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Using observational methods to measure treatment integrity in psychosocial intervention research Kimberly S. Van Haitsma, Ph.D. Director, Polisher Research Institute Madlyn & Leonard Abramson Center for Jewish Life (formerly Philadelphia Geriatric Center) 1425 Horsham Road North Wales, PA 19454-1320 215 371 1895 [email protected] Presented at the Gerontological Society of America 64 th Annual Scientific Meeting Pre-Conference Workshop Current and Future Challenges in Designing Behavioral Interventions: From Randomized Trials to Community Implementation November 18 th 2011 12:30 to 4;30 1

Using observational methods to measure treatment integrity in psychosocial intervention research Kimberly S. Van Haitsma, Ph.D. Director, Polisher Research

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Page 1: Using observational methods to measure treatment integrity in psychosocial intervention research Kimberly S. Van Haitsma, Ph.D. Director, Polisher Research

1

Using observational methods to measure treatment integrity in

psychosocial intervention researchKimberly S. Van Haitsma, Ph.D.

Director, Polisher Research InstituteMadlyn & Leonard Abramson Center for Jewish Life

(formerly Philadelphia Geriatric Center)1425 Horsham Road

North Wales, PA 19454-1320215 371 1895 [email protected]

Presented at the Gerontological Society of America64th Annual Scientific MeetingPre-Conference Workshop

Current and Future Challenges in Designing Behavioral Interventions: From Randomized Trials to Community ImplementationNovember 18th 2011 12:30 to 4;30

Page 2: Using observational methods to measure treatment integrity in psychosocial intervention research Kimberly S. Van Haitsma, Ph.D. Director, Polisher Research

K2A: Knowledge to Action Framework for Public Health

EVALUATION

Translation Supporting StructuresResearch

Supporting Structures

Institution-alization

Supporting Structures

DISCOVERYSTUDIES

EFFICACYSTUDIES

EFFECTIVENESSAND

IMPLEMENTATIONSTUDIES

TRANSLATION PHASERESEARCH PHASEINSTITUTION-

ALIZATION PHASE

KNOWLEDGE INTO

PRODUCTSDISSEMINATION PRACTICE

INSTITUTION-ALIZATION

DECISION TO

TRANSLATE

ENGAGEMENT

DECISION TO

ADOPT

DIFFUSION

Practice-basedDiscovery

Practice-basedEvidence

Wilson, K., Brady, T. &Lesesne, C. (2011). An organizing framework for Translation in public health: The knowledge to action framework. Preventing chronic disease Public health research, practice and policy, 8(2),1-7. www.cdc.gov/pcd/issues/2011/mar/10_0012.htm

Page 3: Using observational methods to measure treatment integrity in psychosocial intervention research Kimberly S. Van Haitsma, Ph.D. Director, Polisher Research

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Overview of presentation

• Illustration of how real-time observations can be used to enhance fidelity in psychosocial intervention studies– What behavior observation measures

are available?– What aspects of fidelity measurement

can be optimized by real time observational techniques?

Page 4: Using observational methods to measure treatment integrity in psychosocial intervention research Kimberly S. Van Haitsma, Ph.D. Director, Polisher Research

An illustrative example: The Individualized Positive Psychosocial Intervention Study

Funded by

• To examine the impact of an individualized recreational intervention on quality of life outcomes for persons with dementia residing in nursing homes.

– Focus on CNA as the interventionist of choice (with the assistance of RT)

– Intervention focus was on enhancing CNA communication skills and individualizing content of intervention

– Outcomes focused on enhancing resident positive emotion and behavior and diminishing negative emotion and behavior.

– Methodology focused on real-time observation of dyadic interactions.

