World Class Commissioning a Guide for Professionals

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    Commissioning Supportfor London

    Mental HealthWorld Class Commissioning.A quick guide for mental health professionals

    August 2009

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    Mental Health World Class Commissioning.A quick guide for mental health professionals2

    Engagement in commissioning involvesunderstanding and applying:

    thepolicyandstrategiccontextofMentalHealthWorld Class Commissioning ( WCC)

    howtoinuenceWCCandthedecisionsmadebycommissionersinyourlocality

    thepublichealthandevidencebaseforWCCdrivers.

    Engaging in commissioning requires the mentalhealth proessional, clinician and practitioner to:

    focusontherelationshipsyouhavewithcommissioningcolleaguesandhowtocommunicateclinicalchallenges

    understandhow,whenandwheretheabovetwiththecommissioningdecision-makingprocess.

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    Mental Health World Class Commissioning.A quick guide for mental health professionals4

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    Foreword 03

    Who is the guide or? 06

    Why read it? 06

    What does it cover? 07

    Understanding mental health policy 08

    Commissioning or mental health 12

    World Class Commissioning 13

    What are the World Class Commissioning competencies? 14

    Why does World Class Commissioning matter to the mental health proessional? 15

    The commissioning cycle stage by stage 16

    Working better together 21

    Useul links 23

    Reerences 24

    Acknowledgements 25

    Contents

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    The guide is or clinicians and other mental

    health proessionals working along the

    mental health care pathway who would

    like to learn more about the principles o

    World Class Commissioning (WCC) and how

    they could be involved in improving services

    or users. Mental health commissioning is

    relevant to many dierent stakeholders:

    people who use services, people who deliverservices, those who monitor perormance

    and eectiveness, and the wider public.

    This guide has three objectives:

    1 awareness to highlight the challenges

    aced by commissioners, clinicians, and

    other proessionals who are working to

    implement strategic commissioning at

    local level

    2 knowledge to improve understanding

    o the commissioning process

    3 application to describe how mental

    health proessionals can get involved

    in commissioning, and how

    commissioning colleagues can benet

    rom the involvement o mental

    health proessionals.

    Mental health proessionals have an

    important role to play in infuencing

    commissioning decisions.

    The purpose o this guide is to describe

    the basics o WCC and encourage mental

    health proessionals to get involved in the

    commissioning agenda and work with the

    health and social care commissioners intheir area.

    The guide explains how mental health

    proessionals can:

    inuence decisions in partnership

    with commissioners

    understand the political and perormance-

    related incentives that guide the work o

    commissioners

    improve services, and

    build on opportunities to improve

    outcomes and quality.

    Who is theguide for?

    Whyreadit?

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    The guide starts with an overview o current

    mental health policies, setting the context

    or the World Class Commissioning agenda.

    It goes on to:

    explain what World Class Commissioning

    is, and what it demands of those

    responsible for commissioning

    health services explain the commissioning cycle whereby

    commissioners arrive at their decisions

    about what services to commission

    explain why and how mental health

    professionals can and should get involved

    in the commissioning process

    suggest some prompts that highlight

    what professionals can bring to the

    commissioning process

    explore barriers to professional

    involvement in commissioning, and

    suggest ways in which professionals

    and commissioners can work together

    to improve mental health services.

    What doesitcover?

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    Mental Health World Class Commissioning

    operates within the context o a number o

    key national policies and guidance.

    National Service Framework for MentalHealth (Department o Health, 1999)

    The National Service Framework (NSF) for

    Mental Health (Department o Health,

    1999) prioritised mental health as one othree key health issues requiring investment

    and development, alongside coronary

    heart disease and cancer. It set out seven

    standards, with milestones or achieving

    set objectives within its ten-year liespan,

    within a national template o evidence-

    based services or working age adults with

    which local mental health services were

    required to comply. These services, covering

    mental health promotion, primary mentalhealth care, services or people with severe

    mental illness, services or carers, and

    interventions to prevent suicide, were to

    be provided seamlessly between agencies

    and available around the clock. A review

    o the implementation o the National

    Service Framework, published in 2004,

    ound that mental health services had been

    successully reshaped according to the NSF,

    but there remained areas requiring urther

    improvement specically, inpatient care,

    services or people with dual diagnosis, social

    exclusion o people with mental health

    problems, services or ethnic minorities, and

    access to psychological therapies.

    New Horizons

    A new Department o Health strategy, New

    Horizons, will replace the NSF towards the

    end o 2009. New Horizons is expected

    to give more weight than the NSFto theimportance o promoting whole-population

    mental health and well-being across the

    liespan, while supporting continued

    improvement o specialist services or people

    with severe and enduring mental health

    problems. It will also address the inequalities

    that dierent groups in society experience,

    both in access to services and in levels o

    mental health. It will guide a programme o

    action or mental health services rom 2010

    and bring together agreed principles andpriorities under one banner, aligning them

    with High Quality Care for All(the Darzi

    report, see below) and other government

    health and social care policies, such as

    Putting People First(see page 9).

    At the time o going to press, New Horizons

    is out or consultation until 15th October

    2009. For urther inormation please

    go directly to the Department o Health

    wesbite: www.dh.gov.uk/en/Healthcare/

    Mentalhealth/NewHorizons/index.htm

    Delivering Race Equality: an action planfor reform (Department o Health, 2005)

    The Delivering Race Equalityaction plan was

    published in 2005. It draws on the report

    into the death o David Rocky Bennett in

    a medium secure unit in Norwich in 1998,

    and a growing body o evidence that people

    rom black and minority ethnic groups are

    disproportionately detained in psychiatric

    units, have a poorer experience o mental

    health services than their white British

    counterparts, and are more likely to be

    subject to compulsory treatment. Delivering

    Race Equalitysets out a ve year action

    plan or achieving equality and tackling

    discrimination in mental health services or

    all BME people, including people o Irish and

    Mediterranean origin and east Europeanmigrants. The action plan comprises three

    main building blocks:

    Understanding mentalhealthpolicy

    http://www.dh.gov.uk/en/Healthcare/Mentalhealth/NewHorizons/index.htmhttp://www.dh.gov.uk/en/Healthcare/Mentalhealth/NewHorizons/index.htmhttp://www.dh.gov.uk/en/Healthcare/Mentalhealth/NewHorizons/index.htmhttp://www.dh.gov.uk/en/Healthcare/Mentalhealth/NewHorizons/index.htm
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    moreappropriateandresponsiveservices

    communityengagement,viacommunity

    development workers based in every PCT

    betterinformation,includinganew

    annual census o mental health patients.

