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Volume 144B, number 5,6 PHYSICS LETTERS 6 September 1984 WHICH COMPACTIFICATIONS OF D = 11 SUPERGRAVITY ARE STABLE? Don N. PAGE and C.N. POPE 1 Department of Physics, The Pennsylvania State University, University Park, PA 16802, USA Received 21 May 1984 We complete the stability analysis of all known Freund-Rubin solutions of eleven-dimensional supergravity by deter- mining the necessary and sufficient conditions for Qpqr spaces (U(1) bundles over S2 x S 2 X S 2) to be stable. Recently a number of solutions of the field equa- tions of eleven-dimensional supergravity [ 1,2] have been found. One large class consists of Freund-Rubin [3] compactifications to the product of four-dimen- sional anti-de Sitter spacetime and a compact seven- dimensional Einstein space M 7 with positive scalar curvature. If such a solution is to be interpreted as a classical ground state of the theory, then it should be stable against small perturbations. In ref. [4] it was shown that the necessary and sufficient condi- tions for stability of such a solution is that the Lich- nerowicz operator A L acting on symmetric transverse tracefree tensors hab in M 7 should satisfy 2x L/> { A, (1) where the Ricci tensor of M 7 satisfies Rab = Agab. (2) The question of stability has already been answered for many solutions, and in this letter we complete the task of identifying which of all the known Freund- Rubin solutions are stable and which are not. For the purpose of discussing stability, it is con- venient to divide Freund-Rubin solutions into three disjoint categories. The first category contains all so- lutions with one or more unbroken supersymmetries in spacetime. These are all stable, a result which fol- lows from the formal properties of the supersymme- try algebra [5-7]. The complete list of known exam- i Permanent address: Blackett Laboratory, Imperial College, London SW7 2BZ, UK. 346 ples is as follows: the round S 7 with N = 8 supersym- metry [8,9] ;the squashed S 7 withN = 1 [10] ;the MPqr spaces [5] with Einstein metrics obtained in [11], when p is set equal to q, which have N = 2; tile NPq r spaces with N = 1 (except N 010 which has N = 3) [ 12] ; the Qpqr spaces with p = q = r, which have N = 2 [13] ;the coset space SO(5)/SO(3)max with N = 1 [14] ;and the Stiefel manifold V5, 2 with N = 2 [14]. In ref. [4] it was shown that, with the excep- tion of the round S 7, each solution with supersym- metry has a corresponding solution with no super- symmetry, obtained by reversing the orientation of the M 7. Since the spectrum of the Lichnerowicz oper- ator is insensitive to the orientation, these skew- whiffed spaces, which we also include in the first cate- gory, satisfy (1) and hence are also stable [4]. The second category consists of MT'S which are product spaces. In ref. [4] it was shown that these are all unstable to a mode in which one factor grows and the other shrinks at fixed seven-volume. The known homogeneous examples are S 5 × S 2, S4 X S 3, S 2 X S 2 X S 3, CP 2 X S 3, QpqO, and (SU(3)/SU(2)max) × S 2 [14]. There is also an inhomogeneous Einstein metric on the product of the nontrivial S 2 bundle over S 2 [15] and S 3. The third category consists of solutions which are not product spaces and are neither supersymmetric nor related to supersymmetric solutions by a reversal of orientation. For this category there are no general arguments which establish whether or not the stabili- ty criterion (1) is satisfied. Thus there appears to be no alternative to carrying out a case-by-case analysis. 0.370-2693/84/$ 03.00 © Elsevier Science Publishers B.V. (North-Holland Physics Publishing Division)

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Page 1: Which compactifications of D = 11 supergravity are stable?

Volume 144B, number 5,6 PHYSICS LETTERS 6 September 1984

WHICH COMPACTIFICATIONS OF D = 11 SUPERGRAVITY ARE STABLE?

Don N. PAGE and C.N. POPE 1

Department of Physics, The Pennsylvania State University, University Park, PA 16802, USA

Received 21 May 1984

We complete the stability analysis of all known Freund-Rubin solutions of eleven-dimensional supergravity by deter- mining the necessary and sufficient conditions for Qpqr spaces (U(1) bundles over S 2 x S 2 X S 2) to be stable.