Page 5: Using observational methods to measure treatment integrity in psychosocial intervention research Kimberly S. Van Haitsma, Ph.D. Director, Polisher Research

Intervention Study Design

• Randomized Controlled TrialResidents randomly assigned to one of two intervention conditions (IPPI or Attention Control) or Usual CareCNAs were assigned to provide intervention based on their existing permanent assignment to a given resident and were blind to intervention condition

• Residents (n=180) • CNAs (n=84)• Number of real-time observations (n=2,638

occasions)

Page 6: Using observational methods to measure treatment integrity in psychosocial intervention research Kimberly S. Van Haitsma, Ph.D. Director, Polisher Research

Resident Group AssignmentsIndividualized Positive Psychosocial Intervention

(IPPI) (n=44 residents)• Content of activity selected based on resident preferences Attention Control Intervention (N= 43 residents)• Standardized 1-1 interaction (e.g. reading a magazine aloud)

Both Interventions– CNA intervention delivery facilitated by coaching from

Recreational Therapist– 10 minute sessions, 3x/week, for 3 weeks– Half of CNAs received additional Communication training; half did

not.

Usual Care (n=93 residents)• No prescribed interactions. Captured normative behaviors.

Page 7: Using observational methods to measure treatment integrity in psychosocial intervention research Kimberly S. Van Haitsma, Ph.D. Director, Polisher Research

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Intervention delivery focused on Communication Skills of CNAs

Page 8: Using observational methods to measure treatment integrity in psychosocial intervention research Kimberly S. Van Haitsma, Ph.D. Director, Polisher Research

Definitions of Observed CNA Behavior VariablesVan Haitsma, K., Lawton, M.P., Kleban, M., Klapper, J.A. & Corn, J.A. (1997). Methodological aspects of the study of streams of behavior in

dementing illness. Alzheimer Disease and Associated Disorder, 11(4), 228-238. PMID: 9437440

Prescribed Positive Communication Behaviors

Greeting Saying hello, goodbye, handshake

Explanation Explains what activity is or will be occurring

Courtesy Saying excuse me, please, thank you, you’re welcome

Offers choice Offers choice by explicitly identifying 2 alternatives

Asks preference Solicits resident preferences for past, present, or future activities

Praise/compliment Expresses praise, compliment or approval

Reassurance Provides reassurance or validates feelings

Positive touch Gently touching resident, stroking arm or back, holding hands, hugging, kissing

Positive/neutral prompt Verbal prompt to initiate an activity without negative tone

Nonverbal prompt Points, shows something to orient toward object

Task engagement Verbal interaction related to the task at hand; Physical manipulation of objects related to task at hand, assisting resident in manipulation of objects

Proscribed Negative Communication Behaviors

Ignores resident Does not look at resident or respond to resident verbal or nonverbal behavior

Talks to other Talks to third party while interacting with resident

Rebuke/disapprove Reprimand, admonish, express disapprovalNegative touch Handles resident roughly; grabs resident; moves resident without warning

Page 9: Using observational methods to measure treatment integrity in psychosocial intervention research Kimberly S. Van Haitsma, Ph.D. Director, Polisher Research

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Intervention Outcomes Focused on Enhancing Resident Affective and Behavioral Outcomes

related to Quality of Life

Page 10: Using observational methods to measure treatment integrity in psychosocial intervention research Kimberly S. Van Haitsma, Ph.D. Director, Polisher Research

Definitions of Observed Resident Behavior VariablesPositive Behavior

Task Engagement engages in conversation, manually manipulates or gestures toward an object

Positive Verbal coherent conversation, responding to questionVery Positive Verbal complimenting, joking, singing

Positive Touch physically receptive to another person, gently touching, stroking, hugging, kissing

Negative behaviorAggression hitting, kicking, throwing things, grabbing, spittingUncooperative pulling away, saying “no”, turning head or body awayVery Negative Verbal swearing, screaming, mocking, making strange noisesNegative Verbal incoherent, repetitious statements, mutteringGeneral Restlessness pacing, fidgeting, disrobing, repetitive movementEyes Closed Sits with eyes closed

Van Haitsma, K., Lawton, M.P., Kleban, M., Klapper, J.A. & Corn, J.A. (1997). Methodological aspects of the study of streams of behavior in dementing illness. Alzheimer Disease and Associated Disorder, 11(4), 228-238. PMID: 9437440

Page 11: Using observational methods to measure treatment integrity in psychosocial intervention research Kimberly S. Van Haitsma, Ph.D. Director, Polisher Research

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Resident Affective Responses

Lawton, M. P., Van Haitsma, K., Perkinson, M., & Ruckdeschel, K. (1999). Observed affect and quality of life in dementia: Further affirmations and problems. Journal of Mental Health and Aging, 5, 69-81.

