U.S. District Court Eastern District of Missouri (St. Louis)securities.stanford.edu/filings-documents/1029/EDJCL04...2004/07/15 · US District Court Civil Docket as of 08/30/2006

US District Court Civil Docket as of 08/30/2006 Retrieved from the court on Friday, September 01, 2006

U.S. District Court Eastern District of Missouri (St. Louis)

CIVIL DOCKET FOR CASE #: 4:04-cv-00086-HEA

Spahn v. Edward D. Jones & Co., L.P. et al Assigned to: Honorable Henry E. Autrey Lead case: 4:04-cv-00086-HEA Member cases: 4:04-cv-00466-HEA 4:04-cv-00467-HEA Related Case: 4:06-cv-00547-HEA Cause: 15:78m(a) Securities Exchange Act

Date Filed: 01/23/2004 Jury Demand: Plaintiff Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question

Plaintiff John M. Spahn, IRA on Behalf of Himself and All Others Similarly Situated

represented by Andrei V. Rado MILBERG AND WEISS One Pennsylvania Plaza Suite 4915 New York, NY 10119-0165 212-594-5300 Fax: 212-868-1229 LEAD ATTORNEY ATTORNEY TO BE NOTICED Charles J. Piven LAW OFFICES OF CHARLES J. PIVEN The World Trade Center - Baltimore 401 E. Pratt Street Suite 2525 Baltimore, MD 21202 410-332-0030 Fax: 410-685-1300 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Jerome M. Congress MILBERG AND WEISS One Pennsylvania Plaza Suite 4915 New York, NY 10119-0165 212-594-5300 Fax: 212-868-1229 Email: [email protected] LEAD ATTORNEY

ATTORNEY TO BE NOTICED Marshall N. Perkins LAW OFFICES OF CHARLES J. PIVEN The World Trade Center - Baltimore 401 E. Pratt Street Suite 2525 Baltimore, MD 21202 410-332-0030 Fax: 410-685-1300 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Martin W. Blanchard SAUERWEIN AND SIMON, P.C. 147 N. Meramec Suite 200 Clayton, MO 63105 314-863-9100 Fax: 314-863-9101 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael R. Reese MILBERG AND WEISS One Pennsylvania Plaza Suite 4915 New York, NY 10119-0165 212-594-5300 Fax: 212-868-1229 Email: [email protected] LEAD ATTORNEY Peter E. Seidman MILBERG AND WEISS One Pennsylvania Plaza Suite 4915 New York, NY 10119-0165 212-594-5300 Fax: 212-868-1229 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Steven G. Schulman MILLER & VAN EATON, LLP 400 Montgomery Street Suite 501

San Francisco, CA 94104-1215 212-594-5300 Fax: 212-868-1229 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED William L. Sauerwein SAUERWEIN AND SIMON, P.C. 147 N. Meramec Suite 200 Clayton, MO 63105 314-863-9100 Fax: 314-863-9101 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Robert D. Blitz BLITZ AND BARDGETT 120 S. Central Suite 750 Clayton, MO 63105 314-863-1500 Fax: 314-863-1877 Email: [email protected] TERMINATED: 04/19/2004 ATTORNEY TO BE NOTICED

V.

Consolidated Filer Plaintiff

Michael Maller represented by Jerome M. Congress (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Martin W. Blanchard (See above for address) ATTORNEY TO BE NOTICED


Ronald Alexander represented by Jerome M. Congress (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Martin W. Blanchard

(See above for address) ATTORNEY TO BE NOTICED


Rachel M. Enriquez TERMINATED: 04/30/2004

represented by Christopher O. Bauman BLITZ AND BARDGETT 120 S. Central Suite 750 Clayton, MO 63105 314-863-1500 Fax: 314-863-1877 Email: [email protected] TERMINATED: 04/30/2004 LEAD ATTORNEY ATTORNEY TO BE NOTICED Kirk B. Hulett HULETT AND HARPER 550 W. C Street Suite 1600 San Diego, CA 92101 619-338-1133 Fax: 619-338-1139 Email: [email protected] TERMINATED: 04/30/2004 LEAD ATTORNEY ATTORNEY TO BE NOTICED Matthew J. Zevin STANLEY AND MANDEL 550 W. C Street Suite 1600 San Diego, CA 92101 619-235-5306 Fax: 815-377-8419 TERMINATED: 04/30/2004 LEAD ATTORNEY ATTORNEY TO BE NOTICED R. Thomas Avery BLITZ AND BARDGETT 120 S. Central Suite 750 Clayton, MO 63105 314-863-1500 Fax: 314-863-1877 Email: [email protected] TERMINATED: 04/30/2004 LEAD ATTORNEY

ATTORNEY TO BE NOTICED Robert D. Blitz (See above for address) TERMINATED: 04/19/2004 LEAD ATTORNEY ATTORNEY TO BE NOTICED Wayne T. Lamprey GOODIN AND MCBRIDE 505 Sansome Street Suite 900 San Francisco, CA 94111 415-392-7900 Fax: 415-398-4321 Email: [email protected] TERMINATED: 04/30/2004 LEAD ATTORNEY ATTORNEY TO BE NOTICED


Mr. Joe Garcia represented by Aaron L. Brody STULL AND STULL Six E. 45th Street New York, NY 10017 212-687-7230 Fax: 212-490-2022 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Bradley P. Dyer STULL AND STULL Six E. 45th Street New York, NY 10017 212-687-7320 Fax: 212-490-2022 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED David C. Katz WEISS AND YOURMAN 551 Fifth Avenue Suite 1600 New York, NY 10176 212-682-3025 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Jack I. Zwick WEISS AND YOURMAN 551 Fifth Avenue Suite 1600 New York, NY 10176 212-682-3025 LEAD ATTORNEY ATTORNEY TO BE NOTICED Jerome M. Congress (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joseph H. Weiss WEISS AND YOURMAN 551 Fifth Avenue Suite 1600 New York, NY 10176 212-682-3025 Fax: 212-682-3010 LEAD ATTORNEY ATTORNEY TO BE NOTICED Jules Brody STULL AND STULL Six E. 45th Street New York, NY 10017 212-687-7230 Fax: 212-490-2022 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Richard A. Acocelli WEISS AND YOURMAN 551 Fifth Avenue Suite 1600 New York, NY 10176 212-682-3025 Fax: 212-682-3010 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Leonard Komen LAW OFFICES OF LEONARD KOMEN, P.C. 7733 Forsyth Blvd., Ste. 300

Clayton, MO 63105 314-726-1611 Fax: 314-863-9196 Email: [email protected] ATTORNEY TO BE NOTICED Martin W. Blanchard (See above for address) ATTORNEY TO BE NOTICED Robert D. Blitz (See above for address) TERMINATED: 04/19/2004 ATTORNEY TO BE NOTICED


Lois Zabriskie represented by Aaron L. Brody (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bradley P. Dyer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David C. Katz (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jack I. Zwick (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jerome M. Congress (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joseph H. Weiss (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jules Brody (See above for address) LEAD ATTORNEY

ATTORNEY TO BE NOTICED Richard A. Acocelli (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Leonard Komen (See above for address) ATTORNEY TO BE NOTICED Martin W. Blanchard (See above for address) ATTORNEY TO BE NOTICED


John Oldner represented by Aaron L. Brody (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bradley P. Dyer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David C. Katz (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jack I. Zwick (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jerome M. Congress (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joseph H. Weiss (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jules Brody (See above for address) LEAD ATTORNEY



Hubert Freehan represented by Aaron L. Brody (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bradley P. Dyer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David C. Katz (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jack I. Zwick (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jerome M. Congress (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joseph H. Weiss (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jules Brody (See above for address) LEAD ATTORNEY



Betty Weible represented by Aaron L. Brody (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bradley P. Dyer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David C. Katz (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jack I. Zwick (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jerome M. Congress (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joseph H. Weiss (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jules Brody (See above for address) LEAD ATTORNEY



Susan Legg represented by Aaron L. Brody (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bradley P. Dyer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David C. Katz (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jack I. Zwick (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jerome M. Congress (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joseph H. Weiss (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jules Brody (See above for address) LEAD ATTORNEY



Marylou Jeffs represented by Aaron L. Brody (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bradley P. Dyer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David C. Katz (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jack I. Zwick (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jerome M. Congress (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joseph H. Weiss (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jules Brody (See above for address) LEAD ATTORNEY



James Pingatore represented by Aaron L. Brody (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bradley P. Dyer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David C. Katz (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jack I. Zwick (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jerome M. Congress (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joseph H. Weiss (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jules Brody (See above for address) LEAD ATTORNEY



Cheryl McDowell represented by Aaron L. Brody (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bradley P. Dyer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David C. Katz (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jack I. Zwick (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jerome M. Congress (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joseph H. Weiss (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jules Brody (See above for address) LEAD ATTORNEY



Juan Cedillo represented by Aaron L. Brody (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bradley P. Dyer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David C. Katz (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jack I. Zwick (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jerome M. Congress (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joseph H. Weiss (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jules Brody (See above for address) LEAD ATTORNEY



Jim Boswell represented by Aaron L. Brody (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bradley P. Dyer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David C. Katz (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jack I. Zwick (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jerome M. Congress (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joseph H. Weiss (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jules Brody (See above for address) LEAD ATTORNEY



Allen Wells represented by Aaron L. Brody (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bradley P. Dyer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David C. Katz (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jack I. Zwick (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jerome M. Congress (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joseph H. Weiss (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jules Brody (See above for address) LEAD ATTORNEY



Murray Zucker represented by Aaron L. Brody (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bradley P. Dyer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David C. Katz (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jack I. Zwick (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jerome M. Congress (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joseph H. Weiss (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jules Brody (See above for address) LEAD ATTORNEY



Illinois Valley YMCA represented by Aaron L. Brody (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bradley P. Dyer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David C. Katz (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jack I. Zwick (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jerome M. Congress (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joseph H. Weiss (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jules Brody (See above for address) LEAD ATTORNEY



Robert Searcy represented by Aaron L. Brody (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bradley P. Dyer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David C. Katz (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jack I. Zwick (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jerome M. Congress (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joseph H. Weiss (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jules Brody (See above for address) LEAD ATTORNEY



Robert Bahnson represented by Aaron L. Brody (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bradley P. Dyer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David C. Katz (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jack I. Zwick (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jerome M. Congress (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joseph H. Weiss (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jules Brody (See above for address) LEAD ATTORNEY



Robert Wood represented by Aaron L. Brody (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bradley P. Dyer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David C. Katz (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jack I. Zwick (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jerome M. Congress (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joseph H. Weiss (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jules Brody (See above for address) LEAD ATTORNEY



Jay Haack represented by Aaron L. Brody (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bradley P. Dyer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David C. Katz (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jack I. Zwick (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jerome M. Congress (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joseph H. Weiss (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jules Brody (See above for address) LEAD ATTORNEY



Carol Chiumentu represented by Aaron L. Brody (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bradley P. Dyer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David C. Katz (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jack I. Zwick (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jerome M. Congress (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joseph H. Weiss (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jules Brody (See above for address) LEAD ATTORNEY



Nancy Lawrence represented by Aaron L. Brody (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bradley P. Dyer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David C. Katz (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jack I. Zwick (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jerome M. Congress (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joseph H. Weiss (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jules Brody (See above for address) LEAD ATTORNEY



William Duggan represented by Aaron L. Brody (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bradley P. Dyer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David C. Katz (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jack I. Zwick (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jerome M. Congress (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joseph H. Weiss (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jules Brody (See above for address) LEAD ATTORNEY



Loretta Carlson represented by Aaron L. Brody (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bradley P. Dyer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David C. Katz (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jack I. Zwick (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jerome M. Congress (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joseph H. Weiss (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jules Brody (See above for address) LEAD ATTORNEY



Denise McCutchen represented by Aaron L. Brody (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bradley P. Dyer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David C. Katz (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jack I. Zwick (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jerome M. Congress (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joseph H. Weiss (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jules Brody (See above for address) LEAD ATTORNEY



Marina Berti represented by Aaron L. Brody (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bradley P. Dyer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David C. Katz (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jack I. Zwick (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jerome M. Congress (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joseph H. Weiss (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jules Brody (See above for address) LEAD ATTORNEY



Carol Maller represented by Jerome M. Congress (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Martin W. Blanchard (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED


Mary Oldner represented by Aaron L. Brody (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bradley P. Dyer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David C. Katz (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jack I. Zwick (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jerome M. Congress

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joseph H. Weiss (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jules Brody (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Leonard Komen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Richard A. Acocelli (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Martin W. Blanchard (See above for address) ATTORNEY TO BE NOTICED


Randy McDowell represented by Aaron L. Brody (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bradley P. Dyer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David C. Katz (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jack I. Zwick (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Jerome M. Congress (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joseph H. Weiss (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jules Brody (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Leonard Komen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Richard A. Acocelli (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Martin W. Blanchard (See above for address) ATTORNEY TO BE NOTICED


Michael Howard represented by David A. Rosenfeld LERACH AND COUGHLIN, LLP 58 S. Service Road Suite 200 Melville, NY 11747 631-367-7100 Fax: 631-367-1173 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Jerome M. Congress (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Marc A. Topaz SCHIFFRIN AND BARROWAY, LLP 280 King of Prussia Road

Radnor, PA 19087 610-667-7706 Fax: 610-667-7056 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Martin W. Blanchard (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Richard A. Maniskas SCHIFFRIN AND BARROWAY, LLP 280 King of Prussia Road Radnor, PA 19087 610-667-7706 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Samuel H. Rudman LERACH AND COUGHLIN, LLP 58 S. Service Road Suite 200 Melville, NY 11747 631-367-7100 Fax: 631-367-1173 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED William L. Sauerwein (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED


Frada Pasik represented by David Jaroslawicz JAROSLAWICZ AND JAROS 150 Williams Street New York, NY 10038 212-227-2780 Fax: 212-732-6746 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Donald L. Wolff

WOLFF AND D'AGROSA 8019 Forsyth Clayton, MO 63105 314-725-8019 Fax: 314-725-8443 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED H. Adam Prussin POMERANTZ AND HAUDEK 100 Park Avenue New York, NY 10017 212-661-1100 Fax: 212-661-8665 LEAD ATTORNEY ATTORNEY TO BE NOTICED Jerome M. Congress (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Paul J. D'Agrosa WOLFF AND D'AGROSA 8019 Forsyth Clayton, MO 63105 314-725-8019 Fax: 314-725-8443 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Ronen Sarraf POMERANTZ AND HAUDEK 100 Park Avenue New York, NY 10017 212-661-1100 Fax: 212-661-8665 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Stanley M. Grossman POMERANTZ AND HAUDEK 100 Park Avenue New York, NY 10017 212-661-1100 Fax: 212-661-8665 Email: [email protected]

LEAD ATTORNEY ATTORNEY TO BE NOTICED Martin W. Blanchard (See above for address) ATTORNEY TO BE NOTICED


Richard H. Gerding represented by Jerome M. Congress (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Lauren S. Antonino CHITWOOD AND HARLEY 1230 Peachtree Street,N.E. Suite 2300 Atlanta, GA 30309 404-873-3900 Fax: 404-876-4476 Email: [email protected] TERMINATED: 02/24/2006 LEAD ATTORNEY Martin W. Blanchard (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Martin D. Chitwood CHITWOOD HARLEY HARNES LLP 1230 Peachtree Street, N.E 2300 Promenade II Atlanta, GA 30309 404-873-3900 Fax: 404-876-4476 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED


Nicholas J. Corbi represented by Aaron L. Brody (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jerome M. Congress (See above for address)

LEAD ATTORNEY ATTORNEY TO BE NOTICED Joseph H. Weiss (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jules Brody (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Richard A. Acocelli (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Martin W. Blanchard (See above for address) ATTORNEY TO BE NOTICED


Stanley D. Gadway represented by Aaron L. Brody (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jerome M. Congress (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joseph H. Weiss (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jules Brody (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Richard A. Acocelli (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Tzivia Brody

STULL AND STULL Six E. 45th Street New York, NY 10017 212-687-7230 Fax: 212-490-2022 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Martin W. Blanchard (See above for address) ATTORNEY TO BE NOTICED


Thomas Auer represented by Jerome M. Congress (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Martin W. Blanchard (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED


William D. Potter represented by James J. Rosemergy DAVID DANIS LAW FIRM, P.C. 8235 Forsyth Suite 1100 St. Louis, MO 63105 314-725-7700 Fax: 314-721-0905 Email: [email protected] ATTORNEY TO BE NOTICED Martin W. Blanchard (See above for address) ATTORNEY TO BE NOTICED


Todd Bressler represented by James J. Rosemergy (See above for address) ATTORNEY TO BE NOTICED Martin W. Blanchard (See above for address) ATTORNEY TO BE NOTICED

V.

