UWBKQ 11-6-2012 Bankruptcy Plan

Case:12-13815-ABC Doc#:194 Filed:11/06/12 Entered:11/06/12 13:08:03 Page1 of 18


















Case:12-13815-ABC Doc#:194-1 Filed:11/06/12 Entered:11/06/12 13:08:03 Page1 of 11












UNITED STATES BANKRUPTCY COURT FOR THE DISTRICT OF COLORADO

In re: ) ) UNITED WESTERN BANCORP, INC. ) Case No. 12-13815 ABC ) Chapter 11 Debtor. ) ______________________________________ ) ) In re: ) ) MATRIX BANCORP TRADING, INC. ) Case No. 12-13822 ABC ) Chapter 11 Debtor. ) ______________________________________ ) ) In re: ) ) MATRIX FUNDING CORP. ) Case No. 12-13824 ABC ) Chapter 11 Debtor. ) ) Jointly Administered Under ) Case No. 12-13815 ABC )

CERTIFICATE OF SERVICE

The undersigned certifies that on November 6, 2012, I served by prepaid first class mail a true and correct copy of the (i) UNITED WESTERN BANCORP’S PLAN OF LIQUIDATION DATED NOVEMBER 6, 2012; and (ii) MATRIX BANCORP TRADING, INC. AND MATRIX FUNDING CORP. JOINT PLAN OF LIQUIDATION DATED NOVEMBER 6, 2012 on all parties listed below and contained on the attached lists. Securities & Exchange Commission Central Regional Office 1801 California Street, Suite 1500 Denver, CO 80202-2648

Securities & Exchange Commission SEC Small Business Ombudsman 450 Fifth Street NW Washington, DC 20549-0304

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Securities & Exchange Commission Bankruptcy Division 175 W. Jackson Blvd., Suite 900 Chicago, IL 60604 Fred Joseph, Securities Commissioner Colorado Division of Securities 1560 Broadway, Suite 900 Denver, CO 80202 Colorado Attorney General 1525 Sherman St. Denver, CO 80203-1714 Colorado Department of Rev. 1375 Sherman St., Rm. 504 Denver, CO 80203-2246 Colorado Department of Rev. Attn: Anton Lunder 1375 Sherman St., Rm. 504 Denver, CO 80203-2246 Division of IRS 1999 Broadway, Suite 1722 Denver, CO 80203-1258 IRS – District Counsel 1244 Speer Blvd., Ste. 500 Denver, CO 80204-2583 Internal Revenue Service Centralized Insolvency Operations PO Box 21126 Philadelphia, PA 19114-0326 Department of Treasury – IRS c/o Internal Revenue Service 1999 Broadway M/S 5012 DEN Denver, CO 80202-3025 US Attorney – Colorado District of Colorado, Civ. Div. 1225 17th St., Ste. 700 Denver, CO 80202-5598

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US Attorney General Dept. of Justice Tax Division PO Box 683, Ben Franklin Station Washington, DC 20044-0683

/s/ Chanda M. Bratton For SENDER WASSERMAN WADSWORTH, P.C

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Label Matrix for local noticing Federal Deposit Insurace Corporation, as Rec JPMorgan Chase Bank, N.A. 1082-1 c/o Markus Williams Young & Zimmermann c/o Skadden Arps Slate Meagher & Flom Case 12-13815-ABC John F. Young 155 N. Wacker Drive District of Colorado 1700 Lincoln Street, Suite 4000 Chicago, IL 60606-1720 Denver Denver, CO 80203-4540 Tue Nov 6 12:03:19 MST 2012

Matrix Bancorp Trading, Inc. Matrix Funding Corp. Ray Rickard 12301 Grant Street 12301 Grant Street 120 West Park Dr. Suite 110 Suite 110 Suite 200 Denver, CO 80241-3130 Thornton, CO 80241-3130 Grand Junction, CO 81505-1456

Remax 4000, Inc. United Western Bancorp, Inc. US Bankruptcy Court 120 West Park Dr. 12301 Grant Street US Custom House Suite 200 Suite 110 721 19th St. Grand Junction, CO 81505-1456 Thornton, CO 80241-3130 Denver, CO 80202-2508

Adams County Assessor Adams County Treasurer Bernard C. Darre 4430 S. Adams County Pkwy, 2nd Fl C-2100 PO Box 869 c/o Matthew Rawlinson Brighton, CO 80604 Brighton, CO 80601-0869 Latham & Watkins LLP 140 Scott Drive Menlo Park, CA 94025-1008

