Upload
others
View
2
Download
0
Embed Size (px)
Citation preview
1
VassilisLambropoulos
ModernistTheoryandTheaterbetweentheTragicandtheMelancholic
(materialforalecture,Winter2018*)
MessianismasaModernistCritiqueofModernity
TherejectionofthecovenantofJewishassimilationbytwentieth-century
Messianismwasanintegralpartofthepre-1914pan-Europeancritiqueof
modernityand"romanticanti-capitalism"(Lukács),whichalsoincludedthinkers
likePauldeLagarde,PaulErnst,ErnstJünger,HermannHesse,andMaxWeber
(AnsonRabinbach:"BetweenEnlightenmentandApocalypse:Benjamin,Blochand
ModernGermanJewishMessianism,"NGC34,Winter1985,80)."Intheyears
approachingtheFirstWorldWar,theself-confidenceandsecurityofGermanJewry
waschallengedbyanewJewishsensibilitythatcanbedescribedasatonceradical,
secularandMessianicinbothtoneandcontent.WhatthisnewJewishethosrefused
toacceptwasabovealltheoptimismofthegenerationofGermanJewsnurturedon
theconceptofBildungastheGermanJewishmystique....ForGermanJewsofthat
earliergenerationthe'Bildungsideal'ofKant,GoetheandSchillerassuredthemofan
indissolublebondbetweenEnlightenment,universalethics,autonomousartand
monotheism(strippedofanyparticularist'Jewish'characteristics)."(78).Ananti-
rationalistJewishspiritemergedattheturnofthecenturytochallengeHermann
Cohen'sJudaic"ReligionofReason.""ThisnewJewishspirit,aproductofthe'post-
assimilatoryRenaissance,'canbedescribedasamodernJewishMessianism:radical,
uncompromising,andcomprisedofanesotericintellectualismthatisas
uncomfortablewiththeEnlightenmentasitisenamoredofapocalypticvisions-
whetherrevolutionaryorpurelyredemptiveinthespiritualsense"(80).
"Messianismdemandsacompleterepudiationoftheworldasitis,placingitshope
inafuturewhoserealizationcanonlybebroughtaboutbythedestructionoftheold
order.Apocalypric,catastrophic,utopian,andpessimistic,Messianismcaptureda
generationofJewishintellectualsbeforetheFirstWorldWar.TheMessianic
impulseappearsinmanyforms...:secularandtheological,asatraditionthatstands
2
opposedtobothsecularrationalismandwhathasbeencalled'normativeJudaism'"
(81)."ThenewMessianismturnedonthedoubleproblemofredefiningthecrisisof
EuropeanculturethroughaspecifickindofJewishradicalism,andatthesametime
ofredefiningJewishintellectualpoliticsthroughanewattitudetowardEuropean
culture"(82).
Tragedyvs.Trauerspiel
AlargenumberoftheseJewishthinkerswerepreoccupiedwithboththe
ancientmeaningandthemodernpossibilityoftragedy.Interestintheideaofthe
tragic"wascommonamongseveralliterary,politicalandtheologicallyoriented
German-speakingJewsintheperiodprecedingandfollowingtheFirstWorldWar"
(Jacobson:MetaphysicsoftheProfane38).Thelistisimpressivelylongandmay
include(inroughchronologicalorder)Freud,Cohen,Simmel,Lukács,Mannheim,
Scheler,Rosenzweig,Shestov,Bloch,Benjamin,Cassirer,Arendt,Weil,and
Goldmann.Theywereamongtheseveralartists,writers,critics,andphilosophers
who,intheearlytwentiethcentury,respondedtoNietzsche’scallforarejuvenation
oftragedythrougharecoveryofitsoriginsandfundamentals.Buttheirresponse
wasthoroughlyaffectedbyGeorgSimmel'spessimisticverdictonculture.
Thecontradictionsofmodernculturerepresentanintensedramatizationof
theconstitutiveconflictbetweenlifeprocessandgeneratedforms.Thisiswhat
Simmelcalled"tragedyofculture."Itdescribesthedebilitatngalienationbetween
individualsandtheirlabor,culturalcreations,fellowhumans,andthemselves.
Graduallyhesawtragedyasthecursedconditionofyearningforafulfilledlifeand
achievingitonlyinossifiedforms."Thegreatenterpriseofthespiritsucceeds
innumerabletimesinovercomingtheobjectassuchbymakinganobjectofitself,
returningtoitselfenrichedbyitscreation.Butthespirithastopayforthisself-
perfectionwiththetragicpotentialthatalogicanddynamicisinevitablycreatedby
theuniquelawsofitsownworldwhichincreasinglyseparatesthecontentsof
culturefromitsessentialmeaningandvalue"(Simmel:"Concept&Tragedyof
Culture"[1911].1968:46).Whatmakesthehumanrelationshiptoculturalobjects
tragicisthattheirhuman-madeobjectivityacquiresanindependentnormof
3
developmentwhichtearsthemawayfromthesubject,andthesubjectfromitself(in
amannerthatrepeatsthesceneofitsoriginalsin)(TragicIdea99).Tousethe
terminologyofLukács,Simmel'sstudent,thetragedyoflife,whichisalwaysinflux,
isthatsoulgivesitstaticforms.Therefore,ifsubjectiveexperienceandobjective
culturecannotbereconciled,ifunityremainselusiveandthislifecannotbefully
lived,wehavetoanticipateanotherlifeandprepareforit.
Messianismoftennegotiateditsculturalorientationbyquestioningtragic
thoughtandtheater.Simmel'sstudents(suchasLukács,Mannheim,Blochand
Benjamin)andotheravidreaderstalkedabouttragedyamongthemselves,debating
ideasandplanningprojects.Theywereparticularlyinterestedinemerging
theatricalprojects,fromnewdramastorevivedfestivals.Twohighlyrepresentative
figuresstandout:GeorgLukács(1885-1971)wasinconversationwith20-year
olderplaywrightandauthorPaulErnst(1866-1933)[authoroftheTrauerspiel
Canossa(1908)],whomovedfromclassical"tragedy"towhathecalled"redemption
drama"or"meta-tragedy,"whileWalterBenjamin(1892-1940)wasinconversation
with20-yearolderplaywrightandauthorHugovonHofmannsthal(1874-1924),
whomovedfromsymbolistclassicistdramatoexpressionistreligioustheater.To
bothofthemtragedyreferredsimultaneouslytophilosophy,literarypractice,and
dramaticproduction.
Morethananyoneofhiscontemporaries,Benjaminwasdeterminedto
discreditboththetheoryandthewritingoftragedy:IfNietzsche'sGodwasdead,
hisGoddidnotdie–heonlyforsooktheworldtotestpeople'smessianicfaith.
[Asweshallseeattheend,AgambendrawsonBenjamintoinvokethedestituent
powerofmessianicfaith.]“Anincompletesecularization,theindirectyieldof
Lutheranism,hadlefttheworldwithavacuumfromwhichtragicfreedomand
tragicgrandeurcouldnolongeremerge.Thetheaterofthisvacuum,itsennui,its
irrationalandcruelpassions,isthatofdeusabsconditus,thetheaterofthehidden
god”(Heller1991:311).Caughtbetweenethnicnostalgiaandreligiousdesolation,
Benjamin,togetherwithseveralotherpeopleofhisgeneration,aimedtogivethe
godforsakenworldofmodernityanalternative,messianicvision,withthe“angelof
history”providinghope,utopia,andredemptiontothosewhomightidentifywith
4
theopeninglineofRilke's1stDuinoElegy(writtenin1912,publ.1923):"Who,ifI
criedout,wouldhearmeamongtheangelicorders?"Thathistoricalpredicament
wasmelancholic,nottragic,asmortalsstilllookedforwardtotheDayofJudgment.
...Whiletragictimeisonlyindividuallyfulfilled,truehistoricaltime(thetimeofthe
empiricalevent)isinfiniteandunfulfilled.Fulfilledhistoricaltimeisnot
individuallyfulfilled;itismessianictime,thehistoricalideaprovidedbytheBible
(Benjamin1996:55-6).
