Wooten Terry L - judicialwatch.org€¦ · Wooten, Tey L. U.S. District Cout, SC 4. Title (Anicle Ill judges indicate active or senior status; Sa. Report Type (check appropriate type)

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AOlO Rev. 112008

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2008

I. Person Reporting (last name, first. middle initial) 2. Court or Organization

Wooten, Terry L. U.S. District Court, SC

4. Title (Anicle Ill judges indicate active or senior status; Sa. Report Type (check appropriate type) magistrate judges indicate full- or pan-time)

D Nomination. Date

District Court Judge-Active D Initial 0 Annual

Sb. D Amended Repon

D Final

Report Required by the Ethics in Government Act of 1978 (5 USC. app. §§ !Ol-l I l)

3. Date of Report

05/12/2009

6. Reporting Period

01/01/2008 to

12/31/2008

7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance

McMillan Federal Building with applicable Jaws and regulations.

401 West Evans Street Florence, South Carolina 29501

Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,

checking the NONE box for each part where you ha1•e no reportable information. Sign on last page.

I. POSITIONS. (Reporting individual only; see pp. 9-13 ofjiling instructions.)

[Z] NONE (No reportable positions.)

POSITION

I.

NAME OF ORGANIZATION/ENTITY

2.

3.

4.

5.

II. AGREEMENTS. (Reporting individual only; •ee pp. 14-16 uffiling instruction>.)

[Z] NONE (No reportable agreements.)

......

(""") :::;::

I;)1'0:·i- -n

j ··,,._ 0 ()

r:.?.(· --

-- i"'?- J>f..._J -·· rn-rii

-;i 0 0 (})f"Tl (}

PARTIES AND TERMS

I.

2.

3.

ITEMS PAID

3.

2.

FINANCIAL DISCLOSURE REPORT

Page 2 of7

Name of Person Reporting

Wooten, Terry L.

Dale of Report

0511212009

Ill. N 0 N-INVESTMENT IN CO ME. (Reporting individual and spouse; see pp. 17-U of filing instructions.)

A. Filer's Non-Investment Income

[ZJ NONE (No reportable non-investment income.)

SOURCE AND TYPE INCOME (yours, not spouse's)

I.

2.

3.

4.

B. Spouse's Non-Investment Income - I/you were married during any portion of the reporting Y""· complete this section.

(Dollar amount not required except for honoraria.)

D NONE (No reportable non-investment income.)

SOURCE AND TYPE

I. 2008

2.

4.

IV. REIMBURSEMENTS - transportation, lodging, food, entertainment.

(Includes those Jo spouse and dependent children: see pp. 15-27 o/jiling instructions.)

[ZJ NONE (No reportable reimbursements.)

SOURCE DATES LOCATION PURPOSE OR PROVIDED

I.

3.

4.

5.

4.


Page 3of7


Wooten, Terry L.

Date of Report

- 05/12/2009

V• GIFTS. (lnc/udel· those to spouse und dependent L'hi/dren; see pp. 18-31 of filing instructions.)

(ZJ NONE (No reportable gifts.)

SOURCE DESCRIPTION VALUE

I.

2.

3.

4.

5.

VI, LIABILITIES. (Includes tho>e of spouse and dependent d1i/dren; see pp. 31-33 of filing instructions.)

(ZJ NONE (No reportable liabilities.)

CREDITOR DESCRIPTION VALUE CODE

I.

2.

3.

5.

i I._

Mutual

-FCU

Bank

ankofSC

Global

American

Equity

International

----- ···-------·

(5)

i


Page 4of7


Wooten, Terry L.-

Date of Report

0511212009

VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc1udes those of spouse and dependent children; see pp. 34-60 offilinc instructions.;

D NONE (No reportable income, assets, or transactions.)

A.

