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Staggs Kelsall and Neo: Conference Paper (Draft as at 25 October 2016)
Realizing the Freedom of Thought, Conscience, and Religion in ASEAN: Three Arenas
of Contrasts
By Michelle Staggs Kelsall and Jaclyn L. Neo
Abstract
This article considers the guarantee of freedom of thought, conscience and religion in ASEAN from the perspective of inter-regional and intra-regional contrasts in legal systems. The authors argue that although contrast should not be construed negatively, in order for ASEAN to realize its vision of a ‘common identity’ within the ASEAN community, establishing normative coherence in the responses of AMS to FOTCR should be made a key priority for the ASEAN human rights system. This is because religion and religious beliefs continue to play a significant role on both internal and sub-regional conflicts within ASEAN, hence potentially prohibiting the region from sustaining the economic prosperity and regional stability it continues to want to ensure.
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1. Introduction
On 31 December 2015, the Association of Southeast Asian Nations (‘ASEAN’) reached
another major milestone in its journey toward developing ‘an integrated, peaceful and stable
community with shared prosperity’1 by establishing the ASEAN Community (‘AC’).
Although not conferring on ASEAN any change in legal personality, the establishment of the
AC brought with it a strengthened policy commitment from ASEAN governments to entrench
ASEAN’s supranational authority as a standard-setter in several areas of regional
cooperation. This includes a pledge to deepen ASEAN’s integration process, in order to:
realise a rules-based, people-oriented, people-centred ASEAN Community, where our peoples enjoy human rights and fundamental freedoms, higher quality of life and the benefits of community building, reinforcing our sense of togetherness and common identity, guided by the purposes and principles of the ASEAN Charter.2
The establishment of the AC brings with it a renewed assurance from ASEAN that its
purpose is to forge a common regional identity in accordance with the ASEAN Charter’s
promise of securing democracy and human rights within the region. Of key significance to
achieving this goal within Southeast Asia will be ensuring respect for religious diversity and
the freedom of thought conscience and religion at both a grassroots and systemic level. This
is because religious beliefs continue to be a key identity marker for ASEAN peoples, often
intertwined with ethnicity, culture and language. In the worst instances, this continues to
legitimate the persecution of religious minorities within particular ASEAN member states
and to fuel tensions and conflict between ethno-religious sub-groupings within the region.3
In this article we seek to explore from a doctrinal legal perspective, and focussing on
laws which confer powers onto the state and regional institutions, what key challenges remain
1‘ASEAN 2025: Forging Ahead Together’, November 2015, (ASEAN Secretariat, Jakarta) at p.13 [Hereafter, ‘ASEAN 2025’].
2 ASEAN 2025, at paragraph 4 (p.8). 3For a detailed discussion of the correlation between the suppression of freedom of thought, conscience
and religion and violent conflict in ASEAN, see Jaclyn L. Neo, ‘Synthesis Report’ in David Cohen, Kevin Tan, Michelle Staggs-Kelsall and Faith Delos Reyes Kong (eds) ‘Keeping the Faith: A Study of Freedom of Thought, Conscience and Religion in ASEAN’ (Jakarta: Human Rights Resource Centre 2014) available online at: http://hrrca.org/wp-content/uploads/2015/11/Book-of-Keeping-the-Faith_web.pdf).
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toward realizing systemic guarantees of the protection of the freedom of thought, conscience
and religion (‘FOTCR’) in ASEAN.4 In particular, we interrogate the challenges posed by
contrasting systems at three levels. Firstly, we examine the contrasts among ASEAN Member
States (‘AMS’) with respect to how FOTCR is understood, and the challenge it poses to the
realization of this freedom. Secondly, we examine how FOTCR is understood and
implemented in other regional human rights systems in order to illuminate the contrasting
challenges between ASEAN and these other regional systems. Lastly, we consider the
contrast between ASEAN’s human rights ‘system’ with the international system. Specifically,
we examine the doctrinal divergence between international human rights law, as it is being
developed and interpreted at the international level (most notably, by the Human Rights
Committee and Special Procedures for the Human Rights Council) and within ASEAN. In the
final analysis, we argue that in order for ASEAN to realize its vision of a ‘common identity’
within the ASEAN community, establishing normative coherence in the responses of AMS to
FOTCR should be made a key priority for the ASEAN human rights system.
2. Freedom of Thought, Conscience and Religion in the ASEAN Human Rights
Declaration
2.1 The Establishment of an ASEAN Human Rights System
Before turning to consider how the protection and promotion of FOTCR is being
institutionalized within ASEAN, it is worth considering the establishment of ASEAN itself
and the creation of an ASEAN human rights system. Despite being in existence for nearly 50
years, ASEAN became a supranational body with legal personality through the adoption of
the ASEAN Charter in 2008. The Charter obligates its ten Member States (‘AMS’), amongst
other things, to ‘reaffirm and adhere to fundamental principles contained in the declarations,
conventions, concords, treaties, and other instruments of ASEAN.’ Article 2(2)(j) further
obliges AMS to act in accordance with the principle of ‘respect[ing] fundamental freedoms,
the promotion and protection of human rights and the promotion of social justice.’5 This
includes by taking ‘all necessary measures, including enacting domestic legislation, to
4A doctrinal legal approach is defined as ‘research which provides a systemic exposition of the rules governing a particular legal category, analyzes the relationship between rules, explains areas of difficulty and perhaps, predicts future developments’. See N.J. Duncan and T. Hutchison (2012) ‘Defining and describing what we do: Doctrinal legal research’ Deakin Law Review 17(1) pp 83-119 at 101.
5ASEAN Charter (ASEAN Secretariat, Jakarta, 2008).
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effectively implement the obligations of the Charter and to comply with all obligations of
membership’6.
The Charter further provided for ASEAN to establish a ‘human rights body’, which
ASEAN did, through the establishment of the ASEAN Intergovernmental Commission on
Human Rights (‘AICHR’) in 2010. The terms of reference establishing the AICHR
conceived of the institution as predominantly servicing the existing ASEAN inter-ministerial
bodies in developing strategies for human rights promotion and protection,7 assisting AMS to
adhere to their existing international human rights reporting obligations as well as to consider
ratifying additional human rights treaties, while at the same time further raising awareness
and promoting human rights in the ASEAN region. It is primarily conceived of as a
‘consultative body’ and lacks any form of mandate to monitor AMS, receive complaints from
ASEAN nationals or report on existing human rights situations within ASEAN, except by
invitation from the ASEAN government in question.8 Representatives are not required to be
independent of the governments of the Member States they represent, though they must act
impartially in the discharge of their duties.9 Decisions of the AICHR are made by consensus,
in accordance with Article 20 of the ASEAN Charter. The AICHR’s lack of independence, its
inability to monitor, report or receive individual complaints as well as the strong emphasis on
human rights promotion have all been pointed to as institutional failings, and to have limited
its capacity to act as a ‘norm incubator’ within ASEAN. Yet at the same time, establishing
the AICHR provided for a significant step forward in the evolution of ASEAN’s human
rights system, in that it signalled a departure from earlier claims made by ASEAN
governments that rights were Eurocentric and did not belong in Southeast Asia.
2.2 The ASEAN Human Rights Declaration
In 2012, the AICHR completed its drafting of the ASEAN Human Rights Declaration
(‘AHRD’). The significance of the AHRD has been much debated. At the time that it was
announced, reviews were decidedly mixed. As Catherine Renshaw has pointed out:
6 Article 5(2) of the ASEAN Charter.7See AICHR Terms of Reference, at Article 4 (Mandate), particularly at 4.1. Available online at:
http://hrlibrary.umn.edu/research/Philippines/Terms%20of%20Reference%20for%20the%20ASEAN%20Inter-Governmental%20CHR.pdf
8See in particular AICHR Terms of Reference, Articles 3, 4.3, 4.4 and 4.5. 9AICHR Terms of Reference, Article 5.7 (Responsibility of Representatives).
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A member of the Philippines drafting team described it as ‘the ASEAN Magna Carta’, a document that has finally ‘laid to rest the Asian Values Debate and the spectre of cultural relativism’. The US State Department has criticised the Declaration on a number of grounds, one being ‘the use of the concept of ‘‘cultural relativism’’ to suggest that rights in the ... [UDHR] do not apply everywhere’.12 Many of the region’s CSOs rejected the Declaration outright, on the grounds that ‘some of its deeply flawed ‘‘General Principles’’’ will serve to provide ready-made justifications for human rights violations of people within the jurisdiction of ASEAN governments’.10
According to Renshaw, the intention of the drafters was to create a document that met
the standards of the Universal Declaration on Human Rights but also contained some added
value for Southeast Asia.11 As a declaration, however, the AHRD has been treated as non-
binding on Member States. In this respect, while ASEAN Member States continue to have
binding human rights obligations under international treaties that they have ratified, the
AHRD does not create enforceable rights for the people of ASEAN and indeed does not
create any mechanism or institution to interpret and enforce the declaration. It has been
observed that the AHRD “reflects tensions between ASEAN governments’ interests in
preserving principles of sovereignty and non-interference and in promoting the development
of a credible regional human rights systems.”12 One major question that would have to be
resolved is whether the AHRD would serve to lower or raise human rights standards in the
region.