Recently a number of solutions of the field equa- tions of eleven-dimensional supergravity [ 1,2] have been found. One large class consists of F r e u n d - R u b i n [3] compactifications to the product of four-dimen- sional anti-de Sitter spacetime and a compact seven- dimensional Einstein space M 7 with positive scalar curvature. If such a solution is to be interpreted as a classical ground state of the theory, then it should be stable against small perturbations. In ref. [4] it was shown that the necessary and sufficient condi- tions for stability of such a solution is that the Lich- nerowicz operator A L acting on symmetric transverse

tracefree tensors hab in M 7 should satisfy

2x L/> { A, (1)

where the Ricci tensor of M 7 satisfies

Rab = Agab. (2)

The question of stability has already been answered for many solutions, and in this letter we complete the task of identifying which of all the known F r e u n d - Rubin solutions are stable and which are not.

For the purpose of discussing stability, it is con- venient to divide F r e u n d - R u b i n solutions into three disjoint categories. The first category contains all so- lutions with one or more unbroken supersymmetries in spacetime. These are all stable, a result which fol- lows from the formal properties of the supersymme- try algebra [ 5 - 7 ] . The complete list of known exam-

i Permanent address: Blackett Laboratory, Imperial College, London SW7 2BZ, UK.

346

ples is as follows: the round S 7 with N = 8 supersym- metry [8,9] ; the squashed S 7 w i t h N = 1 [10] ; the MPq r spaces [5] with Einstein metrics obtained in [11], when p is set equal to q, which have N = 2; tile NPq r spaces with N = 1 (except N 010 which has N = 3) [ 12] ; the Qpqr spaces with p = q = r, which have N = 2 [13] ; the coset space SO(5)/SO(3)max with N = 1 [14] ;and the Stiefel manifold V5, 2 with N = 2 [14]. In ref. [4] it was shown that, with the excep- tion of the round S 7, each solution with supersym- metry has a corresponding solution with no super- symmetry, obtained by reversing the orientation of the M 7. Since the spectrum of the Lichnerowicz oper- ator is insensitive to the orientation, these skew- whiffed spaces, which we also include in the first cate- gory, satisfy (1) and hence are also stable [4].

The second category consists of MT'S which are product spaces. In ref. [4] it was shown that these are all unstable to a mode in which one factor grows and the other shrinks at fixed seven-volume. The known homogeneous examples are S 5 × S 2, S 4 X S 3, S 2 X S 2 X S 3, CP 2 X S 3, QpqO, and (SU(3)/SU(2)max) × S 2 [14]. There is also an inhomogeneous Einstein metric on the product of the nontrivial S 2 bundle over S 2 [15] and S 3.

The third category consists of solutions which are not product spaces and are neither supersymmetric nor related to supersymmetric solutions by a reversal of orientation. For this category there are no general arguments which establish whether or not the stabili- ty criterion (1) is satisfied. Thus there appears to be no alternative to carrying out a case-by-case analysis.

0.370-2693/84/$ 03.00 © Elsevier Science Publishers B.V. (North-Holland Physics Publishing Division)

Page 2: Which compactifications of D = 11 supergravity are stable?

Volume 144B, number 5,6 PHYSICS LETTERS 6 September 1984

However, there are in fact just two known families of solutions in this category: the MPq r spaces with general p, q, r [5,l 1], and the Qpqr spaces with gen- eralp, q, r [13]. In ref. [16] we analyzed the stabili- ty of the MPq r spaces and found that they were stable if and only if ~761/2 < [P/q] < 1@7 (66) 1/2- In this letter we complete the analysis of all known F r e u n d - Rubin solutions by examining the stability of the Qpqr spaces.

The Qpqr spaces are the coset manifolds SU(2) X SU(2) × SU(2)/U(1) × U(1), where the integers p, q, r characterize the embedding of U(1) X U(1) in SU(2) X SU(2) X SU(2) [13]. They can equiva- lently be regarded as U(1) bundles over S 2 X S 2 × S 2 where p, q, r characterize the degree of twisting of the U(1) fibers over S 2 X S 2 X S 2. We shall follow [17,16] and obtain a seven-dimensional metric on this bundle space by the inverse Kaluza-Klein meth- od of reinterpreting gravity plus a U(1) gauge field as pure gravity in one higher dimension. Thus one can write such a seven-dimensional metric as

d, 2 = c2(dr - A) 2 + ds 2, (3)

where c is a constant, r is a coordinate on the fiber which we assign period 47r, and A is a potential for the U(1) field strength F = dA on the six-dimensional base with metric ds~. In our case the base is S 2 X S 2 X S 2, so we can choose an orthonormal basis e a, a = 0 ..... 6,

e 0 = c(dr - A), e I = A11/2 d01,

e 2 = A11/2 sin 01 dq51 ,

e 4 = A21/2 sin 02 d~2,

e 6 = A31/2 sin 03 d~b3,

e 3 = A21/2d02,

e 5 = A31/2d03 '

(4)

where Oi, ~i are spherical polar coordinates on the ith two-sphere.

