Vaughn R Walker Financial Disclosure Report for 2009

8/3/2019 Vaughn R Walker Financial Disclosure Report for 2009

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, w l O [ FINANCIAL DISCLOSURE R E POR T g e p o r t R e q . ir e a b y , h Z r h i c ~in Government Act of 197dR o y . t / : O l O I F O R C A L E N D A R YEAR 2009 ( 5 u . s . c , a p p . I O 1 - 1 1 1 )1, Person Reporting (last name, first, middle initial) 2. Court or Orgamza~on 3. Date of ReportWalker, Vaughn R. California Northern 05/17/2010

4, Title (Articl Ill judges indicate active or senior status; 5a. Report T y p e (check approprial~ type) 6. Reporting Periodmagisuate judges indicate full- or part-time)[] Nomination, Date 01 t01/2009Active dist r ict [] Initial [] A .... I [] Final to12[J 1/20095h. [] Amended Report

7. Chambers or Office Address 8. On the basis of the information contained in this Repor~ and anymodifiettions pertaining thereto, it is, in my opinion, in compliance450 Golden Gate Avenue with applicable laws and regulations.San Francisco, CA 94102

R eviewing Officer D ate

L44POR TANT N OTES: The instructions accompanying this form must be followet Complete all parts,checking the NON E box for each part w here you have no reportable information. Sign on last page.

~ N O N E (No reportable p osit ions,)PO SITIO N N A M E O F ORGANIZATION/ENTITY

I. Director Saint Francis Foun~tion2. P~siden~Director V R WalkerCo - ~ . . ~ . ~

3. ".3 7 ,

, . " . , . ~

I I . A G R E E M E N T S . ~n,po,r i~g ~ .d t~ .o~ o~ , : =~ ~ . t . - t ~ o y ~ t i .g ~,~.,~o~.)N O N E (No reportable agreements.)

D A T E pARTIES AND TERMS1.


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N ~ m ~ o l " } ~ r ~ o n ~ e p o r ( i n g 9 a t e o f R e p o r tFINANCIAL DISCLOSURE REPORTW ,~ k e r , V a u g h n R .age 2 of 8

III. NON-INVESTMENT ~COME.A. Filers N o n - In v e s tm e n t In c n m e~ NONE (~o reportable non-investment income)

DATg SOURCE AND TYPE ~COME

1 .5 !13 /200~ V R Walker Co Director s Fees $2,~0.002 .3.4.

B. Spouses Non-investment Income -( D o l l a r o m o u n t n o t r e q u i r e d e x c e p t fo r h o n o r a r i a . )

N O N E ( N o reportable non-investment income.)DAT~ $O~CE AND TYPE

I.2.

3,4.

RE I M B U R S E M E N T S - ,, ,, ,~ , o ,r , ,i e ,. ~odg~g . /oo~. ..... ~ . . . .(Includes those to spouse and dependent children. see pp. 25.27 of filio~ instructions.)

~ NONE (No reportable reimbursements,)~ ~ L O C A T I O N P~POSE ITEMS PAID OR PRODDED

I. European Universi~ Ju~e 19-21 Florence. Italy Co~petifion Law T~nspo~ation. Fo~, L~gingConference2. George Mason Unive~i~ October 2-4 Alexandria, VA Iudicial Adviso~ Board Transpoaation, Fo~, Lodging34.5.


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FINANCIAL DISCLOSURE REPORT ~ .... fP .....ReportingI Date of Repor!age 3 of 8 Walker, \tallghn R. 05/17[2010

~ N O N g (No reportable g~s.)~ DESC~PTION VALUE

2.3.4,

V I . L I A B I L I T I E S . a. , .t .a,~ ,ho ,~ , , / ,p . . . . . . . ~ z ~ , ~ , a . .. .. b i t e r s . ; s e e p p . 3 2 - S 3 of f i l ing inst ruct lo~ . )~ NONE (No reportable liabilities.)

CREDITOR DESCRIPTION VALUE CODEI. Fa~ Credi~ S~,ices See Pa~ VIII PI

2, M e t r o p o t it a ~ L i f e l a su r a n c e C o See Paa VIll O3.4.5.


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FINANCIAL DISCLOSURE REPORT ~ .... f P e r s o l l Reporting IPage 4 of 8 Walker, Vaughn R.I

05/17f2010

NONE (No reportable income, assets, or transactions.)