The Phnom Penh Statement which accompanied the AHRD expressly states that it
would be implemented “in accordance with our commitment to the Charter of the United
Nations, the Universal Declaration of Human Rights, the Vienna Declaration and Program of
Action, and other international human rights instruments to which ASEAN Member States
are parties, as well as to relevant ASEAN declarations and instruments pertaining to human
rights.”13 This is also stated in the preamble to the AHRD. At the moment, the only two
human rights treaties that all ASEAN Member States are party to are the Convention on the
Rights of the Child (“CRC”) and the Convention on the Elimination of All Forms of
Discrimination against Women (“CEDAW”). Only six of the ten ASEAN Member States are
party to the key human rights treaty for the protection of religious freedom, which is the
10Catherine Renshaw (2013) ‘The ASEAN Human Rights Declaration 2012’ Human Rights Law Review 13:3 pp. 557 – 579 at 559.
11Ibid. 12 The American Bar Association Rule of Law Initiative, The ASEAN Human Rights Declaration: A Legal
Analysis (2014), 1. 13 ASEAN, Phnom Penh Statement on the Adoption of the ASEAN Human Rights Declaration (AHRD), 19
November 2012, http://www.asean.org/phnom-penh-statement-on-the-adoption-of-the-asean-human-rights-declaration-ahrd/
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International Convention on Civil and Political Rights (“ICCPR”). These are Cambodia,
Indonesia, Laos, Philippines, Thailand, and Vietnam.
2.3 Provisions Pertaining to Freedom of Thought, Conscience and Religion:
Regional Particularism or a Lowering of Standards?
The provisions pertaining to FOTCR are contained in Article 22 of the AHRD, which states
that:
Every person has the right to freedom of thought, conscience and religion. All
forms of intolerance, discrimination and incitement of hatred based on religion
and beliefs shall be eliminated.
This compares with Article 18 of the ICCPR guarantees that:
Everyone shall have the right to freedom of thought, conscience and religion.
This right shall include freedom to have or to adopt a religion or belief of his
choice, and freedom, either individually or in community with others and in
public or private, to manifest his religion or belief in worship, observance,
practice and teaching.
The normative valence of article 18 of the ICCPR is widely accepted in international law
and an argument could be made that it should be used as the standard for interpreting article
22 of the AHRD.14 This is particularly since article 18 of the ICCPR tracks the language of
article 18 of the UDHR15 and the AHRD is meant to be implemented “in accordance” with
the UDHR as per the Phnom Penh Statement. Nonetheless, as will be discussed in greater
detail in Section 5 of this article, there is legitimate concern that the problematic elements of
the AHRD could lead to the lowering of the standards of what human rights obligations entail
and used as a shield against criticism of human rights abuses. This could therefore lead to an
overall undermining of, rather than the strengthening of human rights protection in the
region.16
14 Jaclyn L. Neo, Prologue, in ‘Keeping the Faith: A Study of Freedom of Thought, Conscience, and Religion in ASEAN’ (Human Rights Resource Centre, 2015), at ix, <http://hrrca.org/wp-content/uploads/2015/11/Book-of-Keeping-the-Faith_web.pdf > accessed 3 March 2016 .
15 Article 18 of the UDHR states: “Everyone has the right to freedom of thought, conscience and religion; this right includes freedom to change his religion or belief, and freedom, either alone or in community with others and in public or private, to manifest his religion or belief in teaching, practice, worship and observance.”
16 See also discussion in the The American Bar Association Rule of Law Initiative, The ASEAN Human Rights Declaration: A Legal Analysis (2014), 6-8. Muntarbhorn has argued that establishment of lower human rights standards in regional systems than those on the international level would be “a travesty of good faith’. See Vitit Muntarbhorn, Regional Integration and Human Rights: Eureopan and Asian Reflections in A Petchsiri, JL de Sales Marques and W Roth (eds.), Promoting Human Rights in Asia and Europe: The Role of Regional Integration (Nomos 2009), 20.
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3. Mixed Acceptance of FOTCR among AMS: Contrasting Domestic Laws and
Practice
A key challenge to the advancement of the freedom of thought, conscience, and religion in
the ASEAN region is posed by perhaps the most profound level of contrasting systems – that
of the contrasting domestic constitutional systems amongst ASEAN Member States (‘AMS’)
and how each regards freedom of thought, conscience and religion. In this regard, one can
identify three clusters of state-religion constitutional arrangements with distinctive
approaches towards religious freedom, each of which poses a different challenge to the
realization of this freedom under the AHRD. The first cluster consists of AMS that interpret
FOTCR subject to the prioritized interests of the majority or dominant religion. This tends to
occur in countries that privilege a particular religion or religions in general. Such
prioritization can take the form of a confessional clause designating a particular religion as
the state religion. These countries have a tendency to interpret religious freedom as being
subject to maintaining the dominance of the privileged religion(s). The second cluster
consists of AMS that interpret FOTCR as being subject to state goals or interests. These tend
to be statist or communitarian states. The third cluster entails the interpretation of FOTCR as
being subject to the requirement of separation of state and religion. While this tends to be
most protective of individual rights, there is a danger that it does not sufficiently give regard
to group rights. More importantly, there is a risk that a facially formal arrangement could
nonetheless lead to the implicit endorsement of existing bias in favour of the majority
religion.
Understandably, this range of state-religion arrangements means that there are
differing views on the status of religion in the political, social, and legal order, and differing
commitments to religious freedom, particularly for religious minorities. How the state
negotiates majority-minority relations, and whether it tends to privilege one religious group
over others, impact strongly on both the content and scope of religious freedom. This
diversity in religious demographics as well as the different state-religion arrangements reflect
and result in a range of state practices concerning religious freedom in ASEAN. We will
discuss the three clusters in turn in the following sub-sections.
3.1 Privileged Religion
There are five ASEAN Member States that privilege a specific religion and in all of these
countries, the privileged religion is the one professed by the majority of the population.
Malaysia, Brunei, and Cambodia, which explicitly establish a state religion in their
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constitution, whereas Myanmar and Thailand, give priority to a particular religion on account
of it being professed by the majority. Malaysia’s Article 3(1) of its Federal Constitution
declares that: “Islam is the religion of the Federation, but other religions may be practiced in
peace and harmony in any part of the Federation.” Similarly, the constitution of Brunei
declares that: “The official religion of Brunei Darussalam shall be the Islamic religion.” As
for Cambodia, article 43 of the Constitution of Cambodia states: “Buddhism shall be the state
religion.” Notably, Cambodia is the only ASEAN Member State that has designated
Buddhism as its state religion.
While not expressly confessing any religion as the state religion, the constitutions of
Thailand and Myanmar nonetheless contain passages singling out Buddhism for preferential
treatment. The 2008 Myanmar constitution, at section 361 states that:
“The Union recognizes the special position of Buddhism as the faith professed by the
great majority of the citizens of the Union.”
This provision mirrors that of the 1947 Constitution before it was amended 1961 to
make Buddhism the official state religion.17 For a short period in Myanmar’s constitutional
history, i.e. between 1961 and 1962, Buddhism was constitutionally declared to be the
official state religion and a State Religion Promotion Act 1961 required all schools to teach
the Buddhist Scriptures to Buddhist students and to prisoners in prison.18 It has been noted
that during the period in which Buddhism was officially the state religion, hostility and
tensions towards Burmese Muslims significantly increased.19
Thailand’s newly approved 2016 constitution claims a prioritized role for Buddhism
as the majority religion, as has been the case in previous constitutions (except the interim
2014 constitution). Thus far, Thailand has resisted calls to declare Buddhism as its official
religion, not least most recently when the constitution drafting committee confirmed that such
a provision would not be included in the constitution being drafted at the moment.20 Despite
17 Melissa Crouch, ‘Constructing Religion by Law in Myanmar’ (2015) 13(4) The Review of Faith & International Affairs 1, 5-6.
18 ibid 6.19 ibid.20 For an examination of the rise of Buddhist nationalism and increasing calls for the inclusion of Buddhism
as Thailand’s official religion, see Khemthong Tonsakulrungruang, ‘Buddhist Politics and Thailand’s Dangerous Path’ (New Mandala, 15 January 2016) <http://asiapacific.anu.edu.au/newmandala/2016/01/15/buddhist-politics-and-thailands-dangerous-path/> accessed 10 February 2016.
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this, Buddhism clearly had and will continue to have a privileged status within the country’s
constitutional order.
Interestingly, despite having the world’s largest Muslim population in a single state,
Indonesia does not establish Islam as its state religion. In fact, Indonesia’s 1945 constitution
contains a somewhat inclusive declaration that “[t] he State shall be based upon the belief in
the One and Only God.”21 This evocation of a generic God, rather than to a specific religion
creates a political and legal condition that contrasts with that in other Muslim-majority states
in the region, notably Malaysia and Brunei. Similarly, the official state ideology – the
Pancasila – contains five principles, one of which proclaims: “Belief in the one and only
God”. Since 1945, there has been pressure to include in the constitution an obligation for the
adherents of Islam to observe sharia.22 This would presumably have imposed an obligation on
the state to pass Sharia laws so as to ensure that Indonesian Muslims observe Sharia
accordingly. This remains a live issue in Indonesia.23 Even though the Majelis
Permusyawaratan Rakyat (MPR) (the People's Consultative Assembly) voted as recently as
2002 to reject any amendment to the Constitution to make the practice of Shari'a an
obligation for the adherents of Islam.24 Observers thus characterize Indonesia as neither a
secular nor an Islamic state but one in which the State is mandated to ensure that belief in
God is a non-negotiable tenet of life.25 What this means however appears to be the subjection
of religious interests to state interests where there is a clash. The Defamation of Religion law
(discussed below) demonstrates this priority of interests.
