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This is the author’s version of a work that was submitted/accepted for pub- lication in the following source: Willis, Jill, Adie, Lenore E.,& Klenowski, Valentina (2013) Conceptualising teachers’ assessment literacies in an era of curriculum and assessment reform. Australian Educational Researcher, pp. 1-16. This file was downloaded from: Notice: Changes introduced as a result of publishing processes such as copy-editing and formatting may not be reflected in this document. For a definitive version of this work, please refer to the published source: http://dx.doi.org/10.1007/s13384-013-0089-9

Willis J. Et Al_2013_Conceptualising Teacher Assessment Literacies in an Era Of

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  • This is the authors version of a work that was submitted/accepted for pub-lication in the following source:

    Willis, Jill, Adie, Lenore E., & Klenowski, Valentina (2013) Conceptualisingteachers assessment literacies in an era of curriculum and assessmentreform. Australian Educational Researcher, pp. 1-16.

    This file was downloaded from: http://eprints.qut.edu.au/58342/

    Notice: Changes introduced as a result of publishing processes such ascopy-editing and formatting may not be reflected in this document. For adefinitive version of this work, please refer to the published source:

    http://dx.doi.org/10.1007/s13384-013-0089-9

  • 1

    Conceptualising teacher assessment literacies in an era of

    curriculum and assessment reform.

    published (2013) Australian Educational Researcher, pp. 1-16.

    Jill Willis

    Queensland University of Technology, Brisbane. phone 3138 3798 [email protected]

    Lenore Adie

    Queensland University of Technology, Brisbane. phone 3138 8552 [email protected]

    Val Klenowski

    Queensland University of Technology, Brisbane. phone 3138 3415 [email protected]

    Teacher assessment literacy is a phrase that is often used but rarely defined. Yet understanding

    teacher assessment literacy is important in an international curriculum and assessment reform

    context that continues to challenge teachers assessment practices. In this article situated examples

    of classroom assessment literacies are analysed using Bernsteins (1996, 1999) theoretical tools of

    vertical and horizontal discourses, classification and framing. Drawing on a sociocultural view of

    learning, the authors define teacher assessment literacies as dynamic social practices which are

    context dependent and which involve teachers in articulating and negotiating classroom and

    cultural knowledges with one another and with learners, in the initiation, development and practice

    of assessment to achieve the learning goals of students. This conceptualisation of assessment

    literacy aims to make explicit some underpinning theoretical constructs of assessment literacy to

    inform dialogue and decision making for policy and practice to benefit student learning and

    achievement.

    Keywords: assessment literacies; assessment reform; sociocultural theory

  • 2

    Introduction

    Australian teachers are experiencing considerable change to their

    curriculum and assessment practices as the first stages of the Australian

    Curriculum are implemented in schools in 2012 and beyond (ACARA 2010). This

    climate of curriculum and assessment reform is a shared international experience

    (Darling-Hammond 2011) and in Australia is providing opportunities for national

    conversations about the future of learning in schools (Yates, Collins, and

    O'Connor 2011). It is timely to revisit the meaning of assessment literacy in terms

    of the message systems of curriculum, pedagogy and assessment, and the

    relevance for contemporary educational contexts. This paper argues that teacher

    assessment literacy needs to be positioned within a discussion about learning

    theory, and understood as an ethical practice that is social, dynamic and layered.

    Assessment literacy is a term that is often used yet rarely defined by those

    who use it, reflecting an assumption that the term is self-explanatory (Criswell

    2006). In this paper, we apply a sociocultural lens to an explanation of assessment

    literacy to highlight it as a social practice, within which negotiation and cultural

    knowledge are seen as significant. The following definition is offered:

    Assessment literacy is a dynamic context dependent social practice that

    involves teachers articulating and negotiating classroom and cultural

    knowledges with one another and with learners, in the initiation,

    development and practice of assessment to achieve the learning goals of

    students.

