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Introductiono HerbertMarcuseandMartinHeidegger:An ExchangeofLetters

Richard Wolin

Existentialismcollapses in the moment when its political theoryis realized. The total-authoritarian tatewhich it yearned for givesthe lie to all its truths. Existentialismaccompanies its collapse with

a self-abasement that is unique in intellectualhistory; t carriesout

its ownhistory

as asatyr-play

o the end. Itbegan philosophicallyas a great debate with Western rationalismand idealism, in order

to redeem the historical concretion of individual existence for this

intellectual heritage. And it ends philosophically with the radical

denial of its own origins; the struggle against reason drives it

blindly into the arms of the reigning powers. In their service and

protection it betraysthat greatphilosophy which it once celebrat-

ed as the pinnacle of Western thinking.- Herbert Marcuse,

"The Struggle against Liberalismin the TotalitarianState"(1934)

Agricultureis today a motorized food industry, in essence the

same as the manufactureof corpses in gas chambers and extermi-

nation camps, the same as the blockade and starvation of

countries, the same as the manufacture of atomic bombs.

- Martin Heidegger,

"Insight into That Which Is" (1949)

The full story of Marcuse's relation to Heidegger has yet to be written.

We know that during the four years Marcuse was in Freiburg studying

* The IntroductionndepistolaryxchangebetweenMarcuse ndHeideggerhatfollow will soon appear in TheHeidegger ontroversy:Critical eader, d. RichardWolin

(New York:Columbia U P 1991).

19

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20 Introductiono Marcuseand Heidegger:An Exchangeof Letters

with Heidegger, his enthusiasm for Heidegger'sphilosophy was unre-served. Or as Marcuse himself would observe in retrospect,"I must say

frankly hatduringthistime, let's sayfrom 1928 to 1932,there were rela-

tivelyfew reservationsand relatively ew criticismson my part."'From

this period stem Marcuse's irstessays- "Contributions o a Phenome-

nology of Historical Materialism,""On Concrete Philosophy," "The

Foundationsof HistoricalMaterialism,""On the PhilosophicalFounda-

tions of the Concept of Labor in Economics,"and "On the Problem of

Dialectic"- which attemptto effectuate a synthesisbetween Marxism

and existentialism.2Of course, the synthesisMarcusewas seekingis sug-

gestiveof the analogous philosophicalenterpriseundertakenby the late

Sartre in Critiqueof DialecticalReason and other works. Yet, whereas

Marcusewas moving from Marxismto existentialism,Sartre'sntellectu-

al development followed the obverse trajectory.However,via the integ-ration of Marxism and existentialism,both thinkers were pursuing a

common end: they recognized that the crisis of Marxistthought - and

practice - was in no small measure precipitatedby its incapacityto

conceptualize the problem of the "individual."And thus, in the doc-trinesof orthodox Marxism,the standpointof the individual threatened

to be crushed amid the weight of objectivehistoricaldeterminantsand

conditions. ForSartre,writing n the wake of Stalinismand the Sovietin-

vasion of Hungary,a "critiqueof dialecticalreason" - in the Kantian

sense of establishing ranscendentalimitsor boundaries- had become

anurgenthistoricalask.Marcuse'sttemptso integratehese wo tradi-tions - which he would ultimately udge as failed - seemed to antici-

patemanyof the historicalproblemsof Marxismhat would motivate

Sartre's aterphilosophical explorationsof these themes.In Marx's1946"Theseson Feuerbach" e remarks hat"The chief

defectof allhithertoexistingmaterialismthatof Feuerbachncluded)is that the thing, reality,sensuousness, is conceived only in the form of

1. HerbertMarcuse,in "Heidegger'sPolitics:An Interviewwith HerbertMarcuse,"in Marcuse:CriticalTheory nd the Promiseof Utopia,ed. Robert Pippin et al. (South Hadley,MA: Bergin and Garvey, 1988).

2. English translationsof these essaysareas follows:"Contribution to a Phenome-

nology of Historical Materialism,"Telos (1969): 3-34 (caveatemptor: this is an ex-tremely poor translation);"The Foundations of Historical Materialism,"in Herbert

Marcuse, Studiesn CriticalPhilosophyBoston: Beacon, 1973); "On the PhilosophicalFoundations of the Concept of Labor in Economics," Telos16 (Summer 1973): 9-37;"On the Problem of Dialectic,"Telos 7 (Spring 1976): 12-39. See also, "Ober konkrete

Philosophie," Archivfiir Sozialwissenschaftund Sozialpolitik62 (1929): 111-28.