D e s c r i p ti o n o f A s s e ~ s I n c o m e d u r in g I Gross valual end : T r ~ n M c l i o n s d u r i n g r e p o s i n g p c n o ~(including l~st assets) r e p o s i n g p e r i o d ~ of repoRing ~od(I) (2) ~-"0) (2)Piace "(X )" after ~ach ~t K mo~t Ty~ (e.g., Value Value Ty~ (e.g., ~ Date Value Gain Ideafi~ ofe x e ~ p ~ f o m p r i o r d i ~ lo s u r e Code I d i v . , r e n t , C o d e 2 M el h o d b u y . s ~ I I ,( A - H ) o r i n t . ) ~ ( J - P ) C o d e 3 r e d e m pt i o n )t Q - W ) ~ ~n~cfioa)

1, A~gen None L T2. AIrnel N one Sold 611109 K

3. Bk of the West DDA A Int./Div. J T4. Cadence D esign Systems, lnc None J T5 Cerus Corp None J T6, Chevron D Dividend M T7. Cisco Systems:, [nc None L T8. Citigroup A Dividend J T9. DB Alex.Brown MMF A Dividend M T1 0 . E I du Pont C Dividend L T1 I. ExxonMobil C Dividend M T1 2 . Ford Motor Co None L T Bu y 5 1 1 2 1 0 9 K(addl)

1 3 . General Elecrric B Dividend J T1 4 . Intd D Dividend N T1 5 . Johnson & Johnson C Dividend M T

! 6 . Lowes Co. A Dividend K T7. Monsanto None K T Bu y 1/10/09 K


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N a m e o f ~ e r s ~ n R e p o r t i n g D a t e o f R e p o r tP a g e F I N A N C I A L 5 o f 8 D I S C L O S U R E R E P O R T I Walker, V aughn R. 0 5 / 1 7 / 2 0 1 0V I I . I N V E S T M E N T S a n d T R U S T S - ~o~. ~, ,, ...... io~ (Includes those of sp ..... d d~endent children; see pp. 34-60 of filing

NONE ~No reportable income, assets, or transactions,)

ID e s c ~ p t i o n o~Assvs I n c o m e d u r in g ] G r o s s v a l u e a t e n d Tran~ct/o~ during reporting period "(includlng l~st .... is ) . ~po~ing ~od [ of repoSing pefi~_ -~)~ ...../ ] 1la~ "(X)" after each ~~ Amou nt Ty~ (e.g . ~ Value Value [ T y p e ( g , . Dale j Value ; GainC~e 1 ) - I .e x e m p t f r o m p r i o r d i s c l o s u r e ] d t v . , r e n t , [ C~2 Me~od buy, sdl. J tn~d~ Code 2 ~ Code I b u y e r / s e t t e r

" I o r . a t . ) 0 " P ) c~ 3 I r~mption)1 8. National Coal Corp Noa~ J T

1 9 . Nuv~n T~sl #165 A Dis~bution J T2 0 . Psych;x, Inc. A Dividend K T

2 I . ProLog~s A Dividend J T2 2 . Target Co~ A Dividend K T2 3 . T Rowe Price Summit Cash Rescues MMF A Dividend J T2 4 , United Parcel Se~ice B Dividend L T25. United Technologies None L T2 6 . Union Ba*~k of California DDA A lnte~st J T2 7 . Wells Fargo & Co. A Dividend L T2 8 . V R ~alker Co G Dividend PI U2 9 . Nonhero T~t Co DDA None K T3 0 . No,hem Trust Co - Anchor MMF A Dividend N T3t. Bkofthe West DDA A Int./Div. K T3 2 . IL-Iroquois Prope~ (Watseka, IL) None K U

3 3 . IN-Remingt0n Propeaies (Remington, fN) G Rent PI U3 4 . CA -Naps Pro~ (N~pa, CA) G Rent P l U

I. In;ore Ga,n Codes A :S[,I~0or tess 8 ~ $ 1 , 0 O I - $ 2 . 5 , 0 0 C =$2,501 - $5#00 D = $ 5 . 0 0 1 - $ I 5 , 0 0 0 F = S I 5 . 0 0 1 - $ 5 0 , 0 0 0


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FINANCIAL DISCLOSURE REPORT n a m e o f P e r s o n r e p o r t in gl I~ateorreport

lPage 6 of 8 Walker, Vaughn R, 0 5 1 1 7 1 2 0 1 0

N O N E (No reportable income, assets, or transactions.)

Description of Assets Income during Gross va lue a~ end [ Tr~sactions during repoaing peri~

P l a c e " ( X ) " a f i e r e a c h ~ s e ~ A m o u n tI Ty~(e.g.. V alue V alue ~ Ty~(e.g., ~ Date /Value / Gain[ ldentiwof.... pt~ompriordiscl ..... Code I j di ...... t, Code2 Meth~ ~ buy sell /m~d~~ ] Code2 [Codel I buyer/seller................................................ ~J_ (Q.W) ! .................... ~ .....

35. CA-Stockton Prope~ (Stockton, CA) G Rent P I U3 6 .

37.

3 8 .

3 9 .

40.

1 4 1 .

42.

43.

44 .

45.

46 .