Page 12: Using observational methods to measure treatment integrity in psychosocial intervention research Kimberly S. Van Haitsma, Ph.D. Director, Polisher Research

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Detailed information about measurement properties of observational measures of outcomes

•Curyto, K., Van Haitsma, K., Vriesman, D. (2008). Direct Observation of Individual Behavior: A Review of Current Methods and Measures for Use with Older Adults with Dementia. Research in Gerontological Nursing 1(1), 52-76.

•Updates pertinant to this review since 2008:Burgio, L. D., Park, N. S., Hardin, J. M., & Sun, F. (2007). A longitudinal examination of agitation and

resident characteristics in the nursing home. The Gerontologist, 47(5), 642-649. Cohen-Mansfield, J., Thein, K., Dakheel-Ali, M., & Marx, M. S. (2010). Engaging nursing home residents

with dementia in activities: The effects of modeling, presentation order, time of day, and setting characteristics. Aging & Mental Health, 14(4), 471-480. doi:10.1080/13607860903586102 .

Ersek, M., Polissar, N., & Neradilek, M. B. (2011). Development of a composite pain measure for persons with advanced dementia: Exploratory analyses in self-reporting nursing home residents. Journal of Pain and Symptom Management, 41(3), 566-579. doi:10.1016/j.jpainsymman.2010.06.009.

Horgas, A. L., Elliott, A. F., & Marsiske, M. (2009). Pain assessment in persons with dementia: Relationship between self-report and behavioral observation. Journal of the American Geriatrics Society, 57(1), 126-132. doi:10.1111/j.1532-5415.2008.02071.x

Husebo, B. S., Strand, L. I., Moe-Nilssen, R., Husebo, S. B., & Ljunggren, A. E. (2009). Pain behaviour and pain intensity in older persons with severe dementia: Reliability of the MOBID pain scale by video uptake. Scandinavian Journal of Caring Sciences, 23(1), 180-189. doi:10.1111/j.1471-6712.2008.00606.

Pulsford, D., Duxbury, J. A., & Hadi, M. (2011). A survey of staff attitudes and responses to people with dementia who are aggressive in residential care settings. J Psychiatr Ment Health Nurs, 18(2), 97-104. doi:10.1111/j.1365-2850.2010.01646.x.

Razani, J., Bayan, S., Funes, C., Mahmoud, N., Torrence, N., Wong, J., Josephson, K. (2011). Patterns of deficits in daily functioning and cognitive performance of patients with Alzheimer disease. Journal of Geriatric Psychiatry and Neurology, 24(1), 23-32. doi:10.1177/0891988710390812

Page 13: Using observational methods to measure treatment integrity in psychosocial intervention research Kimberly S. Van Haitsma, Ph.D. Director, Polisher Research

www.noldus.com

Observational Method used in the IPPI study: “The Observer”

Page 14: Using observational methods to measure treatment integrity in psychosocial intervention research Kimberly S. Van Haitsma, Ph.D. Director, Polisher Research

Measuring Behavior with The Observer

Customized

coding schemePrecisely

detail behaviors & affect

Time-stamped event log

Annotate behavior via simple key pressCoding can be done live or via videorecording

Record who does what, where, when and how/to whomBehaviors can be coded with modifiers, e.g., intensity

Maintain time-stamped event log Synchronize with multimodal data

Page 15: Using observational methods to measure treatment integrity in psychosocial intervention research Kimberly S. Van Haitsma, Ph.D. Director, Polisher Research

Pocket Observer: be free to move

Code on a handheld device

Mobile observations, outdoor use

Add behaviors/modifiers on the handheld

Supports Smart phones, rugged handhelds,

PDAs (Windows Mobile 6.x)

Gather & score behavior data live usingPocket Observer

Page 16: Using observational methods to measure treatment integrity in psychosocial intervention research Kimberly S. Van Haitsma, Ph.D. Director, Polisher Research

Data collection: Continuous Coding via Video

Page 17: Using observational methods to measure treatment integrity in psychosocial intervention research Kimberly S. Van Haitsma, Ph.D. Director, Polisher Research

The ObserverXT: Analyzing the data

Descriptive statistics

Frequency: How many times did the resident strike out?