Bruce Slovin City and County of Denver/Treasury Class Claimants 111 East 61st St. Attn: Karen Katros, Bankruptcy Analyst c/o Paul G. Urtz New York, NY 10065-8101 201 W. Colfax Ave., Department 1001 1660 Lincoln Street, #2850 Denver, CO 80202-5332 Denver, CO 80264-2800

Clover Partners, L.P. Colorado Department of Labor Colorado Department of Labor and Employment c/o Paul G. Urtz PO Box 956 Uemployment Insurance Operations 1660 Lincoln Street, #2850 Denver, CO 80201-0956 PO BOX 8789 Denver, CO 80264-2800 Denver,CO 80201-8789

Colorado Department of Revenue Colorado Department of Revenue Colorado Dept of Labor and Employment Bankruptcy Unit PO Box 956 PO Box 46545 1375 Sherman St., Rm 504 Denver, CO 80201-0956 Denver, CO 80201-6545 Denver CO 80261-0004

Comptroller Of The Currency Dennis Santistevan Division Of IRS Administrator Of National Banks c/o Matthew Rawlinson 1999 Broadway, Suite 1722 Washington, DC 20219-0001 Latham & Watkins LLP Denver, CO 80202-3008 140 Scott Drive Menlo Park, CA 94025-1008

Donald G. Zook, Jr. Equity Trust Company FBR Capital Markets & Co. PO Box 1727 2559 Burns Rd. Attn: Tara Holubar Berthoud, CO 80513-1727 Elyria, OH 44035 1001 Nineteenth Street North Arlington, VA 22209-1739

Federal Deposit Insurance Corporation Federal Deposit Insurance Corporation, Guy A. Gibson Division Of Resolutions & Receiverships as Receiver of United Wester Bank c/o Matthew Rawlinson 1601 Bryan St. c/o Alan P. Solow Latham & Watkins LLP Dallas, TX 75201-3430 DLA Piper LLP(US) 140 Scott Drive 203 North LaSalle Street, Ste 1900 Menlo Park, CA 94025-1008 Chicago, IL 60601-1263

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Henry C. Duques (p)INTERNAL REVENUE SERVICE IRS - District Counsel 1300 Ben Franklin Dr. CENTRALIZED INSOLVENCY OPERATIONS 1244 Speer Blvd Ste 500 Unit 1206 PO BOX 7346 Denver, CO 80204-3583 Sarasota, FL 34236-2159 PHILADELPHIA PA 19101-7346

IRS District Counsel Internal Revenue Service Internal Revenue Service District SPS 1244 Speer, Ste. 500 P.O. Box 7346 1999 Broadway, Denver, CO 80204-3583 Philadelphia, PA 19101-7346 MS 5012 DEN Denver, CO 80202-2490

JPMorgan Chase Bank, N.A. JPMorgan Chase Bank, N.A. James H. Bullock Commercial Banking c/o George N. Panagakis c/o Matthew Rawlinson Mail Code: IL1-1415 Skadden,Arps,Slate,Meagher & Flom,LLP Latham & Watkins LLP Chicago, IL 60603-2003 155 N. Wacker Drive, Suite 2700 140 Scott Drive Chicago, IL 60606-1720 Menlo Park, CA 94025-1008

Jeffrey Leeds Lester Ravitz Linda A. Selub c/o Matthew Rawlinson c/o Matthew Rawlinson 6851 S. Gaylord St., #2343 Latham & Watkins LLP Latham & Watkins LLP Centennial, CO 80122-1709 140 Scott Drive 140 Scott Drive Menlo Park, CA 94025-1008 Menlo Park, CA 94025-1008

Lovell Minick Partners, LLC MHC Mutual Conversion Fund, L.P. Marathon Document Solutions 2141 Rosecrans Ave., Ste. 5750 c/o Paul G. Urtz 700 17th St., Suite 800 El Segundo, CA 90245-4747 1660 Lincoln Street, #2850 Denver, CO 80202-3526 Denver, CO 80264-2800

Matrix Bancorp Capital Trust II Matrix Bancorp Capital Trust VI Matrix Bancorp Capital Trust VIII 1100 North Market Street Global Debt Services c/o Wells Fargo Bank, N.A. Corporate Trust Department 100 Plaza One, 6th Floor 919 Market Street, Suite 700 Wilmington, DE 19890-1100 Jersey City, NJ 07311-3934 Wilmington, DE 19801-3044