    Schools, through the three interrelated message systems of curriculum, pedagogy

    and assessment (Bernstein 1971) regulate access to increasingly diverse social

  • 3

    discourses, and the learning opportunities students can access (Lingard 2007;

    Zammit 2011). To provide a common language to discuss how students can

    become full participants in the multiplicity of schooling discourses in our diverse

    and increasingly globalized society, the New London Group (1996) developed the

    theory of multiliteracies. Teachers and students are multi-literate when they have

    the capacity to speak up, to negotiate, and to engage critically (p. 67) in the

    various modes of meaning that are dynamic representational resources,

    constantly being remade by their users as they work to achieve their various

    cultural purposes (p. 64). Different literacies are needed for different

    communities of practice as they are distinct social groups, each with their own

    repertoires (Hipwell and Klenowski 2011;Wenger 1996). Yet the complexities of

    the capabilities and knowledges teachers draw on in their assessment communities

    of practice are hidden by the phrase assessment literacy. The verb assess has

    been nominalised to become a concept, and the adjective literate has been

    nominalised to create a noun, so teachers can be described as possessing

    assessment literacy. Nominalisation is a linguistic feature used to compact

    information whole conversations that we assume people (or at least experts)

    are up on (New London Group 1996 p. 79). To open up the conversation, and

    emphasise the complexity of teacher work within multiple assessment discourses,

    the phrase assessment literacies will be used in the remainder of the article.

    The concept of assessment literacies explored in this paper assumes that

    discourses within various assessment practices, such as peer assessment,

    classroom performances, state tasks or national tests, are representational

    resources through which teachers and learners can shape their identity through

    participation and through interactions in their various assessment communities of

    practice (Gipps 2008). As Gee (2003) notes, all learning is learning to read,

  • 4

    which includes reading words and social and cultural signs within specific

    semiotic domains. In this paper, assessment is understood as a specific semiotic

    domain. Bernsteins (1996, 1999) concepts of horizontal and vertical discourse are

    drawn from to explicate the multiple dimensions of various assessment literacies

    within the semiotics of contemporary assessment practices.

    A Bernsteinian analysis for the conceptualisation of assessment

    literacies

    Bernstein (1999) described vertical and horizontal structures of

    educational discourse, providing a theoretical language to distinguish between

    ways that knowledge is acquired and transmitted, inducting the user into the

    language of the community of practice. Vertical discourses he referred to as

    official or schooled knowledge, and horizontal discourses as local or

    common sense knowledge (1999, p. 158). Vertical discourse has a coherent,

    explicit and systematically principled structure, hierarchically organisedand

    takes the form of specialised languages (p. 161). It is disciplinary knowledge

    constituted in scientific research communities, literary and artistic organisations

    and encoded in highly symbolic forms that must be decoded or translated

    (pedagogised) in order to be accessible to those outside the specialist domain

    (Singh 2002, p. 575). Horizontal discourse is likely to be oral, local, context

    dependent and specific, tacit, multi-layered (Bernstein 1999, p. 159) and learning

    it probably requires oral transmission; the experience of a social interactional

    relationship with an expert in the practice (p. 165). Competence in a horizontal

    discourse will often not transfer to other contexts, as the competence is tied to

    the social context in which it is enacted (Moss, 2000, p. 52).

  • 5

    Before teachers help students to recognise (read), realise (speak) and move

    between the multiple discourses of schooling, they need to be literate in these

    discourses themselves, as well as be able to recontextualise the knowledges to

    induct their students into the discourses (Bernstein 1996, p. 47). Bernsteins

    (1996) concepts of classification, that is the strength of boundaries between

    contexts, and framing, the internal logic within a discourse, are proposed as

    helpful conceptual tools to analyse, explain and define assessment literacies. The

    power relations that maintain the distance between discourses are hidden,

    appearing natural, real and the source of integrity (Bernstein 1996, p. 21). A

    strong classification (C+) indicates that a discourse has a distinct voice,

    specialised rules and unique identity, in contrast to weak classification (C-) with

    less specialised voices and discourses. While horizontal discourses tend to have

    weak classification, they can have weak or strong framing (Bernstein 1999, p. 64).

