US District Court Civil Docket as of 01/18/2006 Retrieved from the court on Monday, September 18, 2006

U.S. District Court Central District Of California

(Western Division - Los Angeles) CIVIL DOCKET FOR CASE #: 2:98-cv-08842-SVW-AJW

John Mortensen v. H. Wayne Snavely, et al Assigned to: Judge Stephen V. Wilson Referred to: Discovery Andrew J. Wistrich Demand: $0 Cause: 15:78m(a) Securities Exchange Act

Date Filed: 11/02/1998 Jury Demand: Both Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question

Plaintiff John Mortensen on behalf of himself and all others similarly situated

represented by Brian Phillip Murray Murray Frank and Sailer 275 Madison Avenue, Suite 801 New York, NY 10016 212-682-1818 Email: bmurray@rabinlaw.com LEAD ATTORNEY ATTORNEY TO BE NOTICED David A P Brower Wolf Haldenstein Adler Freeman & Herz 270 Madison Ave 11th Fl New York, NY 10016 212-545-4600 LEAD ATTORNEY ATTORNEY TO BE NOTICED Francis A Bottini, Jr Wolf Haldenstein Adler Freeman & Herz Symphony Twr 750 B St, Ste 2770 San Diego, CA 92101 619-239-4599 LEAD ATTORNEY Francis M Gregorek Wolf Haldenstein Adler Freeman & Herz Symphony Twr 750 B St, Ste 2770 San Diego, CA 92101 619-239-4599 Fax: 619-234-4599

LEAD ATTORNEY ATTORNEY TO BE NOTICED John W Jeffrey Jeffrey & Dreher 225 Broadway, 19th Fl San Diego, CA 92101 619-230-8828 LEAD ATTORNEY Lionel Z Glancy Glancy & Binkow 1801 Avenue of the Stars, Ste 311 Los Angeles, CA 90067 310-201-9150 LEAD ATTORNEY ATTORNEY TO BE NOTICED Mark Reinhardt Reinhardt & Anderson First National Bank Building 332 Minnesota St E-1000 St Paul, MN 55101 651-227-9990 LEAD ATTORNEY ATTORNEY TO BE NOTICED Robert Scott Dreher Dreher Law Firm 835 Fifth Avenue, Suite 202 San Diego, CA 92101 619-230-8828 LEAD ATTORNEY ATTORNEY TO BE NOTICED

V.

Defendant

H Wayne Snavely represented by Anthony G Graham Mayer Brown Rowe & Maw 350 S Grand Ave, 25th Fl Los Angeles, CA 90071-1503 213-229-9500 LEAD ATTORNEY Christopher P Murphy Mayer Brown Rowe & Maw 350 S Grand Ave, 25th Fl

Los Angeles, CA 90071-1503 213-229-9500 LEAD ATTORNEY ATTORNEY TO BE NOTICED Fredrick S Levin Mayer Brown Rowe & Maw 350 S Grand Ave, 25th Fl Los Angeles, CA 90071-1503 213-229-9500 Fax: 213-625-0248 LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter K Rosen Latham and Watkins 633 West Fifth Street, Suite 4000 Los Angeles, CA 90071-2007 213-485-1234 Email: peter.rosen@lw.com LEAD ATTORNEY

Defendant

Kevin E Villani represented by Anthony G Graham (See above for address) LEAD ATTORNEY Christopher P Murphy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Fredrick S Levin (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter K Rosen (See above for address) LEAD ATTORNEY

Defendant

Paul B Lasiter TERMINATED: 02/09/2001

represented by Anthony G Graham (See above for address) TERMINATED: 02/09/2001 LEAD ATTORNEY Christopher P Murphy

(See above for address) TERMINATED: 02/09/2001 LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter K Rosen (See above for address) TERMINATED: 02/09/2001 LEAD ATTORNEY

Defendant

Imperial Credit Industries Inc represented by Anthony G Graham (See above for address) LEAD ATTORNEY Christopher P Murphy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Fredrick S Levin (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter K Rosen (See above for address) LEAD ATTORNEY

Defendant

Stephen J Shugerman represented by Christopher P Murphy (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Fredrick S Levin (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter K Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Brad S Plantiko represented by Christopher P Murphy

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Fredrick S Levin (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter K Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

KPMG LLP TERMINATED: 10/31/2001

represented by Cheryl D Justice Gibson Dunn & Crutcher 333 S Grand Ave, 45th Fl Los Angeles, CA 90071-3197 213-229-7000 Email: cjustice@gibsondunn.com TERMINATED: 10/31/2001 LEAD ATTORNEY ATTORNEY TO BE NOTICED James P Maniscalco Morrison & Foerster 555 W 5th St, Ste 3500 Los Angeles, CA 90013-1024 213-892-5200 TERMINATED: 10/31/2001 LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel S Sanders Gibson Dunn & Crutcher 333 S Grand Ave, 45th Fl Los Angeles, CA 90071-3197 213-229-7000 TERMINATED: 10/31/2001 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Date Filed # Docket Text

11/02/1998 1 COMPLAINT filed Summons(es) issued referred to Discovery Andrew J. Wistrich;

jury demand (jp) (Entered: 11/04/1998)

12/30/1998 LODGED APPL OF NON RESIS ATTY submitted by plaintiff John Mortensen (FWD TO CRD) Fee paid (pj) (Entered: 12/31/1998)

12/30/1998 7 APPLICATION AND ORDER of Non-Resident Attorney to Appear in a Specific Case filed for plaintiff John Mortensen by Brian Phillip Murray. Designating Lionel Z Glancy as local counsel. Approved by Judge Dickran Tevrizian. (Fee pd) (jj) (Entered: 01/08/1999)

01/04/1999 2 NOTICE OF MOTION AND MOTION by The Mortensen Group to be appointed Lead Plfs of the SEC Act of 1934 , & for appointment of Lead Plfs' Choice of Lead cnsl ; motion hearing set for 10:00 2/1/99 Lodged prop ord (pj) (Entered: 01/06/1999)

01/04/1999 3 MEMORANDUM OF P&A IN SUPPORT by Mortensen Group of motion to be appointed Lead Plfs of the SEC Act of 1934 [2-1], motion for appointment of Lead Plfs' Choice of Lead cnsl [2-2] (pj) (Entered: 01/06/1999)

01/04/1999 4 DECLARATION of FRANCIS M GREGOREK IN SUPPT by plaintiffs Mortensen Group motion to be appointed Lead Plfs of the SEC Act of 1934 [2-1], motion for appointment of Lead Plfs' Choice of Lead cnsl [2-2] (pj) (Entered: 01/06/1999)

01/04/1999 5 NOTICE OF MOTION AND MOTION by plaintiff John Mortensen to consolidate for all purposes the related actns agnst Imperial Credit Ind Inc for violations of the Sec Exchange Act of 1934 ; motion hearing set for 10:00 2/1/99 Lodged propsd ord (jag) (Entered: 01/07/1999)

01/04/1999 6 MEMORANDUM IN SUPPORT by plaintiff John Mortensen of motion to consolidate for all purposes the related actns agnst Imperial Credit Ind Inc for violations of the Sec Exchange Act of 1934 [5-1] (jag) (Entered: 01/07/1999)

01/08/1999 8 ORDER to reassign case due to self-recusal purs to GO 224 section 3.3 by Judge Dickran Tevrizian Case reassigned to Judge Stephen V. Wilson for all further proceedings Case now reads as CV 98-8842 SVW (AJWx) (cc: all counsel) (rn) (Entered: 01/12/1999)

01/15/1999 9 RESPONSE by defendant to to motion to be appointed Lead Plfs of the SEC Act of 1934 [2-1], to motion for appointment of Lead Plfs' Choice of Lead cnsl [2-2], to motion to consolidate for all purposes the related actns agnst Imperial Credit Ind Inc for violations of the Sec Exchange Act of 1934 [5-1] (twdb) (Entered: 01/21/1999)

01/26/1999 10 MINUTES: resetting hearing on motion to be appointed Lead Plfs of the SEC Act of 1934 [2-1] 1:30 2/8/99, hearing on motion for appointment of Lead Plfs' Choice of Lead cnsl [2-2] 1:30 2/8/99, hearing on motion to consolidate for all purposes the related actns agnst Imperial Credit Ind Inc for violations of the Sec Exchange Act of 1934 [5-1] 1:30 2/8/99 by Judge Stephen V. Wilson CR: none (lc) (Entered: 01/27/1999)

01/27/1999 11 AMENDED NOTICE OF motion to consolidate for all purposes the related actns agnst Imperial Credit Ind Inc for violations of the Sec Exchange Act of 1934 [5-1] filed by plaintiff John Mortensen (jag) (Entered: 01/28/1999)

01/27/1999 12 AMENDED NOTICE OF motion to be appointed Lead Plfs of the SEC Act of 1934 [2-1], motion for appointment of Lead Plfs' Choice of Lead cnsl [2-2] filed by plaintiff John Mortensen (jag) (Entered: 01/28/1999)

01/27/1999 13 NOTICE by plaintiff John Mortensen of pendency of other actns (jag) (Entered: 01/28/1999)

