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    R eques t s o k s am pl es

    Speci m ens

    Speci m ens

    P roperty requested

    since tested

    tested

    pe r

    1.12.1952

    rock sam ple

    U niaxial com pressive strength

    72

    2277

    6597

    2,89

    U niaxial tensile strength 12 249 316

    1,27

    T riaxial strength 13 261t 96 4 3,69

    M odulus of e lasticityt 54

    60 7

    3072

    5,06

    P oisson s ratio:j: 53 565

    2882

    5,10

    I

    T O T A L first three

    I

    properties)

    97

    2787

    7877

    2,83

    T A B LE II

    S U M M A R Y O F T H E C S IR R O C K T E ST IN G S E R V IC E S . T O T H E M IN IN G IN D U S T R Y D U R IN G P A ST

    20 Y E A R S

    N O TE S : .Excluding research tests

    tlncludes different stress ratio conditions

    :j:D eterm ined on the sam e specim ens as for strength properties

    Plate I-Sim ple equipm ent for the point-load strength test. Its loading capacity

    is 125 kN and it costs RI5 t o m a nu fa ct ur e.

    JOURN L OF THE SOUTH FRI N INSTITUTE OF MINING ND MET LLURGY

    also concluded that it m ight be

    realistic to use laboratory-deter-

    m ined fracture criteria for the pre-

    diction of failure in the underground

    situation.

    In view of these argum ents, one

    should exam ine w hat rock-m aterial

    properties are needed for practical

    e ng in ee rin g d es ig n.

    U S E O F R O C K P R O P ER T IE S

    IN D E S IG N

    W hat rock properties are required

    by the design engineer? H ow are

    they obtained1 M ust the results be

    accurate1 T o answ er these questions,

    a study w as m ade of the requests for

    rock testing subm itted to the R ock

    M echanics D ivision of the C S IR

    over a period of tw enty years. A

    clear m odus oper ndi in the past

    and the current needs for the

    property testing of rock m aterial

    have em erged. T able II provides

    som e inform ation com piled during

    th is r es ea rc h.

    T his survey has show n that the

    m ining engineer requires m ainly tw o

    rock-m aterial properties, nam ely, the

    u ni xi l ompressive streng th and the

    tr i x i l s tr en gth of rock. T o obtain

    this inform ation, the design en-

    gineer is prepared to supply betw een

    2 to 3 rock specim ens for the tests

    see T able II). H e is interested in

    the accuracy of results to w ithin 10

    to 20 per cent, has a lim ited budget

    at his disposal for rock m echanics

    tests, and is in a hurry. H e does not

    w ant to w orry about all the other

    factors appearing in T able 1. H e

    em phasizes that this approach is

    dictated by his practical experience,

    and, in any case, this is only for

    prelim inary design since he designs

    as he goes along w ith m ining.

    T he se fin ding s c onfirm th at p ra ctic-

    al experience is still recognized

    today as the m ost reliable basis for

    the design of the m ajority of rock

    structures. T his agrees w ith a recent

    opinion3 that the function of the

    rock m echanics engineer is not to

    com pute accurately but to judge

    soundly. In this respect, good practic-

    al experience and the correct feel

    of the problem are essential.

    T he view should therefore be

    supported that, w hile theoretical

    m ethods are necessary to provide

    further understanding of the sub-

    ject, a practical assistance m eaning-

    M R H 1974

    3 3

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    Uniax ial co mpressiv e stren gth

    Point.load strength index

    Rock Material Standard deviation Standard deviation

    No. of

    Mean Core

    No. of

    Mean

    specimens MPa

    MPa

    %

    size

    specimens

    MPa MPa

    I

    %

    NX 20

    2,83 0,25

    8,8

    Sandstone 20 64,5 4,85 7,5 BX 40 3,09 0,32 10,4

    EX 30

    3,36 0,28

    8,3

    NX 20

    8,10 1,00

    12,3

    Quartzite

    20

    188,4

    9,66 5,1

    BX 20

    9,70

    1,29

    13,3

    EX 20

    11,96

    1,38

    11,5

    Norite (w eak )

    20

    253,0 2,25 0,9

    NX 20

    11,00

    1,22

    11,1

    ~~~NX

    20

    13,13

    0,89

    6,8

    Nor ite (s tr on g)

    20

    313,4

    5,21 1,7

    BX 20

    13,69

    1,54

    11,2

    EX 20

    15,78

    0,78

    4,9

    l

    :z

    .. f

    M

    -I

    10

    .E

    ~-

    01

    C

    v

    ..

