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US District Court Civil Docket as of 04/19/2005 Retrieved from the court on Thursday, April 06, 2006 U.S. District Court California Northern District (San Francisco) CIVIL DOCKET FOR CASE #: 3:01-cv-02450 Hertzfeld et al v. Transmeta Corporation et al Assigned to: Hon. William H. Alsup Cause: 15:78m(a) Securities Exchange Act Date Filed: 06/25/2001 Jury Demand: Plaintiff Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question Plaintiff Nancy Hertzfeld On behalf of herself and all others similarly situated represented by Reed R. Kathrein Lerach Coughlin Stoia Geller Rudman & Robbins LLP 100 Pine Street Suite 2600 San Francisco, CA 94111 415-288-4545 Fax: 415-288-4534 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Darren J. Robbins Lerach Coughlin Stoia Geller Rudman & Robbins LLP 401 B Street Suite 1700 San Diego, CA 92101 619-231-1058 Fax: 619-231-7423 Email: [email protected] ATTORNEY TO BE NOTICED Robert P. Frutkin Savett Frutkin Podell & Ryan, P.C. 325 Chestnut Street Suite 700 Philadelphia, PA 19106 215-923-5400 Fax: 215-923-9353 ATTORNEY TO BE NOTICED William S. Lerach Lerach Coughlin Stoia Geller Rudman &

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Page 1: U.S. District Court California Northern District (San ...securities.stanford.edu/filings-documents/1018/... · Transmeta Corporation represented by Charles R. Ragan Pillsbury Winthrop

US District Court Civil Docket as of 04/19/2005 Retrieved from the court on Thursday, April 06, 2006

U.S. District Court California Northern District (San Francisco)

CIVIL DOCKET FOR CASE #: 3:01-cv-02450

Hertzfeld et al v. Transmeta Corporation et al Assigned to: Hon. William H. Alsup Cause: 15:78m(a) Securities Exchange Act

Date Filed: 06/25/2001 Jury Demand: Plaintiff Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question

Plaintiff Nancy Hertzfeld On behalf of herself and all others similarly situated

represented by Reed R. Kathrein Lerach Coughlin Stoia Geller Rudman & Robbins LLP 100 Pine Street Suite 2600 San Francisco, CA 94111 415-288-4545 Fax: 415-288-4534 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Darren J. Robbins Lerach Coughlin Stoia Geller Rudman & Robbins LLP 401 B Street Suite 1700 San Diego, CA 92101 619-231-1058 Fax: 619-231-7423 Email: [email protected] ATTORNEY TO BE NOTICED Robert P. Frutkin Savett Frutkin Podell & Ryan, P.C. 325 Chestnut Street Suite 700 Philadelphia, PA 19106 215-923-5400 Fax: 215-923-9353 ATTORNEY TO BE NOTICED William S. Lerach Lerach Coughlin Stoia Geller Rudman &

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Robbins LLP 655 West Broadway Suite 1900 San Diego, CA 92101 619-231-1058 Fax: 619-231-7423 Email: [email protected] ATTORNEY TO BE NOTICED

Plaintiff

Jay Schwerd On behalf of himself and all others similarly situated

represented by Reed R. Kathrein (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Darren J. Robbins (See above for address) ATTORNEY TO BE NOTICED Robert P. Frutkin (See above for address) ATTORNEY TO BE NOTICED William S. Lerach (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

General Investors and No. 2 Financial Investors, on behalf of the Class

represented by Melanie M. Piech Lieff Cabraser Heimann & Bernstein LLP Embarcadero Center West 275 Battery Street 30th Floor San Francisco, CA 94111-3339 LEAD ATTORNEY ATTORNEY TO BE NOTICED James M. Finberg Lieff Cabraser Heimann & Bernstein LLP 275 Battery Street Suite 3000 San Francisco, CA 94111-3339 415-956-1000 Fax: 415-956-1008 Email: [email protected] ATTORNEY TO BE NOTICED James M. Heinmann

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Lieff Cabraser Heimann & Bernstein LLP Embarcadero Center West 275 Battery Street 30th Floor San Francisco, CA 94111-3339 415-956-1000 Fax: 415-956-1008 ATTORNEY TO BE NOTICED Joy A. Kruse Lieff Cabraser Heimann & Bernstein, LLP Embarcadero Center West 275 Battery Street 30th Floor San Francisco, CA 94111 415-956-1000 Email: [email protected] ATTORNEY TO BE NOTICED

V.

Defendant

Transmeta Corporation represented by Charles R. Ragan Pillsbury Winthrop Shaw Pittman LLP 50 Fremont St San Francisco, CA 94105 (4150 983 1709 Fax: (415) 983-1200 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Timothy K. Roake Gibson Dunn & Crutcher LLP 1881 Page Mill Road Palo Alto, CA 94304 650-849-5300 Fax: 650-849-5333 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Walter J. Robinson Pillsbury Winthrop Shaw Pittman LLP 2475 Hanover St Palo Alto, CA 94304-1114 650-233-4792 Fax: 650-233-4545 Email: [email protected]

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LEAD ATTORNEY ATTORNEY TO BE NOTICED William O. Fisher Pillsbury Winthrop LLP 50 Fremont Street P.O. Box 7880 San Francisco, CA 94120-7880 415-983-1521 LEAD ATTORNEY ATTORNEY TO BE NOTICED David M. Lisi Howrey LLP 1950 University Avenue, 4th Floor East Palo Alto, CA 94303 650-798-3500 Fax: 650-798-3600 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

David R. Ditzel represented by Charles R. Ragan (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Timothy K. Roake (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Walter J. Robinson (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William O. Fisher (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David M. Lisi (See above for address) ATTORNEY TO BE NOTICED

Defendant

Mark K. Allen represented by Charles R. Ragan

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(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Timothy K. Roake (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Walter J. Robinson (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William O. Fisher (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David M. Lisi (See above for address) ATTORNEY TO BE NOTICED

Defendant

Douglas A. Laird represented by Charles R. Ragan (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Timothy K. Roake (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Walter J. Robinson (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William O. Fisher (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David M. Lisi (See above for address) ATTORNEY TO BE NOTICED

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Defendant

James N. Chapman represented by Charles R. Ragan (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Timothy K. Roake (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Walter J. Robinson (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William O. Fisher (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David M. Lisi (See above for address) ATTORNEY TO BE NOTICED

Defendant

Murray A. Goldman represented by Charles R. Ragan (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Timothy K. Roake (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Walter J. Robinson (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William O. Fisher (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David M. Lisi (See above for address) ATTORNEY TO BE NOTICED

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Defendant

Merle A. McClendon represented by Charles R. Ragan (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Timothy K. Roake (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Walter J. Robinson (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William O. Fisher (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David M. Lisi (See above for address) ATTORNEY TO BE NOTICED

Defendant

R. Hugh Barnes represented by Charles R. Ragan (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Timothy K. Roake (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Walter J. Robinson (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William O. Fisher (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David M. Lisi

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(See above for address) ATTORNEY TO BE NOTICED

Defendant

Larry R. Carter represented by Charles R. Ragan (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Timothy K. Roake (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Walter J. Robinson (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William O. Fisher (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David M. Lisi (See above for address) ATTORNEY TO BE NOTICED

Defendant

Paul M. McNulty represented by Charles R. Ragan (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Timothy K. Roake (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Walter J. Robinson (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William O. Fisher (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

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Defendant

William P. Tai represented by Charles R. Ragan (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Timothy K. Roake (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Walter J. Robinson (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William O. Fisher (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David M. Lisi (See above for address) ATTORNEY TO BE NOTICED

Defendant

T. Peter Thomas represented by Charles R. Ragan (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Timothy K. Roake (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Walter J. Robinson (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED William O. Fisher (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David M. Lisi

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(See above for address) ATTORNEY TO BE NOTICED

Date Filed # Docket Text

06/25/2001 1 COMPLAINT (Summons Issued) against all defendants (Filing fee $150 receipt number 3323586). Filed by Nancy Hertzfeld, Jay Schwerd. (tn, ) (Entered: 06/29/2001)

06/25/2001 Summons Issued as to all named defendants. (tn) Modified on 6/29/2001 (tn). (Entered: 06/29/2001)

06/25/2001 2 SEC CLASS ACTION SCHEDULING ORDERSEC Class Action Notice due by 7/16/2001. Case Management Conference set for 10/24/2001 at 10:30 AM. (tn) (Entered: 06/29/2001)

07/03/2001 3 ORDER RELATING CASES 3:01-cv-2463 with member case 3:01-cv-2450. Signed by Judge James Larson on 7/3/01. (slh) (Entered: 07/05/2001)

07/16/2001 4 NOTICE OF PUBLICATION by Nancy Hertzfeld, Jay Schwerd. (slh, ) (Entered: 07/17/2001)

07/26/2001 5 Declination to Proceed Before a U.S. Magistrate Judge by Transmeta Corporation. (slh, ) (Entered: 07/30/2001)

07/27/2001 6 CLERK'S NOTICE of impending reassignment to a U.S. District Court Judge. (slh) (Entered: 07/30/2001)

07/30/2001 7 ORDER REASSIGNING CASE. Case reassigned to Judge William H. Alsup for all further proceedings. Judge James Larson no longer assigned to case. (slh) (Entered: 07/30/2001)

08/13/2001 8 STANDING ORDER for early notice to class members in Federal Securities cases before the Honorable William Alsup. (tn) (Entered: 08/23/2001)

