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· PDF fileservices within 6 months of that acquisition, unless the Director, DTCC approves an exception to this requirement. (5) Further, if Respondent sells any of

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Page 1: · PDF fileservices within 6 months of that acquisition, unless the Director, DTCC approves an exception to this requirement. (5) Further, if Respondent sells any of
Page 2: · PDF fileservices within 6 months of that acquisition, unless the Director, DTCC approves an exception to this requirement. (5) Further, if Respondent sells any of
Page 3: · PDF fileservices within 6 months of that acquisition, unless the Director, DTCC approves an exception to this requirement. (5) Further, if Respondent sells any of
Page 4: · PDF fileservices within 6 months of that acquisition, unless the Director, DTCC approves an exception to this requirement. (5) Further, if Respondent sells any of
Page 5: · PDF fileservices within 6 months of that acquisition, unless the Director, DTCC approves an exception to this requirement. (5) Further, if Respondent sells any of
Page 6: · PDF fileservices within 6 months of that acquisition, unless the Director, DTCC approves an exception to this requirement. (5) Further, if Respondent sells any of
Page 7: · PDF fileservices within 6 months of that acquisition, unless the Director, DTCC approves an exception to this requirement. (5) Further, if Respondent sells any of
Page 8: · PDF fileservices within 6 months of that acquisition, unless the Director, DTCC approves an exception to this requirement. (5) Further, if Respondent sells any of
Page 9: · PDF fileservices within 6 months of that acquisition, unless the Director, DTCC approves an exception to this requirement. (5) Further, if Respondent sells any of
Page 10: · PDF fileservices within 6 months of that acquisition, unless the Director, DTCC approves an exception to this requirement. (5) Further, if Respondent sells any of
Page 11: · PDF fileservices within 6 months of that acquisition, unless the Director, DTCC approves an exception to this requirement. (5) Further, if Respondent sells any of
Page 12: · PDF fileservices within 6 months of that acquisition, unless the Director, DTCC approves an exception to this requirement. (5) Further, if Respondent sells any of
Page 13: · PDF fileservices within 6 months of that acquisition, unless the Director, DTCC approves an exception to this requirement. (5) Further, if Respondent sells any of
Page 14: · PDF fileservices within 6 months of that acquisition, unless the Director, DTCC approves an exception to this requirement. (5) Further, if Respondent sells any of
Page 15: · PDF fileservices within 6 months of that acquisition, unless the Director, DTCC approves an exception to this requirement. (5) Further, if Respondent sells any of
Page 16: · PDF fileservices within 6 months of that acquisition, unless the Director, DTCC approves an exception to this requirement. (5) Further, if Respondent sells any of
Page 17: · PDF fileservices within 6 months of that acquisition, unless the Director, DTCC approves an exception to this requirement. (5) Further, if Respondent sells any of
Page 18: · PDF fileservices within 6 months of that acquisition, unless the Director, DTCC approves an exception to this requirement. (5) Further, if Respondent sells any of
Page 19: · PDF fileservices within 6 months of that acquisition, unless the Director, DTCC approves an exception to this requirement. (5) Further, if Respondent sells any of
Page 20: · PDF fileservices within 6 months of that acquisition, unless the Director, DTCC approves an exception to this requirement. (5) Further, if Respondent sells any of
Page 21: · PDF fileservices within 6 months of that acquisition, unless the Director, DTCC approves an exception to this requirement. (5) Further, if Respondent sells any of
Page 22: · PDF fileservices within 6 months of that acquisition, unless the Director, DTCC approves an exception to this requirement. (5) Further, if Respondent sells any of

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