    Framing refers to the kind of talk and spaces that are constructed to regulate the

    selection, sequencing, pacing, criteria and rules of social order that control

    communication within local pedagogic practice, that is who controls what

    (Bernstein 1996, p. 27). When framing is strong (F+), the teacher has more

    control over communication and the social base, whereas where framing is weak

    (F-), the student or acquirer has more apparent control (p. 27. emphasis in the

    original). Assessment discourses that exhibit strong classification, (for example

    economic assessment practices have organisation and specialised language quite

    different to assessment practices in visual arts), and strong framing (with well

    known symbols and an acknowledged canonical hierarchy of concepts) would be

    notated as C+ F+ to indicate the strength of the internal grammars (Bernstein

    1999, p. 164). Acquisition of a horizontal discourse with weak framing (F-) is

    more problematic, as it is highly situated and local, and expertise is gained

  • 6

    through a tacit acquisition of a particular view of cultural realities so that what

    is counted as knowledge depends on whose perspective is dominant in the social

    context (Bernstein 1999, p. 165). Teachers not only recontextualise knowledge

    and structure the classroom pedagogic discourse through curriculum and

    assessment practices, moving between horizontal and vertical discourses,

    additionally power relations are legitimated, contested and negotiated (Singh

    2002, p. 578). These fundamental Bernsteinian concepts of vertical and horizontal

    discourse and classification and framing are used in the following section to

    conceptualise assessment literacy.

    Vertical and horizontal discourses of assessment and views of learning

    Assessment literacies conceptualised as vertical or horizontal discourses

    within different cultural and policy contexts, are underpinned by different

    assumptions about learning. Within traditional measurement conceptions of

    assessment that emerged from early twentieth century paradigms of scientific

    measurement, social efficiency and behaviourist learning theories, assessment

    remains separate from instruction. In direct contrast the social-constructivist

    paradigms emerging later in the twentieth century emphasise the interrelatedness

    of assessment, curriculum and learning theory (Shepard 2000. p 5). Traditional

    measurement views of assessment value scientific measurement by objective tests,

    and commitment to precise standards (p. 6) and reflect the characteristics of a

    vertical discourse with strong classification and framing (C+F+). This view of

    learning underpinned early definitions proposed for assessment literacy such as an

    ability to know the difference between sound and unsound assessments with

    sound assessments being described as meeting standards of appropriate purposes,

    targets, methods, and achievements with control for bias (Stiggins 1995. p. 238).

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    This definition of assessment literacy may describe the teachers role within high

    stakes assessment cultures in the USA (Popham 2009), Confucian heritage

    cultures (Carless 2011), and within Australian National Assessment Program

    Literacy and Numeracy [NAPLAN] (Klenowski, 2011). With clear skills,

    specialist languages and processes (Maton, 2000) they are examples of vertical

    assessment discourses. Assessment case studies in other policy contexts such as

    Canadian teacher education (DeLuca and Klinger 2010), standards referenced

    classroom assessment in Queensland (Adie 2010) and formative or assessment for

    learning contexts (Willis 2011; Cowie, 2005) reflect characteristics of horizontal

    assessment discourses in that they are local, with the integration of assessment

    practices, learning and pedagogy. Assessment literacy in a horizontal discourse is

    more like critical inquiry [into] the practices and processes of assessing social

    and cultural acts of doing assessment in actual contexts (Wyatt-Smith and Gunn

    2009 p. 87), reflecting sociocultural views of learning. Assessment literacy will be

    understood differently depending on the view of learning embedded in the cultural

    and policy context and so is closely associated with theories of learning. In this

    paper, a sociocultural view of learning informs the proposed definition of

    assessment literacy.

    Assessment literacy from sociocultural perspectives

    From sociocultural perspectives (Gee 2004; Rogoff 1990; Wenger 1998)

    assessment is viewed as a cultural activity where individuals negotiate meaning

    and identity through participating in the activity with the social, cultural and

    historical experiences they bring (Elwood 2006; Gipps 1999; Pryor and

    Crossouard 2008). Assessment must be reconceived in more active and relational

    terms rather than in terms of static matching and fixed descriptive frameworks

  • 8

    (Bredo 1994, p. 24). Assessment is linked to learning interactions and pedagogical

    relationships and is conceived not as something that is being done to students

    [but rather as] something that is being done with and for the students (Klenowski

    2009, p. 89). Drawing from the works of Dewey (1919|1966) and Vygotsky (in

    Cole et al. 1978), it importantly shifts the location of learning from inside an

    individuals brain, to be an aspect of person-environment interaction itself

    (Bredo 1994, p. 24). It expands the definition of assessment literacies beyond a

    traditional view of skills, knowledges and cognitions that reside within the

    individual (Gee 2003) to culturally responsive practices through which teachers

    open up opportunities for students to negotiate their identity and practice within

    the learning community (Adie 2010; Klenowski 2009; Willis 2010). While these

    are worthy goals, they are not simple to achieve as teachers work within multiple

    horizontal and vertical assessment discourses simultaneously.