Defendant

Edward D. Jones & Co., L.P. represented by Andrei V. Rado (See above for address) TERMINATED: 05/19/2004 LEAD ATTORNEY ATTORNEY TO BE NOTICED David P. Niemeier GREENSFELDER AND HEMKER 10 S. Broadway Suite 2000, Equitable Building St. Louis, MO 63102 314-345-4751 Fax: 314-345-5466 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Kimber L. Monroe GREENSFELDER AND HEMKER 10 S. Broadway Suite 2000, Equitable Building St. Louis, MO 63102 314-241-9090 Fax: 314-345-5466 Email: [email protected] TERMINATED: 05/18/2005 LEAD ATTORNEY ATTORNEY TO BE NOTICED Lisa A. Nielsen GREENSFELDER AND HEMKER 10 S. Broadway Suite 2000, Equitable Building St. Louis, MO 63102 314-241-9090 Fax: 314-241-3643 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Melvyn I. Weiss MILBERG AND WEISS One Pennsylvania Plaza Suite 4915 New York, NY 10119-0165

212-594-5300 Fax: 212-868-1229 TERMINATED: 05/19/2004 LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter E. Seidman (See above for address) TERMINATED: 05/19/2004 LEAD ATTORNEY ATTORNEY TO BE NOTICED Robert W. Gottlieb KATTEN MUCHIN ROSENMAN LLP 575 Madison Avenue New York, NY 10022 LEAD ATTORNEY ATTORNEY TO BE NOTICED Sharon M. Lee MILBERG AND WEISS One Pennsylvania Plaza Suite 4915 New York, NY 10119-0165 212-594-5300 TERMINATED: 05/19/2004 LEAD ATTORNEY ATTORNEY TO BE NOTICED Steven G. Schulman (See above for address) TERMINATED: 05/19/2004 LEAD ATTORNEY ATTORNEY TO BE NOTICED David M. Harris GREENSFELDER AND HEMKER 10 S. Broadway Suite 2000, Equitable Building St. Louis, MO 63102 314-241-9090 Fax: 314-345-4704 Email: [email protected] ATTORNEY TO BE NOTICED James H. Ferrick, III GREENSFELDER, HEMKER & GALE, P.C. 10 S. Broadway Suite 2000

St. Louis, MO 63102-1774 314-241-9090 Fax: 314-345-5465 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

John W. Bachmann represented by David P. Niemeier (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Kimber L. Monroe (See above for address) TERMINATED: 05/18/2005 LEAD ATTORNEY ATTORNEY TO BE NOTICED Lisa A. Nielsen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David M. Harris (See above for address) ATTORNEY TO BE NOTICED James H. Ferrick, III (See above for address) ATTORNEY TO BE NOTICED

Defendant

Douglas E. Hill represented by David P. Niemeier (See above for address) TERMINATED: 06/01/2004 LEAD ATTORNEY ATTORNEY TO BE NOTICED Kimber L. Monroe (See above for address) TERMINATED: 06/01/2004 LEAD ATTORNEY ATTORNEY TO BE NOTICED Lisa A. Nielsen (See above for address) TERMINATED: 06/01/2004 LEAD ATTORNEY

ATTORNEY TO BE NOTICED David M. Harris (See above for address) TERMINATED: 06/01/2004 ATTORNEY TO BE NOTICED Gordon L. Ankney THOMPSON COBURN One US Bank Plaza St. Louis, MO 63101 314-552-6000 Fax: 314-552-7003 Email: [email protected] ATTORNEY TO BE NOTICED James H. Ferrick, III (See above for address) ATTORNEY TO BE NOTICED John S. Kingston THOMPSON COBURN LLP One US Bank Plaza St. Louis, MO 63101 314-552-6000 Email: [email protected] ATTORNEY TO BE NOTICED Michael J. Morris THOMPSON COBURN One US Bank Plaza St. Louis, MO 63101 314-552-6000 Fax: 314-552-7082 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Michael R. Holmes represented by David P. Niemeier (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Kimber L. Monroe (See above for address) TERMINATED: 05/18/2005 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Lisa A. Nielsen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David M. Harris (See above for address) ATTORNEY TO BE NOTICED James H. Ferrick, III (See above for address) ATTORNEY TO BE NOTICED

Defendant

Richie L. Malone represented by David P. Niemeier (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Kimber L. Monroe (See above for address) TERMINATED: 05/18/2005 LEAD ATTORNEY ATTORNEY TO BE NOTICED Lisa A. Nielsen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David M. Harris (See above for address) ATTORNEY TO BE NOTICED James H. Ferrick, III (See above for address) ATTORNEY TO BE NOTICED

Defendant

Steven Novik represented by David P. Niemeier (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Kimber L. Monroe (See above for address) TERMINATED: 05/18/2005 LEAD ATTORNEY

ATTORNEY TO BE NOTICED Lisa A. Nielsen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David M. Harris (See above for address) ATTORNEY TO BE NOTICED James H. Ferrick, III (See above for address) ATTORNEY TO BE NOTICED

Defendant

Darryl L. Pope represented by David P. Niemeier (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Kimber L. Monroe (See above for address) TERMINATED: 05/18/2005 LEAD ATTORNEY ATTORNEY TO BE NOTICED Lisa A. Nielsen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David M. Harris (See above for address) ATTORNEY TO BE NOTICED James H. Ferrick, III (See above for address) ATTORNEY TO BE NOTICED

Defendant

Robert Virgil, Jr. represented by David P. Niemeier (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Kimber L. Monroe (See above for address)

TERMINATED: 05/18/2005 LEAD ATTORNEY ATTORNEY TO BE NOTICED Lisa A. Nielsen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David M. Harris (See above for address) ATTORNEY TO BE NOTICED James H. Ferrick, III (See above for address) ATTORNEY TO BE NOTICED

V.

Consolidated Filer Defendant

Jones Financial Companies, The represented by David M. Harris (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David P. Niemeier (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Kimber L. Monroe (See above for address) TERMINATED: 05/18/2005 LEAD ATTORNEY ATTORNEY TO BE NOTICED Lisa A. Nielsen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Consolidated Filer Defendant

EDJ Holding Company, Inc. represented by David M. Harris (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David P. Niemeier

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Kimber L. Monroe (See above for address) TERMINATED: 05/18/2005 LEAD ATTORNEY ATTORNEY TO BE NOTICED Lisa A. Nielsen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Movant

Kuniko Johnson individually and on behalf of on behalf of Patrick Johnson

represented by Chet B. Waldman WOLF AND POPPER, LLP 845 Third Avenue New York, NY 10022 212-451-9624 Fax: 212-486-2093 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED David Boies, III STRAUS AND BOIES, LLP Two Depot Plaza Bedford Hills, NY 10507 914-244-3200 LEAD ATTORNEY ATTORNEY TO BE NOTICED Kenneth G. Walsh STRAUS AND BOIES, LLP Two Depot Plaza Bedford Hills, NY 10507 914-244-3200 LEAD ATTORNEY ATTORNEY TO BE NOTICED Paul Napoli NAPOLI AND KAISER, LLP 115 Broadway New York, NY 10006 212-267-3700 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Movant

Rachel M. Enriquez represented by Christopher O. Bauman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Kirk B. Hulett (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Matthew J. Zevin (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED R. Thomas Avery (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Robert D. Blitz (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Wayne T. Lamprey (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Date Filed # Docket Text

01/23/2004 1 COMPLAINT against defendant John W. Bachmann, Edward D. Jones & Co., L.P., Douglas E. Hill, Michael R. Holmes, Richie L. Malone, Steven Novik, Darryl L. Pope, Robert Virgil Jr. 8 @ 20 days Summons(es) issued, in the amount of $150, Consents issued 9, Disclosure of Corporate Interest issued to deft, Jury Demand,, filed by John M. Spahn IRA. (Attachments: #(1) Civil Cover Sheet #(2) Original Filing Form)(SAJ,) (Entered: 01/23/2004)

01/23/2004 2 NOTICE OF PRIVATE PROCESS SERVER; by Plaintiff John M. Spahn IRA Process Server Terry Pohlmann, (SAJ,) (Entered: 01/23/2004)

01/23/2004 3 NOTICE of a Certificate of named Plaintiff Pursuant to Federal Securities Law by Plaintiff John M. Spahn IRA re 1 Complaint. (SAJ,) (Entered: 01/23/2004)

01/23/2004 Receipt # S2004-003642 in the amount of $150.00 for CIVIL FILING FEE, CIVIL FILING FEE-2ND 1/2 on behalf of SAUERWEIN & BLANCHARD, PC. (CSW,)

(Entered: 01/23/2004)

01/26/2004 4 Letter to attorneys Steven G. Schulman, Peter E. Seidman, Andrei V. Rado at MILBERG AND WEISS from Clerk Re:Pro Hac Vice (SAJ,) (Entered: 01/26/2004)

01/26/2004 5 Letter to attorney Charles J. Piven at the Law Offices of Charles J. Piven from Clerk Re:Pro Hac Vice (SAJ,) (Entered: 01/26/2004)

02/03/2004 Receipt # S2004-003856 in the amount of $75.00 for ATTORNEY ADM. FEE - PHV- Andrei V. Rado, ATTORNEY ADM. FEE - PHV- Peter Seidman, ATTORNEY ADM. FEE - PHV- Steven G. Schulman on behalf of SAUERWEIN & BLANCHARD, PC. (CSW,) (Entered: 02/03/2004)

02/03/2004 6 MOTION for Leave to Appear Pro Hac Vice Steven G. Schulman by Plaintiff John M. Spahn IRA. Receipt # S2004-003856 for Filing Fee.(GLF) (Entered: 02/06/2004)

02/03/2004 7 MOTION for Leave to Appear Pro Hac Vice Peter Seidman by Plaintiff John M. Spahn IRA. (Receipt #S2004-003856 for filing fee)(GLF) (Entered: 02/06/2004)

02/03/2004 8 MOTION for Leave to Appear Pro Hac Vice Andrei V. Rado by Plaintiff John M. Spahn IRA. Receipt for filing fee # S2004-003856. (GLF) (Entered: 02/06/2004)

02/09/2004 Docket Text ORDER re 6 MOTION for Leave to Appear Pro Hac Vice Steven G. Schulman filed by John M. Spahn, 7 MOTION for Leave to Appear Pro Hac Vice Peter Seidman filed by John M. Spahn, 8 MOTION for Leave to Appear Pro Hac Vice Andrei V. Rado filed by John M. Spahn ; ORDERED GRANTED. Signed by Judge Audrey G. Fleissig on February 9, 2004. (MLR, ) (Entered: 02/09/2004)

02/17/2004 9 ENTRY of Appearance by David M. Harris Defendants Edward D. Jones & Co., L.P., John W. Bachmann, Douglas E. Hill, Michael R. Holmes, Richie L. Malone, Steven Novik, Darryl L. Pope, Robert Virgil Jr.. (Harris, David) (Entered: 02/17/2004)

02/17/2004 10 Joint MOTION for Extension of Time to File ;Extension to file the following: Answer, Motion or other Responsive Pleading ;Proposed extension date March 18, 2004 by Defendants John W. Bachmann, Edward D. Jones & Co., L.P., Douglas E. Hill, Michael R. Holmes, Richie L. Malone, Steven Novik, Darryl L. Pope, Robert Virgil Jr.. (Harris, David) (Entered: 02/17/2004)

02/18/2004 Docket Text ORDER re 10 Joint MOTION for Extension of Time to File ;Extension to file the following: Answer, Motion or other Responsive Pleading ;Proposed extension date March 18, 2004 filed by Edward D. Jones & Co., L.P., John W. Bachmann, Douglas E. Hill, Michael R. Holmes, Richie L. Malone, Steven Novik, Darryl L. Pope, Robert Virgil ; ORDERED GRANTED through and including March 18, 2004. Signed by Judge Audrey G. Fleissig on February 18, 2004. (MLR, ) (Entered: 02/18/2004)

03/12/2004 11 CJRA ORDER (jgw). Judge Audrey G. Fleissig termed. Case reassigned to Judge Henry E. Autrey for all further proceedings. (MCB) (Entered: 03/12/2004)

03/18/2004 12 Joint MOTION for Extension of: Time to File Responsive Pleadings by Defendants John W. Bachmann, Edward D. Jones & Co., L.P., Douglas E. Hill, Michael R.