02/08/1999 14 MINUTES: granting motion to be appointed Lead Plfs of the SEC Act of 1934 [2-1], granting motion for appointment of Lead Plfs' Choice of Lead cnsl [2-2], finding the motion to consolidate for all purposes the related actns agnst Imperial Credit Ind Inc for violations of the Sec Exchange Act of 1934 [5-1] moot. ; mandatory status conference set on 1:30 2/22/99 . Cnsl to have one week to file their positions. by Judge Stephen V. Wilson CR: Lena Villegas (twdb) (Entered: 02/12/1999)

02/16/1999 15 RESPONSE by defendants to the crt's tentative decision on 2/8/99 [14-2] (twdb) (Entered: 02/17/1999)

02/18/1999 16 REPLY by plaintiff John Mortensen to dfts response to the crt's tentative decision on 2/8/99 [15-1] (twdb) (Entered: 02/19/1999)

02/18/1999 LODGED/PROPOSED ORDER submitted by plaintiff John Mortensen for reply [16-1] .(FWD TO CRD) (twdb) (Entered: 02/19/1999)

02/22/1999 17 MINUTES: ; mandatory status conference held . The crt takes the mtr under submission. by Judge Stephen V. Wilson CR: Lena Villegas (twdb) (Entered: 03/01/1999)

04/16/1999 18 STATUS REPORT by defendants re Oregon Litigation (twdb) (Entered: 04/20/1999)

04/22/1999 19 Fur STATUS REPORT by defendant re Oregon Litigation (twdb) (Entered: 04/23/1999)

05/19/1999 20 RECEIPT OF TRANSCRIPT of proceedings for the following date: 2/22/99 CR: Lena Villegas (wdc) (Entered: 05/24/1999)

05/19/1999 TRANSCRIPT filed for proceedings held on 2/22/99 (wdc) (Entered: 05/24/1999)

06/21/1999 21 NOTICE OF MOTION AND MOTION by defendant to dismiss cmp of plf Prentice Securities ; motion hearing set for 1:30 7/19/99 (twdb) Modified on 06/22/1999 (Entered: 06/22/1999)

06/21/1999 22 NOTICE OF MOTION AND MOTION by defendant Imperial Credit Ind, defendant Paul B Lasiter, defendant Kevin E Villani, defendant H Wayne Snavely to dismiss plfs cmp agnst them ; motion hearing set for 1:30 7/19/99 (twdb) (Entered: 06/22/1999)

06/21/1999 23 DECLARATION of Christopher P. Murphy by defendant in suppt of motion to dismiss plfs cmp agnst them [22-1] (twdb) (Entered: 06/22/1999)

07/06/1999 24 STIPULATION and ORDER by Judge Stephen V. Wilson resetting hearing on motion to dismiss plfs cmp agnst them [22-1] 1:30 7/26/99, resetting hearing on motion to dismiss cmp of plf Prentice Securities [21-1] 1:30 7/26/99 for cont of hrg on mots (twdb) (Entered: 07/09/1999)

07/08/1999 25 NOTICE OF CHANGE Of Address of Wolf Haldenstein Adler Freeman & Herz LLP filed by atty Lionel Z Glancy for plaintiff John Mortensen, Brian Phillip Murray for plaintiff John Mortensen (twdb) (Entered: 07/09/1999)

07/12/1999 26 MEMORANDUM OF P/A by plaintiff John Mortensen in opp to dfts motions to dismiss [22-1], [21-1] (yc) (Entered: 07/14/1999)

07/12/1999 27 DECLARATION of Francis M gregorek in suppt by plaintiff John Mortensen opp to dfts motions to dismiss [22-1], [21-1] (yc) (Entered: 07/14/1999)

07/19/1999 28 REPLY memo of PA by defendant in suppt of motion to dismiss plfs cmp agnst them [22-1], motion to dismiss cmp of plf Prentice Securities [21-1] (twdb) (Entered: 07/20/1999)

07/19/1999 29 DECLARATION of Christopher P. Murphy by defendant in suppt of motion to dismiss plfs cmp agnst them [22-1], motion to dismiss cmp of plf Prentice Securities [21-1] (twdb) (Entered: 07/20/1999)

07/26/1999 31 MINUTES: granting motion to dismiss plfs cmp agnst them [22-1], granting motion to dismiss cmp of plf Prentice Securities [21-1] and all 4 cmps will be dism w/o prej and plf has lv to file A/C's. The crt will issue an order. by Judge Stephen V. Wilson CR: Lena Villegas (twdb) (Entered: 08/06/1999)

08/02/1999 30 RESPONSE by defendants to letter from Frank M. Gregorek dt 7/29/99 & waiver of purported grounds for disqualification of the crt set forth therein. (twdb) (Entered: 08/03/1999)

08/11/1999 32 Position on LETTER from plaintiff John Mortensen of Francis M. Gregorek dt 7/29/99 (twdb) (Entered: 08/12/1999)

08/16/1999 33 ORDER denying w/o prej plfs suggestion that the crt recuse itself by Judge Stephen V. Wilson (twdb) (Entered: 08/17/1999)

08/16/1999 34 RESPONSE by defendant to plfs submission re disqualification [32-1] (twdb) (Entered: 08/23/1999)

09/07/1999 35 ORDER by Judge Stephen V. Wilson granting motion to dismiss plfs cmp agnst them [22-1] (twdb) (Entered: 09/14/1999)

10/04/1999 36 Consolidated AMENDED Class Actn COMPLAINT [1-1] by plaintiff John Mortensen; jury demand. Summons not issued (twdb) (Entered: 10/05/1999)

10/12/1999 LODGED/PROPOSED appl of non resident atty to appear in a specific case & ORDER submitted by plaintiff John Mortensen .(FWD TO CRD) (twdb) (Entered: 10/14/1999)

10/15/1999 37 APPLICATION AND ORDER of Non-Resident Attorney to Appear in a Specific Case filed for plaintiff John Mortensen by Mark Reinhardt. Designating Francis Gregorek as local counsel. Approved by Judge Stephen V. Wilson . (Fee pd) (twdb) (Entered: 10/18/1999)

10/18/1999 38 NOTICE OF MOTION AND MOTION by plaintiff John Mortensen to stay proceedings for ninety dys pending ninth circuit's gr or den of petition of en banc review of in re Silicon Graphics ; motion hearing set for 1:30 11/8/99 (twdb) (Entered: 10/20/1999)

10/18/1999 39 DECLARATION of Francis A. Bottini Jr by plaintiff in suppt of motion to stay proceedings for ninety dys pending ninth circuit's gr or den of petition of en banc review of in re Silicon Graphics [38-1] (twdb) (Entered: 10/20/1999)

10/19/1999 40 Suppl PROOF OF SERVICE by plaintiff on 10/18/99 of RE Ntc of mot, decl, etc (twdb) (Entered: 10/20/1999)

10/19/1999 41 Revised by plaintiff Ntc of mot to stay proceedings for 90 dys pending circuit's gr or den of pet for en banc review of in re silicon graphics [38-1] (twdb) (Entered: 10/20/1999)

10/20/1999 LODGED/PROPOSED appl of non resident atty to appear in specific case ORDER submitted by plaintiff John Mortensen .(FWD TO CRD) (twdb) (Entered: 10/21/1999)

10/25/1999 42 NOTICE OF MOTION AND MOTION by defendant Imperial Credit Ind, defendant Paul B Lasiter, defendant Kevin E Villani, defendant H Wayne Snavely to dismiss consolidated A/C ; motion hearing set for 1:30 11/15/99 (twdb) (Entered: 10/26/1999)

10/25/1999 43 NOTICE of interested ptys by defendant Imperial Credit Ind, defendant Kevin E Villani, defendant H Wayne Snavely, Brad Plantiko & Stephen J. Shugerman (twdb) (Entered: 10/27/1999)

10/25/1999 44 memo of PA in OPPOSITION by defendant Imperial Credit Ind, defendant Kevin E Villani, defendant H Wayne Snavely to motion to stay proceedings for ninety dys pending ninth circuit's gr or den of petition of en banc review of in re Silicon Graphics [38-1] (twdb) (Entered: 10/27/1999)

10/26/1999 45 APPLICATION AND ORDER of Non-Resident Brian Murray Attorney to Appear in a Specific Case filed for plaintiff John Mortensen by . Designating Lionel Z. Glancy as local counsel. Approved by Judge Stephen V. Wilson . (Fee pd) (bp) (Entered: 10/29/1999)

10/29/1999 46 STIPULATION and ORDER cont of hrg of mots by Judge Stephen V. Wilson; resetting hearing on motion to dismiss consolidated A/C [42-1] 1:30 11/22/99, resetting hearing on motion to stay proceedings for ninety dys pending ninth circuit's gr or den of petition of en banc review of in re Silicon Graphics [38-1] 1:30 11/22/99 (twdb) (Entered: 11/01/1999)

10/29/1999 47 NOTICE to the crt re ninth circuit's rejection of suggestion of rehearing En Banc In Silicon Graphics by defendant Imperial Credit Ind, defendant H Wayne Snavely (twdb) (Entered: 11/01/1999)