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Richard Wolin 21

the

object

r

of contemplation,

ut not as sensuoushumanactivity,practice,

not

subjectively." In contradistinction to materialism, Marx continues, it

fell to "idealism" to develop the "activeside" of dialectics, i.e., that side

that points in the direction ofpraxis: "revolutionary, 'practical-critical,'

activity."3 It is not hard to see that what Marcuse valorized above all

about Heidegger's early philosophy was its potential contribution to

the "active side" of dialectics in a way that paralleled the contribution

made by German idealism to historical materialism in the previous

century. If the "crisis of historical materialism" (in "Contributions to a

Phenomenology of Historical Materialism," Marcuse alludes to "thebungled revolutionary situations" of which recent history had provid-ed ample evidence) had been precipitated by the triumph of Marx-

ism's "objectivistic" self-understanding, would not a new infusion of

historically adequate idealist categories aid greatly in the resuscitation

of a senescent Marxist theory?In Historyand Class ConsciousnessLukatcsobserves that

[German] classical philosophy is able to think the deepest and

most fundamental problems of the development of bourgeois so-

ciety through to the very end - on the plane of philosophy. It is

able - in thought - to complete the evolution of class.And - in

thought - it is able to take all the paradoxes of its position to the

point where the necessity of going beyond this historical stage in

mankind's development can at least be seen as a problem.4

In similar fashion, Marcuse perceives Heideggerian Existenzphilosophieto be the most advanced expression of contemporary bourgeois phi-

losophy. However, its value is greater than being simply a "privileged"

object of "ideology criticism." Instead, it has something specific and

positive to contribute to materialist dialectics, in a way that parallels

Luktcs'own praise of idealism for having provided dialectical thought

with the category of "mediation." And thus, in his "Contribution to a

Phenomenology of Historical Materialism," Marcuse lauds Heideg-

ger's Beingand Time"as a turning point in the history of philosophy -

the point where bourgeois philosophy transcends itself from within

andopens

theway

to anew,

'concrete' science."5

Just what it was about Heidegger's existentialism that Marcuse

3. Karl Marx, The German Ideology(New York: International, 1970) 121.

4. Georg Luk~Acs,Historyand Class Consciousness(Cambridge, MA: M.I.T., 1971) 121.

5. Marcuse, "Contribution" 12.

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22 Introductiono Marcuseand Heidegger:An Exchangeof Letters

viewed as so promising has been discussed in more detail elsewhere.6In the context at hand, it will hopefully suffice to highlight the two es-

sential "moments" of Marcuse'sappreciationof Heidegger's thought.First,Marcuseemphasizes what might be referred to as the "herme-

neuticalpoint of departure" (Ansatz) f BeingandTime; .e., the fact that

human Being or Daseinoccupies center-stagein Heidegger's "existen-

tialanalytic"(conversely,Marcuse shows verylittle interestin the strict-

ly "metaphysical"or "ontological" dimension of Beingand Time, .e.,

Heidegger's posing of the Seinsfrage). e reveres this philosophical ap-

proachas anAufhebungf the static,quasi-positivistic spectsof bourgeois

philosophy and social science, whereby humanity is viewed predomi-

nantlyas an objectof scientificscrutinyand control,rather han as an ac-tive and conscious agentof change and historicalbecoming. By identify-

ing Daseinas "care,"as an "embodied subjectivity" as "thatBeingforwhich itsvery Being is an issue for it" - Heidegger'sthought displaysa

potentialfor the constructive ranscendenceof the traditional(bourgeois)philosophical antinomy between thought and being, rescogitansnd res

extensa, nd-ultimately--theory and practice.Byrejecting he objectivis-tic frameworkof previous philosophical thought, Heideggerian"Daseinencounters the objectiveworld as a world of meaning oriented towardexistence. It does not encounter it as rigid resextensae, s independent,abstractphysicalthings. Rather,they are related to an Existenz hat uses

them, orients itselftowardsthem, and deals with them; thus ascribing othem meaning, time, and place."'7By employing a practicallysituatedDaseinas his philosophical point of departure,Heidegger's standpoint neffectemphasizes theprimacyofpracticaleason;nd in this respect,his dis-

cussions of the problems of "Selfhood"and "my ownmost capacity-for-Being"presenta micro-philosophicalcomplement to the socio-historical

analysesof Marxism.