    ~ 0

    G

    5

    ~C

    '0

    L

    TABLE III

    COMPARATIVE ACCURACY OF UNIAxIAL COMPRESSIVE AND POINT-LOAD TESTING

    ful to the design engineer should be

    encouraged, even if it involves the

    sacrifice of accuracy for sim plicity

    and speed of application.

    It is believed that, in the de-

    term ination of rock properties, such

    practical assistance should involve

    the fo llo win g a pp ro ac h:

    (i) the recommendation of a quick

    and cheap means for determ in-

    ing the uniaxial compressive

    strength of rock materials; and

    (ii) the provision of a sim ple m ethod

    for estimating the triaxial

    strength of rock m aterials.

    20

    The above two requirements will

    now be considered in turn.

    DETERMINATION OF THE

    UNIAXIAL COM PRESSIVE

    STRENGTH

    T he uniaxial com pressive strength

    of rock materials is relatively easy

    to determ ine, and standardized test

    procedures are available4. This, how -

    ever, involves laboratory tests that

    necessitate careful specim en prepa-

    ration and rather expensive testing

    apparatus. Attention should there-

    fore be drawn to the study by Broch

    p

    0 Broeh and Franklin11972)

    x

    0' Andrca et al .0965)

    +

    T his stud y

    15.

    1

    - E

    5 -

    02

    0 50

    le

    0

    x

    and F ranklin

    5

    of the use of index

    tests. Their detailed research showed

    that the point-load strength index,

    determined on unprepared rock cores

    i n th f i l

    u sing por tabl e equ ipmen t,

    can provide the uniaxial com pressive

    strength of rock materials with an

    accuracy well comparable with that

    derived from laboratory tests.

    In view of the promising results

    obtained by previous researchers, it

    was decided to investigate this

    m atte r furth er.

    The apparatus used for the present

    study is shown in Plate I. It will

    x

    0

    x

    x

    x

    N~~tr~

    x

    0

    x

    10 0

    5

    150 200 250

    U niaxial eom prcssivc strength de. M Pa

    35 000

    314 MARCH 1974

    Fig. I~Relationship between index I s a nd s tre ng th Uc for NX core (54 mm dia.)

    JOURNAL OF THE SOUTH AFRICAN INSTITUTE OF M INING AND METALLURGY

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    50

    4. 0

    SO

    20

    NX

    f

    10

    .

    .

    7

    I

    5

    J

    2

    ;O

    ~O

    30

    20

    11..

    ~

    EX

    -f

    -f

    VI

    )( 10

    : I

    9

    Z

    8

    - 7

    6

    ;

    ~

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    1

    06 00

    ~0,6

    rJ c

    ~rJc

    OC

    3

    SILTSTONE

    an d

    MUDSTONE

    2

    TABLE IV

    CLASSIFICATION OF ROCK MATERIALS FOR STRENGTH

    Description

    P oin t-lo ad stren gth

    index, MPa

    U nia xia l c ompre ss iv e

    strength, MPa

    Very high strength

    H igh strength ..........

    Medium s trength. . . . . . . . .

    L ow stren gth ...........

    Very low strength . . . . .

    > 200

    100-200

    50-100

    25-50

    < 25

    > 8

    4-8

    2- 4

    1- 2

    < 1

    ing the uniaxial com pressive strength

    of rock for practical engineering

    purposes. Table IV lists the corres-

    ponding strength ranges for the

    strength classification of rock ma-

    terials8.

    ESTIMATION OF THE

    TRIAXIAL STRENGTH

    While determ ination of the uni-

    axial compressive strength of rock is

    a simple matter, this is not true

    for the collection of the triaxial

    strength data, which involves lab-

    oratory tests requiring tim e-consum -

    ing specimen preparation and

    sophisticated testing equipment.

    Yet, as Table 11 demonstrates, the

    triaxial strength data are in demand

    and there are no simple index tests

    for this purpose.

    It is believed, however, that a

    case exists for the

    estimation

    of the

    triaxial strength of rock from failure

    criteria.

    A criterion of failure is an alge-

    braic expression of the mechanical

    condition under which a material

    fails by fracturing or deforming

    beyond some specified lim it. This

    specification can be in terms of load,

    deformation, stress, strain, or other

    parameters.

    .

    The search for failure criteria for

    rock has been conducted for a

    considerable number of years and,

    although much progress has been

    made9-1I, the practical design en-

    gineer is still left without a failure

    criterion that can meet his needs.

