York Securities / Axos Clearing Mutual Funds. Data accurrate as of 1-17-20, but is subject to change.

SYMBOL FUND FAMILY FUND DESCRIPTION SHARE CLASSFUND TYPE STATUS

CUTOFF TIME (ET)

SETTLE IRA MIN

NON-IRA MIN

TNBIX 1290 FUNDS 1290 SMARTBETA EQTY I I NO LOAD OPEN 1600 T+1 0 0TNHIX 1290 FUNDS 1290 HIGH YIELD BOND I I NO LOAD OPEN 1600 T+1 0 0TNMIX 1290 FUNDS 1290 MULTI ALTERNATIVE STRATEGIES I I NO LOAD OPEN 1600 T+1 0 0TNUIX 1290 FUNDS 1290 DIVERSIFIED BOND I I NO LOAD OPEN 1600 T+1 0 0TNVAX 1290 FUNDS 1290 GAMCO SMALL MID CAP VALUE A A LOAD OPEN 1600 T+1 100 100TNVIX 1290 FUNDS 1290 GAMCO SMALL MID CAP VALUE I I NO LOAD OPEN 1600 T+1 0 0TNYFX 1290 FUNDS 1290 GLOBAL TALENTS I I NO LOAD OPEN 1600 T+1 0 0PSECX 1789 FUNDS 1789 GROWTH AND INCOME C C LOAD OPEN 1600 T+1 1000 2000LMMDX 1919 FUNDS 1919 MD TAX FREE INCM FD CL A A LOAD OPEN 1600 T+1 0 0LMMIX 1919 FUNDS 1919 MD TAX FREE INCM FD CL I I NO LOAD OPEN 1600 T+1 0 0LMRIX 1919 FUNDS 1919 FINANCIAL SERVICES FD CL I I NO LOAD OPEN 1600 T+1 15000 15000LMRNX 1919 FUNDS 1919 SOCIALLY RSPNSV BALANCED FD CL I I NO LOAD OPEN 1600 T+1 0 0SBFAX 1919 FUNDS 1919 FINANCIAL SERVICES FD CL A A LOAD OPEN 1600 T+1 0 0SESLX 1919 FUNDS 1919 SOCIALLY RSPNSV BALANCED FD CL C C LOAD OPEN 1600 T+1 250 500SFSLX 1919 FUNDS 1919 FINANCIAL SERVICES FD CL C C LOAD OPEN 1600 T+1 250 500SSIAX 1919 FUNDS 1919 SOCIALLY RSPNSV BALANCED FD CL A A LOAD OPEN 1600 T+1 0 0HIOIX 360 FUNDS HEDGEROW INCM AND OPPTY INST INSTITUT'L NO LOAD OPEN 1600 T+1 0 0HROAX 360 FUNDS HEDGEROW INCM AND OPPTY A A LOAD OPEN 1600 T+1 0 0SRGAX 360 FUNDS STRINGER GWTH FD CL A A LOAD OPEN 1600 T+1 0 0SRGIX 360 FUNDS STRINGER GWTH FD CL I INSTITUT'L NO LOAD REDEEM ONLY 1600 T+1 0 0AMFEX AAMA AAMA EQUITY FD NO LOAD NO LOAD OPEN 1600 T+1 0 0AMFIX AAMA AAMA INCOME FD NO LOAD NO LOAD OPEN 1600 T+1 0 0AAZAX AB AB MUNI INCM FD AZ PORT A A LOAD OPEN 1600 T+1 2500 2500AAZCX AB AB MUNI INCM FD AZ PORT C C LOAD OPEN 1600 T+1 2500 2500ABAEX AB AB EMRG MKTS MULTI ASSET PORT A A LOAD OPEN 1600 T+1 2500 2500ABASX AB AB DISCOVERY VAL A A LOAD OPEN 1600 T+1 2500 2500ABCEX AB AB EMRG MKTS MULTI ASSET PORT C C LOAD OPEN 1600 T+1 2500 2500ABCSX AB AB DISCOVERY VAL C C LOAD OPEN 1600 T+1 2500 2500ABIAX AB AB INTL VALUE FUND CL A A LOAD OPEN 1600 T+1 2500 2500ABICX AB AB INTL VALUE FUND CL C C LOAD OPEN 1600 T+1 2500 2500ABIMX AB AB IMPACT MUNI INCM SHARES INCOME NO LOAD REDEEM ONLY 1600 T+1 0 0ABIYX AB AB INTL VALUE FUND ADV CL ADVISOR NO LOAD OPEN 1600 T+1 0 0ABNAX AB AB BD INFLAT STRAT A A LOAD OPEN 1600 T+1 2500 2500ABNCX AB AB BD INFLAT STRAT C C LOAD OPEN 1600 T+1 2500 2500ABNYX AB AB BD INFLAT STRAT ADV ADVISOR NO LOAD OPEN 1600 T+1 0 0ABPAX AB AB CONSERV WEALTH STRAT A A LOAD OPEN 1600 T+1 2500 2500ABPCX AB AB CONSERV WEALTH STRAT C C LOAD OPEN 1600 T+1 2500 2500ABPYX AB AB CONSERV WEALTH STRAT ADV ADVISOR NO LOAD OPEN 1600 T+1 0 0ABQCX AB AB TOTAL RETURN BOND PORTFOLIO FD CL C C LOAD OPEN 1600 T+1 2500 2500ABQIX AB AB TOTAL RETURN BOND PORTFOLIO FD CL I I NO LOAD REDEEM ONLY 1600 T+1 2000000 2000000ABQUX AB AB TOTAL RETURN BOND PORTFOLIO FD CL A A LOAD OPEN 1600 T+1 2500 2500ABQYX AB AB TOTAL RETURN BOND PORTFOLIO FD ADV ADVISOR NO LOAD OPEN 1600 T+1 0 0ABSIX AB AB DISCOVERY VAL I I NO LOAD REDEEM ONLY 1600 T+1 2500 2500ABSKX AB AB DISCOVERY VAL K K NO LOAD REDEEM ONLY 1600 T+1 0 0ABSZX AB AB DISCOVERY VAL Z Z NO LOAD REDEEM ONLY 1600 T+1 0 0ABTFX AB AB HIGH INCM MUNI PORT C C LOAD OPEN 1600 T+1 2500 2500ABTHX AB AB HIGH INCM MUNI PORT A A LOAD OPEN 1600 T+1 2500 2500ABTYX AB AB HIGH INCM MUNI PORT ADV ADVISOR NO LOAD OPEN 1600 T+1 0 0ABVAX AB AB VALUE FUND CL A A LOAD OPEN 1600 T+1 2500 2500ABVCX AB AB VALUE FUND CL C C LOAD OPEN 1600 T+1 2500 2500

ABVIX AB AB VALUE FUND CL I I NO LOAD REDEEM ONLY 1600 T+1 2500 2500ABVKX AB AB VALUE FUND CL K K NO LOAD REDEEM ONLY 1600 T+1 0 0ABVYX AB AB VALUE FUND ADV CL ADVISOR NO LOAD OPEN 1600 T+1 0 0ABWAX AB AB ALL MARKET TOTAL RETURN PORTFOLIO CL A A LOAD OPEN 1600 T+1 2500 2500ABWCX AB AB ALL MARKET TOTAL RETURN PORTFOLIO CL C C LOAD OPEN 1600 T+1 2500 2500ABWYX AB AB ALL MARKET TOTAL RETURN PORTFOLIO ADV ADVISOR NO LOAD OPEN 1600 T+1 0 0ABXAX AB AB TAX MGD INTL PORT A A LOAD OPEN 1600 T+1 2500 2500ABXCX AB AB TAX MGD INTL PORT C C LOAD OPEN 1600 T+1 2500 2500ABYEX AB AB EMRG MKTS MULTI ASSET PORT ADV ADVISOR NO LOAD OPEN 1600 T+1 0 0ABYSX AB AB DISCOVERY VAL ADV CL ADVISOR NO LOAD OPEN 1600 T+1 0 0ACACX AB AB MUNI INCM FD CA PORT C C LOAD OPEN 1600 T+1 2500 2500ACGYX AB AB INCM FD ADV ADVISOR NO LOAD OPEN 1600 T+1 0 0ACMCX AB AB INTERM CA MUNI C C LOAD OPEN 1600 T+1 2500 2500ACMTX AB AB ALL MKT REAL RETURN PORT C C LOAD OPEN 1600 T+1 2500 2500ADGAX AB AB CORE OPPORTUNITIES A A LOAD OPEN 1600 T+1 2500 2500ADGCX AB AB CORE OPPORTUNITIES C C LOAD OPEN 1600 T+1 2500 2500ADGYX AB AB CORE OPPORTUNITIES ADV ADVISOR NO LOAD OPEN 1600 T+1 0 0ADPAX AB AB SHORT DURATION PORT A A LOAD OPEN 1600 T+1 2500 2500ADPCX AB AB SHORT DURATION PORT C C LOAD OPEN 1600 T+1 2500 2500AEAXX AB AB GOVT MONEY MARKET PORTFOLIO A A LOAD OPEN 1600 T+1 2500 2500AECXX AB AB GOVT MONEY MARKET PORTFOLIO C C LOAD OPEN 1600 T+1 2500 2500AGCCX AB AB UNCONSTRAINED BD C C LOAD OPEN 1600 T+1 2500 2500AGDAX AB AB HIGH INCM FD CL A A LOAD OPEN 1600 T+1 2500 2500AGDCX AB AB HIGH INCM FD CL C C LOAD OPEN 1600 T+1 2500 2500AGDIX AB AB HIGH INCM FD CL I I NO LOAD REDEEM ONLY 1600 T+1 2500 2500AGDKX AB AB HIGH INCM FD CL K K NO LOAD REDEEM ONLY 1600 T+1 0 0AGDRX AB AB HIGH INCM FD CL R R NO LOAD REDEEM ONLY 1600 T+1 0 0AGDYX AB AB HIGH INCM FD CL ADV ADVISOR NO LOAD OPEN 1600 T+1 0 0AGDZX AB AB HIGH INCM FD CL Z Z NO LOAD REDEEM ONLY 1600 T+1 0 0

