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Wolfgang Becker│CEO MINT MIDDLE EAST Pilot Instructor Currency Meeting the Challenge of Record Keeping and Regulatory Compliance

Wolfgang Becker CEO MINT MIDDLE EAST Pilot Instructor Currency Meeting the Challenge of Record Keeping and Regulatory Compliance

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Page 1: Wolfgang Becker CEO MINT MIDDLE EAST Pilot Instructor Currency Meeting the Challenge of Record Keeping and Regulatory Compliance

Wolfgang Becker│CEO MINT MIDDLE EAST

Pilot Instructor CurrencyMeeting the Challenge of Record Keeping and Regulatory Compliance

Page 2: Wolfgang Becker CEO MINT MIDDLE EAST Pilot Instructor Currency Meeting the Challenge of Record Keeping and Regulatory Compliance

2APATS 2009 - Pilot Instructor Currency

Business Challenges

Compliance Monitoring Process

Currency Rules

Process Automation

Agenda

Pilot Instrcutor Currency

Reporting and Auditing

Page 3: Wolfgang Becker CEO MINT MIDDLE EAST Pilot Instructor Currency Meeting the Challenge of Record Keeping and Regulatory Compliance

3APATS 2009 - Pilot Instructor Currency

There are various interpretations of compliance rules

Multiple methods for tracking the expiration of an instructors qualifications

Complexity of rules and their interaction

No clear assignment of responsibility and/or accountability to maintain instructor training records

These problems all contribute to instructors being assigned to train students on events for which they are not qualified.

Business Challenges of Compliance Monitoring

What are the Business problems to be solved to keep Instructors current?

Page 4: Wolfgang Becker CEO MINT MIDDLE EAST Pilot Instructor Currency Meeting the Challenge of Record Keeping and Regulatory Compliance

4APATS 2009 - Pilot Instructor Currency

What are the consequences of non-compliance?

Monetary fines from regulatory agencies

Instructors must “recertify” their qualifications, resulting in them being removed from the schedule

Students must be retrained

Operation is subject to additional rules and regulatory oversight

Importance of Compliance Monitoring

Page 5: Wolfgang Becker CEO MINT MIDDLE EAST Pilot Instructor Currency Meeting the Challenge of Record Keeping and Regulatory Compliance

5APATS 2009 - Pilot Instructor Currency

Update License / Qualification

Compliance Monitoring Process

Compliance Monitoring

AuthorizationQualification

Setup Rules

ReportingCurrency Queue

Renewal Workflow

Recurrent / Continuation

Training

Signoff /Approval

Automated Currency / Expiry Date Updates

Page 6: Wolfgang Becker CEO MINT MIDDLE EAST Pilot Instructor Currency Meeting the Challenge of Record Keeping and Regulatory Compliance

6APATS 2009 - Pilot Instructor Currency

What are the steps to monitor compliance?

Document the Rules for Currency Tracking

Identify the Roles & Responsibilities

Verify the Interpretation of Rules

Identify the Consequences of non-compliance

Setting up a Monitoring Process

Page 7: Wolfgang Becker CEO MINT MIDDLE EAST Pilot Instructor Currency Meeting the Challenge of Record Keeping and Regulatory Compliance

7APATS 2009 - Pilot Instructor Currency

Example of Instructor Currency Rule Set

Page 8: Wolfgang Becker CEO MINT MIDDLE EAST Pilot Instructor Currency Meeting the Challenge of Record Keeping and Regulatory Compliance

8APATS 2009 - Pilot Instructor Currency

Example Setupof Instructor Currency Rule Set

Page 9: Wolfgang Becker CEO MINT MIDDLE EAST Pilot Instructor Currency Meeting the Challenge of Record Keeping and Regulatory Compliance

9APATS 2009 - Pilot Instructor Currency

Planners and Schedulers drive the process by Scheduling Currency Events

Fleet Management Monitors Instructor Currency

Reports identify when/why Instructors’ Qualifications may Expire

Involved Parties

Page 10: Wolfgang Becker CEO MINT MIDDLE EAST Pilot Instructor Currency Meeting the Challenge of Record Keeping and Regulatory Compliance

10APATS 2009 - Pilot Instructor Currency

How is the planning of training events involved?

Identify Training Subjects which can be used

Associate Monitoring Items to Training subjects

Signing Instructor events

Update of Expiration Dates for Instructor Qualifications

Involvementof Event Planning and Day of OPS

Page 11: Wolfgang Becker CEO MINT MIDDLE EAST Pilot Instructor Currency Meeting the Challenge of Record Keeping and Regulatory Compliance

11APATS 2009 - Pilot Instructor Currency

How can automation improve this process?

Consistent application of compliance rules

Common naming conventions & terminology

Transparent view into instructors’ qualifications and recurrent training requirements

Standard method for monitoring employees qualifications

Benefits of Automating the Monitoring Process

Page 12: Wolfgang Becker CEO MINT MIDDLE EAST Pilot Instructor Currency Meeting the Challenge of Record Keeping and Regulatory Compliance

12APATS 2009 - Pilot Instructor Currency

Full integration with qualifications, requirements, and scheduling tools. This prevents the assignment of instructors to events for which they are not qualified

Auto-management of record keeping for recurrent instructor training. This enables the accurate and effective maintenance of currency records which supports the automatic update of expiration dates for instructor qualifications

Support for the planning process through identification of recurrent training for instructors

Workflow with included Notification component

What additional value is obtained by tracking currency in a Training Management System?

Benefits of Automating the Process in a TMS

Page 13: Wolfgang Becker CEO MINT MIDDLE EAST Pilot Instructor Currency Meeting the Challenge of Record Keeping and Regulatory Compliance

13APATS 2009 - Pilot Instructor Currency

The dates are updated automatically, but …be prepared for Audits also…

When was his last QC?

Was the Evaluator qualified? Show me her records?

Did he conduct 4 LOE’s last year?

When is she due for the Standardization meeting?

Reporting and Auditing

Page 14: Wolfgang Becker CEO MINT MIDDLE EAST Pilot Instructor Currency Meeting the Challenge of Record Keeping and Regulatory Compliance

MINT MIDDLE EAST FZE │ Sharjah Airport International Free Zone │ U.A.E.

[email protected]

+971 (0)50 884 3148