Where a state privileges a dominant / majority religion, there is a greater risk that the
state would view religious freedom as being subject to the need to preserve the dominance
and interests of that particular religion. As a result, religious freedom is more likely to be
interpreted according to the requirements of the privileged religion itself. Furthermore, there
is a greater tendency for the state to discriminate against minority religion, often on the basis
21 See 1945 Constitution, art 29.22 These seven words: “menjalankan syari'at Islam bagi para pemeluknya” (translated as “with the
obligation for adherents of the faith to carry out Islamic sharia”) were included in the Jakarta Charter but was not included in the final constitution. This has been subject to many scholarly examination. See for example, Tim Lindsey and Jeremy Kingsley, ‘Talking in Code: Legal Islamisation in Indonesia and the MMI Shari`a Criminal Code’ in Peri Bearman, Wolfhart Heinrichs and Bernard G Weiss (eds), The Law Applied: Contextualizing the Islamic Shari'a (IB Taurus 2008) 299-301.
23 Ayang Utriza Yakin, ‘Sharia can only be complementary source for policy in Indonesia’ (The Jakarta Post, 27 February 2015) <www.thejakartapost.com/news/2015/02/27/sharia-can-only-be-complementary-source-policy-indonesia.html#sthash.qt3COW5Q.dpuf> accessed 10 February 2016.
24 Moch Nur Ichwan, ‘The Seven-Word Controversy’ (International Institute for Asian Studies, March 2003), 23 <http://old.iias.asia/iiasn/30/IIASNL30_23_Ichwan.pdf> accessed 10 February 2016.
25 Elizabeth Ann Black, ‘Finding the Role for Sharia Law in Post-Reformasi Indonesia’ (2008) Lawasia Journal 165, 180.
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that it is necessary to maintain the status of the privileged religion. That such risks are present
among ASEAN Member States are manifest in several ways.
First, there are several ASEAN Member States that restrict the right to choose one’s
religion, despite the fact that international law has firmly established that the right to choose
is a core component of the freedom of thought, conscience, and religion.26 In Malaysia, Islam
is a state (as opposed to federal) matter and there are several state laws that effectively deny
Muslims the right to convert out of Islam by requiring them to seek certification from the
religious courts. These courts in turn are empowered to order the intended converts to be
detained for rehabilitation purposes. In some other Malaysian states, the religious enactments
do not even provide for a procedure for leaving Islam, thus creating a legal lacuna for
Muslims who wish to convert to another religion. This legal position is justified on the basis
of a particular interpretation of Syariah as not permitting conversion out of Islam.
Consequently, even thought the Malaysian Federal Constitution guarantees that every person
has “the right to profess and practise his religion and, subject to Clause (4), to propagate it”,
Malaysian courts have interpreted this provision as being subject to the requirements of
Syariah laws. This is a position that appears to be supported by a constitutional provision that
seeks to delineate the (secular) civil jurisdiction from the Syariah jurisdiction. Only the
Syariah court has jurisdiction to determine whether someone is no longer a Muslim since that
has to be determined according to Islamic rules.27 Malaysia’s highest court has, as such,
declined to rule conclusively in favour of religious freedom as including the right to choose
one’s religion.28
The right to choose one’s religion is also under threat in Brunei where a Syariah Penal
Code Order enacted in 2013 to implement a strict form of Islamic penal code (hudud) makes
26 Indeed, the Human Rights Committee has observed that the freedom to “have or to adopt” a religion or belief, which is expressly included in article 18 of the ICCPR, “necessarily entails the freedom to choose a religion or belief, including the right to replace one's current religion or belief with another or to adopt atheistic views, as well as the right to retain one's religion or belief.” General Comment No 22 para 5. See also discussion as to the normative core of the right: Tore Lindholm, ‘Freedom of Religion or Belief from a Human Rights Perspective’ in Hans Aage Gravaas, Christof Sauer, Tormod Engelsviken, Maqsood Kamil, and Knud Jørgensen (eds), Freedom of Belief and Christian Mission (Regnum Books International 2014) 9-10. See also Tore Lindholm, W Cole Durham Jr, Bahia G Tahzib-Lie (eds), Facilitating Freedom of Religion or Belief: A Deskbook (Martinus Nijhoff 2004) xxxvii-xxxix.
27 This is the position taken since Soon Singh a/l Bikar Singh v Pertubuhan Kebajikan Islam Malaysia (Perkim) Kedah & Anor [1999] 1 MLJ 489, 496 (Malaysia Federal Court). In this case, the plaintiff, Singh, who had been raised as a Sikh, converted to Islam when he was 17 years old (still a minor). His conversion was duly registered at the Syariah Court as was required under the state’s administration of Muslim Law enactment. He also adopted the name Salman bin Abdullah. He changed his mind later at the age of 21. Consequently, he went through a baptism ceremony back into the Sikh faith. He then executed a deed poll declaring unequivocally that he was no longer a Muslim, and had reverted to his original name of Soon Singh a/l Bikar Singh. Thereafter, he applied for a declaration from the High Court of Kuala Lumpur declaring that he was no longer a Muslim. The Islamic Religious Department of Kedah (where his conversion was registered) objected to his application on the basis that the determination of whether Singh remains a Muslim is matter for the Syariah court.
28 See e.g. Lina Joy v. Majlis Agama Islam Wilayah Persekutuan 4 MLJ 585 (Federal Court, 2007).
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the renunciation of Islam an offence, which, subject to certain safeguards, could attract a
maximum punishment of death by stoning.29 These provisions on apostasy are not yet in force
but expect to be implemented at the second stage of implementation, with the death penalty
enforceable only in the third phase.30
In addition, while Myanmar (which privileges Buddhism) does not explicitly prohibit
conversion, a recently passed law regulating the process of religious conversion by requiring
persons seeking to change religion to obtain approval from a newly established Registration
Board risks interfering with the right to choose one’s religion.31 This is because there are
concerns that this Board, likely to be comprised of Buddhists, would make it more difficult
for Buddhists to convert, especially to Islam.32 Under the law, the Board will interview the
person and require him/her to engage in a religious study period not exceeding 90 days (but
extendable to 180 days at the applicant’s request). The Board will only issue a certificate of
conversion if the applicant confirms his/her intention to convert after this period. It is not
clear how much discretion the Board has to decide whether to issue the certificate, and
concomitantly what level of commitment has to be demonstrated for such a certificate to be
issued. However, it is of concern that the law itself prescribes punishments for forced
conversion (defined broadly as compulsion through bonded debt, inducement, intimidation,
undue influence or pressure) or for applying to convert with the intention of harming a
religion.
Secondly, the privileging of a dominant religion will also affect majority-minority
relations, and in many instances is likely to lead to discriminatory practices against religious
minorities. For instance, in Brunei, the Christian minority have at various times been subject
to restrictions on their right to worship and manifest their religion. Last December, the Sultan
of Brunei reportedly banned public celebrations of Christmas as religious leaders in the
sultanate warned that using Christian symbols such as crosses, lighting candles, putting up
Christmas trees, singing religious songs and sending Christmas greetings are against the
Islamic faith (Al-Jazeera 2015). Similarly, Christians in Malaysia have been prohibited from
29 Dominik Müller, ‘Sharia Law and the Politics of “Faith Control” in Brunei Darussalam: Dynamics of Socio-Legal Change in a Southeast Asian Sultanate’ 46 (3/4) Internationales Asienforum: International Quarterly for Asian Studies 313 (2015), 322.
30 Quratul-Ain Bandial, ‘Implementation of Syariah law’ The Brunei Times (Brunei, 15 December 2014) <www.bt.com.bn/news-national/2014/12/15/implementation-syariah-law> accessed 10 February 2016 .
31 Shameema Rahman and Wendy Zeldin, ‘Burma: Four “Race and Religion Protection Laws” Adopted’ (The Global Legal Monitor, 14 September 2015) <www.loc.gov/law/foreign-news/article/burma-four-race-and-religion-protection-laws-adopted/> accessed 10 February 2016.
32 Hnin Yadana Zaw, ‘Myanmar's president signs off on law seen as targeting Muslims’ Reuters (31 August 2015) <www.reuters.com/article/us-myanmar-politics-idUSKCN0R011W20150831> accessed 10 February 2016.