But of equal importance in Marcuse's youthful appreciation of

Heidegger is the categoryof historicity: .e., Heidegger's contention inDivision II of Beingand Time hat not only does all "life"exist in history(thisis the claim, e.g., of Dilthey's"historicism")but that "existence" t-self ishistorical:hatis,Daseins engagedin a constantand activere-appro-

priationand

shapingof the

pre-givensemantic

potentialsof historical

6. Cf. Douglas Kellner, HerbertMarcuseand the CrisisofMarxism(Berkeley: U of Cali-fornia P, 1984) 38ff; Barry Katz, HerbertMarcuseand the Art of Liberation(London: New

Left, 1982) 58ff.7. Marcuse, "Contribution" 13.

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RichardWolin 23

life. Dasein s thereby alwayssurpassingitself in the direction of the fu-ture. Or as Heidegger expresses it, "Theprimarymeaning fexistentialitys

in thefuture."8 t is clearthat in this "active,""future-oriented"disposi-tion of existential historicity,Marcuse perceives a crucial hermeneuti-

cal/methodological tool whereby the problems of historical struggleand contestation might be thematized; problems that Marxism in its

current, "objectivistic," "diamat" guise remained incapable of ad-

dressing. Or as Marcuse himself observes, "Past, present, and future

are existential characteristics,and thus render possible fundamental

phenomena such as understanding, concern and determination. Thisopens the way for the demonstration of historicity as a fundamental

existential determination - which we regard as the decisive point in

Heidegger's phenomenology."9 Moreover, by virtue of the centralityof the categoryof "historicity" n BeingandTime, here seemed to exist

a necessary and essential basis for the marriageof Marxism and phe-

nomenology that Marcusewas preoccupied with during these years.'-Marcuse'sefforts to merge Marxismand existentialismwould be re-

peated by manyothers in the course of the 20th

century.Here,in addi-

tion to Sartre,the names of Merleau-Ponty,Enzo Paci, Karel Kosik,PierreAldo Rovatti,and Tran Duc Thao also come to mind." Yet, ac-

cordingto Marcuse'sown retrospectiveappraisal, uch attemptsto com-

bine Marxism and existentialismwere predestined to failure.This was

trueinsofar as existentialist ategoriessuch as "Dasein," historicity," nd

"authenticity"were, in Marcuse'sview, a prioricapableof attainingonlya "pseudo-concreteness."Marcuse describes his reasons for breakingwith the paradigmof phenomenological Marxismin a 1974 interview n

8. Martin Heidegger, Beingand Time(New York:Harper and Row, 1962) 374.

9. Marcuse, "Contribution" 15.

10. In Marcuse's ailedHabilitationsschnri,egel'sOntologyndtheTheoryfHistoricity,he

Heideggeriancategoryof historicityalso occupies centerstage.There is some dispute in

the secondaryliteratureas to whetherHeideggerever read (letalone rejected) he work,or whetherMarcuse- awareof the difficultieshe would face in pursuinga teachingca-

reer amid the changing political climate in Germany- ever bothered to submit the

workto his mentor. For a discussion of this issue, see SeylaBenhabib,"Translator'sn-

troduction"to Hegel'sOntologynd theTheoryfHistoricityCambridge,MA:M.I.T., 1987)xff. Foranotherdiscussionof the relationof Marcuseto Heideggeras it emerges in this

1932 work,see Robert Pippin, "Marcuseon Hegel and Historicity,"ThePhilosophicalo-rumXVI.3 (1985): 180-206. Unlike other commentatorswho argue for a distinctbreak

between the 1932 Habilitationsschrifnd his next book on Hegel - the 1941 Reason nd

Revolution Pippinseeksto emphasizethe elementsof continuitybetweenthe two works.