Michael McCloskey Microsoft Corporation and Microsoft Licenesi Microsoft Corporation and Microsoft Licensin c/o Matthew Rawlinson Joseph E. Shickich, Jr. c/o Joseph E. Shickich, Jr. Latham @ Watkins LLP c/o RIDDELL WILLIAMS P.S. RIDDELL WILLIAMS P.S. 140 Scott Drive 1001 Fourth Avenue, Suite 4500 1001 Fourth Avenue, Suite 4500 Menlo Park, CA 94025-1008 Seattle, WA 98154-1192 Seattle, WA 98154-1065

Oak Hill Capital Management, LLC Oak Hill Capital Partners, III, LP Oregon Department of Revenue 65E 55th St., 32 Floor Oak Hill Capital Mgmt. Partners III, LP 955 Center St. New York, NY 10022-3219 201 Main St., #1620 Salem, OR 97301-2555 Forth Worth, TX 76102-3105

Regional Diversified Funding 2004-1 Ltd Robert T. Slezak Sandler O’Neill + Partners, L.P. Wells Fargo Bank, N.A. c/o Matthew Rawlinson 1251 Avenue of the Americas 919 Market Street, Suite 700 Latham & Watkins LLP 6th Floor Wilmington, DE 19801-3044 140 Scott Drive New York, NY 10020-1128 Menlo Park, CA 94025-1008

Scot T. Wetzel Securities & Exchange Commission US Attorney - Colorado c/o Matthew Rawlinson Denver Regional Office District Of Colorado, Civ. Div. Latham & Watkins LLP 1801 California St Ste 1500 1225 17th St Ste 700 140 Scott Drive Denver, CO 80202-2656 Denver, CO 80202-5598 Menlo Park, CA 94025-1008

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US Attorney General US Attorney General US Trustee Dept of Justice Tax Div. Dept. Of Justice Tax Division 999 18th St. PO Box 683 Ben Franklin Station P O Box 683, Ben Franklin Station Ste. 1551 Washington, DC 20044-0683 Washington, DC 20044-0683 Denver, CO 80202-2415

Vincent E. Rhynes Wells Fargo Bank, N. A. as guarantee trustee Wendy J. Fisk 513 W. 159th St. c/o Jared S. Roach, Esq. 3558 E. Davies Ave. Gardena, CA 90248-2411 Reed Smith, LLP Centennial, CO 80122-2027 225 Fifth Avenue, Suite 1200 Pittsburgh, PA 15222-2716

William Snider Wilmington Trust Company, Trustee c/o George N. Panagakis c/o Matthew Rawlinson c/o J. William Boone, Esq. Skadden, Arps, Slate, Meagher & Flom LLP Latham & Watkins LLP One Atlantic Center 155 N. Wacker Drive, Suite 2700 140 Scott Drive 1201 W. Peachtree St. Chicago, IL 60606-1720 Menlo Park, CA 94025-1008 Atlanta, GA 30309-3424

David Warner Harvey Sender Kevin F. Powers 1660 Lincoln St. 1660 Lincoln St. One Mid America Plaza Ste. 2200 Ste. 2200 Suite 700 Denver, CO 80264-2202 Denver, CO 80264-2202 PO Box 3697 Oak Brook, IL 60522-3697

M. Stephen Peters Regina Ries 5310 Ward Road 1660 Lincoln St. Suite G-07 Ste. 2200 Arvada, CO 80002-1829 Denver, CO 80264-2202

The preferred mailing address (p) above has been substituted for the following entity/entities as so specified by said entity/entities in a Notice of Address filed pursuant to 11 U.S.C. 342(f) and Fed.R.Bank.P. 2002 (g)(4).

IRS Department of Treasury Ogden, UT 84201

The following recipients may be/have been bypassed for notice due to an undeliverable (u) or duplicate (d) address.

(u)Clover Partners, L.P. (u)Directors and Officers (u)First Citizens Bank and Trust Company

(u)MHC Mutual Conversion Fund, L.P. (u)Sandler O’Neill + Partners (u)Stage Coach Investments, LLC

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(u)State Of Colorado Department Of Revenue (u)Wells Fargo Bank, National Association, as (d)Internal Revenue Service PO Box 7346 Philadelphia, PA 19101-7346

(d)Internal Revenue Service (d)Internal Revenue Service, District SPS (d)US Attorney Colorado PO Box 7346 1999 Broadway District of Colorado Civ. Div. Philadelphia, PA 19101-7346 MS 5012 DEN 1225 17th St., Ste. 700 Denver, CO 80202-2490 Denver, CO 80202-5598

(u)Angela Dodd U.S. Securities & Exchange Com (d)Vincent E. Rhynes End of Label Matrix 513 W. 159th St. Mailable recipients 73 Gardena, CA 90248-2411 Bypassed recipients 14 Total 87