    Our Health, Our Care, Our Say:anew direction for community services

    (Department o Health, 2006)This document emerged rom an

    extensive consultation with the public and

    proessionals. It builds on Choosing Health,

    the public health White Paper (Department

    o Health, 2004), which identied the

    improvement o mental well-being as a

    priority or health and social care services.

    Our Health, Our Care, Our Saysets out how

    NHS and social care services should work

    together to provide more individualised

    health and social care services that better

    meet peoples needs and are available closer

    to their homes. It states that health andsocial care services should be more fexible

    and more personalised to meet the health

    and social care needs o individuals, and

    should give patients and service users more

    control over the treatment they receive.

    It gives GPs, primary care trusts and local

    authorities more say in how best to plan and

    commission services or local communities,

    outlines the need or a shit in resources

    towards preventive services, and encouragesgreater partnership between statutory

    health and social services and the third sector.

    Commissioning Framework or Health andWell-being (Department o Health, 2007)

    This provides a ramework and practical

    suggestions, including resources and

    sources or tools, or commissioning or

    health and well-being rom 2008/09. It

    sets out a number o objectives to help

    people stay healthy and independent

    and to build stronger communities. These

    include giving people choice about care

    services, delivering services close to home,

    and tackling health inequalities.

    Putting People First(Department o Health, 2007)

    Putting People Firstis jointly endorsed by

    all government departments and many

    o the lead voluntary sector organisations

    concerned with adult social care. It outlines

    the governments vision or a personalised

    adult social care system that is designed to

    maximise peoples independence, choice

    and control over their own lives and care.

    Its proposals include a rst stop shop to

    provide a universal inormation, advice and

    advocacy service or people needing social

    care services, and their carers, irrespective

    o their eligibility or public unding.

    It introduces the Joint Strategic Needs

    Assessment, to be conducted together

    by NHS providers, local authorities and

    PCTs, and combined with other local

    needs assessments (i.e. housing) to orm a

    Sustainable Community Strategy or the

    area. It sets out how these agencies can

    identiy and agree, with other stakeholder

    organisations, how best to meet local

    priority needs, and which agency will do

    so, through Local Area Agreements. It alsointroduces personalised budgets or all those

    eligible or state-unded social care services.

    social care servicesshould be more fexibleand more personalised

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    The Local Government and PublicInvolvement in Health Act 2007 (HMSO, 2007)

    This Act enacts the 2006 Local Government

    White Paper. Among its provisions directly

    relating to health and social care, it replaces

    the Patient and Public Involvement Forums

    (PPIFs) with Local Involvement Networks

    (LINks), to provide the patient and public

    voice in the planning and delivery o local

    health and social care services (PPIFs related

    only to health services), and claries and

    strengthens the existing duty on NHS bodies

    to involve and consult patients and the

    public in the planning and provision o

    services. It places a specic duty on local

    authorities to undertake Joint Strategic

    Needs Assessments and to consult with their

    local communities. It also requires PCTs, local

    authorities and other relevant bodies to co-

    operate with each other in the development

    and agreement o Local Area Agreements,

    which are also given statutory status.

    Cross-cutting prioritiesIn addition, the government has identied

    a number o key, cross-cutting priorities to

    which all public services are expected to

    contribute. In mental health and social care,

    the most relevant are:

    personalisation

    socialinclusion.

    Personalisation

    Personalisation embodies the governments

    aim to put people rst in public service

    delivery. The stated aim is that people should

    be able to live their own lives as they wish,

    and should receive high quality, sae health

    and social care services that support theirown goals and promote their independence,

    well-being, and dignity.

    This approach is set out in Putting People

    First, which states that every person who

    receives support, whether provided by

    statutory services or sel-unded, will have

    choice and control over the shape o that

    support in all care settings. Direct payments

    and individual budgets are seen as the

    means to deliver this aspiration.

    Social exclusion

    Social exclusion in relation to adults with

    mental health problems is documented

    in the Mental Health and Social Exclusion

    report, published in 2004 by the Oce o

    the Deputy Prime Minister. This highlighted

    the lack o employment opportunities,

    poverty, poor housing, social isolation,

    stigma and exclusion rom community

    services experienced by people with severemental health problems.

    Government action to tackle social exclusion

    is set out in the Public Service Agreement

    (PSA) 16 (see overlea or an explanation

    o PSAs). PSA 16 ocuses specically on the

    needs o our client groups who are seen as

    particularly vulnerable to poor lie outcomes

    and multiple orms o disadvantage:

    youngpeopleleavingcare offendersunderprobationsupervision

    peoplereceivingsecondarymental

    health services

    peoplewithmoderatetosevere

    learning disabilities.

    PSA 16 has two key aims: to increase the

    numbers o people in these groups living

    in settled accommodation, and to increase

    employment, education and training ratesin these groups. Government departments

    signed up to achieving these aims include

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    the Department or Work and Pensions,

    the Department o Communities and Local

    Government, the Ministry o Justice, the

    Department o Health, the Department

    or Innovation, Universities and Skills, and

    the Department or Children, Schools and

    Families. This partnership approach will

    be refected at local authority and health

    service commissioning and delivery level.

    Policy into practicePublic Service Agreements (PSAs)

    The strategic ramework governing the

    delivery o all government policy is provided

    by the Comprehensive Spending Review

    (CSR) and Public Service Agreements. The

    aim is to ensure the relevant government

    (national and local) departments work

    together to address areas o priority publicservice need, and that public spending

    and perormance at local level is careully

    monitored to ensure quality o service

    provision and value or money.