Holmes, Richie L. Malone, Steven Novik, Darryl L. Pope, Robert Virgil Jr.. (Harris, David) (Entered: 03/18/2004)

03/19/2004 Docket Text ORDER re 12 Joint MOTION for Extension of: Time to File Responsive Pleadings filed by Edward D. Jones & Co., L.P., John W. Bachmann, Douglas E. Hill, Michael R. Holmes, Richie L. Malone, Steven Novik, Darryl L. Pope, Robert Virgil ; ORDERED Granted through and including 4/2/04. Signed by Judge Henry E. Autrey on 3/19/04. (MJM, ) (Entered: 03/22/2004)

03/23/2004 13 First MOTION to Appoint Lead Counsel names:Robert D. Blitz by Plaintiff John M. Spahn IRA. (Attachments: # 1 # 2 # 3 # 4)(Blitz, Robert) (Entered: 03/23/2004)

03/23/2004 14 First MOTION to Appoint Lead Counsel names:Blanchard by Plaintiff John M. Spahn IRA. (Blanchard, Martin) Modified on 3/24/2004 (MJM, ) ** NOTE: This doc has the wrong scanned image attached (a declaration instead of mtn), Amd mtn with correct attachment filed as #16. (Entered: 03/23/2004)

03/23/2004 15 DECLARATION filed by Plaintiff John M. Spahn IRA. (Blanchard, Martin) (Entered: 03/23/2004)

03/23/2004 16 Amended MOTION to CONSOLIDATE w/cause nos. 04cv118 (CAS),04cv189 (CEJ),04cv225(DJS) and 04cv282(DJS) and to Appoint Lead Counsel names:Blanchard by Plaintiff John M. Spahn IRA. (Blanchard, Martin) (Modified on 3/31/2004 - to add motion to consolidate (CEL, ). (Entered: 03/23/2004)

03/23/2004 17 MOTION to Appoint Lead Counsel Plaintiff Maller names:Blanchard. (Blanchard, Martin) (Entered: 03/23/2004)

03/23/2004 18 DECLARATION filed by Consolidated Filer Plaintiff Michael and Carol Maller. (Blanchard, Martin) (Entered: 03/23/2004)

03/23/2004 19 MOTION to Appoint Lead Counsel Plaintiff Alexander names:Abel. (Blanchard, Martin) (Entered: 03/23/2004)

03/23/2004 20 MEMORANDUM in Support of Motion re 19 MOTION to Appoint Lead Counsel Plaintiff Alexander names:Abel filed by Plaintiff Ronald Alexander. (Blanchard, Martin) (Entered: 03/23/2004)

03/23/2004 25 MOTION for Leave to Appear Pro Hac Vice Chet B. Waldman by Movant Kuniko Johnson, Individually and on behalf of Patrick Johnson. (Receipt # S2004-5304) (MJM, ) (Entered: 03/24/2004)

03/24/2004 21 MEMORANDUM in Support of Motion re 16 Amended MOTION to Appoint Lead Counsel names:Blanchard Motion for Leave to File Memorandum of Law in Support of Motion for Consolidation, Appointment as Lead Plaintiff, Appointment of Steering Committee, and Approval of Selection of Lead Counsel, Coordinating Counsel, and Liason Counsel Out of Time and in Excess of Fifteen Pages filed by Plaintiff John M. Spahn IRA. (Blanchard, Martin) (Entered: 03/24/2004)

03/24/2004 22 MEMORANDUM in Support of Motion re 16 Amended MOTION to Appoint Lead Counsel names:Blanchard Memorandum of Law in Support of the Motion of the Edward Jones Lead Plaintiff Movants for Consolidation, Appointment as Lead Plaintiff, Appointment of Steering Committee, and Approval of Selection of Coordinating Counsel, Lead Counsel, and Liaison Counsel filed by Plaintiff John

M. Spahn IRA. (Blanchard, Martin) (Entered: 03/24/2004)

03/24/2004 23 MOTION for Leave to File Memorandum of Law in Support of Motion for Consolidation of Related Actions, For Appointment as Lead Plaintiffs and for Approval of Their Selection of Lead Counsel and Liaison Counsel Out of Time and in Excess of Fifteen Pages by Consolidated Filer Plaintiff Michael and Carol Maller. (Blanchard, Martin) (Entered: 03/24/2004)

03/24/2004 24 MEMORANDUM in Support of Motion re 17 MOTION to Appoint Lead Counsel Plaintiff Maller names:Blanchard filed by Consolidated Filer Plaintiff Michael and Carol Maller. (Blanchard, Martin) (Entered: 03/24/2004)

03/24/2004 Receipt # S2004-005304 in the amount of $25.00 for ATTORNEY ADM. FEE - PHV on behalf of WALDMAN, CHET B.. (CSW,) (Entered: 03/24/2004)

03/25/2004 Docket Text ORDER re 25 MOTION for Leave to Appear Pro Hac Vice Chet B. Waldman filed by Kuniko Johnson, Individually and on behalf of Patrick Johnson ; ORDERED Granted, Attorney Chet B. Waldman for Kuniko Johnson, Individually and on behalf of Patrick Johnson added. . Signed by Judge Henry E. Autrey on 3/25/04. (MJM, ) (Entered: 03/26/2004)

03/25/2004 26 MOTION Appointment of Lead Plaintiff And for Approval of Selection of Class Counsel by Movant Kuniko Johnson, Individually and on behalf of Patrick Johnson. (Attachments: # 1 Text of Proposed Order)(MJM, ) (Entered: 03/26/2004)

03/25/2004 27 MEMORANDUM in Support of Motion re 26 MOTION Appointment of Lead Plaintiff And for Approval of Selection of Class Counsel filed by Movant Kuniko Johnson, Individually and on behalf of Patrick Johnson. (MJM, ) (Entered: 03/26/2004)

03/26/2004 28 DECLARATION of Chet B. Waldman filed by Movant Kuniko Johnson, Individually and on behalf of Patrick Johnson re 26 MOTION Appointment of Lead Plaintiff And for Approval of Selection of Class Counsel.W/ exhibits (MJM, ) (Entered: 03/26/2004)

03/30/2004 29 MEMORANDUM in Opposition re 26 MOTION Appointment of Lead Plaintiff And for Approval of Selection of Class Counsel, 16 Amended MOTION to Appoint Lead Counsel names:Blanchard, 17 MOTION to Appoint Lead Counsel Plaintiff Maller names:Blanchard, 19 MOTION to Appoint Lead Counsel Plaintiff Alexander names:Abel. (Blitz, Robert) (Entered: 03/30/2004)

04/01/2004 30 MEMORANDUM in Opposition re 16 Amended MOTION to Appoint Lead Counsel names:Blanchard filed by Plaintiff John M. Spahn IRA. (Blanchard, Martin) **Originally filed on 3/31/04** Modified on 4/2/2004 (MJM, ). (Entered: 04/01/2004)

04/01/2004 31 STIPULATION re 16 Amended MOTION to Appoint Lead Counsel names:Blanchard AND (PROPOSED) ORDER SETTING SCHEDULE FOR RESPONSE TO COMPLAINT FOLLOWING MOTIONS FOR CONSOLIDATION AND APPOINTMENT OF LEAD PLAINTIFF AND LEAD COUNSEL by Defendants John W. Bachmann, Edward D. Jones & Co., L.P., Douglas E. Hill, Michael R. Holmes, Richie L. Malone, Steven Novik, Darryl L. Pope, Robert Virgil Jr.. (Harris, David) (Entered: 04/01/2004)

04/01/2004 32 MEMORANDUM in Opposition re 14 First MOTION to Appoint Lead Counsel names:Blanchard, 13 First MOTION to Appoint Lead Counsel names:Robert D. Blitz, 26 MOTION Appointment of Lead Plaintiff And for Approval of Selection of Class Counsel, 16 Amended MOTION to Appoint Lead Counsel names:Blanchard, 17 MOTION to Appoint Lead Counsel Plaintiff Maller names:Blanchard, 19 MOTION to Appoint Lead Counsel Plaintiff Alexander names:Abel filed by Consolidated Filer Plaintiffs Robert Bahnson, Marina Berti, Jim Boswell, Loretta Carlson, Juan Cedillo, Carol Chiumentu, William Duggan, Hubert Freehan, Joe Garcia, Jay Haack, Illinois Valley YMCA, Marylou Jeffs, Nancy Lawrence, Susan Legg, Denise McCutchen, Cheryl & Randy McDowell, John & Mary Oldner, James Pingatore, Robert Searcy, Betty Weible, Allen Wells, Robert Wood, Lois Zabriskie, Murray Zucker. (Komen, Leonard) **NOTE: Due to docketing error..this doc was correctly docketed as #35 (see doc # 35 for correct entry)..Originally filed on 3/31/04** Modified on 4/2/2004 (MJM, ). (Entered: 04/01/2004)

04/01/2004 33 ENTRY of Appearance by Leonard Komen Consolidated Filer Plaintiff Murray Zucker. (Komen, Leonard) **NOTE: Due to docketing error..this doc is correctly re-docketed as doc #34 (see doc #34 for correct image) Originally filed on 3/31/04** Modified on 4/2/2004 (MJM, ). (Entered: 04/01/2004)

04/02/2004 34 ENTRY of Appearance by Leonard Komen Consolidated Filer Plaintiffs Robert Bahnson, Marina Berti, Loretta Carlson, Juan Cedillo, Carol Chiumentu, William Duggan, Hubert Freehan, Joe Garcia, Jay Haack, Illinois Valley YMCA, Marylou Jeffs, Nancy Lawrence, Susan Legg, Denise McCutchen, Cheryl & Randy McDowell, John & Mary Oldner, James Pingatore, Robert Searcy, Betty Weible, Allen Wells, Robert Wood, Lois Zabriskie, Murray Zucker. (Komen, Leonard) (Entered: 04/02/2004)

04/02/2004 35 MEMORANDUM in Opposition re 14 First MOTION to Appoint Lead Counsel names:Blanchard, 13 First MOTION to Appoint Lead Counsel names:Robert D. Blitz, 26 MOTION Appointment of Lead Plaintiff And for Approval of Selection of Class Counsel, 16 Amended MOTION to Appoint Lead Counsel names:Blanchard, 17 MOTION to Appoint Lead Counsel Plaintiff Maller names:Blanchard, 19 MOTION to Appoint Lead Counsel Plaintiff Alexander names:Abel filed by Consolidated Filer Plaintiffs Robert Bahnson, Marina Berti, Loretta Carlson, Juan Cedillo, Carol Chiumentu, William Duggan, Hubert Freehan, Joe Garcia, Jay Haack, Illinois Valley YMCA, Marylou Jeffs, Nancy Lawrence, Susan Legg, Denise McCutchen, Cheryl & Randy McDowell, John & Mary Oldner, James Pingatore, Robert Searcy, Betty Weible, Allen Wells, Robert Wood, Lois Zabriskie, Murray Zucker. (Komen, Leonard) (Entered: 04/02/2004)

04/02/2004 Receipt # S2004-005517 in the amount of $75.00 for ATTORNEY ADM. FEE - PHV- Aaron L. Brody, ATTORNEY ADM. FEE - PHV- Bradley P. Dyer, ATTORNEY ADM. FEE - PHV- Jules Brody on behalf of KOMEN, LEONARD. (CSW,) (Entered: 04/02/2004)

04/02/2004 36 MOTION for Leave to Appear Pro Hac Vice Aaron L. Brody by Consolidated Filer Plaintiffs Robert Bahnson, Marina Berti, Jim Boswell, Loretta Carlson, Juan Cedillo, Carol Chiumentu, William Duggan, Hubert Freehan, Joe Garcia, Jay Haack, Illinois Valley YMCA, Marylou Jeffs, Nancy Lawrence, Susan Legg, Denise McCutchen, Cheryl McDowell, Randy McDowell, John Oldner, Mary

Oldner, James Pingatore, Robert Searcy, Betty Weible, Allen Wells, Robert Wood, Lois Zabriskie, Murray Zucker. (MJM, ) (Entered: 04/06/2004)

04/02/2004 37 MOTION for Leave to Appear Pro Hac Vice Bradley P. Dyer by Consolidated Filer Plaintiffs Robert Bahnson, Marina Berti, Jim Boswell, Loretta Carlson, Juan Cedillo, Carol Chiumentu, William Duggan, Hubert Freehan, Joe Garcia, Jay Haack, Illinois Valley YMCA, Marylou Jeffs, Nancy Lawrence, Susan Legg, Denise McCutchen, Cheryl McDowell, Randy McDowell, John Oldner, Mary Oldner, James Pingatore, Robert Searcy, Betty Weible, Allen Wells, Robert Wood, Lois Zabriskie, Murray Zucker. (MJM, ) (Entered: 04/06/2004)

04/02/2004 38 MOTION for Leave to Appear Pro Hac Vice Jules Brody by Consolidated Filer Plaintiffs Robert Bahnson, Marina Berti, Jim Boswell, Loretta Carlson, Juan Cedillo, Carol Chiumentu, William Duggan, Hubert Freehan, Joe Garcia, Jay Haack, Illinois Valley YMCA, Marylou Jeffs, Nancy Lawrence, Susan Legg, Denise McCutchen, Cheryl McDowell, Randy McDowell, John Oldner, Mary Oldner, James Pingatore, Robert Searcy, Betty Weible, Allen Wells, Robert Wood, Lois Zabriskie, Murray Zucker. (MJM, ) (Entered: 04/06/2004)

04/05/2004 39 ORDER IT IS HEREBY ORDERED that cases 4:04CV86 HEA, 4:04CV118 CAS, 4:04CV189 CEJ, 4:04CV255 DJS, and 4:04CV282 DJS are consolidated for all purposes. The parties shall file all further pleadings in case No. 4:04CV86 HEA ONLY.. Signed by Judge Henry E. Autrey on 4/5/04. (MJM, ) (Entered: 04/06/2004)

04/06/2004 41 ORDER re 37 MOTION for Leave to Appear Pro Hac Vice Bradley P. Dyer filed by Allen Wells, Robert Wood, Cheryl McDowell, Murray Zucker, Joe Garcia, Jim Boswell, Juan Cedillo, James Pingatore, Marylou Jeffs, Susan Legg, Betty Weible, Hubert Freehan, Lois Zabriskie, Robert Bahnson, Robert Searcy, Illinois Valley YMCA, Marina Berti, Denise McCutchen, Loretta Carlson, William Duggan, Nancy Lawrence, Carol Chiumentu, Jay Haack, John Oldner, Mary Oldner, Randy McDowell GRANTED. Signed by Judge Henry E. Autrey on 4/6/04. (CEL, ) (Entered: 04/08/2004)

04/07/2004 Docket Text ORDER re 36 MOTION for Leave to Appear Pro Hac Vice Aaron L. Brody filed by Allen Wells, Robert Wood, Cheryl McDowell, Murray Zucker, Joe Garcia, Jim Boswell, Juan Cedillo, James Pingatore, Marylou Jeffs, Susan Legg, Betty Weible, Hubert Freehan, Lois Zabriskie, Robert Bahnson, Robert Searcy, Illinois Valley YMCA, Marina Berti, Denise McCutchen, Loretta Carlson, William Duggan, Nancy Lawrence, Carol Chiumentu, Jay Haack, John Oldner, Mary Oldner, Randy McDowell ; ORDERED GRANTED. Signed by Judge Henry E. Autrey on 4/7/04. (CEL, ) (Entered: 04/07/2004)

04/07/2004 40 ORDER re 38 MOTION for Leave to Appear Pro Hac Vice Jules Brody filed by Allen Wells, Robert Wood, Cheryl McDowell, Murray Zucker, Joe Garcia, Jim Boswell, Juan Cedillo, James Pingatore, Marylou Jeffs, Susan Legg, Betty Weible, Hubert Freehan, Lois Zabriskie, Robert Bahnson, Robert Searcy, Illinois Valley YMCA, Marina Berti, Denise McCutchen, Loretta Carlson, William Duggan, Nancy Lawrence, Carol Chiumentu, Jay Haack, John Oldner, Mary Oldner, Randy McDowell GRANTED. Signed by Judge Henry E. Autrey on 4/7/04. (CEL, ) (Entered: 04/08/2004)

04/08/2004 42 MOTION for Extension of Time to File Reply to Memo in Opposition to Plaintiff's Motion to Remand by Consolidated Filer Plaintiff Rachel M. Enriquez. (Blitz, Robert) (motion termed in this case and remains pending in 04cv189 along with pending motion to remand-Modified on 4/8/2004 (CEL, ). (Entered: 04/08/2004)

04/08/2004 43 ORDER - motion for extension of time to file reply to pltff Enriquez' motion to remand (pending in 4:04CV189HEA) GRANTED pltff Enriquez granted until 4/16/04 to reply. Signed by Judge Henry E. Autrey on 4/8/04. (CEL, ) (Entered: 04/08/2004)