08/21/2001 21 SUMMONS Returned Executed, by Nancy Hertzfeld, Jay Schwerd. Mark K. Allen; Transmeta Corp.; Dacid Ditzel; Douglas Laird; James Chapman; Murray Goldman; Merle McClendon; R. Barnes; Larry Carter; Paul McNulty; William Tai; T. Peter Thomas (kpc, ) Modified on 9/12/2001 (kpc, ). (Entered: 09/12/2001)

08/24/2001 9 MOTION to Appoint Lead Plaintiff and Lead Counsel and for consolidation f all related actions filed by Nancy Hertzfeld, Jay Schwerd. Motion Hearing set for 10/4/2001 08:00 AM. (kpc, ) (Entered: 08/31/2001)

08/24/2001 10 DECLARATION in Support re [9] by Patrice L. Bishop filed by Nancy Hertzfeld, Jay Schwerd. (Related document(s)[9]) (kpc, ) (Entered: 08/31/2001)

08/24/2001 Received Order re [9] by Nancy Hertzfeld, Jay Schwerd. (kpc, ) (Entered: 08/31/2001)

08/24/2001 11 CERTIFICATE OF SERVICE by Nancy Hertzfeld, Jay Schwerd re [], [9] (kpc, ) (Entered: 08/31/2001)

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08/24/2001 12 MOTION to Appoint Lead Plaintiff and Lead Counsel filed by Nancy Hertzfeld. Motion Hearing set for 10/4/2001 08:00 AM. (kpc, ) (Entered: 08/31/2001)

08/24/2001 13 DECLARATION in Support re [12] by Stuart Savett filed by Nancy Hertzfeld. (Related document(s)[12]) (kpc, ) (Entered: 08/31/2001)

08/24/2001 Received Order re [12] by Nancy Hertzfeld. (kpc, ) (Entered: 08/31/2001)

08/24/2001 14 MOTION to Consolidate Cases filed by Nancy Hertzfeld. Motion Hearing set for 10/4/2001 08:00 AM. (kpc, ) (Entered: 08/31/2001)

08/24/2001 Received Order re [14] by Nancy Hertzfeld. (kpc, ) (Entered: 08/31/2001)

08/24/2001 15 ORDER TO SHOW CAUSE why cases should not be consolidated. Signed by Judge William Alsup on 8/24/01. (kpc, ) (Entered: 08/31/2001)

08/24/2001 16 CERTIFICATE of Counsel Stuart Savett by Nancy Hertzfeld. (kpc, ) (Entered: 08/31/2001)

08/24/2001 17 CERTIFICATE of Counsel Robert Frutkin by Nancy Hertzfeld. (kpc, ) (Entered: 08/31/2001)

08/24/2001 18 CERTIFICATE OF SERVICE by Nancy Hertzfeld re [12], [], [14], [] (kpc, ) (Entered: 08/31/2001)

08/24/2001 19 Court Questionnaire to lead plaintiff candidates (kpc, ) (Entered: 08/31/2001)

08/24/2001 25 SCHEDULING Hearing on motions to appoint lead plainitff; requesting information from lead plaintiff candidates, and setting briefing schedule: all motions to appoint lead plaintiff shall be heard on 10/11/01 at 2:00p.m.. Signed by Judge William Alsup on 8/24/01. (kpc, ) (Entered: 09/14/2001)

08/31/2001 20 ORDER TO SHOW CAUSE why cases should not be consolidated by Judge William H. Alsup: any party objecting to the consolidation of the following cases C-01-2450-WHA, C-01-2450-WHA, C-01-2463-WHA, C-01-2464-WHA, C-01-2534-WHA, C-01-2587-WHA, C-01-2960-WHA, C-01-3219-WHA, C-01-3262-WHA, C-01-3263-WHA & C-01-3264-WHA pursuant to Rule 42(a) of the Federal Rules of Civil Procedures must show cause in writing no later than 9/6/01, why the cases should not be consolidated, together with all cases related to them in the future, and any response to such objections must be filed no later than 9/11/01, at which time the matter will be deemed submitted. (tn) (Entered: 09/10/2001)

09/06/2001 22 Response to Order to Show Cause [15] by Mark K. Allen, R. Hugh Barnes, Larry R. Carter, James N. Chapman, David R. Ditzel, Murray A. Goldman, Douglas A. Laird, Merle A. McClendon, Paul M. McNulty, William P. Tai, T. Peter Thomas, Transmeta Corporation. (kpc, ) (Entered: 09/12/2001)

09/06/2001 23 DECLARATION in Support re [22] filed by Mark K. Allen, R. Hugh Barnes, Larry R. Carter, James N. Chapman, David R. Ditzel, Murray A. Goldman, Douglas A. Laird, Merle A. McClendon, Paul M. McNulty, William P. Tai, T. Peter Thomas, Transmeta Corporation. (Related document(s)[22]) (kpc, ) (Entered: 09/12/2001)

09/06/2001 24 Renotice motion hearing for appointment of lead counsel and for consolidation of all related actions filed by Nancy Hertzfeld, Jay Schwerd. Motion Hearing set for 10/11/2001 02:00 PM. (kpc, ) (Entered: 09/13/2001)

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09/10/2001 26 NOTICE of Related Case by Nancy Hertzfeld, Jay Schwerd. (kpc, ) (Entered: 09/14/2001)

09/13/2001 27 NOTICE re [12] of withdrawal of motion for appoinment of lead plainitff by Nancy Hertzfeld, Jay Schwerd. (kpc, ) (Entered: 09/17/2001)

09/13/2001 28 RELATED CASE ORDER by Judge William H. Alsup relating this case to C-01-3291-WHA. (tn) (Entered: 09/18/2001)

09/14/2001 29 ORDER TO SHOW CAUSE why cases should not be consolidated. Signed by Judge William Alsup on 9/13/01. (kpc, ) (Entered: 09/19/2001)

09/20/2001 30 NOTICE re [12] of withdrawal of motion to appoint Nancy Hertzfeld as lead plaintiff by Jay Schwerd. (kpc, ) (Entered: 09/21/2001)

09/20/2001 31 CERTIFICATE OF SERVICE by Nancy Hertzfeld, Jay Schwerd re [30] (kpc, ) (Entered: 09/21/2001)

10/01/2001 32 Memorandum in Opposition re [12] Statement concerning motion filed by Mark K. Allen, R. Hugh Barnes, Larry R. Carter, James N. Chapman, David R. Ditzel, Murray A. Goldman, Douglas A. Laird, Merle A. McClendon, Paul M. McNulty, William P. Tai, T. Peter Thomas, Transmeta Corporation. (kpc, ) (Entered: 10/05/2001)

10/03/2001 33 ORDER consolidating related actions against Transmeta Corp et al . Signed by Judge William Alsup on 10/3/01. (kpc, ) (Entered: 10/09/2001)

10/11/2001 34 Minute Entry: Motion Hearing re [12] held on 10/11/2001 before William Alsup. (Court Reporter Joan Columbini.) (kpc, ) (Entered: 10/15/2001)

10/11/2001 35 NOTICE court questionnaire to lead plaintiff candidates by Nancy Hertzfeld, Jay Schwerd. (kpc, ) (Entered: 10/18/2001)

10/12/2001 36 ORDER appointing General Investors and No. 2 Financial Investors lead plaintiff in this case; requiring applicants for class counsel position to serve application on lead plaintiff . Signed by Judge William Alsup on 10/12/01. (kpc, ) (Entered: 10/19/2001)

10/22/2001 Received Document class counsel proposal of Lieff, et. al (UNDER SEAL) by Nancy Hertzfeld. (kpc, ) (Entered: 10/26/2001)

10/23/2001 37 CERTIFICATE OF SERVICE by Nancy Hertzfeld class counsel proposal (kpc, ) (Entered: 10/29/2001)

11/14/2001 38 ORDER approving Richard Heimann as lead class counsel. Class counsel must serve and file the consolidated class action complaint by 12/20/01 and the response thereto must be served and filed by 1/17/02. Any motion to dismiss must be noticed for the normal 35-day track. Signed by Judge William Alsup on 11/13/01. (kpc, ) (Entered: 11/19/2001)

11/14/2001 39 ORDER re D&O coverage; avoidance of excessive fees and costs; and limited preliminary approval of settlement. Signed by Judge William Alsup on 11/13/01. (kpc, ) (Entered: 11/19/2001)

11/28/2001 40 Proposed Order Approving Class Counsel's Request that Laurence Paskowitz be

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Permitted to Assist Class Counsel by General Investors and No. 2 Financial Investors, on behalf of the Class. (Attachments: # 1 # 2 # 3 # 4 # 5 # 6 # 7)(Finberg, James) (Entered: 11/28/2001)

11/29/2001 41 MOTION for Pro Hac Vice admission of Laurence Paskowitz filed by Nancy Hertzfeld, Jay Schwerd. (kpc, ) (Entered: 12/06/2001)

11/29/2001 42 Received Order re [41] by General Investors and No. 2 Financial Investors, on behalf of the Class, Nancy Hertzfeld, Jay Schwerd. (kpc, ) (Entered: 12/06/2001)

11/29/2001 43 REQUEST re [41] Proposal to permit Laurence Paskowitz to assist class counsel by General Investors and No. 2 Financial Investors, on behalf of the Class, Nancy Hertzfeld, Jay Schwerd. (kpc, ) (Entered: 12/06/2001)

11/29/2001 Received Order re [43] by General Investors and No. 2 Financial Investors, on behalf of the Class, Nancy Hertzfeld, Jay Schwerd. (kpc, ) (Entered: 12/06/2001)