    This is best illustrated by the fact

    that two-hundred years after Cou-

    lomb presented his well-known cri-

    terion (1773), it was stated12: 'In

    short, a large amount of research has

    yet to be done on rock failure

    criteria, possibly even more than

    has been published to date'. While

    this statement is obviously rather

    pessim istic judging from the amount

    of material already published on the

    subject, Jaeger and COOkI3 justly

    believe that failure criteria based on

    6

    M AR CH 1974

    the actual mechanism of fracture,

    which are more sophisticated than

    the theories of Coulomb, Mohr, and

    Griffith, have yet to be developed,

    since som e em pirical relations fit the

    experim ental results better.

    The author believes that, to meet

    the imm ediate needs of the practical

    rock engineer at the present stage of

    development of rock mechanics,

    attention should be directed to

    em pirical criteria for estimating the

    triaxial strength of rock. Such

    criteria can be selected by fitting

    a

    0'1

    O 'e

    NORITE

    3

    2

    (~)007: 1

    00

    cr I

    O'c

    3

    2

    ( )

    0075

    03

    +1

    Oc

    00

    ~

    Oc

    suitable equation into experim ental

    data, and they need not have

    a

    theoretical basis. They serve to

    meet the practical requirements of

    adequate prediction, simplicity of

    use, and speed of application.

    EMPIRICAL CRITERIA FOR

    TRIAX IA L STREN GTH

    The requirement for an empirical

    triaxial strength criterion is that,

    from the knowledge of the uniaxial

    compressive strength of a given rock

    material, values of the major princi-

    pal stress, crI>should be predicted,

    using a2=a3 as an input value (the

    influence of the intermediate princi-

    pal stress a2 can be neglected for

    practical purposes). The aim is to

    predict a M ohr streng th en velope fo r

    a rock material from which one can

    also obtain its cohesion and friction

    data.

    0 1

    de

    2

    QUARTZ IT E

    3

    .

    .

    rJ3

    )

    0075

    -

    +1

    rJe

    0.75

    (~~)

    + 1

    . S ltS T ON '

    X

    MUOSIONE

    06

    00

    ~

    rJc

    0.6

    ,',2

    Fig. 3-Stresses at failure in triaxial compression for five rock materials

    JOURNAL OF THE SOUTH AFRICAN INSTITUTE OF MINING AND METALLURGY

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    The present study of the literature

    published on the subjectll. a 8

    re -

    vealed that the empirical criteria

    proposed by M urrell14 and by Hoek16

    are particularly suitable for esti-

    mating the triaxial strength of rock.

    T hese criteria are not contradictory,

    and the choice of one instead of the

    other depends solely on practical

    convenIence.

    In 1965, Murrell14 proposed the

    f ollow ing equat io n:

    A

    a1=Faa +ac,

    . . . . . .

    where

    al

    is the major principal

    stress, aa is the m inor principal stress,

    ac is the uniaxial compressive

    strength, and A an d F a re con stant s.

    In normalized form , equation (2)

    can be rewritten as follows:

    A

    ~=k

    [

    ~

    ]

    +1,

    ac ac

    CRITERION I

    where k is a co nstan t.

    Normalized form means the ex-

    pression of the stresses as dim ension-

    less ratios ofthe uniaxial com pressive

    strength of the material. This has the

    advantage that, since effects such as

    the specimen size, environmental

    conditions, and testing techniques

    are presumably sim ilar in both

    numerator and denominator, they

    are elim inated upon norm alization.

    Furtherm ore, the direct comparison

    of a number of tests on the same

    p lo t is p ossible.

    In Fig. 3, the triaxial strength

    results are plotted as al/ac versus

    aalac

    for five rock types, the two

    parameters of equation (3) are de-

    term ined from the experimental

    data, and Criterion I is fitted for

    each rock type.

    A particularly useful form for an

    empirical criterion was proposed by

    H oe k1 6 as fo llo ws:

    0

    Tm-To=B

    [

    am

    ]

    ,

    ac ac

    where

    Tm

    is the maximum shear

    stress and am the mean normal

    stress given as:

    a1-aa

    Tm=~

    =

    a1

    +a a

    (5 )

    m

    2

    ..

    and B, 0, and TO are constants. For

    practical purposes16,

    To=at

    (uni-

    a xia l ten sile stre ngth).

    -

    ~f

    (2 )

    ..