Description of Assets

(including trust assets)

B. Income during

reporting period

(I) (2)

c. Gross value at end of

reporting period

(I) (2) (I)

Place "(X)" after each asset

exempt from prior disclosure

Amount Type (e.g., Value Value Type (e.g .•

Code I div .. rent. Code 2 Method buy, sell,

(J-P) Code J (Q-W)

(A-H) or int.) redemption)

Fund A Dividend K T

2. 9worldwide Fund A Dividend J T

3. Mutual Fund A Dividend Sold

4. c Interest L T

c Interest M T

c Interest J T

7. ederal Credit Union A Interest L T

8. -Bank A Interest J T

9. Liquid Asset Fund-money A Interest K T mar e

Dividend Growth S A None J TECB

Opportunities FD A None J T

12. .. Equity Inc B A Dividend J T

Growth A Dividend J T

Equity A Dividend J T

15. -Stock Fund A Dividend J T

16. Fund A Dividend J T

17. Equity Fund A Dividend J T

I. Income Gam Codes: A =SI ,UOU or les3 B =51.00t -S2.500 C =Sl.50 I - S5.DOO

(Sec Columns BI and 04) F=S50.00 I - S J00.000 G =SI 00,00 I - S 1,000,000 ll I =S 1.000,00 I • 55,000.000

2. Value Codes J =S 15,000 or les) K =S 15.00t - SS0.000 l=S50,00I - SI00.000

(Sec Columns Cl and DJ} N=S250,00I - 5500,000 0 =S500,00I -Sl,000,000 Pl =Sl.000,001 - S5.000.000

PJ =S25,000,00I - SS0,000,000 P4 =More 1han SSOJX)0,000

3. Value Method CtJ4es Q =Apprabal R =Cost (Real Eslale On!_y) S = A!)s sment

(See Column C2) U=Book Value V =Other W ::Estimated

D.

Transactions during reporting period

(2) (J) (4) Date Value Gain

Month - Code 2 Code I

Day (J-P) (A-ll)

10106 K

D=S5.00t ·515.000

Ill=More than 55.000,000

M =SI00.001 -5250.000

P2 =S5,000.00I - S25.000,000

T =Cash Market

Identity of

buyer/seller

(if private I transaction) I

- - --------------J

left on in 2007 and 2 008

E =St5.00I -S50.000

c

L,. ,, I

_L

.--·--------- (I) (2) (I) (2) I

i

I i

Name or Person Reporting Dale or Report FINANCIAL DISCLOSURE REPORT

Page 5of7 Wooten, Terry L. 05/12/2009

VII. INVESTMENTS and TR u STS -- income, value, transactions (Includes those of spouse and dependent children; SU pp. 14-60 of filing instructions.)

NONE (No reportable income. assets. or transactions.) D A. B D.

Description of Assets Income during Gross value al end of Transactions during reporting period

(including trusl asscls) rcporling period reporting period

(I) (2) (3) (4) Place "(X)" after each asscl Amount Type (e.g . . Value Value Type (e.g .. Dale Value Gain Identity of !i (5)'Code I. ., .,."00"" div .. rent. Code 2 Method buy. sell. Monlh - Code 2 Code I buyer/seller

(A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (ifprivale I (Q-W)

·-- .s i

_ ____ i

Strategist Fund A Dividend T

Dividend Growth Securities A Dividend T

American Opportunities A Dividend T

Aggressive Growth Fund A Dividend T

A Dividend T

checking A Interest T

(CD) A Interest T

redit Union B Interest L T

26.