    The CSR sets out the governments public

    spending plans. PSAs provide the perormance

    management ramework whereby the

    government sets out the outcomes expected

    to be delivered by public services at nationaland corresponding local levels.

    PSAs or the current period (2008/09

    2010/11) are set out in the Comprehensive

    Spending Review 2007. The PSAs are

    grouped under ve main headings:

    helppeopleandbusinessescomethroughthe

    downturn sooner and stronger, supporting

    long-term economic growth and prosperity

    fairnessandopportunityforall abetterqualityoflife

    strongercommunities

    amoresecure,fairandenvironmentally

    sustainable world.

    Those with specic relevance or mental

    health and social care are:

    Fairnessandopportunityforall

    Address the disadvantage that

    individuals experience because o their

    gender, race, disability, age, sexual

    orientation, religion or belie

    Increase the proportion o

    socially excluded adults in settled

    accommodation and employment,

    education or training.

    Abetterqualityoflife

    Promote better health and

    well-being or all

    Ensure better care or all.

    Each PSA is underpinned by a single delivery

    agreement shared across all government

    departments concerned. Delivery

    agreements are expected to be developed

    in consultation with NHS trusts and other

    agencies who will be delivering the services,

    and with rontline workers.

    At local level PSAs are refected in Local Area

    Agreements (LAAs) and Local Public ServiceAgreements (LPSAs). Local Area Agreements

    may cover one or more local authority

    area and set out goals, agreed with all

    participating agencies, or service delivery

    across a range o public services.

    Local Public Service Agreements provide a

    ramework through which local authorities

    and other local organisations agree targets

    or service delivery and improvement withcentral government, and are nancially

    rewarded or achieving these targets.

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    Commissioning is the process whereby PCTs

    and local authorities translate the aspirations

    and needs o their local populations into

    services that:

    deliverthebestpossiblehealthand

    well-being outcomes

    reduceinequalitiesandpromoteequality

    providethebestpossiblehealthandlocal

    authority provision

    achievethebestuseofavailableresources

    Put simply, commissioning is the cyclical

    process o planning, developing, monitoring

    and reviewing health and social care services.

    The role o the mental healthcommissioner

    The mental health commissioner is the

    executive ocer within a PCT responsible

    or taking a lead on assessing local

    mental health needs, reviewing service

    provision, developing strategic plans

    and commissioning services and service

    development or the population served

    by the PCT, the local authority, and third

    sector organisations.

    It is important to remember that

    commissioners do not work in isolation.PCTs will have a number o commissioners

    with lead responsibility or each o the

    health specialisms.

    Commissioningfor mental health

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    World Class Commissioning (WCC) was

    launched by the Department o Health in

    2008. It is an ambitious programme, based

    on best practice in the UK and other health

    systems around the world, to transorm the

    way in which PCTs ull their commissioning

    unction. Its aim is to help PCTs deliver better

    services that are more closely matched to

    local needs, resulting in better quality ocare, improved health and well-being and

    a reduction in health inequalities across the

    community.

    WCC does this by creating a ramework

    through which PCTs can ocus on improving

    the health o local people.

    There are our key elements to the World

    Class Commissioning ramework. Vision - To achieve world class excellence

    in delivering health improvement

    through commissioning.

    Assurance system - To develop

    appropriate rameworks or implementing

    world class commissioning and ensuring

    improved health outcomes.

    Competencies - To dene the knowledge,

    skills, behaviours and characteristicscommissioners will need to reach world

    class status.

    Support and development - To develop

    tools or commissioners to deliver

    improvements, either by sharing

    services and costs across localities,

    remodelling and expanding internal

    resources, or buying in external expertise.

    Outcome-based commissioning

    Outcome-based commissioning ocuses

    not on activities and processes but on

    results. It represents a shit away rom

    previous practice whereby commissioning

    was based on providers meeting contractual

    requirements through outputs such as

    the number o hours or type o service

    to be provided. Outcome-based

    commissioning means that providers will

    have to demonstrate how their services

    will achieve real and tangible benets or

    the local population.

    The task or commissioners is to dene

    what systems and services need to be

    in place in order to meet the outcomes

    required or their local populations and then

    support providers to improve services that

    are not working towards those outcomes.

    Improvements may be in:

    clinicalandcareoutcomes

    healthoutcomes

    communityoutcomes

    World ClassCommissioning

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    What are the World ClassCommissioning competencies?

    14

    There are 11 competencies (or sets o

    skills) in which commissioners and PCTs are

    expected to demonstrate their prociency.

    Below are listed the WCC competencies

    with most relevance to mental health

    proessionals, and a brie explanation o

    what they mean in practice.

    Leading the continuous and meaningul

    engagement o all clinicians to inorm

    strategy and drive quality, service design

    and use o resources.

    Commissioners are explicitly required to

    involve and draw on the knowledge and

    experience of frontline practitioners when

    researching and making decisions about

    commissioning services.

    Proactively seeking and building

    continuous and meaningul engagement

    with the public and patients, to shape

    services and improve health.

    Commissioners are explicitly required to

    consult with and involve service users and

    the wider public in reaching their decisions

    about local needs and how best to meetthem.

    Stimulating the market to meet demand

    and secure required clinical and health

    and well-being outcomes.

    Commissioners are expected to encourage

    innovation and look beyond their usual

    providers when inviting tenders from

    organisations to run services.

    Promoting and speciying continuous

    improvements in quality and outcomes

    through clinical and provider innovation

    and confguration.

    Commissioners are expected to promote

    and support innovative approaches

    to clinical care and treatment and the

    organisation o services to deliver betterquality and improved outcomes.