Duration: How long did the resident express pleasure?

Latency, rate per minute, percent observation, inter-rater reliability, etc.

Page 18: Using observational methods to measure treatment integrity in psychosocial intervention research Kimberly S. Van Haitsma, Ph.D. Director, Polisher Research

Bellg, A, Borrelli, B., Resnick, B. et al., (2005). Enhancing treatment fidelity in health behavior change studies: Best practices and recommendations form the NIH Behavior Change Consortium, Health Psychology, 23, 443-451.

What is fidelity in psychosocial intervention research?Focus Purpose

Design Study

Ensure that a study can adequately test its hypotheses in relation to the underlying theory and clinical processes.

Training Interventionist

Ensure that interventionists have been satisfactorily trained to deliver the intervention to participants.

Delivery InterventionistEnsure that the intervention is delivered as intended.

Receipt RecipientAssures that the treatment has been received and understood by the individual

Enactment Recipient

Monitors that the individual performs treatment-related behavioral skills and cognitive strategies in relevant real life settings as intended.

Page 19: Using observational methods to measure treatment integrity in psychosocial intervention research Kimberly S. Van Haitsma, Ph.D. Director, Polisher Research

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What aspects of fidelity are optimally measured by real- time observational

methods?

Focus Purpose

Design Study

Ensure that a study can adequately test its hypotheses in relation to the underlying theory and clinical processes.

Training Interventionist

Ensure that interventionists have been satisfactorily trained to deliver the intervention to participants.

Delivery InterventionistEnsure that the intervention is delivered as intended.

Page 20: Using observational methods to measure treatment integrity in psychosocial intervention research Kimberly S. Van Haitsma, Ph.D. Director, Polisher Research

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Fidelity of Treatment Delivery

Do CNA’s adhere to communication skills (prescribed and proscribed) in intervention protocols while delivering a one to one intervention to persons with dementia?

Page 21: Using observational methods to measure treatment integrity in psychosocial intervention research Kimberly S. Van Haitsma, Ph.D. Director, Polisher Research

 Protocol fidelity for adherence to proscribed communication skills for CNAs (N=84) trained to deliver

psychosocial interventions to nursing home residents with dementia: Percent who used communication behaviors

 CNA Communication Behaviors  Total N=84 (%)

Positive

Greeting 86 Explanation 89 Courtesy 79 Offers choice 80 Asks preference 98 Praise/compliment 79 Reassure 60

Positive announcement 89

Positive touch 96 Positive verbal prompt 92 Non-verbal prompt 89

Task engagement 71

Negative

Negative announcement 1

Ignores resident 6 Talks to another 87 Rebuke/disapprove 13 Negative touch 0

Page 22: Using observational methods to measure treatment integrity in psychosocial intervention research Kimberly S. Van Haitsma, Ph.D. Director, Polisher Research

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Benefits of real- time observation in measuring treatment delivery integrity

•Interventionist self reports of adherence are heavily influenced by demand characteristics or need for social approval1 •Differences between observed and interventionist reported adherence can be substantial (e.g., 100% for self report, 44% for observed)2

•Precision in measuring adherence can prevent premature abandonment of potentially effective interventions that are simply not delivered effectively.

1. Perepletchikova, F. & Kazdin, A. (2005). Treatment integrity and therapeutic change: Issues and research recommendations. ClinicPal Psychology: Science and Practice, 12(4), 365-383.2. Hardeman, W., Michie, S., Fanshawe, T., et al. (2008). Fidelity of delivery of a physical activity intervention: Predictors and consequences. Psychology and Health, 23 (1), 11-24.

