www.strate.co.za

Leaving nothing to chance!

Workshop on

Financial Market Infrastructure

Principles

Dale Connock

Head of Risk, Strate Ltd

21 September 2012

Overview of the Market:

CSD Participants

Issuers

Members

Traders

JSE (All markets)

OTC

SAMOS STRATE

FSB

Application of Principles:

– History

• Review of, and commenting on, the draft Principles – 2011

– FSB

– SA Reserve Bank

– WFC, ACSDA and AMEDA

• Review of, and commenting on, the draft Assessment

Methodology – 2012

• Self – assessment in terms of Final Principles – August 2012

Application of Principles:

– Where we are today

• Self-assessment – Strate - August 2012

• Self-assessment – SAFCOM (JSE)

• Submission to FSB (ours that is!) for review

• Workshops with FSB between now and Y/E 2012

– “Principle by Principle”

• “Living Wills” (Recovery and Resolution)

• Pending legislation – Financial Markets Bill

Setting the scene:

www.strate.co.za

Leaving nothing to chance!

Thank you www.strate.co.za

Dale Connock Strate Ltd

Twitter:@strateltd

Facebook: http://www.facebook.com/#!/groups/107241797726/

LinkedIn: http://za.linkedin.com/pub/strate-ltd/22/1b/195