AGIAX AB AB TAXMANANGED ALL MARKET INCOME PORTFOLIO CL A A LOAD OPEN 1600 T+1 2500 2500

AGICX AB AB TAXMANANGED ALL MARKET INCOME PORTFOLIO CL C C LOAD OPEN 1600 T+1 2500 2500

AGIYX AB AB TAXMANANGED ALL MARKET INCOME PORTFOLIO ADV ADVISOR NO LOAD OPEN 1600 T+1 0 0

AGRCX AB AB GROWTH FUND CL C C LOAD OPEN 1600 T+1 2500 2500AGRFX AB AB GROWTH FUND CL A A LOAD OPEN 1600 T+1 2500 2500AGRYX AB AB GROWTH FUND ADV CL ADVISOR NO LOAD OPEN 1600 T+1 0 0AGSAX AB AB UNCONSTRAINED BD A A LOAD OPEN 1600 T+1 2500 2500AGSIX AB AB UNCONSTRAINED BD ADV ADVISOR NO LOAD OPEN 1600 T+1 0 0AICAX AB AB INTERM CA MUNI A A LOAD OPEN 1600 T+1 2500 2500AICYX AB AB INTERM CA MUNI ADV ADVISOR NO LOAD OPEN 1600 T+1 0 0AIDAX AB AB INTERM DIVERS MUNI A A LOAD OPEN 1600 T+1 2500 2500AIDYX AB AB INTERM DIVERS MUNI ADV ADVISOR NO LOAD OPEN 1600 T+1 0 0AIMCX AB AB INTERM DIVERS MUNI C C LOAD OPEN 1600 T+1 2500 2500AIVIX AB AB INTL VALUE FUND CL I I NO LOAD REDEEM ONLY 1600 T+1 2500 2500AIVKX AB AB INTL VALUE FUND CL K K NO LOAD REDEEM ONLY 1600 T+1 0 0AIVRX AB AB INTL VALUE FUND CL R R NO LOAD REDEEM ONLY 1600 T+1 0 0AIZAX AB AB INTL PORT A A LOAD OPEN 1600 T+1 2500 2500AIZCX AB AB INTL PORT C C LOAD OPEN 1600 T+1 2500 2500AKGAX AB AB INCM FD A A LOAD OPEN 1600 T+1 2500 2500AKGCX AB AB INCM FD C C LOAD OPEN 1600 T+1 2500 2500ALCAX AB AB MUNI INCM FD CA PORT A A LOAD OPEN 1600 T+1 2500 2500ALCVX AB AB MUNI INCM FD CA PORT ADV ADVISOR NO LOAD OPEN 1600 T+1 0 0

ALHAX AB AB LTD DUR HIGH INCM PORT A A LOAD OPEN 1600 T+1 2500 2500ALHCX AB AB LTD DUR HIGH INCM PORT C C LOAD OPEN 1600 T+1 2500 2500ALHYX AB AB LTD DUR HIGH INCM PORT ADV ADVISOR NO LOAD OPEN 1600 T+1 0 0ALLIX AB AB LARGE CAP GROWTH I I NO LOAD REDEEM ONLY 1600 T+1 2500 2500ALNCX AB AB MUNI INCM FD NATL PORT C C LOAD OPEN 1600 T+1 2500 2500ALNVX AB AB MUNI INCM FD NY PORT ADV ADVISOR NO LOAD OPEN 1600 T+1 0 0ALNYX AB AB MUNI INCM FD NY PORT A A LOAD OPEN 1600 T+1 2500 2500ALTFX AB AB SUSTAINABLE GLOBAL THEMATIC A A LOAD OPEN 1600 T+1 2500 2500ALTHX AB AB MUNI INCM FD NATL PORT A A LOAD OPEN 1600 T+1 2500 2500ALTVX AB AB MUNI INCM FD NATL PORT ADV ADVISOR NO LOAD OPEN 1600 T+1 0 0AMAAX AB AB MUNI INCM FD MA PORT A A LOAD OPEN 1600 T+1 2500 2500AMACX AB AB MUNI INCM FD MA PORT C C LOAD OPEN 1600 T+1 2500 2500AMAYX AB AB MUNI INCM FD MA PORT ADV ADVISOR NO LOAD OPEN 1600 T+1 0 0AMNAX AB AB MUNI INCM FD MN PORT A A LOAD OPEN 1600 T+1 2500 2500AMNCX AB AB MUNI INCM FD MN PORT C C LOAD OPEN 1600 T+1 2500 2500AMTAX AB AB ALL MKT REAL RETURN PORT A A LOAD OPEN 1600 T+1 2500 2500AMTYX AB AB ALL MKT REAL RETURN PORT ADV ADVISOR NO LOAD OPEN 1600 T+1 0 0ANACX AB AB GLOBAL BOND CL C C LOAD OPEN 1600 T+1 2500 2500ANAGX AB AB GLOBAL BOND CL A A LOAD OPEN 1600 T+1 2500 2500ANAIX AB AB GLOBAL BOND CL I I NO LOAD REDEEM ONLY 1600 T+1 100 100ANAKX AB AB GLOBAL BOND CL K K NO LOAD REDEEM ONLY 1600 T+1 0 0ANAYX AB AB GLOBAL BOND CL ADV ADVISOR NO LOAD OPEN 1600 T+1 0 0ANAZX AB AB GLOBAL BOND CL Z Z NO LOAD REDEEM ONLY 1600 T+1 0 0ANIAX AB AB INTERM NY MUNI A A LOAD OPEN 1600 T+1 2500 2500ANIYX AB AB INTERM NY MUNI ADV ADVISOR NO LOAD OPEN 1600 T+1 0 0ANJAX AB AB MUNI INCM FD NJ PORT A A LOAD OPEN 1600 T+1 2500 2500ANJCX AB AB MUNI INCM FD NJ PORT C C LOAD OPEN 1600 T+1 2500 2500ANMCX AB AB INTERM NY MUNI C C LOAD OPEN 1600 T+1 2500 2500ANYCX AB AB MUNI INCM FD NY PORT C C LOAD OPEN 1600 T+1 2500 2500AOHAX AB AB MUNI INCM FD OH PORT A A LOAD OPEN 1600 T+1 2500 2500AOHCX AB AB MUNI INCM FD OH PORT C C LOAD OPEN 1600 T+1 2500 2500APAAX AB AB MUNI INCM FD PA PORT A A LOAD OPEN 1600 T+1 2500 2500APACX AB AB MUNI INCM FD PA PORT C C LOAD OPEN 1600 T+1 2500 2500APGAX AB AB LARGE CAP GROWTH A A LOAD OPEN 1600 T+1 2500 2500APGCX AB AB LARGE CAP GROWTH C C LOAD OPEN 1600 T+1 2500 2500APGYX AB AB LARGE CAP GROWTH ADV CL ADVISOR NO LOAD OPEN 1600 T+1 0 0APGZX AB AB LARGE CAP GROWTH Z Z NO LOAD REDEEM ONLY 1600 T+1 0 0AREAX AB AB GLOBAL REAL EST INV A A LOAD OPEN 1600 T+1 2500 2500ARECX AB AB GLOBAL REAL EST INV C C LOAD OPEN 1600 T+1 2500 2500ARIIX AB AB GLOBAL REAL EST INVT II FD CLASS I I NO LOAD OPEN 1600 T+1 2500 2500ARSYX AB AB GLOBAL REAL EST INV ADV ADVISOR NO LOAD OPEN 1600 T+1 0 0ASCLX AB AB SLCT US LONG SHORT PORT C C LOAD OPEN 1600 T+1 2500 2500ASILX AB AB SLCT US LONG SHORT PORT I I NO LOAD REDEEM ONLY 1600 T+1 0 0ASLAX AB AB SLCT US LONG SHORT PORT A A LOAD OPEN 1600 T+1 2500 2500ASYLX AB AB SLCT US LONG SHORT PORT ADV ADVISOR NO LOAD OPEN 1600 T+1 0 0ATECX AB AB SUSTAINABLE GLOBAL THEMATIC C C LOAD OPEN 1600 T+1 2500 2500ATEYX AB AB SUSTAINABLE GLOBAL THEMATIC ADV ADVISOR NO LOAD OPEN 1600 T+1 0 0ATTAX AB AB TAX AWARE FXD INCM A A LOAD OPEN 1600 T+1 100 100ATTYX AB AB TAX AWARE FXD INCM ADV ADVISOR NO LOAD OPEN 1600 T+1 0 0ATWAX AB AB TAX MGD WEALTH APPREC STRAT CL A A LOAD OPEN 1600 T+1 2500 2500ATWCX AB AB TAX MGD WEALTH APPREC STRAT CL C C LOAD OPEN 1600 T+1 2500 2500ATWYX AB AB TAX MGD WEALTH APPREC STRAT CL ADV ADVISOR NO LOAD OPEN 1600 T+1 0 0AUIAX AB AB EQTY INCM A A LOAD OPEN 1600 T+1 2500 2500AUICX AB AB EQTY INCM C C LOAD OPEN 1600 T+1 2500 2500