04/08/2004 45 ORDER AND MEMORANDUM It is hereby ordered that each party moving for appointment as lead pltff. and appointment or approval as lead counsel provide notice and disclosure as to whether or not there are any conflicts with the interests of other members of the class. The notice and disclosure is to be provided to the court on or before 5/19/2004. Response to Court due by 5/19/2004. Signed by Judge Henry E. Autrey on 4/8/04. (CLA, ) (Entered: 04/12/2004)

04/09/2004 44 REPLY to Response to Motion re 13 First MOTION to Appoint Lead Counsel names:Robert D. Blitz, 14 First MOTION to Appoint Lead Counsel names:Blanchard, 26 MOTION Appointment of Lead Plaintiff And for Approval of Selection of Class Counsel, 17 MOTION to Appoint Lead Counsel Plaintiff Maller names:Blanchard, 19 MOTION to Appoint Lead Counsel Plaintiff Alexander names:Abel filed by Consolidated Filer Plaintiffs Robert Bahnson, Marina Berti, Jim Boswell, Loretta Carlson, Juan Cedillo, Carol Chiumentu, William Duggan, Hubert Freehan, Joe Garcia, Jay Haack, Illinois Valley YMCA, Marylou Jeffs, Nancy Lawrence, Susan Legg, Denise McCutchen, Cheryl McDowell, Randy McDowell, John Oldner, Mary Oldner, James Pingatore, Robert Searcy, Betty Weible, Allen Wells, Robert Wood, Lois Zabriskie, Murray Zucker. (Attachments: # 1 # 2 # 3)(Komen, Leonard) (Entered: 04/09/2004)

04/12/2004 46 REPLY to Response to Motion re 14 First MOTION to Appoint Lead Counsel names:Blanchard filed by Plaintiff John M. Spahn IRA. (Blanchard, Martin) (Entered: 04/12/2004)

04/14/2004 47 MOTION for Leave to Withdraw by Consolidated Filer Plaintiff Joe Garcia. (Attachments: # 1 Exhibit)(Blitz, Robert) (Entered: 04/14/2004)

04/16/2004 48 REPLY (Pltf Reply to Deft's Response to Motion to Remand Doc. 20 in Enrique 4:04cv189HEA) by Consolidated Filer Plaintiff Rachel M. Enriquez. (Blitz, Robert) Modified on 4/16/2004 (MJM, ). (Entered: 04/16/2004)

04/19/2004 49 First MOTION for Hearing by Consolidated Filer Plaintiff Rachel M. Enriquez. (Blitz, Robert) (Entered: 04/19/2004)

04/19/2004 Docket Text ORDER re 47 MOTION for Leave to Withdraw filed by Joe Garcia ; ORDERED Granted, Attorney Robert D. Blitz terminated.. Signed by Judge Henry E. Autrey on 4/19/04. (MJM, ) (Entered: 04/20/2004)

04/20/2004 50 ORDER re 49 First MOTION for Hearing filed by Rachel M. Enriquez IT IS HEREBY ORDERED that a hearing on plaintiff's Motion to Remand [Doc. #13] in case number 4:04cv189 HEA is set for Friday, April 30, 2004 at 10:00 a.m. in the courtroom of the undersigned. In Court Hearing set for 4/30/2004 10:00 AM in Courtroom 10N before Honorable Henry E. Autrey.. Signed by Judge Henry E.

Autrey on 4/20/04. (MJM, ) (Entered: 04/21/2004)

04/21/2004 51 MOTION for Leave to File an Overlength Memorandum Concerning Plaintiff's Motion to Remand by Consolidated Filer Plaintiff Rachel M. Enriquez. (Blitz, Robert) (Entered: 04/21/2004)

04/21/2004 52 MOTION for Leave to File Amended Plaintiff Enriquez's Reply Memorandum to Defendants' Response to Plaintiff's Motion to Remand by Consolidated Filer Plaintiff Rachel M. Enriquez. (Attachments: # 1)(Blitz, Robert) (Entered: 04/21/2004)

04/22/2004 53 MEMORANDUM to the Court by Defendant Edward D. Jones & Co., L.P.. (Attachments: # 1 Exhibit Exhibit 1-Stipulation and Order)(Harris, David) (Entered: 04/22/2004)

04/26/2004 Docket Text ORDER re 51 MOTION for Leave to File an Overlength Memorandum Concerning Plaintiff's Motion to Remand filed by Rachel M. Enriquez ; ORDERED Granted. Signed by Judge Henry E. Autrey on 4/26/04. (MJM, ) (Entered: 04/27/2004)

04/26/2004 Docket Text ORDER re 52 MOTION for Leave to File Amended Plaintiff Enriquez's Reply Memorandum to Defendants' Response to Plaintiff's Motion to Remand filed by Rachel M. Enriquez ; ORDERED Granted. Signed by Judge Henry E. Autrey on 4/26/04. (MJM, ) (Entered: 04/27/2004)

04/26/2004 54 AMENDED REPLY (Pltf Enriquez's Reply Memorandum To Defendants' Response To Plaintiff's Motion to Remand in case 4:04CV189HEA) by Consolidated Filer Plaintiff Rachel M. Enriquez. (MJM, ) (Entered: 04/27/2004)

04/29/2004 Receipt # S2004-006503 in the amount of $50.00 for ATTORNEY ADM. FEE - PHV- Charles J. Piven, ATTORNEY ADM. FEE - PHV- Marshall N. Perkins on behalf of PIVEN, CHARLES J.. (CSW,) (Entered: 04/29/2004)

04/29/2004 55 MOTION for Leave to Appear Pro Hac Vice Marshall N. Perkins by Plaintiff John M. Spahn IRA.(GLF) attachment(s) Proposed Order. Fee paid $25.00 Receipt # S2004-6503 (Entered: 04/30/2004)

04/30/2004 56 Minute Entry for proceedings held before Judge Henry E. Autrey : In Court Hearing held on 4/30/2004 (for Mtn to Remand in 4:04CV189HEA Enriquez). Arguments hrd; Mtn granted (HEA); Formal Order to follow (Court Reporter or FTR Gold Operator initials:A. Daley.) (FTR Gold yes or no: NO.) (MJM, ) (Entered: 04/30/2004)

04/30/2004 57 MOTION for Leave to Appear Pro Hac Vice Richard A. Acocelli by Consolidated Filer Plaintiffs Robert Bahnson, Marina Berti, Jim Boswell, Loretta Carlson, Juan Cedillo, Carol Chiumentu, William Duggan, Hubert Freehan, Joe Garcia, Jay Haack, Illinois Valley YMCA, Marylou Jeffs, Nancy Lawrence, Susan Legg, Denise McCutchen, Cheryl McDowell, Randy McDowell, John Oldner, Mary Oldner, James Pingatore, Robert Searcy, Betty Weible, Allen Wells, Robert Wood, Lois Zabriskie, Murray Zucker. (Receipt # S2004-6507) (MJM, ) (Entered: 04/30/2004)

04/30/2004 Docket Text ORDER re 57 MOTION for Leave to Appear Pro Hac Vice ; ORDERED Granted, Attorney Richard A. Acocelli for Jim Boswell; Loretta

Carlson; Juan Cedillo; Carol Chiumentu; William Duggan; Hubert Freehan; Joe Garcia; Jay Haack; Illinois Valley YMCA; Marylou Jeffs; Nancy Lawrence; Susan Legg; Denise McCutchen; Cheryl McDowell; Randy McDowell; John Oldner; Mary Oldner; James Pingatore; Robert Searcy; Betty Weible; Allen Wells; Robert Wood; Lois Zabriskie; Murray Zucker; Robert Bahnson and Marina Berti added. . Signed by Judge Henry E. Autrey on 4/30/04. (MJM, ) (Entered: 04/30/2004)

04/30/2004 58 MOTION for Leave to Appear Pro Hac Vice Kirk Bartlett Hulett by Consolidated Filer Plaintiff Rachel M. Enriquez. (Receipt # S2004-6511) (MJM, ) (Entered: 04/30/2004)

04/30/2004 Docket Text ORDER re 58 MOTION for Leave to Appear Pro Hac Vice Kirk Bartlett Hulett filed by Rachel M. Enriquez ; ORDERED Granted, Attorney Kirk B. Hulett for Rachel M. Enriquez added. . Signed by Judge Henry E. Autrey on 4/30/04. (MJM, ) (Entered: 04/30/2004)

04/30/2004 59 MOTION for Leave to Appear Pro Hac Vice Wayne Travis Lamprey by Consolidated Filer Plaintiff Rachel M. Enriquez. (Receipt # S2004-6511) (MJM, ) (Entered: 04/30/2004)

04/30/2004 Docket Text ORDER re 59 MOTION for Leave to Appear Pro Hac Vice Wayne Travis Lamprey filed by Rachel M. Enriquez ; ORDERED Granted, Attorney Wayne T. Lamprey for Rachel M. Enriquez added. . Signed by Judge Henry E. Autrey on 4/30/04. (MJM, ) (Entered: 04/30/2004)

04/30/2004 60 MOTION for Leave to Appear Pro Hac Vice Matthew J. Zevin by Consolidated Filer Plaintiff Rachel M. Enriquez. (Receipt # S2004-6511) (MJM, ) (Entered: 04/30/2004)

04/30/2004 Docket Text ORDER re 60 MOTION for Leave to Appear Pro Hac Vice Matthew J. Zevin filed by Rachel M. Enriquez ; ORDERED Granted, Attorney Matthew J. Zevin for Rachel M. Enriquez added. . Signed by Judge Henry E. Autrey on 4/30/04. (MJM, ) (Entered: 04/30/2004)

04/30/2004 61 ORDER IT IS HEREBY ORDERED that the motion (In case # 4:04CV189 Enriquez) is granted and this matter is remanded to the Circuit Court of the City of St. Louis, Missouri. Attorney Kirk B. Hulett; Wayne T. Lamprey; Matthew J. Zevin; R. Thomas Avery and Christopher O. Bauman terminated., Rachel M. Enriquez terminated.. Signed by Judge Henry E. Autrey on 4/30/04. (MJM, ) (Entered: 04/30/2004)

04/30/2004 Receipt # S2004-006507 in the amount of $25.00 for ATTORNEY ADM. FEE - PHV on behalf of ACOCELLI, RICHARD. (CSW,) (Entered: 04/30/2004)

04/30/2004 Receipt # S2004-006511 in the amount of $75.00 for ATTORNEY ADM. FEE - PHV Zevin, Matthew J., ATTORNEY ADM. FEE - PHVHulett, Kirk B., ATTORNEY ADM. FEE - PHVLamprey, Wayne T. on behalf of BLITZ, BARDGETT & DEUTSCH. (CSW,) (Entered: 04/30/2004)

05/03/2004 62 ORDER IT IS HEREBY ORDERED that cases 4:04CV467 HEA and 4:04CV466 HEA are consolidated into Cause Number 4:04CV86 HEA for all purposes. The parties shall file all further pleadings in case No. 4:04CV86 HEA only.. Signed by Judge Henry E. Autrey on 5/3/04. (MJM, ) (Entered: 05/03/2004)

05/03/2004 Docket Text ORDER re 55 MOTION for Leave to Appear Pro Hac Vice Marshall N. Perkins filed by John M. Spahn ; ORDERED Granted, Attorney Marshall N. Perkins for John M. Spahn added. . Signed by Judge Henry E. Autrey on 5/3/04. (MJM, ) (Entered: 05/04/2004)

05/13/2004 63 NOTICE by Plaintiff John M. Spahn IRA Change of Firm Name (Blanchard, Martin) (Entered: 05/13/2004)

05/19/2004 64 STIPULATION for Appointment of Lead Plaintiff, Lead Counsel and Lead Liaison Counsel by Plaintiff John M. Spahn IRA. (Blanchard, Martin) (Entered: 05/19/2004)

05/19/2004 65 NOTICE by Consolidated Filer Plaintiff Jim Boswell and Disclosure re No Conflicts of Interest (Blanchard, Martin) (Entered: 05/19/2004)

05/19/2004 66 NOTICE by Consolidated Filer Plaintiff Thomas Auer and Disclosure re No Conflicts of Interest (Blanchard, Martin) (Entered: 05/19/2004)

05/21/2004 67 STIPULATION for Appointment of Lead Plaintiff, Lead Counsel and Lead Liaison Counsel (re-filed with add'l signatures) by Plaintiff John M. Spahn IRA. (Blanchard, Martin) (Entered: 05/21/2004)

05/28/2004 68 ENTRY of Appearance by John S. Kingston Defendant Douglas E. Hill. (Kingston, John) (Entered: 05/28/2004)

05/28/2004 69 ENTRY of Appearance by Michael J. Morris Defendant Douglas E. Hill. (Morris, Michael) (Entered: 05/28/2004)

05/28/2004 70 MOTION to Withdraw as Attorney ;attorney/firm David M. Harris, Lisa A. Nielsen, David P. Niemeier, Kimber L. Monroe and the law firm of Greensfelder, Hemker & Gale, P.C. by Defendant Douglas E. Hill. (Harris, David) (Entered: 05/28/2004)

06/01/2004 Docket Text ORDER re 70 MOTION to Withdraw as Attorney ;attorney/firm David M. Harris, Lisa A. Nielsen, David P. Niemeier, Kimber L. Monroe and the law firm of Greensfelder, Hemker & Gale, P.C. filed by Douglas E. Hill ; ORDERED Granted, Attorney Lisa A. Nielsen; David P. Niemeier; David M. Harris and Kimber L. Monroe terminated.. Signed by Judge Henry E. Autrey on 6/1/04. (MJM, ) (Entered: 06/02/2004)

06/02/2004 71 NOTICE by Consolidated Filer Plaintiffs Carol Maller, Michael Maller re 67 Stipulation Consent to Spahn Stipulation Regarding Lead Plaintiffs (Blanchard, Martin) (Entered: 06/02/2004)

06/07/2004 72 STIPULATION re 67 Stipulation Consent to Spahn Stipulation Regarding Lead Plaintiffs by Consolidated Filer Plaintiff Ronald Alexander. (Blanchard, Martin) (Entered: 06/07/2004)

06/08/2004 73 STIPULATION re 67 Stipulation Consent to Spahn Stipulation Regarding Lead Plaintiffs by Movant Kuniko Johnson. (Blanchard, Martin) (Entered: 06/08/2004)

06/10/2004 74 SUPPLEMENTAL Notice and Disclosure re No Conflicts of Interest by Consolidated Filer Plaintiff Thomas Auer. (Blanchard, Martin) (Entered: 06/10/2004)

06/10/2004 75 SUPPLEMENTAL Notice and Disclosure re No Conflicts of Interest by Consolidated Filer Plaintiff Jim Boswell. (Blanchard, Martin) (Entered: 06/10/2004)

06/14/2004 76 ORDER IT IS HEREBY ORDERED as follows: The following plaintiffs are appointed as lead plaintiff: Jim D. Boswell and Thomas J. Auer ("Lead Plaintiffs"). The law firms of Stull Stull & Brody, Weiss & Yourman and Milberg Weiss Bershad & Schulamn LLP are appointed as Co-Lead Counsel ("Co-Lead Counsel"). Sauerwein & Blanchard P.C. and the Law Offices of Leonard Komen, P.C. are appointed as Co-Liason Counsel. SEE ORDER FOR DETAILS. Signed by Judge Henry E. Autrey on 6/14/04. (MJM, ) (Entered: 06/14/2004)