Benjamin'ssystematicendeavortoreplacetragedywiththeTraurspielasa
modernidealoftheaterandthoughtlastedforsometenyears,andrepresentedhis
life'smajorprojectofcombinedphilosophicalinquiryandstylisticstudy.Tohim,
thefundamentalquestionwas"whetherthetragicisaformwhichcanberealizedat
allatthepresenttime,orwhetheritisnotahistoricallylimitedform"(Benjamin,
OriginofGermanDrama,39).Thatiswhyheasked,withMaxScheler,"howjustified
areweinacceptingthatwhatpeopledescribeastragicistragic?"(38)Notonlydid
herejectattempts"torecognizeelementsoftheGreektragedy...astheessential
elementsoftheTrauerspiel"(100)butheinsistedcategoricallythat"themodern
theatrehasnothingtoshowwhichremotelyresemblesthetragedyoftheGreeks.In
denyingthisactualstateofaffairssuchdoctrinesofthetragicbetraythe
presumptionthatitmuststillbepossibletowritetragedies.Thatistheiressential
buthiddenmotive"(101),heconcluded,accusingthemof"culturalarrogance"
(101).
“Benjamin’spurposeinstagingaconfrontationbetweenGreektragedyand
GermanTrauerspielistodemonstratethatGreektragedycannomorebeseenasa
prototypicalformofGermanTrauerspielthanTrauerspielcanbesaidtocontain
elementsoftragedysuchastragicplot,tragicheroortragicdeath”(Asman1992:
607).LikeRosenzweigbeforehim,Benjaminrejectedtheideathatarejuvenationof
tragedyispossible.TheGreekpastrepresentedtheonlypossibilityoftragedy.
“WhereasNietzsche’sBirthofTragedyseemedtoestablishatheoryofmodernityas
ascenariooftragedy,Benjamin’sbookontheTrauespielproposesatheoryof
modernityasatheoryoftheTrauerspielinradicaloppositiontotragedy.The
incompatibilityoftragedyandTrauerspielisthearchitecturalfoundation”(Nägele
5
1991:113)ofthelattertreatise.Soistheincompatibilityoftheclassicalandthe
baroque.Asalways,Benjamin'smodalityofthoughtoperatedinpolarities:profane
vs.religioushistory,fallennaturevs.fulfilledtime,mythicvs.messianic,fatevs.
redemption,symbolvs.allegory,imagevs.timeandsoonthroughtheentire
repertoireoftheoverarchingoppositionbetweenHellenismandHebraism.
TheBaroquedramaastheauthenticoriginofGermantheater
IntheOrigin(written1924-5,publ.1928),followingthemethodological
prologue,Benjaminsuggeststhat,sinceinGermany"aliterary'baroque'didnot
anywherebecomeconspicuous"(Origin58),untilveryrecentlythischapterin
literaryhistorydidnothaveitsownheadingandstyle.Instead,itwasdescribed,on
thebasisofverytraditional"classicisticschemes"(59),asaGermanRenaissance.
Stylisticanalysisshowsthistobeincorrect.Infact,bothancientthemesandtragic
poeticswereignoredbytheateratthattime."Weshouldnowemphasizethatthe
term'renaissance-tragedy'impliesanoverestimationoftheinfluenceofthe
Aristoteliandoctrineonthedramaofthebaroque"(60).
"ThebaroqueculturalpracticeatstakeforBenjaministhecollective
negotiationofthedissipationofsovereignty,thatis,legitimate–divinely
legitimated–rule.ThisisthenorthernandlargelyProtestantbaroqueofthe
Reformation,theperiodoffragmentationthatheraldsmodernity.Assuchitmight
bedescribedastheantibaroque,inthattheCatholicbaroqueworldasitstheatrical
cosmologyhadfirstclaimedcontrolofrepresentation,andhenceofpolitics,andhad
reassertedthesesameprincipleswithavengeanceinCounter-Reformationculture.
Thelamentationplaymournsthelossoftotalitybutmakesnoattempttorestoreit.
…ThroughhisattentiontoTrauerspielversustragedyandtoProtestantpractice
versusCatholicformalpractice,BenjaminineffectunwritesTheBirthofTragedy
here"(Steinberg1996:16).Benjamin’simpendingMessianicReformation
renouncesAthensratherthantheVatican.
LukácssavedGodfromdeathinNietzsche’shandsbymakinghimaspectator
ofhumandrama:"Godmustleavethestage,butmustyetremainaspectator;thatis
thehistoricalpossibilityoftragicepochs"("TheMetaphysicsofTragedy"[1911],
6
TragicIdea102).HealsorespondedtoSimmel'siconoclasmbyproposingthat
"everytruetragedyisamysteryplay.Itsreal,centralmeaningisarevelationofGod
beforethefaceofGod"(102).BenjaminwriteswithLukácsagainstNietzscheashe
usestheformer’smetaphysicstoattackmyth.However,whiletheearlyLukács,like
Nietzsche,stillbelievedinthere-creationoftragedy,Benjamindeclarestragedy
longdead.Theonlytheaterpossibleisthatofthehiddenorevacuatedgod(their
differenceusuallyunclear),betterknownasthepassionplay.Thesearchisonfor
anuntragicdramathatwouldillustrateacriticalstancetowardantiquity.“Forthe
factisthateversincetheGreeks,thesearchfortheuntragicheroontheEuropean
stagehasneverceased.Despitealltheclassicalrevivals,thegreatdramatistshave
alwayskeptasfarawayaspossiblefromtheauthenticfigureoftragedy”(Benjamin
1977b:5).Benjaminclaimsthatinthissearchfortheuntragicthereisanespecially
GermanpathwhichwindsthroughtheMiddleAges,theBaroque,thelateGoethe,
andreappearsincontemporaryexpressionism.Lessthanasurvey,therecoveryof
thatpathconstituteshisculturalprogram."Andifoneonlylearnstorecognizeits
characteristicsinmanydifferentstylesofdramafromCalderóntoStrindbergit
mustbecomeclearthatthisform,aformofthemysteryplay,stillhasafuture"
(Benjamin113).Expressionismissuchastyle,andBenjaminvindicatesit."Forlike
expressionism,thebaroqueisnotsomuchanageofgenuineartisticachievementas
anagepossessedofanunremittingartisticwill.Thisistrueofallperiodsofso-
calleddecadence"(Origin55).Duringperiodsofdecadent"artisticwill"(Benjamin
isusingRiegl'sinfluentialterm)"aformedexpressionofrealcontentcanscarcelybe
extractedfromtheconflictoftheforceswhichhavebeenunleashed.Inthisstateof
disruptionthepresentagereflectscertainaspectsofthespiritualconstitutionofthe
baroque,evendowntothedetailsofitsartisticpractice"(55).
WegetasenseofwhatBenjaminhadinmindfromhisCalderónandHebbel
essay(1923),basedonacomparisonbetweentragedyandhistoricaldrama[=fate
tragedy],whereheemphasizestherepresentationoffateasagameturninghistory
intonature,theforceoffatenaturalizinghistory."Theworldoffatewasself-
contained.Itwasthe'sublunar'worldinthestrictsense-aworldofthewretched
orgloriouscreaturewhereagainandagaintherulesofthefatetowhichevery
7
creatureissubjectweretoconfirmtheirvalidityinanastonishingandvirtuosic
way,admaioremdeigloriamandfortheenjoymentofthespectators"(Benjamin,
Calderonessay378).[Hebbel(1813-63)didnotunderstandSpanishdrama(381).]