AUIYX AB AB EQTY INCM ADV ADVISOR NO LOAD OPEN 1600 T+1 0 0AUNAX AB AB MUNI BD INFLATION STRAT A A LOAD OPEN 1600 T+1 2500 2500AUNCX AB AB MUNI BD INFLATION STRAT C C LOAD OPEN 1600 T+1 2500 2500AUNYX AB AB MUNI BD INFLATION STRAT ADV ADVISOR NO LOAD OPEN 1600 T+1 0 0AUUAX AB AB SLCT US EQTY PORT A A LOAD OPEN 1600 T+1 2500 2500AUUCX AB AB SELECT US EQTY PORT C C LOAD OPEN 1600 T+1 2500 2500AUUIX AB AB SLCT US EQTY PORT I I NO LOAD REDEEM ONLY 1600 T+1 2000000 2000000AUUKX AB AB SLCT US EQTY PORT K K NO LOAD REDEEM ONLY 1600 T+1 0 0AUUYX AB AB SLCT US EQTY PORT ADV ADVISOR NO LOAD OPEN 1600 T+1 0 0AVAAX AB AB MUNI INCM FD VA PORT A A LOAD OPEN 1600 T+1 2500 2500AVACX AB AB MUNI INCM FD VA PORT C C LOAD OPEN 1600 T+1 2500 2500AVAYX AB AB MUNI INCM FD VA PORT ADV ADVISOR NO LOAD OPEN 1600 T+1 0 0AWAAX AB AB WEALTH APPRECIATION STRAT A A LOAD OPEN 1600 T+1 2500 2500AWACX AB AB WEALTH APPRECIATION STRAT C C LOAD OPEN 1600 T+1 2500 2500AWAYX AB AB WEALTH APPRECIATION STRAT ADV ADVISOR NO LOAD OPEN 1600 T+1 0 0AWPAX AB AB SUSTAINABLE INTL THEMATIC FUND CL A A LOAD OPEN 1600 T+1 2500 2500AWPCX AB AB SUSTAINABLE INTL THEMATIC FUND CL C C LOAD OPEN 1600 T+1 2500 2500AWPIX AB AB SUSTAINABLE INTL THEMATIC FUND CL I I NO LOAD REDEEM ONLY 1600 T+1 100 100AWPKX AB AB SUSTAINABLE INTL THEMATIC FUND CL K K NO LOAD REDEEM ONLY 1600 T+1 0 0AWPRX AB AB SUSTAINABLE INTL THEMATIC FUND CL R R NO LOAD REDEEM ONLY 1600 T+1 0 0AWPYX AB AB SUSTAINABLE INTL THEMATIC FUND ADV CL ADVISOR NO LOAD OPEN 1600 T+1 0 0CABDX AB AB RELATIVE VALUE FD CL A A LOAD OPEN 1600 T+1 2500 2500CABNX AB AB GLOBAL RISK ALLOC A A LOAD OPEN 1600 T+1 2500 2500CBACX AB AB GLOBAL RISK ALLOC C C LOAD OPEN 1600 T+1 2500 2500CBBCX AB AB RELATIVE VALUE FD CL C C LOAD OPEN 1600 T+1 2500 2500CBBIX AB AB RELATIVE VALUE FD I I NO LOAD REDEEM ONLY 1600 T+1 0 0CBBYX AB AB RELATIVE VALUE FD ADV CL ADVISOR NO LOAD OPEN 1600 T+1 0 0CBSYX AB AB GLOBAL RISK ALLOC ADV ADVISOR NO LOAD OPEN 1600 T+1 0 0CHCCX AB AB DISCOVERY GWTH C C LOAD OPEN 1600 T+1 2500 2500CHCIX AB AB DISCOVERY GWTH I I NO LOAD REDEEM ONLY 1600 T+1 100 100CHCLX AB ALLIANCEBERNSTEIN DISCOVERY GWTH A A LOAD OPEN 1600 T+1 2500 2500CHCRX AB AB DISCOVERY GWTH R R NO LOAD REDEEM ONLY 1600 T+1 0 0CHCYX AB AB DISCOVERY GWTH ADV ADVISOR NO LOAD OPEN 1600 T+1 0 0CHCZX AB AB DISCOVERY GWTH Z Z NO LOAD OPEN 1600 T+1 0 0CIAGX AB AB CONCENTRATED INTL GROWTH PORT A A LOAD OPEN 1600 T+1 2500 2500CICGX AB AB CONCENTRATED INTL GROWTH PORT C C LOAD OPEN 1600 T+1 2500 2500FFIYX AB AB FLEXFEE INTL BD PORT ADV ADVISOR NO LOAD OPEN 1600 T+1 0 0FFLYX AB AB FLEXFEE LARGE CAP GWTH PORT ADV ADVISOR NO LOAD OPEN 1600 T+1 0 0FFTYX AB AB FLEXFEE US THEMATIC PORT ADV ADVISOR NO LOAD OPEN 1600 T+1 0 0GCEYX AB AB GLOBAL CORE EQUITY PORTFOLIO ADV ADVISOR NO LOAD OPEN 1600 T+1 0 0HIYYX AB AB FLEXFEE HIGH YIELD ADV ADVISOR NO LOAD OPEN 1600 T+1 0 0ISARX AB AB INTL STRAT CORE PORT A A LOAD OPEN 1600 T+1 100 100ISRYX AB AB INTL STRAT CORE PORT ADV ADVISOR NO LOAD OPEN 1600 T+1 0 0QUACX AB AB SMALL CAP GROWTH PORT CL C C LOAD OPEN 1600 T+1 2500 2500QUAIX AB AB SMALL CAP GROWTH PORT CL I I NO LOAD REDEEM ONLY 1600 T+1 100 100QUAKX AB AB SMALL CAP GROWTH PORT CL K K NO LOAD REDEEM ONLY 1600 T+1 0 0QUASX AB AB SMALL CAP GROWTH PORT CL A A LOAD OPEN 1600 T+1 2500 2500QUAYX AB AB SMALL CAP GROWTH ADV CL ADVISOR NO LOAD OPEN 1600 T+1 0 0QUAZX AB AB SMALL CAP GROWTH PORT CL Z Z NO LOAD REDEEM ONLY 1600 T+1 0 0SCAVX AB AB SMALL CAP VALUE CL A A LOAD OPEN 1600 T+1 100 100TDAAX AB AB MULTI MANAGER SLCT RTRMNT ALLOC A A LOAD OPEN 1600 T+1 100 100TDAGX AB AB MULTI MANAGER SLCT 2025 A A LOAD OPEN 1600 T+1 100 100TDAPX AB AB MULTI MANAGER SLCT 2055 A A LOAD OPEN 1600 T+1 100 100TDBAX AB AB MULTI MANAGER SLCT 2010 A A LOAD OPEN 1600 T+1 100 100

TDCAX AB AB MULTI MANAGER SLCT 2015 A A LOAD OPEN 1600 T+1 100 100TDDAX AB AB MULTI MANAGER SLCT 2020 A A LOAD OPEN 1600 T+1 100 100TDHAX AB AB MULTI MANAGER SLCT 2030 A A LOAD OPEN 1600 T+1 100 100TDJAX AB AB MULTI MANAGER SLCT 2040 A A LOAD OPEN 1600 T+1 100 100TDLAX AB AB MULTI MANAGER SLCT 2050 A A LOAD OPEN 1600 T+1 100 100TDMAX AB AB MULTI MANAGER SLCT 2035 A A LOAD OPEN 1600 T+1 100 100TDMCX AB AB MULTI MANAGER SLCT 2035 C C LOAD OPEN 1600 T+1 2500 2500TDNAX AB AB MULTI MANAGER SLCT 2045 A A LOAD OPEN 1600 T+1 100 100WPASX AB AB CONCENTRATED GWTH A A LOAD OPEN 1600 T+1 2500 2500WPCSX AB AB CONCENTRATED GWTH C C LOAD OPEN 1600 T+1 2500 2500WPSGX AB AB CONCENTRATED GWTH ADV ADVISOR NO LOAD OPEN 1600 T+1 0 0AAADX ABERDEEN ABERDEEN INCOME BUILDER A A LOAD SUBSEQ BUYS 1600 T+1 100 100AADDX ABERDEEN ABERDEEN INCM BUILDER INST INSTITUT'L NO LOAD OPEN 1600 T+1 1000000 1000000AAHMX ABERDEEN ABERDEEN SHORT DUR HIGH YLD MUNI FD CL A A LOAD OPEN 1600 T+1 100 100