11. For a survey of these tendencies, see Paul Piccone, "PhenomenologicalMarxism," Telos (Fall 1971): 3-31.

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24 Introduction o Marcuseand Heidegger:An Exchangeof Letters

thefollowing

terms: "I soon realized thatHeidegger's

concreteness

was to a great extent a phony, a false concreteness, and that in fact his

philosophy wasjust as abstractandjust as removed from reality,even

avoiding reality,as the philosophies which at thattime had dominated

German universities, namely a rather dry brand of neo-Kantianism,

neo-Hegelianism, neo-Idealism, but also positivism." He continues,"If you look at [Heidegger's] principle concepts . .. Dasein, Das Man,

Sein,Seiendes, xistenz,hey are 'bad' abstracts n the sense that they are

not conceptual vehicles to comprehend the real concreteness in the

apparent one. They lead away."'2In his essay, "ExistentialOntology and Historical Materialism n the

work of Herbert Marcuse," Alfred Schmidt, echoing Marcuse's own

sentiments, similarly emphasizes the inner conceptual grounds onwhich the marriage between Marxism and existentialism foundered.

Schmidt seconds the verdict of the philosopher and former Heideggerstudent Karl L6with concerning the inadequacies of the category of

"historicity":viz., that Heidegger's "reduction of historyto historicityis miles away from concrete historical thought"; and in this

way,Heidegger in point of fact "falls behind Dilthey's treatment of the

problem: for 'insofar as he radicalizes it, [he] thereby eliminates it.''"13The "pseudo-concreteness" of Heidegger's Existenzphilosophie and

thus the betrayalof its originalphenomenological promise - to which

Schmidt and L6withallude,may be explainedin the followingterms. Be-

ingand Timeoperateswitha conceptualdistinctionbetween"ontological"

("existential")nd "ontic" ("existentiell")lanes of analysis. The former lev-

el refers to fundamental structuresof human Being-in-the-worldwhose

specificationseems to be the main goal of Heidegger's 1927 work. Thelatter dimension refers to the concrete, "factical"actualization of the

"existential"categorieson the plane of everydaylife-practice.It is this

level that exists beyond the purviewof "existentialanalysis"or "funda-mental ontology" properlyso-called.Yet,if this is the case, then the di-mension of ontic life or everydayconcretion would seem to fallbeneaththe threshold of Heidegger's ontologicalvision. And consequently, his

categoryof "historicity"would never be capable of accounting for theeventsof "realhistory."The dilemma is furthercompounded by the fact

thatHeidegger'sexistentialanalytic reats"everydayness" s such - and

12. Marcuse, "Heidegger's Politics: An Interview," 96-7.

13. Schmidt, "Existential Ontology and Historical Materialism in the Work of

Herbert Marcuse," in Herbert Marcuse: CriticalTheor and the Promiseof Utopia, 49-50.

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RichardWolin 25

thus thesphere

of "ontic life" in itsentirety

- as a manifestation of

"inauthenticity." For to all intents and purposes, it has been "colo-

nized" by the "They" (das Man).But whatever the inner, conceptual grounds may have been for the

breakdown of Marcuse's project of an "existential Marxism," the imme-

diate cause for its dissolution seemed to owe more to the force of objec-tive historical circumstances: Hitler's accession to power on January 30,

1933, followed by Heidegger's enthusiastic proclamation of support for

the regime four months later.'4 In retrospect, Marcuse insists that during

his stay in Freiburg, he never remotely suspected Heidegger of even cov-ertly harboring pro-Nazi sentiments. Thus, the philosopher's "conver-

sion" to the National Socialist cause in the spring of 1933 took him - as

well as many others - by complete surprise. Nevertheless; Marcuse goeson to insist that had he at the time been slightly more attentive to the la-

tent political semantics of Beingand Timeand other works, he might have

been spared this later shock. As he explains:

Now, from personal experience I can tellyou that neitherin his lec-

tures,nor in his seminars,nor personally,was thereeverany hint of

[Heidegger's] sympathiesfor Nazism.... So his openly declared

Nazism came as a complete surpriseto us. From that point on, of

course, we asked ourselves the question: did we overlook indica-

tions and anticipations n Beingand Timeand the relatedwritings?And we made one interestingobservation,ex-post and I want to

stressthat,ex-post,t is easy to make this observation).If you look at

his view of human existence, of Being-in-the-world,you will find a

highlyrepressive,highlyoppressive interpretation. havejust today

gone again throughthe tableof contentsof Being nd Time nd had alook at the main categories n which he sees the essentialcharacteris-

tics of existence or Dasein. I can just read them to you and you will

see what I mean: 'Idle talk,curiosity,ambiguity, fallingand Being-thrown, concern, Being-toward-death,anxiety, dread, boredom,'and so on. Now this gives a picture which plays well on the fears and

frustrationsof men and women in a repressive society - a joylessexistence:overshadowedby death and anxiety;human materialfor

the authoritarianpersonality.'"