11/05/1999 50 NOTICE OF WITHDRAWAL by plaintiff John Mortensen withdrawing motion to stay proceedings for ninety dys pending ninth circuit's gr or den of petition of en banc review of in re Silicon Graphics [38-1] (twdb) (Entered: 11/10/1999)

11/08/1999 48 Memo of PA in OPPOSITION by plaintiff to motion to dismiss consolidated A/C [42-1] (twdb) (Entered: 11/10/1999)

11/08/1999 49 DECLARATION of Francis M. Gregorek by plaintiff John Mortensen in suppt of plfs memo of PA in opp to motion to dismiss consolidated A/C [42-1] (twdb) (Entered: 11/10/1999)

11/15/1999 53 REPLY memo by defendant in suppt of motion to dismiss consolidated A/C [42-1] (twdb) (Entered: 11/22/1999)

11/17/1999 51 EX PARTE APPLICATION filed by plaintiff John Mortensen for leave to file second A/C Lodged p/o (twdb) (Entered: 11/22/1999)

11/17/1999 52 DECLARATION of Francis M. Gregorek by plaintiff John Mortensen in suppt of exparte motion for leave to file second A/C [51-1] (twdb) (Entered: 11/22/1999)

11/18/1999 54 memo in OPPOSITION by defendant to exparte motion for leave to file second A/C [51-1] (twdb) (Entered: 11/22/1999)

11/24/1999 55 MINUTES: granting exparte motion for leave to file second A/C [51-1]. The amd cmp is to be filed w/i 3 weeks. The dfts will have 2 weeks thereafter to resp to amd cmp. granting w/o prej motion to dismiss consolidated A/C [42-1] by Judge Stephen V. Wilson CR: Lena Villegas (twdb) (Entered: 11/30/1999)

12/13/1999 56 DEMAND for jury trial by plaintiff John Mortensen (twdb) (Entered: 12/15/1999)

12/13/1999 56 Second Consolidated AMENDED COMPLAINT [36-1] by plaintiff John Mortensen . Summons not issued (twdb) (Entered: 03/13/2000)

12/27/1999 57 NOTICE OF MOTION AND MOTION by defendant Imperial Credit Ind, defendant Kevin E Villani, defendant H Wayne Snavely , Brad S. Plantiko & Stephen J. Shugerman to dismiss second consolidated A/C ; motion hearing set for 1:30 1/24/00 (twdb) (Entered: 01/05/2000)

12/27/1999 58 Conditional REQUEST by defendant for judicial notice in suppt of motion to dismiss second consolidated A/C [57-1] (twdb) (Entered: 01/05/2000)

12/27/1999 59 DECLARATION of Christopher P. Murphy by defendants, in suppt of motion to dismiss second consolidated A/C [57-1] (twdb) (Entered: 01/05/2000)

01/10/2000 60 Memo of Pa in OPPOSITION by plaintiff John Mortensen to motion to dismiss second consolidated A/C [57-1] (twdb) (Entered: 01/12/2000)

01/10/2000 61 DECLARATION of Francis M. Gregorek by plaintiff John Mortensen in suppt of plfs opp to motion to dismiss second consolidated A/C [57-1] (twdb) (Entered: 01/12/2000)

01/14/2000 62 REPLY Memo in support by defendant Imperial Credit Ind, defendant Paul B Lasiter, defendant Kevin E Villani, defendant H Wayne Snavely re motn to dism 2nd A/C [57-1] (ca) (Entered: 01/20/2000)

01/14/2000 63 REQUEST by defendant Imperial Credit Ind, defendant Paul B Lasiter, defendant Kevin E Villani, defendant H Wayne Snavely to take judicial notice; Declar of Christopher P. Murphy in suppt thereof (ca) (Entered: 01/20/2000)

01/24/2000 64 MINUTES: that the motion to dismiss second consolidated A/C [57-1] is submitted by Judge Stephen V. Wilson CR: Lena Villegas (twdb) (Entered: 01/26/2000)

02/22/2000 65 ORDER by Judge Stephen V. Wilson denying motion to dismiss second consolidated A/C [57-1] (twdb) (Entered: 02/23/2000)

03/07/2000 66 NOTICE of entry of order by plaintiff John Mortensen (twdb) (Entered:

03/08/2000)

03/09/2000 69 ANSWER filed by defendant Imperial Credit Ind, defendant Kevin E Villani, defendant H Wayne Snavely, Brad S. Plantiko & Stephen J. Shugerman to second amended consolidated complaint [56-1]. (twdb) (Entered: 03/20/2000)

03/10/2000 67 ORDER re mandatory status conf by Judge Stephen V. Wilson ; mandatory status conference set on 3:30 4/10/00 (twdb) (Entered: 03/13/2000)

03/15/2000 68 NOTICE of entry of order by plaintiff John Mortensen (twdb) (Entered: 03/16/2000)

03/22/2000 70 NOTICE OF MOTION AND MOTION by plaintiff John Mortensen to certify class action ; motion hearing set for 1:30 5/1/00 Lodged p/o (twdb) (Entered: 03/28/2000)

03/22/2000 71 DECLARATION of Francis M. Gregorek by plaintiff John Mortensen in suppt of motion to certify class action [70-1] (twdb) (Entered: 03/28/2000)

04/07/2000 72 MINUTES: Ord advancing the time of mandatory status conf to 2:30. ; mandatory status conference reset on 2:30 4/10/00 by Judge Stephen V. Wilson CR: Lena Villegas (twdb) (Entered: 04/07/2000)

04/10/2000 LODGED/PROPOSED APPLICATION & ORDER of non-res attorney submitted by plaintiff John Mortensen .(FWD TO CRD) (bp) (Entered: 04/12/2000)

04/10/2000 75 MINUTES: Mandatory status conference held; The Court sets the following dates: pretrial conference on 4:00 4/30/01; jury trial set on 9:00 5/8/01 by Judge Stephen V. Wilson CR: Lisa Gonzalez (ir) (Entered: 04/13/2000)

04/12/2000 73 ORDER re civil trial preparation by Judge Stephen V. Wilson ; pretrial conference on 4:00 4/30/01 ; jury trial set on 9:00 5/8/01 (twdb) (Entered: 04/13/2000)

04/12/2000 74 APPLICATION AND ORDER of Non-Resident Attorney to Appear in a Specific Case filed for plaintiff John Mortensen by David A P Brower. Designating Francis M. Gregorek as local counsel. Approved by Judge Stephen V. Wilson . (Fee pd) (twdb) (Entered: 04/13/2000)

04/18/2000 76 STIPULATION and ORDER by Judge Stephen V. Wilson resetting hearing on motion to certify class action [70-1] 1:30 7/10/00 (twdb) (Entered: 04/19/2000)

05/10/2000 77 STIPULATION and ORDER by Judge Stephen V. Wilson for Confidentiality order ; Crt shall retain jursidiction, even after term of lawsuit to make such amds, modifications & add of this Ord as it may from time to time be deemed appr upon good cause shown & to adjudicate any dispute respecting improper use or disclosure of Confidential material (ir) (Entered: 05/12/2000)

05/31/2000 78 STIPULATION and ORDER by Judge Stephen V. Wilson resetting hearing on motion to certify class action [70-1] 1:30 7/31/00. Dft's Opp papers if any shall be fld & served on or before 6/30/00. Plf's rply papers if any shall be fld & served on or before 7/24/00. IT IS SO ORD. (yl) (Entered: 06/02/2000)

07/11/2000 79 STIPULATION and ORDER to cont hrg of mot for class certification; DENIED by Judge Stephen V. Wilson (twdb) (Entered: 07/12/2000)

07/14/2000 80 EX PARTE APPLICATION filed by defendant Imperial Credit Ind, defendant Kevin E Villani, defendant H Wayne Snavely, defendant Stephen J Shugerman, defendant Brad S Plantiko for reconsideration of the crts denial of the ptys , or alt to continue hrg dt on plfs mot for class cert ,and to set new briefing sched or convene a case management conf hearing Lodged ord (twdb) (Entered: 07/18/2000)

07/17/2000 82 RESPONSE by plaintiff John Mortensen to exparte motion for reconsideration of the crts denial of the ptys [80-1], to exparte motion to continue hrg dt on plfs mot for class cert [80-2], to exparte motion to set new briefing sched or convene a case management conf hearing [80-3] (twdb) (Entered: 07/19/2000)

07/17/2000 83 DECLARATION of Francis A. Bottini Jr by plaintiff John Mortensen in suppt of plfs resp to exparte motion for reconsideration of the crts denial of the ptys [80-1], exparte motion to continue hrg dt on plfs mot for class cert [80-2], exparte motion to set new briefing sched or convene a case management conf hearing [80-3] (twdb) (Entered: 07/19/2000)

07/17/2000 84 DECLARATION of Brian Murray by plaintiff John Mortensen (twdb) (Entered: 07/19/2000)

07/18/2000 81 ORDER by Judge Stephen V. Wilson resetting hearing on exparte motion for reconsideration of the crts denial of the ptys [80-1] 1:30 8/7/00, resetting hearing on exparte motion to continue hrg dt on plfs mot for class cert [80-2] 1:30 8/7/00, resetting hearing on exparte motion to set new briefing sched or convene a case management conf hearing [80-3] 1:30 8/7/00. The opp to the mot sh be due 7/24/00. The rply sh be due 7/31/00. (ENT 7/19/00), mld ntcs. (twdb) (Entered: 07/19/2000)

