46 . MI St. Hosp. Authority *X A Interest Redeemed 09/02/10 J Men ill Lynch
47 . Taylor Coun ty FL Sales Tax *X A Interest Redeemed 10/01/10 K Menill Lynch
48 . DC Ren*X A Interest M T
49 . WhiteCloud Pub Sch *X A Interest K T
50 . Baltimore County M/T*X A Interest K T
51 . Jasper Wtr Wks/Wts *X A Interest K T
I . Incom e Gain Codes: A =$ 1.000 or less B =$1,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000
(See Column s BI and D4) F = $50,001 - $100.000 G = $100.001 - $1,000,000 H I =$ 1,0 O0 .~ OI - $ 5. 00 0. 00 0 H 2 =M or e th an $ 5 .0 00 .0 00
2. Value Codes J =$15.000 or less K =$15.001 - $50.000 L =$50.001 - $100.000 M =$100,0~1 - $250.000
(Sc¢ Columns CI and D3) N =$250,001 - $500.000 O =$500,001 - $1.000,000 PI =$1.000.001 - $5.000.000 P2 =$5.000,001 . $ 25.000.000
P3 =$25.000.001 - $50.0~0.000 P4 =More than $50.000.000
3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Markct
(S~e Column C2) U =Book Value V =Other W =Estimated
E =$15.001 -$ 5 0 , 0 0 0
8/3/2019 Bernard A Friedman Financial Disclosure Report for 2010
http://slidepdf.com/reader/full/bernard-a-friedman-financial-disclosure-report-for-2010 7/15
FINANCIAL DISCLOSURE REPORTPage 7 of 15
N a m e o f P e r s o n R e p o r t in g
FRIEDMAN, BERNARD A.
D a t e o f R e p o r t
05/06/2011
V I I. I N V E S T M E N T San dT R U S T S- income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
N O N E(No reportable income, assets, or transactions.)
A. B. C.Description of Assets Incom e during Gross value at end
(including trust assets) reporting perio d of reporting period
0) (2) (I) (2)
Transac t ions dur ing repor t ing per iod
(2) (3) (4)
P l a c e " ( X ) " a f t e r e a c h a s s e t A m o un t T yp e (e .g .,Value Valuee x e m p t f ro m p r i o r d is c l o s u r e Code I d iv. , r en t , C o d e 2 M e t ho d
( A - H ) or in t . ) ( J - P ) C o d e 3( Q - W )
52 . Metro Pea IL Ded Tax St *X A Interest K T
53 . Rich LD - Dean Bissm In *X A Interest K T
54 . Grand Rapids- Kent County *X A Interest K T
55 . ND St Mun Bd *X A Interest K T
56 . Utah Trans Aut Sales Tx *X A Interest J T
57. Galveston Tx *X A Interest K T
58 . Pennyslvania State U A Interest K T
59 . Morgan Stanley A Interest K T
60 . Washington State Motor A Interest K T
61 . Ohio State Higher Ed. A Interest K T
62 . Raleigh NC Pub A Interest K T
63 . Il l Financ ial Aut Rev A Interest K T
64 . Tortoise Energy A Interest J T
65 . Merril l Lynch Managed Account A Interest N T
66 . (CAPTION) IRAs and SEPs None
67. (CAPTION) FIDELITY CORP. IRA None
68 . Diversified International A Dividend J T
T y p e ( e . g . , Date Va lue ! Ga inb u y , s e ll , m m /d d /y yCode 2 ] Code I
r e d e m p t i o n ) (J-P) I (A-H)
Bu y 09/03/10 K
Bu y 09/03/10 K
Bu y 09/22/10 K
Buy 09/10/10 K
Bu y 10/09/10 K
Bu y 11/03/10 K
(Head ing )
(Heading)
Ident i ty ofbuyer/seller( i f p r iva te
t ransac t ion)
Merril l Lynch
Memll Lynch
Merril l Lynch
Merril l Lynch
Merril l Lynch
Merril l Lynch
I . Income Gain Cod es: A =$1,000 or less 8 =51.001 - 52,500 C =$2,501 - $5,000 D =$5,001 - $15,000
(See Column s BI and I)4) F =$50.001 - $10~.000 G =$10~.001 - $1,0~O,0~9 HI =$1,0~,001- $5,0~0,00~ H2 =More than $5.000.0~O
2. Value Codes J =$15,000 or le ss K =$15.0~1 - $50.0~O L =$50.001 - $100.000 M =$100,0OI - $250,0~O
(See Columns CI and D3) N $250.0OI - $500.000 O 550~.001 - $1.000.(~O PI =51.00~.0~1 - 55,000,000 P2 =$5,09~,0OI - $25,0OO.0~0
P3 -$25.0~0.001 - 550.000.000 P4 =More than $50,0~1,000
3. Value Method Codes Q =Appraisal R =Cost (Real Estale Only) S -As~ssmcnt T =Cash Market
( see Colunm C2) U ~Book Value V O t h e r W =Estimated
E =515.0~1 - 550.0OO
8/3/2019 Bernard A Friedman Financial Disclosure Report for 2010
http://slidepdf.com/reader/full/bernard-a-friedman-financial-disclosure-report-for-2010 8/15
FINANCIAL DISCLOSURE REPO RTPage 8 of 15
N a m e o f P e r s onReporting
FRIEDMAN, BERNARD A.