    The ull list o WCC competencies

    can be ound at: www.dh.gov.uk/en/

    Managingyourorganisation/Commissioning/

    Worldclasscommissioning/Competencies/

    index.htm

    http://www.dh.gov.uk/en/Managingyourorganisation/Commissioning/Worldclasscommissioning/Competencies/index.htmhttp://www.dh.gov.uk/en/Managingyourorganisation/Commissioning/Worldclasscommissioning/Competencies/index.htmhttp://www.dh.gov.uk/en/Managingyourorganisation/Commissioning/Worldclasscommissioning/Competencies/index.htmhttp://www.dh.gov.uk/en/Managingyourorganisation/Commissioning/Worldclasscommissioning/Competencies/index.htmhttp://www.dh.gov.uk/en/Managingyourorganisation/Commissioning/Worldclasscommissioning/Competencies/index.htmhttp://www.dh.gov.uk/en/Managingyourorganisation/Commissioning/Worldclasscommissioning/Competencies/index.htm
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    WhydoesWorldClassCommissioningmatter to mental health professionals?

    Proessional leadership and involvement

    should be an integral part o the

    commissioning process. Mental health

    proessionals and clinicians work with

    their local communities and know about

    local needs and shortalls in service

    provision. Their knowledge is o paramount

    importance or inorming strategic plans and

    decision-making during commissioning.

    Mental health proessionals and clinicians

    are well placed to draw attention to and

    advise on issues relating to quality and

    eectiveness o services. They can also

    oer valuable insights on the eectiveness

    o care pathways and the points at which

    early interventions can be most successully

    implemented.

    Clinicians have animportant role toplay in assessinglocal needs and

    shaping priorities(World Class Commissioning: vision.

    Department o Health, 2007)

    Barriers to proessional involvementin World Class Commissioning

    There are a number o reasons why

    proessionals may not be currently

    suciently involved in the commissioning

    process. These include pressure on timerom their work commitments, incomplete

    understanding o the commissioning process

    and its relevance to their clinical and

    proessional practice, and concerns that their

    contributions may not be valued.

    Increased proessional involvement in

    strategic planning and service design

    is a critical component o World Class

    Commissioning and essential in ensuring

    clinical excellence.

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    Thecommissioningcycle

    16

    The commissioning cycle is the annual

    process by which commissioners are

    expected to deliver improved health and

    well-being outcomes.

    It describes the continuous process whereby

    commissioners collect, analyse and use data

    to make decisions about spending and

    service development. The commissioningcycle also helps commissioners think about

    the strategic plans they need to produce,

    and when.

    Understanding the eight stages o the

    commissioning cycle is central to the

    successul infuencing o commissioning

    decisions. Mental health proessionals

    are well-placed to provide important

    inormation at a number o points in thecycle. Ultimately, proessional involvement

    helps to ensure that commissioning

    decisions and resource allocation meet

    the needs o people with mental illness,

    address actors that negatively aect

    mental health, and support well-being.

    In addition, the commissioning cycle includes

    the development, review and approval o

    three urther key plans.

    1 The Strategic Commissioning Plan (SCP)

    is produced by every PCT and establishes

    its direction and priorities or at least the

    next ve years. It is developed every three

    years and updated annually. The CSP

    should be available on your PCTs website.

    2 The Operating Plan sets out how the PCT

    plans to achieve the health outcomes and

    nancial goals set out in the Strategic

    Commissioning Plan (SCP). It includes

    targets, nancial and activity schedules

    and action plans. It is developed annually.

    3 The Organisational Development Plan

    describes the organisational capabilities

    needed to deliver the Strategic

    Commissioning Plan, and any capability

    gaps and how they will be lled. It is

    developed every three years and updated

    annually. PCT boards are required to work

    with local stakeholders (these include

    mental health proessionals) to ensure

    these plans are comprehensive and joined

    up with local delivery.

    PCTs are expected to work with local

    stakeholders to ensure these plans are

    comprehensive and integrated into local

    delivery plans.

    The role o the Strategic HealthAuthority (SHA)

    Strategic Health Authorities (SHAs)

    have a regulatory role in that it is their

    responsibility to ensure that all threeplans contain nancially sound options

    that are regularly reviewed and lead to

    signicant improvements in the health

    o local populations.

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    The commissioning cycle stage by stage

    This section describes the WCC cycle in more detail, and oers suggestions about where and

    how mental health proessionals, clinicians and practitioners can maximise their impact at

    each stage.

    The diagram below explains the commissioning cycle. It is just one example: approaches may

    dier rom area to area.

    1 Assessing needs

    Understandingthehealthcareneedsof the PCT population

    Stakeholderengagement Engagingclinicalchampionsand

    serviceleaders

    2 Reviewing services and

    gap analysis

    Reviewingservicescurrentlyprovided Deningthegapsorover-provision

    3 Risk management

    Understandingthekeyhealth

    and health care risks Decidingonastrategytomanage risks

    4 Deciding priorities

    Robustevidencebase Costcomparisons Prioritisingareasforpurchase

    5 Strategic planning

    Collatingallinformationinoneplan(CSP)

    Settingactionpointsfordelivery

    including: localcoreobjectives SHAandDHpriorities

    8 Managing provider perormance

    Managingproviderperformanceandsustainingquality

    Monitoringagainstcontractsandkeyperformanceindicators

    7 Provider development

    Carepathwayre-designanddemand management

    Supportingproviderimprovementsorintroducingnewproviders

    Supportingprovidersindecommis-sioningofservicesasappropriate

    6 Contract implementation

    Implementingstrategicplans

    throughcontractingwithproviders Allcontractscommissionedto demonstrate clear anddenedoutcomes

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    Step 1 Assessing Needs

    Commissioners need to build an accurate

    picture o the health and health care needs

    o the local population. The PCTs website

    should include details o the standards,

    reviews and commissioning plans o which

    mental health proessionals, clinicians and

    practitioners need to be aware. The PCTs

    annual review will show how well it is

    perorming in its commissioning unction

    against the WCC ramework. Every PCTs

    progress and development needs are assessed

    through an annual assurance check.

    3 Check your local PCT website or a copyo the World Class Commissioning Report

    2009 that gives an outline o your PCTs

    progress to date and details or supporting

    strategic plans or improving health andwell-being within the local community.