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using the word ‘Allah’ to refer to the Christian God, despite a long-standing tradition of them
having done so as part of their Malay language rituals.33
The Human Rights Committee has recognized the risk that the privileging of a
particular religion or religions is likely to result in particular interpretations of the right to
freedom of thought, conscience, and religion that does not accord with its scope and content
under international law. In General Comment No. 22, the Committee thus recommended that
where “a set of beliefs is treated as official ideology in constitutions, statutes, proclamations
of ruling parties, etc., or in actual practice”, the key is to ensure that this would “not result in
any impairment of the freedoms under article 18 or any other rights recognized under the
Covenant nor in any discrimination against persons who do not accept the official ideology or
who oppose it.”34
3.2 Statism or Communitarianism
The second type of groupings can be identified among statist or communitarian states that
tend exercise significant control over religion. Vietnam and Lao PDR are such statist
countries among the ASEAN Member States. Vietnam has a single-party system whereby the
Communist Party of Vietnam exercises exclusive leadership over the state and society.35 This
not only means that the party has exclusive control over the regulation of religion in the
country, it also monopolizes the discourse over religion. Similarly, Lao PDR is a single-party
socialist republic controlled by the Lao People’s Revolutionary Party (“LPRP”).36 The LPRP
also exercises exclusive control over the regulation of religion within the country. In both
these countries, religion is often subject to restrictive regulations and subordinated to state
interests. For instance, in Lao PDR, while the constitution guarantees citizens the right and
freedom to believe or not to believe in religions, a prime ministerial decree on religious
practice defines the government’s roles as the final arbiter of permissible religious activities.37
In addition, Singapore’s communitarian approach to government and the dominance of the
ruling party has led it to be characterized as a dominant party state, even a soft authoritarian
33 Neo, Jaclyn L. 2014. “What’s in a name? Malaysia’s “Allah” controversy and the judicial intertwining of Islam with ethnic identity” International Journal of Constitutional Law, 12(3): 751. 34 General Comment No 22 para 10. 35 See generally Mark Sidel, The Constitution of Vietnam: A Contextual Analysis, (Hart, 2009). 36 See the Preamble and Article 3, Constitution of the People’s Democratic Republic (No. 25/NA) (6 May
2003)37 United States Department of State, International Religious Freedom Report for 2014 – Laos (2014),
<http://www.state.gov/j/drl/rls/irf/religiousfreedom/index.htm?year=2014&dlid=238308> accessed 3 March 2016.
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or constitutionalist authoritarian one.38 There is state practice suggesting the prioritization of
state interests over religious freedom rights but it is not widespread or frequent.39
Statist or communitarian states have a tendency to view religion in opposition to the
state and may even see religion or some forms of religion as existential threats to the state.
Indeed, states that overtly seek to eliminate religion as a social factor negatively identify with
religion and this tends to lead to an absence of religious freedom.40 In this regard, one party
socialist states, viewing religion negatively, are also likely to restrict religious freedom on the
basis of controlling dissent. This is especially where there is a tendency, on the part of the
state, to view religion, especially what is considered ‘foreign’ religion, to be inherently
political. For instance, the 2013 constitution of the Socialist Republic of Vietnam subjects
religious freedom to the overarching control of the state.41 While it guarantees the “freedom
of belief and of religion” and the equality of all religions before the law, it also enjoins
persons not to “take advantage of belief and religion to violate the laws”. An Ordinance on
Belief and Religion (Ordinance No. 21 of 2004 of the Standing Committee of the National
Assembly) provides further insight into Vietnam’s approach to religious freedom. It prohibits
the abuse of the right of belief and religious freedom:
to undermine peace, national independence and unification; incite violence or propagate
wars, conduct propagation in contravention of the State's laws and policies; divide people,
nationalities or religions; cause public disorder, infringe upon the life, health, dignity,
honour and/or property of others, or impede the exercise of civic rights and performance
of civic obligations; conduct superstitious activities or other acts of law violation.
Consequently, the exercise of religious freedom could be subject to state control. This is
especially when religion is viewed as a veiled proxy for political opposition. Indeed, religious
leaders critical of the state have been detained as political dissidents, without regard for their
religious freedom.42 38 See e.g. Kevin YL Tan, The Constitution of Singapore: A Contextual Analysis (Bloomsbury Publishing plc
2015) 238; Mark Tushnet, ‘Authoritarian Constitutionalism’ (2015) 100 Cornell Law Review 391, 396.39 Some instances include the deregistration of the Jehovah’s Witnesses as a society and banning their
religious publications in response to JW males refusing to perform compulsory national service. See Thio Li-ann, ‘The Secular Trumps the Sacred’ (1995) 16 Singapore Law Review 26.
40 Durham, W Cole. 2011. “Patterns of Religion State Relations.” In John Witte & M. Christian Green, eds., Religion and Human Rights: An Introduction, pp. 360-375. Oxford: Oxford University Press.
41 Vietnam, in Keeping the Faith: A Study of Freedom of Thought, Conscience, and Religion in ASEAN, pp 524, 537 (Jakarta: Human Rights Resource Centre, 2015).
42 Denise Lodde, “Vietnamese Pastor Fights Church Crackdowns”. CBN News. April 16, 2011. Accessed February 25, 2016. http://www.cbn.com/cbnnews/world/2011/april/vietnamese-pastor-fights-church-crackdowns/?mobile=false; Human Rights in ASEAN, “Joint Statement: Viet Nam must immediately release prisoners of conscience Nguyễn Văn Đài and Lê Thu Hà”. Human Rights in ASEAN. February 19 2016. Accessed February 25, 2016. http://humanrightsinasean.info/campaign/joint-statement-viet-nam-must-immediately-release-prisoners-conscience-nguy%E1%BB%85n-v%C4%83n-%C4%91%C3%A0i-and.
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3.3 Separation of State and Religion
The Philippines stands alone as the only ASEAN Member State that expressly separates
religion (or specifically, the church) from the state in the constitution. Article III, Section 5 of
the constitution states: “No law shall be made respecting an establishment of religion, or
prohibiting the free exercise thereof.” State practice however is more complex seeing that the
Catholic Church has historically exercised significant influence over politics and social
policies in the Philippines, being the religious institution to which most Filipinos belong. For
instance, the Philippines is the only country, other than the Vatican City, that prohibits
divorce.43 This is due to the strong influence of Catholic values and the Catholic
establishment.
Thus. while the separation of state and religion presumes and requires that the state be
free to guarantee religious freedom, among other things, free from religious influence, often
times, where there is a dominant religion in place, this is not the case. A dominant religion
can still influence the understanding of religious freedom in a way that is more implicit. The
exercise of such influence could be seen as the ordinary way of democratic politics. However,
where the dominant religion is able to influence the scope and content of human rights in a
way that discriminates against the minority religion, the separation of state and religion often
does not provide sufficient safeguards against such disenfranchisement of the minority
religion. That said, it could be argued that the separation of state and religion is a
constitutional arrangement that appears most compatible with the international human rights
law’s understanding of religious freedom if that arrangement operates within a system that
respects individual human rights in general.
4. Sovereignty, Non-Interference and the Meso-Institutionalism: ASEAN’s system
of rights protection and promotion
As Section Three of this paper clearly articulated, Southeast Asia is a region in which AMS
represent significantly contrasting constitutional systems, each of which places different and
distinct emphases on protecting the FOTCR. Such divergence poses a significant challenge to
forging a normative consensus on FOTCR at the regional level. Indeed, even where states are
considered to belong to the same constitutional grouping (e.g. privileging one religion over
others), both legislating for, and adjudicating the constitutional protection of, the FOTCR
43 Gin de Mesa Laranas, ‘Will the Philippines Finally Legalize Divorce?’ New York Times (28 July 2016), http://www.nytimes.com/2016/07/29/opinion/will-the-philippines-finally-legalize-divorce.html?_r=0.
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varies significantly across ASEAN.44 Regional human rights systems can play a “necessary
intermediary function between State domestic institutions that violate or fail to enforce
human rights and the global system.” 45 Indeed, supporters of regional human rights
mechanisms see them as “effecting a local-global reconciliation”, which is “innovative
(describing new rights which address these ‘regional peculiarities’) and which is also
accepting of international norms.”46 As such, regional human rights systems could be
“indispensable in achieving effective compliance with international human rights law”.47
Indeed, civil society, as well as activist parliamentarians, have advocated for the nascent
ASEAN regional human rights system to act as a supranational authority through which the
international protection of the FOTCR can be further reinforced and safeguarded.48 In the
‘best case’ scenario, it is hoped that individual complaints from alleged victims of human
rights violations will be received and considered by the AICHR, with a view to eventually
drafting a regional human rights convention and establishing an ASEAN human rights court.
Were such a mechanism to be put in place, it is argued, ASEAN would be seen to be keeping
apace with developments in other regions by entrenching ‘meso-level human rights
institutionalism’, through which AMS’ international treaty commitments could be enforced,
until such time as a regional treaty came into effect.49 This would include further
strengthening the protection of Article 18 of the ICCPR, to which six of the ten AMS are a
party. This presumably would strengthen the normative basis for interpreting article 22 of the
AHRD consistently with international norms and further advance the protection of the
FOTCR beyond a mere political declaration toward a legally enforceable right.50 44See in particular, David Cohen, Kevin Tan, Michelle Staggs-Kelsall and Faith Delos Reyes-Kong (eds)
(2015) Keeping the Faith: A Study of Freedom of Thought, Conscience and Religion in ASEAN (Jakarta: Human Rights Resource Centre) http://hrrca.org/wp-content/uploads/2015/11/Book-of-Keeping-the-Faith_web.pdf .
45 Dinah Shelton, ‘The Promise of Regional Human Rights Systems’ in Burns H Weston and Stephen P Marks (eds), The Future of International Human Rights (Transnational Publishers Inc 1999) 364. .
46 Nicholas Doyle, ‘The ASEAN Human Rights Declaration and the Implications of Recent Southeast Asian Initiatives in Human Rights Institution-Building and Standard Setting’, (2014) 63 Int’l and Comp. Law Quarterly 67, 74.