Benjamin'sadvocatedactivelyforaCalderóniandramabygettinginvolvedinthe
revisionofcontemporaryplay.HugovonHofmannsthal'sengagementwith
Calderón,especiallyhisLifeisaDream,startedin1901andculminatedinhismost
ambitiousplay,TheTower(1925,1928).Afteritsfirstappearance,hepublished
(1924-5)inhismagazineBenjamin'sGoetheessay,andwassoinfluencedbyitthat
herevisedtheplay,whosepremiereBenjaminreviewedin1926andrevisionsread
laterinmanuscript.HavingstartedwithGreektragicmodels(Alcestis,Oedipus,
Electra,Ariadne),HofmannsthalturnedtoCalderónandGrillparzer,thetheatrical
modelsoftheAustro-Spanishtradition,ashejoinedthe"conservativerevolution"in
whichAustro-BavarianCatholicism(cf.CarlSchmitt)soughtcommunityand
cohesion,opposingPrussiansecularmodernity.Despitehismisgivings,Benjamin
remainedinterestedinthisTrauerspieltilltheendofhislife.
"BenjaminremainedfaithfultotheprogramoftheTrauerspielessay.Asfar
asthetheoryofdramawasconcerned,hisattempttocreateablueprintforuntragic
drama,thedramapropertomodernity,remainedhisprincipallifelongconcern"
(Heller&Fehér:TheGrandeurandTwilightofRadicalUniversalism,1991:314).
Later,inthe1930s,hethoughthehadfoundsuchablueprintin“epictheater”which
tohimwasessentiallyuntragicdrama.Specifically,inthecritiqueofAristotelian
catharsishediscoveredaqualitythatmovedBrecht’sdidacticLehrstückawayfrom
itsSchillerianconcernwiththestageasamoralinstitutionandclosetoapassion
playwhoseoriginaryuntragicheroisSocrates.“Theanti-Nietzschepolemicof
Benjamin,commencedalmosttwodecadesearlierandinspiredbytheyoung
Lukács’theoryofdrama,hasnowdescribedafullcircle.TheSocraticprinciple,the
allegedgravediggeroftragedy,returnsasthenewdramaticmuseintheepic,
untragictheater”(316).Let'slooknowatthedistinctcharacteroftheTrauerspiel.
8
Sovereignty
Aswesawearlier:"ThebaroqueculturalpracticeatstakeforBenjaminis
thecollectivenegotiationofthedissipationofsovereignty,thatis,legitimate–
divinelylegitimated–rule"(Steinberg).Benjaminarguesthat"itisthesinglefactof
theroyalherowhichpromptedthecriticstorelatethenewTrauerspieltothe
ancienttragedyoftheGreeks"(61).However,sincethecontentoftheTrauerspielis
history,notmyth,"itisnottheconflictwithGodandFate,therepresentationofa
primordialpast,whichisthekeytoalivingsenseofnationalcommunity,butthe
confirmationofprincelyvirtues,thedepictionofprincelyvices,theinsightinto
diplomacyandthemanipulationofallthepoliticalschemes,whichmakesthe
monarchthemaincharacterintheTrauerspiel.Thesovereign,theprincipal
exponentofhistory,almostservesasitsincarnation"(62).DrawingheavilyonCarl
Schmitt'sPoliticalTheology(1922),Benjaminproposesasthecentraltopicofthe
Trauerspielthesovereignfacingaspecific"stateofemergency"whichrepresents
theinterruptionofthehistoryofChristiansalvation.["Sovereigniswhodecideson
theexception"(Schmitt5).Inastateofemergency,inaconflictwhich"canbe
characterizedasacaseofextremeperil,adangertotheexistenceofthestate"(6),
hehasthe"monopolytodecide"(13)"whatconstitutesthepublicinterestor
interestofthestate,publicsafetyandorder"(6)onthebasisofwhotheenemyis.]
"Benjaminsituatesthestateofemergencyagainstthetermsofthemedieval
mysteryplay,whichisseentoprovideastoryofredemption;thesecularizationof
themysteryplayinbaroquedramaleavesastateofemergencywithoutredemption,
resultingintheevacuationofeschatology.Inthebaroquedrama,thestateof
emergencyisexpressedintheambivalenceofthecharacterofthesovereignand
sovereignaction.Thevirtuousprincesuffersstoicallythestateofemergency,giving
risetothegenreofmartyrdrama,whiletheviciousprincerespondstyrannicallyin
thedramaoftyranny.TheTrauerspiellocatesbothresponseswithinthecharacter
ofthesovereign,withthecharacterofthemonarchinthestateofemergency
vacillatingbetweenpassivemartyrdomandtyrannicalviolence....Inplaceofthe
catastrophicresolutionoftragedy,Benjaminlocatestheformalprincipleof
Trauerspielinthemourningforaperpetualandirresolvablestateofemergency"
9
(HowardCaygill:"WB'sConceptofAllegory,inCompaniontoAllegory247).He
suggeststhat"inthetermsofthemartyr-dramaitisnotmoraltransgressionbutthe
veryestateofmanascreaturewhichprovidesthereasonforthecatastrophe.This
typicalcatastrophe,whichissodifferentfromtheextraordinarycatastropheofthe
tragichero,iswhatthedramatistshadinmindwhen...theydescribedaworkasa
Trauerspiel"(Benjamin89).
AsNovaliswritesin1798:“Everyrepresentationofthepastisamourning-play
[Trauerspiel]inthegenuinesense.”
"IntheTrauerspielbookBenjaminbringstogetherhisownearlierreflections
onfateandcharacterwithRosenzweig'sconceptofthedeclineofthetragicheroto
introducethenotionofTrauerspielasreligioustragedy.Onlythroughthedramaof
themartyristheTrauerspielas'heiligeTragödie'believable"(Jacobson:
MetaphysicsoftheProfane246)."Themartyr-dramawasbornfromthedeathof
Socratesasaparodyoftragedy.Andhere,assooften,theparodyofaform
proclaimsitsend.TheagonalhasdisappearedfromthedramaofSocrates...andin
onestrokethedeathoftheherohasbeentransformedintothatofthemartyr.Like
theChristianherooffaith...Socratesdiesvoluntarily,"(113-14)andestablishesthe
traditionthat,throughthepassion-playandthemystery-play,leadsdirectlytothe
martyroftheTrauerspiel."TheTrauerspielisconfirmedasaformofthetragedyof
thesaintbymeansofthemartyr-drama"(Benjamin113)."Thetragedyofthesaint
isthesecretlongingofthetragedian"(Benjamin112).
Thetriadofthesovereigntyinthebaroquetragedyconsistsofthethree
interrelatedfiguresofthetyrant,themartyr,andtheintriguer.
1.Benjaminplacesthebaroquesovereignbetweenpoliticsandtheologywith
stateandgodlikepower.Thebaroqueconceptofsovereignty"emergesfroma
discussionofthestateofemergency,andmakesitthemostimportantfunctionof
theprincetoavertthis.Therulerisdesignatedfromtheoutsetastheholderof
dictatorialpowerifwar,revolt,orothercatastrophesshouldleadtoastateof
emergency.ThisistypicaloftheCounter-Reformation"(Origin,65).Thesovereign
findshimselfinasituationwherehemustdecideyethecannot,soheremains
uncertainandambivalent."Theantithesisbetweenthepoweroftherulerandhis
10
capacitytoruleledtoafeaturepeculiartotheTrauerspielwhichis...the
indecisivenessofthetyrant.Theprince,whoisresponsibleformakingthedecision
toproclaimthestateofemergency,reveals,atthefirstopportunity,thatheisalmost
incapableofmakingadecision"(70-71)."Thetragedy...ofsocialrevolution,
therefore,istheTrauerspieloftheconstantinterplaybetweenexception-decision-
apparentpeaceandagaindivision.Theplayofaninsurmountablerevolution,
which,therefore,canbeseensubspecieaeternitatis"(Cacciari:TheUnpolitical,83).
Sinceadetermineddecisionandadefinitiveactareimpossible,everythingbecomes
actinginatheatricalframework,onthestageoftheroyalcourt.