    Teacher assessment literacies are situated, complex and challenging.

    Assessment literacies within vertical discourses might emphasise the knowledges

    that teachers need when identifying misconceptions and gaps in individual

    students acquired concepts, and the competencies required to adequately

    diagnose students needs and position them on developmental continua (Griffin,

    Woods and Nguyen 2005). The challenge is that for teachers this is a task of

    immense difficulty, one that is far more complex than that implied by the notion

    of a gap (Black and Wiliam 2006, p. 90). Elwood (2008. p. 93) notes that a

    focus on closing the gaps is a constructivist view of learning where learning gets

    located back within the individual which can lead to teachers attributing lack of

    learning to the innate qualities of the learner rather than the teaching (Murphy and

    Whitelegg 2006). Teachers who resist this discursive position and see themselves

    as agents for change, responsible for inviting students to connect their peer-based

  • 9

    and community-based identities with the specialist discourses connected to school

    assessment, enable students to achieve learning gains and autonomy through

    assessment (Marshall & Drummond 2006). Developing assessment literacies

    therefore includes knowing how to create opportunities for students to connect to

    the official school discourse, a principle that is highlighted in assessment literature

    as an ethical prerequisite for fair assessment (Gee 2008, p.76; Elwood & Lundy

    2010). However this assumes that teachers have knowledge of students local

    community identities and can recontextualise this knowledge through their

    classroom instructional discourse and the regulative discourse that provides the

    rules for social order (Bernstein 1996 p. 47). Additionally, developing teacher

    assessment literacies requires continuous learning about new curriculum and

    assessment policies and contributions to the ensuing discussions and practices

    through which new assessment discourses emerge. Policy change requires

    teachers to develop new repertoires which significantly impacts on the work of

    teachers and the assessment, curriculum and pedagogic discourses of the

    classroom (Comber 2012). Rather than a singular assessment literacy, the multiple

    discourses indicate that teachers and students need multiple assessment literacies.

    A sociocultural view of assessment literacies thus acknowledges that assessment

    literacy is not a singular or fixed set of capabilities, but a capability that is situated

    and needs to be understood within the assessment culture and policy context of

    the community. Through Bernsteins (1999) concepts of horizontal and vertical

    discourses, assessment literacies can be explored so that the embedded literacies

    within various assessment discourses emerging and merging in the current era of

    curriculum reform can be identified, articulated and further understood.

  • 10

    Assessment literacies and ethical considerations in times of educational

    reforms: Examples from the Australian assessment context.

    Australian teachers are experiencing an era of educational reform as they

    implement a national curriculum in English, Maths, Science and History, with

    additional discipline areas soon to follow. The Australian curriculum specifies

    content to be taught and the achievement standard expected for each year level

    and discipline (ACARA 2011). Assessment is discussed in terms of a range of

    purposes: to diagnose, to inform learning, to provide consistency in reporting and

    to determine levels of achievement in aspects of literacy and numeracy and other

    learning areas (ACARA 2010a). Alongside the Australian curriculum is a

    National Assessment Program in Literacy and Numeracy (NAPLAN) that

    includes annual testing of Years 3, 5, 7 and 9 students levels of achievement.

    The introduction of standards for learning and assessment has impacted the

    curriculum in many countries in two main ways (Centre for Educational Research

    and Innovation 2005; Clarke et al.2000; Zepke et al. 2005). First, there is a

    horizontal discourse within standards-referenced assessment that aims to align

    curriculum and assessment by placing student learning in the centre of the policy

    process, and relying on teacher social moderation to reach local agreement about

    standards (Learning and Teaching Scotland 2010: Queensland Studies Authority

    2009). Second, standards are also used for accountability as seen in national

    assessment programs such as NAPLAN. This vertical assessment discourse is

    often viewed in competition with a student-centred discourse of assessment yet

    the horizontal and vertical assessment discourses overlap and inform teacher

    practice. The following varied assessment contexts that exemplify the complexity

    of teachers work are only a few of the multiple assessment discourses that

    Australian teachers are required to be fluent within.

  • 11

    The introduction of standards-referenced curriculum into Australian

    schools brought with it processes, such as social moderation, to ensure the

    reliability and consistency of judgement decisions. The practice of social

    moderation is located within the assessment policies in many Australian

    educational sites, yet for a number of teachers it is a new assessment practice.