I. Income Gain Codes: I\ =S 1.000 ur less B "Si.Olli - S2.500 C =Sl.50 i - SS.IKXI D =SS.OOi -SiS.11110 E =SIS.O<ll -SS0.000

{Sec Columns BI and 04) F =S>o.001 - s1110.ooo G =SIOO.IKll -Sl.000.000 fl I =S 1.000.llOi -SS.11110.IXXI H2 =<More th.:m S5.000.000

2. Value Codes J =Sl5.000 or le!i.:. K =Sl5.IKll -SS0.000 L =SSO.<Xli - SI00.0110 M =SIOO.OOi - 5250.0011

(See Columns Cl and DJ) N =S2Sll.Olll - SS00.000 0 =SS<Xl.00 i -Si .OO<l.000 Pl =Sl.000.00i - SS.000,000 r2 =ss.000.001 - s2s.ooo.ooo

Pl s2s.ooo.ooi - sso.orn1.ooo P4 =More than S50,000.000

J. Value Method Codes Q =Appraisal R =Cosl (Real Estate Only) S =Assessment T =Cash Market

{See Column Cl) U =Book V .ilue V :;Other W =Estimated

. .


Page 6 of7


Wooten, Terry L.

Date of Rrport

05/12/2009

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Indicate part of Report.)


Page 7of7


Wooten, Terry L.

Date of Report

05/ 2/2009

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 V.S.C. app. § I 04)

FILING fNSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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I.

AO 10 Rev. 112008


FOR CALENDAR YEAR 2008

I. Person Reporting (last name. first. middle 1nitiul) 2. Court or Organization

Wooten, Terry L. U.S. District Court. SC

4. Title (Article III judges indicate active or senior status; Sa. Report Type (check appropriate type) magistrate judges indicate full- or part-time)

D Nomination, Date

District Court Judge-Active D Initial 0 Annual

Sb. D Amended Report

D Final

Repor/ Required by the Ethics in Government Ac! of 1978 (5 U.S.C app. _II§ /0/-111)

3. Date of Report

0511212009

6. Reporting Period

01/01/2008 to

12/31/2008

7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance

McMillan Federal Building with applicable Jaws and regulations.

401 West Evans Street Florence, South Carolina 29501

Reviewing Officer Date

/JIJPORT ANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSIT} 0 NS. (Reporting individual only; »ee pp. 9-13 ofjiling imtm,·tion».)

[ZJ NONE (No reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY

II. AGREEMENTS. (Reporting individual only; ,-ee pp. 14-16 of filing instruction...)

[ZJ NONE (No reportable agreements.)

I.

,..-... ,_, - .. J

Cf) . '-:... ,_.,

;'11 •;)

__ , ...

t'-.J :-11

- '-- C)

)>,_.; \i1-'1 i

-., 0 n (.flfTl ()

PARTIES AND TERMS

2.

3.

hecking

. ' .

Q


Page 5 of7


Wooten, Terry L.

Date of Report

05/1212009

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing instructions.)

D NONE (No reportable income, assets, or transactions.)

A. B. C. D.

Description of Assets Income during Gross value at end of Transactions during reporting period

(including trust assets) reporting period reporting period

(I} (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, Month - Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

18. -Strategist Fund A Dividend J T

19. -Dividend Growth Securities A Dividend J T

20. -American Opportunities A Dividend J T

21. ggressive Growth Fund A Dividend J T

22. tock Fund A Dividend J T

23. A Interest J T

24. CD) A Interest J T

-25. - B Interest L T

26. - c Interest L T

CJ ,__, = ..... (/) =

XJG -=

r-r·, m o . = (/) ::-'-·-

r- () c:�� N l"7'i ::::0 - ....0 rTJ - "" oJ>

J>

"TJr- fT!"TJ

0G rTJ .t=

CJ

I. Income Gain Codes: A =Sl,000 or less B=Sl,00t-S2,500 C =S2,l0 I -$5,000 O=Sl,001 -SIS.ODO E =$15,001 -$50,000

(See Columns BI a nd 04) F =SS0,001 -SI00,000 G =SI 00,00 I -S 1,000,000 HI =Sl,000,001-$5,000,000 H2 =More than $5,000,000

2. Value Codes J =S 15,000 or less K =Sll,001 -$50,000 L =$50,00 I -SI 00,000 M =S 100,001 -$250,000

{Sec Columns Cl and 03) N =$250,00t -$500,000 O =Sl00,001 -Sl,000,000 Pl =Sl,000,001 -Sl,000,000 P2 =SS,000,001 - $25,000,000