Page 23: Using observational methods to measure treatment integrity in psychosocial intervention research Kimberly S. Van Haitsma, Ph.D. Director, Polisher Research

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Fidelity and Study Design: How Observational Methods Can Help

•Can enhance study power by reducing random or unintended variability resulting in a more modest “n” in future studies2

•Facilitate identification of crucial, active ingredients and their relationship to immediate (during intervention sessions) and longer term outcomes1

Observational methods can enhance the ability to empirically validate which intervention ingredients are most or least crucial to outcomes

Observed intervention components should be theory-based and tied to outcomes of choice

1. National Advisory Mental Health Council Workgroup Report (2010). From discovery to cure: Accelerating the development of new and personalized interventions for mental illnesses. http://www.nimh.nih.gov/about/advisory-boards-and-groups/namhc/reports/fromdiscoverytocure.pdf2. Horner, S., Rew, L., & Torres, R (2006). Enhancing intervention fidelity: A means of strengthening study impact. JSPN, 11(2), 80-89

Page 24: Using observational methods to measure treatment integrity in psychosocial intervention research Kimberly S. Van Haitsma, Ph.D. Director, Polisher Research

Lawton, M. P., & Nahemow, L. (1973). Ecology and the aging process. The psychology of adult development and aging, 619-674.

Theoretical basis for focusing on verbal and nonverbal communication behaviors of CNAs in the context of intervention delivery to persons with dementia

Page 25: Using observational methods to measure treatment integrity in psychosocial intervention research Kimberly S. Van Haitsma, Ph.D. Director, Polisher Research

Pearson Correlations (N=2638 real-time observation occasions) Resident Negative Behavior Resident Positive Behavior

Very neg verbal

Neg verbal

Gen restless

Eyes closed

Uncoop- erative

Aggres- sion

Pos verbal

Very pos verbal

Task en-gagement Pos touch

Negative CNA

communication

behavio

rs

Negative prompt .