The most general U(1) bundle over S 2 X S 2 X S 2 can be represented by the harmonic two-form

F = n l A l e l ^ e 2 +n2A2e3 ^ e 4 +n3A3e5 ^ e 6, (5)

where n l , n2, n 3 are constants. Locally F = dA, where

A = - n 1 cos 01 d~ 1 - n 2 cos 0 2 d~2 - n 3 cos 03 d~b 3.

(6)

With this substituted into (4), the metric is

ds 2 = c2(dr + n 1 cos01 d~ 1 + n2cos02d~ 2

+ n 3 cos 0 3 d~b3)2 + A l l ( d 0 ~ + sin201 d~b 2)

+ A~l(d0 2 + sin202 d~ 2) + A31(d0 ~ + sin203d~2).

(7) In order for (7) to be the metric on a regular mani-

fold, the coordinate singularities at the poles of the spheres must be removable. Since r has been assigned period 4~r, this implies nl , n2, n 3 must all be integers. The resulting manifold Q(nl , n2, n3) is simply con- nected if n l , n2, n 3 are relatively prime. If instead they have greatest common divisor k > 1, then r could have been defined consistently modulo 4rrk. Thus in this case the space has fundamental group Zk, so in general Q(nl , n2, n3) = Q(nl /k , n2/k , n3/k)/ Z k where k = gcd(nl , n2, n3). Note that to charac- terize these spaces completely, all three integers n l , n2, n 3 are necessary, whereas the MPq r spaces can be completely characterized by just two integers [5,11, 161.

Now to obtain a F reund-Rubin solution, we need to solve (2). Using the formulas of ref. [16] or pro- ceeding directly, one obtains in the orthonormal frame (4) the non-zero Ricci tensor components

2 2 ROo=1C2(n2A2 +n2A22 2 +n3A3) '

2 2 - 2 R l l = R 2 2 = A 1 - ½ c n lA1,

R33 = R 4 4 = A 2 ½ 2 2 - 2 - - C n21~2,

R55 =R66 =A3 ½ 2 2 - 2 - c n3A 3. (8)

Defining cq, c~2, c~ 3 by

c~IA=A l - A , c~2A = A 2 - A , c~3A = A 3 - A , ( 9 )

the Einstein equation (2) implies % , c~2, o~ 3 each lie in the range 0 - 1 and satisfy

~1 + Oe2 + Or3 = 1, (10)

thus defining a planar triangular region in the positive (cq, c~2, c~3) octant. Eq. (2) also implies

c - 2 = ' 5 [(1 + c q ) 2 n 2 + ( 1 +c~2)2n22 +(1 + c~3)2n21 A,

(11)

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Page 3: Which compactifications of D = 11 supergravity are stable?

Volume 144B, number 5,6

(nl/n2)2 = al (1 + a2)2/a2(1 + a l )2 , (12)

together with the equations obtained from (12) by permuting the subscripts 1,2, and 3. Examining these equations shows one can get any ratio n l:n2:n 3 by an appropriate choice of a l , a2, a 3 . Furthermore, the jacobian of the transformation between the two independent ratios of n's and the two independent a 's is nonsingular. Thus there is exactly one Einstein metric of the form (7) for each set of integers n l , n2, n3, not all zero. These metrics are the same as those in ref. [13] with p, q, r replaced by n l , n2, n 3.