Pl =$25,000,001 -$50.000,000 P4 =Mo r e than $50,000,000

3. Value M etho d Codes Q =Appraisal R ==Cost (Real Estate Only) S =Assessment T =Cash M arket

(See Column C2) U =Book Value V =Other W ""Estimated

FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report

-Wooten; Terry L. 05/12/2009Page 2of7

III. N 0 N-INVESTMENT IN CO ME. (Reporrini: indil'idua/ and spuuse; Jee pp. 17-24 offi/ing imrru<tiun>.)

A. Filer's Non-Investment Income

[ZJ NONE (No reportable non-investment income.)

I.

2.

SOURCE AND TYPE TN COME (yours, not spouse's)

3.

4.

B. Spouse's Non-Investment Income - lj you were married durini: any porrion of the reporting year, wmplete thi> >e<·tion.

(Dollar amount no/ required ex,·epl {Or honoraria)

0 NONE (No reportable non-investment income.)

SOURCE AND TYPE

I. 2008

2.

3.

4.

IV. REI MB URSEJ.\'J ENTS -- trunsportution, lodging.food, entertainment.

(Includes those to spouse and dependen t children: see pp. 25-27 offiling instructions.)

[2J NONE (No reportable reimbursements.)

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

I.

3.

5.


Page 3of7


Wooten, Terry L.

Dare of Reporl

05/12/2009

V. GIFTS. (lncludn those to spouse und dependent L·hildren,- 3·ee pp. 28.J J of filing instructions.)

[2J NONE (No reportable gifts.)

SOURCE DESCRIPTION

I.

VALUE

2.

3.

4.

5.

VJ. LIABILITIES. (Includes thn>e of spouse and dependent children; >'Upp. 31-33 ofjiling instru<tions.)

[2J NONE (No reportable liabilities.)

CREDITOR DESCRIPTION

I.

VALUE CODE

2.

3.

4.

l -

(5)

-Bank

lobal

Equity

artners

------


Page 4of7

Name of Person l{eporting

Wooten, Terry L.

Date of Report

05/12/2009

VII. INVESTMENTS and TRUSTS - incvme, value, transactions r1nc1udes those of spouse and dependent children; see pp. 14-60 offiling insrrucrions.J

0 NONE (No reportable income, assets, or transactions.)

A.

Description of Assets

(including trust assets)

B.

Income during

reporting period

(I) (2)

c.

Gross value at end of

reporting period

(I) (2)

D. , _ ·--. .------..,

Trnnsaclions during reporting period

(I) (2) (3) (4) Place "(X)" after each asset

exempt from prior disclosure

Amount Type (e.g., Value Value Type (e.g .. Date Value Gain Identity of Code I div., rent, Code 2 (A-H) or int.) (J-P)

I. .Mutual Fund A Dividend K

2. 99Vorldwide Fund A Dividend J

3. utual Fund A Dividend

4. cu c Interest L

5. -Bank c Interest M

6. c Interest J

7. -Federal Credit Union A Interest L

8. A Interest J

9. iquid Asset Fund-money A Interest K e

Dividend Growth S A None J B

11. - American Opportunities FD A None J

Inc B A Dividend J

13. Equity Growth A Dividend J

14. - International Equity A Dividend J

15. tock Fund A Dividend J

Fund A Dividend J

17. _.pecial Equity Fund A Dividend J

I. Income Gain Codes: A =S 1,000 or les !l =St.001 · S2.5UO

(See Columns BI and 04) F =S50,00 I - SI 00.000 G =SI00.0 0 1 -SJ.000.000 2. Value Codes J =S15.00U or ks::. K =515,001·550.000

(Sec Columns CI and 03) N =S250,00 t · S500,000 0 =5500,001 - 51,000,UOO

PJ =525,000.00t · SS0.000,000

3. Value Method Codes Q =Appraisal R =Co::.1 (Real fatale Only)

(See Column C2) U =Book Value \'=Other

Method buy, sell. Month- Code 2 Code I

Code 3 redemption) Day (l-P) (A-H)

(Q-W)

T

T

Sold 10106 K

T

T -.'