Negative announcement

Ignores resident

Talks to another

Rebuke/disapprove

Negative touch

Positive CNA

communication behavio

rs

Greeting

Explanation

Courtesy

Offers choices

Asks preference

Praise/compliment

Reassurance

Positive verbal prompt

Positive announcement

Positive touch

Non-verbal prompt

General conversation

Verbally engaged in task

Physically engaged in task

**. Correlation is significant at the 0.001 level (2-tailed).

Very neg verbal

Neg verbal

Gen restless

Eyes closed

Uncoop- erative

Aggres- sion

Pos verbal

Very pos verbal

Task en-gagement Pos touch

Negative prompt .12

Negative announcement

Ignores resident

Talks to another .08 .12 .09

Rebuke/disapprove .06 .12

Negative touch

Greeting .35 .16 .38 .20

Explanation .46 .20 .51 .24

Courtesy .47 .27 .46 .32

Offers choices .34 .21 .42 .13

Asks preference .41 .19 .52 .16

Praise/compliment .38 .35 .54 .20

Reassurance .16 .22 .10

Positive verbal prompt .29 .08 .48 .11

Positive announcement .34 .12 .37 .14

Positive touch .22 .14 .40 .23

Non-verbal prompt .43 .26 .42 .16

General conversation .66 .09 .19

Verbally engaged in task .39 .43 .90 .21

Physically engaged in task .07 .12 .22 .20

Very neg verbal

Neg verbal

Gen restless

Eyes closed

Uncoop- erative

Aggres- sion

Pos verbal

Very pos verbal

Task en-gagement Pos touch

Negative prompt

Negative announcement .11

Ignores resident

Talks to another .26 .10 .28 .08

Rebuke/disapprove .10

Negative touch

Greeting .15 .11 -.09 .08

Explanation .15 .15 -.12 .20 .12

Courtesy -.14

Offers choices .11 .12 -.12

Asks preference .17 .14 -.14 .10 .11

Praise/compliment .07 -.13

Reassurance .20 .12

Positive verbal prompt .13 .17 -.12 .13 .10

Positive announcement .08 .11 -.10 .12

Positive touch .09 .12 -.08

Non-verbal prompt .09 -.07 -.15 .07 .09

General conversation .11 .09 -.08 -.18 .09 .09

Verbally engaged in task .10 -.12

Physically engaged in task . .15

Very neg verbal

Neg verbal

Gen restless

Eyes closed

Uncoop- erative

Aggres- sion

Pos verbal

Very pos verbal

Task en-gagement Pos touch

Negative prompt .12

Negative announcement .11

Ignores resident

Talks to another .08 .12 .09 .26 .10 .28 .08

Rebuke/disapprove .06 .12 .10

Negative touch

Greeting .15 .11 -.09 .08 .35 .16 .38 .20

Explanation .15 .15 -.12 .20 .12 .46 .20 .51 .24

Courtesy -.14 .47 .27 .46 .32

Offers choices .11 .12 -.12 .34 .21 .42 .13

Asks preference .17 .14 -.14 .10 .11 .41 .19 .52 .16

Praise/compliment .07 -.13 .38 .35 .54 .20

Reassurance .20 .12 .16 .22 .10

Positive verbal prompt .13 .17 -.12 .13 .10 .29 .08 .48 .11

Positive announcement .08 .11 -.10 .12 .34 .12 .37 .14

Positive touch .09 .12 -.08 .22 .14 .40 .23

Non-verbal prompt .09 -.07 -.15 .07 .09 .43 .26 .42 .16

General conversation .11 .09 -.08 -.18 .09 .09 .66 .09 .19

Verbally engaged in task .10 -.12 .39 .43 .90 .21

Physically engaged in task . .15 .07 .12 .22 .20

Page 26: Using observational methods to measure treatment integrity in psychosocial intervention research Kimberly S. Van Haitsma, Ph.D. Director, Polisher Research

Pearson Correlations (N=2638 real-time observation occasions) Resident Negative Behavior Resident Positive Behavior

Very neg verbal

Neg verbal

Gen restless

Eyes closed

Uncoop- erative

Aggres- sion

Pos verbal

Very pos verbal

Task en-gagement Pos touch

Negative CNA

communication

behavio

rs

Negative prompt .

Negative announcement

Ignores resident

Talks to another

Rebuke/disapprove

Negative touch

Positive CNA

communication behavio

rs

Greeting

Explanation

Courtesy

Offers choices

Asks preference

Praise/compliment

Reassurance

Positive verbal prompt

Positive announcement

Positive touch

Non-verbal prompt

General conversation

Verbally engaged in task

Physically engaged in task

**. Correlation is significant at the 0.001 level (2-tailed).

Very neg verbal

Neg verbal

Gen restless

Eyes closed

Uncoop- erative

Aggres- sion

Pos verbal

Very pos verbal

Task en-gagement Pos touch

Negative prompt .12

Negative announcement

Ignores resident

Talks to another .08 .12 .09

Rebuke/disapprove .06 .12

Negative touch

Greeting .35 .16 .38 .20

Explanation .46 .20 .51 .24

Courtesy .47 .27 .46 .32

Offers choices .34 .21 .42 .13

Asks preference .41 .19 .52 .16

Praise/compliment .38 .35 .54 .20

Reassurance .16 .22 .10

Positive verbal prompt .29 .08 .48 .11

Positive announcement .34 .12 .37 .14

Positive touch .22 .14 .40 .23

Non-verbal prompt .43 .26 .42 .16

General conversation .66 .09 .19

Verbally engaged in task .39 .43 .90 .21

Physically engaged in task .07 .12 .22 .20

Very neg verbal

Neg verbal

Gen restless

Eyes closed

Uncoop- erative

Aggres- sion

Pos verbal

Very pos verbal

Task en-gagement Pos touch

Negative prompt

Negative announcement .11

Ignores resident

Talks to another .26 .10 .28 .08

Rebuke/disapprove .10

Negative touch

Greeting .15 .11 -.09 .08

Explanation .15 .15 -.12 .20 .12

Courtesy -.14

Offers choices .11 .12 -.12

Asks preference .17 .14 -.14 .10 .11

Praise/compliment .07 -.13

Reassurance .20 .12

Positive verbal prompt .13 .17 -.12 .13 .10

Positive announcement .08 .11 -.10 .12

Positive touch .09 .12 -.08

Non-verbal prompt .09 -.07 -.15 .07 .09

General conversation .11 .09 -.08 -.18 .09 .09

Verbally engaged in task .10 -.12

Physically engaged in task . .15

Very neg verbal

Neg verbal

Gen restless

Eyes closed

Uncoop- erative

Aggres- sion

Pos verbal

Very pos verbal

Task en-gagement Pos touch

Negative prompt

Negative announcement

Ignores resident

Talks to another

Rebuke/disapprove

Negative touch

Greeting .35 .38 Explanation .46 .51 Courtesy .47 .46 Offers choices .42 Asks preference .41 .52 Praise/compliment .38 .35 .54 Reassurance