14. See Heidegger's Rectorial Address of May 27, 1933, Die Selbstbehauptunger

deutschenUniversitiit/DasRektorat1933-34: Tatsachen nd Gedanken Frankfurt/Main:Klostermann, 1983). See also Heidegger, "Political Texts: 1933-34," New GermanCri-

tique45 (Fall 1988):96-114.15. Marcuse, "Heidegger's Politics:An Interview,"99.

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26 Introductiono Marcuseand Heidegger:An Exchangeof Letters

Yet,in the

openingcitation from the 1934

essay,"The

Struggleagainst Liberalism in the Totalitarian State," Marcuse expresses a

slightly different sentiment: viz., that in its partisanshipfor Nazism,

Existenzphilosophieoes not so much realize its "inner truth";rather,it

engages in a "radical denial of its own origins":i.e., its claim to beingthe legitimate heir of the Western philosophical tradition.

The 1947-48 exchange of letters between Marcuse and Heideggershows Marcusegrapplingwith a seemingly inexplicabledilemma: how

could Heidegger,who claimed to be the philosophical inheritor of the

legacyof Westernphilosophy, placehis thinking n the serviceof a politi-cal movement thatembodied the absolutenegationf everything hatlega-cy stood for. Moreover,as becomes clear from the lettersthemselves,Marcuse's ies to Heideggerwere not only intellectual,but also personal:he reveredHeideggernot only as a thinker,but also as the teacher whohad the most significant mpact on Marcuse'sown intellectualdevelop-ment. His attachmentsremained strongenough to motivate the visit to

Heidegger's Todtnaubergski hut earlier in 1947 - like the poet PaulCelan

(seehis

poem, "Todtnauberg"),Marcuse, too, journeyedto

Heidegger's BlackForest retreat n search of a "singleword" of repent-ance which the philosopher refused to grant.But even afterthe disap-pointing discussion with Heidegger in Todtnauberg, we see that

Marcuse,againstthe advice of his fellow German-Jewish migres (pre-sumably, the other members of the Institutefor Social Research),wenton to send a "care-package"o Heideggerat a time when the conditionsof life in Germanyremained tenuous; for this much he still owed "theman from whom I learned philosophy from 1928-1932."

As Marcuseexplains in the 1974 "Interview,"after this exchange ofletters, all communication between the two men was broken off. And

yet, if one turns to One-Dimensional an, one finds Marcuse citingHeidegger's argumentsfrom "The Question ConcerningTechnology"in support of Marcuse's own critiqueof instrumental reason ("Modernman takes the entirety of Being as raw material for production and

subjectsthe entiretyof the object-worldto the sweep and order of pro-duction [Herstellen]").16

Turning now to

Heidegger'sletter of

January20, 1948: one finds

there the familiar series of rationalizations, half-truths,and untruths

that have recently been exposed in the books by Victor Farias and

16. Marcuse, One-DimensionalMan (Boston: Beacon, 1964) 153-4.

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RichardWolin 27

Hugo Ott.17But one also finds recourse

to a strategy of denial andrelativization that would become a commonplace in the Federal Re-

public during the "latency period" of the Adenauer years: the claimthat the world operates with a double-standardin its condemnation ofGermanwar-crimes, since those of the allies were equally horrific

(Dresden, the expulsion of the Germans residing in the "Eastern

territories,"etc.).To his credit, here Marcuserefuses to allow the "phi-

losopher of Being" to have the last word.

17. Victor Farias,Heideggert le nazisme Lagrasse:Verdier, 1987) (Englishtransla-tion forthcoming from Temple UP); Hugo Ott, MartinHeidegger:Unterwegsu seiner

BiographieFrankfurt/Main:Fischer, 1988).

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