mba.org/regcomp

MBA’s REGULATORY COMPLIANCECONFERENCE 2020

Nov. 9–10online only

C O N N E C T . L E A R N . L E A D .

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Watch Until December 31MBA’s Regulatory Compliance Conference, 23 hours of programming created specifically for the mortgage industry’s regulatory compliance community, is now available on demand. Order today and watch it when you want, where you want, through December 31.

General SessionsOpening General Session: Welcome Remarks and The State of the IndustryJoin us for an insightful overview of the state of the industry with MBA’s President and CEO, Bob Broeksmit. After his remarks, Bob welcomes Andrew Olmem, a former official for the US National Economic Council and now a partner at Mayer Brown, to discuss the Administration’s approach to housing policy and some of today’s hottest topics.

MODERATOR

Robert Broeksmit, CMBPresident & Chief Executive OfficerMortgage Bankers Association

SPEAKERS

Andrew OlmemFormer Deputy Director of the U.S. National Economic Council and PartnerMayer Brown LLP

Sponsored by: 

General Session: The Intersection of Policy and PoliticsPolicy and politics are inextricably linked and the expert commentary from our two speakers will help sort out the probable impacts of the election. Alden Knowlton, MBA’s Associate Vice President of Political Affairs, provides a snapshot of election results and Jaret Seiberg, financial services and housing policy analyst with Cowen Washington Research Group, provides his insight on what it means for the housing industry. Don’t miss the information and insight from this dynamic pair to bring you up to speed on what’s happening in post-election politics.

MODERATOR

Eddy Perez, CMBPresident and Chief Executive Officer,Equity Prime Mortgage LLC

SPEAKERS

Alden KnowltonAssociate Vice President, Political AffairsMortgage Bankers Association

Jaret SeibergManaging Director, Financial Services & Housing Policy, Cowen Washington Research GroupCowen and Company, LLC

Sponsored by: 

MBA’s REGULATORY COMPLIANCECONFERENCE 2020

Nov. 9–10online only

C O N N E C T . L E A R N . L E A D .

General Session: Washington Regulatory UpdateA formidable panel of outside counsel, all previously serving in leadership roles at the Consumer Financial Protection Bureau, provide their unique insight on what may happen at the CFPB and with federal enforcement after the election.

MODERATOR

Justin WisemanAssociate Vice President and Managing Regulatory CounselMortgage Bankers Association

SPEAKERS

Ori LevPartnerMayer Brown LLP

Brian JohnsonPartnerAlston & Bird, LLP

Anthony AlexisPartnerGoodwin

Sponsored by: 

General Session: Major LitigationThis session reviews major litigation trends with a focus on litigation and enforcement in the wake of COVID 19’s impact on the mortgage market.

MODERATOR

Amy BishopGeneral CounselQuicken Loans, Inc.

SPEAKERS

Michelle RogersPartnerBuckley LLP

David SoudersPartnerWeiner Brodsky Kider PCThomas Hefferon, Partner, Goodwin

Earn CLE CreditsMBA’s Regulatory Compliance Conference is intended to satisfy up to 16 CLE credits pending applicable state licensing authorities. It is presumptively approved for 16 general CLE credits in Colorado, Florida, Illinois, Ohio, Texas, Virginia and Washington, and MBA will submit on behalf of attendees who complete the CLE sign in and provide their BAR numbers. Attendees who are licensed in other jurisdictions will receive a uniform certificate of attendance for self-reporting. Please allow 4-6 weeks after the program to receive a certificate of attendance. Contact Masuda Ranjber at mranjber@mba.org for more information.

MBA’s REGULATORY COMPLIANCECONFERENCE 2020

Nov. 9–10online only

C O N N E C T . L E A R N . L E A D .

BREAKOUT TRACKS

Regulatory Trends Breakout Track Sessions cover some of the most recent trends in compliance management.

Sponsored by: 

The Regulation of Nonbank Mortgage ServicersFederal and state regulators have increasingly focused on the financial condition of non-bank servicers. Hear experts and regulators discuss recent proposals for prudential regulation of non-bank servicers.

MODERATOR

Pete MillsSVP, Residential Policy and Member EngagementMortgage Bankers Association

SPEAKERS

Chuck CrossSenior Vice President, Nonbank Supervision & EnforcementConference Of State Bank Supervisors

Michael DrayneSenior Vice President, Strategic Planning and Policy, Office of the PresidentGinnie Mae

Richard KochDirectorFitch Ratings

Pandemic Fallout — Regulatory and Enforcement Servicing Hot SpotsServicers adapted in record speed to implement immediate relief to consumers in response to the pandemic crisis, and they can expect rigorous oversight. As the dust settles, this panel addresses the current state of the regulations and the best ways to avoid regulatory actions.