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Label Matrix for local noticing Matrix Funding Corp. US Bankruptcy Court 1082-1 12301 Grant Street US Custom House Case 12-13824-ABC Suite 110 721 19th St. District of Colorado Thornton, CO 80241-3130 Denver, CO 80202-2508 Denver Tue Nov 6 12:04:44 MST 2012

Colorado Department Of Revenue Encana Oil & Gas HS Resources, Inc. 1375 Sherman St. 570 17th St., Ste. 1700 Kerr McGee Rocky Mountain Corp. Room 504 Denver, CO 80202 KERR MCGEE CENTER MT 2404 Attention Bankruptcy Unit Oklahoma City, OK 73102 Denver CO 80261-0001

IRS Kerr McGee M. Stephen Peters, Trustee for DeCola PO Box 7346 123 Robert S. Karr C/O Matthew D. Skeen Philadelphia PA 19101-7346 Oklahoma City, OK 73102-6406 P.O. Box 218 Georgetown, CO 80444-0218

Mariano DeCola Mariono DeCola Michael McCloskey 2020 Arapahoe St., LL100 790 Washington St., Unit 1401 c/o Matthew Rawlinson Denver, CO 80205-2553 Denver, CO 80203-3753 Latham & Watkins LLP 140 Scott Drive Menlo Park, CA 94025-1008

Nicholson Enterprises Nicholson Enterprises, INc. Nicholson Enterprises, Inc. PO Box 460144 650 Dexter St. c/o Joel Laufer, Esq. Denver, CO 80246-0144 Denver, CO 80220-5038 5290 DTC Parkway, Suite 150 Engelwood, Colorado 80111-2764

R. James Nicholson and Stage Coach Invest&#0 Securities and Exchange Commission Security & Exchange Commission c/o Joel Laufer, Esq. Midwest Regional Office Central Regional Office 5290 DTC Parkway, Suite 150 175 W. Jackson Blvd. 1801 California St. Englewood, Colorado 80111-2764 Ste. 900 Ste. 1500 Chicago IL 60604-2815 Denver CO 80202-2656

Stagecoach Investments, LLC US Trustee United Western Bancorp, Inc. 5400 S. Syracuse St., Ste. 100 999 18th St. 12301 Grant St., Ste. 110 Englewood, CO 80111-2102 Ste. 1551 Thornton, CO 80241-3130 Denver, CO 80202-2415

Weld County Clerk & Recorder William Howden William M. Howdon 1402 N 17th Ave 226 Alpine St. 2020 Arapahoe St., LL100 Greeley, CO 80631-9563 Golden, CO 80401-9401 Denver, CO 80205-2553

David Warner Harvey Sender M. Stephen Peters 1660 Lincoln St. 1660 Lincoln St. 5310 Ward Road Ste. 2200 Ste. 2200 Suite G-07 Denver, CO 80264-2202 Denver, CO 80264-2202 Arvada, CO 80002-1829

The following recipients may be/have been bypassed for notice due to an undeliverable (u) or duplicate (d) address.

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(u)Nicholson Enterprises, Inc. End of Label Matrix Mailable recipients 26 Bypassed recipients 1 Total 27

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Label Matrix for local noticing Matrix Bancorp Trading, Inc. US Bankruptcy Court 1082-1 12301 Grant Street US Custom House Case 12-13822-ABC Suite 110 721 19th St. District of Colorado Denver, CO 80241-3130 Denver, CO 80202-2508 Denver Tue Nov 6 12:04:05 MST 2012

Colorado Department Of Revenue IRS Michael McCloskey 1375 Sherman St. PO Box 7346 c/o Matthew Rawlinson Room 504 Philadelphia PA 19101-7346 Latham & Watkins LLP Attention Bankruptcy Unit 140 Scott Drive Denver CO 80261-0001 Menlo Park, CA 94025-1008

Securities and Exchange Commission Security & Exchange Commission US Trustee Midwest Regional Office Central Regional Office 999 18th St. 175 W. Jackson Blvd. 1801 California St. Ste. 1551 Ste. 900 Ste. 1500 Denver, CO 80202-2415 Chicago IL 60604-2815 Denver CO 80202-2656

David Warner Harvey Sender End of Label Matrix 1660 Lincoln St. 1660 Lincoln St. Mailable recipients 10 Ste. 2200 Ste. 2200 Bypassed recipients 0 Denver, CO 80264-2202 Denver, CO 80264-2202 Total 10

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Documents

UWBKQ 11-6-2012 Bankruptcy Plan