    Step 2 Reviewing services and gap analysis

    Based on the known needs o each area

    within their remit, commissioners need to

    review existing services and the extent to

    which the services they commission meet

    those needs, and identiy any areas o

    over-provision or gaps. All PCTs and local

    authorities are required by law to produce aJoint Strategic Needs Assessment (JSNA). This

    provides the evidence base or the health

    and well-being o the local population,

    including health, mental health, housing,

    education, deprivation levels, economic

    activity etc, which will allow decision makers

    to identiy areas o need, and how these are

    likely to change in the uture. By drawing

    together these needs in a single document,

    the JSNA enables local agencies to worktogether and co-ordinate planning to ensure

    their services meet current and uture needs.

    3 Have you seen your local Joint StrategicNeeds Assessment (JSNA)? Ask or a copy

    rom your mental health commissioner. Does

    it match your understanding o the health

    needs o the communities with which you

    work? Are there areas o need that the

    needs assessment has missed?

    Step 3 Risk management

    Commissioners need to identiy the main

    health and health care risks (ie. unexpected

    need or a particular service, an ageing

    population that may need services in the

    uture) anticipated in their local area, and

    contribute to a strategy that addresses and

    mitigates those risks.

    3 Through your work, identiy anysignicant health and health care risks,

    both current and looking ahead to the

    uture. What evidence do you have or their

    existence and what potential solutions can

    you suggest to commissioners?

    Step 4 Deciding priorities

    Based on sound evidence and an ethical

    ramework, commissioners need to be ableto advise the PCT on the current health and

    health care priorities in their area.

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    3 Is the evidence base comprehensive?Does it include the data and inormation

    you have collected rom your services how

    people access your services and the levels

    o uptake? Are you aware o planned

    investment/disinvestments plans that may

    aect your service next year? Do you know

    how mental health commissioning plans mayaect your service in the next 12 months? Is

    the local Strategic Commissioning Plan (SCP)

    inormed by the expertise o the people

    working in your service and the data you

    have collected?

    Responsibility or some mental health

    commissioning is being transerred

    rom PCTs to general practitioners (GPs)

    and other senior primary care clinicians

    through a process known as practice-based

    commissioning.

    3 Are local practice-based commissionersaware o your service? How can your

    specialist input improve their knowledge

    o local health needs and the decisions

    they make? Do they have plans or uture

    investment/disinvestment that may aect

    your service?

    Step 5 Strategic options

    By collating the evidence into a single

    Strategic Commissioning Plan,

    commissioners are able to take a strategic

    view on immediate, medium and long

    term commissioning objectives. The SCP

    also takes into account national and

    regional perormance indicators and

    outcomes required by the SHA and the

    Department o Health.

    3 Read the Strategic Commissioning Planor your area. Do the priorities outlined

    match your own views o the areas in most

    need o service development? Do you have

    the inormation necessary to infuence the

    detail and delivery o the SCPs objectives?

    Do you have a good understanding o the

    local and national perormance drivers thatmay aect the way you deliver and monitor

    the eectiveness o your service? Ask your

    commissioner or a list o national and

    regional priorities that are relevant to

    your service and or guidance on how

    you may be asked to meet perormance

    indicators or targets.

    Step 6 Contract implementation

    Commissioners then translate their strategicplans into contracts, setting out value or

    money, clinical and service use outcomes,

    service models and perormance monitoring.

    These ensure that the PCT is meeting its

    obligations to procure high quality services

    that achieve health improvements or all

    sections o the community.

    3 Do you have a good understanding o

    the contract arrangements or your service?Are you aware o the new contracting

    arrangements proposed in the standard

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    mental health contract guidance issued by

    the Department o Health? The Department

    o Health has published two new standard

    contracts that will be used by primary care

    trusts (PCTs) to contract health and care

    services with any provider rom April 2009.

    There is one or general community based

    services and another or specialist mental

    health/learning disability or substancemisuse services. The contracts contain

    standard legal terms that cannot be changed

    and a service specication template or

    completion at a local level or each service.

    For urther details, visit: www.dh.gov.uk/en/

    Managingyourorganisation/Commissioning/

    Systemmanagement/DH_085048

    Step 7 Provider development

    In addition, PCTs have a responsibility to

    support and resource providers to improve

    and develop their services and sta, and to

    encourage new providers to develop new

    and innovative service options.

    3What are the outcomes expected romyou individually and rom your service as

    a whole? How can you contribute to these

    outcomes in your work, and how can you

    best demonstrate tangibly that you aredoing so?

    Step 8 Managing provider perormance

    Commissioners are required to monitor

    and manage the perormance o the

    providers they commission. How providers

    report on their perormance should be set

    out in the contract, together with any key

    perormance indicators that may have been

    set by the SHA.

    3 Have you seen the perormance returnsor your service or been involved in service

    monitoring visits? Knowing what your

    service specication says and what your

    service is expected to deliver are important

    as it will help you understand the strategic

    process whereby your service

    is commissioned and monitored.

    Ask your local commissioner to add you to

    their circulation list or any consultations.

    You need all this inormation to inuence

    commissioning decisions in your locality.

    http://www.dh.gov.uk/en/Managingyourorganisation/Commissioning/Systemmanagement/DH_085048http://www.dh.gov.uk/en/Managingyourorganisation/Commissioning/Systemmanagement/DH_085048http://www.dh.gov.uk/en/Managingyourorganisation/Commissioning/Systemmanagement/DH_085048http://www.dh.gov.uk/en/Managingyourorganisation/Commissioning/Systemmanagement/DH_085048http://www.dh.gov.uk/en/Managingyourorganisation/Commissioning/Systemmanagement/DH_085048
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    Workingbetter together

    The introduction o World Class

    Commissioning requires new competencies

    or commissioners and proessionals involved

    in the planning and procurement o mental

    health services. These changing roles have

    an impact on the commissioner-provider

    relationship, resulting in a dierent dynamic

    and new ways o working. As commissioners

    consolidate the WCC competencies and theirrole develops, so too must the knowledge

    and skill base o those who work with them.