11/29/2001 44 CERTIFICATE of Counsel (Melanie M. Piech) by General Investors and No. 2 Financial Investors, on behalf of the Class, Nancy Hertzfeld, Jay Schwerd. (kpc, ) (Entered: 12/06/2001)

11/29/2001 45 CERTIFICATE of Counsel Richard M. Heimann by General Investors and No. 2 Financial Investors, on behalf of the Class, Nancy Hertzfeld, Jay Schwerd. (kpc, ) (Entered: 12/06/2001)

11/29/2001 46 CERTIFICATE OF SERVICE by General Investors and No. 2 Financial Investors, on behalf of the Class, Nancy Hertzfeld, Jay Schwerd re [41], [42], [43] (via electronic filing) (kpc, ) (Entered: 12/06/2001)

11/29/2001 47 CERTIFICATE OF SERVICE by General Investors and No. 2 Financial Investors, on behalf of the Class, Nancy Hertzfeld, Jay Schwerd re [41], [42], [43], [] (by mail) (kpc, ) (Entered: 12/06/2001)

12/04/2001 48 NOTICE of Change of Address by General Investors and No. 2 Financial Investors, on behalf of the Class, Nancy Hertzfeld, Jay Schwerd. (kpc, ) (Entered: 12/10/2001)

12/07/2001 49 MOTION for Pro Hac Vice admission of Laurence Paskowitz filed by General Investors and No. 2 Financial Investors, on behalf of the Class, Nancy Hertzfeld, Jay Schwerd. (kpc, ) (Entered: 12/17/2001)

12/07/2001 Received Order re [49] by General Investors and No. 2 Financial Investors, on behalf of the Class, Nancy Hertzfeld, Jay Schwerd. (kpc, ) (Entered: 12/17/2001)

12/07/2001 50 CERTIFICATE OF SERVICE by General Investors and No. 2 Financial Investors, on behalf of the Class, Nancy Hertzfeld, Jay Schwerd re [49] (kpc, ) (Entered: 12/17/2001)

12/07/2001 51 ORDER approving class counsel's request for assist of counsel and additional support team. Signed by Judge William Alsup on 12/6/01. (kpc, ) (Entered: 12/17/2001)

12/12/2001 52 ORDER by Judge William Alsup granting [41] Motion for Pro Hac Vice admission of Laurence Paskowitz, granting [49] Motion for Pro Hac Vice (kpc, ) (Entered: 12/20/2001)

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12/18/2001 54 CERTIFICATE OF SERVICE by General Investors and No. 2 Financial Investors, on behalf of the Class, Nancy Hertzfeld, Jay Schwerd re notice of entry of order granting application for admission of attorney pro hac vice (kpc, ) (Entered: 12/21/2001)

12/20/2001 53 NOTICE re [52] by General Investors and No. 2 Financial Investors, on behalf of the Class, Nancy Hertzfeld, Jay Schwerd. (kpc, ) (Entered: 12/20/2001)

12/20/2001 55 AMENDED COMPLAINT (consolidated) against Mark K. Allen, R. Hugh Barnes, Larry R. Carter, James N. Chapman, David R. Ditzel, Murray A. Goldman, Douglas A. Laird, Merle A. McClendon, Paul M. McNulty, William P. Tai, T. Peter Thomas, Transmeta Corporation. Filed by General Investors and No. 2 Financial Investors, on behalf of the Class, Nancy Hertzfeld, Jay Schwerd. (kpc, ) (Entered: 12/28/2001)

12/20/2001 56 CERTIFICATE OF SERVICE by General Investors and No. 2 Financial Investors, on behalf of the Class re [55] (kpc, ) (Entered: 12/28/2001)

01/02/2002 57 CERTIFICATE of Counsel Sanjay Ranchod by General Investors and No. 2 Financial Investors, on behalf of the Class, Nancy Hertzfeld. (kpc, ) (Entered: 01/07/2002)

01/02/2002 58 CERTIFICATE OF SERVICE by General Investors and No. 2 Financial Investors, on behalf of the Class, Nancy Hertzfeld re [57] (kpc, ) (Entered: 01/07/2002)

01/17/2002 59 MOTION to Dismiss First Amended Complaint with Memorandum of Points and Authorties filed by Mark K. Allen, David R. Ditzel, Transmeta Corporation. Motion Hearing set for 2/21/2002 08:00 AM. (hdj, ) (Entered: 01/25/2002)

01/17/2002 60 Request for Judicial Notice re [59] filed by Mark K. Allen, David R. Ditzel, Transmeta Corporation. (Related document(s)[59]) (hdj, ) (Entered: 01/25/2002)

01/18/2002 61 CERTIFICATE OF SERVICE by Mark K. Allen, David R. Ditzel, Transmeta Corporation re [59], [60] (hdj, ) (Entered: 01/25/2002)

01/31/2002 62 Memorandum in Opposition re [59] filed by General Investors and No. 2 Financial Investors, on behalf of the Class. (kpc, ) (Entered: 02/04/2002)

01/31/2002 63 DECLARATION in Support re [62] (James M. Finberg) filed by General Investors and No. 2 Financial Investors, on behalf of the Class. (Related document(s)[62]) (kpc, ) (Entered: 02/04/2002)

01/31/2002 Received Order re [62] by General Investors and No. 2 Financial Investors, on behalf of the Class. (kpc, ) (Entered: 02/04/2002)

01/31/2002 64 CERTIFICATE OF SERVICE by General Investors and No. 2 Financial Investors, on behalf of the Class re [62], [63] (kpc, ) (Entered: 02/04/2002)

02/06/2002 65 NOTICE re [55] by General Investors and No. 2 Financial Investors, on behalf of the Class. (kpc, ) (Entered: 02/08/2002)

02/06/2002 66 NOTICE re [62] by General Investors and No. 2 Financial Investors, on behalf of the Class. (kpc, ) (Entered: 02/08/2002)

02/06/2002 67 CERTIFICATE OF SERVICE by General Investors and No. 2 Financial Investors,

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on behalf of the Class re [66], [65] (kpc, ) (Entered: 02/08/2002)

02/07/2002 68 Reply Memorandum to Motion re [59] filed by Mark K. Allen, R. Hugh Barnes, Larry R. Carter, James N. Chapman, David R. Ditzel, Murray A. Goldman, Douglas A. Laird, Merle A. McClendon, Paul M. McNulty, William P. Tai, T. Peter Thomas, Transmeta Corporation. (kpc, ) (Entered: 02/08/2002)

02/07/2002 69 Request for Judicial Notice re [59] filed by Mark K. Allen, R. Hugh Barnes, Larry R. Carter, James N. Chapman, David R. Ditzel, Murray A. Goldman, Douglas A. Laird, Merle A. McClendon, Paul M. McNulty, William P. Tai, T. Peter Thomas, Transmeta Corporation. (Related document(s)[59]) (kpc, ) (Entered: 02/08/2002)

02/07/2002 Received Order dismissing first amended consolidated complaint by Mark K. Allen, R. Hugh Barnes, Larry R. Carter, James N. Chapman, David R. Ditzel, Murray A. Goldman, Douglas A. Laird, Merle A. McClendon, Paul M. McNulty, William P. Tai, T. Peter Thomas, Transmeta Corporation. (kpc, ) (Entered: 02/08/2002)

02/08/2002 70 CERTIFICATE OF SERVICE by Mark K. Allen, R. Hugh Barnes, Larry R. Carter, James N. Chapman, David R. Ditzel, Murray A. Goldman, Douglas A. Laird, Merle A. McClendon, Paul M. McNulty, William P. Tai, T. Peter Thomas, Transmeta Corporation re [68], [69] (kpc, ) (Entered: 02/11/2002)

02/21/2002 71 Minute Entry: Motion to dismiss Hearing TAKEN UNDER SUBMISSION on 2/21/2002 before Judge William Alsup. (Court Reporter Jim Yeomans.) (kpc, ) (Entered: 02/25/2002)

03/05/2002 72 ORDER by Judge William Alsup granting in part and denying in part [59] Motion to Dismiss. Defendant's motion to dismiss the complaint is DENIED with regard to the complaint's Section 11 claim concerning Crusoe performance. In all other respects it is GRANTED with leave to amend by 3/22/02 (kpc, ) (Entered: 03/06/2002)

03/15/2002 73 Letter dated 3/14/02 requesting that the court order plaintiffs to cease active solicitation of information about this case from all Transmeta managers... from William Fisher. (kpc, ) (Entered: 03/25/2002)

03/22/2002 Received Document second amended consolidated complaint by General Investors and No. 2 Financial Investors, on behalf of the Class. (kpc, ) (Entered: 03/26/2002)

03/22/2002 74 CERTIFICATE OF SERVICE by General Investors and No. 2 Financial Investors, on behalf of the Class re second amended consolidated complaint (kpc, ) (Entered: 03/26/2002)

03/25/2002 75 Minute Entry: Telephone Conference re Discovery Dispute held on 3/25/2002 before Judge William Alsup. (Court Reporter Jeanne Bishop.) (kpc, ) (Entered: 04/01/2002)

04/05/2002 76 MOTION to Dismiss second amended complaint filed by Mark K. Allen, R. Hugh Barnes, Larry R. Carter, James N. Chapman, David R. Ditzel, Murray A. Goldman, Douglas A. Laird, Merle A. McClendon, Paul M. McNulty, William P. Tai, T. Peter Thomas, Transmeta Corporation. Motion Hearing set for 5/16/2002 08:00 AM. (kpc, ) (Entered: 04/09/2002)