47 Dinah Shelton, ‘The Promise of Regional Human Rights Systems’ in Burns H Weston and Stephen P Marks (eds), The Future of International Human Rights (Transnational Publishers Inc 1999) 364.
48See for example, ASEAN Parliamentarians for Human Rights, “ASEAN MPs: Action Must Follow Sunnylands Commitments” Press Release February 16, 2016 http://aseanmp.org/2016/02/18/action-must-follow-sunnylands-commitments/ (urging ASEAN to make good on its commitment to protect and promote human rights and fundamental freedoms following the US-ASEAN summit); ASEAN Peoples Forum “Threats to People-centred ASEAN Raised at Interface Between Civil Society and ASEAN Heads of Government”, April 27, 2015, http://aseanpeople.org/threats-to-people-centred-asean-raised-at-interface-between-civil-society-and-asean-heads-of-government/ Mac Lam, “Vietnamese Civil Groups Raise Freedom of Religion, Expression and ASEAN Forum”, RFA News, April 4, 2015 http://www.rfa.org/english/news/vietnam/civil-groups-raise-freedom-of-religion-expression-at-asean-forum-04242015175536.html;
49For further discussion on this point, see Nicholas Doyle (2014) ‘The ASEAN Human Rights Declaration and the Implications of Recent Southeast Asian Initiatives in Human Rights Institution-building and Standard-setting’ International and Comparative Law Quarterly 63, 67-101, especially at 70-71.
50For further discussion on the distinction between international and domestic standards, see, infra, Section 5 of this paper, at pp. [ ] .
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This brings into sharp relief a second significant arena of contrast: namely, ASEAN’s
regional human rights system when compared to that of other regions. Yet although much
emphasis has been placed on ASEAN’s institutional shortcomings in this respect, given the
highly contentious and often violent nature of opposition to FOTCR in situ, there is limited
empirical evidence to suggest that the presence of an ASEAN regional court would
strengthen the guarantee of FOTCR in the countries where such violations occur. As has been
noted by James Cavallaro and Stephanie Brewer,
‘While ideally the growth of human rights bodies with binding legal authority
(and the expansion of these bodies’ jurisprudence) should indeed translate into
proportionally better human rights situation on the ground, evaluating the
domestic impact of decisions often reveals a vast gap between what regional
courts order and what happens in a country.’51 [Our emphasis]
It is therefore worth considering the extent to which ASEAN’s regional system
compare with that of other regions, both institutionally and in practice, with respect to
FOTCR, and what both the legal and practical implications of these differences are vis-à-vis
rights enforceability. In the following sections we consider the three other regional systems –
that of Europe, the Americas and Africa – and the extent to which each engages in: (i)
normative standard-setting; (ii) securing formal and functional norm acceptance by states;
and (iii) the actual process and procedures through which states adopt supranational norms, as
they pertain to FOTCR. We then turn to reconsider the existing system in ASEAN and how it
contrasts with other systems, in terms of its potential for norm generation and uptake.
4.1 Europe
As the world’s oldest regional human rights system, the European Convention on Human
Rights (adopted in 1950) and the European Court of Human Rights resulting from it (which
held its first session in 1959) is often considered to be at the apex of meso-level human rights
institutionalization. For nearly three decades, the court (‘ECHR’) remained the only regional
body hearing human rights cases. In their 1997 study of the European supranational judicial
system, Helfer and Slaughter hailed the ECHR as a ‘remarkable and surprising success’52
noting that the degree of compliance with judgments from individual cases to be extremely
high.
51James Cavallero and Stephanie Brewer (2008) ‘Re-evaluating Regional Human Rights Litigation in the Twenty-first Century: The Case of the Inter-American Court’ American Journal of International Law 768 – 827 at 769. [Hereafter, ‘Cavallero and Brewer (2008)’].
52Laurence R. Helfer and Anne-Marie Slaughter, (1997-8) ‘Toward A Theory of Effective Supranational Adjudication’ Yale Law Journal 107, 173-391 at 276, as quoted in Cavallero and Brewer (2008), at 771.[Hereafter, Helfer and Slaughter (1997-8)].
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Article 9 of the European Convention guarantees FOTCR as follows:
‘(1) Everyone has the right to freedom of thought, conscience and religion; this
right includes freedom to change his religion or belief and freedom, either
alone or in community with others and in public or private, to manifest his
religion or belief, in worship, teaching, practice and observance.
(2) Freedom to manifest one’s religion or beliefs shall be subject only to such
limitations as are prescribed by law and are necessary in a democratic society
in the interests of public safety, for the protection of public order, health or
morals, or for the protection of the rights and freedoms of others.’53
Yet although Article 9(2) is meant act as much as a shield as it is a sword (vis-à-vis
the extent to which FOTCR can be curtailed), Kristin Henrard argues that European Member
States are granted a wide margin of appreciation by the ECHR when guaranteeing this
freedom.54 According to Henrard, a lack of European consensus regarding church-state
relations has led the court to provide effective protection of FOTCR only insofar as there is
clear consensus about a particular religious matter. In this respect, the ECHR’s policy
concerns have tempered its capacity to protect FOTCR.55
At the same time, however, Zachary Calo notes that the pluralist norm underlying the
court’s interpretation of FOTCR, largely indebted to the majority opinion in the seminal
Kokkinakis case, has meant that the jurisprudence continues to place an on-going emphasis on
religious diversity.56 This has been significant in securing protection of FOTCR, at least
insofar as it accords with the court’s view of religious pluralism as guaranteed in a
democratic society. Like Henrard, however, he also asserts that support for religious
pluralism has recently been tempered where religion ‘challenges Europe’s secular identity in
a manner that the Court deems threatening’.57 The most prominent of this line of cases
involves Muslim headscarves and can be read as showing the court’s deference to the state in
matters where the rights of religious minorities impinge upon what it deems to be ‘secular
public space’ – most notably, schools and educational institutions.58 For Calo, it is this secular
53Council of Europe, Convention for the Protection of Human Rights and Fundamental Freedoms (European Convention on Human Rights) Article 9, 1950.
54Kristin Henrard, (2015) ‘How the European Court of Human Rights’ Concern Regarding European Consensus Tempers the Effective Protection of Freedom of Religion’ Oxford Journal of Law and Religion, 4(3) 298-420. [Herafter Henrard (2015)].
55Henrard (2015) at [ ]. 56Kokkinakis v. Greece App. No.14307/88 260 Eur. Ct. H.R. 31 (1993). This was the first case decided which
invoked Article 9 of the European Convention on Human Rights in the Court’s history.57Zachary Calo, 2010 ‘Pluralism, Secularism and the European Court of Human Rights’ Journal of Law and
Religion 26(1), 261-280 at 264. [Hereafter, Calo 2010].58See Dahlab v. Switzerland App. No.42393 Eur. Ct. H.R. (2001); Sahin v. Turkey App. No.44774/98 Eur. Ct.
H.R. (2004); Dogru v. France App. No. 27058/05 Eur. H.R. Rep. 8 (2009). This logic has been similarly followed
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logic that remains at the heart of the court’s treatment of freedom of religion and which in
some ways impinges on its capacity to fully encourage religious pluralism as originally
espoused in the Kokkinakis case.59
Helfer and Slaughter assert that of key significance to the success of the enforceability
of ECHR jurisprudence has been the extent to which the Court is able to both: (i) nurture
constituencies of private individuals to lobby national governments on its behalf; and (ii)
secure intergovernmental agreement on the particular human right being litigated. They
argued that what made ECHR judgments enforceable lay at least in part in the Court’s ability
to penetrate the monolithic structure of the state and to disaggregate governments into their
component parts or branches.60 This is perhaps a key lesson for the AICHR to consider. The
court’s success is in large part attributed to its capacity to navigate the ‘web of potential
relationships, between private parties, supranational entities and domestic government
institutions’61 likely to both enforce and re-inforce its jurisprudence. This has required the
ECHR to exercise a delicate balancing act in its decision-making process that takes into
account pragmatism and policy considerations at the same time as it does interpretation of
legal principle. At least insofar as the jurisprudence to date has shown, a lack of consensus
within Europe about the protection of FOTCR has led the court to defer more often to the
state’s authority to determine the issue, than it has to safeguard the rights of religious
minorities.
4.2 The Americas
The Inter-American human rights system is the second oldest regional human rights system.