Positive verbal prompt .48 Positive announcement .37 Positive touch .40 Non-verbal prompt .43 .42 General conversation .66

Engaged in task .39 .43 .90 Physically engaged in task

Page 27: Using observational methods to measure treatment integrity in psychosocial intervention research Kimberly S. Van Haitsma, Ph.D. Director, Polisher Research

Why focus on positive emotion as an outcome of choice?

1. Fredrickson, B. (2004). The broaden-and-build theory of positive emotions. Phil Trans R Soc Lond B Biol Sci. September 29; 359(1449): 1367–1378. doi: 10.1098/rstb.2004.15122. Fredrickson, B.L., & Losada, M.F. (2005). Positive affect and complex dynamics of human flourishing. American Psychologist, 60, 678-686. doi:10.1037/0003-066X.60.7.6783. Meeks, S., VanHaitsma, K., Kostiwa, I. & Murrell, S. (in press). Positivity and Well-Being among Community-Residing Elders and Nursing Home Residents: What is the Optimal Affect Balance? Journals of Gerontology: Psychological Sciences.

Broaden-and-Build Theory of Positive Emotion (Fredrickson, 2004)1

•Positive emotions are a primary means to improve psychological and physical well-being over time.•Positive emotions broaden people’s momentary thought-action repertoires (enhance attention, flexibility, openness to new experiences) and build their enduring personal resources (social attachments, resiliency, creativity, enhanced cardiovascular recovery). •Positive emotions serve to “undo” or “correct” the after effects of negative emotional experiences.•In order for an individual to flourish, the ratio of positive to negative emotional experiences needs to be at least 3 to 1 .2,3

Page 28: Using observational methods to measure treatment integrity in psychosocial intervention research Kimberly S. Van Haitsma, Ph.D. Director, Polisher Research

Pearson Correlations (N=2638 real-time observation occasions)

  Resident Positive Affect Resident Negative Affect

Pleasure Interest Anger Anxiety Sadness

Positive CNA communication

behaviors

Greeting    

Explanation

Courtesy      

Offers choice    

Asks preference  

Praise/ compliment

     

Reassure  

Positive announcement

 

Positive touch    

Positive verbal prompt

   

Non-verbal prompt

     

Verbal task engagement

.    

Physical task engagement

   

Negative CNA communication

behaviors

Negative announcement

         

Ignores resident          

Talks to another  

Rebuke/ disapprove

       