To examine the stability of these solutions, we need to find the lowest eigenvalue X = ~'min of the Lichnerowicz operator AL, defined by

AL hab = _ [] hab -- 2RacbdhCd + 2R(aChb) c = Xhab ,

(13) acting on symmetric transverse traceless tensors hab. such tensors obey the identity

h ab AL ha b d V

= f [--4habRacbdhCd + 4Ahabhab

+ 3V(ahbC)V(ahbc)] dV (14)

on an Einstein space satisfying (2). If M 7 is homo- geneous, the 27 eigenvalues K of the Riemann tensor, defined by

Raebd V ed = t¢ Vab, (15)

for symmetric traceless eigentensors Vab, are inde- pendent of position. It follows from (14) that if Kma x is the maximum eigenvalue of (15),

~kmi n ~ 4A - 4tCma x, (16)

with equality if the corresponding eigenmode hab satisfies (15) with K = tCma x and is a Killing tensor, obeying

7(ahbe ) = 0. (17)

(If the space is not homogeneous, (16) still holds if tCma x is now taken to be the maximum value at- tained by any of the eigenvalues of (15) anywhere in the space.)

In order to find tCmax, we need the components of the Riemann tensor. We put a subscript 1, 2, or 3

PHYSICS LETTERS 6 September 1984

on indices a, b .... , to indicate that they run over 1 and 2, 3 and 4, or 5 and 6 respectively. Using the formulas of ref. [16] or calculating directly, one ob- tains from (4), after using the Einstein equations, the nonzero Riemann tensor components

Roal 0bl = ~alA6alb 1 '

Ra, b,c, dt = (1 -- I ~ ' ) A ( ~ " ", ~1 ~ 6h~1 ~,d - 6axd, fb ,c ) ,

Ra~blc2d2 = 2Ratc2bld2

- ½c2nln2A1A2ealbleC2d2

= --sgn(n 1 n2) (0t I ot2)l/ZAeaabl ec2d2 , (18)

together with those obtained by permuting the sub- scripts 1,2, and 3 and those implied by the symme- tries of the Riemann tensor. The e's are the Levi- Civita symbols on the three S2's, e12 = - e 2 l = e34

= -e43 = e56 = -e65 = 1. The 27 eigenvalues K of (15) are as follows:

First,

- l a l A , - ( 1 - I ( ~ I ) A ,

-~(ot2a3)l /2A, +~(~2a3)l/2A, (19)

each of which occurs twice. There are a further 16 eigenvalues obtained by cyclically permuting the sub- scripts 1,2, and 3 in (19). The remaining three eigen- values are given by inserting into

K = (1 - ¼7)A (20)

the three (real) roots o f

,),3 _ 6,,/2 + 2 0 ( a l a 2 + o~2a 3 + a3al),),

- 56c~1c~2a 3 = 0. (21)

One can use (10) and the fact that a l , a2, a 3 are all nonnegative to show that none of the first 24 eigenvalues, defined by (19) and permutations, is larger than ~ A. On the other hand, the lowest root of the cubic (21) is ')'min ~< ~, which gives K/> ~ A. Thus this eigenvalue is nCma x-

The three eigentensors of (15) corresponding to the eigenvalues given by (20) and (21) have the form

Vab = diag(130' 131'/31' ~32' /32' /33' /33)' (22)

where

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Page 4: Which compactifications of D = 11 supergravity are stable?

Volume 144B, number 5,6 PHYSICS LETTERS 6 September 1984

30 + 2(31 +/32 + 33 ) = O, (23)

4a 2 6a 2 - ' / 4a 2 /32 = 0 . (24)

4a 3 4~ 3 6a 3 - 3, 133

The overall scale is still arbitrary as a function of po- sition on M7, but if the 3's are chosen to be constant, one can show that the eigentensors Vab are transverse traceless Killing tensors and hence eigenmodes of A L with X = 4A - 4K [16]. Thus the stability criterion (1) implies that the Q(n l , n2, n3) spaces are stable

7 if and only i f~ma x <~ gA or

(25) '/min • 5"

In order to see what part of the planar triangular region defined by (10) corresponds to stability, it is convenient to choose ~1 and ~2 - c~3 to be the in- dependent variables. Then (21) implies that the sta- bility criterion (25) is satisfied if and only if both

~< ~ 1 ~< -~ (26)

and

(14oq - 3)(1 - 2 a l ) ( 3 - 4 a l )

(°L2 - °~3)2 ~< 4(28e¢ 1 - 5) (27)

are satisfied. Although it is not manifest, these in- equalities are completely symmetric in a l , a2, and % , as will presently be shown.