It comprises two bodies created by the Organization of American States: the Inter-American
Commission on Human Rights (‘IAC’) and the Inter-American Court of Human Rights
(‘IACHR’). The quasi-judicial IAC has the authority to receive complaints from individual
petitioners. If the IAC finds a case has merit, it will issue a decision to the state in question,
making recommendations as to the actions the state should take. Recommendations are
interpreted in accordance with Article 31(1) of the Vienna Convention on the Law of
Treaties: in other words, a state is encouraged to comply with the object and purpose of such
recommendations, but failure to comply does not generate State responsibility.62 However,
in a case of public display, in a school, of a crucifix. See [REF]59Calo (2010) at 267-269. 60Helfer and Slaughter (1997-8) at 289. 61Helfer and Slaughter (1997-98) at 280. 62See the IACHR’s decision in Caballero-Delgado & Santana v. Colombia, Int. Am Ct H.R. (ser. C) no.22 at
paragraph 67 (Dec. 8, 1995). Article 31(1) of the Vienna Convention on the Law of Treaties states: ‘A treaty shall be interpreted in good faith in accordance with the ordinary meaning to be given to the terms of the treaty in their context and in light of its object and purpose’. Vienna Convention on the Law of Treaties, concluded at Vienna, 23 May 1969, no.18232. See also Evaldo Xavier Gomez, (2009) ‘The Implementation of
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where a state fails to follow the IAC’s recommendations, it can recommend that the case be
heard by the IACHR. The IACHR applies the Inter-American Convention on Human Rights,
a legally binding treaty, which has been ratified by 23 Latin American States. The court
handed down its first decision in a contentious case in 1988, though it had been handing
down advisory opinions since the late 70s.63
Article 12 of the American Convention on Human Rights guarantees FOTCR. It is very
similar to the European Convention on Human Rights, except that it includes a provision
relating to the rights of parents to provide religious and moral guardianship to their children:
1. Everyone has the right to freedom of conscience and of religion. This right includes freedom to maintain or to change one's religion or beliefs, and freedom to profess or disseminate one's religion or beliefs, either individually or together with others, in public or in private.2. No one shall be subject to restrictions that might impair his freedom to maintain or to change his religion or beliefs.3. Freedom to manifest one's religion and beliefs may be subject only to the limitations prescribed by law that are necessary to protect public safety, order, health, or morals, or the rights or freedoms of others.4. Parents or guardians, as the case may be, have the right to provide for the religious and moral education of their children or wards that is in accord with their own convictions.64
The rate of compliance of American states with the decisions of the Inter-American
court is significantly lower than that of its European counterpart. However, the system has
had some limited success in guaranteeing FOTCR. In Alfredo Diaz Bustos v. Bolivia, the IAC
was able to guarantee a Jehovah’s witness, Mr Bustos, the right to conscientiously object to
war while still complying with the state’s obligation to undertake military service.65 In an
innovative step, the commission negotiated a settlement through which Mr Bustos would
undertake military service on the proviso that the state of Bolivia agreed that it would not call
Mr Bustos to the battlefront nor call him as an aide in military service. This further led the
Bolivian Ministry of Defence to consider a change in its drafting of an amendment to
Bolivia’s military law, in support of the rights of conscientious objectors to refrain from
Inter-American Norms on Freedom of Religion in the National Legislation of OAS Member States’ Brigham Young University Law Review, 5 575 at 579. [Hereafter, Gomez (2009)].
63Velasquez Rodriguez v. Honduras Int. Am. Crt. H.R. (ser. C) no.4 (July 29 1988). Between 1979 and 1988 the Court issued advisory opinions on a range of matters.
64 Organization of American States, American Convention on Human Rights (Pact of San Jose, Costa Rica) Treaty Series No. 36, 1969.
65Alfredo Diaz Bustos v Bolivia Report No. 97/2005 Friendly Settlement, Int-Am Com. H.R., http://cidh.org/annualrep/2005eng/Bolivia14.04eng.htm. The Commission is entitled to enter into negotiations for a friendly settlement of disputes in accordance with Article 48(1) of the American Convention on Human Rights.
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engaging in the conduct of war.66 The IAC has not, however, been able to confirm that this
has led to an actual change in Bolivia’s legislation.67
In his study of the implementation of Inter-American norms on freedom of religion,
Evaldo Xavier Gomez concludes that both the IAC and IACHR have a adopted an approach
that is not dissimilar to the ECHR, in that FOTCR is guaranteed insofar as it does not prohibit
a threat to society or political stability – in other words, the democratic, secular space
endemic to the liberal state. The court’s leading case in this respect involved the screening of
the film The Last Temptation of Christ in Chile, which the country’s Supreme Court had
prohibited after a group of Christian citizens successfully claimed that the film violated their
right to religious freedom, due to its negative depiction of Jesus Christ.68 In that case, the
court in fact cited the ECHR’s jurisprudence and went onto conclude that it ‘cannot prohibit
the exercise of religious expression by prior censorship when it does not incite violence’.69
However, Gomez also notes that, insofar as compliance with the IACHR’s judgments are
concerned, the court boasts a very modest success rate. Gomez notes approximately 11.6% of
judgments handed down by the court had been fully complied with, as at December 2008.70
Cavallero and Brewer come to similar conclusions:
Our review of the compliance orders of the Court reveals a clear (though not universal) pattern in states’ reactions to its judgments. The pattern that emerges demonstrates that states generally pay some or all of the monetary damages awarded by the Court. In addition, states may comply with symbolic reparations, including those concerning public ceremonies. However, when it comes to more far-reaching measures to reduce impunity and advance human rights (such as prosecuting past violations or changing laws and practices), compliance is considerably less likely. Most salient, virtually no compliance decision records that a state has effectively investigated and punished the perpetrators of a human rights violation forming the basis of a Court decision.71 [Our emphasis]
These findings may tend to suggest that although the court has been successful in achieving a
modest amount of reparations for victims of human rights violations, it is far less successful
in contributing to much-needed systemic reform.
4.3 Africa
66Gomez (2009) at 575. 67Gomez (2009) at 575. 68“The Last Temptation of Christ” Olmedo Bustos et al v. Chile Inter-Am. Ct H.R. (ser. C) no.73 (February 5,
2001).69“The Last Temptation of Christ” at par 63 and Gomez (2009) at pp.590-592. 70Gomez (2009) at 582. 71Cavallaro and Brewer (2009), at 785.
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Finally, it is worth considering the regional human rights system that has emerged in Africa.
Like its counterparts in the Americas and Europe, the system comprises a commission (the
African Commission on Human and Peoples Rights or ‘ACHPR’, established in 1986) and,
more recently, a court (the African Court on Human and Peoples Rights or ‘ACTHPR’,
which came into being in 2004). The African system has been touted as ‘the least developed
of all the regional systems, yet the most distinctive and the most controversial’. 72 The
establishment of the ACTHPR has not been without major challenges: the Court sits part-
time due to a lack of funding, with the annual budget of the institution being 80 times less
than that of the ECHR.73 Resistance to the Court for over two decades also followed from the
African system emerging in opposition to colonial domination and systemic oppression from
Western states: unlike the systems in Latin America and Europe, the Organization of African
States (‘OAS’), although mindful of the potential benefits of a court, specifically resisted
conceding sovereignty to such a supranational institution in the African Charter. According to
Bekker:
In the absence of external pressure or serious debate specifically in favour of the creation of a court that would pose a serious threat to the principle of non-interference which had been the bedrock of post-colonial African inter-state relations, and in order to make the proposal attractive to African leaders, the drafters of the Charter put forward a scheme of what amounted to be a weak supervisory mechanism, namely the African Commission. In order to counteract any qualms African governments might have had in relation to undue interference in domestic affairs, the drafters ensured that this Commission was to be made largely subservient to the primary political organ of the OAU, the Assembly of Heads of State and Government.74
The guarantee of FOTCR is contained in Article 8 of the African Charter on Human
and Peoples’ Rights:
Freedom of conscience, the profession and free practice of religion shall be guaranteed. No one may, subject to law and order, be submitted to measures restricting the exercise of these freedoms.
The provision seems to fall far short of the ICCPR and of other regional human rights
conventions, in that it does not clearly provide a guarantee of freedom of thought, nor does it
include any reference to disseminate one’s beliefs or to change one’s religion or beliefs.
Furthermore, the public order provisions in the Charter, which is generally included to limit 72Henry Steiner and Philip Alston (2000) International Human Rights in Context: Law, Politics, Morals
(Oxford: Oxford University Press) at p.920, as quoted in Jeremy Sarkin, (2011) ‘The African Commission on Human and Peoples Rights and the future African Court of Justice and Human Rights: Comparative Lessons from the European Court of Human Rights’ South African Journal of International Affairs18:3 281-293 at 285.
73 74Gina Bekker, (2007) ‘The African Court on Human and Peoples Rights: Safeguarding the Interests of
African States’ Journal of African Law 51, 151 – 172 at pp.154-155.
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states powers in curtailing religious freedom as much as it is to allow for them, appear to be
tipped very much in favour of the state: the state is given carte blanche authority to curtail
FOTCR on grounds of law and order, as opposed to utilising this provision in exceptional
circumstances.
To date, there have been no cases heard by the ACt-HPR that pertain to religious freedom.
Both the court and the commission have been unable to exercise normative standard-setting in
this respect.
4.4 ASEAN’s Approach in Contrast: Horizontal Embeddedness and Political
Compromise
As can be seen from the discussion above, regional systems have adopted a diversity of
approaches to the institutionalization of protections for FOTCR, and all appear to have
provided the state with a wide margin of appreciation when doing so. This has limited the
extent to which systems are able to secure norm enforcement, although the symbolic valence
of decisions from regional human rights courts continues to be undisputed. Each system is in
a different stage of its institutional development, and this in part may account for ASEAN
seemingly having the greatest similarity with the African system, given its nascent stage.