MODERATOR

Shayna ArringtonChief Compliance OfficerThe Money Source Inc.

SPEAKERS

Tonya EspositoPartnerSeyfarth Shaw LLP

Jonathan Kolodziej, AMPPartnerBradley Arant Boult Cummings, LLP

Nanci WeissgoldPartnerAlston & Bird, LLP

The Future of Fair LendingFair lending is likely to be a focus in the coming years. Hear perspectives from experts on what changes to expect and how legal developments impact fair lending compliance.

MODERATOR

Erin BarrySenior Vice President & Head of Home Lending Public PolicyWells Fargo

SPEAKERS

Andrew GlassPartnerK&L Gates

Maurice Jourdain-EarlCo-Founder and Managing DirectorComplianceTech

Jonice Gray TuckerPartnerBuckley LLP

MBA’s REGULATORY COMPLIANCECONFERENCE 2020

Nov. 9–10online only

C O N N E C T . L E A R N . L E A D .

HMDA Data InterpretationsGet an update on recent regulatory changes, key legal nuances AND KEY DATA INSIGHTS related to the Home Mortgage Disclosure Act (HMDA). Panelists interpret what today’s HMDA data is telling us about the industry and how that can guide lenders moving forward.

MODERATOR

Thomas KearneyPartnerAkerman LLP

SPEAKERS

Dr. Anurag AgarwalPresident, RiskExecAsurity

Leonard RyanFounder and PresidentQuestSoft Corporation

Reinventing the Qualified MortgageAt MBA’s Annual Convention on Oct. 20, CFPB Director Kathy Kraninger announced that the Bureau will extend the Qualified Mortgage (QM) Patch until new definitions are in place. Panelists who’ve worked closely on the matter share their insight on what may be key features of the reinvented QM rules and the compliance challenges they might present.

MODERATOR

Chrissi JohnsonVice President, Federal Policy and External AffairsQuicken Loans, Inc.

SPEAKERS

Peter CarrollExecutive, Public Policy & Industry RelationsCoreLogic

Ken MarkisonOf CounselWeiner Brodsky Kider PC

Mark McArdleAssistant Director, Mortgage MarketsConsumer Financial Protection Bureau (CFPB)

Update of Compliance with Limited English ProficiencyLearn about the most recent initiatives and solutions to comply with requirements to best meet the needs of borrowers with limited English proficiency. Join in discussion with panelists for issue updates and practical advice to address your own challenges.

MODERATOR

Blake ChavisAssociate Regulatory CounselMortgage Bankers Association

SPEAKERS

Dave RosamondExecutive Director and Assistant General CounselJP Morgan Chase

Joshua WeinbergPresidentFirstline Compliance, LLC

Applied Compliance Breakout Track Speakers present real-life scenarios for discussion with audience interaction.

Real Estate Settlement Procedures Act (RESPA)This session presents fact patterns demonstrating various industry marketing practices. Speakers engage the audience in the evaluation of each scenario, then present their recommendations to avoid running afoul of RESPA.

MODERATOR

Jerra RyanSenior Vice President, Compliance and Quality ControlSWBC Mortgage Corporation

SPEAKERS

Holly BuntingPartnerMayer Brown LLPMichael Kieval

Partner, Weiner Brodsky Kider PCBrian Levy, Of CounselKatten & Temple, LLP

MBA’s REGULATORY COMPLIANCECONFERENCE 2020

Nov. 9–10online only

C O N N E C T . L E A R N . L E A D .

The Expansion of RON and Non-Traditional AppraisalsThis session presents fact patterns demonstrating the expansion of remote online notarization and nontraditional appraisals. Speakers engage the audience in the evaluation of each scenario, then present their recommendations.

MODERATOR

Kobie Pruitt, AMPAssociate Director of State Government AffairsMortgage Bankers Association

SPEAKERS

Nicole BoothExecutive Vice President, Public AffairsNotarize

Suzanne GarwoodExecutive Director and Assistant General CounselChase

Social Media ComplianceThis session presents fact patterns demonstrating the actual use of social media marketing. Speakers engage the audience in the evaluation of each scenario, then present their recommendations for using this platform in a compliance manner.

SPEAKERS

Ari KarenPrincipalOffit Kurman

David SteinPartnerBricker & Eckler LLP

Implementing Loan Originator CompensationLoan Originator Compensation (LO Comp) continues to be an important regulatory challenge and area of increasing supervisory focus. Panelists walk through hypothetical compensation scenarios to provide their insight and evaluation of what is allowed under the rules and what is not.