06/14/2004 ORDER RECEIPT: (see receipt) Mon Jun 14 15:29:47 CDT 2004 (MJM, ) (Entered: 06/14/2004)

06/22/2004 77 ENTRY of Appearance by James H. Ferrick III Defendants Edward D. Jones & Co., L.P., John W. Bachmann, Douglas E. Hill, Michael R. Holmes, Richie L. Malone, Steven Novik, Darryl L. Pope, Robert Virgil Jr.. (Ferrick, James) (Entered: 06/22/2004)

06/24/2004 Mail Returned as Undeliverable. Mail sent to Lauren S. Antonino Docket Text Order Receipts (MJM, ) (Entered: 06/29/2004)

06/25/2004 Receipt # S2004-008036 in the amount of $25.00 for ATTORNEY ADM. FEE - PHV on behalf of REESE, MICHAEL. (CSW,) (Entered: 06/28/2004)

06/25/2004 78 MOTION for Leave to Appear Pro Hac Vice Michael R. Reese by Plaintiff John M. Spahn IRA. (Receipt # S2004-8036) (MJM, ) (Entered: 06/29/2004)

06/29/2004 Docket Text ORDER re 78 MOTION for Leave to Appear Pro Hac Vice Michael R. Reese filed by John M. Spahn ; ORDERED Granted, Attorney Michael R. Reese for John M. Spahn added. . Signed by Judge Henry E. Autrey on 6/29/04. (MJM, ) (Entered: 06/30/2004)

06/30/2004 79 AMENDED DOCUMENT Amended Stipulation And [Proposed] Order Setting Schedule For Filing The Consolidated Amended Complaint And Response. (Blanchard, Martin) (Entered: 06/30/2004)

06/30/2004 Receipt # S2004-008153 in the amount of $25.00 for ATTORNEY ADM. FEE - PHV on behalf of CONGRESS, JEROME M. (CSW,) (Entered: 06/30/2004)

06/30/2004 80 MOTION for Leave to Appear Pro Hac Vice Jerome M. Congress by Plaintiff John M. Spahn IRA. (Receipt #S2004-8153) (MJM, ) (Entered: 07/01/2004)

07/02/2004 Docket Text ORDER ; ORDERED SO ORDERED HEA AMENDED STIPULATION AND (PROPOSED) ORDER SETTING SCHEDULE FOR FILING THE CONSOLIDATED AMENDED COMPLAINT AND RESPONSE. Signed by Judge Henry E. Autrey on 7/2/04. (CLA, ) (Entered: 07/02/2004)

07/02/2004 81 Joint MOTION to Stay Discovery in the State Court Actions by Defendants John W. Bachmann, Edward D. Jones & Co., L.P., Douglas E. Hill, Michael R. Holmes, Richie L. Malone, Steven Novik, Darryl L. Pope, Robert Virgil Jr., Consolidated Filer Defendants EDJ Holding Company, Inc., Jones Financial Companies, The. (Attachments: # 1 Exhibit Exhibit 1# 2 Exhibit Exhibit 2# 3 Exhibit Exhibit 3# 4

Exhibit Exhibit 4# 5 Exhibit Exhibit 5# 6 Exhibit Exhibit 6)(Harris, David) (Termed per minute entry #88) (Entered: 07/02/2004)

07/02/2004 82 MEMORANDUM in Support of Motion re 81 Joint MOTION to Stay Discovery in the State Court Actions filed by Defendants John W. Bachmann, Edward D. Jones & Co., L.P., Douglas E. Hill, Michael R. Holmes, Richie L. Malone, Steven Novik, Darryl L. Pope, Robert Virgil Jr., Consolidated Filer Defendants EDJ Holding Company, Inc., Jones Financial Companies, The. (Harris, David) (Entered: 07/02/2004)

07/02/2004 Docket Text ORDER re 80 MOTION for Leave to Appear Pro Hac Vice Jerome M. Congress filed by John M. Spahn ; ORDERED GRANTED HEA. Signed by Judge Henry E. Autrey on 7/2/04. (CLA, ) (Entered: 07/06/2004)

07/06/2004 83 SCHEDULING ORDER: 81 ORDERED that a hearing on defts' motion to stay discovery is set for 7/13/2004 02:00 PM before Honorable Henry E. Autrey.. Signed by Judge Henry E. Autrey on 7/6/04. (CEL, ) (Entered: 07/06/2004)

07/06/2004 ORDER RECEIPT: (see receipt) Tue Jul 6 16:31:41 CDT 2004 (CEL, ) (Entered: 07/06/2004)

07/08/2004 84 ORDER IT IS HEREBY ORDERED that a hearing on defendants' Motion to Stay Discovery in the State Court Actions is previously set for Tuesday, July 13, 2004 is hereby reset for Wednesday, July 14, 2004 at 2:00 p.m. in the courtroom of the undersigned. In Court Hearing set for 7/14/2004 02:00 PM in Courtroom 10N before Honorable Henry E. Autrey.. Signed by Judge Henry E. Autrey on 7/8/04. (MJM, ) (Entered: 07/08/2004)

07/08/2004 ORDER RECEIPT: (see receipt) Thu Jul 8 15:48:29 CDT 2004 (MJM, ) (Entered: 07/08/2004)

07/09/2004 85 RESPONSE in Opposition re 81 Joint MOTION to Stay Discovery in the State Court Actions by Non-Party and Specially Appearing Respondent Rachel Enriquez . (MJM, ) (Entered: 07/12/2004)

07/14/2004 86 MOTION for Leave to File Authority in Opposition to Defendants' Motion to Stay. (Rosemergy, James) (Entered: 07/14/2004)

07/14/2004 87 MEMORANDUM in Opposition re 81 Joint MOTION to Stay Discovery in the State Court Actions filed by Consolidated Filer Plaintiffs Todd Bressler, William D Potter. (Attachments: # 1 Exhibit A# 2 Exhibit B)(Rosemergy, James) (Entered: 07/14/2004)

07/14/2004 88 Minute Entry for proceedings held before Judge Henry E. Autrey : Motion Hearing held on 7/14/2004 re 81 Joint MOTION to Stay Discovery in the State Court Actions filed by Jones Financial Companies, The, Edward D. Jones & Co., L.P., EDJ Holding Company, Inc., John W. Bachmann, Douglas E. Hill, Michael R. Holmes, Richie L. Malone, Steven Novik, Darryl L. Pope, Robert Virgil. Arguments heard; MOTION OVERRULED (HEA) (Court Reporter or FTR Gold Operator initials:A. Daley.) (FTR Gold yes or no: no.) Associated Cases: 4:04-cv-00086-HEA,4:04-cv-00466-HEA,4:04-cv-00467-HEA(CEL, ) (Entered: 07/15/2004)

07/15/2004 ORDER RECEIPT: (see receipt) Thu Jul 15 13:39:52 CDT 2004 (CEL, ) Minute

entry sent to attys with ruling on motion to stay (Entered: 07/15/2004)

08/04/2004 89 ORIGINAL TRANSCRIPT (Pilot) procedings of Motion Hearing held on 7/14/04 before Judge Henry E. Autrey. Court Reporter: A. Daley. The transcript filed with the court will not be remotely available until such time as the period for redaction has expired or a request for redaction has been received and the redacted transcript filed. For additional information see the Notice/Instructions to the Bar regarding Electronic Availability of Civil Transcripts on the Court's website at www.moed.uscourts.gov (KCM, ) (Entered: 08/04/2004)

08/17/2004 Docket Text ORDER re 86 MOTION for Leave to File Authority in Opposition to Defendants' Motion to Stay filed by Todd Bressler, William D. Potter ; ORDERED Granted. Signed by Judge Henry E. Autrey on 8/17/04. (MJM, ) (Entered: 08/17/2004)

08/23/2004 90 AMENDED COMPLAINT against defendant(s) Edward D. Jones & Co., L.P. , filed by John M. Spahn IRA.(Blanchard, Martin) (Entered: 08/23/2004)

09/22/2004 91 ENTRY of Appearance by Gordon L. Ankney Defendant Douglas E. Hill. (Ankney, Gordon) (Entered: 09/22/2004)

10/01/2004 92 MOTION for Extension of Time to File Answer or Other Responsive Pleadings by Defendants John W. Bachmann, Edward D. Jones & Co., L.P., Douglas E. Hill, Michael R. Holmes, Richie L. Malone, Steven Novik, Darryl L. Pope, Robert Virgil Jr., Consolidated Filer Defendants EDJ Holding Company, Inc., Jones Financial Companies, The. (Harris, David) (Entered: 10/01/2004)

10/05/2004 Docket Text ORDER re 92 MOTION for Extension of Time to File Answer or Other Responsive Pleadings filed by Jones Financial Companies, The, Edward D. Jones & Co., L.P., EDJ Holding Company, Inc., John W. Bachmann, Douglas E. Hill, Michael R. Holmes, Richie L. Malone, Steven Novik, Darryl L. Pope, Robert Virgil ; ORDERED Granted up to and including 11/22/04. Signed by Judge Henry E. Autrey on 10/5/04. (MJM, ) (Entered: 10/05/2004)

10/06/2004 93 MOTION to Lift Stay (Partial) re Discovery by Consolidated Filer Plaintiff Thomas Auer. (Attachments: # 1 Exhibit A# 2 Exhibit B# 3 Exhibit C)(Blanchard, Martin) (Entered: 10/06/2004)

10/06/2004 94 MEMORANDUM in Support of Motion re 93 MOTION to Lift Stay (Partial) re Discovery (Part 1) filed by Consolidated Filer Plaintiff Thomas Auer. (Attachments: # 1 Exhibit A# 2 Exhibit B# 3 Exhibit C# 4 Exhibit D# 5 Exhibit E# 6 Exhibit F# 7 Exhibit G# 8 Exhibit H# 9 Exhibit I# 10 Exhibit J# 11 Exhibit K# 12 Exhibit L)(Blanchard, Martin) (Entered: 10/06/2004)

10/06/2004 95 MEMORANDUM in Support of Motion re 93 MOTION to Lift Stay (Partial) re Discovery (Part 2) filed by Consolidated Filer Plaintiff Thomas Auer. (Blanchard, Martin) (Entered: 10/06/2004)

10/13/2004 96 Joint MOTION for Extension of Time to File Response/Reply as to 93 MOTION to Lift Stay (Partial) re Discovery by Defendants John W. Bachmann, Edward D. Jones & Co., L.P., Douglas E. Hill, Michael R. Holmes, Richie L. Malone, Steven Novik, Darryl L. Pope, Robert Virgil Jr., Consolidated Filer Defendants EDJ Holding Company, Inc., Jones Financial Companies, The. (Harris, David) (Entered:

10/13/2004)

10/13/2004 97 MOTION to Amend/Correct 96 Joint MOTION for Extension of Time to File Response/Reply as to 93 MOTION to Lift Stay (Partial) re Discovery by Defendants John W. Bachmann, Edward D. Jones & Co., L.P., Douglas E. Hill, Michael R. Holmes, Richie L. Malone, Steven Novik, Darryl L. Pope, Robert Virgil Jr., Consolidated Filer Defendants EDJ Holding Company, Inc., Jones Financial Companies, The. (Harris, David) (Entered: 10/13/2004)

10/13/2004 98 MOTION for Hearing re 93 MOTION to Lift Stay (Partial) re Discovery Request for Oral Argument by Consolidated Filer Plaintiff Thomas Auer. (Blanchard, Martin) (Entered: 10/13/2004)

10/14/2004 Docket Text ORDER re 97 MOTION to Amend/Correct 96 Joint MOTION for Extension of Time to File Response/Reply as to 93 MOTION to Lift Stay (Partial) re Discovery filed by Jones Financial Companies, The, Edward D. Jones & Co., L.P., EDJ Holding Company, Inc., John W. Bachmann, Douglas E. Hill, Michael R. Holmes, Richie L. Malone, Steven Novik, Darryl L. Pope, Robert Virgil, 96 Joint MOTION for Extension of Time to File Response/Reply as to 93 MOTION to Lift Stay (Partial) re Discovery filed by Jones Financial Companies, The, Edward D. Jones & Co., L.P., EDJ Holding Company, Inc., John W. Bachmann, Douglas E. Hill, Michael R. Holmes, Richie L. Malone, Steven Novik, Darryl L. Pope, Robert Virgil ; ORDERED Extension of time Granted through and including 10/25/04. Signed by Judge Henry E. Autrey on 10/14/04. (MJM, ) (Entered: 10/19/2004)

10/18/2004 Docket Text ORDER re 98 MOTION for Hearing re 93 MOTION to Lift Stay (Partial) re Discovery Request for Oral Argument filed by Thomas Auer ; ORDERED Granted. Signed by Judge Henry E. Autrey on 10/18/04. (MJM, ) (Entered: 10/19/2004)

10/19/2004 99 ORDER IT IS HEREBY ORDERED that a hearing on plaintiff's Motion to Partially Lift the Automatic Stay of Discovery [Doc. #93] is set for Wednesday, October 27, 2004 at 10:30 a.m. in the courtroom of the undersigned. Motion Hearing set for 10/27/2004 10:30 AM in Courtroom 10N before Honorable Henry E. Autrey.. Signed by Judge Henry E. Autrey on 10/19/04. (MJM, ) (Entered: 10/20/2004)

10/20/2004 ORDER RECEIPT: (see receipt) Wed Oct 20 10:45:23 CDT 2004 (MJM, ) (Entered: 10/20/2004)

10/25/2004 100 MEMORANDUM in Opposition re 93 MOTION to Lift Stay (Partial) re Discovery filed by Defendants John W. Bachmann, Edward D. Jones & Co., L.P., Douglas E. Hill, Michael R. Holmes, Richie L. Malone, Steven Novik, Darryl L. Pope, Robert Virgil Jr.. (Attachments: # 1 Exhibit Defs Ex. A - Part 1# 2 Exhibit Defs Ex. A - Part 2# 3 Exhibit Defs Ex. A - Part 3# 4 Exhibit Defs. Ex. A - Part 4)(Harris, David) (Entered: 10/25/2004)

10/25/2004 101 MOTION to Stay Discovery in the State Court Actions by Defendants John W. Bachmann, Edward D. Jones & Co., L.P., Douglas E. Hill, Michael R. Holmes, Richie L. Malone, Steven Novik, Darryl L. Pope, Robert Virgil Jr.. (Harris, David) (Entered: 10/25/2004)

10/26/2004 102 REPLY to Response to Motion re 93 MOTION to Lift Stay (Partial) re Discovery

In Support of Motion to Lift Stay filed by Consolidated Filer Plaintiff Thomas Auer. (Attachments: # 1 Exhibit M# 2 Exhibit N# 3 Exhibit O# 4 Exhibit P)(Blanchard, Martin) (Entered: 10/26/2004)

10/27/2004 103 Minute Entry for proceedings held before Judge Henry E. Autrey : In Court Hearing held on 10/27/2004 re: Motion to partially lift stay. Arguments heard. Motion granted in part and denied in part - see record. Defts. granted 7 days to provide documents to pltffs. Defts' motion to renew motion to stay - Withdrawn. (Court Reporter or FTR Gold Operator initials:A. Daley.) (FTR Gold yes or no: no.) (proceedings started: 12:10pm.) (proceedings ended: 1:10pm.) Associated Cases: 4:04-cv-00086-HEA,4:04-cv-00466-HEA,4:04-cv-00467-HEA(CEL, ) (Entered: 10/28/2004)