    World Class Commissioning requires

    commissioners and proessionals to work

    constructively and positively together. So

    3Build a dialogue and share yourperspective

    Develop a good working relationship withyour commissioners. Establishing regular

    dialogue will help them understand and

    appreciate the challenges proessionals ace,

    and ensure your perspectives contribute

    useully to strategic planning, quality o care

    and service development. Your knowledge is

    crucial to the commissioning process.

    3Establish a shared evidence-base

    The main ocus o commissioning is onmonitoring quality o care, identiying unmet

    needs and improving outcomes. Establishing

    a common set o measures to evaluate these

    will acilitate decision making about service

    improvements and innovation. Clinicians are

    in a unique position to collect the necessary

    data (through audits, clinical eectiveness

    targets and the use o national guidance rom

    the National Institute or Health and Clinical

    Excellence (NICE)) to inorm commissioningdecisions. For more inormation on NICE

    guidance, visit: www.nice.org.uk

    Ask yoursel

    Whatskillsandexpertisecan

    I contribute towards each o the

    commissioning cycle stages?

    WhatdoIwantcommissionerstoknowabout local services and local needs beore

    they make commissioning decisions?

    WhatevidencehaveI/colleaguescollected

    that could be used to argue or and

    inorm the development o new services?

    WhatknowledgeordatadoIholdon

    local care pathways and current use o

    resources?

    http://www.nice.org.uk/http://www.nice.org.uk/
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    The example below shows how proessional input can help drive strategic service improvement.

    Invest to save

    Proessional engagement in the quality and cost agenda

    In line with the World Class Commissioning expectation on commissioners to review

    and update established practices and care pathways, Sutton and Merton PCT, the

    London Borough o Sutton and South West London and St Georges Mental Health

    Trust are working with local proessionals to develop care pathways that are

    responsive to current need, reduce costs and improve service delivery.

    Commissioners have established an Invest to Save project to review all residential,

    nursing and orensic care placements to ensure they meet WCC standards and use

    evidence based practice and the recovery model.

    The project is based on the premise that identiying savings and nancial

    eciencies in the commissioning process must be accompanied by an equal ocus

    on the quality and outcomes o services.

    Commissioners work with residential and nursing providers to set clear targets

    or quality and perormance so that they are better inormed about progress or

    each patient/client.

    Proessionals are given opportunity to comment on the most appropriate

    pathway or users and any challenges they encounter when co-ordinating care

    across agencies.

    Monthly review meetings between commissioners and trust managers aim tomake continuous improvement in both the management o placements and

    the commissioning requirements underpinning them.

    Proactively seeking to involve and engage providers in the commissioning process

    and giving proessionals an opportunity to exert real infuence over the direction

    o change o services and to comment on the care pathway leads to improvements

    in services, enhances the patients experience, boosts sta morale, and helps to

    achieve national policy objectives.

    For urther inormation contact [email protected]

    mailto:[email protected]:[email protected]
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    Useful links

    World Class Commissioning

    www.dh.gov.uk/en/

    Managingyourorganisation/Commissioning/

    Worldclasscommissioning/index.htm

    Standard mental health contract

    www.dh.gov.uk/en/

    Managingyourorganisation/Commissioning/Systemmanagement/DH_085048

    NICE clinical guidance

    www.nice.org.uk

    JSNA toolkit

    www.nmhdu.org.uk

    Commissioning and procurement the

    mental health road map or commissionerswww.pasa.nhs.uk/PASAWeb/PCTzone/

    mentalhealthservices/

    Outcomes compendium: helping you select

    the right tools or best mental health care

    practice in your feld

    www.dh.gov.uk/en/Publicationsandstatistics/

    Publications/PublicationsPolicyAndGuidance/

    DH_093316

    Public Health Observatories

    www.apho.org.uk

    Readers are advised that all of the above links were

    correct at the time of going to press. If you have problems

    accessing the documents through the direct links detailed

    above, they should be readily located via a search from

    the relevant sites home page.

    http://www.dh.gov.uk/en/Managingyourorganisation/Commissioning/Worldclasscommissioning/index.htmhttp://www.dh.gov.uk/en/Managingyourorganisation/Commissioning/Worldclasscommissioning/index.htmhttp://www.dh.gov.uk/en/Managingyourorganisation/Commissioning/Worldclasscommissioning/index.htmhttp://www.dh.gov.uk/en/Managingyourorganisation/Commissioning/Systemmanagement/DH_085048http://www.dh.gov.uk/en/Managingyourorganisation/Commissioning/Systemmanagement/DH_085048http://www.dh.gov.uk/en/Managingyourorganisation/Commissioning/Systemmanagement/DH_085048http://www.nice.org.uk/http://www.nmhdu.org.uk/http://www.pasa.nhs.uk/PASAWeb/PCTzone/mentalhealthservices/http://www.pasa.nhs.uk/PASAWeb/PCTzone/mentalhealthservices/http://www.dh.gov.uk/en/Publicationsandstatistics/Publications/PublicationsPolicyAndGuidance/DH_093316http://www.dh.gov.uk/en/Publicationsandstatistics/Publications/PublicationsPolicyAndGuidance/DH_093316http://www.dh.gov.uk/en/Publicationsandstatistics/Publications/PublicationsPolicyAndGuidance/DH_093316http://www.apho.org.uk/http://www.apho.org.uk/http://www.dh.gov.uk/en/Publicationsandstatistics/Publications/PublicationsPolicyAndGuidance/DH_093316http://www.pasa.nhs.uk/PASAWeb/PCTzone/mentalhealthservices/http://www.nmhdu.org.uk/http://www.nice.org.uk/http://www.dh.gov.uk/en/Managingyourorganisation/Commissioning/Systemmanagement/DH_085048http://www.dh.gov.uk/en/Managingyourorganisation/Commissioning/Worldclasscommissioning/index.htm
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    References

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    Department o Health (1999)National service ramework or mentalhealth. London: Department o Health.

    www.dh.gov.uk/en/Publicationsandstatistics/Publications/PublicationsPolicyAndGuidance/DH_4009598

    Department o Health (2004)

    The national service ramework or mentalhealth fve years on.London: Department o Health.

