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Visual and hearing impairments are associated with cognitive decline in older
Americans, Britons and Europeans
Abstract
Introduction: Highly prevalent hearing and vision sensory impairments among older people
may contribute to the risk of cognitive decline and pathological impairments including
dementia.
This study aims to determine whether single and dual sensory impairment (hearing and/or
vision) are independently associated with cognitive decline among older adults and to
describe cognitive trajectories according to their impairment pattern.
Material and methods: We used data from totals of 13123, 11417 and 21265 respondents
aged 50+ at baseline from the Health and Retirement Study (HRS), the English Longitudinal
Study of Ageing (ELSA) and the Survey of Health, Ageing and Retirement in Europe
(SHARE), respectively. We performed growth curve analysis to identify cognitive
trajectories and a joint model was used to deal with attrition problems in longitudinal ageing
surveys.
Results: Respondents with a single sensory impairment had lower episodic memory score
than those without sensory impairment in HRS (β=-0.15, p<0.001), ELSA (β=-0.14,
p<0.001), and SHARE (β=-0.26, p<0.001). The analysis further shows that older adults with
dual sensory impairment in HRS (β=-0.25, p<0.001), ELSA (β=-0.35, p<0.001), and SHARE
(β=-0.68, p<0.001) remembered fewer words compared to those with no sensory impairment.
The stronger associations between sensory impairment and lower episodic memory levels
were found in the joint model which accounted for attrition.
Conclusions: Hearing and/or vision impairment is a marker for the risk of cognitive decline
that could inform preventative interventions to maximise cognitive health and longevity.
Further studies are needed to investigate how sensory markers could inform strategies to
improve cognitive ageing.
Keywords: sensory impairment, cognitive ageing, longitudinal analysis, older people
Keypoints:
Older adults with single or dual sensory impairment (hearing and/or vision) were able
to recall fewer words than those without sensory impairment.
The association between sensory impairment and lower episodic memory levels were
stronger after the attrition considered in the joint model.
The cognitive trajectories of older adults with no sensory impairment followed
curvilinear shapes, while those of older adults with single and dual sensory
impairments showed more linear shapes.
Introduction
Maintaining cognitive function in later life has become a public health priority as the burden
imposed by dementia in the ageing population has increased more rapidly than that of most
other diseases [1]. In the past ten years, the disability-adjusted life-years (DALYs) for
Alzheimer’s disease and other dementias have grown by one-third, from 17,905 DALYs per
1000 population in 2005 to 23,779 DALYs per 1000 population in 2015 [2]. Understanding
cognitive change in later life is thus crucial, as cognitive decline is a hallmark of dementia
[3].
Hearing and vision sensory impairments among older people may contribute to the risk of
cognitive decline and pathological impairments including dementia. Numerous cross-
sectional studies, but only a limited number of longitudinal studies have demonstrated an
association between sensory impairment and cognitive decline [4-6]. A study using six waves
of the Berlin Aging Studies reported moderate size correlations between visual/hearing acuity
and sensory decline [7]. An Australian longitudinal study found that the significant
association between sensory impairment and cognitive declines diminished after adjusting for
age and other potential confounding factors [8].
In this study, our aim is to identify how sensory impairment relates to trajectories of cognitive
decline among older adults, accounting for attrition in our models. Longitudinal studies,
especially in the field of ageing, suffer from attrition as their respondents tend to selectively
dropout because of either death or worsening health function [9]. Unless those dropouts can
be assumed to be ‘missing at random’, ignoring them can result in a bias in the analysis.
Describing and understanding trajectories of cognitive decline and how these trajectories
relate to sensory impairment may offer insight into the dynamics of cognitive decline and
identify opportunities for intervention to maximise cognitive function and longevity in older
age.
Data and measures
Data
This study used three international surveys of ageing: the Health and Retirement Study
(HRS), the English Longitudinal Study of Ageing (ELSA), and the Survey of Health, Ageing
and Retirement in Europe (SHARE). These three surveys provide information on the
personal, socio-economic and health circumstances of individuals aged 50+ [10-12]. The
baseline interviews of HRS were conducted with community dwelling adults in the US in
1992. Respondents who entered a nursing home after the baseline interview are retained in
the sample and were interviewed if possible in the following waves. The first wave of ELSA
data was collected in 2002, while the SHARE study was started in 2004. So far there are
twelve, seven, and five waves available for HRS, ELSA, and SHARE, respectively. In this
study, we use data from a similar time range: 2002-2014 for HRS and ELSA and 2004-2014
for SHARE. We restrict our attention to the nine countries with complete data in SHARE:
Austria, Belgium, Denmark, France, Germany, Italy, Spain, Sweden, and Switzerland.