11/08/2004 104 ORIGINAL TRANSCRIPT (Pilot) procedings of Motion Hearing held on 10/27/04 before Judge Henry E. Autrey. Court Reporter: A. Daley. The transcript filed with the court will not be remotely available until such time as the period for redaction has expired or a request for redaction has been received and the redacted transcript filed. For additional information see the Notice/Instructions to the Bar regarding Electronic Availability of Civil Transcripts on the Court's website at www.moed.uscourts.gov (KCM, ) (Entered: 11/08/2004)

11/22/2004 105 Joint MOTION for Extension of: Time to File Their Answers, Motions or Other Responsive Pleadings by Defendants John W. Bachmann, Edward D. Jones & Co., L.P., Douglas E. Hill, Michael R. Holmes, Richie L. Malone, Steven Novik, Darryl L. Pope, Robert Virgil Jr., Consolidated Filer Defendants EDJ Holding Company, Inc., Jones Financial Companies, The. (Harris, David) (Entered: 11/22/2004)

11/23/2004 Docket Text ORDER re 105 Joint MOTION for Extension of: Time to File Their Answers, Motions or Other Responsive Pleadings filed by Jones Financial Companies, The, Edward D. Jones & Co., L.P., EDJ Holding Company, Inc., John W. Bachmann, Douglas E. Hill, Michael R. Holmes, Richie L. Malone, Steven Novik, Darryl L. Pope, Robert Virgil ; ORDERED Granted. Signed by Judge Henry E. Autrey on 11/23/04. (MJM, ) (Entered: 11/23/2004)

11/24/2004 106 Joint MOTION to Strike by Defendant Douglas E. Hill. (Kingston, John) (Entered: 11/24/2004)

11/24/2004 107 MEMORANDUM in Support of Motion re 106 Joint MOTION to Strike filed by Defendant Douglas E. Hill. (Kingston, John) (Entered: 11/24/2004)

11/24/2004 108 MOTION to Dismiss Case 4:04-CV-00086-HEA by Defendants John W. Bachmann, Edward D. Jones & Co., L.P., Michael R. Holmes, Richie L. Malone, Steven Novik, Darryl L. Pope, Robert Virgil Jr., Consolidated Filer Defendants EDJ Holding Company, Inc., Jones Financial Companies, The. (Harris, David) (Entered: 11/24/2004)

11/24/2004 109 MOTION for Leave to File in Excess of Page Limitation by Defendants John W. Bachmann, Edward D. Jones & Co., L.P., Michael R. Holmes, Richie L. Malone, Steven Novik, Darryl L. Pope, Robert Virgil Jr., Consolidated Filer Defendants EDJ Holding Company, Inc., Jones Financial Companies, The. (Harris, David) (Entered: 11/24/2004)

11/24/2004 110 MEMORANDUM in Support of Motion re 108 MOTION to Dismiss Case 4:04-

CV-00086-HEA filed by Defendants John W. Bachmann, Edward D. Jones & Co., L.P., Michael R. Holmes, Richie L. Malone, Steven Novik, Darryl L. Pope, Robert Virgil Jr., Consolidated Filer Defendants EDJ Holding Company, Inc., Jones Financial Companies, The. (Harris, David) (Entered: 11/24/2004)

11/24/2004 111 MOTION to Dismiss Case by Defendant Douglas E. Hill. (Kingston, John) (Entered: 11/24/2004)

11/24/2004 112 MEMORANDUM in Support of Motion re 111 MOTION to Dismiss Case filed by Defendant Douglas E. Hill. (Kingston, John) (Entered: 11/24/2004)

12/07/2004 Docket Text ORDER re 109 MOTION for Leave to File in Excess of Page Limitation filed by Jones Financial Companies, The, Edward D. Jones & Co., L.P., EDJ Holding Company, Inc., John W. Bachmann, Michael R. Holmes, Richie L. Malone, Steven Novik, Darryl L. Pope, Robert Virgil ; ORDERED Granted. Signed by Judge Henry E. Autrey on 12/7/04. (MJM, ) (Entered: 12/07/2004)

12/14/2004 113 STIPULATION re 108 MOTION to Dismiss Case 4:04-CV-00086-HEA, 111 MOTION to Dismiss Case Stipulation and (Proposed) Order Setting Schedule for Plaintiffs Opposition Papers by Consolidated Filer Plaintiff Thomas Auer. (Blanchard, Martin) (Entered: 12/14/2004)

12/16/2004 Docket Text ORDER ;RE: Stipulation [Doc. #113] ORDERED SO ORDERED. Signed by Judge Henry E. Autrey on 12/16/04. (MJM, ) (Entered: 12/17/2004)

01/26/2005 114 STIPULATION re 108 MOTION to Dismiss Case 4:04-CV-00086-HEA Stipulation And (Proposed) Order Setting The Schedule For Plaintiffs Opposition Papers by Consolidated Filer Plaintiff Thomas Auer. (Blanchard, Martin) (Entered: 01/26/2005)

01/28/2005 Docket Text ORDER ; ORDERED Granted SO ORDERED **SEE LAST PARAGRAPH** Plaintiffs shall have up to and including February 2, 2005 to file and serve opposition papers to Defendants' motion to dismiss and motion to strike; The rest of the briefing schedule that was previously agreed to by the parties remains intact. Specifically, Defendants shall have forty-five (45) days after service of Plaintiffs' opposition papers to file and serve their reply papers, or until March 21, 2005.. Signed by Judge Henry E. Autrey on 1/28/05. (MJM, ) (Entered: 01/28/2005)

02/02/2005 115 MEMORANDUM in Opposition re 106 Joint MOTION to Strike Plaintiffs' Opposition to Defendants' Joint Rule 12(f) Motion to Strike filed by Consolidated Filer Plaintiffs Ronald Alexander, Thomas Auer, Robert Bahnson, Marina Berti, Jim Boswell, Todd Bressler, Loretta Carlson, Juan Cedillo, Carol Chiumentu, Nicholas J. Corbi, William Duggan, Rachel M. Enriquez, Hubert Freehan, Stanley D. Gadway, Joe Garcia, Richard H. Gerding, Jay Haack, Michael Howard, Illinois Valley YMCA, Marylou Jeffs, Nancy Lawrence, Susan Legg, Carol Maller, Michael Maller, Denise McCutchen, Cheryl McDowell, Randy McDowell, John Oldner, Mary Oldner, Frada Pasik, James Pingatore, William D. Potter, Robert Searcy, Betty Weible, Allen Wells, Robert Wood, Lois Zabriskie, Murray Zucker, Plaintiff John M. Spahn IRA. (Blanchard, Martin) (Entered: 02/02/2005)

02/02/2005 116 MOTION for Leave to File an Overlength Opposition to Defendants' Motions to Dismiss by Consolidated Filer Plaintiffs Ronald Alexander, Thomas Auer, Robert

Bahnson, Marina Berti, Jim Boswell, Todd Bressler, Loretta Carlson, Juan Cedillo, Carol Chiumentu, Nicholas J. Corbi, William Duggan, Hubert Freehan, Stanley D. Gadway, Joe Garcia, Richard H. Gerding, Jay Haack, Michael Howard, Illinois Valley YMCA, Marylou Jeffs, Nancy Lawrence, Susan Legg, Carol Maller, Michael Maller, Denise McCutchen, Cheryl McDowell, Randy McDowell, John Oldner, Mary Oldner, Frada Pasik, James Pingatore, William D. Potter, Robert Searcy, Betty Weible, Allen Wells, Robert Wood, Lois Zabriskie, Murray Zucker, Plaintiff John M. Spahn IRA. (Blanchard, Martin) (Entered: 02/02/2005)

02/02/2005 117 MEMORANDUM in Opposition re 108 MOTION to Dismiss Case 4:04-CV-00086-HEA, 111 MOTION to Dismiss Case Plaintiffs' Opposition to Defendants' Motions to Dismiss filed by Consolidated Filer Plaintiffs Ronald Alexander, Thomas Auer, Robert Bahnson, Marina Berti, Jim Boswell, Todd Bressler, Loretta Carlson, Juan Cedillo, Carol Chiumentu, Nicholas J. Corbi, William Duggan, Hubert Freehan, Stanley D. Gadway, Joe Garcia, Richard H. Gerding, Jay Haack, Michael Howard, Illinois Valley YMCA, Marylou Jeffs, Nancy Lawrence, Susan Legg, Carol Maller, Michael Maller, Denise McCutchen, Cheryl McDowell, Randy McDowell, John Oldner, Mary Oldner, Frada Pasik, James Pingatore, William D. Potter, Robert Searcy, Betty Weible, Allen Wells, Robert Wood, Lois Zabriskie, Murray Zucker, Plaintiff John M. Spahn IRA. (Attachments: # 1 Plaintiffs' Opposition Part 2)(Blanchard, Martin) (Entered: 02/02/2005)

02/02/2005 118 DECLARATION filed by Consolidated Filer Plaintiffs Ronald Alexander, Thomas Auer, Robert Bahnson, Marina Berti, Jim Boswell, Todd Bressler, Loretta Carlson, Juan Cedillo, Carol Chiumentu, Nicholas J. Corbi, William Duggan, Hubert Freehan, Stanley D. Gadway, Joe Garcia, Richard H. Gerding, Jay Haack, Michael Howard, Illinois Valley YMCA, Marylou Jeffs, Nancy Lawrence, Susan Legg, Carol Maller, Michael Maller, Denise McCutchen, Cheryl McDowell, Randy McDowell, John Oldner, Mary Oldner, Frada Pasik, James Pingatore, William D. Potter, Robert Searcy, Betty Weible, Allen Wells, Robert Wood, Lois Zabriskie, Murray Zucker, Plaintiff John M. Spahn IRA re 117 Memorandum in Opposition to Motion,,, Declaration of Michael R. Reese in Support of Plaintiffs' Opposition to Defendants' Motions to Dismiss. (Attachments: # 1 Exhibit A - Jones SEC settlement# 2 Exhibit B - NASD Letter of Acceptance# 3 Exhibit C - CAAG Complaint# 4 Exhibit D - Form N-1A part 1# 5 Exhibit D - Form N-1A part 2# 6 Exhibit D - Form N-1A part 3# 7 Exhibit E - PA SEC Order# 8 Exhibit F - Franklin SEC Order# 9 Exhibit G - Form ADV)(Blanchard, Martin) (Entered: 02/02/2005)

02/11/2005 119 MOTION for Extension of Time to File Response/Reply as to 117 Memorandum in Opposition to Motion,,,, 118 Declaration,,,,, 115 Memorandum in Opposition to Motion,,, for an additional 30 days to File their Replies by Consolidated Filer Defendant Jones Financial Companies, The. (Harris, David) (Entered: 02/11/2005)

03/01/2005 120 MOTION to Amend/Correct 119 MOTION for Extension of Time to File Response/Reply as to 117 Memorandum in Opposition to Motion,,,, 118 Declaration,,,,, 115 Memorandum in Opposition to Motion,,, for an additional 30 days to File their Replies by Defendants John W. Bachmann, Douglas E. Hill, Michael R. Holmes, Richie L. Malone, Steven Novik, Darryl L. Pope, Robert Virgil, Jr, Edward D. Jones & Co., L.P., Consolidated Filer Defendants Jones Financial Companies, The, EDJ Holding Company, Inc.. (Harris, David) (Entered: 03/01/2005)

03/03/2005 Docket Text ORDER re 120 MOTION to Amend/Correct 119 MOTION for Extension of Time to File Response/Reply as to 117 Memorandum in Opposition to Motion,,,, 118 Declaration,,,,, 115 Memorandum in Opposition to Motion,,, for an additional 30 days to File their R filed by Jones Financial Companies, The,, Edward D. Jones & Co., L.P.,, EDJ Holding Company, Inc.,, John W. Bachmann,, Douglas E. Hill,, Michael R. Holmes,, Richie L. Malone,, Steven Novik,, Darryl L. Pope,, Robert Virgil, Jr. ; ORDERED Granted to and including 4/20/05, in which to file replies to Pltf's responses to Dft's Motions to Dismiss and Motion to Strike.. Signed by Judge Henry E. Autrey on 3/3/05. (MJM, ) (Entered: 03/04/2005)

04/14/2005 121 MOTION for Extension of Time to File Response/Reply as to 117 Memorandum in Opposition to Motion,,, Defendants' Stipulated Motion for an Extension of Time to Reply to Plaintiffs' Response to Defendants' Motions to Dismiss and Motion to Strike by Defendants John W. Bachmann, Douglas E. Hill, Michael R. Holmes, Richie L. Malone, Steven Novik, Darryl L. Pope, Robert Virgil, Jr, Edward D. Jones & Co., L.P., Consolidated Filer Defendants Jones Financial Companies, The, EDJ Holding Company, Inc.. (Monroe, Kimber) (Entered: 04/14/2005)

04/19/2005 Docket Text ORDER re 121 MOTION for Extension of Time to File Response/Reply as to 117 Memorandum in Opposition to Motion,,, Defendants' Stipulated Motion for an Extension of Time to Reply to Plaintiffs' Response to Defendants' Motions to Dismiss and Motion to Strike by Defendants John W. Bachmann, Douglas E. Hill, Michael R. Holmes, Richie L. Malone, Steven Novik, Darryl L. Pope, Robert Virgil, Jr, Edward D. Jones & Co., L.P., Consolidated Filer Defendants Jones Financial Companies, The, EDJ Holding Company, Inc.. (Monroe, Kimber) filed by Jones Financial Companies, The,, Edward D. Jones & Co., L.P.,, EDJ Holding Company, Inc.,, John W. Bachmann,, Douglas E. Hill,, Michael R. Holmes,, Richie L. Malone,, Steven Novik,, Darryl L. Pope,, Robert Virgil, Jr. ; ORDERED GRANTED ; SO ORDERED UP TO AND INCLUDING 5/10/05 TO REPLY. HEA. Signed by Judge Henry E. Autrey on 4/19/05. (CLA, ) (Entered: 04/19/2005)

04/20/2005 ORDER RECEIPT: (see receipt) Wed Apr 20 08:21:16 CDT 2005 (CLA, ) (Entered: 04/20/2005)

05/10/2005 122 MEMORANDUM in Support of Motion re 106 Joint MOTION to Strike Irrelevant and Prejudicial Allegations from the Consolidated Amended Complaint filed by Defendants John W. Bachmann, Douglas E. Hill, Michael R. Holmes, Richie L. Malone, Steven Novik, Darryl L. Pope, Robert Virgil, Jr, Edward D. Jones & Co., L.P., Consolidated Filer Defendants Jones Financial Companies, The, EDJ Holding Company, Inc.. (Kingston, John) (Entered: 05/10/2005)

05/10/2005 123 MEMORANDUM in Support of Motion re 111 MOTION to Dismiss Case filed by Defendant Douglas E. Hill. (Kingston, John) (Entered: 05/10/2005)