48.

4 9.

505 1 .


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FINA~NCIAL DISCLOSURE REPORT ~ .... ~ P e . . .. R ~ p o f t i a ~ DatePage 7 of 8 Walker, V a u g h n R . 0 5 / 1 7 / 2 0 1 0

V III. ADDITIONAL INFORM ATION OR EXPLANATIONS.During 2009, reporting person held investments in his own name and by the following entities: DB A lex Brown LL C, Baltimore, MD. as custodian

Vaugha R Walker R-IP,_~ dtd 312511996 and V R Walker Co, an Illinois corporation. At all times during 2009, V R Walker Co was a wholly-owned investmentvehicle of the reporting person and owned the assets disclosed in lines 29-35, Part VII.The 1L-Iroquois Property is located in Iroquois County, IL, was acquired in 1965 in a transaction valued at $15,000 and is zoned for residential use. TheIN-Remington Properties are tracts located in Benton and Jasper counties, IN, zoned for agricultural, industrial and roadside service uses and consist of agricuhurallands, aa equipment storage building, natural gas storage facility, telecommunications transmission facility and advertising facilities; these properties wereacquired in various transactions totalling $3,009,765 (net of certain real estate asset~ transferred in exchange) on March I, 1989; February 28, 199 I; January 15,1992; July 20. 1993; January. 20, February 19 and October 9. 1994; December 30, 1999; and December 6, 2006. During 2009, the agricultural lands were leased toReining*on Ag Partnership, LLP, and the building to Remington Hybrid Seed Co, lnc, both of Remington, IN; the gas storage facility to Vectren, [nc, Evansville,IN; the telecommunieat*ons facili~, to Global Signal Acquisition IL LLC, Sarasota, FL, sad the advertising facility to Burkhart Advertising,, lnc, South Bend, INThe C A-Stockton Property is a commercial property, leased during 2009 to Greyhound Lines, the, Dallas, TX , and was acquired in an exchange transaction valuedat $1,970,000 on September 10, 2007. The CA-Napa Property is a commercial building, leased during 2009 to Talbots, Inc, Hingham MA. Charles Custodio d/b!sTrahan Vineyards, Rutherford, CA and -Fed Osborne d~b/a Olabisi Wines, Calistoga, CA, and was acq uired in an exch ange transaction valued at $ 2,065,O00December 10, 2007.At year-end 2009, V R Walker Co had indebtedness to Farm Credit Services, Milwaukee, WI, in the principal amount of $ 1,750,352.84 net of funds held ondel>osit; repomng person ~s a guarantor of that indebtedness which is secured by som e of the IN -Remington Properties. In addition, the company maintained anunsecured revolving credi~ line w~th Farm Credit Services in the amount of $500,000, with a zero balance at year-end 2009. V R Walker Co also had out.standingindebtedness to Metropolitan Life Insurance Co, New Y ork, NY , in the amou nt at year-end of $ 760,208.33; reporting person is a guarantor of that indebtednesswhich is secured by sonic of the IN-Remington Properties.!~,epor~ing person maintains an unsecured personal line of credit in the amount ors 1,500,000 and an equity line of credit secured by real estate m the amountof $1,520,000 at Bank of the West. San Francisco, CA. A s of year-end 2009, each of these lines had a zero balance.Saint Francis Foundation, re|~rred to in line I, Part I, is a charitable foundation associated with Saint Francis Memorial Hospital, San Francisco, CA, which inturn is part of the Calholic Healthcare West medical organization. Reporting person disclaims a beneficial interest in any of the foundations assets and receives nocomp~nsahon or other remuneration from the foundation or any entities with which it is affiliated.


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FINANCIAL DISCLOSURE REPORT [ N ~ n ~ o ~ P e r ~ o ~ a e p o r , ~ . ~ D.teot l~.e:p0r,Page 8 of 8 / Walker, Vanghn R. 0 S a T ~ 0 ~ 0

IX. CERTIFICATION.I certify thai all information given above (including information pertaining to my spouse and minor or dependent children, if any) is

accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutoryprovisions permitting non-disclosure.I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are incompliance w ith the provisions of 5 U .S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regu lations.

N O T E : A N Y I N D I VI D U A L W H O K N O W I N GL Y A N D W I L F U L L F A L S I FI E S O R F A I L S T O F ~ i L E T H I S RE P O RT M A Y B E S U B JE C T T O C I VI LAND CRIMINAL SAN CTIONS (5 U,S.C. app. 104)

F I L IN G I N S T RU C T I O N SMail signed original and 3 additional copies to:

Com mittee on Financial DisclosureAdm inistrative Office of the U nited States CourtsSuite 2-301One C olumbus Circ le , N.E.W ashington, D.C. 20544

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Vaughn R Walker Financial Disclosure Report for 2009