T

- ·

T

T

T

T

T

T

T

T

T

T

T

C =S2.50t - 55,000 D=S5.00t -515.000

HI =Sl.000.001 - S5,000.000 HZ =Mure than 55,000, 000

L =S50.00I -$100,000 M =5100,001 · 5250,000

Pl =S1.<l00.001. S5.ooo.ono Pl =55,000,00t - S25.000,000

P4 "'More !han S50.0DO.OOU

S = A.s::.e::.:-.menl T -"'Cash Markel W "'btimated

·------

buyer/seller

(if private

transaction) .----- -----

left on in 2007 and 2 008

E =St5,001 - S50,000

L_:··

T

(I) (2)

Nam.: of Person Reporting Dale of Reporl FINANCIAL DISCLOSURE REPORT

Page 5 of 7 Wooten, Terry L. 05/12/2009

VII. INVESTMENTS and TRUSTS -- incume. •·a/lie. rrunsactiuns anc1udes those of'P""" and dependent chitdren; ,., pp. 14-60 of fiting instructions.)

D NONE (No reportable income, assets. or transactions.)

A. B. c. D.

Description of Assl.'.:ts Income during Gross value at end of Transactions during rcpor1ing period

(including trusl assets) reporting pi.!nod reporting period ·.,- - ____________j. (5)(I) (2) (2) (I) (3) (4)

/ Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g .. Date Value Gain Identity of . Code I ""'" ..... , .. d ...... div .. rent, Code 2 Method buy. sell, Month - Code 2 . Code I buyer/seller

(A-11) or int) (J-P) Code 3 redemption) Day (J-P) (A-H) I /(if private

(Q-W)- transaction)-·---·- ------ .

l __J

18. -Strategist Fund A Dividend T

ividend Growth Securities A Dividend T

20. merican Opportunities A Dividend T

21. -ggressive Growth Fund A Dividend

22. _.,tock Fund A Dividend T

23. hecking A lnlerest T

(CD) A Interest T

redit Union B Interest L T

26.

I. Income Garn Code5: A :oS l.U00 111 le:. B ::$ 1.tull · 52.500 C =S2.5\ll -55.000 Jl =55.00I -Sl5.tlll0 E =S15.001 . SS0,000

(See Columns Bl and 04) F =S50.UU I - SI 00,000 G SlllO.llOl-Sl.000.000 JI I =S 1.000.00 I - SS.1100.111111 H2 =More than SS.1100.000 2. Value Codes J =)I ).000 or le!>:. K =S 15.tllll - S51l.OOO L ::=550,001 -SIU0.000 M =S 100,0UI - $250.000

{See Columns Cl and DJ) N =S25H.UOI -S500.000 0 =S50tl.00 I - S 1.000.000 Pl =Sl.000.001 -SS.000.000 P2 =S5.000,00t -S25.000,000

Pl =S25.000.00 I - SSO.llOO,OO!l P4 =More than S50.000,000

3. Value Method Code:. Q =Appra1:,al R =Cos1 (Real E:.tate Only) S =Assessmenl T =Cash Markel

(See Column C2} U =Book Value V =Other W =Esl!mated

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 6of7 \Vooten, Terry L. 0511212009

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (/ndicate partofReporl.)

..


Page 7 of i

Name of Person Reporting Dare of Report

Wooten, Terry L. 05/12/2009

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it niet applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL

AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING fNSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

Documents

Wooten Terry L - judicialwatch.org€¦ · Wooten, Tey L. U.S. District Cout, SC 4. Title (Anicle Ill judges indicate active or senior status; Sa. Report Type (check appropriate type)