Vascular Pattern Rec

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    Vascular Pattern Recognition

    Introduction

    Vascular Pattern Recognition, also commonly referred to as VeinPattern Authentication, is a fairly new biometric in terms ofinstalled systems. Using near-infrared light, reflected ortransmitted images of blood vessels of a hand or finger arederived and used for personal recognition. Different vendors usedifferent parts of the hand, palms, or fingers, but rely on a similarmethodology. Researchers have determined that the vascularpattern of the human body is unique to a specific individual anddoes not change as people age. Claims for the technology includethat it:

    is difficult to forge Vascular patterns are difficult to

    recreate because they are inside the hand and, for someapproaches, blood needs to flow to register an image.

    is contact-less Users do not touch the sensingsurface, which addresses hygiene concerns and improvesuser acceptance.

    has many and varied uses It is deployed in ATMs,hospitals, and universities in Japan. Applicationsinclude ID verification, high security physical accesscontrol, high security network data access, and POSaccess control.

    is capable of 1:1 and 1:many matching Usersvascular patterns are matched against personalized IDcards/smart cards or against a database of manyscanned vascular patterns.

    History

    Potential for the use of this technology can be traced to a paperprepared in 1992 by Dr. K. Shimizu1, in which he discussed opticaltrans-body imaging and potential optical CT scanning applications.

    In 1996, author Yamamoto K2, in conjunction with K. Shimizu,presented another paper in which the two discussed research theyhad undertaken since the earlier paper.

    The first research paper about the use of vascular patterns forbiometric recognition was published in 2000.3 This paperdescribes the technology that uses the subcutaneous blood vesselpattern in the back of the hands and that was to become the first

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    commercially available vascular pattern recognition system in2000. Additional research has further improved thetechnology.4,5,6 The introduction of this technology inspiredadditional research and commercialization into finger- and palm-

    based systems.

    7,8

    Approach

    Vascular pattern in the back of hands

    Near-infrared rays generated from a bank of light emitting diodes(LEDs) penetrate the skin of the back of the hand. Due to thedifference in absorbance of blood vessels and other tissues, thereflected near-infrared rays produce an image on the sensor. Theimage is digitized and further processed by image processing

    techniques producing the extracted vascular pattern. From theextracted vascular pattern, various feature data such as vesselbranching points, vessel thickness, and branching angles areextracted and stored as the template.

    Vascular pattern in fingers

    The basic principle of this technology is shown in Figures 1 & 2.Near-infrared rays generated from a bank of LEDs penetrate thefinger or hand and are absorbed by the hemoglobin in the blood.The areas in which the rays are absorbed (i.e., veins) appear asdark areas similar to a shadow in an image taken by a Charge-

    Coupled Device (CCD) camera. Image processing can thenconstruct a vein pattern from the captured image. Next thispattern is digitized and compressed so that it can be registered asa template.

    Figure 1. Transmittance Images of a Hand.9 Figure 2. Principle ofTransmittance Imaging.9

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    United States Government Evaluations

    The US Government has not performed technology evaluations ofvascular pattern recognition biometrics at this time.

    Summary

    Vascular pattern recognition has gained sponsorship fromcompanies that have developed reputations for developingproducts that compete successfully in global markets. Thereappears to be some testing and validation by third parties.Standards work will need to be accomplished before thistechnology can grow to broader acceptance.

    Document References

    1K. Shimizu, Optical trans-body imaging Feasibility of opticalCT and Functional Imaging of Living Body, Medicina Philosophica,11:620-629, 1992.

    2K. Shimizu and K. Yamomoto,Imaging of Physiological FunctionsBy Laser Transillumination, OSA TOPS on Advances OpticalImaging and Photom Migration, 2:348-352, 1996.

    3Sang-Kyun Im, Hyung-Man Park, Young-Woo Kim, Sang-Chan Han,

    Soo-Won Kim, and Chul-Hee Kang, Biometric IdentificationSystem by Extracting Hand Vein Patterns, Journal of the KoreanPhysical Society, Vol. 38, No. 3, March 2001: 268-272.

    4Sang-Kyun Im, Hwansoo Choi, and Suwon Kim, "Design for anApplication Specific Processor to Implement a Filter BankAlgorithm for Hand Vascular Pattern Verification, J. of KoreanPhysics Society, 2002, Vol. 41: 461-467.

    5Sang-Kyun Im and Hwansoo Choi, A Filter Bank Algorithm forHand Vascular Pattern Biometrics, Proceedings of ICCARV02,2002: 776-781.

    6Sang-Kyun Im, Hwansoo Choi, and Suwon Kim, A Direction-basedVascular Pattern Extraction Algorithm for Hand Vascular PatternVerification, ETRI J., Vol. 25-2, 2003: 101-108.

    7Y. Taka, Y. Kato, and K. Shimizu, Transillumination Imaging ofPhysiological Functions by NIR Light, World Congress on MedicalPhysics and Biomedical Engineering 2000, CD-ROM, 4982-14105.

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    8New Biometric Technologies Get Beneath the Surface,IDNewswire, 14 October 2005, Vol. 4, No. 18,.

    9Xin Wang, Kozo Sushita and Koichi Shimizu, Our BreakthroughTechnology .

    About the National Science and Technology Council

    The National Science and Technology Council (NSTC) wasestablished by Executive Order on November 23, 1993. ThisCabinet-level Council is the principal means within the executivebranch to coordinate science and technology policy across the

    diverse entities that make up the Federal research anddevelopment enterprise. Chaired by the President, themembership of the NSTC is made up of the Vice President, theDirector of the Office of Science and Technology Policy, CabinetSecretaries and Agency Heads with significant science andtechnology responsibilities, and other White House officials.

    A primary objective of the NSTC is the establishment of clearnational goals for Federal science and technology investments in abroad array of areas spanning virtually all the mission areas of theexecutive branch. The Council prepares research anddevelopment strategies that are coordinated across Federalagencies to form investment packages aimed at accomplishingmultiple national goals. The work of the NSTC is organized underfour primary committees; Science, Technology, Environment andNatural Resources and Homeland and National Security. Each ofthese committees oversees a number of sub-committees andinteragency working groups focused on different aspects ofscience and technology and working to coordinate the variousagencies across the federal government. Additional information isavailable at www.ostp.gov/nstc.

    About the Subcommittee on Biometrics

    The NSTC Subcommittee on Biometrics serves as part of theinternal deliberative process of the NSTC. Reporting to and

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    Communications ICP Team

    Champion: Kimberly Weissman (DHS US-VISIT)

    Members & Support Staff:

    Mr. Richard Bailey (NSAContractor)

    Mr. Duane Blackburn (OSTP)

    Mr. Jeffrey Dunn (NSA)

    Ms. Valerie Lively (DHS S&T)

    Mr. John Mayer-Splain (DHSUS-VISIT Contractor)

    Ms. Susan Sexton (FAA)

    Ms. Kim Shepard (FBIContractor)

    Mr. Scott Swann (FBI)

    Mr. Brad Wing (DHS US-VISIT)

    Mr. David Young (FAA)

    Mr. Jim Zok (DOT)

    Special Acknowledgements

    The Communications ICP Team wishes to thank the followingexternal contributors for their assistance in developing thisdocument:

    Jim Zok, DOT, for performing background research andwriting the first draft

    The Standards ICP Team and the IBIA for reviewing thedocument and providing numerous helpful comments

    Document Source

    This document, and others developed by the NSTC Subcommitteeon Biometrics, can be found at www.biometrics.gov.

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