"Atthemomentoftemporalcrisisthetyrant,whosestatusiscrystallized
aroundthecapacityfordecisiveaction,issuddenlyrenderedincapableofmakinga
decision.Thistendencytolosethepowerofdecisionatthemomentofemergencyis
relatedtoanotherconsistenttheme:theslowdescentofthetyrantintomadness.
Confrontedwiththeurgentnecessityofrestoringorder,thetyrantrespondsby
losinghiswits.Theconfrontationbetweenorderanddisorder,humanmeaningand
themeaninglessnessofthenaturalcontinuum,receivesintheTrauerspiela
characteristicallygraphic'resolution':thetyrantrespondstothethreatofdisorder
andtheneedfordecisionwithamad,self-destructive,meaninglessspasmof
violencehimself,ranting,lamentation,indecision,excessivemournfulness,paralysis,
suicide.Ashedestroyshimself,thetyrantfulfillshisroleastheincarnationof
historybybeingturned-alongwithhiscourt-intoacorpse"(Pensky:Melancholy
Dialectics,78-9).Benjaminarguesthat"themartyrdomoftheheroleads"tostoic
moralitywhilejustice"transformsthetyrant'sragetomadness"(Origin78).
Baroquetheaterisfascinatedbythetyrant's"sheerarbitrarinessofaconstantly
shiftingemotionalstorm"(71),with"theseventeenth-centuryruler,thesummitof
creation,eruptingintomadnesslikeavolcanoanddestroyinghimselfandhisentire
court"(70).
2."ThesublimestatusoftheEmperorontheonehand,andtheinfamous
futilityofhisconductontheother,createafundamentaluncertaintyastowhether
thisisadramaoftyrannyorahistoryofmartyrdom"(Benjamin73).Whilethe
dramaofthetyrantcausedfear,thedramaofthemartyrcausedpity."Seenin
11
ideologicaltermstheyarestrictlycomplementary.Inthebaroquethetyrantand
themartyrarebutthetwofacesofthemonarch.Theyarethenecessarilyextreme
incarnationsoftheprincelyessence.Asfarasthetyrantisconcerned,thisisclear
enough.Thetheoryofsovereigntywhichtakesasitsexamplethespecialcasein
whichdictatorialpowersareunfolded,positivelydemandsthecompletionofthe
imageofthesovereign,astyrant."(69).Atthesametime,"anelementofmartyr-
dramalieshiddenineverydramaoftyranny.Itismuchlesseasytotracethe
elementofthedramaoftyrannyinthemartyr-drama"(73)."JustasChrist,theKing,
sufferedinthenameofmankind,so,intheeyesofthewritersofthebaroque,does
royaltyingeneral"(Benjamin73).Herod,theJewishking(averypopularBaroque
subject),isatyrantwhileHamlet,theChrist-likefigure,isamartyr.
3."TheGermandramatists...knowthetwofacesofthecourtier:the
intriguer,astheevilgeniusoftheirdespots,andthefaithfulservant,asthe
companioninsufferingtoinnocenceenthroned"(98).Theintriguer,who"standsas
athirdtypealongsidethedespotandthemartyr"(95),istheplotterwhocontests
theruleofthetyrantandholdsthekeytothefateofsovereignty."Baroquedrama
knowsnootherhistoricalactivitythanthecorruptenergyofschemers.Innoneof
thecountlessrebelswhoconfrontamonarchfrozenintheattitudesoftheChristian
martyr,isthereanytraceofrevolutionaryconviction.Discontentistheclassic
motive.Thesovereignalonereflectsanykindofmoraldignity,andevenhereitis
thetotallyahistoricalmoraldignityofthestoic"(Benjamin88).Thekingis
"constantlyinterveningdirectlyintheworkingsofthestatesoastoarrangethe
dataofthehistoricalprocessinaregularandharmonioussequence...Inthecourse
ofpoliticaleventsintriguebeatsoutthatrhythmofthesecondhandwhichcontrols
andregulatestheseevents"(Benjamin97)."Thesovereignintriguerisallintellect
andwill-power"(95).Theplotofthedramaisbasedonthisvirtuosicchallenge,
whichtreatstheexceptionasagameandthecourtasatroupeofactors."Unlikethe
sovereign,however,theplotter'knows'thatthecourtisatheaterofactionsthatcan
neverbetotalizedbutonlystagedwithmoreorlessvirtuosity.Bythisheedingonly
therulesofthegamewithoutseekingtoreachultimateprinciples,theplotterbegins
wherethesovereignhopestoend:withtheex-clusionofthestateofexception.The
12
stateofexceptionisexcludedastheater.Whatcharacterizesthistheateristhatinit,
nothingcaneverauthenticallytakeplace,leastofallthestageitself"(Samuel
Weber:"TakingExceptiontoDecision:WBandCS,"Diacritics22:3-4,1992,17).
Theimageoftheabsolutistcourt"becomesthekeytohistoricalunderstanding.For
thecourtisthesettingparexcellence"(Benjamin92).Itiswhere"historyis
secularized"and"mergesintothesetting"(92)."Tounderstandthelifeofthe
courtiermeanstorecognizecompletelywhythecourt,aboveallelse,providesthe
settingoftheTrauerspiel"(97).[Pirandello'stoo!]"ButwhereasintheSpanish
dramatheprimarycharacteristicofthecourtwasthesplendourofroyalpower,the
GermanTrauerspielisdominatedbythegloomytoneofintrigue"(97).
Benjamin'sHamlet
"Benjamindevotesanindependentsectionofthebooktoadiscussionof
Hamlet,somethinghedoesnotdowithanyotherplay,figure,orplaywright,andit
appearsthatratherthanbeingamereexample,theplayserveshimasanalmost
necessaryexemplaroftheTrauerspiel"(Ferber:Philosophy&Melancholy,68).
"Conceivingtheeverydayasfutileandtrifling,asmereemptyplay,hasproduced
melancholyingreatmen,writesBenjamin,whilementioningLutherhimselfas
havingsufferedfrommelancholyanda'heavinessofsoul.'AccordingtoBenjamin,
Hamlet,theconsummateLutheran,alsostronglyproteststhisexistentialemptiness,
expressedinhisownmelancholy"(Ferber:Philosophy&Melancholy,29).Thatwas
whathecallsthe"philosophyofWittenberg":"Humanactionsweredeprivedofall
value.Somethingnewarose:anemptyworld....Forthosewholookeddeepersaw
thesceneoftheirexistenceasarubbishheapofpartial,inauthenticactions"
(Benjamin,Origin138-39).
WhenBenjaminsaysthatmourning"revivestheemptyworldintheformofamask"
(139)heimpliestwofacetsofemptiness,"thatoftheemptyworldandthatofthe
maskintowhichthisworldistransferredormolded....Themeaninglessworld,
lackinganypotentialforsalvation,isechoedintheonlywayitcanbeapproached-
anemptymask....Themaskduplicatesthelosswithoutreplacingitwithan
13
alternative.Themaskisalso,ofcourse,atheatricalmask-theemptymaskofthe
Trauerspielitself"(Ferber:Philosophy&Melancholy,31).
InHamlet'scase"whatseemstobeanormalmournfulresponsetohis
father'sdeathattheplay'sbeginningissoonrevealedtobeamelancholicreaction
towhatexceedsanyconcretedeathorlossandrefersrathertoamuchmore
fundamentalstateofdisenchantmentwithwhatHamletseesasanempty,sterile,
andbarrenworld"whichisforhim"aruinofmeaning,anemptycastofwhatwas
oncemeaningfultohimandisnowinhabitedbynothingsignificantorredemptive"
(Ferber:Philosophy&Melancholy,30-1).
To"passionatecontemplation...alonewasattributedthepowertorelease
thoseinhighplacesfromthesatanicensnarementofhistory,inwhichthebaroque
recognizedonlythepoliticalaspect"(141-2).Hamletisthe"sorrowful
Contemplator"(157)who"cannotfindsatisfactioninwhatheseesenacted,onlyin
hisownfate.Hislife[is]theexemplaryobjectofhismourning...Onlyinaprincely
lifesuchasthisismelancholyredeemed,bybeingconfrontedwithitself"(158).