07/24/2000 85 MEMO OF PA's IN OPPOSITION by defendant Imperial Credit Ind, defendant H Wayne Snavely, defendant Kevin E Villani, defendant Stephen J Shugerman, defendant Brad S Plantiko to motion for class certification [70-1] (lk) (Entered: 07/26/2000)

07/24/2000 86 DECLARATION of Andrew S Carron by defendant Imperial Credit Ind, defendant H Wayne Snavely, defendant Kevin E Villani, defendant Brad S Plantiko, defendant Stephen J Shugerman in support of oppostion to motion to certify class action [70-1] (lk) (Entered: 07/26/2000)

07/24/2000 87 DECLARATION of Fredrick S Levin by defendant Imperial Credit Ind, defendant H Wayne Snavely, defendant Kevin E Villani, defendant Brad S Plantiko, defendant Stephen J Shugerman in supp;ort of dfts oppos to motion to certify class action [70-1] (lk) (Entered: 07/26/2000)

07/31/2000 88 DECLARATION of Mark Reinhardt by plaintiff John Mortensen in suppt of motion to certify class action [70-1] (twdb) (Entered: 08/02/2000)

07/31/2000 89 DECLARATION of Garrett D. Blanchfield Jr by plaintiff John Mortensen in suppt of motion to certify class action [70-1] (twdb) (Entered: 08/02/2000)

07/31/2000 90 REPLY memo of law by plaintiff John Mortensen in suppt of motion to certify class action [70-1] (twdb) (Entered: 08/02/2000)

07/31/2000 91 DECLARATION of Francis M. Gregorek by plaintiff John Mortensen in suppt of plfs rply memo of law in suppt of motion to certify class action [70-1] Vol II of III

(twdb) (Entered: 08/02/2000)

07/31/2000 92 DECLARATION of Francis Gregorek by defendant H Wayne Snavely in suppt of plfs rply memo of law in suppt of motion to certify class action [70-1] Vol I of III (twdb) (Entered: 08/02/2000)

07/31/2000 93 DECLARATION of Francis M. Gregorek by plaintiff John Mortensen in suppt of plfs rply memo of law in suppt of motion to certify class action [70-1] Vol III of III (twdb) (Entered: 08/02/2000)

07/31/2000 94 DECLARATION of John C Hammerslough by plaintiffs in support of pltfs rply memo of law in support of motion to certify class action [70-1] (lk) (Entered: 08/03/2000)

07/31/2000 96 DECLARATION of Brian Murray by plaintiff John Mortensen (twdb) (Entered: 08/11/2000)

08/07/2000 95 MINUTES: granting motion to certify class action [70-1], denying exparte motion for reconsideration of the crts denial of the ptys [80-1], denying exparte motion to continue hrg dt on plfs mot for class cert [80-2], denying exparte motion to set new briefing sched or convene a case management conf hearing [80-3] by Judge Stephen V. Wilson CR: Lena Villegas (twdb) (Entered: 08/09/2000)

01/30/2001 97 DECLARATION of Francis M Gregorek by plaintiffs in suppt of stip & propsd ord adjourning pretrial conf & trial dates due to scheduled mediation (mch) (Entered: 01/31/2001)

02/09/2001 98 STIPULATION and ORDER Adjourning Pretrial Conference & Trial Dates Due to Scheduled Mediation by Judge Stephen V. Wilson. DENIED (mch) (Entered: 02/12/2001)

02/09/2001 99 STIPULATION and ORDER to File 3rd Amended Consolidated Complaint by Judge Stephen V. Wilson. Plfs are granted lv to file a 3rd Amended Consolidated Cmp & the 3rd Amended Consolidated Cmp is deemed svd in accordance w/ LR 3.8.4.; Lodged propsd 3rd Amended Consolidated Cmp (mch) Modified on 02/12/2001 (Entered: 02/12/2001)

02/09/2001 100 THIRD CONSOLIDATED AMENDED CLASS ACTION COMPLAINT [56-1] by plaintiff John Mortensen terminating defendant Paul B Lasiter; adding KPMG LLP; jury demand. Summons not issued (mch) (Entered: 02/12/2001)

02/13/2001 SUMMONS issued as to defendant KPMG LLP on Third Consolidated A/C (mch) (Entered: 02/14/2001)

02/22/2001 101 RETURN OF SUMMONS and proof of service executed upon defendant KPMG LLP on 2/15/01 by personally delivering Summons & 3rd consolidated A/C to John Hoffman, Partner; Original Sms attached (mch) (Entered: 02/26/2001)

02/22/2001 102 NOTICE by plaintiff of entry of order dated 2/9/01 (jp) (Entered: 02/26/2001)

02/22/2001 103 NOTICE by plaintiffs of entry of order dated 2/9/01 (jp) (Entered: 02/26/2001)

03/06/2001 104 ANSWER filed by defendant Imperial Credit Ind, defendant H Wayne Snavely, defendant Kevin E Villani, defendant Brad S Plantiko, defendant Stephen J Shugerman to Third Amended Consolidated Complaint [100-1] (dw) (Entered:

03/07/2001)

03/07/2001 105 NOTICE OF MOTION AND MOTION by defendant KPMG LLP to dismiss third consolidated amd class actn cmp ; motion hearing set for 1:30 4/16/01 (twdb) (Entered: 03/09/2001)

03/07/2001 106 Notice OF INTERESTED PARTIES filed by defendant KPMG LLP (twdb) (Entered: 03/09/2001)

03/07/2001 107 REQUEST by defendant KPMG LLP for judicial notice in suppt of motion to dismiss third consolidated amd class actn cmp [105-1] (twdb) (Entered: 03/09/2001)

03/16/2001 109 EX PARTE APPLICATION filed by plaintiff John Mortensen for an order finding the stay provision of PSLRA Section 21D(b)(3)(B) inapplicable to the ICII dfts or vacate that stay provision as to the ICII dfts , for an order adjourning dates for PTC & Trial , for an order setting case management conference ; Lodged Propsd Order (mch) (Entered: 03/20/2001)

03/16/2001 110 MEMORANDUM IN SUPPORT by plaintiff John Mortensen of exparte appl for an order finding the stay provision of PSLRA Section 21D(b)(3)(B) inapplicable to the ICII dfts or vacate that stay provision as to the ICII dfts [109-1], exparte appl for an order adjourning dates for PTC & Trial [109-2], exparte appl for an order setting case management conference [109-3] (mch) (Entered: 03/20/2001)

03/16/2001 111 DECLARATION of Francis M Gregorek by plaintiff John Mortensen in suppt of exparte appl for an order finding the stay provision of PSLRA Section 21D(b)(3)(B) inapplicable to the ICII dfts or vacate that stay provision as to the ICII dfts [109-1], exparte appl for an order adjourning dates for PTC & Trial [109-2], exparte appl for an order setting case management conference [109-3] (mch) (Entered: 03/20/2001)

03/19/2001 108 EX PARTE APPLICATION filed by defendants Imperial Credit Ind, H Wayne Snavely, Kevin E Villani, Brad S Plantiko, Stephen J Shugerman for relief from 20 day requirement of LR 7.4.1 in order to file a motion on or bef 3/26/01 ; Decl of Christopher P Murphy; Lodged Order (mch) (Entered: 03/20/2001)

03/19/2001 112 OPPOSITION by defendants Imperial Credit Ind, H Wayne Snavely, Kevin E Villani, Brad S Plantiko, Stephen J Shugerman to exparte appl for an order finding the stay provision of PSLRA Section 21D(b)(3)(B) inapplicable to the ICII dfts or vacate that stay provision as to the ICII dfts [109-1], exparte appl for an order adjourning dates for PTC & Trial [109-2], exparte appl for an order setting case management conference [109-3] (mch) (Entered: 03/20/2001)

03/19/2001 113 DECLARATION of Frederick S Levin by defendants Imperial Credit Ind, H Wayne Snavely, Kevin E Villani, Brad S Plantiko, Stephen J Shugerman in suppt of dfts' opposition to plfs' exparte appl for an order finding the stay provision of PSLRA Section 21D(b)(3)(B) inapplicable to the ICII dfts or vacate that stay provision as to the ICII dfts [109-1], exparte appl for an order adjourning dates for PTC & Trial [109-2], exparte appl for an order setting case management conference [109-3] (mch) (Entered: 03/20/2001)

03/19/2001 116 DECLARATION of Francis M Gregorek by plaintiff in opposition to exparte appl

for relief from 20 day requirement of LR 7.4.1 in order to file a motion on or bef 3/26/01 [108-1] (mch) (Entered: 03/23/2001)

03/20/2001 114 AMENDED PROOF OF SERVICE by defendants Imperial Credit Ind, H Wayne Snavely, Kevin E Villani, Brad S Plantiko, Stephen J Shugerman on 3/19/01 of Propsd Ord Granting Dfts' Ex Parte Appl for Relief From 20 day Requirement of LR 7.4.1 In Order to file a Motion on or bef 3/26/01 (mch) (Entered: 03/21/2001)