    Understanding assessment through the negotiated practice of social moderation

    involves teachers in both the vertical discourses of specialised, hierarchically

    organised discipline knowledge, and the horizontal discourses of local place-

    specific interpretations of standards and criteria. This is a conceptually complex

    assessment context involving teachers negotiating their judgement decisions

    across systems of knowledge generation which include:

    1. Thelocallygeneratedschoolbasedunderstandingsofassessmentpolicy,processesandpractices,ahorizontaldiscourse

    2. Theteacherslearnedknowledgeofadiscipline(forexample,thedifferentdisciplineknowledgesofmathematics,scienceorEnglishthatareverticaldiscourses),and

    3. Theteacherspersonalbeliefsaboutlearningandassessment,andtheroleofstudentsintheseprocesses,ahorizontaldiscoursedevelopedthroughexperience.

    Through participation in moderation meetings, teachers are expected to negotiate

    a shared understanding of the qualities of a standard by explicitly identifying and

    justifying how the evidence denotes a standard. It is also anticipated that teachers

    involvement in these processes of negotiation and explication will enhance their

    teaching practice and enable them to support their students to realise the

    discipline-specific assessment literacies.

    The adoption of standards-based assessment and the understanding that

    achievement standards are fuzzy and lacking in precise boundaries of distinction

    (Sadler 1987), could be seen to weaken the classification (C-) of a discipline,

    particularly those discipline areas with a history of specialised and hierarchically

  • 12

    organised knowledge systems. For example, the introduction of open-ended

    assessment tasks into a discipline such as mathematics can challenge historic

    notions of correctness based on a single answer. When the students justification

    and reasoning are to be assessed, then a previously strong classification (C+) of

    mathematics that involved specialised rules of what is understood as correct

    responses will be weakened (C-) as teachers negotiate their local understandings

    of what denotes quality in terms of justification and reasoning.

    The inclusion of social moderation into a standards-referenced assessment

    system is intended to strengthen the framing (F+) so that the social orders that

    control the [assessment] communication become embedded in local assessment

    practices. However, when teachers are involved in a range of new assessment

    practices, for example the introduction of standards-referenced assessment and

    social moderation, then we may expect that the framing would be considerably

    weakened (F-). Adie (2010) describes such a context in a project that investigated

    the introduction of online social moderation processes to middle school teachers

    in Queensland, Australia. The teachers were involved in the judgement and online

    moderation of newly introduced common assessment tasks in English,

    mathematics and science, which were based on stated achievement standards and

    judged using task-specific assessment criteria. For the teachers, the practices of

    standards-referenced assessment, social moderation, online communication, and

    the use of common assessment tasks were all new practices.

    To successfully negotiate the assessment context of online moderation, the

    teachers needed to be able to move between their disciplinary knowledge and their

    local contextual knowledge to justify their judgement decisions, and to form

    common understandings of the standards with the other teachers involved in the

    meeting. This new assessment discourse presented as weakly framed (F-) and

  • 13

    problematic as there was little shared prior knowledge or history within the group

    to draw from. While experience in such a context would strengthen the framing of

    this discourse, it was apparent in Adies (2010) investigation that teachers drew

    from other knowledges and attributes such as an ability and willingness to

    problem-solve to overcome some of the weaknesses in this discourse. The

    teachers use of the online tools that enabled annotation of the evidence of a

    standard within student work also strengthened the framing of this assessment

    practice. Teachers willingness to work through and gain control over difficulties

    that were discipline-related, technological or part of the negotiation process in the

    online moderation meetings, enhanced their participation in the assessment

    practice. The introduction of new ways of knowing and doing assessment

    required that the teachers articulate their current understandings and negotiate

    how or if these were accommodated in the new practice. Teachers also needed to

    draw on other skills and understandings to fully engage with these new

    assessment practices.

    Through participation in a new social assessment practice, the tools and

    shared histories that began to strengthen the framing of the horizontal discourse

    were being negotiated. The social and conceptual tools are examples of the

    dynamic representational resources, constantly being remade by their users

    (New London Group 1996, p. 64). Social participation is an important part of

    developing literacy within a discourse, as Bernstein (1996) asserts that the

    regulative or the social discourse is the dominant discourse. In the example of

    social moderation, the social resources enabled the development of an

    increasingly strengthened framing of the horizontal assessment discourse.