"Theprinceistheparadigmofthemelancholyman"(142)."Melancholybetraysthe
worldforthesakeofknowledge.Butinitstenaciousself-absorptionitembraces
deadobjectsinitscontemplation,inordertoredeemthem"(157).
Andnow,let'slookatPirandello'sEnricoIV(1922),aModernistTrauerspiel,also
writteninthe1920s,whosecontemplativeHamletisnotkilledbutlivesasa
madman,whilehisplaywithintheplaybecomeshisownlife.
["ItiscertainlyPirandello'sHamlet.BelcrediisitsClaudius,CountessMatildaits
Gertrude,FridaitsOphelia.AndHamlet'santiquedispositionhasspreaditselfover
thewholelifeofthePirandellianprotagonist"(Bentley67).]
ThehistoricalbackgroundofPirandello'sEnricoIV:
"TheInvestitureControversy,"aconflictbetweenstateandchurch
Theprotagonistoftheplay,anamnesiacnoblemanaround50years-old,has
beenplayingfortwentyyearsHeinrichIV(1050-1106),amajorfigureofthe11th
century,attheageof26.HeinrichbecameKingoftheGermansin1056,andfrom
1084untilhisforcedabdicationin1105hewasalsoreferredtoHolyRoman
14
Emperor.HeclashedwithPopeGregoryVIIovertheprimacyofthesacerdotium
overtheimperium.In1075HenryresistedGregory’sreformsoverhisrightto
nominateandinvestbishopswhoatthattimehadbothecclesiasticalandimperial
authorityintheirprincipalities.Thefollowingyear,theAssemblyofWorms
declaredGregorydeposedand,inresponse,theLentensynoddeclaredHenry
deposed,andexcommunicatedhim.TheEmperorwasdesertedbythebishopsand
opposedbyprinceswhostartedplanningtheelectionofanewking.Toavoidthe
dangerofnationalassemblywherehewouldfacehiscriticsayearlater,inJanuary
1077hesecretlycrossedtheAlpsandappearedoutsidethecastleofCanossa
(wherethePopewastheguestoftheEmperor’senemy,MarchesaMatildeof
Tuscany)tobegforGregory’sforgiveness.Afterthreedaysinthesnow,the
penitentwasbroughtbacktothefold.Henrysufferedhumiliationbutsavedhis
throne.(Ihaveincorporatedthe"WalktoCanossa"tomypaper"WhyIamnota
Post-Secularist,"boundary240:1,2013,77-80.)Hisstrategicrepentancewasan
interestingpolicymoveeventhoughitssuccesswasshortlivedsincejusttwo
monthslatertheprinceswhosupportedGregoryelectedananti-kingandcivilwas
brokeoutinGermany.In1080bothdepositionswererenewedasthetwostrong
menwereclashingagain.
Twenty-twoyearsagotheunnamedprotagonistwas26,theageofbothEnricoand
DiNollinow.Theparticularmomentthatfascinateshimistheonethatinspiredhischoice
ofcostumeinthepageantofthecarnivaltwentyyearsearlier–theKingdoingpenanceso
thathecanprovehehasrepented,bereceivedbythePope,andhavehisexcommunication
lifted.However,throughouttheplay,hemakesnoefforttocomprehend,letaloneconvey,
thehistoricalcircumstances.HemovesupanddowntheEmperor’slifeconfusedastohow
thesechronologicalchoicesaremade.Bishopsandnobles,palacesandmonasteriesare
mentionedbutthehighstakesinvolvedatthisturningpointinCatholichistoryarenot.An
earlyreferenceto“theterriblewarbetweenChurchandState”(81)isforgotten.Tohim,
monumentalpastmaybeclosedanddefinitivetimebutitisnothistory.Itisjusta
completeplay.“It’stheclotheshelooksat–notthemaninsidethem”(Pirandello92).
15
HenrystopstheFluxandfixesForm
ThisisPirandello’sonlycostumeplayandhisonlymajorworkthathelabeled“a
tragedy.”Itisaveryspecialtragedyabouttheefforttotameformandescapewhathe
calledthroughouthislifethe"tragedyoflife"alongthoroughlySimellianlines.Intheearly
essay"Umorismo"(1908)Pirandellofirstformulatedhisfamousdialecticaldistinction
betweenthefluxoflifeandthefixednessofform:"Lifeisacontinualfluxwhichwetryto
stop,tofixinstableanddeterminedforms,bothinsideandoutsideourselves....Theforms
inwhichweseektostop,tofixinourselvesthisconstantfluxaretheconcepts,theideals
withwhichwewouldlikeconsistentlytocomply,allthefictionswecreateforourselves,
theconditions,thestateinwhichwetendtostabilizeourselves.Butwithinourselves,in
whatwecallthesoulandisthelifeinus,thefluxcontinues"(OnHumor1974,137).Inthe
prefacetotheSixCharacters(1921)hewroteabout"theinherenttragicconflictbetween
life(whichisalwaysmovingandchanging)andform(whichfixesit,immutable"(quotedin
Brustein302-3).In1923hewrotethathehad“alwaysfelttheimmanenttragedyoflife
which…requiresaform,butsensesdeathineveryformitassumes.”Thisisthe“tragiclaw
ofmovementandform”(quotedinGiudice1975:145-46).Henry'stragedysuggeststhatif,
asModernistsfeared,formcankilllife,thenlife,insteadofavoidingit,shouldbecometotal
form,totalartwork,inthisparticularcase,amasquerade.Thsbringstomind
Shakespeare'shero,towhomhehasbeenoftencompared.
"Hamletisthesoleobserveroftheatrummundiortheatrumhistoricum"(Cho
266).Heisalsoitssoleprotagonist."Ashasbeenoftenobserved,hedoesnotactin
thepurposive,effectivewaycommandedbytheghostofhisfather:rather,heactsas
anactor,whileobservingasspectatorandstagingasdirector.Hedoesnotsomuch
accomplishhismissionasstageit"(Weber,TheatricalityasMedium,193).Hamletis
"player/actor,participant/partaker,and,itispossibletosay,alsoanobserver.His
lifedoesnotrepresentonlytheirruptingreality,butequallyhislifeisaplaythat
regardsitselfasaplay.Notonlyisthereagroundlessreflectionuponthingsbythe
subject,turningthisreflectionintoenigmaticmourning,butalsothemelancholy
regardsmelancholyasplayandsublatesitsubspecieaeternitatis"(Fohrmann:
"EnmityandCulture"inMonagle&Vardoulakis,eds.:ThePoliticsofNothing,27
[Benjamin/tragedyfolder]).Thisisonewayofdealingwiththe"tragedyoflife."
16
HerewecanalsodrawaconnectionwithBenjamin'saestheticsofdrama.In
hisstudyofGermanRomanticcriticismheobservedthat"whatattractedthe
theoreticallyinclinedRomanticssomagneticallytoCalderón-totheextentthathe
mightberegarded,despitetheiradmirationforShakespeare,astheirownspecial
dramatist-isthathefulfilledtoperfectiononeconditiontheystroveforaboveall
else.Thiswasthatinfinityshouldbeguaranteedthroughmerereflection....The
actionisplayfullydiminishedbythereflectionsthatCalderon'sheroesalwayshave
attheirfingertips.Thisenablesthem,sotospeak,totwistandturntheentireorder
offateintheirhandslikeaballsothatyoucanexamineit,nowfromthisside,now
fromthat.What,afterall,hadbeentheultimategoaloftheRomanticsifnottosee
genius,evenwhenboundbythegoldenchainsofauthority,stillirresponsibly
absorbedinitsownreflections?"(378-79).