AAPEX ABERDEEN ABERDEEN ASIA PACIFIC EX JAPAN EQTY FD INST SER CL INSTITUT'L NO LOAD OPEN 1600 T+1 1000000 1000000

AAPIX ABERDEEN ABERDEEN ASIA PACIFIC EX JAPAN EQTY FD INSTL CL INSTITUT'L NO LOAD OPEN 1600 T+1 1000000 1000000ABEMX ABERDEEN ABERDEEN EMRG MKTS INSTL INSTITUT'L NO LOAD OPEN 1600 T+1 1000000 1000000ABNIX ABERDEEN ABERDEEN INTL SMALL CAP FD INST CL INSTITUT'L NO LOAD OPEN 1600 T+1 1000000 1000000ADAVX ABERDEEN ABERDEEN DYNAMIC DIV A A LOAD SUBSEQ BUYS 1600 T+1 100 100ADVDX ABERDEEN ABERDEEN DYNAMIC DIV INST INSTITUT'L NO LOAD OPEN 1600 T+1 1000000 1000000AHYMX ABERDEEN ABERDEEN SHORT DUR HIGH YLD MUNI FD INST INSTITUT'L NO LOAD OPEN 1600 T+1 1000000 1000000AIAFX ABERDEEN ABERDEEN GLBL INFRA A A LOAD OPEN 1600 T+1 100 100AIFRX ABERDEEN ABERDEEN GLOBAL INFRA FD INST INSTITUT'L NO LOAD OPEN 1600 T+1 1000000 1000000AIGYX ABERDEEN ABERDEEN REALTY INCM AND GWTH INST INSTITUT'L NO LOAD OPEN 1600 T+1 1000000 1000000AKFAX ABERDEEN ABERDEEN EMRG MKTS DEBT FD CL A A LOAD OPEN 1600 T+1 100 100AKFIX ABERDEEN ABERDEEN EMRG MKTS DEBT FD CL I INSTITUT'L NO LOAD OPEN 1600 T+1 1000000 1000000ATOAX ABERDEEN ABERDEEN ULTRA SHORT MUNI INCM FD CL A A LOAD OPEN 1600 T+1 100 100ATOIX ABERDEEN ABERDEEN ULTRA SHORT MUNI INCM INST INSTITUT'L NO LOAD OPEN 1600 T+1 1000000 1000000BJBGX ABERDEEN ABERDEEN TOTAL RETURN BD FD CL A A NO LOAD OPEN 1600 T+1 0 0BJBHX ABERDEEN ABERDEEN GLOBAL HIGH INCM FD CL A A NO LOAD OPEN 1600 T+1 0 0BJBIX ABERDEEN ABERDEEN SELECT INTL EQTY FD CL A A NO LOAD OPEN 1600 T+1 0 0

CGFIX ABERDEEN ABERDEEN GLOBAL ABSOLUTE RETURN STRATEGIES FD INST SERV CL INSTITUT'L NO LOAD OPEN 1600 T+1 100 100

CPVCX ABERDEEN ABERDEEN INTL SMALL CAP FD CL C C LOAD OPEN 1600 T+1 1000 1000

CUGAX ABERDEEN ABERDEEN GLOBAL ABSOLUTE RETURN STRATEGIES FD CL A A LOAD OPEN 1600 T+1 100 100

EGALX ABERDEEN ABERDEEN INTL REAL ESTATE EQTY A A LOAD SUBSEQ BUYS 1600 T+1 100 100EGLRX ABERDEEN ABERDEEN INTL REAL ESTATE EQTY INST INSTITUT'L NO LOAD OPEN 1600 T+1 1000000 1000000GAMCX ABERDEEN ABERDEEN DIVERSIFIED ALTERNATIVES FND CL C C LOAD OPEN 1600 T+1 1000 1000GASAX ABERDEEN ABERDEEN DIVERSIFIED ALTERNATIVES FND CL A A LOAD OPEN 1600 T+1 1000 1000GASIX ABERDEEN ABERDEEN DIVERSIFIED ALTERNATIVES FND CL I INSTITUT'L NO LOAD OPEN 1600 T+1 1000000 1000000GEGAX ABERDEEN ABERDEEN EMRG MKTS INST A A LOAD OPEN 1600 T+1 1000 1000GEGCX ABERDEEN ABERDEEN EMRG MKTS INST C C LOAD OPEN 1600 T+1 1000 1000GGLIX ABERDEEN ABERDEEN US MULTI CAP EQTY FD INST INSTITUT'L NO LOAD OPEN 1600 T+1 0 0GGUIX ABERDEEN ABERDEEN FOCUSED US EQTY FD INST INSTITUT'L NO LOAD OPEN 1600 T+1 1000000 1000000GIGAX ABERDEEN ABERDEEN INTERNATIONAL EQUITY FD CL A A LOAD OPEN 1600 T+1 1000 1000GIGCX ABERDEEN ABERDEEN INTERNATIONAL EQUITY FD CL C C LOAD OPEN 1600 T+1 1000 1000GIGIX ABERDEEN ABERDEEN INTL EQUITY FD INST CL INSTITUT'L NO LOAD OPEN 1600 T+1 1000000 1000000GIGSX ABERDEEN ABERDEEN INTL EQTY INST SERVICE SERVICE NO LOAD OPEN 1600 T+1 100000 100000GIRRX ABERDEEN ABERDEEN INTL EQUITY FD CL R R NO LOAD REDEEM ONLY 1600 T+1 0 0GLLAX ABERDEEN ABERDEEN GLOBAL EQUITY FUND CLASS A A LOAD OPEN 1600 T+1 1000 1000GLLCX ABERDEEN ABERDEEN GLOBAL EQUITY FUND CLASS C C LOAD OPEN 1600 T+1 1000 1000GMAAX ABERDEEN ABERDEEN DIVERSIFIED INCOME FND CL A A LOAD OPEN 1600 T+1 1000 1000

GMACX ABERDEEN ABERDEEN DIVERSIFIED INCOME FND CL C C LOAD OPEN 1600 T+1 1000 1000GMAIX ABERDEEN ABERDEEN DIVERSIFIED INCOME FUND CL I INSTITUT'L NO LOAD OPEN 1600 T+1 1000000 1000000GMMAX ABERDEEN ABERDEEN DYNAMIC ALLOCATION FND CL A A LOAD OPEN 1600 T+1 1000 1000GMMCX ABERDEEN ABERDEEN DYNAMIC ALLOCATION FND CL C C LOAD OPEN 1600 T+1 1000 1000GMMIX ABERDEEN ABERDEEN DYNAMIC ALLOC FD CL INST INSTITUT'L NO LOAD OPEN 1600 T+1 0 0GNSRX ABERDEEN ABERDEEN US SM CAP EQTY FD R R NO LOAD REDEEM ONLY 1600 T+1 0 0GOPAX ABERDEEN ABERDEEN CHINA A SHARE EQUITY FD CL A A LOAD OPEN 1600 T+1 1000 1000GOPCX ABERDEEN ABERDEEN CHINA A SHARE EQUITY FD CL C C LOAD OPEN 1600 T+1 0 0GOPIX ABERDEEN ABERDEEN CHINA A SHARE EQUITY FD INST INSTITUT'L NO LOAD OPEN 1600 T+1 1000000 1000000GOPRX ABERDEEN ABERDEEN CHINA A SHARE EQUITY FD CL R R NO LOAD REDEEM ONLY 1600 T+1 0 0GOPSX ABERDEEN ABERDEEN CHINA A SHARE EQUITY FD IS SERVICE NO LOAD OPEN 1600 T+1 1000000 1000000GSCIX ABERDEEN ABERDEEN US SMALL CAP EQUITY FD INST CL INSTITUT'L NO LOAD OPEN 1600 T+1 1000000 1000000GSXAX ABERDEEN ABERDEEN US SMALL CAP EQUITY FD CL A A LOAD OPEN 1600 T+1 1000 1000GSXCX ABERDEEN ABERDEEN US SMALL CAP EQUITY FD CL C C LOAD OPEN 1600 T+1 1000 1000

GSXIX ABERDEEN ABERDEEN US SMALL CAP EQUITY FD INST SERVICE CL INSTITUT'L NO LOAD OPEN 1600 T+1 1000000 1000000GTICX ABERDEEN ABERDEEN INTERMEDIATE MUNI INCM FD CL C C LOAD OPEN 1600 T+1 1000 1000GUEIX ABERDEEN ABERDEEN US MID CAP EQTY FD INST INSTITUT'L NO LOAD OPEN 1600 T+1 1000000 1000000GWLIX ABERDEEN ABERDEEN GLOBAL EQUITY FD INST INSTITUT'L NO LOAD OPEN 1600 T+1 1000000 1000000GXXAX ABERDEEN ABERDEEN US MULTI CAP EQTY FD CL A A LOAD OPEN 1600 T+1 1000 1000GXXCX ABERDEEN ABERDEEN US MULTI CAP EQTY FD CL C C LOAD OPEN 1600 T+1 1000 1000GXXIX ABERDEEN ABERDEEN US MULTI CAP EQTY FD INST SERV INSTITUT'L NO LOAD OPEN 1600 T+1 1000000 1000000JBGIX ABERDEEN ABERDEEN TOTAL RETURN BD FD CL I I NO LOAD OPEN 1600 T+1 1000000 1000000JETAX ABERDEEN ABERDEEN GLBL EQ IMPACT FD CL A A NO LOAD OPEN 1600 T+1 0 0JETIX ABERDEEN ABERDEEN GLBL EQ IMPACT FD INST I NO LOAD OPEN 1600 T+1 1000000 1000000JHYIX ABERDEEN ABERDEEN GLOBAL HIGH INCM FD CL I I NO LOAD OPEN 1600 T+1 1000000 1000000JIEIX ABERDEEN ABERDEEN SELECT INTL EQTY FD CL I I NO LOAD OPEN 1600 T+1 1000000 1000000MLSAX ABERDEEN ABERDEEN FOCUSED US EQTY FD CL A A LOAD OPEN 1600 T+1 1000 1000MLSCX ABERDEEN ABERDEEN FOCUSED US EQTY FD CL C C LOAD OPEN 1600 T+1 1000 1000NTFAX ABERDEEN ABERDEEN INTERMEDIATE MUNI INCM FD CL A A LOAD OPEN 1600 T+1 1000 1000WVCCX ABERDEEN ABERDEEN INTL SMALL CAP FD CL A A LOAD OPEN 1600 T+1 1000 1000ADKSX ADIRONDACK FUNDS ADIRONDACK SMALL CAP FUND NO LOAD NO LOAD OPEN 1600 T+1 0 0