Date of Report
05/06/201 I
V I I. I N V E S T M E N T S a n d T R U S T S -i .c o m . , , ,a t . e , t r a n s a c t io n s(Includes those of spouse an d dependent children; set p p. 34-60 of f!ling instraction~.)
N O N E(No reportable income, assets, or transactions.)
D e s c r i p t io n o f A s s e t s Income during( i n c l u d i n g t r u s t a s s e t s ) repor t ing per iod
O) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T yp e ( e .g .,
exempt from p rior disclosure C o d e 1 div. , r en t ,( A - H ) or int . )
G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d
(1) (2)Value Value
C o d e 2 M e th o d(J-P) C o d e 3
( Q - W )
Type (e.g.,
buy, sell ,r e d e m p t i o n )
Transactions during reporling period
(2) (3) (4)
D a t e Value Gainmm/dd/yy Code 2 Code I
(J-P) (A-H)
(5 )Ident i ty of
buyer/seller( i f p r iva te
t ransac t ion)
69 . Appreciation Fund A Dividend
70 . S tock Se lec to r Fund A Dividend
J T
71 . Magellan A Dividend
72. (CAPTION) FIDELITY SEP/IRA None
73. Fidelity Canad a A Dividend
74. Contrafund A Dividend
J
K
T
(Head ing )
T
T
75. Fidelity Bal A Dividend
76. Fidelity Growth & Incom e A Dividend
77. Alpine Realty Incom e A Dividend
78 . Fidelity International Disc. A Dividend
79 . Newberger Brennan P/S A Dividend
80 . Janus Fund A Dividend
J
K
J
J
J
J
T
T
T
T
T
T
81 . American C entury IRA/S & F A Dividend
82 . (CAPTION) T. ROWE P RICE SEP/IRA None
83 . Capital Appreciation A Dividend
84 . (CAPTION) COMMON STOCK HELD BY NoneWELLS FARGO
85 . Air Products & Chem . A Dividend
T
(Head ing )
T
(Head ing )
T
WFargo boughtWachov ia
I . Incom e Gain Codes: A =$1.000 o r Icss B =$1,001 - $2,500 C ~$2,501 - $5,000
(See Columns BI and 134) F =$50.001 - $100,000 G =$100,001 - $1,000,000 HI =$1,0~0.001 - $5,000,000
2. Value Codes J = $15,000 or less K =$15,001 - $50,000 L =$50.0~ I - $ 100,000
(See Columns C I and D3) N =$250.001 - $500.000 O =$ 50 0.0 01 - $ 1,0 00 ,0 00 P I = $1 ,0 00 ,0 01 - $ 5,0 00 .0 00
P3 =$25,000.001 - $50.000.000 P4 =More than $50,000.0003. Value Method Codes Q =Apprai~l R =Cost (Real Estate Only) S =Assessment
Isee Column C2) U =Book Value V =Other W =Estimaled
D =$5,001 - $15,000H2 -More than $5,000,000M =$100,001 - $250,000
P2 =$5,000,001 - $25,000,000
T =Cash Market
E =$15,001 - $50,000
8/3/2019 Bernard A Friedman Financial Disclosure Report for 2010
http://slidepdf.com/reader/full/bernard-a-friedman-financial-disclosure-report-for-2010 9/15
FINANCIAL DISCLOSURE REPORTPage 9 of 15
N a m e o f P e r s o n R e p o r t in g
FRIEDMAN, BERNARD A.
