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GLOBAL EQUITY CAPITAL MARKETS REVIEWMANAGING UNDERWRITERS
First Quarter 2012
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First Quarter 2012 | Equity Capital Markets | Managing Underwriters
Equity Capital Markets Review
Table of Contents
13
Asia Equity & Equity-Related, inc Chinese A-shares (C1b)
Japan Secondary Offerings (C8d)
Global Equity & Equity-Related (C2)
Global Convertibles (C9)
Global IPOs (C5)
Japan Equity
Equity Capital Markets Criteria Summary
10
Japan Convertible Offerings (C9e)
8 Japan Common Stock (C4d)
9
EMEA Equity
EMEA Equity & Equity-related (C1d)
EMEA Common Stock (C4c)
EMEA Deals Intelligence
EMEA IPOs (C7c)
Global Equity & Equity-Related (C1)
Global Equity
Global Deals Intelligence
Leading Underwriters for Third Quarter 2010
13
Criteria Summary
Global Scorecard
Global Debt, Equity & Equity Related (A1)
14
13
Asia Equity
9
Japan IPOs (C7d)
1
2
2
2
2
3
3
3
EMEA Rights Offerings (C8fr)
EMEA Convertibles (C9d)
Japan Equity & Equity-Related (C1e)
Regional Contacts
13
9
14
8
9
13
Global Equity & Equity-Related inc. Warrants
US Convertibles (C9a)
US IPOs (C6)
US Equity
US Deals Intelligence
US Equity & Equity-Related (C1a)
Global Equity Rankings - Last Ten Years
Asia Secondary Offerings, inc Chinese A-shares (C8c)
10
11
Australian Equity & Equity-related (AK1)
Australia Equity
Australian Common Stock (AK2) 12
Thomson Reuters Solutions for the Deal
Making Community15
Asia Common Stock, inc Chinese A-shares (C4a) 11
Asia Equity & Equity-Related, ex Chinese A-shares (C1ba)
Banking Composite of Top US Equity Bookrunners
US Equity & Equity-Related inc. Warrants
USCommon Stock (C3)
5
3
US Secondary Offerings (C8a)
5
12
5
11
11
Asia Convertibles, inc Chinese A-shares (C9b)
7
6
6
6
6
Asia IPOs, inc Chinese A-shares (C7a)
4
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First Quarter 2012 | Equity Capital Markets | Managing Underwriters
Global Equity Capital Markets: Ten Years of Rankings
1
2
3
4
1
2
3
4
Citi
Goldman Sachs & Co
JP Morgan
Morgan Stanley
Note: League Table positions reflect consolidation within the banking sector.
5
6
7
8
9
10
5
6
7
8
9
10
2003 2004 2005 2006 2007 2008 2009 2010 2011 2012
R
ank
Credit Suisse
Deutsche Bank AG
Bank of America Merrill Lynch
UBS
Barclays
Nomura
Rankings shown are as of the current quarter-end in each calendar year.https://www.thomsonone.com
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Financials 6,000.0
3/15/2012
Bank of America Merrill Lynch / Citi / Goldman Sachs / JP Morgan / UBS
Goldman Sachs / Morgan Stanley / Credit Suisse / Citi / JP Morgan
Morgan Stanley / Barclays / Citi / Credit Suisse3/27/2012 Dollar General Corp
Capital One Financial Corp Follow-On
AIG
Citi / Goldman Sachs / KKR / JP Morgan / Barclays
New York
DG New York
Citi / Crecdit Suisse / Morgan StanleyAGNC
New YorkFinancials
Nasdaq
Follow-On1,300.9
3/7/2012 American Capital Agency Corp Real Estate 2,088.3 Follow-On
Retail
3/8/2012 AIG Follow-On
Top Ten US Equity & Equity-Related New Issues (US$m)
1,674.4
Nasdaq
Citi
Goldman Sachs
NLSN
New York
New York
1,262.5 COF
New York
3/6/2012 Priceline.com Inc High Technology 995.0 Convertible PCLN
Real Estate 1,130.4 Follow-On VTR1,107.5 Follow-On HCN
Jan 1 - Mar 30 2012
Jan 1 - Mar 30 2012US Equity & Equity-Related Industry Composition for Top Bookrunners
First Quarter 2012 | Equity Capital Markets | Managing Underwriters
US Equity Capital Markets
Real Estate2/21/2012 Health Care REIT Inc
Real Estate
High Technology
Ventas Inc
3/20/2012 Nielsen Holdings NV
1/3/2012
3/8/2012 Simon Property Grp Inc
Issuer IndustryIssue Date
CIE2/23/2012 Energy and PowerCobalt Intl Energy Inc
Issuer
Follow-On
Primary Exchange
New York Bank of America Merrill Lynch / Deutsche Bank / JP Morgan / UBS / Wells Fargo
JP Morgan / Bank of America Merrill Lynch / Goldman Sachs / Citi / Deutsche Bank / Morgan Stanley
1,043.6 Follow-On
SPGFollow-On
JP Morgan / Morgan Stanley / Citi / Credit Suisse / Deutsche Bank / Goldman Sachs / Wells Fargo
1,251.8 New York
ManagersTickerProceeds Issue Type
90%
100%
0%
10%
20%
30%
40%
50%
60%
70%
80%
Citi Morgan Stanley JP Morgan Bank of America MerrillLynch
Credit Suisse Goldman Sachs & Co Barclays Deutsche Bank AG UBS Wells Fargo & Co
%T
otalProceeds
Telecommunications Consumer Staples Retail Real Estate Media and Entertainment Materials Industrials High Technology Healthcare Government and Agencies Financials Energy and Power Consumer Products and Services
. .
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