05/10/2005 124 MOTION for Leave to FILE AN OVERLENGTH MEMORANDUM OF LAW IN SUPPORT OF DEFENDANTS' MOTION TO DISMISS by Defendants John W. Bachmann, Michael R. Holmes, Richie L. Malone, Steven Novik, Darryl L. Pope, Robert Virgil, Jr, Edward D. Jones & Co., L.P., Consolidated Filer Defendants Jones Financial Companies, The, EDJ Holding Company, Inc.. (Harris, David) (Entered: 05/10/2005)

05/10/2005 125 MEMORANDUM in Support of Motion re 108 MOTION to Dismiss Case 4:04-CV-00086-HEA filed by Defendants John W. Bachmann, Michael R. Holmes, Richie L. Malone, Steven Novik, Darryl L. Pope, Robert Virgil, Jr, Edward D. Jones & Co., L.P., Consolidated Filer Defendant Jones Financial Companies, The. (Harris, David) (Entered: 05/10/2005)

05/12/2005 Docket Text ORDER re 124 MOTION for Leave to FILE AN OVERLENGTH MEMORANDUM OF LAW IN SUPPORT OF DEFENDANTS' MOTION TO DISMISS by Defendants John W. Bachmann, Michael R. Holmes, Richie L. Malone, Steven Novik, Darryl L. Pope, Robert Virgil, Jr, Edward D. Jones & Co., L.P., Consolidated Filer Defendants Jones Financial Companies, The, EDJ Holding Company, Inc.. (Harris, David) filed by Jones Financial Companies, The,, Edward D. Jones & Co., L.P.,, EDJ Holding Company, Inc.,, John W. Bachmann,, Michael R. Holmes,, Richie L. Malone,, Steven Novik,, Darryl L. Pope,, Robert Virgil, Jr. ; ORDERED : GRANTED. Signed by Judge Henry E. Autrey on 5/12/05. (CEL, ) (Entered: 05/12/2005)

05/12/2005 ORDER RECEIPT: (see receipt) Thu May 12 15:42:03 CDT 2005 (CEL, ) (Entered: 05/12/2005)

05/13/2005 126 MOTION to Withdraw as Counsel by Defendants John W. Bachmann, Michael R. Holmes, Richie L. Malone, Steven Novik, Darryl L. Pope, Robert Virgil, Jr, Edward D. Jones & Co., L.P., Consolidated Filer Defendants Jones Financial Companies, The, EDJ Holding Company, Inc.. (Monroe, Kimber) (Entered: 05/13/2005)

05/17/2005 Docket Text ORDER re 126 MOTION to Withdraw as Counsel by Defendants John W. Bachmann, Michael R. Holmes, Richie L. Malone, Steven Novik, Darryl L. Pope, Robert Virgil, Jr, Edward D. Jones & Co., L.P., Consolidated Filer Defendants Jones Financial Companies, The, EDJ Holding Company, Inc.. (Monroe, Kimber) filed by Jones Financial Companies, The,, Edward D. Jones & Co., L.P.,, EDJ Holding Company, Inc.,, John W. Bachmann,, Michael R. Holmes,, Richie L. Malone,, Steven Novik,, Darryl L. Pope,, Robert Virgil, Jr. ; ORDERED GRANTED; SO ORDERED HEA. Signed by Judge Henry E. Autrey on 5/17/05. (CLA, ) (Entered: 05/18/2005)

06/09/2005 127 MOTION for Hearing re 106 Joint MOTION to Strike, 108 MOTION to Dismiss Case 4:04-CV-00086-HEA, 111 MOTION to Dismiss Case Lead Plaintiffs Request for Presentation of Oral Argument on Defendants Motions to Dismiss and Motion to Strike by Consolidated Filer Plaintiff Thomas Auer. (Blanchard, Martin) (Entered: 06/09/2005)

06/14/2005 Docket Text ORDER re 127 MOTION for Hearing re 106 Joint MOTION to Strike, 108 MOTION to Dismiss Case 4:04-CV-00086-HEA, 111 MOTION to Dismiss Case Lead Plaintiffs Request for Presentation of Oral Argument on Defendants Motions to Dismiss and Motion to Strike by Consolidated Filer Plaintiff Thomas Auer. (Blanchard, Martin) filed by Thomas Auer, ; ORDERED GRANTED HEA. Signed by Judge Henry E. Autrey on 6/14/05. (CLA, ) (Entered: 06/14/2005)

06/17/2005 128 ORDER IT IS HEREBY ORDERED that a hearing on defendants' Motion to Dismiss and Motion to Strike is set for Thursday, June 30, 2005 at 2:30 p.m. in the

courtroom of the undersigned. Motion Hearing set for 6/30/2005 02:30 PM in Courtroom 10N before Honorable Henry E. Autrey.. Signed by Judge Henry E. Autrey on 6/17/05. (MJM, ) (Entered: 06/17/2005)

06/17/2005 ORDER RECEIPT: (see receipt) Fri Jun 17 15:47:11 CDT 2005 (MJM, ) (Entered: 06/17/2005)

06/23/2005 129 ORDER IT IS HEREBY ORDERED that the hearing in this matter on defendants' Motions to Dismiss and Motion to Strike previously set for Thursday, June 30, 2005, is reset to Thursday, July 28, 2005, at 2:00 p.m. in the courtroom of the undersigned. Motion Hearing set for 7/28/2005 02:00 PM in Courtroom 10N before Honorable Henry E. Autrey.. Signed by Judge Henry E. Autrey on 6/23/05. (MJM, ) (Entered: 06/23/2005)

06/23/2005 ORDER RECEIPT: (see receipt) Thu Jun 23 11:56:53 CDT 2005 (MJM, ) (Entered: 06/23/2005)

07/01/2005 130 MOTION to Stay Discovery Proceedings in Enriquez by Defendants John W. Bachmann, Michael R. Holmes, Richie L. Malone, Steven Novik, Darryl L. Pope, Robert Virgil, Jr, Edward D. Jones & Co., L.P., Consolidated Filer Defendants Jones Financial Companies, The, EDJ Holding Company, Inc.. (Harris, David) (Entered: 07/01/2005)

07/01/2005 131 MEMORANDUM in Support of Motion re 130 MOTION to Stay Discovery Proceedings in Enriquez filed by Defendants John W. Bachmann, Michael R. Holmes, Richie L. Malone, Steven Novik, Darryl L. Pope, Robert Virgil, Jr, Edward D. Jones & Co., L.P., Consolidated Filer Defendants Jones Financial Companies, The, EDJ Holding Company, Inc.. (Attachments: # 1 Exhibit June 22 and 30, 2005 E-mail Correspondences from Plaintiffs' Counsel# 2 Exhibit Petition)(Harris, David) (Entered: 07/01/2005)

07/01/2005 132 MOTION for Hearing re 130 MOTION to Stay Discovery Proceedings in Enriquez by Defendants John W. Bachmann, Michael R. Holmes, Richie L. Malone, Steven Novik, Darryl L. Pope, Robert Virgil, Jr, Edward D. Jones & Co., L.P., Consolidated Filer Defendants Jones Financial Companies, The, EDJ Holding Company, Inc.. (Harris, David) (Entered: 07/01/2005)

07/11/2005 133 RESPONSE in Opposition re 130 MOTION to Stay Discovery Proceedings in Enriquez filed by Consolidated Filer Plaintiff Rachel M. Enriquez. (Attachments: # 1 # 2)(Bauman, Christopher) (Entered: 07/11/2005)

07/11/2005 134 MOTION for Extension Adjournment of: July 28, 2005 Hearing Date on Defendants' Motion to Dismiss and Motion to Strike by Plaintiff John M. Spahn, IRA. (Attachments: # 1 Text of Proposed Order Proposed Order# 2 Certificate of Service)(Reese, Michael) (Entered: 07/11/2005)

07/11/2005 135 MEMORANDUM in Support of Motion re 134 MOTION for Extension Adjournment of: July 28, 2005 Hearing Date on Defendants' Motion to Dismiss and Motion to Strike filed by Plaintiff John M. Spahn, IRA. (Reese, Michael) (Entered: 07/11/2005)

07/11/2005 136 DECLARATION filed by Plaintiff John M. Spahn, IRA re 134 MOTION for Extension Adjournment of: July 28, 2005 Hearing Date on Defendants' Motion to

Dismiss and Motion to Strike Declaration of Kim E. Miller in Support. (Attachments: # 1 Exhibit A - Edward Jones SEC Cease-and-Desist Order# 2 Exhibit B - NASD Letter of Acceptance# 3 Exhibit C - 12/21/04 Article)(Reese, Michael) (Entered: 07/11/2005)

07/11/2005 137 MEMORANDUM in Opposition re 130 MOTION to Stay Discovery Proceedings in Enriquez filed by Plaintiff John M. Spahn, IRA. (Attachments: # 1 Exhibit A - Reese Letter# 2 Exhibit B - Order and Judgement# 3 Certificate of Service)(Reese, Michael) (Entered: 07/11/2005)

07/21/2005 138 ORDER IT IS HEREBY ORDERED that Plaintiff's Motion to Adjourn July 28, 2005, Hearing Date on Defendant's Motion to Dismiss and Motion to Strike [Doc. #134] is granted. Plaintiff is given until October 1, 2005, to review all documents produced by defendants. IT IS FURTHER ORDERED, pursuant to telephone conference with counsel for the parties, that plaintiff is granted until October 15, 2005, to file an amended pleading. The hearing on defendant's Motions to Dismiss and Motion to Strike is set for hearing on Tuesday, November 22, 2005, at 10:30 a.m. Amended/Supplemental Pleadings due by 10/15/2005. Motion Hearing set for 11/22/2005 10:30 AM in Courtroom 10N before Honorable Henry E. Autrey.. Signed by Judge Henry E. Autrey on 7/21/05. (MJM, ) (Entered: 07/21/2005)

07/21/2005 ORDER RECEIPT: (see receipt) Thu Jul 21 15:59:55 CDT 2005 (MJM, ) (Entered: 07/21/2005)

07/21/2005 139 REPLY to Response to Motion re 130 MOTION to Stay Discovery Proceedings in Enriquez filed by Defendants John W. Bachmann, Michael R. Holmes, Richie L. Malone, Steven Novik, Darryl L. Pope, Robert Virgil, Jr, Edward D. Jones & Co., L.P., Consolidated Filer Defendants Jones Financial Companies, The, EDJ Holding Company, Inc.. (Harris, David) (Entered: 07/21/2005)

07/25/2005 140 ORDER IT IS HEREBY ORDERED that discovery in Enriquez v. Edward D. Jones and Co., L.P., et al., is stayed pending adjudication of the Motion to Dismiss in this matter.. Signed by Judge Henry E. Autrey on 7/26/05. (MJM, ) (Entered: 07/25/2005)

07/25/2005 ORDER RECEIPT: (see receipt) Mon Jul 25 14:31:21 CDT 2005 (MJM, ) (Entered: 07/25/2005)

08/03/2005 141 MOTION for Reconsideration re 140 Order by Movant Rachel M. Enriquez. (Attachments: # 1 Exhibit 1# 2 Exhibit 2# 3 Exhibit 3# 4 Exhibit 4)(Bauman, Christopher) (Entered: 08/03/2005)

08/08/2005 142 MOTION to Amend/Correct 141 MOTION for Reconsideration re 140 Order by Movant Rachel M. Enriquez. (Attachments: # 1 Exhibit Ex. 1 Part A# 2 Exhibit Ex. 1 Part B# 3 Exhibit Ex. 2)(Blitz, Robert) (Entered: 08/08/2005)

08/18/2005 143 MEMORANDUM in Opposition re 141 MOTION for Reconsideration re 140 Order, 142 MOTION to Amend/Correct 141 MOTION for Reconsideration re 140 Order filed by Defendants John W. Bachmann, Michael R. Holmes, Richie L. Malone, Steven Novik, Darryl L. Pope, Robert Virgil, Jr, Edward D. Jones & Co., L.P., Consolidated Filer Defendants Jones Financial Companies, The, EDJ Holding Company, Inc.. (Harris, David) (Entered: 08/18/2005)

08/19/2005 144 MOTION to Stay Class Certification Hearing in Enriquez by Defendants John W. Bachmann, Michael R. Holmes, Richie L. Malone, Steven Novik, Darryl L. Pope, Robert Virgil, Jr, Edward D. Jones & Co., L.P., Consolidated Filer Defendants Jones Financial Companies, The, EDJ Holding Company, Inc.. (Harris, David) (Entered: 08/19/2005)

08/19/2005 145 MEMORANDUM in Support of Motion re 144 MOTION to Stay Class Certification Hearing in Enriquez filed by Defendants John W. Bachmann, Michael R. Holmes, Richie L. Malone, Steven Novik, Darryl L. Pope, Robert Virgil, Jr, Edward D. Jones & Co., L.P., Consolidated Filer Defendants Jones Financial Companies, The, EDJ Holding Company, Inc.. (Attachments: # 1 Exhibit A (August 18, 2005 Order))(Harris, David) (Entered: 08/19/2005)

08/19/2005 146 NOTICE by Defendants John W. Bachmann, Michael R. Holmes, Richie L. Malone, Steven Novik, Darryl L. Pope, Robert Virgil, Jr, Edward D. Jones & Co., L.P., Consolidated Filer Defendants Jones Financial Companies, The, EDJ Holding Company, Inc. re 144 MOTION to Stay Class Certification Hearing in Enriquez Oral Argument: (Harris, David) (Entered: 08/19/2005)

08/22/2005 147 RESPONSE in Opposition re 144 MOTION to Stay Class Certification Hearing in Enriquez filed by Consolidated Filer Plaintiff Rachel M. Enriquez. (Blitz, Robert) (Entered: 08/22/2005)

08/22/2005 148 ORDER IT IS HEREBY ORDERED that upon argument of counsel and in consideration of the memoranda filed, Defendants' Motion to Expand the Discovery Stay or Enjoin the Enriquez Action, Including the Class Certification Hearing Scheduled for Tuesday, August 23, 2005, is overruled and denied.. Signed by Judge Henry E. Autrey on 8/22/05. (MJM, ) (Entered: 08/22/2005)

08/22/2005 ORDER RECEIPT: (see receipt) Mon Aug 22 16:00:49 CDT 2005 (MJM, ) (Entered: 08/22/2005)

08/23/2005 149 MEMORANDUM in Support of Motion re 141 MOTION for Reconsideration re 140 Order, 142 MOTION to Amend/Correct 141 MOTION for Reconsideration re 140 Order Federal Plaintiffs' Memorandum of Law in Response to Non-Party Respondent Enriquez's Motion and Amended Motion to Reconsider July 26, 2005 Order Staying Discovery in Enriquez State Court Proceeding filed by Consolidated Filer Plaintiffs Jim Boswell, Thomas Auer, Plaintiff John M. Spahn, IRA. (Attachments: # 1 Exhibit A# 2 Exhibit B)(Reese, Michael) (Entered: 08/23/2005)

08/29/2005 150 MOTION for Leave to Respond to Federal Plaintiffs' Memorandum of Law by Defendants John W. Bachmann, Michael R. Holmes, Richie L. Malone, Steven Novik, Darryl L. Pope, Robert Virgil, Jr, Edward D. Jones & Co., L.P., Consolidated Filer Defendants Jones Financial Companies, The, EDJ Holding Company, Inc.. (Harris, David) (Entered: 08/29/2005)