JOAAXADVISERS INVESTMENT TRUST JOHCM ASIA EX JAPAN EQTY FD CL II II NO LOAD OPEN 1600 T+1 0 0

JOAIXADVISERS INVESTMENT TRUST JOHCM ASIA EX JAPAN EQTY FD CL I I NO LOAD OPEN 1600 T+1 0 0

JOBIXADVISERS INVESTMENT TRUST JOHCM GLBL INCM BUILDER INST INSTITUT'L NO LOAD REDEEM ONLY 1600 T+1 0 0

JOEAXADVISERS INVESTMENT TRUST JOHCM EMRG MKT OPPTY FD II II NO LOAD OPEN 1600 T+1 0 0

JOEIXADVISERS INVESTMENT TRUST JOHCM EMRG MKT OPPTY FD I I NO LOAD OPEN 1600 T+1 0 0

JOFIXADVISERS INVESTMENT TRUST JOHCM GLBL INCM BUILDER CL I I NO LOAD OPEN 1600 T+1 0 0

JOGEXADVISERS INVESTMENT TRUST JOHCM GLBL EQTY FD CL I I NO LOAD SUBSEQ BUYS 1600 T+1 0 0

JOGIXADVISERS INVESTMENT TRUST JOHCM GLBL EQTY INST INSTITUT'L NO LOAD SUBSEQ BUYS 1600 T+1 0 0

JOHAXADVISERS INVESTMENT TRUST JOHCM INTL SLCT FD CL II II NO LOAD SUBSEQ BUYS 1600 T+1 0 0

JOHIXADVISERS INVESTMENT TRUST JOHCM INTL SLCT FD CL I I NO LOAD SUBSEQ BUYS 1600 T+1 0 0

JOISXADVISERS INVESTMENT TRUST JOHCM INTL SM CAP EQTY FD I I NO LOAD OPEN 1600 T+1 0 0

JOMEXADVISERS INVESTMENT TRUST JOHCM EMRG MKTS SMALL MID CAP EQTY I I NO LOAD OPEN 1600 T+1 0 0

JOMMXADVISERS INVESTMENT TRUST JOHCM EMRG MKTS SMALL MID CAP EQTY INST INSTITUT'L NO LOAD REDEEM ONLY 1600 T+1 0 0

JOSAXADVISERS INVESTMENT TRUST JOHCM INTL SM CAP EQTY FD CL II II NO LOAD OPEN 1600 T+1 0 0

RCTIXADVISERS INVESTMENT TRUST RIVER CANYON TOTAL RETURN BOND INST INSTITUT'L NO LOAD OPEN 1600 T+1 0 0

VTUIXADVISERS INVESTMENT TRUST VONTOBEL US EQTY INST CL I INSTITUT'L NO LOAD OPEN 1600 T+1 0 0

CLACX ADVISORONE CLS GLOBAL AGGRESSIVE EQUITY FUND CLASS N N NO LOAD OPEN 1600 T+1 100 100CLERX ADVISORONE CLS GROWTH AND INCOME FUND CLASS N N NO LOAD OPEN 1600 T+1 100 100CLFLX ADVISORONE CLS FLEXIBLE INCOME FUND CLASS N N NO LOAD OPEN 1600 T+1 100 100CLSAX ADVISORONE CLS GLOBAL DIVERSIFIED EQUITY FUND CLASS N N NO LOAD OPEN 1600 T+1 100 100CLSHX ADVISORONE CLS SHELTER FUND CLASS N N NO LOAD OPEN 1600 T+1 100 100AEMGX ADVISORS INNER CIRC ACADIAN EMERGING MKTS PORTFOLIO INV CL INVESTOR NO LOAD OPEN 1600 T+1 100 100AEMZX ADVISORS INNER CIRC ACADIAN EMERGING MARKETS PORT I INSTITUT'L NO LOAD OPEN 1600 T+1 0 0AWEIX ADVISORS INNER CIRC CIBC ATLAS DISCIPLINED EQTY FD INST INSTITUT'L NO LOAD OPEN 1600 T+1 250000 250000AWGIX ADVISORS INNER CIRC CIBC ATLAS ALL CAP GWTH FD INST INSTITUT'L NO LOAD OPEN 1600 T+1 250000 250000AWIIX ADVISORS INNER CIRC CIBC ATLAS INCM OPPTY FD INST INSTITUT'L NO LOAD OPEN 1600 T+1 250000 250000AWMIX ADVISORS INNER CIRC CIBC ATLAS MID CAP EQTY FD INST INSTITUT'L NO LOAD OPEN 1600 T+1 250000 250000AWWIX ADVISORS INNER CIRC CIBC ATLAS INTL GWTH FD INST INSTITUT'L NO LOAD OPEN 1600 T+1 250000 250000AWYIX ADVISORS INNER CIRC CIBC ATLAS EQTY INCM FD INST INSTITUT'L NO LOAD OPEN 1600 T+1 250000 250000CAMAX ADVISORS INNER CIRC CAMBIAR GLBL ULTRA FOCUS FD INV INVESTOR NO LOAD OPEN 1600 T+1 0 0CAMFX ADVISORS INNER CIRC CAMBIAR INTL SMALL CAP FD INST INSTITUT'L NO LOAD OPEN 1600 T+1 5000000 5000000CAMGX ADVISORS INNER CIRC CAMBIAR GLBL EQTY FD INV INVESTOR NO LOAD OPEN 1600 T+1 0 0CAMIX ADVISORS INNER CIRC CAMBIAR INTERNATIONAL EQUITY FD INV CL INVESTOR NO LOAD OPEN 1600 T+1 0 0CAMMX ADVISORS INNER CIRC CAMBIAR SMID FD INV INVESTOR NO LOAD OPEN 1600 T+1 0 0CAMOX ADVISORS INNER CIRC CAMBIAR OPPORTUNITY FUND INV CL INVESTOR NO LOAD OPEN 1600 T+1 0 0CAMSX ADVISORS INNER CIRC CAMBIAR SMALL CAP FD INV INVESTOR NO LOAD OPEN 1600 T+1 0 0CAMUX ADVISORS INNER CIRC CAMBIAR SMID FD INST INSTITUT'L NO LOAD OPEN 1600 T+1 5000000 5000000CAMWX ADVISORS INNER CIRC CAMBIAR OPPORTUNITY INSTL CL INSTITUT'L NO LOAD OPEN 1600 T+1 5000000 5000000CAMYX ADVISORS INNER CIRC CAMBIAR INTL EQTY FD INST INSTITUT'L NO LOAD OPEN 1600 T+1 5000000 5000000CAMZX ADVISORS INNER CIRC CAMBIAR SMALL CAP FD INSTL INSTITUT'L NO LOAD OPEN 1600 T+1 5000000 5000000CCAPX ADVISORS INNER CIRC CHIRON CAP ALLOC I I NO LOAD OPEN 1600 T+1 0 0CCMSX ADVISORS INNER CIRC CARDINAL SMALL CAP VALUE INST INSTITUT'L NO LOAD OPEN 1600 T+1 100000 100000CIPDX ADVISORS INNER CIRC CHAMPLAIN EMRG MKTS FD ADV ADVISOR NO LOAD OPEN 1600 T+1 3000 10000CIPIX ADVISORS INNER CIRC CHAMPLAIN MID CAP FD INST SHRS INSTITUT'L NO LOAD OPEN 1600 T+1 1000000 1000000CIPMX ADVISORS INNER CIRC CHAMPLAIN MID CAP FD ADV CL ADVISOR NO LOAD SUBSEQ BUYS 1600 T+1 100 100CIPNX ADVISORS INNER CIRC CHAMPLAIN SMALL COMPANY FUND INST CL INSTITUT'L NO LOAD SUBSEQ BUYS 1600 T+1 0 0CIPSX ADVISORS INNER CIRC CHAMPLAIN SMALL COMPANY FUND ADV CL ADVISOR NO LOAD SUBSEQ BUYS 1600 T+1 100 100CSMOX ADVISORS INNER CIRC CHIRON SMID OPPTY FD I I NO LOAD OPEN 1600 T+1 0 0EGFFX ADVISORS INNER CIRC EDGEWOOD GROWTH RETAIL RETAIL NO LOAD OPEN 1600 T+1 100 100EGFIX ADVISORS INNER CIRC EDGEWOOD GROWTH INSTL INSTITUT'L NO LOAD OPEN 1600 T+1 100000 100000FCAIX ADVISORS INNER CIRC FIERA CAPITAL DIVERSIFIED ALTERNATIVES FUND INST INSTITUT'L NO LOAD OPEN 1600 T+1 10000 10000FCARX ADVISORS INNER CIRC FIERA CAPITAL DIVERSIFIED ALTERNATIVES FUND INV INVESTOR NO LOAD OPEN 1600 T+1 100 100GQEIX ADVISORS INNER CIRC GQG PARTNERS US QUALITY SELECT EQTY INST INSTITUT'L NO LOAD OPEN 1600 T+1 0 0GQEPX ADVISORS INNER CIRC GQG PARTNERS US QUALITY SELECT EQTY INV INVESTOR NO LOAD OPEN 1600 T+1 0 0GQGIX ADVISORS INNER CIRC GQG PARTNERS EMRG MKTS EQTY FD INST INSTITUT'L NO LOAD OPEN 1600 T+1 0 0GQGPX ADVISORS INNER CIRC GQG PARTNERS EMRG MKTS EQTY FD INV INVESTOR NO LOAD OPEN 1600 T+1 0 0GQRIX ADVISORS INNER CIRC GQG PARTNERS GLOBAL QUALITY EQTY INST INSTITUT'L NO LOAD OPEN 1600 T+1 0 0GQRPX ADVISORS INNER CIRC GQG PARTNERS GLOBAL QUALITY EQTY INV INVESTOR NO LOAD OPEN 1600 T+1 0 0HHDFX ADVISORS INNER CIRC HAMLIN HIGH DIV EQTY INSTL INSTITUT'L NO LOAD OPEN 1600 T+1 100000 100000HHDVX ADVISORS INNER CIRC HAMLIN HIGH DIV EQTY INV INVESTOR NO LOAD OPEN 1600 T+1 100 100