Date of Report
05/06/201 I
V I I. IN V E S T M E N T S a n d T R U S T S- i.e o m o , v a ~ u ~ t r a n s a c ~ i~ n s a n c ~ u d e s th ~ S e ~ f s p ~ u s e a n d d e p e n d e n ~ c h i ~ d r en
N O N E(No reportable income, assets, or transactions.)
De sc rip tio n o f Ass e ts In c o m e d u rin g
( inc lud ing t rus t asse t s ) repor t ing per iod
(1) (2)Place "(X)" after eachasset A m o u n t Type (e.g.,
exempt from prior disclosure Code I div. , ren t ,( A - H ) or int.)
Gross va lue a t endof repor t ing per iod
(I) (2)V a lu e V a lu e
C o d e 2 Method
(J-P) C o d e 3( Q - W )
Type (e.g.,
buy, sell ,r e d e m p t i o n )
Transac t ions dur ing repor t ing per iod
(2) (3) (4)
D a t e Value Gainm m /d d/yy Cod e 2Code 1
( J - p ) (A-H)
Identity of
buyer / se l le r( i f pr iva te
t ransac t ion)
86 . Alcatel- Lucent A Dividend J T
87 . American Internat ional Group A Dividend J T
8 8 . A rc h er D a ni els M id la n d A Dividend J T
8 9 . Ar k e m a A Dividend J T
90. AT&T A Dividend K T
91 . Autoliv, Inc.
9 2. B ris to l Mye r s Sq u ib b
93 . CISCO Systems
94 . Citadel Broadcasting
95. Co ca -Co la
A Dividend J T
A Dividend K T
A Dividend K T
A Dividend J T
A Dividend K T
9 6. C ov id ie n, Lt d.
97 . Fifth Third Bank
A Dividend J T
A Dividend J T
98 . Gar tne r Group-B
99 . Gen eral Electric
A Dividend J T
A Dividend K T
100. Gener al Mills A Dividend K T
I01. Hall iburton A Dividend Donated
102. Home Depot A Dividend J T
I. Income Gain Codes:(See Columns B I and D4)
2. Value Codes(See Columns CI and D3)
3. Value Method Codes[see Column C2)
A =$1,000 or less
F =$50.001 -J =$15.000 or lessN =$250.0OI - $500,000P3 -$25,000,001 - $50,000.000Q =Appraisal
U ~Book Value
B -$1,001 - $2.500
G =$100.001 - $1,0~0,0~0K $15,001 - $50.0~)
O =$500,001 - $1,090.000
R Cost (Real Estate Only)V =Other
C =$2.501 - $5,000H I = $ 1 ,000,001 - $5.000.000L =$50,001 - $100.000
P 1 =$ 1 ,000,001 - $ 5 ,000,000
P4 =More than $50,000.000
S = A s s e s s m e n t
W = E s t im a t e d
=$ 5,001 - $15,000H2 =More than
M =$100,001 - $250,000P2 =$5,090,001 - $25,0~0,00~
=Cash Market
E =$15.001 - $50,000
8/3/2019 Bernard A Friedman Financial Disclosure Report for 2010
http://slidepdf.com/reader/full/bernard-a-friedman-financial-disclosure-report-for-2010 10/15
FINANCIAL DISCLOSURE REPORT
Page 10 o f 15
N a m e o f P e r s o n R e p o r t in g
FRIEDMAN, BERNARD A.
D a t e o f R e p o r t
0.5/06/201 I
V I I. I N V E S T M E N T S a n d T R U S T S- income, value,t r a n s a c t io n s a .c t .d e s t h o s e q s p o . s e ~ n d d e p e n d e n tchildren; s e e p p . 3 4 - 6 0of filing instructions.)
N O N E(No reportable income, assets, or transactions.)
Descr ip t ion of Asse ts I n c o m e d u r i n g
( inc lud ingtrus~a sse ts) rep o rtin g p e rio d
(i) (2)Place "(X)" after each asset A m o u n t Type (e.g.,
exempt from prior disclosure Code I div., r~nt,( A - H ) or int.)