Dependent variable: episodic memory score
We used the measure of cognitive function available in all the three surveys, namely, episodic
memory. Episodic memory represents general cognition [13] and is more age-sensitive than
other episodic measures [14]. Salthouse et al. [13] concluded that memory and cognitive
control variables appear to have a common mechanism. In all surveys, the interviewer reads
a list of ten common nouns to the respondent and then asks the respondent to recall as many
words as possible from the list in any order twice: immediately after the respondent heard the
complete list (immediate recall) and at the end of the cognitive function module (delayed
recall). The immediate recall represents the ability of respondents to learn or store new
information, whereas delayed recall is the ability to recall that information after a period of
distraction from that information. Including only one test does not represent the memory
function particularly well. Prior study showed evidence of a high correlation between
immediate and delayed recall (r=0.70-0.75) in the first wave of ELSA [15]. We calculated the
raw scores as the total of the number of correct words of immediate recall and delayed recall,
with a maximum score of 20 [16, 17].
Main independent variable: sensory function
Sensory impairment was measured using self-reported hearing and vision quality. In all three
surveys, hearing data was collected using the following self-reported measure of overall
hearing function: ‘Is your hearing [using a hearing aid as usual] excellent (1), very good (2),
good (3), fair (4) or poor (5)?’. In HRS and ELSA, self-reported vision quality was collected
in all seven waves using the question: ‘Is your eyesight [using glasses or corrective lens as
usual] excellent (1), very good (2), good (3), fair (4) or poor (5)?’. In SHARE, we used the
two self-reported measures of visual function that are present in all waves: distance eyesight
and reading eyesight. For each question, responses were recoded into two categories by
combining the responses excellent, very good and good into one and collapsing fair and poor
vision into a second category. We defined sensory impairment as having fair and poor
hearing and/or vision [18]. As SHARE has two questions to measure vision quality, we
classified its respondents as having poor vision if they had poor distance eyesight and/or
reading eyesight. We then categorised the results as follows: no impairment, single (vision or
hearing) sensory impairment, and dual sensory impairment (impairment in both senses).
Covariates
We included demographic (age and gender), socio-economic information, health behaviour
and the presence of chronic diseases as determinants of cognitive function. As with other
health functions, cognitive abilities are shaped by social determinants of health [19],
including education, marital status, and wealth. We categorised respondents’ education into
less than high school as reference, high school, and college. Marital status was classified as
married and not married. We used quintiles of income by country each year to measure
wealth, using the poorest quintile as the reference [16]. The social capital index is obtained in
two steps. Firstly, we sum the activities in the month leading up to the day that the respondent
was interviewed, such as performing voluntary work; helping friends, neighbours and
relatives; and taking part in a community organisation. Secondly, we standardise those
summation scores.
Cognitive function is affected by health behaviour (smoking status, drinking behaviour, and
physical activities) and health status [20]. In terms of smoking status, we categorised
respondents as current smokers, past smokers and non-smokers. We classified respondents as
drinking regularly if they consumed alcohol ≥ 5 days/week [16] and as having vigorous
physical activities if they did those activities at least once a week. Functional status was
measured using the Activity Daily Living (ADL) scale. The ADL scale used five items of
self-performance in HRS (dressing, walking across the room, bathing, getting in or out of
bed, and eating). The self-performance of toilet use was added in SHARE and ELSA. We
used the measures of the presence of depression (measured by Center for Epidemiologic
Studies Depression (CES-D) in HRS and ELSA and Euro-D in SHARE) and chronic diseases
(the sum of several chronic diseases: diabetes, stroke, lung diseases and cancer) to capture the
health status of the respondents.
Statistical analysis
We compared the characteristics of respondents in the first wave of HRS, ELSA and SHARE
separately according to the presence of sensory impairment using Kruskal-Wallis one-way
analysis of variance for numerical variables and ordinal chi-square tests for categorical
variables. We then performed multilevel growth curve models separately for each survey to
predict the level of cognition in Wave 1 and subsequent changes in cognition over further
waves, all dependent on the Wave 1 age cohort. The multilevel models in this report consist
of repeated observations nested within individuals. We included demographic and socio-
economic determinants, lifestyle factors and the presence of chronic diseases as the
covariates.