HXIIX ADVISORS INNER CIRC HARVEST ASIA BOND FD INSTL INSTITUT'L NO LOAD OPEN 1600 T+1 0 0ICSCX ADVISORS INNER CIRC ICM SMALL CAP CO PORT INSTL CL INSTITUT'L NO LOAD OPEN 1600 T+1 2500000 2500000KBIWX ADVISORS INNER CIRC KBI GLBL INVESTORS AQUARIUS INST INSTITUT'L NO LOAD OPEN 1600 T+1 100000 100000KCIIX ADVISORS INNER CIRC CATHOLIC INVESTOR INTL EQTY I INSTITUT'L NO LOAD OPEN 1600 T+1 0 0KCLIX ADVISORS INNER CIRC CATHOLIC INVESTOR LTD DURATION I INSTITUT'L NO LOAD OPEN 1600 T+1 0 0KCSIX ADVISORS INNER CIRC CATHOLIC INVESTOR SMALL CAP I INSTITUT'L NO LOAD OPEN 1600 T+1 0 0KGGAX ADVISORS INNER CIRC KOPERNIK GLBL ALL CAP FD A A LOAD OPEN 1600 T+1 0 0KGGIX ADVISORS INNER CIRC KOPERNIK GLBL ALL CAP FD INST INSTITUT'L NO LOAD OPEN 1600 T+1 0 0KGIIX ADVISORS INNER CIRC KOPERNIK INTL FD I INSTITUT'L NO LOAD OPEN 1600 T+1 0 0KGIRX ADVISORS INNER CIRC KOPERNIK INTL FD INV INVESTOR NO LOAD OPEN 1600 T+1 0 0LPCIX ADVISORS INNER CIRC METLIFE CORE PLUS FD CL I INSTITUT'L NO LOAD OPEN 1600 T+1 5000000 5000000LSVEX ADVISORS INNER CIRC LSV VALUE EQUITY FD INST INSTITUT'L NO LOAD OPEN 1600 T+1 1000 100000LSVFX ADVISORS INNER CIRC LSV GLOBAL MANAGED VOLATILITY INST INSTITUT'L NO LOAD OPEN 1600 T+1 1000 100000LSVGX ADVISORS INNER CIRC LSV GLOBAL VALUE FD INST INSTITUT'L NO LOAD OPEN 1600 T+1 1000 100000LSVQX ADVISORS INNER CIRC LSV SMALL CAP VALUE FD INST INSTITUT'L NO LOAD OPEN 1600 T+1 1000 100000LSVVX ADVISORS INNER CIRC LSV CONSERVATIVE VALUE EQTY INST INSTITUT'L NO LOAD OPEN 1600 T+1 1000 100000LSVZX ADVISORS INNER CIRC LSV EMERGING MARKETS EQTY INST INSTITUT'L NO LOAD OPEN 1600 T+1 0 0LVAEX ADVISORS INNER CIRC LSV VALUE EQUITY FD INV INVESTOR NO LOAD OPEN 1600 T+1 100 100LVAFX ADVISORS INNER CIRC LSV GLOBAL MANAGED VOLATILITY INV INVESTOR NO LOAD OPEN 1600 T+1 100 100LVAGX ADVISORS INNER CIRC LSV GLOBAL VALUE FD INV INVESTOR NO LOAD OPEN 1600 T+1 100 100LVAMX ADVISORS INNER CIRC LSV US MNGD VOLATILITY INV INVESTOR NO LOAD OPEN 1600 T+1 100 100LVAQX ADVISORS INNER CIRC LSV SMALL CAP VALUE FD INV INVESTOR NO LOAD OPEN 1600 T+1 100 100LVAVX ADVISORS INNER CIRC LSV CONSERVATIVE VALUE EQTY FD INV INVESTOR NO LOAD OPEN 1600 T+1 100 100LVAZX ADVISORS INNER CIRC LSV EMERGING MARKETS EQTY INV INVESTOR NO LOAD OPEN 1600 T+1 0 0MFBIX ADVISORS INNER CIRC MESIROW FINANCIAL ENHANCED CORE PLUS INST INSTITUT'L NO LOAD OPEN 1600 T+1 100000 100000MFBVX ADVISORS INNER CIRC MESIROW FINANCIAL ENHANCED CORE PLUS INV INVESTOR NO LOAD OPEN 1600 T+1 100 100MFHIX ADVISORS INNER CIRC MESIROW FINANCIAL HIGH YIELD INST INSTITUT'L NO LOAD OPEN 1600 T+1 0 0MFHVX ADVISORS INNER CIRC MESIROW FINANCIAL HIGH YIELD INV INVESTOR NO LOAD OPEN 1600 T+1 100 100MKIEX ADVISORS INNER CIRC MCKEE INTERNATIONAL EQ PORTFOLIO INSTL CL INSTITUT'L NO LOAD OPEN 1600 T+1 100 100

MSVIX ADVISORS INNER CIRC MESIROW FINANCIAL SM CAP VAL SUSTAINABILITY INST INSTITUT'L NO LOAD OPEN 1600 T+1 0 0MSVVX ADVISORS INNER CIRC MESIROW FINANCIAL SM CAP VAL SUSTAINABILITY INV INVESTOR NO LOAD OPEN 1600 T+1 100 100NPSGX ADVISORS INNER CIRC NICHOLAS PARTNERS SMALL CAP GWTH FD INST INSTITUT'L NO LOAD OPEN 1600 T+1 100000 100000PDAIX ADVISORS INNER CIRC PINEBRIDGE DYNAMIC ASSET ALLOC INST INSTITUT'L NO LOAD SUBSEQ BUYS 1600 T+1 1000000 1000000PDAVX ADVISORS INNER CIRC PINEBRIDGE DYNAMIC ASSET ALLOC INV SVC INVESTOR NO LOAD OPEN 1600 T+1 100000 100000PMUBX ADVISORS INNER CIRC PENN MUTUAL AM STRATEGIC INCOME FD CL I I NO LOAD OPEN 1600 T+1 25000 25000RQSGX ADVISORS INNER CIRC RQSI GAA SYSTEMATIC GLBL MACRO FD INST INSTITUT'L NO LOAD OPEN 1600 T+1 100000 100000RQSRX ADVISORS INNER CIRC RQSI GAA SYSTEMATIC GLBL MACRO FD RETAIL RETAIL NO LOAD OPEN 1600 T+1 100 100RSRFX ADVISORS INNER CIRC REAVES UTIL AND ENERGY INFRASTRUCTURE INST INSTITUT'L NO LOAD OPEN 1600 T+1 1000 1000RWCIX ADVISORS INNER CIRC RWC GLOBAL EMRG EQTY I I NO LOAD OPEN 1600 T+1 0 0SCGVX ADVISORS INNER CIRC SANDS CAPITAL GLOBAL GROWTH FUND INV INVESTOR NO LOAD OPEN 1600 T+1 100000 100000SCMGX ADVISORS INNER CIRC SANDS CAPITAL GLOBAL GROWTH FUND INST INSTITUT'L NO LOAD OPEN 1600 T+1 1000000 1000000SGLCX ADVISORS INNER CIRC SGA INTERNATIONAL EQUITY INST INSTITUT'L NO LOAD OPEN 1600 T+1 1000000 1000000SGNLX ADVISORS INNER CIRC SGA INTERNATIONAL EQUITY INV INVESTOR NO LOAD OPEN 1600 T+1 10000 10000THBIX ADVISORS INNER CIRC THB ASSET MGMT MICROCAP FD INST INSTITUT'L NO LOAD OPEN 1600 T+1 0 100000THBVX ADVISORS INNER CIRC THB ASSET MGMT MICROCAP FD INV INVESTOR NO LOAD OPEN 1600 T+1 0 0TSWEX ADVISORS INNER CIRC TS&W EQUITY PORTFOLIO INSTITUT'L NO LOAD OPEN 1600 T+1 100 100WCLGX ADVISORS INNER CIRC WESTFIELD CAPITAL LG CAP GWTH INST INSTITUT'L NO LOAD OPEN 1600 T+1 50000 50000WDIVX ADVISORS INNER CIRC WESTFIELD CAPITAL DIV GWTH INST INSTITUT'L NO LOAD OPEN 1600 T+1 50000 50000WFLEX ADVISORS INNER CIRC WESTWOOD FLEXIBLE INCOME INST INSTITUT'L NO LOAD OPEN 1600 T+1 5000 5000WHGHX ADVISORS INNER CIRC WESTWOOD HIGH INCOME FD INST INSTITUT'L NO LOAD OPEN 1600 T+1 5000 5000WHGIX ADVISORS INNER CIRC WESTWOOD INCOME OPPTY FD INST INSTITUT'L NO LOAD OPEN 1600 T+1 100000 100000WHGLX ADVISORS INNER CIRC WESTWOOD LG CAP VAL INSTL CL INSTITUT'L NO LOAD OPEN 1600 T+1 5000 5000WHGMX ADVISORS INNER CIRC WESTWOOD SMIDCAP FUND INST INSTITUT'L NO LOAD OPEN 1600 T+1 5000 5000