03/20/2001 117 DECLARATION of Harvey Eckart by plaintiff John Mortensen in opposition to exparte appl for relief from 20 day requirement of LR 7.4.1 in order to file a motion on or bef 3/26/01 [108-1] (mch) (Entered: 03/23/2001)

03/20/2001 118 DECLARATION of Brian Murray by plaintiff John Mortensen in opposition to exparte appl for relief from 20 day requirement of LR 7.4.1 in order to file a motion on or bef 3/26/01 [108-1] (mch) (Entered: 03/23/2001)

03/21/2001 115 ORDER by Judge Stephen V. Wilson granting exparte appl for relief from 20 day requirement of LR 7.4.1 in order to file a motion on or bef 3/26/01 [108-1] (see doc for details) (mch) (Entered: 03/22/2001)

03/23/2001 119 NOTICE OF RULING by defendants (mch) (Entered: 03/27/2001)

03/26/2001 120 NOTICE OF MOTION AND MOTION by defendants Imperial Credit Ind, H Wayne Snavely, Kevin E Villani, Brad S Plantiko, Stephen J Shugerman for removal of plfs' cnsl as class cnsl &/or lead cnsl , & for issuance of an order to show cause why they should not be removed as class representatives & why the class in this actn should not be decertified ; motion hearing set for 1:30 4/16/01 (mch) (Entered: 03/27/2001)

03/26/2001 121 DECLARATION of Frederick S. Levin by defendants Imperial Credit Ind, H Wayne Snavely, Kevin E Villani, Brad S Plantiko, Stephen J Shugerman in suppt of motion for removal of plfs' cnsl as class cnsl &/or lead cnsl [120-1], motion for issuance of an order to show cause why they should not be removed as class representatives & why the class in this actn should not be decertified [120-2] (mch) (Entered: 03/27/2001)

04/02/2001 122 OPPOSITION by plaintiff John Mortensen to motion for removal of plfs' cnsl as class cnsl &/or lead cnsl [120-1], motion for issuance of an order to show cause why they should not be removed as class representatives & why the class in this actn should not be decertified [120-2] (twdb) (Entered: 04/03/2001)

04/02/2001 123 DECLARATION of Francis A. Bottini Jr by plaintiff John Mortensen in suppt of plfs opp to dfts motion for removal of plfs' cnsl as class cnsl &/or lead cnsl [120-1], motion for issuance of an order to show cause why they should not be removed as class representatives & why the class in this actn should not be decertified [120-2] (twdb) Modified on 04/03/2001 (Entered: 04/03/2001)

04/02/2001 124 DECLARATION of Francis M. Gregorek by plaintiff John Mortensen in suppt of plfs opp to dfts motion for removal of plfs' cnsl as class cnsl &/or lead cnsl [120-1], motion for issuance of an order to show cause why they should not be removed as class representatives & why the class in this actn should not be decertified [120-2] (twdb) (Entered: 04/03/2001)

04/02/2001 125 DECLARATION of Betsy C. Manifold by plaintiff John Mortensen in suppt of plfs

opp to dfts motion for removal of plfs' cnsl as class cnsl &/or lead cnsl [120-1], motion for issuance of an order to show cause why they should not be removed as class representatives & why the class in this actn should not be decertified [120-2] (twdb) (Entered: 04/03/2001)

04/02/2001 126 DECLARATION of Betsy C. Manifold by plaintiff John Mortensen in suppt of plfs opp to motion to dismiss third consolidated amd class actn cmp [105-1] (twdb) (Entered: 04/03/2001)

04/02/2001 127 REQUEST by plaintiff John Mortensen for judicial notice in opp to motion to dismiss third consolidated amd class actn cmp [105-1] (twdb) (Entered: 04/03/2001)

04/02/2001 128 Memo of PA in OPPOSITION by plaintiff John Mortensen to motion to dismiss third consolidated amd class actn cmp [105-1] (twdb) (Entered: 04/03/2001)

04/02/2001 129 DECLARATION of Francis A. Bottini Jr by plaintiff John Mortensen in suppt of plfs opp to dfts motion to dismiss third consolidated amd class actn cmp [105-1] (twdb) (Entered: 04/03/2001)

04/09/2001 130 REPLY memo of PA by defendant KPMG LLP in suppt of its motion to dismiss third consolidated amd class actn cmp [105-1] (twdb) (Entered: 04/10/2001)

04/09/2001 131 Trial WITNESS list submitted by plaintiff John Mortensen (twdb) (Entered: 04/10/2001)

04/09/2001 132 NOTICE of underseal by plaintiff John Mortensen (twdb) (Entered: 04/10/2001)

04/09/2001 134 MEMO OF CONTENTIONS OF FACT and LAW by defendant Imperial Credit Ind, defendant Kevin E Villani, defendant H Wayne Snavely (twdb) (Entered: 04/11/2001)

04/09/2001 135 WITNESS list submitted by defendants (mch) (Entered: 04/11/2001)

04/09/2001 136 JOINT EXHIBIT list (mch) (Entered: 04/11/2001)

04/09/2001 137 NOTICE OF MOTION AND MOTION by defendants for summary judgment , or in the alt. for partial summary judgment ; motion hearing set for 1:30 4/30/01; Lodged Propsd Ord; Propsd Stmt of UFCL (mch) (Entered: 04/11/2001)

04/09/2001 138 DECLARATION of Christopher P Murphy by defendants in suppt of motion for summary judgment [137-1], motion for partial summary judgment [137-2] (mch) (Entered: 04/11/2001)

04/09/2001 139 DECLARATION of James A Martens by defendants in suppt of motion for summary judgment [137-1], motion for partial summary judgment [137-2] (mch) (Entered: 04/11/2001)

04/09/2001 140 DECLARATION of Irwin L Gubman by defendants in suppt of motion for summary judgment [137-1], motion for partial summary judgment [137-2] (mch) (Entered: 04/11/2001)

04/09/2001 141 REPLY MEMO by dfts in suppt of mot for removal of plfs' cnsl as class cnsl &/or lead cnsl [120-1], mot for issuance of an ord to show cause why they should not be removed as class representatives & why the class in this actn should not be

decertified [120-2]; Decl of Christopher P Murphy (mch) (Entered: 04/11/2001)

04/10/2001 133 PROOF OF SERVICE by defendant Imperial Credit Ind, defendant H Wayne Snavely, plaintiff John Mortensen on 4/9/01 of stmt of uncontroverted facts & ord (twdb) (Entered: 04/11/2001)

04/12/2001 142 MINUTES: (IN CHAMBERS) ORD CONT DFT'S MOT(S) NOTICED FOR 4/16/01 @ 1:30 TO 4/30/01 @ 1:30: The Crt in the interest of judicial economy hereby resets the hrg on mot to dism third consolidated amd class actn cmp [105-1] to 1:30 4/30/01, hrg on mot for removal of plfs' cnsl as class cnsl &/or lead cnsl [120-1] 1:30 4/30/01, hrg on mot for issuance of an ord to show cause why they should not be removed as class representatives & why the class in this actn should not be decertified [120-2] 1:30 4/30/01 by Judge Stephen V. Wilson CR: Lena Villegas (mch) (Entered: 04/12/2001)

04/16/2001 143 MEMORANDUM OF P/A IN OPPOSITION by plaintiff John Mortensen to Dfts motion for summary judgment [137-1], motion for partial summary judgment [137-2] (mch) (Entered: 04/17/2001)

04/16/2001 144 DECLARATION of Harvey H Eckart by plaintiff John Mortensen in suppt of plfs' opp to dfts motion for summary judgment [137-1], motion for partial summary judgment [137-2] (mch) (Entered: 04/17/2001)

04/16/2001 145 REBUTTAL REPORT OF Victor C Moore to the Decl of James A Martens in suppt of dfts' motion for summary judgment [137-1], motion for partial summary judgment [137-2] (mch) (Entered: 04/17/2001)

04/16/2001 146 DECLARATION of Betsy C Manifold by plaintiff John Mortensen in suppt of plfs' opp to dfts motion for summary judgment [137-1], motion for partial summary judgment [137-2]; Volume I of IV (w/ exhs A, B & partial C(pp. 355-500)) (mch) (Entered: 04/17/2001)

04/16/2001 147 DECLARATION of Betsy C Manifold by plaintiff John Mortensen in suppt of plfs' opp to dfts motion for summary judgment [137-1], motion for partial summary judgment [137-2]; Volume II of IV (exh C con't (pp. 501-1000)) (mch) (Entered: 04/17/2001)

04/16/2001 148 DECLARATION of Betsy C Manifold by plaintiff John Mortensen in suppt of plfs' opp to dfts motion for summary judgment [137-1], motion for partial summary judgment [137-2]; Volume III of IV (exh C con't (pp. 1001-1499)) (mch) (Entered: 04/17/2001)

04/16/2001 149 NOTICE RE DOCUMENT WITHELD FROM CASE FILE by plaintiff John Mortensen (mch) (Entered: 04/17/2001)

04/16/2001 150 DECLARATION of Francis A Bottini by plaintiff John Mortensen in suppt of plfs' opp to dfts motion for summary judgment [137-1], motion partial summary judgment [137-2] (mch) (Entered: 04/17/2001)