Gross va lue a t end
of repor t ing per iod
(1) (2)V a lu e V a lu e
C o d e 2 Method
(J-P) C o d e 3( Q - W )
0)Ty p e(e.g.,buy, sell ,
r ~ d e m p t i o n )
Transac t ions dur ing repor t ing per iod
(2) O) (4)Date Va l u e Gain
m m /d d/y y C o d e 2 C o d e I
(J-P) (A-H)
(5 )Ident i ty of
buyer / se l le r
( i f pr iva te
t ransac t ion)
103. Hospira Inc.
104. Intel Corp .
A Dividend
A Dividend
Donated
105. Janus Cap Group, lnc .
106 . Johnson&Johnson
A
A
Dividend
Dividend
J
M
T
T
107. J .P. Mor gan Chase
108. Kim berly Clark
109. Limited
A
A
A
Dividend
Dividend
Dividend
J
K
J
T
T
T
II0. LSI Corp .
11 I. Masco Corp.
112. McDonald’s Corp.
11 3 .Medco Heal th Solut ions
A Dividend
A Dividend
A Dividend
A Dividend
J
J
L
T
T
T
Donated
114. Merck & Co. B Dividend L
115. Motorola A Dividend J
116. Pitney Bowe s
117. Proassurance
A
A
Dividend J
Dividend K
T
T Missed last year
118. Prudential Financial A Dividend J
119. Royal Dutch Petroleum A Dividend K
I. Income Gain Codes:(See Column s B I andD 4 )
2. Value Codes(See Columns CI and D3)
3. Value Method Codes(See Column C2)
A =$1,000 or less
F $50,0OI - $10~,00~
J $ 1 5 . 0 0 0 or less
N =$250.0OI - $500,000
P3 =$25 ,0~0,0OI - $50.000.000
Q = A p p r a i s alU ~Book Value
B =$1,001 - $2,500
G = $ I 0 0 . 0 ~ I - $1,000.000K =$15.001 - $50,0000 = $ 5 0 0 , 0 0 1 - $ 1 . 0 0 ~ . 0 0 0
R =Cost (Real Estate Only)V Other
C =$2.501 - $5,000H 1 = $ 1 , 0 0 O . 0 0 1 - $ 5 , 0 0 0 . 0 0 0L =$50.001 - $100.000PI =$1,000.001 - $5,000,000P4 =More than $50,000,CO0
S =AssessmcntW =Estimated
D =$5.001 - $15,000H2 =More Ihan
M =$100,001 - $250,000P2 ~$5,000,001 - $25.000.000
T =Cash Market
E =$15,0OI- $50,000
8/3/2019 Bernard A Friedman Financial Disclosure Report for 2010
http://slidepdf.com/reader/full/bernard-a-friedman-financial-disclosure-report-for-2010 11/15
FINANCIAL DISCLOSURE REPORT
Page ! ! of 1 5
N a m e o f P e r s o n R e p o r t in g
FRIEDMAN, BERNARD A.
D a t e o f R e p o r t
05/06/2011
V I I . I N V E S T M E N T S a n d T R U S T S -i n c o m e , v a l u e , tr a n s a c t io n srlncludes those of spousea n ddependent children;s e e p p . 3 4 - 6 0of filing instructio.~.)
N O N E(No reportable income, assets, or transactions.)
A. B. C. D.Description of Assets Income during Gross value at end Transactions during reporting period
( inc lud ingtrust assets) reporting period of reporting period
(I) (2) (I) (2 ) (I) (2) (3) i (4) (5 )
Place "(X)" after each asset AmountType (e.g., Value Value Type (e.g., D a t e Value : Gain Identity of
exempt from prior disclosure Code I div.,rent, Code2 M e th o d buy, sell, mm/dd/yy Code2 i Code I buyer/seller(A-H) orint.) (J-P) Code 3 redemption) (J-P) ! (A-H) (if private
(Q-W) i t r a n s a c t i o n )
120. Sysco Corp. A Dividend L T
12 I. TE Connectivity A Dividend J T
122. Tyco Internationa l A Dividend K T
123. W ells Fargo A Dividend L T
124. Walgreen A Dividend J T
125. Wa lt Disney A Dividend J T
126. Whole Foods A Dividend J T
Part of Tyco Spinoff3/10
127. Zimm er Holdings A Dividend
128. COLUMBIASPECIAL FUND A Dividend T
Donated
129. JANUS OVERSEAS FUND A Dividend Donated
130. American Inv FDS Europe an Gr owth A Dividend
131. Federated Kaufm an A Dividend
K
J
T
T
132. R S Value Fund A Dividend J
133. Janus Contrarian *X A Dividend
134. Neuberger & Be rman Equity FD *X A Dividend
135. Select Am Shar es *X A Dividend
136. W ells Fargo Bank CD A Dividend
J
J
J
0
T
T
T
T Bu y 12/12/10 M Wells Fargo