    :g

    ...

    a:

    :;;

    NORM 'AL S TR E SS

    f)

    ---

    Fig. 4-M ohr s graphical

    representation of stress

    al

    =

    ma jo r princ ipal s tr es s

    a2

    =

    m in or p rin cip al stre ss

    axx=

    norm al stress at failure

    TX Z =

    shear stress at failu re

    C

    =

    cohesion

    4 . =

    angle of friction

    f3

    =

    angle of shear failure

    (3 )

    The Tm an d am quantities are

    given physical interpretation (see

    Fig. 4) as the maximum shear stress

    acting in the specimen at failure

    and the normal stress acting on the

    plane of the maximum shear stress.

    They are the radius of a Mohr stress

    circle at failure and the distance

    from the origin to its centre. A

    failure criterion expressed in this

    3, 0

    2, 0

    u

    10

    ..

    I 1,0

    hE

    0,7

    .,

    ..;.C.

    ..

    4)

    0,5

    ,.

    +

    0,

    0, 3

    0, 3

    0.

    0, 5

    0, 7

    way defines the locus of points at the

    top of Mohr failure circles and is

    referred to as the maximum shear

    s tre ss lo cu s.

    The suitability of equation (4) for

    rock materials is best evident from

    Fig. 5, where the results of triaxial

    tests on three rock types are plotted

    on l ogari thmic sca le s. For the sake of

    clarity, other rock types are not

    shown in Fig. 5. It should be noted

    that this figure permits a direct

    evaluation of the constants Band 0

    because B is given by the value of

    Tm-To) aC

    when

    amlac=l,

    and the

    value of 0 is given by the slope of

    the straight line through the ex-

    perim ental points. For the com plete

    evaluation of these constants, the

    value of

    TO

    must also be known and,

    as this is equal to at , the ratio of

    atlac must be specified in equation

    (4). H owever, for practical purposes

    in rock mechanics, the uniaxial

    te ns ile s tre ng th , at , is usually one-

    tenth* of the uniaxial compressiv~

    *This aspect w as investigated during the

    present study, and it was found that the

    accuracy of prediction of empirical

    criteria is lowered by only about 1 per

    r cent when compared with the actual

    l

    v alu es o f at an d a c.

    .

    ..

    .

    . +

    .,A

    ..

    ~

    .~+

    0

    Norite

    .

    Quartzite

    + 5 andstone

    1,0

    2,0

    3,0

    41 J

    5,0

    C1m/ac

    Fig. 5-Experimental data for maximum shear and mean normal stresses at

    failure for three rock types

    OURNAL OF THE SOUTH AFRICAN INSTITUTE OF MINING AND METALLURGY

    MARCH

    1974

    7

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    (

    ).9

    t'm

    ~).9

    --

    0,80

    :~

    + 0,1

    --

    0,78

    ::

    +0,1

    (le

    de

    o

    2 3

    o

    2

    3

    O'm

    O 'm

    de de

    2

    2

    'Cm

    SANDSTONE

    '(m

    S IL TSTON E

    -

    de

    and

    de

    MUDSTONE

    . SILTSTO NE

    x N UD ST ON E

    0,9

    0.9

    Cm

    ~dm)

    Tm

    0,70

    (:~)

    +Oj1

    =O,75 d;

    +0,1

    de=

    2

    3

    0

    2

    3

    dm dm

    de

    de

    Fig. 6-Relations between the maximum shear and mean normal

    stresses at

    fa ilu re fo r fiv e ro ck ma te ria ls

    strength, ac and equation (4) can

    be rew ritten as follow s:

    C

    ~=B

    [

    am

    ]

    +0,1

    ac ac

    CRITERION II

    One reason for the choice of the

    m axim um shear stress Tm and the

    mean normal stress am in place of

    shear and normal stresses

    Txz

    an d

    axx (see Fig. 4) is that the con-

    struction of

    Tm

    an d

    am

    c ir cl es and

    the fitting of a Mohr envelope is,

    as will be seen later, a simple and

    reliable graphical operation. This is

    not the case when fitting an envelope

    by eye to a set of experimentally

    determ ined Mohr circles. Such an

    envelope often does not include the

    scatter of experimental values be-

    cause it is usually fitted to the circles

    of m axim um diam eter.

    In Fig. 6 the triaxial results are

    plotted as Tm/ac versus am/ac fo r

    five rock types, and the two para-

    m eters of equation (5) are determ ined

    from the experimental data and

    2

    Lm

    de

    NORITE'

    318 MARCH

    1974

    (5 )

    Criterion II is fitted for each rock

    type.

    The parameters for Criteria I and

    II-equations (3) and (5)-were de-

    term ined from 412 test specimens

    in volvin g 5 qu artz ite s (91 sp ec im en s),

    5 sandstones (109 specimens), I

    norite (35 specim ens), 4 m udstones

    (86 s~ecimens), and 4 silts tones (91

    specimens). The results are given in

    Table V, which also includes the

    average prediction errors for each

    rock type. These prediction errors

    were calculated as the difference

    between observed aI and predicted

    aI expressed as positive percentage

    of the predicted value.