Nonetheless, compared even with the African system, the ASEAN human rights approach is
even less institutionalized. Instead, AICHR has adopted an approach to instituting human
rights, which is in keeping with what Diane Desierto argues is characterized by a system of
‘horizontal embeddedness’. According to Desierto, ASEAN institutions seek to develop via
‘a gradual accretion process, created through piecemeal bilateral, trilateral and multilateral
negotiations, formalized in separate international treaties, instruments, protocols and
communiques’.75 In this regard, at least one of the current authors has argued elsewhere that
the AICHR, as well as innovative-minded lawyers throughout the region, could do more to
help institutionalize the protection afforded to FOTCR within the AHRD.76 Rather than
seeing the lack of a human rights court within ASEAN as preventing the use of AMS’
regional commitments from being implemented, such lawyers could instead aim to
incorporate discussion of the AHRD into legal arguments before domestic courts. In other
words, strengthened engagement in building coalitions that penetrate the monolithic
structures of states and instead reinforce bilateral and sub-regional agreement on the
75Diane A. Desierto, ASEAN’s Constitutionalization of International Law: Challenges to Evolution Under the New ASEAN Charter 49 Columbia Journal of Transnational Law (2011) pp. 268-320, at p.280.
76Michelle Staggs Kelsall and Christoph Sperfeldt (2014) ‘Chapter 5: Not Nudging, Embracing: The ASEAN Human Rights Declaration as a Catalyst for Reinforcing a Rights-based Approach to Constitutionalism’ in Rule of Law and Constitution-building: The Role of Regional Mechanisms (Stockholm: International IDEA)
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enforcement of ASEAN’s FOTCR obligations. To some extent this is already happening in
relation to other fundamental freedoms, most particularly freedom of expression. However, to
date, there has been less regional cooperation and coordination from civil society and lawyers
as it pertains to FOTCR.
5 ASEAN and the International Human Rights System: Complementary or
Conflicting?
5.1 Textual Contrasts
On the international level, it has been pointed out that despite greater engagement
among ASEAN Member States with the international human rights regime, i.e. in the form of
ratifications and reporting, the breadth and depth of their engagement remains limited.77 As
Davies observes, “[r]atifications have been quick in areas perceived as less politically
sensitive such as women, children, and disabled persons rights, and slow in more overtly
political areas.” 78 Furthermore, he highlights that even where ASEAN Member States have
ratified human rights treaties, they continue to resort to reservations to avoid obligations and
declarations to interpret the treaties in ways that could work against the purpose of those
treaties.79 ASEAN Member States have also largely avoided ratifying option protocols that
permit individual petition. Several states also do not fulfil their reporting requirements to the
relevant treaty bodies on time, thus limiting the ability of these bodies to provide oversight.80
The general principles contained in articles 6 to 9 of the AHRD clearly pose significant
interpretive issues that critics argue could lead to a lowering of the normative standards of
religious freedom and human rights in general. First, articles 6 and 7 arguably condition
human rights under the AHRD to statist views such that rights are protected only insofar as
they do not transgress state goals. Article 6 could be read to condition the “enjoyment of
human rights and fundamental freedoms” by requiring it to be “balanced with the
performance of corresponding duties as every person has responsibilities to all other
individuals, the community and the society where one lives.” Article 7 relativizes human 77 Mathew Davies (2014) States of Compliance?: Global Human Rights Treaties and ASEAN Member States,
Journal of Human Rights, 13:4, 414-433, 415. 78 Mathew Davies (2014) States of Compliance?: Global Human Rights Treaties and ASEAN Member States,
Journal of Human Rights, 13:4, 414-433, 415. 79 Mathew Davies (2014) States of Compliance?: Global Human Rights Treaties and ASEAN Member States,
Journal of Human Rights, 13:4, 414-433, 415. 80 Mathew Davies (2014) States of Compliance?: Global Human Rights Treaties and ASEAN Member States,
Journal of Human Rights, 13:4, 414-433, 415. Note also that Hathaway has argued that ratification of human rights treaties does not cause increased compliance but violations. Oona Anne Hathaway, Do Human Rights Treaties Make a Difference? (2002) 111 Yale LJ 1935.
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rights by locating its realization “in the regional and national context bearing in mind
different political, economic, legal, social, cultural, historical and religious backgrounds.”
Secondly, the limitation clause in article 8 gives states considerable leeway to restrict
rights. While limitation clauses are not unusual, the provision in the AHRD is arguably more
extensive than what is available under international law. To start with, the list of competing
interests is more extensive than in article 18(3) of the ICCPR. While article 18(3) of the
ICCPR lists only five permissible grounds for limiting rights (i.e. public safety, order, health,
or morals or the fundamental rights and freedoms of others),81 Article 8 of the AHRD lists
these as well as two additional grounds, i.e. national security and general welfare of the
peoples in a democratic society.82 The language in article 8 tracks that of article 29(2) of the
UDHR,83 which could be seen as lowering the standard of human rights considering that
subsequent human rights instruments such as the ICCPR has tended to apply a stricter
standard as to what would constitute a permissible limitation. Subsequent instruments also
take a more rights-specific approach in prescribing limitations that are specific and therefore
more tailored to different rights.84
Thirdly, while the cardinal ASEAN principle of non-interference in the internal affairs
of Member States is not included in the AHRD, as compared to other human rights
instruments,85 this principle is likely to continue to dictate relations within ASEAN. In any
case, article 9 contains an unusual reference to the principles of “non-confrontation and
avoidance of double standards and politicisation” that should be upheld in the realization of
human rights and freedoms contained in the Declaration.86 This further suggests that, human
rights aside, the Member States are not prepared to abandon or even mitigate the principle of
non-interference, which is rooted in the idea of sovereignty. Indeed, it has been observed that
81 Article 18(3) of the ICCPR states: “Freedom to manifest one’s religion or beliefs may be subject only to such limitations as are prescribed by law and are necessary to protect public safety, order, health, or morals or the fundamental rights and freedoms of others.”
82 Article 8 of the AHRD states: “The human rights and fundamental freedoms of every person shall be exercised with due regard to the human rights and fundamental freedoms of others. The exercise of human rights and fundamental freedoms shall be subject only to such limitations as are determined by law solely for the purpose of securing due recognition for the human rights and fundamental freedoms of others, and to meet the just requirements of national security, public order, public health, public safety, public morality, as well as the general welfare of the peoples in a democratic society.”
83 Article 29(2) of the UDHR states: “In the exercise of his rights and freedoms, everyone shall be subject only to such limitations as are determined by law solely for the purpose of securing due recognition and respect for the rights and freedoms of others and of meeting the just requirements of morality, public order and the general welfare in a democratic society.”
84 ABA, at 7.85 For instance, article 4 of the ASEAN Convention Against Trafficking in Persons, Especially Women and
Children adopted on 21 November 2015 states that parties are to carry out their obligations under the convention “in a manner consistent with the principles of sovereign equality and territorial integrity of States and that of non-intervention in the domestic affairs of other States” (emphasis added). ASEAN, Kuala Lumpur, http://www.asean.org/storage/2015/12/ACTIP.pdf
86 See article 9 of the AHRD.
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article 9 reflects “an awkward negotiation of the competing interests of describing human
rights standards while limiting the sovereignty costs of doing so.”87
5.2 Institutional Contrasts
International law has developed various mechanisms to implement and enforce human rights
standards. These include reporting mechanisms, as well as complaint mechanisms.
Independent rapporteurs also play an important role in examining human rights conditions
and ensuring compliance with international standards. Such mechanisms are however lacking
within the ASEAN human rights mechanism. AICHR’s mandate with regards to
implementation of AHRD is limited only to promotion of full implementation, provision of
advisory services and technical assistance on human rights matters to ASEAN sectoral bodies
upon request, and obtaining of information from ASEAN Member States on the promotion
and protection of human rights. Its only ‘disciplining power’ is in studying and possibly
reporting on any violations of the AHRD among ASEAN Member States, which it
presumably could prepare and submit to the ASEAN Foreign Ministers Meeting under
Mandate 4.13.88 Notably, Mandate 4.10 empowers AICHR to “obtain information from
ASEAN Member States on the promotion and protection of human rights”, while Mandate
4.12 states that AICHR is to “prepare studies on thematic issues of human rights in ASEAN”.
As such, AICHR could possibly draw attention to human rights issues within ASEAN states,
but it lacks the power to enforce its decisions.89
Indeed, this accords with the principle of non-intervention, which has been and
remains the cornerstone of the “ASEAN Way”.90 Non-intervention has been described as to
“let other nation alone”.91 More specifically, it means that governments are to refrain from
influencing one another’s behaviour by direct appeal to citizens of another country, by
occupation, or by using the home territory as a base for opposing another regime. 92 Non-
interference draws from the concept of sovereignty and serves to insulate countries from 87 Nicholas Doyle, ‘The ASEAN Human Rights Declaration and the Implications of Recent Southeast Asian
Initiatives in Human Rights Institution-Building and Standard Setting’, (2014) 63 Int’l and Comp. Law Quarterly 67, 85.
88 Mandate 4.13 states that AICHR is to “submit an annual report on its activities, or other reports if deemed necessary, to the ASEAN Foreign Ministers Meeting”.
89 Interestingly, it has been observed that “If [AICHR] were given these powers and tried to use them, it would probably create a crisis within ASEAN itself.” Shaun Narine, Human Rights Norms and the Evolution of ASEAN: Moving without Moving in a Changing Regional Environment, 34(3) Contemporary Southeast Asia 365 (2012), 383.