I . Income Gain Cod es: A =$1,000 o r less B =$1,001 - 52,500 C =52,501 - $5,1)00 D =55,0OI - $15,00~
(See Column s BI and IM) F =$50,0QI - 510O,0O0 G =$10O.001 - $1,0~O,CO) H I =5|,000,001 - 55,000,000 H2 =More than $5.0~O.0~0
2. V aluc Codes J = 515,000 or less K =515,001 - $50,000 L =550,001 - 5100,000 M= $ 100.001 - $ 25 0,000
(See Columns CIand D3) N =$250,001 - $500,000 O =$500,001 - $1,000,000 PI =$1,000,001 - 55,000,000 P2 =$5,000,001 - $25,000,000
P3 -525,000,COI - 55 0,000,000 P4 =More than $50,000,0003. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Asscssmcnl T =Cash Market
( see Column C2) U =Book Value V =Other W =Estimated
E =$15,001 - $50,000
8/3/2019 Bernard A Friedman Financial Disclosure Report for 2010
http://slidepdf.com/reader/full/bernard-a-friedman-financial-disclosure-report-for-2010 12/15
FINANCIAL DISCLOSURE REPORT
Page 12 o f 15
N a m e o f P e r s o n R e p o r l i n g
FRIEDMAN, BERNARD A.
D a t e o f R e p o r t
05/06/201 I
V I I . I N V E S T M E N T S a n d T R U S T S- income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
----] NONE (Noreportable income, assets, or transactions.)
D e s c r i p t io n o f A s s e t s Income during( in c lu d in g tru s t a s s e ts ) re p o rtin g p e rio d
O) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o un t T y pe (e .g .,
exempt from p rior disclosure Code I d iv. , r en t ,( A - H ) or in t . )
G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d
O) (2)Value Value
C o d e 2 M e th o d(J-P) C o d e 3
( Q - W )
Type (e.g.,buy, sell,
redemption)
Tr a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d
(2) (3) (4)
D a t e Value Gainmm/dd/yy Code 2 Code I
(J-P) (A-H)
(s )Iden t i ty o f
buyer/seller( i f p r iva te
t ransac t ion)
137. (CAPTION) J. P. MORGAN
138. J.P. Morgan Mid-Cap Value Fund
139. J.P. Morgan Intrep. Mid-Cap
140. J.P. Morgan Sm al l Cap Value Fun d
141. J.P. Morgan Interna tional Fund
142. (CAPTION) VANGUARD
143. Growth Index Fund
None
A Dividend
A Dividend
A Dividend
A Dividend
None
A Dividend
K
K
K
J
(Heading)
T
T
T
T
(Heading)
T
144. FIDELITY PORTFOLIO FND. MGRACCT. (NO CTRL/ASSET SELEC. 1)
145. FIDELITY PORTFOLIO FND. MGRACCT. (NO CTRL/ASSET SELEC . 2)
146. Manul i fe Financia l *X
C
A
A
Dividend O T
Dividend N T
Dividend K T
147. DFCU CD A Interest M T
148. WELLS FARGO IRA (heading)
149. Janus Contrar ian *X Interest J T
Head ing
150. Rowe T Pr ice *X A Interest J T
151. Selec t Am. Shares *X A Interest J T
152. Vanguard Equi ty Incom e *X
153 . Vangua rd P r ime Cap *X
A
A
Interest K T
Interest J T
I. Income Gain Codes:(See Colurrm s B I and D-I)
2. Value Codes(See Colurrms CI and D3)
3. Value Method Codes(See Column C2)
A =$1.000 or lessF =$50.001 - $100.000J =$15.000 or lessN =$250.001 - $500,0~0P3 =$25 .000.001 - $50.000.090Q = Appraisal
U =Book Value
B =$1,001 - $2.500G =$100.001 - $ 1.000.000
K :$15.001 -O =$500,001 - $1,000.000
R =Cosl (Real Eslale Only)V O l h e r
C =$2,501 - $5,000HI =$1,000.001 - $5.000,000
L -$50,001 - $100,000PI =$1.000.001 - $5,000,000P4 -More t han $50 .000 .000
S = A s : ~ s s m c n lW =Est imalcd
D’=$5.001 - $15,000
H 2 = M o r e t h a n $ 5 . 0 0 0. 0 0 0M $100,001 - $250.000
P2 =$5 ,000,001 - $25,000.000
T = C a s h M a r k c l
E =$15,001- $50,000
8/3/2019 Bernard A Friedman Financial Disclosure Report for 2010
http://slidepdf.com/reader/full/bernard-a-friedman-financial-disclosure-report-for-2010 13/15
FINANCIAL DISCLOSURE REPORT
Page 13 o f 15
N a m e o f P e r s o n R e p o r li n g
FRIEDMAN, BERNARD A.