MODERATOR

Sheila StrongSenior Vice President, Compliance & General CounselAmerifirst Home Mortgage

SPEAKERS

Richard AndreanoPartnerBallard Spahr LLP

Russell BruchPartnerMorgan Lewis & Bockius LLP

Jed MaykPartnerHudson Cook, LLP/CounselorLibrary

Certified Mortgage Compliance Professionals (CMCP) Breakout TrackView these foundational sessions for credit toward Level 1 of Certified Mortgage Compliance Professionals designation coursework and a discount on Level 2.

Reviewing Business Processes for Compliance ProfessionalsThis session provides guidance on advertising and marketing compliance through the review of one particular advertisement from start to finish. The case study illustrates the initial and expanded scope and recommends how to take action. Learn to incorporate the lessons learned into processes, policies, and procedures as part of an effective compliance management system.

SPEAKERS

Laura LaRaiaChief Legal Officer/ General CounselFirst Guaranty Mortgage Corporation

Monika McCarthyManaging Director and General CounselCrossCheck Compliance LLC

MBA’s REGULATORY COMPLIANCECONFERENCE 2020

Nov. 9–10online only

C O N N E C T . L E A R N . L E A D .

Working the Help Desk for Compliance ProfessionalsThis session reviews organizational models for help desks, staffing details, and key performance metrics. Included are examples of common compliance concerns and suggestions on how help desk staff can best handle inquiries.

SPEAKERS

Troy GarrisCo-Managing PartnerGarris Horn LLP

Peter MicroulisVice President and Chief Compliance OfficerEmbrace Home Loans

Haydn RichardsPartnerBradley Arant Boult Cummings, LLP

Understanding Data Security For Compliance ProfessionalsKeeping customer and business data secure is a necessity for business and compliance reasons, especially with the growth in online origination. After providing an overview of applicable laws, the speakers provide recommendations on overall measures to ensure business process and data are secure. Based on CMCP Level II course.

SPEAKERS

Andrew MurrayDirector and Compliance CounselHome Point Financial Corporation

David ShirkManaging MemberShirk Law PLLC

Future Challenges Breakout TrackSpeakers present topics of growing interest for compliance officers.

State EnforcementThis session covers recent developments and key emerging trends in state enforcement and law. Panelists discuss key state regulatory/enforcement actions and supervisory practices taking place that may lead to similar practices in other states

MODERATOR

Lisa KlikaChief Compliance OfficerGuild Mortgage Company

SPEAKERS

Michelle MierzwaPartnerWright, Finlay & Zak, LLP

Vaishali RaoPartnerHinshaw & Culbertson LLP

Allison SchoenthalPartnerHogan Lovells US LLP

MBA’s REGULATORY COMPLIANCECONFERENCE 2020

Nov. 9–10online only

C O N N E C T . L E A R N . L E A D .

Pandemic Fallout — Navigating Practical Operational ChallengesCompliance officers have been at the forefront, nimbly adapting their companies’ operations to do business during the pandemic. Hear the latest recommendations related to employment law, licensing and work-from-home requirements.

MODERATOR

Jerra RyanSenior Vice President, Compliance and Quality ControlSWBC Mortgage Corporation

SPEAKERS

Meredith Swartz DantePartnerBallard Spahr LLPKathryn Ryan, Partner, Buckley LLP

Litigation Forum Breakout TrackIn back-to-back rapid-fire presentations, get an update on the latest cases impacting mortgage compliance issues. Topics include ECOA, TCPA, FCRA, RESPA, ADA and servicing development

HOST

Lucia JacangeloRegulatory SpecialistMortgage Bankers Association

Equal Credit Opportunity Act (ECOA)

SPEAKER

Stephen FogdallPartnerSchnader Harrison Segal & Lewis

Telephone Consumer Protection Act (TCPA)

SPEAKER

Lauren CampisiPartnerHinshaw & Culbertson

Fair Credit Reporting Act (FCRA)

SPEAKER

John LynchPartnerTroutman Pepper

Servicing Developments

SPEAKER

Laura BaucusMemberDykema Gossett

Real Estate Settlement Procedures Act (RESPA)

SPEAKER

Reid ManleyPartnerBurr & Forman

Americans with Disabilities Act (ADA)

SPEAKER

Christine WalzPartnerHolland & Knight

Hosted Chat RoomsWatch a recording of chat rooms that took place during the live event, where audience members and speakers joined with hosts for interactive discussions.

Hosted Chat Room: Regulatory Remediation Framework and Preparedness, hosted by Capco

State Focus on Developments in California and New York, hosted by MBA

Ask Us Anything, hosted by partners at Buckley

Ask Us Anything, hosted by partners with Goodwin

Ask Us Anything, hosted by partners of Mayer Brown