Pirandello'sHenryisamelancholicintrovertoutoftheBaroqueTrauerspiel
ofShakespeareandCalderón.Heisthekingwhowithdrawsfromthetragedyof
fluidtimeintothemelancholyoffixedhistory.InthewordsoftheDoctor,hisstate
ofmindis“amorbidwallowinginreflectivemelancholy,accompaniedby,yes,
considerablecerebralactivity”(100).Hishubrisisthathehastriedtostoptime,to
freezetheflowofhistoryintohistoricaltimewhereeverythingissettledand
fortunehasalreadyworkedout."Henrymanagestoescapefromtimebyentering
history,whichisfrozentime.Hefollowedtheoutlineofaplotalreadywritten,
foreordained,predetermined...Henryfindsconsolationforhismelancholyand
despairbyconstructinghimselfintoahistoricalfigure,fixedandimmutable"
(Brustein297).
https://www.youtube.com/watch?v=R4sTR5fla2kHeknowsthatrealitycannotbecontrolled,identitycannotbefixed,andlifeisa
masqueradeintheworld'scarnival.Thedoubleburdenofwordsandthedead,of
languageandtime,weighsheavilyonpeople’sshoulders.Lifeinthelivingworldis
condemnedtorepetition.Theforwardmovementpromisedbyeachdaybreakcan
onlyleadbackwardstotherenewedduplicationofconventionsandhabits.Those
whofollowitaretheherdwhoholdontotheirpresumedidentitiesandare
comfortedbyhopesofauthenticity.Theyalsowronglyidentifyappearancewith
17
reality,portraitswithmirrors,roleswithcharacters.Contingencyhascondemned
humanstoinauthenticity,societyhasimprisonedhemintoroleplaying.Theflowof
realtimewillneverletthembewhotheywanttobe,neverrevealtruthtothem.
Theirconditionisafallenonebecausetheywillneverbeabletoseebehind
appearances.Theonlywayoutofrelativetimeisabsolutetime,theonlyescape
fromvariabletruthismonumentalhistory,theonlyprotectionfromthemadnessof
sanityisthesanityofmadness,andtheonlyrefugefromthecompromisesof
identityistheconventionsofthemasque.
Henry’sgreatestenemyistime.Amiditsfluidity,hefightsvaliantlytocapturethe
permanent.Byembracinghistory,hehopestoconquerchance.Thusheassertshisrightto
self-determinationnotbyforminganoriginalselfbutbyborrowingahistoricalfigure,that
is,byplayacting.Hebelievesthat“onecanexistonlyifoneceasestoliveanddecides,with
premeditatedtenacity,tosimulateendlessly.Inthismanneronehastotalmasteryoverthe
precariousandtheunfixed:life.ByimpersonatingHenryIVofGermany,EnricoIVis
incontrovertiblyacharacter,oneandinalienable,asestablishedbyhistory”(Santeramo
1999:108).“Afixedconstruction,themaskofHenryIVismoresecurethantheflimsy,
unstable,unprotected,andsociallyimposedconstructionsofotherswhostruggle
ceaselesslyagainstthedailydisintegrationoftheiridentitiesandtheeternalchangeability
oflife”(Bassanese1997;82).Theatricalitytranscendslife'sinauthenticity.
Themotivationofhisresistancetofluxisstrictlypersonalandprivate.Sincehe
doesnotbelievethatthehumanlotcanimprove,hisoppositionisaprivatematter.Henry
resistsbutdoesnotrebel.Hehasrejectedsocialoppressionandpresenttimeforeight
yearsbutnobodyhasknownaboutit.Heseemstobelievethat,iflifeisatheatrummundi,
theonlyalternativeiswhatFyodorSologubcalledin1908a“theaterofonewill.”Init,
scenery,lighting,andtheotherelementsofthestageoughttogiveformto“thetragicplay
offatewithitsmarionettes”(1986:118)whereearthlymasksfallawayasasinglewill
revealsandaffirmsitselftriumphantly.Thushestagesanexistentialmasqueasa
resistanceagainstsocialmasquerade.Inalettertoanactor,Pirandellowrotein1921that,
inordertoperformtheroletothebestofhisability,theprotagonist"hadgivenhimselfthe
anguishandtormentofaveryintensiveanalysis,verydetailedandprecise,whichhad
obsessedhimforaboutamonth."Afterfallingfromhishorse,"themaskstudiedwithsuch
18
scrupulosityineveryoneofitssmallestdetailsbecameinhimthepersonaofthegreatand
tragicEmperor"(quotedinCaesar,Characters&AuthorsinLP,202-3).
https://www.youtube.com/watch?v=Nu1F95YF4X0[PirandellocalledHeinrich"tragicoimperatore"intheplayandinan1890poem.]
PirandellocalledhimilgrandeMascherato(thegreatMaskedOne).Onlyheknowsthat
identityisbasedonroleplaying,thatselfisperformed.Inthisregard,hishubrisconsistsin
hisattempttoconstructapermanent,secureself.Sosecureisthisconsciouslyperformed
selfthatHenry’snameisnevermentionedwhenheisoutofcharacter.“The‘lossofself’
hereisnotmereabsenceofself,letaloneameretheorythatthereisnoself;itisanassault
ontheselfbytheself”(Bentley1966:73).Heisanamelesstwentieth-centurymanwho
hassufferedatragicfall.Last,weshouldnotassumethatHenryissanesince“Pirandellois
verycarefulnottohavehimconfessinsomanywordsthathehasbeenmerelyplayingthe
madman”(Styan1962:145).Weshouldnotaccepthisclaimsatfacevalue.“Onwhose
authoritydowehaveitthatthenamelessonewasevercured?Onlyhisown”(Bentley
1966:70).
Henrydirects
Throughouthislife,theprotagonisthasbeenapotentiallytragicfigure,one
ofthosedividedselveswhocansufferthebetrayaloffriends(113)andwatch
themselvessuffer.Evenbeforehisaccident,hewasaneccentricpronetotheatrics.
Wehearthathewasalwaysawareoflife’stheatricalityandlovedtoexploreitby
representing,improvising,actingout(89)andwatchinghimselfact.Directinghis
selfwasamajorpreoccupation,andalsogavehimadistinctairofself-awareness
thatmadepeoplethinkhewas“mad”(114).HereiswhattheCountesstellsthe
Doctorabouthislifebeforetheaccident:"Hewasalittlestrange,it'strue,thatwas
becausetherewassomuchlifeinhim.Itmadehimeccentric"(89).TheBaron
amplifies:"Hewasoftengenuinelyexalted.ButIcouldswear,Doctor:hewas
lookingathimself,lookingathisownexaltation.AndIbelievethesameistrueof
everymovehemade,howeverspontaneous:hesawit.I'llsaymore.I'mcertainit
wasthisthatmadehimsuffer.Attimeshehadthefunniestfitsofrageagainst
himself."Headdsthat"theluciditythatcamefromactingallthetime...being
19
anotherman...shattered,yes,shatteredatasingleblowthetiesthatboundhimto
howownfeelings."Furthermore,heusedtodirect:Hewasfamousforhistableaux
vivants,hewasalwaysgettingupdances,benefitperformances,alljustforfun,of
course.Hewasanawfullygoodactor,believeme.Marqis:Andhe'sbecomea
superbandterrifyingone-bygoingmad."Historyisfixedtheatrically(intableaux
vivant),andlivingsuchafixedhistoryisaperformativeart.Henrydirectstableaux
vivantsliketheoneattheendofActIIwithhisfourcounselorsbutheisalso
incorporatedinDr.Dionysus'oneatthebeginningofActIII.