To deal with biases due to drop-out, we used a joint model where the random effects
influence both episodic memory and attrition, and given these, episodic memory and attrition
are independent. The joint model in this study had two parts: the growth curve model and the
survival model (with sex, age polynomial of degree three and the random intercepts from the
growth curve model) [16]. We compared the results of sensory impairment model with that of
the joint model to assess the robustness of the sensory impairment model to attrition [21]. The
statistical analyses were conducted using Stata 14.0 and Latent Gold 5.1.
Results
(Table 1 is about here)
The characteristics of respondents in the first wave of the HRS (2002), ELSA (2002) and
SHARE (2004) studies are presented in Table 1. On average, respondents in the first wave of
HRS, ELSA and SHARE were able to memorise 10, 9.4, and 7.9, respectively. The
descriptive analysis of respondents by the presence of sensory impairment was presented in
Appendix 1-3. The proportion of respondents with dual sensory impairment was highest
among SHARE respondents (7.7%), followed by HRS (7%) and ELSA (5.8%). Respondents
with dual sensory impairment were likely to perform less well on the cognitive tests, to have
lower income, to be older, less educated, have more ADL dependencies, and be less socially
engaged, than those with no or single impairment.
To avoid confounding relationships and to arrive at net associations, results from the growth
curve and joint models separately for each survey are presented in Table 2. It shows that
sensory impairment has a significant negative relationship to cognitive ability. Focusing on
the growth curve model, respondents with single and dual impairments performed less well
than those with none. This negative association was considerably greater after attrition was
taken into account in the joint model. For example, the episodic memory levels of HRS
respondents with single and dual sensory impairments were lower by -0.15 and -0.25 words
before accounting for attrition and those associations were larger in the joint model (by -0.56
and -1.14 words). The same findings are confirmed in ELSA and SHARE.
(Table 2 is about here)
Apart from age and sensory impairment coefficients, several socio-demographic
characteristics and other confounders showed stable significant associations with cognitive
function in all three surveys. Being female, having attained a higher level of education, being
employed, and being relatively wealthy were associated with better cognitive abilities. The
social capital index and physical activities showed a positive and significant association with
higher cognitive function. Functional status as measured by ADL and depression had a
significant negative association with cognitive function in all surveys.
(Figure 1 is about here)
Figure 1 illustrates the predicted baseline episodic memory score and trajectory over time for
respondents with different levels of sensory functions (hearing and visual). After controlling
for the covariates, in general, the cognitive trajectories in all surveys took on a curvilinear
shape. Respondents with better hearing function were able to recall more words in all
surveys. Similarly, the predicted value of episodic memory scores of respondents with better
vision function is higher than those with poor function. The presence of sensory impairment
had a negative correlation with cognitive trajectories. The cognitive trajectories of older
adults with no sensory impairment followed curvilinear shapes, while those of older adults
with dual sensory impairment showed a consistent trajectory of cognitive decline after the
age of 50.
Discussion
Our findings, from three longitudinal surveys of ageing, showed that both single and dual
sensory impairments in older adults were independently associated with accelerated rates of
decline in cognitive abilities. The association is stronger among those with dual sensory
impairment. Our findings extend the discussion in the literature on the relationships between
sensory impairment and cognitive function by estimating the trajectories of summary
cognitive scores for older adults with different levels of sensory function using a large
longitudinal multinational sample. We found that, in general, the trajectory of cognitive
function took on a curvilinear shape. However, when we separated the cognitive trajectories
according to the presence of sensory impairment, the cognition of respondents with sensory
impairment declined faster than that of respondents with no sensory impairment. Crucially,
the trajectories of respondents with dual sensory impairment took the shape of a more linear
decline after the age of 50.
The patterns of association between hearing and visual sensory impairment with cognitive
decline described in the present study partially support previous longitudinal studies [22, 23].
However, studies in Australia [24] and the Netherlands [25] reported that decline in hearing
function was not associated with cognitive ability. A key limitation across these prior studies
is that those studies did not account for attrition and lead to bias. The strengths of our study
include the fact that it performed a joint model to deal with that limitation. Our analysis using
the joint model shows stronger negative relationships between sensory impairment and levels
of episodic memory.