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04/05/2002 77 DECLARATION in Support re [76] (William O. Fisher) filed by Mark K. Allen, R. Hugh Barnes, Larry R. Carter, James N. Chapman, David R. Ditzel, Murray A. Goldman, Douglas A. Laird, Merle A. McClendon, Paul M. McNulty, William P. Tai, T. Peter Thomas, Transmeta Corporation. (Related document(s)[76]) (kpc, ) (Entered: 04/09/2002)

04/05/2002 Received Order re [76] by Mark K. Allen, R. Hugh Barnes, Larry R. Carter, James N. Chapman, David R. Ditzel, Murray A. Goldman, Douglas A. Laird, Merle A. McClendon, Paul M. McNulty, William P. Tai, T. Peter Thomas, Transmeta Corporation. (kpc, ) (Entered: 04/09/2002)

04/05/2002 78 Request for Judicial Notice re [76] filed by Mark K. Allen, R. Hugh Barnes, Larry R. Carter, James N. Chapman, David R. Ditzel, Murray A. Goldman, Douglas A. Laird, Merle A. McClendon, Paul M. McNulty, William P. Tai, T. Peter Thomas, Transmeta Corporation. (Related document(s)[76]) (kpc, ) (Entered: 04/09/2002)

04/08/2002 Received Document order re discovery stay by Mark K. Allen, R. Hugh Barnes, Larry R. Carter, James N. Chapman, David R. Ditzel, Murray A. Goldman, Douglas A. Laird, Merle A. McClendon, Paul M. McNulty, William P. Tai, T. Peter Thomas, Transmeta Corporation. (kpc, ) (Entered: 04/12/2002)

04/08/2002 Received Document order re contacts by plaintiffs' investigators by Mark K. Allen, R. Hugh Barnes, Larry R. Carter, James N. Chapman, David R. Ditzel, Murray A. Goldman, Douglas A. Laird, Merle A. McClendon, Paul M. McNulty, William P. Tai, T. Peter Thomas, Transmeta Corporation. (kpc, ) (Entered: 04/12/2002)

04/08/2002 79 CERTIFICATE OF SERVICE by Mark K. Allen, R. Hugh Barnes, Larry R. Carter, James N. Chapman, David R. Ditzel, Murray A. Goldman, Douglas A. Laird, Merle A. McClendon, Paul M. McNulty, William P. Tai, T. Peter Thomas, Transmeta Corporation re [78], [76], [77] (kpc, ) (Entered: 04/12/2002)

04/10/2002 80 ORDER re contacts by plaintiffs' investigators. Signed by Judge William Alsup on 4/9/02. (kpc, ) (Entered: 04/17/2002)

04/10/2002 81 ORDER re discovery stay. Signed by Judge William Alsup on 4/9/02. (kpc, ) (Entered: 04/17/2002)

04/22/2002 82 NOTICE re [81] by Mark K. Allen, R. Hugh Barnes, Larry R. Carter, James N. Chapman, David R. Ditzel, Murray A. Goldman, Douglas A. Laird, Merle A. McClendon, Paul M. McNulty, William P. Tai, T. Peter Thomas, Transmeta Corporation. (kpc, ) (Entered: 04/26/2002)

04/25/2002 83 Memorandum in Opposition re [76] filed by General Investors and No. 2 Financial Investors, on behalf of the Class, Nancy Hertzfeld. (kpc, ) (Entered: 04/29/2002)

04/25/2002 84 DECLARATION in Support re [83] (Melanie Piech) filed by General Investors and No. 2 Financial Investors, on behalf of the Class, Nancy Hertzfeld, Jay Schwerd. (Related document(s)[83]) (kpc, ) (Entered: 04/29/2002)

04/25/2002 Received Order re [83] by General Investors and No. 2 Financial Investors, on behalf of the Class, Nancy Hertzfeld. (kpc, ) (Entered: 04/29/2002)

04/25/2002 85 CERTIFICATE OF SERVICE by General Investors and No. 2 Financial Investors, on behalf of the Class, Nancy Hertzfeld re [83], [84] (kpc, ) (Entered: 04/29/2002)

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04/26/2002 86 DECLARATION in Support re [83] (amended Melanie M. Piech) filed by General Investors and No. 2 Financial Investors, on behalf of the Class, Nancy Hertzfeld, Jay Schwerd. (Related document(s)[83]) (kpc, ) (Entered: 05/01/2002)

04/26/2002 87 CERTIFICATE OF SERVICE by General Investors and No. 2 Financial Investors, on behalf of the Class, Nancy Hertzfeld, Jay Schwerd re [86] (kpc, ) (Entered: 05/01/2002)

05/02/2002 88 RESPONSE in Support re [76] filed by Mark K. Allen, R. Hugh Barnes, Larry R. Carter, James N. Chapman, David R. Ditzel, Murray A. Goldman, Douglas A. Laird, Merle A. McClendon, Paul M. McNulty, William P. Tai, T. Peter Thomas, Transmeta Corporation. (kpc, ) (Entered: 05/07/2002)

05/02/2002 89 Request for Judicial Notice re [88] filed by Mark K. Allen, R. Hugh Barnes, Larry R. Carter, James N. Chapman, David R. Ditzel, Murray A. Goldman, Douglas A. Laird, Merle A. McClendon, Paul M. McNulty, William P. Tai, T. Peter Thomas, Transmeta Corporation. (Related document(s)[88]) (kpc, ) (Entered: 05/07/2002)

05/02/2002 90 CERTIFICATE OF SERVICE by Mark K. Allen, R. Hugh Barnes, Larry R. Carter, James N. Chapman, David R. Ditzel, Murray A. Goldman, Douglas A. Laird, Merle A. McClendon, Paul M. McNulty, William P. Tai, T. Peter Thomas, Transmeta Corporation re [88], [89] (kpc, ) (Entered: 05/07/2002)

05/02/2002 Received Document notice of motion for leave to amend second amended consolidated complaint by General Investors and No. 2 Financial Investors, on behalf of the Class. (kpc, ) (Entered: 05/07/2002)

05/02/2002 91 MOTION to shorten time for hearing on motion to amend second amended consolidated complaint filed by General Investors and No. 2 Financial Investors, on behalf of the Class. (kpc, ) (Entered: 05/07/2002)

05/02/2002 Received Order re [91] by General Investors and No. 2 Financial Investors, on behalf of the Class. (kpc, ) (Entered: 05/07/2002)

05/02/2002 Received Document proposed third amended consolidated complaint by General Investors and No. 2 Financial Investors, on behalf of the Class. (kpc, ) (Entered: 05/07/2002)

05/03/2002 Received Document declaration of James Finberg by General Investors and No. 2 Financial Investors, on behalf of the Class. (kpc, ) (Entered: 05/07/2002)

05/03/2002 Received Document order granting motion for leave to amend second amended consolidated complaint by General Investors and No. 2 Financial Investors, on behalf of the Class. (kpc, ) (Entered: 05/07/2002)

05/07/2002 92 ORDER re plaintiff's motion to amend second amended consolidated complaint. Signed by Judge William Alsup on 5/6/02. (kpc, ) (Entered: 05/10/2002)

05/08/2002 93 CERTIFICATE OF SERVICE by General Investors and No. 2 Financial Investors, on behalf of the Class re [91] (kpc, ) (Entered: 05/13/2002)

05/10/2002 94 Letter dated 5/9/02 regarding the 5/7/02 order from Judge Alsup from Melaninie Hedani. (kpc, ) (Entered: 05/16/2002)

05/17/2002 95 Minute Entry: Motion to dismiss second amended complaint and motion for leave

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to file second amended consolidated complaint SUBMITTED on 5/16/2002 before Judge William Alsup. (Court Reporter Jeanne Bishop.) (kpc, ) (Entered: 05/24/2002)

05/24/2002 96 ORDER by Judge William Alsup granting in part and denying in part [76] Motion to Dismiss, denying [91] Motion leave to amend (kpc, ) (Entered: 05/31/2002)

05/24/2002 97 CASE MANAGEMENT SCHEDULING ORDER:, ORDER REFERRING CASE to Magistrate Judge for Settlement Discovery due by 12/27/2002. Jury Trial set for 4/28/2003 08:00 AM. Motions due by 2/6/2003. Pretrial Conference set for 4/14/2003 02:00 PM.. Signed by Judge William Alsup on 5/23/02. (kpc, ) (Entered: 05/31/2002)

06/04/2002 98 Letter dated 5/30/02 regarding service list from Melainie Hedani. (kpc, ) (Entered: 06/06/2002)

06/05/2002 99 ORDER re deadline for motion for class certification. Signed by Judge William Alsup on 6/5/02. (kpc, ) (Entered: 06/07/2002)

06/10/2002 100 ANSWER to Amended Complaint by Mark K. Allen, David R. Ditzel, Transmeta Corporation. (kpc, ) (Entered: 06/13/2002)

07/03/2002 101 MOTION for certification of the class filed by General Investors and No. 2 Financial Investors, on behalf of the Class. Motion Hearing set for 8/8/2002 08:00 AM. (kpc, ) (Entered: 07/09/2002)

07/03/2002 102 DECLARATION in Support re [101] (Sanjay M. Ranchod) filed by General Investors and No. 2 Financial Investors, on behalf of the Class. (Related document(s)[101]) (kpc, ) (Entered: 07/09/2002)