WHGSX ADVISORS INNER CIRC WESTWOOD SMALLCAP FD I INSTITUT'L NO LOAD OPEN 1600 T+1 5000 5000WLVIX ADVISORS INNER CIRC WESTWOOD TOTAL RETURN FD INST INSTITUT'L NO LOAD OPEN 1600 T+1 5000 5000WMNIX ADVISORS INNER CIRC WESTWOOD ALT INCOME FD INST INSTITUT'L NO LOAD OPEN 1600 T+1 5000 5000WSDAX ADVISORS INNER CIRC WESTWOOD HIGH INCOME FD CL A A LOAD OPEN 1600 T+1 100 100WWEAX ADVISORS INNER CIRC WESTWOOD EMRG MKTS A A LOAD OPEN 1600 T+1 100 100WWEMX ADVISORS INNER CIRC WESTWOOD EMRG MKTS I INSTITUT'L NO LOAD OPEN 1600 T+1 100000 100000WWIAX ADVISORS INNER CIRC WESTWOOD INCM OPPORTUNITY FD CL A A LOAD OPEN 1600 T+1 100 100WWLAX ADVISORS INNER CIRC WESTWOOD LARGE CAP VALUE FD CL A A LOAD OPEN 1600 T+1 100 100ZEMAX ADVISORS INNER CIRC INVESTEC EMER MKTS EQTY A A LOAD OPEN 1600 T+1 0 0ZEMIX ADVISORS INNER CIRC INVESTEC EMER MKTS EQTY I I NO LOAD OPEN 1600 T+1 0 0ZGFAX ADVISORS INNER CIRC INVESTEC GLOBAL FRANCHISE A A LOAD OPEN 1600 T+1 0 0ZGFIX ADVISORS INNER CIRC INVESTEC GLOBAL FRANCHISE I I NO LOAD OPEN 1600 T+1 0 0

HFSAXADVISORS PREFERRED TRUST HUNDREDFOLD SLCT ALT FD INV CL INVESTOR NO LOAD OPEN 1600 T+1 1000000 1000000

KAMAXADVISORS PREFERRED TRUST KENSINGTON MANAGED INCM A A LOAD OPEN 1600 T+1 0 0

KAMCXADVISORS PREFERRED TRUST KENSINGTON MANAGED INCM C C LOAD OPEN 1600 T+1 0 0

KAMIXADVISORS PREFERRED TRUST KENSINGTON MANAGED INCM INST INSTITUT'L NO LOAD OPEN 1600 T+1 0 0

OTRFXADVISORS PREFERRED TRUST ONTRACK CORE FUND INV CL INVESTOR NO LOAD OPEN 1600 T+1 1000 1000

QACFXADVISORS PREFERRED TRUST QUANTIFIED ALL CAP EQTY FD INV INVESTOR NO LOAD OPEN 1600 T+1 0 0

QALTXADVISORS PREFERRED TRUST QUANTIFIED ALTERNATIVE INVSTMNT FD INV INVESTOR NO LOAD OPEN 1600 T+1 0 0

QBDSXADVISORS PREFERRED TRUST QUANTIFIED MGD INCM FD INV INVESTOR NO LOAD OPEN 1600 T+1 0 0

QGLDXADVISORS PREFERRED TRUST GOLD BULLION STRATEGY FD INV INVESTOR NO LOAD OPEN 1600 T+1 0 0

QMLFXADVISORS PREFERRED TRUST QUANTIFIED MKT LEADERS FD INV INVESTOR NO LOAD OPEN 1600 T+1 0 0

QSTFXADVISORS PREFERRED TRUST QUANTIFIED STF FD INV INVESTOR NO LOAD OPEN 1600 T+1 0 0

SAPEXADVISORS PREFERRED TRUST SPECTRUM ADVISORS PREFERRED INV INVESTOR NO LOAD OPEN 1600 T+1 0 0

SFHYXADVISORS PREFERRED TRUST HUNDREDFOLD SLCT ALT FD SERV CL SERVICE NO LOAD OPEN 1600 T+1 1000 5000

SVARXADVISORS PREFERRED TRUST SPECTRUM LOW VOLATILITY FD INV INVESTOR NO LOAD OPEN 1600 T+1 0 0

AADGX ADVISORS SERIES TRUST AASGARD SMALL & MIDCAP FD NO LOAD NO LOAD OPEN 1600 T+1 2500 2500ATAFX ADVISORS SERIES TRUST AMERICAN TRUST ALLEGIANCE FUND INVESTOR NO LOAD OPEN 1600 T+1 1000 2500CHAIX ADVISORS SERIES TRUST CHASE GROWTH FD INST INSTITUT'L NO LOAD OPEN 1600 T+1 1000000 1000000CHAMX ADVISORS SERIES TRUST CHASE MID CAP GROWTH FUND CL N N NO LOAD OPEN 1600 T+1 100 100CHASX ADVISORS SERIES TRUST CHASE GROWTH FUND CL N N NO LOAD OPEN 1600 T+1 100 100CHIMX ADVISORS SERIES TRUST CHASE MID CAP GROWTH FUND INST INSTITUT'L NO LOAD OPEN 1600 T+1 1000000 1000000DFMAX ADVISORS SERIES TRUST DAVIDSON MULTI CAP EQTY A A LOAD OPEN 1600 T+1 100 100DFMIX ADVISORS SERIES TRUST DAVIDSON MULTI CAP EQTY I INSTITUT'L NO LOAD OPEN 1600 T+1 250000 250000GAKAX ADVISORS SERIES TRUST KELLNER MERGER FUND INVESTOR CLASS INVESTOR NO LOAD OPEN 1600 T+1 0 0GAKIX ADVISORS SERIES TRUST KELLNER MERGER FUND INSTIT CLASS INSTITUT'L NO LOAD OPEN 1600 T+1 0 0HEDJX ADVISORS SERIES TRUST SCHARF ALPHA OPPTY FD RETAIL RETAIL NO LOAD OPEN 1600 T+1 0 0HUDIX ADVISORS SERIES TRUST HUBER CAPITAL DIVERS LG CAP VALUE INV INVESTOR NO LOAD OPEN 1600 T+1 100 100HULEX ADVISORS SERIES TRUST HUBER CAPITAL EQTY INCM FD INST INSTITUT'L NO LOAD OPEN 1600 T+1 1000000 1000000HULIX ADVISORS SERIES TRUST HUBER CAPITAL EQTY INCM FD INV CL INSTITUT'L NO LOAD OPEN 1600 T+1 100 100

HUMDX ADVISORS SERIES TRUST HUBER CAPITAL MID CAP VALUE INV INVESTOR NO LOAD OPEN 1600 T+1 0 0HUSEX ADVISORS SERIES TRUST HUBER CAPITAL SMALL CAP VALUE FD INST INSTITUT'L NO LOAD OPEN 1600 T+1 1000000 1000000HUSIX ADVISORS SERIES TRUST HUBER CAPITAL SMALL CAP VALUE FD INV CL INSTITUT'L NO LOAD OPEN 1600 T+1 100 100IPFCX ADVISORS SERIES TRUST POPLAR FOREST CORNERSTONE FD INST INSTITUT'L NO LOAD OPEN 1600 T+1 100000 100000IPFPX ADVISORS SERIES TRUST POPLAR FOREST PARTNERS INST INSTITUT'L NO LOAD OPEN 1600 T+1 100000 100000LGNGX ADVISORS SERIES TRUST LOGAN CAP LG CAP GWTH INST INSTITUT'L NO LOAD OPEN 1600 T+1 100000 100000LGNHX ADVISORS SERIES TRUST LOGAN CAP LG CAP GWTH INV INVESTOR NO LOAD OPEN 1600 T+1 100 100LOGBX ADVISORS SERIES TRUST SCHARF BALANCED OPPTY RETAIL INSTITUT'L NO LOAD OPEN 1600 T+1 0 0LOGIX ADVISORS SERIES TRUST SCHARF FD INST CL INSTITUT'L NO LOAD OPEN 1600 T+1 5000000 5000000LOGOX ADVISORS SERIES TRUST SCHARF BALANCED OPPTY INST INVESTOR NO LOAD OPEN 1600 T+1 5000 10000LOGRX ADVISORS SERIES TRUST SCHARF FD RETAIL CL RETAIL NO LOAD OPEN 1600 T+1 5000 10000OIOAX ADVISORS SERIES TRUST ORINDA INCOME OPPTY A A LOAD OPEN 1600 T+1 0 0OIOIX ADVISORS SERIES TRUST ORINDA INCOME OPPTY INST INSTITUT'L NO LOAD OPEN 1600 T+1 100000 100000OMOAX ADVISORS SERIES TRUST VIVALDI MULTI STRAT FD A A LOAD OPEN 1600 T+1 0 0OMOIX ADVISORS SERIES TRUST VIVALDI MULTI STRAT FD I INSTITUT'L NO LOAD OPEN 1600 T+1 100000 100000PFPFX ADVISORS SERIES TRUST POPLAR FOREST PARTNERS A A LOAD OPEN 1600 T+1 100 100PHYSX ADVISORS SERIES TRUST PIA HIGH YIELD FD INST CL INSTITUT'L NO LOAD OPEN 1600 T+1 0 0