90 Logan Masilamani and Jimmy Peterson, “The “ASEAN Way”: The Structural Underpinnings of Constructive Engagement”, Foreign Policy Journal, (October 15 2014).
91 John Stuart Mill, “A few words on Non-intervention”, Dissertations and Discussions (London, 1867), reprinted in New England Review, Vol 27, Issue 3 (Middlebury, 2006)
92 John Funston, “ASEAN and the Principle of Non-intervention: Practice and Prospect” (Singapore: Institute of Southeast Asian Studies, 2000)
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interventions that could in some cases lead to the escalation of disputes.93 This principle has
been enshrined in the founding documents of ASEAN and continuous and consistently
asserted throughout ASEAN’s existence and evolution. For instance, the 1967 Bangkok
Declaration declared ASEAN’s determination “to ensure their stability and security from
external interference in any form or manifestation”. In place of intervention is quiet
diplomacy, which entails policymakers consulting each other, making compromises, and
reaching consensus behind closed doors, i.e. the use of informal and personal methods of
‘intervention’.94 It is non-confrontational and imbues policymakers with a lot of flexibility,
but is also slow, time-consuming, and less transparent.95
Thus, while the strengthening of democracy, good governance and the rule of law as
well as the promotion and protection of human rights and fundamental freedoms are among
ASEAN’s purposes articulated in Article 1 of the ASEAN Charter, these are constrained by
the principles stated in Article 2. These principles include “respect for the independence,
sovereignty, equality, territorial integrity and national identity of all ASEAN Member
States”, “non-interference in the internal affairs of ASEAN Member States”, and “respect for
the right of every Member State to lead its national existence free from external interference,
subversion and coercion”. Furthermore, decision-making in ASEAN is affirmed in Article 20
to be based on “consultation and consensus”. As such, although the ASEAN Charter and the
AHRD signifies a move towards the promotion of human rights, these improvements are still
constrained by the foundational principles of ASEAN which are consensus and “non-
interference in the internal affairs of ASEAN Member States” in dealing with human rights
issues in the region.96As such, it has been observed that ASEAN has always sought
“constructive engagement” rather than outright condemnation, which “seeks not to embarrass
the object of engagement through isolation or condemnation” but to ensure that “change is
induced through peer pressure”,97 dialogue, and incremental change.
However, the principle of non-interference has been criticized as a convenient way for
ASEAN to justify not intervening in the human rights abuses in Member States, most notably
Myanmar.98 This may suggest that even when widespread human rights abuses, including
93 Masilamani & Peterson, 10. 94 Masilamani & Peterson, 10-11. 95 Masilamani & Peterson, 13. 96 Charter of the Association of Southeast Asian Nations (ASEAN, 20 November 2007)
<www.asean.org/archive/publications/ASEAN-Charter.pdf> accessed 3 March 2016. 97 Li-ann Thio, ‘Implementing Human Rights in ASEAN countries: Promises to Keep and Miles to go before I
Sleep’ (1999) 2 Yale Human Rights & Development Law Journal 1, 45. 98 “The “ASEAN Way”: The Structural Underpinnings of Constructive Engagement”, Logan Masilamani and
Jimmy Peterson, Foreign Policy Journal, October 15 2014, p4-5
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serious violations of religious freedom, take place within Member States, ASEAN would be
hampered in responding in a meaningful way as long as it adheres to the principle of non-
interference. Instead, the way in which the principle of non-interference has been practiced in
the past may in fact be used to further support governments violating those human rights.
This is particularly where those whose rights have been infringed retaliate in a violent
fashion. Nguyen observes that the principle of non-interference has led to Member States
denying recognition or providing sanctuary to any group that is said to be destabilizing the
government of a neighbouring state. Furthermore, ASEAN would provide political support
and material assistance to member states in their campaign against subversion and any
activities deemed to be destabilizing of those states.99 That this remains the case is at least
reflected in the lack of official statements on the situation in Myanmar, where widespread
violations of human rights have been recorded against Muslims, particularly the Rohingyas.100
ASEAN lacks a clear legal framework and political consensus to respond to the refugees.101
This is even though political leaders within ASEAN have individually raised concerns about
the situation.102
6 Conclusion
As can be seen from the analysis offered in this paper, ASEAN’s protection and promotion of
FOTCR, both as individual member states and as a collective, continues to be defined more
by its differences than it does a sense of unity. In this regard, at least three levels of
contrasting systems have been identified. Namely:
(i) Contrasting domestic-level institutional arrangements that show significant
diversity, yet a dominance of state ideology when determining the legal
protections for FOTCR. As is discussed in greater detail in Section 3 of this
99 Amitav Acharya, Constructing a Security Community in Southeast Asia: ASEAN and the Problem of Regional order (second edition) (Routledge, 2009), pp 72
100 While a 2012 statement by the ASEAN Foreign Ministers signaled concern over the crisis, there was a lack of official statements on the matter in subsequent ASEAN meetings, mostly due to Myanmar’s insistence that this was a domestic matter. See Statement of ASEAN Foreign Ministers on the Recent Developments in the Rakhine State, Myanmar released in Phnom Penh, Cambodia, 17 August 2012. In 2015, for example, there was no specific reference to the Rakhine State or the Rohingya issue in the joint statements released at the ASEAN Summit or the Foreign Ministers Meetings. The Joint Communiqué issued in August 2015 at the Foreign Ministers Meeting held in Kuala Lumpur simply acknowledged “non-traditional security concerns” and welcomed the special meetings on Irregular Migration in the Indian Ocean held in Bangkok on 29 May 2015. [Joint Communiqué, 48th ASEAN Foreign Ministers Meeting, Kuala Lumpur, Malaysia (4 August 2015), available at http://www.asean.org/storage/images/2015/August/48th_amm/JOINT%20COMMUNIQUE%20OF%20THE%2048TH%20AMM-FINAL.pdf.
101 Joshua Webb, Solving the Rohingya Crisis: The Rohingya crisis is a challenge to ASEAN, but must be solved by Myanmar, (27 May 2015), http://thediplomat.com/2015/05/solving-the-rohingya-crisis/
102 For instance, Indonesian Foreign Minister Marty Natalegawa said in a magazine interview that the issue of the Rohingya “impacts all [Asean countries]” and is one which Indonesia has to be “keenly concerned” about because of the potential for terrorism within its borders. Simon Roughneen, ‘Sectarian Violence in Burma Has Regional Impact, Says Indonesian Foreign Minister’, The Irrawaddy, 17 Jan 2014. <http://www.irrawaddy.org/burma/sectarian-violence-burma-regional-impact-says-indonesian-foreign-minister.html> accessed 21 November 2014.
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article, the region comprises some ASEAN member states that privilege a
majority religion, some that adopt a statist approach privileging the
communist/socialist state over religious freedom and a third (category of one)
creating a separation between state and religion. In each case, however, FOTCR
has been significantly curtailed by a dominant belief system or ideology being
upheld through legislative and adjudicative avenues.
(ii) A meso-institutionalization of international human rights law through
ASEAN that remains politically contested and both symbolically and
institutionally weak when compared to other regional systems. As is
considered in Section 4 of this article, ASEAN’s system of human rights
institutionalization continues to rely upon an intergovernmental process that
focuses predominantly on the promotion of human rights. This has lead to
FOTCR largely becoming side-lined or subject to weak or unenforceable
protections. Even although evidence from other regions would tend to suggest
that the enforceability of regional human rights courts decisions as they pertain
to FOTCR offers the state a wide margin of appreciation, it is argued that
ASEAN’s Intergovernmental Commission on Human Rights could do more to
secure its protection mandate for FOTCR within ASEAN, and that this would
be of benefit to the region as a whole.
(iii) A key divergence between the promise of ASEAN’s regional commitment to
human rights (and in particular, freedom of religion) and the agreement,
aspirations and institutionalization of international human rights law within
the United Nations system. Finally, we have considered how the AICHR’s
primary legal drafting achievement to date – namely, the drafting of the ASEAN
Human Rights Declaration in 2012 – considers FOTCR, and how it compares to
both Article 18 of the International Covenant on Civil and Political Rights
(‘ICCPR’) and the Human Rights Committee’s interpretation of this
fundamental freedom. As noted in Section 5 above, although Article 22 has
provided a nod toward the protection of FOTCR, its focus on the elimination of
religious hatred seems to suggest that, in the absence of persecution, ASEAN
states can ignore the normative valence of the ICCPR. This would seem short-
sighted.
Contrasts and diversity should not, for their own sake, be considered as negative. There is
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nothing inherently wrong or problematic about a plurality of approaches to guaranteeing
human rights protections, including freedom of thought, conscience and religion. Yet in order
for ASEAN to realize its vision of a ‘common identity’ within the ASEAN community,
establishing normative coherence in the responses of AMS to FOTCR should be made a key
priority for the ASEAN human rights system. This is because religion and religious beliefs
continue to play a significant role on both internal and sub-regional conflicts within ASEAN,
hence potentially prohibiting the region from sustaining the economic prosperity and regional
stability it continues to want to ensure. At least beginning to determine agreed parameters
upon which ASEAN countries can systemically address institutional arrangements that
privilege religious majorities would prove an important step toward ASEAN achieving its
vision as defined in the ASEAN community agenda, and one which is much needed if
ASEAN rhetoric in respect of guaranteeing FOTCR is to become reality.
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