    Bourne (2004) illustrated how a teacher used the deliberate strengthening of the

    framing within a horizontal literacy discourse, in partnership with positive social

  • 14

    cues, to invite the students to become insiders into the community of meaning.

    However, strong framing does not always lead to inclusion. The following

    Assessment for Learning contexts illustrate other variations of classification and

    framing within horizontal assessment discourses that were used to support

    learners.

    Assessment for Learning (AfL) practices such as sharing learning goals,

    feedback, peer and self-assessment have become part of international educational

    policy discourse since Black and Wiliam (1998) highlighted associated positive

    achievement gains. In some policy contexts such as Northern Ireland (Gardner

    2011) AfL is a systemic priority with the clear skills, specialist languages and

    processes indicative of vertical discourse. In the assessment policy context of

    Queensland, Australia, AfL has been positioned as a horizontal discourse,

    integrated within classroom learning episodes (QSA 2009). Through AfL

    practices, teachers expect students to shift from being passive recipients to

    becoming active learners who take responsibility for and manage their own

    learning (Black and Wiliam 2006). However as Willis (2011) shows teachers can

    frame assessment practices in a variety of ways, all with the intention of including

    students in the discourse. In a Year 9 science class the teacher strongly framed

    (F+) the AfL practices creating a shared repertoire of daily learning goals, a self-

    assessment revision quiz, and peer feedback. The strong framing was shaped by

    the vertical discourse of science (C+F+) and further enabled by the teachers use

    of social stories based on his own and his students life experiences to

    recontextualise the concepts. In a Year 7 class the teacher provided explicit

    direction and vocabulary, and used encouraging verbal and nonverbal

    communication, to establish cooperative learning habits among student peers

    across a number of their subject areas prior to peer assessment (C-F+). This

  • 15

    changed over time as students developed skills in collaboration to become a

    weaker framing, where the teachers questions positioned the students as decision

    makers (C-F-). A further effective combination occurred in Year 8 when the

    teacher deliberately used weak framing of peer and teacher feedback in an

    integrated social science, technology and personal development assessment task to

    challenge students to experiment with technology (C-F-). He created positive

    relationships with the students although this was also combined with occasional

    strong framing of social expectations (F+ of the regulative discourse).

    The teachers framing of AfL practices occurred within both the

    instructional and regulative discourses (Bernstein 1996) and the framing strength

    shifted depending on the teachers own learning preferences as well as what type

    of framing the teacher thought would best help students learn to accomplish the

    desired assessment practice at that time. Teacher assessment literacy therefore

    included the ability to notice and read and respond to the assessment and

    learning practices of the students (Morgan and Wyatt-Smith 2000) and to

    encourage them to act in literate ways that make their learning visible and

    audible to themselves and others (Johnston and Costello 2005, p. 262). Positive

    social relationships between teachers and students and shared repertoires of AfL

    practices made expectations of quality and the practices of experts visible and

    accessible to students as explicit and tacit knowledge, and this was achieved

    through both strong and weak framing. Not all students are able to read the tacit

    social cues about how to participate appropriately in AfL practices (Pryor and

    Crossouard 2008), so it becomes the responsibility of teachers, and more

    experienced colleagues, peers and mentors... to open up practice to learners by

    engaging them in the joint enterprise and extending their access to the

    repertoire of the tools of the community (Murphy et al. 2008 p.113). Knowing

  • 16

    how to work within the discourses to open up opportunities for students to

    succeed has the potential to enable teachers to interrupt the reproduction of

    educational inequality (Gamble and Hoadley 2004. p. 157). The importance of

    teachers reading the degree of student participation was a new understanding of

    assessment literacy for the teachers linked to ethical assessment practice. It

    challenged their traditional beliefs that assessment was purely about measuring

    cognitive outcomes, particularly when there was a concurrent national assessment

    policy emphasis on national testing through NAPLAN and increased

    accountability as school results are published on the MySchool website (ACARA

    2010b).