07/03/2002 Received Document re [101] by General Investors and No. 2 Financial Investors, on behalf of the Class. (kpc, ) (Entered: 07/09/2002)

07/03/2002 103 CERTIFICATE OF SERVICE by General Investors and No. 2 Financial Investors, on behalf of the Class re [101] (kpc, ) (Entered: 07/09/2002)

07/03/2002 104 MOTION for Summary Judgment filed by Mark K. Allen, R. Hugh Barnes, Larry R. Carter, James N. Chapman, David R. Ditzel, Murray A. Goldman, Douglas A. Laird, Merle A. McClendon, Paul M. McNulty, William P. Tai, T. Peter Thomas, Transmeta Corporation. Motion Hearing set for 8/8/2002 08:00 AM. (kpc, ) (Entered: 07/09/2002)

07/03/2002 105 DECLARATION in Support re [104] (Arlie Andrews) filed by Mark K. Allen, R. Hugh Barnes, Larry R. Carter, James N. Chapman, David R. Ditzel, Murray A. Goldman, Douglas A. Laird, Merle A. McClendon, Paul M. McNulty, William P. Tai, T. Peter Thomas, Transmeta Corporation. (Related document(s)[104]) (kpc, ) (Entered: 07/09/2002)

07/03/2002 106 DECLARATION in Support re [104] (Charles R. Ragan) filed by Mark K. Allen, R. Hugh Barnes, Larry R. Carter, James N. Chapman, David R. Ditzel, Murray A. Goldman, Douglas A. Laird, Merle A. McClendon, Paul M. McNulty, William P. Tai, T. Peter Thomas, Transmeta Corporation. (Related document(s)[104]) (kpc, ) (Entered: 07/09/2002)

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07/03/2002 107 DECLARATION in Support re [104] (Michael Dzieciolowski) filed by Mark K. Allen, R. Hugh Barnes, Larry R. Carter, James N. Chapman, David R. Ditzel, Murray A. Goldman, Douglas A. Laird, Merle A. McClendon, Paul M. McNulty, William P. Tai, T. Peter Thomas, Transmeta Corporation. (Related document(s)[104]) (kpc, ) (Entered: 07/09/2002)

07/03/2002 108 DECLARATION in Support re [104] (Kim Aiken) filed by Mark K. Allen, R. Hugh Barnes, Larry R. Carter, James N. Chapman, David R. Ditzel, Murray A. Goldman, Douglas A. Laird, Merle A. McClendon, Paul M. McNulty, William P. Tai, T. Peter Thomas, Transmeta Corporation. (Related document(s)[104]) (kpc, ) (Entered: 07/09/2002)

07/03/2002 109 Received Order re [104] by Mark K. Allen, R. Hugh Barnes, Larry R. Carter, James N. Chapman, David R. Ditzel, Murray A. Goldman, Douglas A. Laird, Merle A. McClendon, Paul M. McNulty, William P. Tai, T. Peter Thomas, Transmeta Corporation. (kpc, ) (Entered: 07/09/2002)

07/03/2002 110 Request for Judicial Notice re [104] filed by Mark K. Allen, R. Hugh Barnes, Larry R. Carter, James N. Chapman, David R. Ditzel, Murray A. Goldman, Douglas A. Laird, Merle A. McClendon, Paul M. McNulty, William P. Tai, T. Peter Thomas, Transmeta Corporation. (Related document(s)[104]) (kpc, ) (Entered: 07/09/2002)

07/16/2002 111 ORDER re plaintiff Chu. Signed by Judge William Alsup on 7/12/02. (kpc, ) (Entered: 07/23/2002)

07/17/2002 112 NOTICE of continuance of hearing date of defendants' motion for summary judgment from 8/8/02 to 9/12/02 by Mark K. Allen, R. Hugh Barnes, Larry R. Carter, James N. Chapman, David R. Ditzel, Murray A. Goldman, Douglas A. Laird, Merle A. McClendon, Paul M. McNulty, William P. Tai, T. Peter Thomas, Transmeta Corporation. (kpc, ) (Entered: 07/24/2002)

07/17/2002 Received Order re briefing on motions for summary judgment by Mark K. Allen, R. Hugh Barnes, Larry R. Carter, James N. Chapman, David R. Ditzel, Murray A. Goldman, Douglas A. Laird, Merle A. McClendon, Paul M. McNulty, William P. Tai, T. Peter Thomas, Transmeta Corporation. (kpc, ) (Entered: 07/24/2002)

07/19/2002 Received Document letter re notice of continuance of hearing date of motion for certification of class by General Investors and No. 2 Financial Investors, on behalf of the Class, Nancy Hertzfeld, Jay Schwerd. (kpc, ) (Entered: 07/26/2002)

07/19/2002 113 STIPULATION AND ORDER re briefing on motions for summary judgment. Signed by Judge William Alsup on 7/18/02. (kpc, ) (Entered: 07/26/2002)

07/19/2002 114 NOTICE of continuance of hearing date of motion for certification of the class from 8/8/02 to 9/12/02 by General Investors and No. 2 Financial Investors, on behalf of the Class. (kpc, ) (Entered: 07/26/2002)

07/19/2002 115 MEMORANDUM in Support re standing of plaintiff Chu filed by General Investors and No. 2 Financial Investors, on behalf of the Class. (kpc, ) (Entered: 07/26/2002)

07/19/2002 116 CERTIFICATE OF SERVICE by General Investors and No. 2 Financial Investors, on behalf of the Class re [114], [115] (kpc, ) (Entered: 07/26/2002)

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07/23/2002 117 NOTICE re [113] by Mark K. Allen, R. Hugh Barnes, Larry R. Carter, James N. Chapman, David R. Ditzel, Murray A. Goldman, Douglas A. Laird, Merle A. McClendon, Paul M. McNulty, William P. Tai, T. Peter Thomas, Transmeta Corporation. (kpc, ) (Entered: 07/31/2002)

07/25/2002 118 Renotice motion hearing filed by General Investors and No. 2 Financial Investors, on behalf of the Class. Motion Hearing set for 9/12/2002 08:00 AM. (rcs, ) (Entered: 08/02/2002)

07/25/2002 119 AFFIDAVIT in Support re [101] of Amended Motion for Class Certification (by Sanjay M. Ranchod) filed by General Investors and No. 2 Financial Investors, on behalf of the Class. (rcs, ) (Entered: 08/02/2002)

07/25/2002 Received Order re Motion for Class Certification by General Investors and No. 2 Financial Investors, on behalf of the Class. (rcs, ) (Entered: 08/02/2002)

07/25/2002 120 CERTIFICATE OF SERVICE by General Investors and No. 2 Financial Investors, on behalf of the Class re [118], [119], [] (rcs, ) (Entered: 08/02/2002)

07/26/2002 121 Response to memorandum of lead plaintiffs and plaintiff Chu re stating of plaintiff Chu by Mark K. Allen, David R. Ditzel, Transmeta Corporation. (kpc, ) (Entered: 08/06/2002)

07/30/2002 122 Reply Memorandum to Motion re [101] filed by General Investors and No. 2 Financial Investors, on behalf of the Class. (kpc, ) (Entered: 08/09/2002)

07/30/2002 123 DECLARATION in Support re [122] (Sanjay Ranchod) filed by General Investors and No. 2 Financial Investors, on behalf of the Class. (Related document(s)[122]) (kpc, ) (Entered: 08/09/2002)

07/30/2002 124 CERTIFICATE OF SERVICE by General Investors and No. 2 Financial Investors, on behalf of the Class re [123], [122] (kpc, ) (Entered: 08/09/2002)

08/05/2002 125 ORDER vacating hearing scheduled for 8/8/02. Signed by Judge William H. Alsup on 8/5/02. (rcs, ) (Entered: 08/13/2002)

08/20/2002 Received Document stipulation and proposed order re briefing on motions for summary judgment by General Investors and No. 2 Financial Investors, on behalf of the Class. (kpc, ) (Entered: 08/21/2002)

08/20/2002 CERTIFICATE OF SERVICE by General Investors and No. 2 Financial Investors, on behalf of the Class stipulation re briefing on motions for summary judgment (kpc, ) (Entered: 08/21/2002)

08/22/2002 126 DECLARATION in Support stipulation and proposed order extending hearing and briefing schedule on plaintiff's class certification motion and defendant's summary judgment motion (James Finberg) filed by General Investors and No. 2 Financial Investors, on behalf of the Class. (kpc, ) (Entered: 08/23/2002)

08/22/2002 127 CERTIFICATE OF SERVICE by General Investors and No. 2 Financial Investors, on behalf of the Class re [126] (kpc, ) (Entered: 08/23/2002)

08/26/2002 128 STIPULATION AND ORDER re briefing on motions for summary judgment and class certification. Motion Hearing set for 9/19/2002 02:30 PM.. Signed by Judge William Alsup on 8/26/02. (kpc, ) (Entered: 08/28/2002)

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08/28/2002 129 NOTICE re [128] by General Investors and No. 2 Financial Investors, on behalf of the Class. (kpc, ) (Entered: 08/29/2002)

08/28/2002 130 CERTIFICATE OF SERVICE by General Investors and No. 2 Financial Investors, on behalf of the Class re [129] (kpc, ) (Entered: 08/29/2002)

08/29/2002 131 Memorandum in Opposition re [104] filed by General Investors and No. 2 Financial Investors, on behalf of the Class. (kpc, ) (Entered: 08/30/2002)