    It is clear from Table V that both

    criteria yield prediction errors that

    are very acceptable for practical

    engineering purposes. Thus, the

    actual application of these criteria

    depends solely on practical con-

    vemence.

    It is recommended that Criteria I

    and II should be used as follows:

    -Criterion I is employed when

    the individual values of aI are

    2

    Lm

    (T e

    required for a given as, as will

    be the case when the virgin stress

    field in a rock mass is known

    and its comparison with the

    material strength under tri-

    axial conditions is needed. For

    this purpose, Criterion II is not

    suitable.

    -Criterion II is employed when-

    ever a full Mohr envelope is

    required and values of cohesion

    and friction of a rock material

    are needed. For this purpose,

    Criterion I is not recomm ended

    because it is valid only for com-

    pression.

    An example of how Criteria I

    and II can be applied in practice will

    now be presented.

    PRACTICAL EXAMPLE

    Consider a problem of estim ating

    the uniaxial and triaxial strengths

    of a quartzite, for which point-load

    index tests on NX cores (diameter

    D=54 mm) gave an average failure

    load P=23 1 kPa. In the design of

    an underground mining excavation

    QUARTZITE

    JOURNAL OF THE SOUTH AFRICAN INSTITUTE OF MINING AND METALLURGY

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    ROCK TYPE

    Norite

    A =5,0 Error: 3,6%

    Quartzite

    A =4,5

    Error: 9,2%

    Sandstone

    A=4 0

    Error: 5,8%

    Siltstone

    A =3,0

    Error: 5,6%

    ---

    Mudstone

    A =3,0

    Error:

    6,1%

    ---

    ALL ROCK TYPES

    A =3,5 Error: 10,4 %

    B=0 8

    Error: 1,8%

    B

    =

    0,78

    Error: 3,2%

    B

    =

    0,75

    Error: 2,3

    %

    B=0 7

    Error: 4,2

    %

    B=0 7

    Error: 6,6%

    B

    =

    0,75

    Error: 8,3 %

    TABLE V

    EMPIRICAL CRITERIA FOR TRIAXIAL STRENGTH OF ROCK MATERIALS

    CRITERION I

    II

    a

    [

    a

    ]

    0,75

    ~= A

    ~

    +1

    ac ac

    T

    [

    a

    ]

    0, .

    ~=B ~ +0,1

    ac ac

    involving this rock material at a

    depth of 3000 m below surface and

    subjected to the virgin stresses of

    70 MPa in the vertical direction and

    50 M Pa in each horizontal direction,

    the follow ing estim ates are required:

    (a) uniaxial com pressive strength,

    (b) triaxial strength for the in situ

    c on fin in g p re ss ure a3=50 MPa,

    an d

    (c) M ohr envelope.

    Solution

    (a) The point-load strength index

    Is=P/D2=23100/ 54 x 54)=

    7,92 MPa. The uniaxial com-

    p re ss iv e s tre ng th ac=24 1s=

    24 x 7,92=190 MPa.

    (b) Criterion I for quartzite is as

    follows:

    0,75

    ~=4,5

    [

    ~

    ]

    +1

    ac ac

    50

    0,75

    =4,5

    [190]

    +1=2,65, and

    al=2 65 x ac=2 65 x 190

    =503,5 M Pa.

    The triaxial strength of this

    quartzite is far higher than the

    acting vertical in situ stress of

    70 M Pa.

    (c) Criterion 11 for quartzite is as

    follows:

    0,9

    Tm

    =0,78

    [

    am

    ]

    +O,l.

    ac ac

    The above relationship is plotted

    in Fig. 7 and is marked Criterion 11.

    Since this criterion defines the

    locus of points at the top of Mohr

    failure circles, such circles are draw n

    in Fig. 7 and a Mohr envelope is

    n ex t fitte d.

    Fig. 7 provides the material

    cohesion of quartzite as

    00=0 2 ac=0 2 x 190=38 MPa,

    and the angle of friction for quartzite

    as

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    5. BROCH, E., and FRANKLIN, J. A .

    The point-load strength test.

    Int. J.

    Rock M ech. M in. Sci. vo . 9, 1972,

    p p. 6 69 -6 97 .

    6. BIENIAWSKI, Z. T. Mechanism of

    brittle fracture of rock.

    Int. J. Rock

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