Negative touch          

**. Correlation is significant at the 0.001 level (2-tailed).

Pleasure Interest Anger Anxiety Sadness

Greeting .24 .11    

Explanation .30 .12

Courtesy .38 .14      

Offers choice .25 .11    

Asks preference .34 .14  

Praise/ compliment .42 .12      

Reassure .12  

Positive announcement .26 .09  

Positive touch .25 .12    

Positive verbal prompt .27 .12    

Non-verbal prompt .37 .20      

Verbal task engagement .51 .10    

Physical task engagement .14 .07    

Negative announcement          

Ignores resident          

Talks to another .09   .07

Rebuke/ disapprove       .07  

Negative touch          

Pleasure Interest Anger Anxiety Sadness

Greeting   .15  

Explanation .17 .20 .08

Courtesy      

Offers choice   .12  

Asks preference .10 .16  

Praise/ compliment      

Reassure   .11 .08 .13

Positive announcement .09 .09  

Positive touch   .13  

Positive verbal prompt   .14  

Non-verbal prompt      

Verbal task engagement   .07  

Physical task engagement .17    

Negative announcement          

Ignores resident          

Talks to another .17 .09  

Rebuke/ disapprove        

Negative touch          

Pleasure Interest Anger Anxiety Sadness

Greeting .24 .11   .15  

Explanation .30 .12 .17 .20 .08

Courtesy .38 .14      

Offers choice .25 .11   .12  

Asks preference .34 .14 .10 .16  

Praise/ compliment .42 .12      

Reassure .12   .11 .08 .13

Positive announcement .26 .09 .09 .09  

Positive touch .25 .12   .13  

Positive verbal prompt .27 .12   .14  

Non-verbal prompt .37 .20      

Verbal task engagement .51 .10   .07  

Physical task engagement .14 .07 .17    

Negative announcement          

Ignores resident          

Talks to another .17 .09 .09   .07

Rebuke/ disapprove       .07  

Negative touch          

Page 29: Using observational methods to measure treatment integrity in psychosocial intervention research Kimberly S. Van Haitsma, Ph.D. Director, Polisher Research

Pearson Correlations (N=2638 real-time observation occasions)

  Resident Positive Affect Resident Negative Affect

Pleasure Interest Anger Anxiety Sadness

Positive CNA communication

behaviors

Greeting    

Explanation

Courtesy      

Offers choice    

Asks preference  

Praise/ compliment

     

Reassure  

Positive announcement

 

Positive touch    

Positive verbal prompt

   

Non-verbal prompt

     

Verbal task engagement

.    

Physical task engagement

   

Negative CNA communication

behaviors

Negative announcement

         

Ignores resident          

Talks to another  

Rebuke/ disapprove

       

Negative touch          

**. Correlation is significant at the 0.001 level (2-tailed).

Pleasure Interest Anger Anxiety Sadness

Greeting .24 .11    

Explanation .30 .12

Courtesy .38 .14      

Offers choice .25 .11    

Asks preference .34 .14  

Praise/ compliment .42 .12      

Reassure .12  

Positive announcement .26 .09  

Positive touch .25 .12    

Positive verbal prompt .27 .12    

Non-verbal prompt .37 .20      

Verbal task engagement .51 .10    

Physical task engagement .14 .07    

Negative announcement          

Ignores resident          

Talks to another .09   .07

Rebuke/ disapprove       .07  

Negative touch          

Pleasure Interest Anger Anxiety Sadness

Greeting   .15  

Explanation .17 .20 .08

Courtesy      

Offers choice   .12  

Asks preference .10 .16  

Praise/ compliment      

Reassure   .11 .08 .13

Positive announcement .09 .09  

Positive touch   .13  

Positive verbal prompt   .14  

Non-verbal prompt      

Verbal task engagement   .07  

Physical task engagement .17    

Negative announcement          

Ignores resident          

Talks to another .17 .09  

Rebuke/ disapprove        

Negative touch          

Pleasure Interest Anger Anxiety Sadness

Greeting

Explanation

Courtesy .38 Offers choice

Asks preference

Praise/ compliment .42

Reassure

Positive announcement

Positive touch

Positive verbal prompt

Non-verbal prompt .37

Verbal task engagement .51

Physical task engagement

Negative announcement      

Ignores resident

Talks to another

Rebuke/ disapprove

Negative touch          

Page 30: Using observational methods to measure treatment integrity in psychosocial intervention research Kimberly S. Van Haitsma, Ph.D. Director, Polisher Research

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Summary: Pros and Cons afforded by real time observation of treatment fidelity

compared to other methodsCons:

•Expensive and time intensive to train researchers.•Is not efficient for use in “real world” of clinical practice

Pros: •Provide a more accurate and objective account of treatment delivery•Enhanced understanding what treatment ingredients give you the biggest “bang for your buck” in outcomes•Knowledge of potent treatment ingredients can lead to

1) refinements of treatment protocols2) more targeted treatment training materials3) refined platform for building fidelity measures used for

quality improvement purposes in clinical settings .

Page 31: Using observational methods to measure treatment integrity in psychosocial intervention research Kimberly S. Van Haitsma, Ph.D. Director, Polisher Research

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Thank you!