08/29/2002 132 DECLARATION in Support (Richard M. Heimann) filed by General Investors and No. 2 Financial Investors, on behalf of the Class. (kpc, ) (Entered: 08/30/2002)

08/29/2002 Received Order denying defendant's motion for summary judgment by General Investors and No. 2 Financial Investors, on behalf of the Class. (kpc, ) (Entered: 08/30/2002)

08/29/2002 133 MOTION to Strike declaration of Arlie Andrews filed by General Investors and No. 2 Financial Investors, on behalf of the Class. Motion Hearing set for 9/19/2002 02:30 PM. (kpc, ) (Entered: 08/30/2002)

08/29/2002 Received Order re [133] granting by General Investors and No. 2 Financial Investors, on behalf of the Class. (kpc, ) (Entered: 08/30/2002)

08/29/2002 134 CERTIFICATE OF SERVICE by General Investors and No. 2 Financial Investors, on behalf of the Class re [131], [132], [133] (kpc, ) (Entered: 08/30/2002)

08/29/2002 135 MOTION to Seal documents filed by Mark K. Allen, David R. Ditzel, Transmeta Corporation. Motion Hearing set for 9/29/2002 02:30 PM. (kpc, ) (Entered: 08/30/2002)

08/29/2002 136 Memorandum in Opposition re [101] filed by Mark K. Allen, R. Hugh Barnes, Larry R. Carter, James N. Chapman, David R. Ditzel, Murray A. Goldman, Douglas A. Laird, Merle A. McClendon, Paul M. McNulty, William P. Tai, T. Peter Thomas, Transmeta Corporation. (kpc, ) (Entered: 08/30/2002)

08/29/2002 Received Order stipulation and proposed order protective order governing confidential information by Mark K. Allen, R. Hugh Barnes, Larry R. Carter, James N. Chapman, David R. Ditzel, Murray A. Goldman, Douglas A. Laird, Merle A. McClendon, Paul M. McNulty, William P. Tai, T. Peter Thomas, Transmeta Corporation. (kpc, ) (Entered: 08/30/2002)

08/29/2002 137 DECLARATION in Support re [136] (Krista J. Martinelli) filed by Mark K. Allen, R. Hugh Barnes, Larry R. Carter, James N. Chapman, David R. Ditzel, Murray A. Goldman, Douglas A. Laird, Merle A. McClendon, Paul M. McNulty, William P. Tai, T. Peter Thomas, Transmeta Corporation. (Related document(s)[136]) (kpc, ) (Entered: 08/30/2002)

09/05/2002 138 Reply to Opposition re [136] amended motion for class certification filed by General Investors and No. 2 Financial Investors, on behalf of the Class. (kpc, ) (Entered: 09/06/2002)

09/05/2002 139 CERTIFICATE OF SERVICE by General Investors and No. 2 Financial Investors, on behalf of the Class re [138] (kpc, ) (Entered: 09/06/2002)

09/05/2002 140 Memorandum in Opposition re [133] motion to strike declaration of Arlie Andrews

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filed by Mark K. Allen, R. Hugh Barnes, Larry R. Carter, James N. Chapman, David R. Ditzel, Murray A. Goldman, Douglas A. Laird, Merle A. McClendon, Paul M. McNulty, William P. Tai, T. Peter Thomas, Transmeta Corporation. (kpc, ) (Entered: 09/06/2002)

09/05/2002 141 DECLARATION in Support re [140] (Krista J. Martinelli) filed by General Investors and No. 2 Financial Investors, on behalf of the Class. (Related document(s)[140]) (kpc, ) (Entered: 09/06/2002)

09/05/2002 142 Reply Memorandum to Motion re [104] motion for summary judgment filed by Mark K. Allen, R. Hugh Barnes, Larry R. Carter, James N. Chapman, David R. Ditzel, Murray A. Goldman, Douglas A. Laird, Merle A. McClendon, Paul M. McNulty, William P. Tai, T. Peter Thomas, Transmeta Corporation. (kpc, ) (Entered: 09/06/2002)

09/05/2002 143 DECLARATION in Support re [142] (Charles R Ragan) filed by Mark K. Allen, R. Hugh Barnes, Larry R. Carter, James N. Chapman, David R. Ditzel, Murray A. Goldman, Douglas A. Laird, Merle A. McClendon, Paul M. McNulty, William P. Tai, T. Peter Thomas, Transmeta Corporation. (Related document(s)[142]) (kpc, ) (Entered: 09/06/2002)

09/09/2002 144 ORDER granting request to file documents under seal re [135] (kpc, ) (Entered: 09/11/2002)

09/09/2002 145 ORDER approving stipulated protective order subject to stated conditions. Signed by Judge William Alsup on 9/9/02. (kpc, ) (Entered: 09/11/2002)

09/10/2002 Received Document stipulation and proposed protective order governing confidential information by Mark K. Allen, R. Hugh Barnes, Larry R. Carter, James N. Chapman, David R. Ditzel, Murray A. Goldman, Douglas A. Laird, Merle A. McClendon, Paul M. McNulty, William P. Tai, T. Peter Thomas, Transmeta Corporation. (kpc, ) (Entered: 09/11/2002)

09/12/2002 Received Document re [76] Stipulation and Proposed Order Re: Motion for Leave to Amend Second Amended Consolidated Complaint by General Investors and No. 2 Financial Investors, on behalf of the Class. (vlh, ) (Entered: 09/13/2002)

09/12/2002 146 CERTIFICATE OF SERVICE by General Investors and No. 2 Financial Investors, on behalf of the Class re [] Stipulation and Proposed Order Re: Motion for Leave to Amend Second Amended Consolidated Complaint (vlh, ) (Entered: 09/13/2002)

09/17/2002 147 STIPULATION AND ORDER re plaintiffs notice of motion and motion for leave to amend second amended consolidated complaint. Signed by Judge William Alsup on 9/17/02. (kpc, ) (Entered: 09/19/2002)

09/17/2002 148 MOTION to Seal portions of the amended notice of motion for leave to amend second amended consolidated complaint filed by General Investors and No. 2 Financial Investors, on behalf of the Class. (kpc, ) (Entered: 09/19/2002)

09/17/2002 149 CERTIFICATE OF SERVICE by General Investors and No. 2 Financial Investors, on behalf of the Class re [148] (kpc, ) (Entered: 09/19/2002)

09/18/2002 152 Minute Entry: Telephone conference re joint request to continue hearing held on 9/18/2002 before William Alsup. Parties are attempting to reach a settlement. Court

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will continue the motions hearing scheduled on 9/19/02 to 9/26/02 (Court Reporter David Disbrow.) (kpc, ) (Entered: 09/27/2002)

09/20/2002 150 NOTICE re [147] by General Investors and No. 2 Financial Investors, on behalf of the Class. (kpc, ) (Entered: 09/24/2002)

09/20/2002 151 CERTIFICATE OF SERVICE by General Investors and No. 2 Financial Investors, on behalf of the Class re [150] (kpc, ) (Entered: 09/24/2002)

09/25/2002 153 Minute Entry: Telephone conference re joint request to continue hearing held on 9/25/2002 before William Alsup. Parties attempting to reach a settlement. Court will continue the motions hearing scheduled on 9/26/02 to 10/17/02. (Court Reporter n/a.) (kpc, ) (Entered: 09/27/2002)

09/26/2002 154 Renotice motion hearing for motion to amend second amended complaint filed by General Investors and No. 2 Financial Investors, on behalf of the Class. Motion Hearing set for 11/7/2002 08:00 AM. (kpc, ) (Entered: 09/30/2002)

09/26/2002 155 CERTIFICATE OF SERVICE by General Investors and No. 2 Financial Investors, on behalf of the Class re [154] (kpc, ) (Entered: 09/30/2002)

10/10/2002 156 Minute Entry: Telephone Conference re Settlement Agreement held on 10/10/2002 before William Alsup. Parties have reached a tentative settlement agreement and request the motion hearings be continued. Court will move both the motion for class certification on 10/18/02 and the motion to amend on 11/7/02 to 12/5/02 at 8am (Court Reporter Joan Columbini.) (kpc, ) (Entered: 10/15/2002)

10/28/2002 157 TRANSCRIPT for dates 10/10/02 (Joan Columbini). (kpc, ) (Entered: 10/28/2002)

11/01/2002 158 TRANSCRIPT for dates 10/11/01. (kpc, ) (Entered: 11/01/2002)

12/03/2002 159 MOTION for preliminary approval of proposed settlement filed by General Investors and No. 2 Financial Investors, on behalf of the Class. Motion Hearing set for 12/5/2002 08:00 AM. (kpc, ) (Entered: 12/05/2002)

12/03/2002 160 DECLARATION in Support re [159] (James M. Finberg) preliminary approval of settlement filed by General Investors and No. 2 Financial Investors, on behalf of the Class. (Related document(s)[159]) (kpc, ) (Entered: 12/05/2002)

12/03/2002 161 DECLARATION in Support re [159] (Candace L. Preston)proposed settlement filed by General Investors and No. 2 Financial Investors, on behalf of the Class. (Related document(s)[159]) (kpc, ) (Entered: 12/05/2002)

12/03/2002 Received Document stipulation and agreement of settlement between plaintiff and defendant by General Investors and No. 2 Financial Investors, on behalf of the Class. (kpc, ) (Entered: 12/05/2002)

12/03/2002 Received Order certifying class and granting preliminary approval to proposed settlement by General Investors and No. 2 Financial Investors, on behalf of the Class. (kpc, ) (Entered: 12/05/2002)