04/16/2001 151 DECLARATION of Michael A Marek by plaintiff John Mortensen re motion for summary judgment [137-1], motion for partial summary judgment [137-2] (mch) (Entered: 04/17/2001)

04/16/2001 152 OBJECTIONS filed by plaintiff John Mortensen to portions of the declarations of

Irwin L Gubman [140-1] (mch) (Entered: 04/18/2001)

04/16/2001 153 STATEMENT OF GENUINE ISSUES by plaintiff John Mortensen in opposition to motion for summary judgment [137-1], motion for partial summary judgment [137-2] (mch) (Entered: 04/18/2001)

04/16/2001 154 DECLARATION of Brian P Murray by plaintiff John Mortensen in suppt of request for denial or continuance of motion for summary judgment [137-1], motion for partial summary judgment [137-2] (mch) (Entered: 04/19/2001)

04/17/2001 155 EX PARTE APPLICATION filed by defendants Imperial Credit Ind, H Wayne Snavely, Kevin E Villani, Brad S Plantiko, Stephen J Shugerman to strike plfs' untimely fld motion to cont pre-trial conf ; Decl of Christopher P Murphy; Lodged Propsd Ord (mch) (Entered: 04/19/2001)

04/17/2001 159 NOTICE OF DISCOVERY Disputes purs to Crt's 4/12/00 Order re: Civil Trial Preparation by plaintiff John Mortensen (mch) (Entered: 04/20/2001)

04/18/2001 156 SUPPLEMENTAL BRIEF by defendants to exparte appl to strike plfs' untimely fld motion to cont pre-trial conf [155-1] (mch) (Entered: 04/19/2001)

04/18/2001 157 DECLARATION of Betsy C Manifold by plaintiff John Mortensen in suppt of plfs' opposition to exparte appl to strike plfs' untimely fld motion to cont pre-trial conf [155-1] (mch) (Entered: 04/19/2001)

04/18/2001 158 OPPOSITION by plaintiff John Mortensen to dfts exparte appl to strike plfs' untimely fld motion to cont pre-trial conf [155-1] (mch) (Entered: 04/19/2001)

04/18/2001 160 SUPPLEMENTAL OPPOSITION by plaintiff John Mortensen to dfts exparte appl to strike plfs' untimely fld motion to cont pre-trial conf [155-1] (mch) (Entered: 04/20/2001)

04/19/2001 161 RESPONSE by defendants Imperial Credit Ind, H Wayne Snavely, Kevin E Villani, Brad S Plantiko, Stephen J Shugerman to notice of discov disputes [159-1]; Decl of Christopher P Murphy (mch) (Entered: 04/23/2001)

04/19/2001 162 MEMORANDUM OF P/A filed by defendants Imperial Credit Ind, H Wayne Snavely, Kevin E Villani, Brad S Plantiko, Stephen J Shugerman in opposition to plfs' motion to continue pre-trial conference; Decl of Christopher P Murphy (mch) (Entered: 04/24/2001)

04/20/2001 163 REPLY MEMORANDUM by plaintiff John Mortensen in further suppt of motion for continuance of pre-trial conference set for 4/30/01 (mch) (Entered: 04/24/2001)

04/20/2001 164 DECLARATION of Betsy C Manifold by plaintiff John Mortensen in further suppt of motion for continuance of pre-trial conference set for 4/30/01 (mch) (Entered: 04/24/2001)

04/23/2001 165 STATEMENT by defendant KPMG LLP in Lieu of a [Proposed] Pretrial Conference Order (mch) (Entered: 04/24/2001)

04/23/2001 166 RESPONSE by defendants to plfs evidentiary objs to the decl of Irwin L. Gubman [140-1] (twdb) (Entered: 04/26/2001)

04/23/2001 167 REPLY memo by defendant Imperial Credit Ind, defendant H Wayne Snavely,

defendant Stephen J Shugerman in suppt ofmotion for summary judgment [137-1], motion for partial summary judgment [137-2] (twdb) (Entered: 04/26/2001)

04/23/2001 168 RESPONSE by defendant Paul B Lasiter, defendant Kevin E Villani, defendant H Wayne Snavely, plaintiff John Mortensen, defendant Brad S Plantiko to decl of Brian P. Murray in suppt of req for denial or cont of sum jgm (twdb) (Entered: 04/26/2001)

04/24/2001 169 DECLARATION of H. Wayne Snavely by defendant Imperial Credit Ind, defendant Kevin E Villani, defendant H Wayne Snavely, defendant Stephen J Shugerman, defendant Brad S Plantiko in suppt of dfts motion for summary judgment [137-1], motion for partial summary judgment [137-2] (twdb) (Entered: 04/26/2001)

04/24/2001 170 EVIDENTIARY OBJECTIONS by defendant Imperial Credit Ind, defendant Kevin E Villani, defendant H Wayne Snavely in suppt of motion for summary judgment [137-1], motion for partial summary judgment [137-2] (twdb) (Entered: 04/26/2001)

04/26/2001 172 EX PARTE APPLICATION filed by plaintiff John Mortensen for order to have plfs propsd jury instructions & jury verdict form filed with the crt; Lodged ord, propsd insructions & verdict form (twdb) (Entered: 04/30/2001)

04/26/2001 173 MEMORANDUM IN SUPPORT by plaintiff John Mortensen of exparte motion for order to have plfs propsd jury instructions & jury verdict form filed with the crt [172-1] (twdb) (Entered: 04/30/2001)

04/26/2001 174 DECLARATION of Mary E. Neu by plaintiff John Mortensen in suppt of exparte motion for order to have plfs propsd jury instructions & jury verdict form filed with the crt; [172-1] (twdb) (Entered: 04/30/2001)

04/26/2001 175 DECLARATION of Brian P. Murray by plaintiff John Mortensen in suppt of exparte motion for order to have plfs propsd jury instructions & jury verdict form filed with the crt; [172-1] (twdb) (Entered: 04/30/2001)

04/26/2001 171 EX PARTE APPLICATION filed by plaintiff John Mortensen to have plfs mot for continuance of pretrial conf heard on 4/30/01 Lodged ord (twdb) (Entered: 04/30/2001)

04/26/2001 176 RESPONSE by defendant Kevin E Villani, defendant H Wayne Snavely, defendant Stephen J Shugerman, defendant Brad S Plantiko to plfs exparte motion to have plfs mot for continuance of pretrial conf heard on 4/30/01 [171-1] (twdb) (Entered: 04/30/2001)

04/26/2001 177 DECLARATION of Betsy C. Manifold by plaintiff John Mortensen in suppt of exparte motion to have plfs mot for continuance of pretrial conf heard on 4/30/01 [171-1] (twdb) (Entered: 04/30/2001)

04/26/2001 178 MEMORANDUM IN SUPPORT by plaintiff John Mortensen of exparte motion to have plfs mot for continuance of pretrial conf heard on 4/30/01 [171-1] (twdb) (Entered: 04/30/2001)

04/26/2001 179 RESPONSE by defendant Kevin E Villani, defendant H Wayne Snavely, defendant Stephen J Shugerman, defendant Brad S Plantiko to plfs exparte motion for order to

have plfs propsd jury instructions & jury verdict form filed with the crt; [172-1] (twdb) (Entered: 04/30/2001)

04/27/2001 181 Notice of EX PARTE APPLICATION filed by plaintiff John Mortensen to strike as untimely dfts' rply memo, decl of H. Wayne Snavely & evidentiary objs of dfts Imperial Credit Industries Inc, H. Wayne Snavely, Kevin E. Villani, Brad S. Plantiko & Stephen J. Shugerman in suppt of their mot for sum jgm or alt partial sum jgm; Lodged ord (twdb) (Entered: 05/02/2001)

04/27/2001 182 DECLARATION of Betsy C. Manifold by plaintiff John Mortensen in suppt of exparte motion to strike as untimely dfts' rply memo, decl of H. Wayne Snavely & evidentiary objs of dfts Imperial Credit Industries Inc, H. Wayne Snavely, Kevin E. Villani, Brad S. Plantiko & Stephen J. Shugerman [181-1] (twdb) (Entered: 05/02/2001)

04/27/2001 183 MEMORANDUM of PA IN SUPPORT by plaintiff John Mortensen of exparte motion to strike as untimely dfts' rply memo, decl of H. Wayne Snavely & evidentiary objs of dfts Imperial Credit Industries Inc, H. Wayne Snavely, Kevin E. Villani, Brad S. Plantiko & Stephen J. Shugerman [181-1] (twdb) (Entered: 05/02/2001)

04/27/2001 184 REPLY by plaintiff John Mortensen to dfts evidentiary objs of dfts in suppt of their exparte motion to strike as untimely dfts' rply memo, decl of H. Wayne Snavely & evidentiary objs of dfts Imperial Credit Industries Inc, H. Wayne Snavely, Kevin E. Villani, Brad S. Plantiko & Stephen J. Shugerman [181-1] (twdb) (Entered: 05/02/2001)