Dale of Report
05/06/201 I
V I I. I N V E S T M E N T S a n d T R U S T S- incom e, value, transactions (Includes those of spouse an d depende nt children; seepp. 34-60 of filing instructions.)
N O N E(No reportable income, assets, or transactions.)
A. B.C. D.
Description of Assets Income during Gross value at end Transactions during reporting period
(including trust assets) reporting period of reporting period
(I) (2) (I) (2) (I) (2) (3) (4) (5 )
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., D a t e Va l u e G a i n Identity of
exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mrn!dd/yy Code 2 i Code 1 buyer/seller(A-H) orint.) (J-P) Code 3 redemption) O-P) i (A-H) (if private
(Q-W) [ t r a n s a c t i o n )
154. Vanguard W ell ington *X A I n t e r e s t K
155. Va nguard W indsor *X A I n t e r e s t J
156.
157.
158.
159.
160.
I . Income Gain Codes: A = $ 1 , 0 0 0or less B =$1,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000
(See Columns B I and D-I) F =$50.001 - $ I00.000 G =$100.001 - $1.000,000 HI =$1.000,001 - $5,0~0,000H2 =More 1ban $ 5,000,000
2. Value Codes J -$15,0OO or less K =$15,001 - $50.000 L -$50.001 - $100,000 M =$100,001 - $ 250,0~)
(See Columns CI and D3) N =$250.001 - $500.0~0 O =$500,001 - $1.0~0,00~ PI =$1,0~0,001- $5,000,000 P2 =$5,000,001 - $25.00~.000
P3 =$25.00~.0~1 - $ 50.00’0.000 P4 =More than $50,000,00~
3. Value Melhod Codes Q = Appraisal R :Co~l (Real Estate Only) S -Assessment T =Cash Market
(See Colum n C2) U =Book Value V O t h e r W =Eslimated
E =$15.001 - $50,000
8/3/2019 Bernard A Friedman Financial Disclosure Report for 2010
http://slidepdf.com/reader/full/bernard-a-friedman-financial-disclosure-report-for-2010 14/15
FINANCIAL DISCLOSURE REPORT
Page 14 of 15
Name of PersonReport ing
FRIEDMAN, BERNARDA.
Date of Report
05/06/2011
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.
All errors appea ring on the Audit Report are heading lines (not investm ents).
8/3/2019 Bernard A Friedman Financial Disclosure Report for 2010
http://slidepdf.com/reader/full/bernard-a-friedman-financial-disclosure-report-for-2010 15/15
FINANCIAL DISCLOSURE REPO RTPage 15 of 15
Name of Person Reporting
FRIEDMAN, BERNARD A.
Date of Report
05/06/2011
IX. CERTIFICATION.
I ce r t ify tha t a l l in forma t ion g iven above ( inc lud ing in format ion p er ta in ing to my spo use and m inor o r depend ent ch i ld ren , if any) i s
accura te , true , and com ple te to the bes t o f my kn owiedg e and be l ie f , and tha t any in form at ion no t repor ted wa s wi thhe ld because i t met app l icabprov is ions permi t t ing non-d isc losure .
I fu r ther ce r t ify tha t ea rned incom e f rom ou ts ide employm ent and honorar ia and the accep tance of g i f t s which have been repor ted a re incom pl iance wi th the p rov is ions o f 5 U.S .C. app . § 501 e t . seq . , 5 U.S .C. § 7353 , and Jud ic ia l Conference reg u la t ions .
Signa tu re : S/BERNARD A. FRIEDMAN
NOTE: ANY INDIVIDUAL WH O KNOW INGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT M AY BE SUBJECTAND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)
Com m ittee on F inanc ia l Disc losureAdm inis tra t ive Off ice of the Un ited States Cou rtsSuite 2-301One Colum bus Circle , N.E.Wa shington, D.C. 20544