It is useful to introduce rectangular coordinates on the planar region (10) with origin located at the center of the triangle,

x = 6o~ 1 -- 2, y = 2X/'3(~ 2 -- oe3). (28)

Then from (21) the contours of fixed 3, are

y2 = (4 -- 6 ' / - x ) [ (4 -- 67 + x) (14 - 3' /) - 7x 2] 3(14 - 15-i + 7x)

(29)

If we go to polar coordinates so that x = r cos 0, y = r sin 0, this becomes

7r 3 cos30 - 3(14 -- 157)r 2 + (14 - 3 ' / ) (4 -- 6'/) 2

= 0, (30)

making the threefold rotational symmetry manifest. For 3' < ~, the smallest positive root r(O) maps out a closed curve around the origin as 0 is varied. When 7 is just slightly below ~ 3, the curve is very nearly a circle of radius 4 - 67. As ' / i s reduced further be- low -~, the circles expand and distort to become like rounded triangles. The stable region thus corresponds to points on or within the closed curve (30) for ' /

2 "

14r 3 cos 30 - 39r 2 + 25 = 0. (31)

As 0 varies, r(O) oscillates between -~ and 1. The size of this region can be compared with that of the tri- angle of allowed a 's defined by (10), whose vertices lie on the circle of radius r = 4.

In principle (31) determine the range of ratios of

n l , n2, and n 3 for which stable solutions occur. How- ever, i f n l , n2, and n 3 are specified, it is difficult to solve (12) and its permutat ions for a l , a2, and a 3 to see whether they lie within the stable region bound- ed by (31), i.e., whether they satisfy (26) and (27). Hence it is instructive to look on an axis of symme- try, where the cubic equation (21) can be solved without resorting to the Cardan formula. Thus if we set a 2 = a3, the three roots o f (21) are

7 0 = I - a l ,

T+ = } [5 + 0¢ 1 -+ (25 -- 46~ 1 + 57a2)l /21. (32)

Thus for ~ ~< c~ 1 ~< 1, ' / r a i n = ' / 0 , whereas for 0 ~< cq 3, '/rain = 3'-" At cq = -~, there is a double root,

' / m i n = ' / 0 = 7 _ = ~. In fact, at this point one has % = oe 2 = ol3, which corresponds to the supersymmetric solution with n 1 = n 2 = n 3 [13]. Since (16) and (20) imply that Xmin = A'/min, the lowest eigenvalue of the Lichnerowicz operator in this case is -~A with degeneracy 2. The corresponding eigenmodes give two massless scalars in spacetime [4] ; these are the two superpartners of the massless pseudovectors as- sociated with the two harmonic two-forms on Q(nl , n2, n3). It is markworthy that these modes have/3 o = 0 in (22) and thus correspond to perturbations in which the length of the U(1) fiber is unchanged. The same was true for the single A = ~A mode in the su- persymmetric MPq r spaces [ 16].

On the axis a 2 = % we can express the range of stability (26) directly in terms of n2/n 1 = n3/nl:

21/2 < ]n2/nll <~ ~ (66) 1/2, (33)

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Page 5: Which compactifications of D = 11 supergravity are stable?

Volume 144B, number 5,6 PHYSICS LETTERS 6 September 1984

or, approximately, 0.84852814 < In 2/n 11 < 1.1804158. Interestingly enough, the upper limit in (33) is pre- cisely the same as the upper limit for LP/ql in the stability criterion for M Pq r spaces [ 16]. Further-

more, if')'min had been 7_ (instead of 70) for o~ 1 > 1 as well as for a 1 ~< ~ on the axis a 2 = a3, the lower limit for In2/nll would have been ~7 61/2, precisely that for [P/ql in ref. [16]. The stronger actual lower limit of (33) results from the existence of the mode

with X = 70 A, which has/30 =/31 = 0 and/32 = -/33 in (22).

This concludes the classical stability analysis of all known Freund - R u b i n solutions of eleven-dimen-

sional supergravity. In ref. [ 14] homogeneous spaces

of dimension seven were examined, and it was con-

cluded that there are no further homogeneous Ein- stein metrics. There may well be other seven-dimen- sional Einstein metrics, but since they would there- fore have to be inhomogeneous, they are likely to be

more difficult to find.

This work was supported in part by NSF Grant PHY-8316811 and by an Alfred P. Sloan Research

Fellowship to D.N.P.

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