04/27/2001 185 RESPONSE by defendants to exparte motion to strike as untimely dfts' rply memo, decl of H. Wayne Snavely & evidentiary objs of dfts Imperial Credit Industries Inc, H. Wayne Snavely, Kevin E. Villani, Brad S. Plantiko & Stephen J. Shugerman [181-1] & plfs resp to dfts evidentiary objs (twdb) (Entered: 05/02/2001)

04/30/2001 180 MINUTES: Cause called. Crt questions cnsl re any outstanding argument & or authority & instructs cnsl to file their suppl memo. Crt takes mots under submission; Exparte motion to strike plfs' untimely fld motion to cont pre-trial conf [155-1] is submitted, the motion for summary judgment [137-1] is submitted, that the motion for partial summary judgment [137-2] is submitted, that the motion for removal of plfs' cnsl as class cnsl &/or lead cnsl [120-1] is submitted, that the motion for issuance of an order to show cause why they should not be removed as class representatives & why the class in this actn should not be decertified [120-2] is submitted, that the exparte motion for an order finding the stay provision of PSLRA Section 21D(b)(3)(B) inapplicable to the ICII dfts or vacate that stay provision as to the ICII dfts [109-1] is submitted, that the exparte motion for an order adjourning dates for PTC & Trial [109-2] is submitted, that the exparte motion for an order setting case management conference [109-3] is submitted, that the motion to dismiss third consolidated amd class actn cmp [105-1] is submitted; Pretrial conference cont on 4:00 5/7/01 by Judge Stephen V. Wilson CR: Lena Villegas (twdb) (Entered: 05/02/2001)

04/30/2001 PLACED IN FILE - NOT USED ntc of discrepancy (twdb) (Entered: 05/02/2001)

04/30/2001 PLACED IN FILE - NOT USED ntc of mot for cont of pretrial conf (twdb) (Entered: 05/02/2001)

04/30/2001 PLACED IN FILE - NOT USED decl of Betsy C. Manifold in suppt of plfs mot (twdb) (Entered: 05/02/2001)

04/30/2001 PLACED IN FILE - NOT USED memo of PA in suppt of mot (twdb) (Entered: 05/02/2001)

04/30/2001 PLACED IN FILE - NOT USED ord in suppt of plfs mot (twdb) (Entered: 05/02/2001)

05/01/2001 186 MEMORANDUM of PA IN SUPPORT by plaintiff John Mortensen of need to provide class ntc prior to hrg of any motion for summary judgment [137-1], motion for partial summary judgment [137-2] or commencement of trial (twdb) (Entered: 05/02/2001)

05/01/2001 187 PROOF OF SERVICE by plaintiff John Mortensen on 4/30/01 of memo of PA (twdb) (Entered: 05/02/2001)

05/01/2001 188 RESPONSE by defendant KPMG LLP to suppl authorities cited by plfs filed with lv of crt in suppt of motion to dismiss third consolidated amd class actn cmp [105-1] (twdb) (Entered: 05/02/2001)

05/01/2001 194 RESPONSE by defendant KPMG LLP to the suppl authorities cited by plfs filed with lv of crt in suppt of motion to dismiss third consolidated amd class actn cmp [105-1] (twdb) (Entered: 05/03/2001)

05/02/2001 189 MINUTES: Granting dft Shugerman's motion for summary judgment [137-1], granting motion for partial summary judgment [137-2], granting KPMG'S motion to dismiss third consolidated amd class actn cmp [105-1]. Pretrial conference vac; Jury trial vac by Judge Stephen V. Wilson CR: n/a (twdb) (Entered: 05/03/2001)

05/02/2001 190 Suppl MEMORANDUM re loss causation by plaintiff John Mortensen (twdb) (Entered: 05/03/2001)

05/02/2001 191 Suppl MEMORANDUM by defendants re loss causation in suppt of motion for summary judgment [137-1], motion for partial summary judgment [137-2] (twdb) (Entered: 05/03/2001)

05/02/2001 192 PROOF OF SERVICE by defendant Imperial Credit Ind, defendant Kevin E Villani, defendant H Wayne Snavely on 4/30/01 of suppl memo (twdb) (Entered: 05/03/2001)

05/02/2001 193 Amended PROOF OF SERVICE by defendant on 5/2/01 of suppl memo (twdb) (Entered: 05/03/2001)

05/03/2001 195 Suppl memo in OPPOSITION by plaintiff John Mortensen to motion to dismiss third consolidated amd class actn cmp [105-1] (twdb) (Entered: 05/04/2001)

05/04/2001 196 NOTICE OF DISCREPANCY AND ORDER by Judge Stephen V. Wilson re The document is NOT to be fld but instead REJECTED and is ORDERED returned to cnsl. (yc) (Entered: 05/09/2001)

05/09/2001 197 Suppl MEMORANDUM by defendant Imperial Credit Ind, defendant H Wayne Snavely, defendant Kevin E Villani re class ntc issues (twdb) (Entered: 05/10/2001)

08/17/2001 198 ORDER by Judge Stephen V. Wilson granting KPMG'S motion to dismiss third

consolidated amd class actn cmp [105-1]. (ENT 8/17/01), mld ntcs. (twdb) (Entered: 08/17/2001)

10/31/2001 199 Final JUDGMENT AND ORDER: by Judge Stephen V. Wilson. Jgm shall be & hereby is ent in fav of KPMG LLP on plfs cmp & plfs shall take nothing from this dft. Plfs cmp & all clms asserted agnst dft KPMG LLP shall be & hereby are dism with prej. The crt will hear mots for costs and attys fees separately, terminating party KPMG LLP (ENT 11/1/01), mld ntcs. (twdb) (Entered: 11/01/2001)

11/30/2001 200 NOTICE OF APPEAL/Representation Statement by plaintiffs John Mortensen, Prentice Securities, Inc., Roger Harris, J.G. Steward, Bruce J. Benjamin, Benson Benjamin & Leona Benjamin to 9th C/A from Dist. Court jgm fld 10/31/01, ent 11/01/01 [199-2], ord fld & ent 08/17/01 [198-1], inclusive of all interlocutory ords prev ent in Dist Crt. (cc: Francis M. Gregorek, Wolf, Haldenstein, Adler, Freeman & Herz; Fred T. Isquith, Wolf, Haldenstein Adler, Freeman & Herz; Brian Murray, Rabin & Peckel; Mark Reinhardt, Reinhardt & Anderson; Lionel Z. Glancy; Leo W. Desmond; Peter Rosen, Mayer, Brown & Platt; Cheryl Justice; Gibson, Dunn & Crutcher) Fee: Billed. (cbr) (Entered: 12/05/2001)

12/13/2001 201 TRANSCRIPT DESIGNATION and ordering form for dates: 4/30/01, CR: L. Villegas. (fvap) (Entered: 12/17/2001)

12/14/2001 Appeal Fee Paid re [200-1] fee in amount of $ 105.00. (cbr) (Entered: 12/14/2001)

12/26/2001 202 NOTIFICATION by Circuit Court of Appellate Docket Number appeal [200-1] 01-57222. (fvap) (Entered: 12/26/2001)

01/15/2002 203 ORDER FROM USCA dist crt's ord challenged in this app did not dispose of the action as to all parties. Within 14 days of the filing date of this ord,applnt shall move for voluntary dism of this app or show cause why it should not be dism for lack of jurisdiction. 01-57222 (ghap) (Entered: 01/18/2002)

01/30/2002 204 RECEIPT OF TRANSCRIPT of proceedings for the following date: 4/30/01, (Re: [200-1]) CR: Lena Villegas. (wdc) (Entered: 01/31/2002)

01/30/2002 TRANSCRIPT filed for proceedings held on 4/30/01. (wdc) (Entered: 01/31/2002)

02/12/2002 LODGED CC 9th CCA Ord Applnt's mot for voluntary dism of this app is gr. FWD TO CRD) 01-57222 (dlu) (Entered: 02/25/2002)

02/13/2002 205 CERTIFIED COPY of Appellate Court Order: dismissing the appeal [200-1]Appellant's motion for voluntary dism of this appeal is granted This dism is w/out prej to the filing of a timely ntc of appeal from a final judgment. (ENTER 2/15/02) (yc) (Entered: 02/15/2002)

02/13/2002 206 The crt ORDERES tht the MANDATE from Circuit Court of Appeals:01-57222 dismissing appeal is hereby fld and spread upon this minutes of this Dist crt. (ENTER 2/15/02) (yc) (Entered: 02/15/2002)

02/19/2002 207 CERTIFICATE of Record Transmitted to USCA-01-57222 (cc: all parties). (wdc) (Entered: 02/19/2002)

02/19/2002 208 MINUTES:(IN CHAMBERS) by Jduge Stephen V. Wilson ; status conference set for 1:30 3/25/02 CR: Not Present (yc) (Entered: 02/20/2002)

03/18/2002 209 STATUS REPORT of dfts Imperial Credit Industries Inc., H Wayne Snavely, Kevin E. Villani, Brad S. Plantiko and Stephen J. Shugerman. (yc) (Entered: 03/19/2002)

03/19/2002 210 STATUS REPORT by plaintiff John Mortensen (yc) (Entered: 03/20/2002)

03/21/2002 211 JOINDER by defendant KPMG LLP re status conference set for 1:30 3/25/02 [208-1] [208-2] (yc) (Entered: 03/22/2002)