Recoveryfromhisillnessgavehimthegreatestopportunity:thepleasureto
experiencemadnesswithperfectlucidity.Nowhecouldbewhatotherscalledhim
andbethesolespectator.Hecouldbehisbestaudience,anaudienceofone,turning
hisdividedselfintoamodusvivendi.Yet,heescapedtimebutnothisanalytical
ability,hisinnerdivision.Henryisnotacharacterinsearchofanauthor.Heisnot
arealpersoninterruptingarehearsalandappealingtothedirectorinthenameof
somethingmoreessential.Heisanunnamedpersonwhohasbecomehisown
author,hasscriptedhisrole,andisdirectingitsperformance.Now"heenactsa
masquerade,yetremainsoutsidethemasquerade-possessingtheweirdclarityof
hislucidmadness"(Brustein:TheatreofRevolt297).Thusheis"anactor,a
characterindisguise"andaddsthat"heisalsoacriticwhocruellyjudgeshisown
performance"(290).Henryis"Actor,Artist,andMadman,and,besidesthis,
possessesanextraordinaryintellect,reflectingonallthree"(296).Furthermore,
sincehewritesthescriptandshapestheparts,Henryhascontroloverpeople,or
rather,overpeople’sinteractionwithhim,apowerherelishes.
Theplay'sintricatetheatricalityisaccentuatedbythepervasivepresenceof
carnival,pictorial,theatrical,socialandothermasks.Theentireplayis"aseriesofmasks
putonandtakenoff"(Paolucci:Pirandellos'Theater,94).[Pirandellocalledhiscollected
playsNakedMasks.]Asaresult,identitiesareshifting.Nocharacterissingular:theyall
movefromoneselftoanother,possessingbetweentwoandfiveidentities."Every
characterinHenryIVpossessesadoubleidentitywithinthefictiveworld;everycharacter,
alreadyfictive,playsthepartofafictivecharacterinthefictionwithinthefictiveworldof
heplay"(Schlueter:MetafictionalCharacters,22).Thereisconstantdoublingaspeople
20
enterandexittheMiddleAges.Asrolesmultiply,identitiesbecomefragmented.As
historicalmomentsmultiply,timebecomesfragmented.
Nowlet'saddressourselvestoaquestionthatpreoccupiedsomanyModernists,
especiallythosecommittedtovarietiesofMessianism.
IsPirandello's"tragedy"tragicorsomethingelse?
IfHamletisthe"ur-textofmetatheaterinthebaroqueera"(Witt:
MetatheaterandModernity117),EnricoIVistheur-textofModernistmetatheater.
[cf.Camus'Caligula,Genet'sMaids&Balcony,Stoppard'sR&G]However,hereisa
greatvarietyofopinionsregardingthetragiccharacter,dimension,orelementinit.
Somefindthat“Pirandello’smostrenownedprotagonistisanabsolutist.Heis
unyieldinginhisperceptions,andhisrigiditybothelevatesandisolateshim.…Asan
absolutist,hetransformshimintothenearimpossible:atwentieth-centurytragichero.In
aminimalistworldthatbyitsnaturebeatsdowntheveryideaofclassicaltragedy,Henry
fashionsforhimselfanewuniversefromhisownconsciousnessmodeledonthepast.He
haselevatedhimselftoalevelhewillbeunabletosustain:thisishistragedy”(Fairchild
2001:30).Inthisview,Henryis“thetragicfigureparexcellenceofourtime,thetwentieth-
centuryscapegoatfigurewhosumsupinhimselftheterrifyinginsecurityofself-
consciouslylivingalifebasedonlies,alifethatheknowstobeafictionalexpressionofthe
selfhecannototherwisefind”(Caputi1988:96-7).Othersfindthattheherois“toolucid…
tobetragic”(Witt1990:158)andtheplayisa“neartragedy”(159).
Aparticulartragicgenreisthedramaofoutcastsandcriminals,atradition
thatgoesbacktoKarlMoorinSchiller'sRobbers(1781)andOswaldin
Wordsworth'sBorderers(1795-97).Henrymaybeseenasanendlesslyreflexive
outcastwhoholdsamirrortosociety’sreasonbyplayinganoutcast,somebodywho
hasbeenexcommunicatedforresistingchurchauthorityandlivesundertheburden
ofanathema,andintheend,bykilling,hefulfillstheroleofthesublimecriminal.
Somehavewonderedwhethertheplaymaybeseenasarevengetragedy,
suggestingthatprotagonistispartLear,partFool,partEdgarinfeignedmadness(as
arevenger'smask).
21
ThereisaroleHenrycannotplay,“thegreatandtragicemperor”(81),becauseto
himhistory,likelife,isamasquerade.Thushecannotunderstandthatbyrepeatingthe
tragedyofaworld-historicalpersonage,heturnsintotheprotagonistofafarce.“Thereis
always,inPirandello’sdrama,apotentiallytragicsituation,withinthecircleofthecomedy
ofillusion.Butthenatureofthedevelopmentoftheplaysissuchthattheeffectofthis
innerdramaisusuallynottragic,butsimplypathetic”(Williams1968:164-65).The
reasonisthatoutsidehistoryissuesturnfromethico-politicaltomoral:areflectionon
representationbecomesapainfulawarenessofthemask,aprivatedramaandapublic
farce.
[“Itisastructureoffeeling–acrisisofindividualisminwhichtheverythingthatmustbe
defended,the‘personalimpenetrableworld,’is,bythefactofitscompromisingexistencein
others,thethingthatturnsbackanddestroysoneself–whichisverydeeplyrootedin
modernexperience”(165).]
InthewordsofJanKott:“Whatwasoncetragedytodayisgrotesque.”History
cannotprovideasaferefugefrompresenttime.Henryenduresthetortureofself-division,
thementalsufferingofintrospectionbuthishistoricaltragedynevermaterializes.“Hisaim
inlifeisnothinglessthantoattaintotragicseriousness”(Bentley1966:67)buthecannot
starinatragedybecauseheistoofascinatedbyhisvirtuosity,tooself-absorbedintohis
righteousness."Theprotagonistinsistsontragedy;theauthordoesnot.Theprotagonistis
acharacterinsearchofatragicpoet:suchisPirandello'ssubject,whichthereforecomes
outabsurd,grotesque,tragi-comic"(67)."Whathecomesbacktoagainandagainisthe
dangerofbeingridiculous-ofhistragedybeingreducedtocomedy"(68).
Thehero’shubrishasalottodowithhisrelationtotheeventinCanossa,whichto
himhasbecomeinaccessibleasworld-historiceventandisanoccasionforself-fashioning,
notpoliticalresponsibility.Theplayopensbyraisingthequestionoftherightrole(which
Henry?Whichcountry?Whatera?)andclosesbyshowingthatthosewhoseektofixtime
sealthemselvesofffromtherestoflife.“Itoffersastatementaboutthewaywelivein
termsofcomedy,andprovesitinanexperienceoftragedy.Adeepacquaintancewithtime,
andtheknowledgethatwehavenocontroloveritspassage,isthedrivingpowerinthe
play.Itsdeterminismgivesitthecomplexionofclassicaltragedy,butitsultimate
22
hysterical,evenfarcical,pessimismischaracteristicofPirandello’stouchandanothersign
ofthespiritoftheage”(Styan1962:156).
Whenquestionsoftheatricality,ofrole-playing,arise,youcanhaveamasquebut
nottragedy.Youcanhavereflectiononidentity,notonjustice;onepistemology,notethics.
"Henry'sstoryisbetterviewedasacommediadell'artescenarioratherthanasa
realisticexplanationofhissituation.DoctorDionisioGenni...resemblesthe
commedia'dottore'figure...'Henry'himselfbearsanaffinitytothecommedia's
Arlecchino...whoplaysthefoolbutmanipulateseveryone"(Witt:Metatheaterand
Modernity127).
[Thisisnotaplayaboutselfandmadness.TobelievethisistoagreewithHenry.
Neitherisitaplayabouttruthandappearance.Itisabouttheperilsofidentity–what
happenswhenallissues(social,economic,politicaletc.)arearticulatedintermsofidentity.
