Use of Hft to Find Poles

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    Using the Half Fourier Transform for SEM analysis of both Early and Late TimeResponses In the Presence of Noise

    Tapan K Sarkar 1 , and Magdalena Salazar Palma 2

    1Department of Electrical Engineering and Computer Science, Syracuse University, Syracuse, New York, USA,[email protected]

    2Departmento de Teoria de la Senal y Communicaciones, Universidad Carlos III de Madrid, Leganes, Madrid, [email protected]

    Abstract

    A technique for estimating the SEM parameters of damped sinusoids utilizing both early and late time transientscattering data contaminated by noise is described using the Half Fourier Transform (HFT). The importance of thisnovel methodology is how to simultaneously exploit both early time and late time data as for a practical system it isdifficult to separate them and still be able to identify the late time poles along with the early time specular type of returns.

    1. Introduction

    The singularity expansion method (SEM) proposed by Baum has been applied to quantify an electromagneticresponse in an expansion of complex resonances of the system. It has been shown that the dominant complex naturalresonances of a system are a minimal set of parameters that define the overall physical properties of the system. So, atransient scattering response is analyzed in terms of the damped oscillations corresponding to the complex resonantfrequency of the scatterer or target. In general, the signal model of the observed late time of an electromagnetic-energy-scattered response from an object can be written as

    ,0);()exp()()()(1

    T t t nt s Rt nt xt y m M

    mm (1)

    where )(t y = observed time domain response, )(t n = noise in the data,)(t x = signal, m R = residues or complex amplitudes, mmm j s ,

    m = damping factors, m = angular frequencies ( mm f 2 ).After sampling, the time variable, t is replaced by kT s, where T s is the sampling period. The sequence can be

    rewritten as M

    m s

    k mm s s s kT n z RkT nkT xkT y

    1)()()()( for k=0,., N -1, (2)

    smmT sm T je z si exp for m=1,2,, M . (3)Since the resonances describe global wave fields that encompass the scattering object as a whole, the SEM series

    representation encounters convergence problem when applied to the early time response of the objects. Early timeresponse is strongly dependent on the nature of the source, the location of the source, and the location of the observer.Usually the early time response shows impulse-like characteristics. Because of this difficulty, most previous techniquesused just late time signals only. To excite the early time response a narrow Gaussian pulse is selected. A Gaussian pulseis an entire function and is quite adequate to describe pulse-like components in early time. Complex exponentials areused to describe the late time signals. The concept of a Turn-on time is utilized to consider a time when the fullyexcited resonance can be used formally. So, the transient scattered field can be modeled a

    ( )Scattered field Early Time Late Time Gaussian Pulses Damped Sinusoids u t

    where )(t u is a unit step function and is Turn-on time. But the boundary in between early time and late time is notclear and actually there is an intermediate zone in which the early time pulse-like component and the late time dampedsinusoids are coupled together. So the Turn-on time can be determined by an optimization routine.

    Since the resonance describe global wave fields that encompass the scattering object as a whole, the SEM seriesrepresentation encounters convergence difficulties at early times when portions of the objects are not yet excited.Because of this difficulty, most previous techniques used just late time signals only. The SEM representation does notaccount for the impulsive portion of the early time system responses behavior.

    978-1-4244-5118-0/11/$26.00 2011 IEEE

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    Here, the Half Fourier Transform is used for parameter optimization, because the parameter is continuous andthe mathematical representations of the Half Fourier Transform (HFT) of functions are clear and simple. The functionalrepresentation is almost the same except for the coefficient and the sign in the exponent. It means that their contributions in the Half Fourier Transform domain are almost the same. That is not true in the ordinary Fourier transform domain. Usually signals that we encounter in real life are causal, that is, 0)(t x if t 0. And the initialtime as to when a resonant component starts is different from component to component. So it is possible to assume thateach resonant component has a different Turn-on time.

    2. Calculation of the HFT of an arbitrary waveform

    The generalized Fourier Transform operator F by, 2 2/ 2 / 2( ) ( ) x jn xn n F e H x e e H x where is avariable parameter, , with negative values of corresponding to the inverse transform and )(t H n is the

    nth order Hermite polynomial. Therefore, the usual Fourier Transform operator can be written as 2/ F to denote the

    eigenvalue 2/ jne associated with the orthogonal Hermite functions )(2/2

    x H e n x . The associate Hermite (AH)

    polynomials ),( t hn are defined in terms of the Hermite polynomials ),( t H n through2

    2

    1( , ) exp , 022 !

    n nn

    t t h t H nn

    ; where is a scaling factor. The Hermite polynomials are

    generated recursively through

    2/

    0

    2

    )(t e

    t h ;

    2

    2)(

    2/

    1

    2t tet h ; )(1)(21)( 21 t hnt th

    nt h nnn ,

    for 2n . The AH polynomials are orthonormal to each other and form a complete set of basis in the interval

    , . If )(t x is a piecewise smooth function defined on a finite interval p p, and 2 2 ( )t e x t dt < ,

    then )(t x can be expanded using the AH series as0

    ( ) ( ),n nn

    x t a h t for t ; with

    dt t ht xa nn )()( . Therefore, ( )( ) F x t u 0

    ( ). jnn na e h u The Half Fourier Transform (HFT) can be

    obtained by substituting with 4/ .