    www.dh.gov.uk/en/Publicationsandstatistics/Publications/PublicationsPolicyAndGuidance/DH_4099120

    Department o Health (2005)Delivering race equality in mental health care:an action plan or reorm inside and outsideservices. London: Department o Health.

    www.dh.gov.uk/en/Publicationsandstatistics/Publications/PublicationsPolicyAndGuidance/DH_4100773

    Department o Health (2006)Our health, our care, our say: a newdirection or community services.London: Department o Health.

    www.dh.gov.uk/en/Healthcare/Ourhealthourcareoursay/DH_065882

    Department o Health (2007)Commissioning ramework or health andwell-being. London: Department o Health.

    www.dh.gov.uk/en/Publicationsandstatistics/Publications/PublicationsPolicyAndGuidance/DH_072604

    Department o Health (2007)Putting people frst: a shared vision andcommitment to the transormation o adultsocial care. London: Department o Health

    www.dh.gov.uk/en/Publicationsandstatistics/Publications/PublicationsPolicyAndGuidance/DH_081118

    Department o Health (2007)World class commissioning: vision.London: Department o Health

    www.dh.gov.uk/en/Publicationsandstatistics/Publications/PublicationsPolicyAndGuidance/DH_080956

    Department o Health (2008)Department o Health strategic ramework.London: Department o Health.

    www.dh.gov.uk/en/Publicationsandstatistics/Publications/PublicationsPolicyAndGuidance/DH_085928

    Department o Health (2008)High quality care or all: NHS next stagereview fnal report (the Darzi report).London: Department o Health.

    www.dh.gov.uk/en/Publicationsandstatistics/Publications/PublicationsPolicyAndGuidance/DH_085825

    HMSO (2007)The Local Government and PublicInvolvement in Health Act 2007.London: HMSO.

    www.opsi.gov.uk/acts/acts2007/ukpga_20070028_en_1

    HM Treasury (2007)2007 pre-budget report and comprehensivespending review: meeting the aspirations othe British people. London: HM Treasury.

    www.hm-treasury.gov.uk/pbr_csr07_index.htm

    Social Exclusion Unit (2004)Mental health and social exclusion. London:Ofce o the Deputy Prime Minister.

    www.socialinclusion.org.uk/publications/SEU.pd

    http://www.dh.gov.uk/en/Publicationsandstatistics/Publications/PublicationsPolicyAndGuidance/DH_4009598http://www.dh.gov.uk/en/Publicationsandstatistics/Publications/PublicationsPolicyAndGuidance/DH_4009598http://www.dh.gov.uk/en/Publicationsandstatistics/Publications/PublicationsPolicyAndGuidance/DH_4009598http://www.dh.gov.uk/en/Publicationsandstatistics/Publications/PublicationsPolicyAndGuidance/DH_4099120http://www.dh.gov.uk/en/Publicationsandstatistics/Publications/PublicationsPolicyAndGuidance/DH_4099120http://www.dh.gov.uk/en/Publicationsandstatistics/Publications/PublicationsPolicyAndGuidance/DH_4099120http://www.dh.gov.uk/en/Publicationsandstatistics/Publications/PublicationsPolicyAndGuidance/DH_4100773http://www.dh.gov.uk/en/Publicationsandstatistics/Publications/PublicationsPolicyAndGuidance/DH_4100773http://www.dh.gov.uk/en/Publicationsandstatistics/Publications/PublicationsPolicyAndGuidance/DH_4100773http://www.dh.gov.uk/en/Healthcare/Ourhealthourcareoursay/DH_065882http://www.dh.gov.uk/en/Healthcare/Ourhealthourcareoursay/DH_065882http://www.dh.gov.uk/en/Publicationsandstatistics/Publications/PublicationsPolicyAndGuidance/DH_072604http://www.dh.gov.uk/en/Publicationsandstatistics/Publications/PublicationsPolicyAndGuidance/DH_072604http://www.dh.gov.uk/en/Publicationsandstatistics/Publications/PublicationsPolicyAndGuidance/DH_072604http://www.dh.gov.uk/en/Publicationsandstatistics/Publications/PublicationsPolicyAndGuidance/DH_081118http://www.dh.gov.uk/en/Publicationsandstatistics/Publications/PublicationsPolicyAndGuidance/DH_081118http://www.dh.gov.uk/en/Publicationsandstatistics/Publications/PublicationsPolicyAndGuidance/DH_081118http://www.dh.gov.uk/en/Publicationsandstatistics/Publications/PublicationsPolicyAndGuidance/DH_080956http://www.dh.gov.uk/en/Publicationsandstatistics/Publications/PublicationsPolicyAndGuidance/DH_080956http://www.dh.gov.uk/en/Publicationsandstatistics/Publications/PublicationsPolicyAndGuidance/DH_080956http://www.dh.gov.uk/en/Publicationsandstatistics/Publications/PublicationsPolicyAndGuidance/DH_085825http://www.dh.gov.uk/en/Publicationsandstatistics/Publications/PublicationsPolicyAndGuidance/DH_085825http://www.dh.gov.uk/en/Publicationsandstatistics/Publications/PublicationsPolicyAndGuidance/DH_085825http://www.dh.gov.uk/en/Publicationsandstatistics/http://www.dh.gov.uk/en/Publicationsandstatistics/http://www.dh.gov.uk/en/Publicationsandstatistics/http://www.opsi.gov.uk/acts/acts2007/ukpga_20070028_en_1http://www.opsi.gov.uk/acts/acts2007/ukpga_20070028_en_1http://www.hm-treasury.gov.uk/pbr_csr07_index.htmhttp://www.socialinclusion.org.uk/publications/SEU.pdfhttp://www.socialinclusion.org.uk/publications/SEU.pdfhttp://www.hm-treasury.gov.uk/pbr_csr07_index.htmhttp://www.opsi.gov.uk/acts/acts2007/ukpga_20070028_en_1http://www.dh.gov.uk/en/Publicationsandstatistics/http://www.dh.gov.uk/en/Publicationsandstatistics/Publications/PublicationsPolicyAndGuidance/DH_085825http://www.dh.gov.uk/en/Publicationsandstatistics/Publications/PublicationsPolicyAndGuidance/DH_080956http://www.dh.gov.uk/en/Publicationsandstatistics/Publications/PublicationsPolicyAndGuidance/DH_081118http://www.dh.gov.uk/en/Publicationsandstatistics/Publications/PublicationsPolicyAndGuidance/DH_072604http://www.dh.gov.uk/en/Healthcare/Ourhealthourcareoursay/DH_065882http://www.dh.gov.uk/en/Publicationsandstatistics/Publications/PublicationsPolicyAndGuidance/DH_4100773http://www.dh.gov.uk/en/Publicationsandstatistics/Publications/PublicationsPolicyAndGuidance/DH_4099120http://www.dh.gov.uk/en/Publicationsandstatistics/Publications/PublicationsPolicyAndGuidance/DH_4009598
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    Acknowledgements