Additionally, the 10-year follow-up duration in the ELSA data included in our study
facilitates a fuller examination of trajectories of cognitive ageing. The literature has proposed
several possible relationships: cognitive decline precedes sensory impairment through the
reduction of the cognitive resources that are available for sensory perception (the ‘cognitive
load on perception’ hypothesis), sensory impairment causes cognitive loss, possibly through
the effects of sensory impairment on social isolation (the ‘sensory deprivation’ hypothesis),
and the presence of third factors causes both declines (the ‘common cause’ hypothesis) [26].
Our analysis showed that respondents with dual sensory impairment joined fewer social
activities than those with single impairment and no impairment. It is possible that sensory
impairments may impact cognitive trajectories via facilitating or limiting social activity as the
magnitude of the association between sensory impairment and cognitive function in our study
declines after we include the social capital index and other demographic covariates. The
common-cause hypothesis should also be considered. Our findings do not allow for a
conclusive distinction between hypotheses, and the hypotheses are not mutually exclusive. It
may be the case that all the possibilities described are valid to some extent. Further studies
are needed to disentangle them. For instance, hypotheses that suggest an impact of sensory
function on cognition may be tested by identifying changes in cognitive trajectories following
sensory remediation (e.g. cataract surgery and provision of a hearing aid).
The use of self-reported measures of sensory function is a limitation of this study because
self-report measures may under-estimate rates of impairment and do not provide estimation
of the severity of the impairment. However, self-reported measures of sensory function are
commonly used in epidemiological studies [27], and previous studies support the validity of
self-reported measures of both vision impairment [18] and hearing impairment [28]. The
second limitation of this study is that the episodic memory score does not define all the
cognitive abilities of older adults and other abilities have different rates of decline with
advancing age. However, this measure has been known to have a good validity and to relate
to the every-day activities of older people [29]. The last limitation is the observational design
of the study, which means that the relationship between sensory impairment and cognition
may be affected by unmeasured predictors of cognitive ageing, such as social network,
employment status and dietary intakes and the findings should be interpreted with caution.
In conclusion, those with sensory impairment are at a greater risk of developing cognitive
impairment and may show a faster trajectory of cognitive decline that those without sensory
impairment. A recent publication using ELSA found that respondents with the most
advantaged trajectory of episodic memory had an odds ratio more than five times less than
those with the most disadvantaged trajectory after allowing for established risk factors for
dementia [30]. Further studies are needed to investigate how sensory markers could inform
strategies to prevent cognitive decline. Strategies may include hearing and vision
rehabilitative intervention in combination with healthy ageing interventions to promote social
engagement, physical activity and positive health behaviours.
Funding source:
This work was supported by SENSE-Cog project. This project has received funding from the