    Australias increased use of assessment within systems of accountability is

    part of a global economisation of education policy (Lingard 2010). Within this

    context, ethical assessment and equity principles have gained increased

    significance as ethical dilemmas emerge from an over-reliance on high-stakes

    testing (Nichols and Berliner 2007; Berliner 2008). International assessment

    theorists (Stobart 2008; Berliner 2008) have identified the social science principle,

    known as Campbells law as relevant in this context of so-called transparency and

    more performance-related accountability. This principle states that the more any

    quantitative social indicator is used for social decision-making, the more subject it

    will be to corruption pressures, and the more likely it will be to distort the social

    processes it is intended to monitor. National assessments (social indicators) can

    be used to maximise outcomes for accountability and the monitoring of standards

    (social decision-making) with unintended consequences for schools, teachers and

    students (Elwood and Lundy 2010; Stobart 2008).

    Students, particularly those from different ethnic or cultural groups, have

    been found to have differential access to curriculum and to level of qualifications,

  • 17

    which is seen as a discriminatory practice (Gillbourn and Youdell 2000).

    Students can also feel marginalised, can be excluded because of their behaviour or

    can be separated into special education provision because educational difficulties

    are pathologised as difficulties inherent within students. This is true not only of

    students with disabilities and those defined as having special educational needs,

    but also of those whose socioeconomic status, race, language and gender renders

    them problematic to particular teachers in particular schools (Ainscow 2009, p

    6). Such discriminatory practices and collateral effects can emerge in test-based

    accountability contexts (Nichols and Berliner 2007). In England and the United

    States, for example, the government exerted pressures on schools to improve their

    test results. A negative feature of punitive accountability climates is the

    emergence of pre-test coaching to improve particular students results to help the

    school achieve its identified target. In this situation resources are allocated to

    those students who have been identified as borderline, and who with help, are

    likely to achieve a pass grade. By giving attention to those students who might

    just make it, other students, such as those who will pass without support and

    those who are unlikely to reach the standard to pass, are neglected (Stobart 2008,

    127). An important ethical and legal dimension of teacher assessment literacy is

    therefore being able to critically consider how assessment can be culture-inclusive

    to challenge discriminatory consequences of assessment policy implementation

    and promote greater respect for and valuing of difference (Assessment Reform

    Group 1999; Tognolini and Stanley 2007; Young and Kim 2010).

    In a study of culture-inclusive assessment for Indigenous Australian

    students in regional and remote Queensland, Klenowski, Connolly & Funnell

    (2012) found that teachers pedagogy and assessment practices required change to

    open up opportunities for Aboriginal and Torres Strait Islander students to

  • 18

    demonstrate their understanding and achievement in mathematics. The research

    problem of patterns of under-achievement by Indigenous students as reflected in

    standardised tests provided the context for the study. Data across all levels -

    school, state, national, and international reveal that Australian schools are not

    addressing equity issues effectively (DEST 2007; Sullivan, Tobias and

    McDonough 2006) with Indigenous children scoring significantly lower than non-

    Indigenous (De Bortoli and Thomson 2009) and with a decline in the performance

    of Indigenous students in numeracy relative to that of the rest of the school

    population as the period of time spent at school increases (DEST 2007). Drawing

    on Bernsteins concepts of knowledge codes and structures it is possible to

    analyse how the vertical discourse of the subject mathematics and the strong

    framing of the didactic approach to the teaching and assessment of this subject

    hindered learning for some Indigenous students.

    The vertical discourse and the strong framing and classification of the

    pedagogic and assessment practices were impenetrable for some students in that

    they found the literacy demands challenging and unfamiliar. Circulation of

    knowledge in this context of strong classification and framing requires explicit

    recontextualisation. It was in examining the assessment opportunities for cultural

    connectedness for student learning that Klenowski et al (2012) found that if the

    teachers worked more closely with Indigenous Education Workers, teachers could

    appreciate fully the students cultural identities and contexts. Teachers could in

    this way identify cultural influences, funds of knowledge and values supportive

    for them to enhance their pedagogic and assessment practices to embrace and

    extend the cultural spaces for learning and teaching of their Indigenous students.

    In horizontal discourse the circulation of knowledge occurs through social

    relations, practices and their contexts. The Indigenous Education Workers were

  • 19

    in a position to inform teachers of how mathematical assessment tasks could be

    reframed to appear more authentic and engaging for Indigenous students by

    responding to their local and cultural circumstances.