08/29/2005 Docket Text ORDER re 141 MOTION for Reconsideration re 140 Order by Movant Rachel M. Enriquez. (Attachments: # (1) Exhibit 1# (2) Exhibit 2# (3) Exhibit 3# (4) Exhibit 4)(Bauman, Christopher) filed by Rachel M. Enriquez, ; ORDERED DENIED. Signed by Judge Henry E. Autrey on 8/29/05. (MJM, ) (Entered: 08/30/2005)

08/29/2005 Docket Text ORDER re 142 MOTION to Amend/Correct 141 MOTION for

Reconsideration re 140 Order by Movant Rachel M. Enriquez. (Attachments: # (1) Exhibit Ex. 1 Part A# (2) Exhibit Ex. 1 Part B# (3) Exhibit Ex. 2)(Blitz, Robert) filed by Rachel M. Enriquez, ; ORDERED DENIED. Signed by Judge Henry E. Autrey on 8/29/05. (MJM, ) (Entered: 08/30/2005)

10/05/2005 151 Joint MOTION for Extension of Time to File Second Amended Complaint ;Extension to file the following: Second Amended Complaint ;Proposed extension date December 1, 2005 by Consolidated Filer Plaintiff Thomas Auer. (Blanchard, Martin) (Entered: 10/05/2005)

10/05/2005 Docket Text ORDER re 151 Joint MOTION for Extension of Time to File Second Amended Complaint ;Extension to file the following: Second Amended Complaint ;Proposed extension date December 1, 2005 by Consolidated Filer Plaintiff Thomas Auer. (Blanchard, Martin) filed by Thomas Auer, ; ORDERED Granted SO ORDERED. Signed by Judge Henry E. Autrey on 10/5/05. (MJM, ) (Entered: 10/07/2005)

11/15/2005 152 STIPULATION and proposed Order Extending the Filing Date for Plaintiffs Second Amended Complaint Due to the Parties On Going Mediation by Plaintiff John M. Spahn, IRA. (Blanchard, Martin) (Entered: 11/15/2005)

11/17/2005 153 ORDER IT IS HEREBY ORDERED that the order setting this matter for a hearing on defendants' Motions to Dismiss and Motion to Strike on November 22, 2005 is vacated.. Signed by Judge Henry E. Autrey on 11/17/05. (MJM, ) (Entered: 11/17/2005)

11/17/2005 ORDER RECEIPT: (see receipt) Thu Nov 17 16:01:26 CST 2005 (MJM, ) (Entered: 11/17/2005)

11/30/2005 Docket Text ORDER ; ORDERED : The Stipulation (#152)for an extension of the filing of the 2nd amended complaint to January 13, 2006 is GRANTED. Signed by Judge Henry E. Autrey on 11/30/05. (CEL, ) (Entered: 11/30/2005)

11/30/2005 ORDER RECEIPT: (see receipt) Wed Nov 30 14:48:45 CST 2005 (CEL, ) (Entered: 11/30/2005)

01/09/2006 154 STIPULATION and (Proposed) Order Extending the Filing Date for Plaintiffs' Second Amended Complaint by Plaintiff John M. Spahn, IRA. (Blanchard, Martin) (Entered: 01/09/2006)

01/10/2006 Docket Text ORDER SO ORDERED HEA Stipulation and Proposed order extending the filing date of second amended complaint by pltff. Signed by Judge Henry E. Autrey on 1/10/06. (CLA, ) (Entered: 01/10/2006)

02/23/2006 155 NOTICE by Consolidated Filer Plaintiffs Michael Maller, Carol Maller, Richard H. Gerding Change of Firm Name and Notice of Substitution of Counsel: (Chitwood, Martin) (Entered: 02/23/2006)

04/12/2006 156 STIPULATION And (Proposed) Order Extending The Filing Date For Plaintiffs' Second Amended Complaint by the parties. (FILED UNDER SEAL) (MJM, ) (Entered: 04/13/2006)

04/13/2006 Docket Text ORDER ; ORDERED :Stipulation, #156, GRANTED - extension granted to May 30, 2006:. Signed by Judge Henry E. Autrey on 4/13/06. (CEL, )

(Entered: 04/13/2006)

04/13/2006 ORDER RECEIPT: (see receipt) Thu Apr 13 15:54:36 CDT 2006 (CEL, ) (Entered: 04/13/2006)

05/30/2006 157 STIPULATION And [Proposed] Order Extending The Filing Date For Plaintiffs' Second Amended Complaint by the parties. (FILED UNDER SEAL) (MJM, ) (Entered: 05/31/2006)

06/01/2006 Docket Text ORDER ; ORDERED Stipulation #157 - GRANTED - 2nd amended complaint due 7/31/06. Signed by Judge Henry E. Autrey on 6/1/06. (CEL, ) (Entered: 06/02/2006)

06/02/2006 ORDER RECEIPT: (see receipt) Fri Jun 2 10:30:53 CDT 2006 (CEL, ) (Entered: 06/02/2006)

06/02/2006 158 MEMORANDUM by Plaintiff John M. Spahn, IRA. (Blanchard, Martin) (Entered: 06/02/2006)

07/14/2006 159 MOTION to Enforce The Settlement by Consolidated Filer Plaintiffs Jim Boswell, Thomas Auer. (FILED UNDER SEAL) (MJM, ) (Entered: 07/21/2006)

07/14/2006 160 MEMORANDUM in Support of Motion re [159] MOTION to Enforce The Settlement filed by Consolidated Filer Plaintiffs Jim Boswell, Thomas Auer. (FILED UNDER SEAL) (MJM, ) (Entered: 07/21/2006)

07/14/2006 161 MOTION for Presentation of Oral Argument by Consolidated Filer Plaintiffs Jim Boswell, Thomas Auer. (FILED UNDER SEAL) (MJM, ) (Entered: 07/21/2006)

07/14/2006 162 DECLARATION OF Matthew Zevin In Support re [159] MOTION to Enforce The Settlement. (FILED UNDER SEAL) (MJM, ) (Entered: 07/21/2006)

07/14/2006 163 DECLARATION OF Jerome Congress w/ exhs A-S attached re [159] MOTION to Enforce The Settlement. (FILED UNDER SEAL). (MJM, ) (Entered: 07/21/2006)

07/25/2006 164 Consent MOTION for Extension of Time to File Response/Reply by Defendants John W. Bachmann, Michael R. Holmes, Richie L. Malone, Steven Novik, Darryl L. Pope, Robert Virgil, Jr, Edward D. Jones & Co., L.P., Consolidated Filer Defendants Jones Financial Companies, The, EDJ Holding Company, Inc.. (Niemeier, David) (Entered: 07/25/2006)

07/26/2006 165 ORDER IT IS HEREBY ORDERED that a hearing on Lead Plaintiff's Motion to Enforce the Settlement [Doc. #159] is set for Thursday, August 31, 2006, at 11:00 a.m. Motion Hearing set for 8/31/2006 11:00 AM in Courtroom 10N before Honorable Henry E. Autrey.. Signed by Judge Henry E. Autrey on 7/26/06. (MJM, ) (Entered: 07/26/2006)

07/26/2006 ORDER RECEIPT: (see receipt) Wed Jul 26 14:42:45 CDT 2006 (MJM, ) (Entered: 07/26/2006)

07/26/2006 Docket Text ORDER re 164 Consent MOTION for Extension of Time to File Response/Reply by Defendants John W. Bachmann, Michael R. Holmes, Richie L. Malone, Steven Novik, Darryl L. Pope, Robert Virgil, Jr, Edward D. Jones & Co., L.P., Consolidated Filer Defendants Jones Financial Companies, The, EDJ Holding Company, Inc.. (Niemeier, David) filed by Jones Financial Companies, The,,

Edward D. Jones & Co., L.P.,, EDJ Holding Company, Inc.,, John W. Bachmann,, Michael R. Holmes,, Richie L. Malone,, Steven Novik,, Darryl L. Pope,, Robert Virgil, Jr. ; ORDERED Granted up to and including 8/4/06.. Signed by Judge Henry E. Autrey on 7/26/06. (MJM, ) (Entered: 07/26/2006)

07/31/2006 166 STIPULATION And [Proposed] Order Extending The Filing Date For Plaintiffs' Second Amended Complaint by Defendants John W. Bachmann, Michael R. Holmes, Richie L. Malone, Steven Novik, Darryl L. Pope, Robert Virgil, Jr, Edward D. Jones & Co., L.P. (MJM, ) (FILED UNDER SEAL) (Entered: 08/01/2006)

08/03/2006 Docket Text ORDER ;RE: [Doc. #166] Stipulation and Proposed Order ORDERED SO ORDERED. Signed by Judge Henry E. Autrey on 8/3/06. (MJM, ) (Entered: 08/03/2006)

08/03/2006 167 Consent MOTION for approval of Stipulation and (Proposed) Order For Briefing Schedule for Lead Plaintiffs' Motion To Enforce The Settlement filed by Defendants John W. Bachmann, Michael R. Holmes, Richie L. Malone, Steven Novik, Darryl L. Pope, Robert Virgil, Jr, Edward D. Jones & Co., L.P., Consolidated Filer Defendants Jones Financial Companies, The, EDJ Holding Company, Inc.. (Niemeier, David) (Entered: 08/03/2006)

08/03/2006 168 MOTION for Leave to File Brief Under Seal by Defendants John W. Bachmann, Michael R. Holmes, Richie L. Malone, Steven Novik, Darryl L. Pope, Robert Virgil, Jr, Edward D. Jones & Co., L.P., Consolidated Filer Defendants Jones Financial Companies, The, EDJ Holding Company, Inc.. (Niemeier, David) (Entered: 08/03/2006)

08/07/2006 Docket Text ORDER re 168 MOTION for Leave to File Brief Under Seal by Defendants John W. Bachmann, Michael R. Holmes, Richie L. Malone, Steven Novik, Darryl L. Pope, Robert Virgil, Jr, Edward D. Jones & Co., L.P., Consolidated Filer Defendants Jones Financial Companies, The, EDJ Holding Company, Inc.. (Niemeier, David) filed by Jones Financial Companies, The,, Edward D. Jones & Co., L.P.,, EDJ Holding Company, Inc.,, John W. Bachmann,, Michael R. Holmes,, Richie L. Malone,, Steven Novik,, Darryl L. Pope,, Robert Virgil, Jr. ; ORDERED Granted So Ordered. Signed by Judge Henry E. Autrey on 8/7/06. (MJM, ) (Entered: 08/07/2006)

08/07/2006 169 STIPULATION AND PROPOSED ORDER by Defendants John W. Bachmann, Michael R. Holmes, Richie L. Malone, Steven Novik, Darryl L. Pope, Robert Virgil, Jr, Edward D. Jones & Co., L.P., Consolidated Filer Plaintiffs Jim Boswell, Thomas Auer, Consolidated Filer Defendants Jones Financial Companies, The, EDJ Holding Company, Inc. (SEE ORDER FOR DETAILS). (MJM, ) (Entered: 08/07/2006)

08/10/2006 170 MOTION for Leave to File in Excess of Page Limitation by Defendants John W. Bachmann, Michael R. Holmes, Richie L. Malone, Steven Novik, Darryl L. Pope, Robert Virgil, Jr, Edward D. Jones & Co., L.P., Consolidated Filer Defendants Jones Financial Companies, The, EDJ Holding Company, Inc.. (Niemeier, David) (Entered: 08/10/2006)

08/11/2006 Docket Text ORDER re 170 MOTION for Leave to File in Excess of Page Limitation by Defendants John W. Bachmann, Michael R. Holmes, Richie L.

Malone, Steven Novik, Darryl L. Pope, Robert Virgil, Jr, Edward D. Jones & Co., L.P., Consolidated Filer Defendants Jones Financial Companies, The, EDJ Holding Company, Inc.. (Niemeier, David) filed by Jones Financial Companies, The,, Edward D. Jones & Co., L.P.,, EDJ Holding Company, Inc.,, John W. Bachmann,, Michael R. Holmes,, Richie L. Malone,, Steven Novik,, Darryl L. Pope,, Robert Virgil, Jr. ; ORDERED Granted. Signed by Judge Henry E. Autrey on 8/11/06. (MJM, ) (Entered: 08/11/2006)

08/11/2006 171 MEMORANDUM in Opposition w/ Exhs 1-13 attached re [159] MOTION to Enforce The Settlement filed by Defendants John W. Bachmann, Michael R. Holmes, Richie L. Malone, Steven Novik, Darryl L. Pope, Robert Virgil, Jr, Edward D. Jones & Co., L.P., Consolidated Filer Defendants Jones Financial Companies, The, EDJ Holding Company, Inc.(FILED UNDER SEAL). (MJM, ) (Entered: 08/11/2006)

08/23/2006 172 MOTION for Leave to File Over Length Memorandum in Further Support of Lead Plaintiffs' Motion to Enforce the Settlement by Plaintiff John M. Spahn, IRA. (Blanchard, Martin) (Entered: 08/23/2006)

08/23/2006 173 REPLY MEMORANDUM IN FURTHER SUPPORT OF LEAD PLAINTIFFS' re [159] MOTION to Enforce The Settlement filed by Consolidated Filer Plaintiffs Jim Boswell, Thomas Auer. (FILED UNDER SEAL) (MJM, ) (Entered: 08/24/2006)

08/25/2006 174 MOTION for Leave to File Pleading Under Seal by Movant Rachel M. Enriquez. (Blitz, Robert) (Entered: 08/25/2006)

08/25/2006 Docket Text ORDER re 172 MOTION for Leave to File Over Length Memorandum in Further Support of Lead Plaintiffs' Motion to Enforce the Settlement by Plaintiff John M. Spahn, IRA. (Blanchard, Martin) filed by John M. Spahn, IRA ; ORDERED Granted. Signed by Judge Henry E. Autrey on 8/25/06. (MJM, ) (Entered: 08/25/2006)

08/28/2006 Docket Text ORDER re 174 MOTION for Leave to File Pleading Under Seal by Movant Rachel M. Enriquez. (Blitz, Robert) filed by Rachel M. Enriquez, ; ORDERED Granted. Signed by Judge Henry E. Autrey on 8/28/06. (MJM, ) (Entered: 08/29/2006)

08/30/2006 175 NOTICE by Defendants John W. Bachmann, Michael R. Holmes, Richie L. Malone, Steven Novik, Darryl L. Pope, Robert Virgil, Jr, Edward D. Jones & Co., L.P., Consolidated Filer Defendants Jones Financial Companies, The, EDJ Holding Company, Inc. Filing Document Under Seal: (Ferrick, James) (Entered: 08/30/2006)

08/30/2006 176 STIPULATION by Defendants John W. Bachmann, Michael R. Holmes, Richie L. Malone, Steven Novik, Darryl L. Pope, Robert Virgil, Jr, Edward D. Jones & Co., L.P., Consolidated Filer Defendants Jones Financial Companies, The, EDJ Holding Company, Inc. (FILED UNDER SEAL). (MJM, ) (Entered: 08/31/2006)

08/30/2006 Docket Text ORDER ;RE: [Doc. #176] Stipulation ORDERED Stay Granted until 9/26/06, Case stayed.. Signed by Judge Henry E. Autrey on 8/30/06. (MJM, ) (Entered: 08/31/2006)

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U.S. District Court Eastern District of Missouri (St. Louis)securities.stanford.edu/filings-documents/1029/EDJCL04...2004/07/15 · US District Court Civil Docket as of 08/30/2006