12/03/2002 162 CERTIFICATE OF SERVICE by General Investors and No. 2 Financial Investors, on behalf of the Class re [159], [160], [161] (kpc, ) (Entered: 12/05/2002)

12/04/2002 163 TRANSCRIPT for dates 9/18/02. (kpc, ) (Entered: 12/06/2002)

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12/05/2002 164 Minute Entry: Preliminary Approval of Settlement held on 12/5/2002 before Judge William H. Alsup. (Court Reporter Peppina Thompson.) (vlh, ) (Entered: 12/09/2002)

12/05/2002 Received Document [Proposed] Order Certifying Class and Granting Preliminary Approval to Proposed Settlement by David R. Ditzel, General Investors and No. 2 Financial Investors, on behalf of the Class, Murray A. Goldman, Nancy Hertzfeld, Douglas A. Laird, Merle A. McClendon, Paul M. McNulty, Jay Schwerd, William P. Tai, T. Peter Thomas, Transmeta Corporation. (vlh, ) (Entered: 12/09/2002)

12/05/2002 165 CERTIFICATE OF SERVICE by General Investors and No. 2 Financial Investors, on behalf of the Class re [] (vlh, ) (Entered: 12/09/2002)

12/06/2002 166 ORDER certifying class and granting preliminary approval to proposed settlement. Signed by Judge William Alsup on 12/06/02. (kpc, ) Motions # 101, 104, 133, & 135 denied as moot. (Entered: 12/10/2002)

01/10/2003 167 NOTICE of Change of Address by Transmeta Corporation. (kpc, ) (Entered: 01/13/2003)

02/06/2003 168 MOTION for Attorney Fees and Reimbursement of Costs and Expenses, and Memorandum in Support filed by General Investors and No. 2 Financial Investors, on behalf of the Class. Motion Hearing set for 3/13/2003 03:00 AM. (ci, ) (Entered: 02/07/2003)

02/06/2003 169 DECLARATION in Support re [168] of Patrice L. Bishop re Application (Motion) for Award of Attorneys' Fees and Reimbursement of Expenses filed by General Investors and No. 2 Financial Investors, on behalf of the Class, Nancy Hertzfeld, Jay Schwerd. (Related document(s)[168]) (ci, ) (Entered: 02/07/2003)

02/06/2003 170 DECLARATION in Support re [168] of Laurence D. Paskowitz in Support of the Petition for the Award of Attorneys' Fees and Expenses on Behalf of Paskowitz & Associates filed by General Investors and No. 2 Financial Investors, on behalf of the Class, Nancy Hertzfeld, Jay Schwerd. (Related document(s)[168]) (ci, ) (Entered: 02/10/2003)

02/06/2003 171 DECLARATION in Support re [168] of James M. Finberg in Support of Motion of Class Counsel for Attoreny's Fees and for Reimbursement of Costs and Expenses filed by General Investors and No. 2 Financial Investors, on behalf of the Class. (Related document(s)[168]) (ci, ) (Entered: 02/10/2003)

02/06/2003 Proposed Order Awarding Fees and Costs by General Investors and No. 2 Financial Investors, on behalf of the Class, Nancy Hertzfeld, Jay Schwerd. (ci, ) (Entered: 02/10/2003)

02/06/2003 172 MOTION for Final Approval of the Proposed Settlement Between the Plaintiff Class and Defendants Trasmeta Corporation, Mark Allen, and David Ditzel, and Memorandum in Support filed by General Investors and No. 2 Financial Investors, on behalf of the Class. Motion Hearing set for 3/13/2003 03:00 PM. (ci, ) . (Entered: 02/10/2003)

02/06/2003 173 DECLARATION in Support re [172] of John Gersten re Internet Posting filed by General Investors and No. 2 Financial Investors, on behalf of the Class, Nancy Hertzfeld, Jay Schwerd. (Related document(s)[172]) (ci, ) (Entered: 02/10/2003)

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02/06/2003 174 DECLARATION in Support re [172] of Daniel Rosenthal re Mailing the Settlement Notice and Claim Form, Publishing the Summary Notice and Posting the Notice on the Internet filed by General Investors and No. 2 Financial Investors, on behalf of the Class, Nancy Hertzfeld, Jay Schwerd. (Related document(s)[172]) (ci, ) (Entered: 02/10/2003)

02/06/2003 175 CERTIFICATE OF SERVICE by General Investors and No. 2 Financial Investors, on behalf of the Class re [171], [], [172], [173], [174], [168], [170] (ci, ) (Entered: 02/10/2003)

02/25/2003 176 Response re [168] of Class Counsel to Application of Stull, Stull & Brody For Fees and Costs by General Investors and No. 2 Financial Investors, on behalf of the Class. (vlh, ) (Entered: 02/28/2003)

02/25/2003 177 DECLARATION in Support re [176] of Response to Fee and Cost Application (James M. Finberg) filed by General Investors and No. 2 Financial Investors, on behalf of the Class. (Related document(s)[176]) (vlh, ) (Entered: 02/28/2003)

02/25/2003 178 CERTIFICATE/PROOF OF SERVICE by General Investors and No. 2 Financial Investors, on behalf of the Class re [176], [177] (vlh, ) (Entered: 02/28/2003)

02/25/2003 Received Document Letter from Charles M. Thompson dated 2/21/2003 re: settlement (vlh, ) (Entered: 02/28/2003)

03/06/2003 179 Brief re [168] in Support of Final Approval of Settlement and of Application of class Counsel for Attorneys' Fees and Reimbursement of Costs filed by General Investors and No. 2 Financial Investors, on behalf of the Class. (Related document(s)[168]) (ci, ) (Entered: 03/10/2003)

03/06/2003 180 DECLARATION in Support re [168] of James M. Finberg re MOTION for Attorney Fees and Reimbursement of Costs and Expenses filed by General Investors and No. 2 Financial Investors, on behalf of the Class. (Related document(s)[168]) (ci, ) (Entered: 03/10/2003)

03/06/2003 181 DECLARATION in Support re [168] of Daniel Rosenthal re Mailing the Settlement Notice and Claim Form filed by General Investors and No. 2 Financial Investors, on behalf of the Class. (Related document(s)[168]) (ci, ) (Entered: 03/11/2003)

03/06/2003 182 MOTION For Final Approval of the Proposed Plan of Allocation and Memorandum in Support filed by General Investors and No. 2 Financial Investors, on behalf of the Class. Motion Hearing set for 3/13/2003 03:00 PM. (ci, ) . (Entered: 03/11/2003)

03/06/2003 Received Document [Revised Proposed] Final Judgment by General Investors and No. 2 Financial Investors, on behalf of the Class. (ci, ) (Entered: 03/11/2003)

03/06/2003 Proposed Order [Proposed] Order Granting Final Approval to Plan of Allocation by General Investors and No. 2 Financial Investors, on behalf of the Class. (ci, ) (Entered: 03/11/2003)

03/06/2003 183 CERTIFICATE/PROOF OF SERVICE by General Investors and No. 2 Financial Investors, on behalf of the Class re [180], [181], [182], [], [] (ci, ) (Entered: 03/11/2003)

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03/13/2003 184 ORDER by Judge William Alsup granting [182] Motion to Approve Consent Judgment. The Court finds that the Plan of Allocation is fair, reasonable, and adequate, and hereby ORDERS that the Plan of Allocation is granted final approval. (ci, ) (Entered: 03/17/2003)

03/13/2003 185 SUPPLEMENTAL DECLARATION in Support re [168] of Patrice L. Bishop filed by General Investors and No. 2 Financial Investors, on behalf of the Class, Nancy Hertzfeld, Jay Schwerd. (Related document(s)[168]) (ci, ) . (Entered: 03/17/2003)

03/13/2003 186 ORDER by Judge William H. Alsup granting [168] Motion for Attorney Fees. The Court finds that the fees awarded are fair and reasonable under either the percentage of common fund or the lodestar method for calculating attorneys' fees. The Court further finds that the costs and expenses for which reimbursement is requested are reasonable. (ci, ) (Entered: 03/17/2003)

03/13/2003 187 REVISED FINAL JUDGMENT . IT IS HEREBY ORDERED THAT: 1. This Court has jurisdiction over the claims of the Class Memebers asserted in these proceedings, personal jurisdiction over the Settling Parties, and subject matter jurisdiction to approve the Settlement Agreement. 2. The Court determines that all Class Members are bound by this Final Judgment. 3. The Class certified pursuant to this Court's December 6, 2002 Order is hereby confirmed. 4. The Court hereby grants final approval to the Settlement Agreement and finds that it is fair, reasonable, and adequate, and in the best interests of the Class as a whole. 5. Neither this Final Judgment or the Settlement Agreement shall constitute an admission by the Defendants of any liability or wrongdoing whatsoever. 6. This Class Action is dismissed with prejudice, with each party bearing its own costs. 7. All class Members shall conclusively be deemed to have released and forever dischared the Released Persons from all Released Claims. 8. Any order entered regarding attorneys' fees application shall in no way disturb or affect this final judgment and shall be considered separate from this Final Judgment. 9. This Court reserves exclusive and continuing jurisdiction over the Class Action, the Class, and Defendants. 10. This Court directs entry of judgment as a Final Judgment. Signed by Judge William H. Alsup on 3/13/03. (ci, ) (Entered: 03/17/2003)