    The National Mental Health Development

    Unit and Commissioning Support for

    London would like to express their thanks

    to the members of the London Clinical and

    Professional Engagement Advisory Group

    (CPAG), who generously gave their time

    and expertise to inform this guide.

    Thomas Barnes Honorary consultant, WestLondon Mental Health Trust/Proessor o

    Clinical Psychiatry, Imperial College, London

    Jed Boardman Senior Policy Adviser,

    Sainsbury Centre or Mental Health

    Deborah Colvin GP, City & Hackney PCT

    Sophia Frangou Head o Section,

    neurobiology o psychosis, and Sub-Dean,

    Institute O Psychiatry/Honorary ConsultantPsychiatrist, South London and Maudsley

    NHS Foundation Trust

    Catherine Gamble Nurse Specialist,

    South West London and St Georges

    Mental Health Trust

    Claire Helman Director o New Initiatives,

    Together: Working or Well-being

    Sian Rees Senior Policy Advisor, MentalHealth, Department o Health

    Bernadette Simpson Personalisation Lead,

    Department o Health

    Linda Seymour Head o Policy, Sainsbury

    Centre or Mental Health

    Geraldine Strathdee Clinical Adviser,

    Healthcare or London

    Yvonne Stoddart National Acute Care

    Programme Lead, National Mental Health

    Development Unit

    Angela Yphantides Mental Health Project

    Lead, Healthcare or London

    Catherine Jackson Report Editor

    Particular thanks are due to Claire Helman

    rom Together and the CAPITAL Project

    Western Locality Group.

    Project Team

    Jim Symington Chair

    Louise Howell Programme Consultant

    Nicholas Cohen Administrator

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    Comments and eedback

    We value your eedback on this guide. Please

    let us know i you ound it helpul.

    I you are a mental health proessional with

    examples o good practice in engagement

    with your local commissioners and are happy

    to share these with others, please send your

    comments/examples to:

    Louise Howell

    National Mental Health Development Unit

    Wellington House (Room 306)

    133-155 Waterloo Road

    London SE1 8UG

    Email: [email protected]

    About the National Mental Health

    Delivery Unit

    The National Mental Health Development

    Unit (NMHDU) is the agency charged by the

    Department o Health with supporting the

    implementation o mental health policy in

    England in collaboration with the NHS, local

    authorities and other major stakeholders.

    The national mental health commissioning

    programme (MHCP) exists to support

    the development o innovative and

    ground-breaking concepts in mental

    health commissioning. It aims to support

    commissioner development through

    collaboration, inormation exchange

    and partnerships with national and

    local agencies. The programme is one

    o six NMHDU work areas and has been

    commissioned through the Department

    o Health to aid the achievement o

    World Class Commissioning (WCC) inMental Health.

    For urther inormation on the NMHDU

    Mental Health Commissioning Programme,

    please visit www.nmhdu.org.uk

    About Commissioning Supportor London

    Commissioning Support or London (CSL)

    was launched on 1 April 2009. The London

    Development Centre (LDC), where work on

    this guidance began, became one o the

    ounding members o this new pan-London

    agency. CSL brings together several London

    organisations, including NHS Londons

    commissioning support unction, Healthcare

    or London and the London Health

    Observatory to provide support to Londons

    31 PCTs to enable them to strengthen

    their perormance against the World Class

    Commissioning requirements.

    The CSL Mental Health Commissioning

    Programme addresses issues specic to

    mental health commissioning in London

    by working directly with commissioners

    and partner agencies. The programme

    aims to aid the achievement o World Class

    Commissioning, through the development

    o knowledge, learning and tools or

    mental health commissioners by acilitatingthe sharing o good practice, interpreting

    Department o Health and other relevant

    policy guidance and the production o tools

    and products that respond to their needs

    and priorities.

    mailto:[email protected]://www.nmhdu.org.uk/http://www.nmhdu.org.uk/mailto:[email protected]
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    CommissioningSupport or London,

    18th FloorPortlandHouse

    StagPlaceLondonSW1E7RS

    Telephoneswitchboard:

    020 8433 6868

    www.csl.nhs.uk

    Designedbywww.Design-Culture.co.uk

    http://www.csl.nhs.uk/http://www.design-culture.co.uk/http://www.design-culture.co.uk/http://www.design-culture.co.uk/http://www.design-culture.co.uk/http://www.design-culture.co.uk/http://www.design-culture.co.uk/http://www.design-culture.co.uk/http://www.design-culture.co.uk/http://www.design-culture.co.uk/http://www.design-culture.co.uk/http://www.design-culture.co.uk/http://www.design-culture.co.uk/http://www.design-culture.co.uk/http://www.design-culture.co.uk/http://www.design-culture.co.uk/http://www.design-culture.co.uk/http://www.design-culture.co.uk/http://www.design-culture.co.uk/http://www.design-culture.co.uk/http://www.design-culture.co.uk/http://www.design-culture.co.uk/http://www.design-culture.co.uk/http://www.design-culture.co.uk/http://www.design-culture.co.uk/http://www.design-culture.co.uk/http://www.csl.nhs.uk/
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    Commissioning Supportfor London