    The opportunity for Indigenous students to participate in learning and

    assessment, and to demonstrate their achievement, is fundamental to equity. Yet

    such opportunities are sometimes hindered as Indigenous students find the vertical

    discourse and the strong framing of the pedagogy do not recognise, respect or

    value their experiences and their methods of demonstration of learning. A

    culture-inclusive approach requires teachers to distinguish the funds of

    knowledge (Gonzlez et al. 2008) that Indigenous students draw on in their

    learning. Effortful teaching that is culture-responsive and allows for different

    ways of knowing is also practised to facilitate increased agency for these students.

    Berlack (2001), cited by Luke et al. (2002, p. 11), argued students from a non-

    dominant culture experience testing as a form of cultural intimidation. These

    authors state that students from particular ethnic and racial groups may develop

    attitudes and practices of resistance to the surveillance, judgement and

    categorisation practices that are affiliated with large-scale testing. Culture-

    inclusive assessment does not attempt to favour the culturally different group,

    rather it is recognised that cultural differences can impact on performance, such as

    on standardised tests. The variables that may influence test performance include:

    the cultural-specificity of how the task or activity in question is framed; the

    cultural-specificity of the normative models of child and adolescent development

    reflected in the domain specification and constructs of the test; the linguistic codes

    and conventions of the test and task and the cultural-specificity of content

    knowledge (Luke et.al. 2002).

  • 20

    These examples from Australian assessment contexts exemplify the

    understanding that teacher assessment literacies include knowledge of the

    grammars of both horizontal and vertical discourses in situated assessment

    practices, and knowing how and when to frame horizontal discourses to create

    both epistemic and social relations to enable full participation of students as

    knowers (Maton 2000). It is through participation, and responsive framing that

    interlocutors develop fluency in the situated assessment discourses.

    Conclusions

    We have stated that assessment literacy, as an ethical, social, dynamic and

    layered practice needs to be positioned within a discussion about learning theory.

    If assessment literacies are understood as a negotiated rather than static or

    received understandings then a shared language is needed to enable teachers to

    engage in critical inquiry of their assessment practices. Through this shared

    discourse, teachers can begin to articulate and question their beliefs and

    understandings of assessment. This paper has drawn on Bernsteins concepts of

    horizontal and vertical discourse and classification and framing, as a theoretical

    language to open up conversations about assessment. Illustrative examples from

    empirical assessment research have been analysed using the terms to propose a

    sociocultural understanding of assessment literacies. The definition of assessment

    literacy as a dynamic context dependent social practice that involves teachers

    articulating and negotiating classroom and cultural knowledges with one another

    and with learners, in the initiation, development and practice of assessment to

    achieve the learning goals of students, is offered as an invitation for further

    dialogue about how to support teachers and learners.

  • 21

    When teacher assessment literacies can be understood in terms of

    discourses, teachers can be supported in developing the required skills through

    participation in supportive communities of practice. The three assessment contexts

    highlight this social and situated dimension of assessment literacy. Dialogue, and

    learning by doing, give participants the opportunity to read and critically

    problematise and recontextualise norms of assessment communities and

    understand assessment demands. Acknowledging these varied experiences opens

    up opportunities for shared understandings of assessment to be developed within a

    local community of practice, as well as a wider global community. Pedagogic and

    assessment practices that strive to achieve fairer and more equitable outcomes for

    all students and that protect all young peoples rights to opportunities to learn,

    progress and succeed, have become a global priority. Participation in assessment

    as with participation in education must be inclusive, avoid discrimination

    and encourage opportunities for marginalized children to be involved it needs

    to provide equality of opportunity for all, without discrimination on any grounds

    (Elwood and Lundy 2010 p. 345). Valid, equitable assessment is a childs right

    (Elwood and Lundy 2010). There are important system-level implications here for

    those who inform and support teachers in addressing these new demands.

    Teacher assessment literacies are a fundamental issue that needs to be

    made more explicit and discussed and debated. Through discussions about what is

    meant by assessment literacies, we can open up our practices to develop shared

    understandings rather than assuming that we share common needs and knowledge.

    When teachers have the opportunity to discuss the implications for student

    learning through assessment practices in climates of curriculum and assessment

    reforms, teacher professionalism is honoured and assessment literacies are

    articulated and developed as teachers negotiate their understanding. The extent of

  • 22

    how well teachers, policy officers, teacher educators and researchers and

    professional bodies support the development of teacher assessment literacies will

    be measured by the development of student assessment literacies. Developing

    teacher assessment literacy is part of the ethical and moral responsibility to

    provide opportunity for all students to learn.

  • 23

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