03/25/2002 212 MINUTES: by Judge Stephen V. Wilson; ; status conference held crt and cnsl conf re motion for summjgm granted on 5/2/01. Cnsl states order was not issued. Crt will look into matter and issue order. CR: Lena Villegas (yc) (Entered: 03/27/2002)

10/15/2002 213 ORDER by Judge Stephen V. Wilson for proposed findings of fact and conclusions of law. Defendants are hereby ORDERED to submit detailed and referenced proposed findings of fact and conclusions of law no later than Novemer 1, 2002. (yc) (Entered: 10/16/2002)

10/29/2002 214 UNOPPOSED EX PARTE APPLICATION filed by defendant to extend date to submit prop findings of fact and conclusions of law. decl of Fredrick S Levin in suppt. (yc) (Entered: 10/30/2002)

11/05/2002 215 STIPULATION and ORDER by Judge Stephen V. Wilson granting ex parte application to extend date to submit prop findings of fact and conclusions of law. [214-1]. and plfs request t oexercise such rights as they have under L/R 52-7 on or bef 12/18/02 is GRANTED. (yc) (Entered: 11/05/2002)

12/18/2002 216 OBJECTIONS filed by plaintiffs John Mortensen to defendants prop order granting defendants motion for summary judgment; findings of fact and conclusions of law. (yc) (Entered: 12/26/2002)

02/07/2003 217 NOTICE by defendant Imperial Credit Ind, defendant Kevin E Villani, defendant H Wayne Snavely, defendant Stephen J Shugerman, defendant Brad S Plantiko OF LODGING (Proposed) Order granting defdnatnsa motion for summary judgment; findings of fact and conclusions of law; proposed judgment (shb) (Entered: 02/10/2003)

02/07/2003 LODGED/2 PROPOSED ORDER submitted by defendant Imperial Credit Ind, defendant Kevin E Villani, defendant H Wayne Snavely, defendant Stephen J Shugerman, defendant Brad S Plantiko for notice [217-1] .(FWD TO CRD) (shb) (Entered: 02/10/2003)

02/21/2003 218 FURTHER ORDER by Judge Stephen V. Wilson; The court enters this order to further and specifically note that none of the additinal disccovery requested by plaintiffs would remedy plaintiffs failure to advance any admissable of loss causation or of material misrepresentation of omissin. (see doument) (yc) (Entered: 02/24/2003)

02/21/2003 219 JUDGMENT AND ORDER: by Judge Stephen V. Wilson, IT IS ADJUDGED THAT THE Plaintiffs take nothing, that the action be dismissed on the merits, and that defendants Imperial Credit Industries Inc, ("ICII"),H. Wayne Snavely ("Snavely"), Stephen J Shugerman("Shugerman"), Kevin E Villani ("Villani") and Brand S Plantiko ("Plantiko")(collectively defendants") recover of the plaintiffs their costs of action terminating case (MD JS-6) (cc: all counsel) (yc) (Entered:

02/24/2003)

02/21/2003 220 ORDER by Judge Stephen V. Wilson: The court therefore GRANTS defendants motion for summary judgment on the gounds that plaintiffs will be unabel to carry their burden of proof of trial on the elements of material misrepresentation or omissions, causation and damages. The court DENIES plaintiffs motion and DENIES plaintiffs ex parte application to vacate dthe stay fo discovery and continue the dates of the discovery cut off, pretrial confence and trial. (yc) (Entered: 02/24/2003)

03/11/2003 221 NOTICE OF APPLICATION TO THE CLERK TO TAX COSTS BILL OF COSTS RETURNABLE submitted by defendant Imperial Credit Ind, defendant Kevin E Villani, defendant H Wayne Snavely ; bill of cost hearing set on 11:00 3/27/03 (yc) (Entered: 03/12/2003)

03/26/2003 222 NOTICE OF APPEAL/REPRESENTATION STATEMENT by plaintiffs John Mortensen,Prentice Securites Inc.,Roger Harris,as authorized agent for Badco Investments L.L.C.,J.G. Steward,Bruce J.Benjamin,Benson Benjamin & Leona Benjamin to 9th C/A from Dist. Court order filed on 2/21/03 [218-1],judgment filed on 2/21/03 [219-2],order filed on 2/21/03 [220-1] (cc: Wolf,Haldenstein,Adler,Freeman & Herz; Rabin & Peckel;Reinhardt & Anderson;Lionel Z. Glancy;Leo W. Desmond;Mayer,Brown,Rowe & Maw;Gibson,Dunn & Crutcher ) Fee: Billed (ghap) (Entered: 03/28/2003)

03/26/2003 Civil Appeals Docketing Statement submitted by plaintiffs John Mortensen,Prentice Securities,Inc.,Roger Harris,as authorized agent for Badco Investments L.L.C.,J.G. Steward,Bruce J. Benjamin,Benson Benjamin & Leona Benjamin (fwd to 9th cca) (ghap) (Entered: 03/28/2003)

03/27/2003 COSTS taxed for defendant Imperial Credit Ind in the amount of $ 8,839.71 against plaintiff John Mortensen (cc: all counsel); bill of cost hearing held (yc) (Entered: 03/28/2003)

04/03/2003 Appeal Fee Paid re [222-1] fee in amount of $ 105.00. (Receipt # 36235) (wdc) (Entered: 04/03/2003)

04/04/2003 223 NOTIFICATION by Circuit Court of Appellate Docket Number appeal [222-1] 03-55547. (ghap) (Entered: 04/04/2003)

04/07/2003 224 TRANSCRIPT DESIGNATION and ordering form for dates: 4/30/01 CR: Lena Villegas (03-55547) (pjap) (Entered: 04/07/2003)

04/16/2003 225 CERTIFICATE of Record Transmitted to USCA (cc: all parties) (ghap) (Entered: 04/16/2003)

05/30/2003 227 NOTICE OF DISCREPANCY AND ORDER by Judge Stephen V. Wilson ordering Notice of change in firm name submitted by defendant Imperial Credit Ind received on 5/30/03 is not to be fld but instead rejected; Denial based on: Local Rule 11-4.1 (rl) (Entered: 06/05/2003)

06/03/2003 226 NOTICE OF CHANGE Of Address filed by attorny Marvin L Frank, regarding law firm name change from Rabin & Peckel to Rabin, Murray & Frank. (yc) (Entered: 06/04/2003)

08/06/2003 228 NOTICE by defendants H Wayne Snavely, Kevin E Villani, Brad S Plantiko, Stephen J Shugerman of bankruptcy filing (ab) (Entered: 08/08/2003)

03/18/2004 229 ORDER from 9th CCA filed as to Appeal to Circuit Court,, [222] filed by John Mortensen, CCA # 03-55547. Order received in this district on 03/24/04. Motion of appellees H. Wayne Snavely, Kevin E. Villani, Stephen J. Shugerman, and Brad S. Plantiko for extension of time to file answering brief is granted. Answering brief is due 04/08/04. (cbr, ) (Entered: 03/29/2004)

06/01/2004 230 NOTICE of Change of Address by attorney Brian Phillip Murray for Plaintiff John Mortensen, changing address to 275 Madison Avenue Suite 801, New York, New York 10016. Telephone (212)682-1818. Facsimile (212)682-1892. Filed by Plaintiff John Mortensen (rl, ) (Entered: 06/03/2004)

06/01/2004 231 NOTICE OF DOCUMENT DISCREPANCIES AND ORDER by Judge Stephen V. Wilson ORDERING Notice of change in firm name and address submitted by Plaintiff John Mortensen received on 6/1/04 to be filed and processed; filed date to be the date the document was stamped Received but not Filed with the Clerk.(rl, ) (Entered: 06/03/2004)

09/28/2004 232 ORDER from 9th CCA filed as to Appeal to Circuit Court,, [222] filed by John Mortensen, CCA # 03-55547. Order received in this district on 9/30/04.This appeal is stayed as to the noted appellee until November 29, 2004. At or prior to the expiration of the stay, the noted appellee shall file a further status report regarding the bankruptcy proceedings. (weap, ) (Entered: 10/01/2004)

03/07/2005 233 RECORD ON APPEAL sent to Circuit Court re: Appeal number, 03-55547 Record consists of 1 through 15 volumes, 2 transcripts; 7 brown folders B0087, B0091, B0092, B0093, B0146, B0147, B0148. (ghap, ) (Entered: 03/07/2005)

09/08/2005 234 MANDATE of 9th CCA filed as to Appeal Number Info from USCA (A-8)[223], Appeal to Circuit Court,, [222], CCA # 03-55547. The judgment of said district court, appeal is affirmed. Mandate received in this district on 9/12/05. (ghap, ) (Entered: 09/20/2005)

01/18/2006 235 Appeal Record Returned from 9th CCA RE: RECORD ON APPEAL sent to Circuit Court re: Appeal number, 03-55547 Record consists of 1 through 15 volumes, 2 transcripts; 7 brown folders B0087, B0091, B0092, B0093, B0146, B0147, B0148. (ghap, ) Received: Volume(s): 1 thru 15; Transcripts(s): 2, and 7 brown folders. (cbr, ) (Entered: 01/24/2006)

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