Thenpeoplemaywakeupinaworldofsimulation,aworldwhereindividualsfashiontheir
uniquelifewheretheywillnotage:“Fixedinthiseternityofmasquerade”(116).Inthis
privatedrama,Dionysus,thegodoftragedy,arrivesasapsychiatrist.Inaworldwhere
thereisnothingbutillusions,whereidentitiesareroles,wherepeoplemustmaketheir
ownjudgments,howcantheyestablishabasisfortheirvalues?Inaworlddominatedby
socialfate,whatisthesourceofhumanresponsibility?(Fiskin1948)]
"AsMartinEsslinhaspointedout,thePirandelliandramaticprotagonist
prefiguredbythepuppetofOrestes[reinterpretedasHamletinthenovelTheLate
MattiaPascal(1904)]goesastepfurtherthanHamlettowardmodernity.Notonly
hashebecomeawareofthenonexistenceofthegodsandofanabsolutemorallaw,
heisalsocognizantofhimselfasapuppet,thatis,oftheproblematicnatureofthe
selfanditsneedtofashionvariousidentities.ButEssliniswrongtoconcludefrom
thisthatPirandellosensedthe'deathoftragedy'andtheimpossibilityofwritingit
forthemodernstage.Rather,heenvisionsmoderntragedyaswritingthetragedyof
thelossofthecertaintiespresupposedbyclassicaltragedy"(Witt:TheSearchfor
ModernTragedy,92).
“Moderntragedyisthusinpartnecessarilymetatragic”(Witt2001:97)."Pirandellowrites
inHenryIVametatragedyinwhichherepresentsamourningforthelossofboththemoral
23
certaintiesofclassicaltragedyandthelegitimacyofferedbythefoundationalinstitutionsof
Europe,theimperialmonarchyandthechurch"(Witt:MetatheaterandModernity123)
Theplay"maybeseenasamodernistTrauerspiel-ashow-tragedymourningthedemiseof
theinstitutionsofchurchandempirethatonceprovidedEurope'sfoundations"(Witt:
MetatheaterandModernity131).
Wemayalsosaythatattheend,whenhisprivate,melancholicTrauerspielisexposedand
indangerofturningintoaridiculouscommedia,thesovereignkillstheusurperandclaims
theplayasatragedy.Thuspost-moderntragedyprevails(ortakesrevengeon)the
modernistTrauerspiel.
Themelancholicexits
Sowearebackwherewestarted,withBenjamin'sadvocacyduringthesame
periodwiththatEnricoIV,theearly1920s,ofthetheoryandwritingofTrauerspiel,
thedramaofthetyrantunderemergency."Thefunctionofthetyrantisthe
restorationoforderinthestateofemergency:adictatorshipwhoseutopiangoal
willalwaysbetoreplacetheunpredictabilityofhistoricalaccidentwiththeiron
constitutionofthelawsofnature"(Benjamin74).
Pirandello'sHenryisatyrant-turned-martyr(12years)turned-intriguer(8years).
This"tragicemperor"refusestomournandovercometheincidentofhismemory
loss.Hekeepsitalivebylivinginithistoricallyasamartyr-turned-intriguer.
Heisatyrantwhocannotdecideontheemergency,whenherecovershismemory,
andwithdraws/exitsbygoingmad/playingmartyr,
andturnstheexceptionofhisinsanityintoapermanentmasquerade.
Hestops/exitstimeandattacheshimselfmelancholicallytohistory.
[“Withthebreakdownofageneralmorality,wehavebeenofferedtheconsciously
dishonestmanasatypeofvirtue”(Williams1966:150).Henryisavirtuosoofthe
melancholicethicsofaestheticnarcissism.]
Themelancholicintriguer(whohasexitedthetragedyofthekingandthemartyr-
playoftheprince)isafarcicalfigure.[Herenouncesalienation,whichheseesasthe
truehumanfate,andchoosestoliveoutsidemainstreamrealityasanoutcast.]I
wouldliketoconcludebysuggestingthathealsoresonateswithseveralfiguresof
24
post-revolutionaryrefusal,notjusttheleftmelancholicsbutalsothevirtuososof
destituentpower.
First,themessianicsuspension,theoneclosesttoBenjamnin.Agamben,in
"TheMessiahandtheSovereign:TheProblemofLawinWalterBenjamin"([1998]
Potentialities,1999)drawsonBenjamin'sMessianisminhis"CritiqueofViolence"
(1921)andcallstherealstateofexception"TheMessianicKingdom."Thetaskof
contemporarypoliticalactionistochallengethepermanentstateofexceptionin
whichpeoplelivewithamoreradicalstateofexceptionwherethelawismade
meaningless.ThechallengecomesfrompeoplewhofulfilltheMessianictaskby
refusingtotakeapositionandthustheychallengethecontentofthelaw:Kafka's
manfromthecountrywhospendshislifewaitingoutsidethedoorofthelawasking
forapermissiontoenterthatisnevergivenhimyethedoesnotwalkaway,and
Melville'sBartlebywho"wouldprefernotto"yetrefrainsfromwalkingoutofhis
WallStreetoffice.Theybothrepresentapotentialitytoactthatthatdoesnot
compromiseitselfinacting,andremainssuspendedinthesheerpossibilityof
acting.Theydestroytheforceofthelawbyrestoringthelawtoitsmeaningless
potentiality;theyovercomethenatureofsovereignpowerbyembracingdivine
violence,violenceaspuremeanswithoutends.Onemightconceivablysaythesame
thingaboutthenamelesspersonwhocontinuestoperformtheroleoftheGerman
Emperoreventhoughhecouldwalkoutofitinasecond.
[Writingon"destituentpower"(2013),whichhelatercalled"destituentpotential"
([2014]TheUseofBodies,2017),Agambenwarnsthateveryconstitutedpower
knockeddownbyaconstituentrevolutionresurgesinadifferentform.He
advocatesadestituentpotentialthatdeactivatesthisdominantsystem,rendersit
inoperative,andliberatesforcesthatcannotgelbackintoconstituentpower.
DrawingonSt.Paul'sRomans,hespecifiesthatitisthemessianicfaiththatrenders
inoperativethelawwithoutabolishingit."Thelawthatis'heldfirm'isalaw
rendereddestituteofitspowertocommand,thatistosay,itisnolongeralawof
commands/entolonandworks/ergon...butoffaith/pisteos"(273-74).]
25
Apartfromdestituentpotential,therehasbeenagreatvarietyofrefusals
stemmingoutofleftdefeatand/ormelancholicdisengagement.Somenotionshave
similartheologicalovertones,suchasSimoneWeil's"decreation,"Adorno's
"resignation,"Derrida's"unpower,"Tiqqun's"desertion,"ToniNegri's"exodus."
Othershaveapost-Marxistbasis,suchastheParallaxissueon"Mourning
Revolution,"ScottMcCracken's"themoodofdefeat,"RobynMarasco's"thehighway
ofdespair,"Salvage'smotto"thedesolatedleft,"anddiscussionsforabsenteeism
goingbacktoclassforrefusaltowork.Othershavearacialidentity,suchasFrank
Wilderson's"Afro-Pessimism"(whichseesblackexistenceasanontological
absence)oraqueerorientation,suchasLeeEdelman's"nofuture,"Jack
Halberstam's"thequeerartoffailure,"andMariRuti'sTheEthicsofOptingOut
(2017).Someoftheminvoketragedyexplicitly,suchasDavidScott's"tragicpost-
coloniality,"T.J.Clark'sandAlbertoToscano's"leftpoliticsinatragickey."LastI
willmentioncallstobecomebarbarians(Crisso&Odoteo:Barbarians,2006)by
rejectingthedialecticofrecognition,refusingtospeakthelanguageofthepolis,and
actinginuncivilanddisorderlyways.
DependingonthetheatricalgenreweassigntoPirandello'splay,wemaydetermine
accordinglythepoliticalroleandagencyweattributetoitshero.
*AversionofthislecturewasgivenasparticipationinDialoguesIII,partofthe
InterdisciplinaryWorkshop"CentralConceptsinContemporaryTheory"atthe
UniversityofMichigan,onMarch24,2018.Iamgratefultothewonderful
organizers,SrdjanCvjeticaninandMeganTorti,fortheinvitation.