    3. Optimization

    Complex natural frequencies occur in complex conjugate pairs and they lie in the left half plane with a nonzeroreal part. To represent real signals we treat two conjugate poles together. So, the scattered field can be represented as

    2

    1 1

    1( ) exp

    2 2m m m mm

    M N j t j t t n

    m m n nm n

    t B x t c e e e u t A C

    where 0,0 t , 0m . mc s and m s are the amplitudes and the phases, respectively. m s and m s are

    the damping factors and the angular frequencies. n A s and n B s are amplitudes and time shift of the Gaussian pulses.

    nC s are coefficients which represent the pulse width. M is the number of damped sinusoidal signals and N is thenumber of Gaussian pulses.

    To apply a parameter identification algorithm, the parameter set is defined by

    N N N M M M M M C A BC A Bcc p 11111111 ; while the residual vector is defined by

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    2

    2),(),(

    21

    t uGt uGr R

    where )](;)([),( t xu X t uG and )](;)([),( t xu X t uG R R R . )(u X is the HFT of the measured signal

    )(t x , and ),( t uG R is the reconstructed half Fourier transform. Both the original signal and its HFT are used to

    compute the optimized parameters.2

    2defines the squared 2 norms. )(u X is pre-calculated with the time domain

    scattered field. From the Half Fourier Transform of a shifted Gaussian pulse and a damped sinusoid with a Turn-on

    time, )(u X R is constructed as

    uB B B

    uC

    C j Bu

    C

    C jC

    j A

    vu j

    ee

    vu j

    ee j

    cu X

    n

    n

    n

    n

    n

    N

    nn

    mm

    v j

    j

    M

    mmm

    v j

    jm R

    mm

    mm

    22

    22

    21

    12

    exp2

    21exp

    1

    122

    exp

    122

    exp2

    1

    21

    )(

    2

    2

    21

    22

    22

    11

    21

    2

    22

    21

    where jvm1 , jvm2 , mmm vu j 11 2 , and mmm vu j 22 2 .

    4. Example

    The example presented is a wire scatterer. The time domain transient electro-magnetic scattering responsesfrom various objects have been calculated using an inverse Fourier transform of the frequency domain data using anumerical electromagnetics code called HOBBIES [2]. Noise is added to the time domain data. Generally speaking,noise is more dominant in later time rather than at early times. In this study, signal to noise ratio (SNR) is defined as,

    2 2

    1 1

    2 21010 log /

    t t

    i ii t i t

    SNR s t n t

    , where )(t s is a signal and )(t n is noise. Time domain scattered field

    is obtained using the same procedure with that of the previous section and then white Gaussian noise is added with a

    zero mean and with a finite SNR. The noise contaminated signal and the Half Fourier Transform of the noisy signal isused to identify the complex resonant frequency of the object. An average error is taken from twenty trials for eachSNR.

    The thin wire scatterer of length L and diameter d, which is excited by an incident pulse of electromagneticradiation. As shown in Figure 1, the length of the wire scatterer is 50 mm and the aspect ratio (L/d) is 100. The incidentfield is coming from 45 from the wire axis and is polarized with respect to the theta direction. In this case 7 dampedsinusoids and 5 Gaussian pulses are used to fit the time domain and the Half Fourier Transform domain data. Noise isadded to the time domain data in the range between 10% and 40%. The order of the expansion for the associate Hermite

    basis functions to carry out the Half Fourier Transform is determined using the time-bandwidth product (2BT+1) rule,where B is the bandwidth in the frequency domain and T is the time duration of the signal. It means that to approximatea given waveform of duration T and practically band limited by B (one-sided bandwidth), using an orthonormal set of

    basis functions in the time domain, at least (2BT+1) pieces of basis are necessary from a mathematical point of view. Inthis example the frequency band B is 100 GHz and the total time duration T is 5 nsec. Therefore, to achieve this time-

    bandwidth product for the backward scattered field one needs approximately N = (2 100 5 + 1) = 1001 coefficients of

    the Hermite expansion. Figure 2 represents the backward scattered electromagnetic field without noise in the timedomain. Figure 3(a) plots the time domain noisy signal with a SNR=10 dB and Figure 3(b) is the reconstructed signalafter optimizations. Twenty trials are performed for each SNR and then an average estimate of the error is computed.

    The root mean square error defined by the 21

    ( ) ( ) / N

    o i r ii

    RMS Error y t y t N where o y is the noisy time

    domain data, r y is reconstructed data using optimized parameters and N is the total number of data samples.

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