European Union’s Horizon 2020 research and innovation programme under grant agreement
No 668648.
Conflict of interest:
The authors have no financial or any other kind of personal conflicts with this paper.
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List of tables
Table 1: Sample characteristics at baseline by survey
HRS ELSA SHAREN=13,123 N=11,417 N=21,265
Mean episodic memory 10 (3.4) 9.4 (3.5) 7.9 (3.6)Mean age 67.8 (10.5) 64.8 (10) 64.8 (10.1)Female, % 58.2 54.4 54.5Married/cohab, % 68.1 67 72.2EducationLess than high school, % 19.4 34.5 50.8High school, % 33.9 17.8 30.6Some college, % 46.6 47.5 18.4Employed, % 38.1 35.9 27.2Smoking behaviourNon-smoker, % 41.9 33.7 28.3Past smoker, % 44.2 48.5 17.8Current smoker, % 13.7 17.7 53.7Drink daily or almost daily, % 12.3 28.2 26.3Mean depression score* 1.3 (1.8) 1.5 (1.9) 0.2 (0.4)Mean ADL (SD) 0.24 (0.73) 0.4 (0.9) 0.2 (0.7)Vigorous exercise, % 24.6 27.5 47.2Number of comorbidities 1.1 (1.1) 0.6 (0.8) 0.6 (0.8)Note: * Depression scores are CESD in HRS and ELSA and Euro-D in SHARE
Table 2: Growth curve and joint models predicting episodic memory scores
HRS ELSA SHAREGrowth curve Joint Growth curve Joint Growth curve Joint
Age 0.4 (0.01)* -0.13 (0.00)* 0.42 (0.01)* -0.12 (0.00)* 0.33 (0.01)* -0.13 (0.00)*Age2 -0.00 (0.00)* 0.00 (0.00)* -0.00 (0.00)* 0.00 (0.00)* -0.3 (0.00)* 0.02 (0.00)*Sensory function, ref: No impairmentSingle impairment -0.15 (0.02)* -0.56 (0.01)* -0.14(0.02)* -0.55 (0.02)* -0.26 (0.01)* -0.58 (0.01)*Dual impairment -0.25 (0.04)* -1.14 (0.02)* -0.35 (0.05)* -1.3 (0.03)* -0.68 (0.03)* -1.61 (0.02)*Female 1.21 (0.03)* 1.05 (0.01)* 0.79 (0.04)* 0.66 (0.01)* 0.97 (0.02)* 0.74 (0.01)*Married -0.02 (0.03) -0.07 (0.02)* -0.01 (0.03) -0.03 (0.02) 0.08 (0.02)* 0.05 (0.01)*Education, ref: Less than high schoolHigh school 0.78 (0.04)* 0.65 (0.03)* 1.58 (0.04)* 1.27 (0.03)* 1.67 (0.02)* 1.52 (0.02)*Some college 1.58 (0.04)* 1.3 (0.03)* 1.94 (0.05)* 1.54 (0.03)* 2.5 (0.02)* 2.26 (0.02)*Wealth, ref: 1st quartile (poorest)2nd quartile 0.22 (0.03)* 0.28 (0.03)* 0.07 (0.04) 0.24 (0.04)* 0.16 (0.02)* 0.21 (0.02)*3rd quartile 0.35 (0.03)* 0.44 (0.03)* 0.23 (0.04)* 0.49 (0.04)* 0.2 (0.02)* 0.32 (0.02)*4th quartile 0.46 (0.03)* 0.59 (0.03)* 0.33 (0.04)* 0.7 (0.04)* 0.27 (0.02)* 0.41 (0.02)*5th quartile (richest) 0.59 (0.03)* 0.76 (0.03)* 0.4 (0.04)* 0.99 (0.04)* 0.35 (0.02)* 0.51 (0.02)*Employed 0.28 (0.02)* 0.22 (0.02)* 0.13 (0.03)* -0.02 (0.03) 0.35 (0.02)* 0.4 (0.02)*Social capital 0.2 (0.01)* 0.32 (0.01)* 0.28 (0.01)* 0.24 (0.01)* 0.37 (0.02)* 0.47 (0.00)*Smoking, ref: Non-smokerCurrent smoker -0.12 (0.04)* -0.46 (0.02)* -0.06 (0.05) -0.5 (0.02)* 0.39 (0.02)* 0.2 (0.01)*Past smoker -0.01 (0.03) 0.00 (0.01) 0.00 (0.04) 0.02 (0.01) 0.34 (0.02)* 0.45 (0.01)*Drink daily or almost daily 0.12 (0.03)* 0.21 (0.03)* 0.07 (0.03) 0.2 (0.03)* -0.2 (0.02)* -0.19 (0.02)*Vigorous physical activity 0.15 (0.02)* 0.1 (0.02)* 0.14 (0.02)* 0.23 (0.02)* 0.31 (0.01)* 0.39 (0.01)*ADL -0.23 (0.01)* -0.26 (0.01)* -0.08 (0.01)* -0.12 (0.01)* -0.25 (0.01)* -0.38 (0.01)*Depression score -0.05 (0.00)* -0.07 (0.00)* -0.06 (0.00)* -0.08 (0.00)* -0.44 (0.01)* -0.49 (0.02)*Number of comorbidities -0.11 (0.01)* -0.01 (0.01)* -0.07 (0.01)* -0.03 (0.01) -0.06 (0.01)* -0.02 (0.01)*Constant -1.58 (0.49)* 17.07 (0.07)* -2.47 (0.6)* 17 (0.08)* -1.68 (0.4)* 15.2 (0.05)*Note: Reported are coefficients (standard errors). Sig.: *: significant at 1%.
List of figures
Figure 1: The predicted trajectories of summary cognitive scores of the HRS, ELSA and
SHARE participants by the presence of sensory impairment
16