PIAMX ADVISORS SERIES TRUST PIA HIGH YIELD MACS FD MACS CL

MANAGED ACCOUNT COMPLETION NO LOAD REDEEM ONLY 1600 T+1 0 0

PIASX ADVISORS SERIES TRUST PIA SHORT TERM SEC FD ADV CL ADVISOR NO LOAD OPEN 1600 T+1 0 0PZIEX ADVISORS SERIES TRUST PZENA EMRG MKTS VALUE FD INST INSTITUT'L NO LOAD OPEN 1600 T+1 1000000 1000000PZIIX ADVISORS SERIES TRUST PZENA INTL SMALL CAP VALUE INST INSTITUT'L NO LOAD OPEN 1600 T+1 1000000 1000000PZILX ADVISORS SERIES TRUST PZENA LONG SHORT VALUE INST INSTITUT'L NO LOAD OPEN 1600 T+1 1000000 1000000PZIMX ADVISORS SERIES TRUST PZENA MID CAP VALUE INST INSTITUT'L NO LOAD OPEN 1600 T+1 1000000 1000000PZISX ADVISORS SERIES TRUST PZENA SM CAP VALUE INST INSTITUT'L NO LOAD OPEN 1600 T+1 1000000 1000000PZVEX ADVISORS SERIES TRUST PZENA EMRG MKTS VALUE INV INVESTOR NO LOAD OPEN 1600 T+1 100 100PZVIX ADVISORS SERIES TRUST PZENA INTL SMALL CAP VALUE INV INVESTOR NO LOAD OPEN 1600 T+1 100 100PZVLX ADVISORS SERIES TRUST PZENA LONG SHORT VALUE INV INVESTOR NO LOAD OPEN 1600 T+1 100 100PZVMX ADVISORS SERIES TRUST PZENA MID CAP VALUE INV INVESTOR NO LOAD OPEN 1600 T+1 100 100PZVSX ADVISORS SERIES TRUST PZENA SM CAP VALUE INV INVESTOR NO LOAD OPEN 1600 T+1 100 100SCFAX ADVISORS SERIES TRUST SHENKMAN SHORT DURATION HIGH INCM A A LOAD OPEN 1600 T+1 100 100SCFFX ADVISORS SERIES TRUST SHENKMAN SHORT DURATION HIGH INCM F F NO LOAD OPEN 1600 T+1 1000 1000SCFIX ADVISORS SERIES TRUST SHENKMAN SHORT DURATION HIGH INCM INST INSTITUT'L NO LOAD OPEN 1600 T+1 0 0SEMIX ADVISORS SERIES TRUST SEMPER SHORT DURATION FD INST INSTITUT'L NO LOAD OPEN 1600 T+1 2500 2500SEMMX ADVISORS SERIES TRUST SEMPER MBS TOTAL RETURN FD INST INSTITUT'L NO LOAD OPEN 1600 T+1 0 0SEMOX ADVISORS SERIES TRUST SEMPER MBS TOTAL RETURN FD A A LOAD OPEN 1600 T+1 1000 1000SEMPX ADVISORS SERIES TRUST SEMPER MBS TOTAL RETURN FD INV INVESTOR NO LOAD OPEN 1600 T+1 0 0SEMRX ADVISORS SERIES TRUST SEMPER SHORT DURATION FD INV INVESTOR NO LOAD OPEN 1600 T+1 100 100SFHIX ADVISORS SERIES TRUST SHENKMAN CAP FLOATING RATE HIGH INCM INST INSTITUT'L NO LOAD OPEN 1600 T+1 1000000 1000000WRLDX ADVISORS SERIES TRUST SCHARF GLOBAL OPPTY FD RETAIL RETAIL NO LOAD OPEN 1600 T+1 0 0WSHYX ADVISORS SERIES TRUST WASMER SCHROEDER HIGH YLD MUNI INST INSTITUT'L NO LOAD OPEN 1600 T+1 100000 100000AVALX AEGIS AEGIS VALUE FUND I NO LOAD OPEN 1600 T+1 10000 10000

AKREXAKRE CAPITAL MANAGEMENT AKRE FOCUS FD RETAIL RETAIL NO LOAD OPEN 1600 T+1 100 100

AKRIXAKRE CAPITAL MANAGEMENT AKRE FOCUS FD INST INSTITUT'L NO LOAD OPEN 1600 T+1 250000 250000

VALAX AL FRANK AL FRANK FUND ADV CL ADVISOR NO LOAD OPEN 1600 T+1 1000 1000VALUX AL FRANK AL FRANK FUND INV INVESTOR NO LOAD OPEN 1600 T+1 100 100AAEMX ALGER ALGER EMRG MKTS A A LOAD OPEN 1600 T+1 0 0AAGOX ALGER ALGER LARGE CAP GROWTH PORT CL I2 I2 NO LOAD REDEEM ONLY 1600 T+1 0 0AAMOX ALGER ALGER WEATHERBIE SPECIALIZED GWTH PORT CL I2 I2 NO LOAD REDEEM ONLY 1600 T+1 0 0AASOX ALGER ALGER SMALL CAP GROWTH PORT CL I2 I2 NO LOAD OPEN 1600 T+1 0 0ACAAX ALGER ALGER CAP APPR FUND CL A A LOAD OPEN 1600 T+1 0 0

ACAPX ALGER ALGER CAPITAL APPRECIATION CL B B LOAD EXCH ONLY 1600 T+1 500 1000ACARX ALGER ALGER CAPITAL APPR INSTL R R NO LOAD REDEEM ONLY 1600 T+1 0 0ACAYX ALGER ALGER CAP APPRECIATION INST Y Y NO LOAD REDEEM ONLY 1600 T+1 500000 500000ACAZX ALGER ALGER CAP APPRECIATION FUND CLASS Z Z NO LOAD OPEN 1600 T+1 0 500000ACIZX ALGER ALGER CAP APPRECIATION INST Z2 Z2 NO LOAD OPEN 1600 T+1 0 0ADOCX ALGER ALGER DYNAMIC OPPTY C C LOAD OPEN 1600 T+1 0 0ADOZX ALGER ALGER DYNAMIC OPPTY Z Z NO LOAD OPEN 1600 T+1 0 500000AFGIX ALGER ALGER GLOBAL FOCUS FD CL I I NO LOAD OPEN 1600 T+1 0 0AFGPX ALGER ALGER INTL FOCUS FD CL B B LOAD EXCH ONLY 1600 T+1 500 1000AFGZX ALGER ALGER GLOBAL FOCUS FD CL Z Z NO LOAD OPEN 1600 T+1 0 500000AFOIX ALGER ALGER MID CAP FOCUS I I NO LOAD OPEN 1600 T+1 0 0AFOZX ALGER ALGER MID CAP FOCUS Z Z NO LOAD OPEN 1600 T+1 0 0AGFCX ALGER ALGER RESPONSIBLE INVESTING FD C C LOAD OPEN 1600 T+1 500 1000AGIFX ALGER ALGER RESPONSIBLE INVESTING FD I I NO LOAD OPEN 1600 T+1 0 0AGIZX ALGER ALGER GROWTH & INCOME CL Z Z NO LOAD OPEN 1600 T+1 0 500000AGOZX ALGER ALGER SMALL CAP FOCUS FD CL Z Z NO LOAD OPEN 1600 T+1 0 500000AGSCX ALGER ALGER SMALL CAP GROWTH FUND CL C C LOAD OPEN 1600 T+1 500 1000AHSAX ALGER ALGER HEALTH SCIENCES FUND CL A A LOAD OPEN 1600 T+1 0 0AHSCX ALGER ALGER HEALTH SCIENCES C C LOAD OPEN 1600 T+1 500 1000AHSZX ALGER ALGER HEALTH SCIENCES Z Z NO LOAD OPEN 1600 T+1 0 500000AIEMX ALGER ALGER EMRG MKTS I I NO LOAD OPEN 1600 T+1 0 0AIGIX ALGER ALGER INTL FOCUS FD CL I I NO LOAD OPEN 1600 T+1 0 0AIGOX ALGER ALGER GROWTH AND INCM PORT CL I2 I2 NO LOAD REDEEM ONLY 1600 T+1 0 0AISZX ALGER ALGER SMALL CAP GROWTH INST FD CL Z2 Z2 NO LOAD OPEN 1600 T+1 0 0ALAFX ALGER ALGER FOCUS EQUITY FD CL A A LOAD OPEN 1600 T+1 0 0ALARX ALGER ALGER CAP APPRECIATION INSTIT PORTFOLIO I NO LOAD OPEN 1600 T+1 0 0ALBAX ALGER ALGER GROWTH AND INCOME FD CL A A LOAD OPEN 1600 T+1 0 0ALBCX ALGER ALGER GROWTH AND INCOME FD CL C C LOAD OPEN 1600 T+1 500 1000ALCCX ALGER ALGER CAP APPR CLASS C C LOAD OPEN 1600 T+1 500 1000ALCFX ALGER ALGER FOCUS EQUITY FD C C LOAD OPEN 1600 T+1 500 1000ALCZX ALGER ALGER INTL FOCUS FD CL Z Z NO LOAD OPEN 1600 T+1 0 500000ALGAX ALGER ALGER INTL FOCUS FD CL A A LOAD OPEN 1600 T+1 0 0ALGCX ALGER ALGER INTL FOCUS FD CL C C LOAD OPEN 1600 T+1 500 1000ALGRX ALGER ALGER FOCUS EQUITY FD CL I I NO LOAD OPEN 1600 T+1 0 0ALGZX ALGER ALGER RESPONSIBLE INVESTING FD Z Z NO LOAD OPEN 1600 T+1 0 500000ALMAX ALGER ALGER WEATHERBIE SPECIALIZED GWTH FD CL A A LOAD OPEN 1600 T+1 0 0ALMCX ALGER ALGER WEATHERBIE SPECIALIZED GWTH FD CL C C LOAD OPEN 1600 T+1 500 1000ALMRX ALGER ALGER MID CAP GROWTH INSTIT FUND CL I I NO LOAD OPEN 1600 T+1 0 0ALMZX ALGER ALGER MID CAP GROWTH INST FD CL Z2 Z2 NO LOAD OPEN 1600 T+1 0 0ALSAX ALGER ALGER SMALL CAP GROWTH FUND CL A A LOAD OPEN 1600 T+1 0 0ALSCX ALGER ALGER SMALL CAP GROWTH FUND CL B B LOAD EXCH ONLY 1600 T+1 500 1000ALSRX ALGER ALGER SMALL CAP GROWTH INSTIT FUND CL I I NO LOAD