03/14/2003 188 NOTICE of Entry of Orders for Final Judgement, Order Awarding Fees and Costs, and Order Granting Final Approval to Plan of Allocation by General Investors and No. 2 Financial Investors, on behalf of the Class, Nancy Hertzfeld. (ci, ) (Entered: 03/18/2003)

03/14/2003 189 CERTIFICATE/PROOF OF SERVICE by General Investors and No. 2 Financial Investors, on behalf of the Class re [188] (ci, ) (Entered: 03/18/2003)

03/17/2003 190 ORDER re Request for Input by Class Counsel. Class counsel will please review and comment on the attached letter from Patrice Bishop dated March 14, 2003. Please submit your response by noon on March 24, 2003. Signed by Judge William Alsup on 3/14/03. (ci, ) (Entered: 03/20/2003)

03/18/2003 191 Letter advising Court that Timothy K. Roake is no longer with Fenwick & West and has no further involvement with this case. Request to remove Mr. Roake's name from the electronic service list and substitue David Lisi in his place for service of any and all documents electronically filed with the Court. from Tanya Herrera. (ci, ) (Entered: 03/20/2003)

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03/20/2003 192 ORDER - REQUEST FOR INPUT BY CLASS COUNSEL. Class counsel shall please review and comment on the attached letter from Patrice Bishop dated March 13, 2003. Please submit your response by noon on April 1, 2003. Signed by Judge William Alsup on 3/20/03. (ci, ) (Entered: 03/25/2003)

03/24/2003 193 Response re [192] Comments of Class Counsel Regarding Modified Fee And Cost Application Of Stull, Stull & Brody by General Investors and No. 2 Financial Investors, on behalf of the Class. (ci, ) (Entered: 03/26/2003)

03/24/2003 194 CERTIFICATE/PROOF OF SERVICE by General Investors and No. 2 Financial Investors, on behalf of the Class re [193] (ci, ) (Entered: 03/26/2003)

03/24/2003 195 Response re [192] Of Class Counsel To March 13, 2003 Letter From Darryl McGlamry by General Investors and No. 2 Financial Investors, on behalf of the Class. (ci, ) (Entered: 03/26/2003)

03/24/2003 196 CERTIFICATE/PROOF OF SERVICE by General Investors and No. 2 Financial Investors, on behalf of the Class re [195] (ci, ) (Entered: 03/26/2003)

03/28/2003 197 ORDER OF DISBURSEMENT TO STULL, STULL & BRODY. For good cause, Stull, Stull & Brody are awarded $8,020.00 in fees and $375.00 in costs. The rest of their request is DENIED for the reasons stated in Class Counsel's submission dated March 24, 2003. Class Counsel shall cause a check to be paid to Stull, Stull & Brody for $8,395.00. Signed by Judge William Alsup on 3/27/03. (ci, ) (Entered: 04/04/2003)

04/11/2003 198 NOTICE OF APPEAL re [187] by Counsel for Plaintiffs Stull, Stull & Brody. (Filing fee $105 receipt number 3346302) (ci, ) (Entered: 04/16/2003)

04/11/2003 199 Representation Statement filed by plaintiffs. (ci, ) (Entered: 04/16/2003)

04/11/2003 Transmission of Notice of Appeal and Docket Sheet to US Court of Appeals re appeal [198] (ci, ) (Entered: 04/16/2003)

04/23/2003 200 USCA Case Number re appeal [198]. USCA Case #03-15701 (ci, ) (Entered: 04/24/2003)

04/25/2003 201 ORDER - Request for Input By Class Counsel. The Court is in receipt of the attached letter from Alan N. Scott, dated April 3, 2003. Mr. Scott indicates that he missed the deadline for submitting a claim and requests leave to file a late claim. Class counsel shall please review and submit a recommended disposition for the request by Monday, May 5, 2003. Signed by Judge William Alsup on 4/25/03. (ci, ) . (Entered: 05/01/2003)

04/29/2003 202 Minute Entry: Plaintiff's Motion for Final Approval of Settlement Hearing held on 3/13/2003 before Judge William H. Alsup. ORDERED AFTER HEARING: Court found the settlement to be fair, reasonable and adequate for the class. Parties agreed to allow Mr. Magids to be excluded from the class after the deadline, original letter from Mr. Magids given to plaintiff for copying. (Court Reporter Rosita Flores.) (ci, ) (Entered: 05/02/2003)

05/02/2003 203 Response to Request for Input by Class Counsel Regarding Late Claim of Alan N. Scott by General Investors and No. 2 Financial Investors, on behalf of the Class. (ci, ) (Entered: 05/06/2003)

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05/02/2003 204 CERTIFICATE/PROOF OF SERVICE by General Investors and No. 2 Financial Investors, on behalf of the Class re [203] (ci, ) (Entered: 05/06/2003)

05/12/2003 205 TRANSCRIPT DESIGNATION for 10/11/01, 12/5/02, & 3/13/03 by Stull, Stull & Brody. (ci, ) . (Entered: 05/16/2003)

05/28/2003 206 TRANSCRIPT for dates March 13, 2003. (ci, ) (Entered: 05/30/2003)

06/20/2003 207 TRANSCRIPT for dates December 5, 2002. (ci, ) (Entered: 06/26/2003)

08/27/2003 208 MANDATE of USCA re appeal [198] . The court is in receipt of appellant's correspondence date August 20, 2003 requesting voluntary dismissal of this appeal. The court constures appellant's letter as a motion to dismiss. The motion is granted and this appeal is dismissed. The parties shall bear their own costs on appeal. (ci, COURT STAFF) (Entered: 09/03/2003)

09/03/2003 209 CLERKS Letter Spreading Mandate to Counsel (ci, COURT STAFF) (Entered: 09/03/2003)

10/10/2003 210 Declaration of Daniel Rosenthal in Support of Application for Approval of Final Plan of Distribution filed by General Investors and No. 2 Financial Investors, on behalf of the Class. (ci, COURT STAFF) (Entered: 10/16/2003)

10/10/2003 211 CERTIFICATE/PROOF OF SERVICE by General Investors and No. 2 Financial Investors, on behalf of the Class re [210] (ci, COURT STAFF) (Entered: 10/16/2003)

10/10/2003 214 Unopposed Application for Approval of Final Plan of Distribution and Permission to Distribute Net Settlement Fund filed by General Investors and No. 2 Financial Investors, on behalf of the Class. (ci, COURT STAFF) (Entered: 10/23/2003)

10/14/2003 212 CERTIFICATE of Posting by General Investors and No. 2 Financial Investors, on behalf of the Class (ci, COURT STAFF) (Entered: 10/16/2003)

10/14/2003 213 CERTIFICATE/PROOF OF SERVICE by General Investors and No. 2 Financial Investors, on behalf of the Class re [212] (ci, COURT STAFF) (Entered: 10/16/2003)

10/29/2003 215 ORDER Approving Final Plan Of Distribution And Authorizing Distribution Of Net Settlement Fund [214] by Judge William H. Alsup (ci, COURT STAFF) (Entered: 11/04/2003)

11/07/2003 Mail Returned forward time expired re Robert P. Frutkin. (mmt, COURT STAFF) (Entered: 11/12/2003)

11/05/2004 216 NOTICE of Related Case. Case C01-2450WHA and C04-2475SBA. (sis, COURT STAFF) (Filed on 11/5/2004) (Entered: 11/08/2004)

12/03/2004 217 ORDER RELATING CASE. Case Nos. C01-2450 And C04-2475. Signed by Judge William Alsup on 12/03/04. (sis, COURT STAFF) (Filed on 12/3/2004) (Entered: 12/15/2004)

12/20/2004 218 Mail Returned as Undeliverable. Mail sent to Savett Frutkin Podell & Ryan, PC. (sis, COURT STAFF) (Filed on 12/20/2004) (Entered: 12/21/2004)

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02/22/2005 219 NOTICE OF MOTION AND MOTION To Approve Class Counsel's Application for Cy Pres Distribution of Unpaid Settlement Residuals ; Memorandum of Points and Authorities filed by General Investors and No. 2 Financial Investors, on behalf of the Class. Motion Hearing set for 3/31/2005 08:00 AM. (sis, COURT STAFF) (Filed on 2/22/2005) (Entered: 02/23/2005)

02/22/2005 220 Declaration of James M. Finberg in Support of [219] MOTION To Approve Class Counsel's Application for Cy Pres Distribution of Unpaid Settlement Residuals filed byGeneral Investors and No. 2 Financial Investors, on behalf of the Class. (Related document(s)[219]) (sis, COURT STAFF) (Filed on 2/22/2005) (Entered: 02/23/2005)

02/22/2005 221 Declaration of Daniel Rosenthal in Support of [219] MOTION To Approve Class Counsel's Application for Cy Pres Distribution of Unpaid Settlement Residuals filed byGeneral Investors and No. 2 Financial Investors, on behalf of the Class. (Related document(s)[219]) (sis, COURT STAFF) (Filed on 2/22/2005) (Entered: 02/23/2005)

02/22/2005 Received Order re [219] MOTION To Approve Class Counsel's Application for Cy Pres Distribution of Unpaid Settlement Residuals by General Investors and No. 2 Financial Investors, on behalf of the Class. (sis, COURT STAFF) (Filed on 2/22/2005) (Entered: 02/23/2005)

02/22/2005 222 CERTIFICATE OF SERVICE by General Investors and No. 2 Financial Investors, on behalf of the Class re [219] MOTION To Approve Class Counsel's Application for Cy Pres Distribution of Unpaid Settlement Residuals, [220] Declaration in Support,, [221] Declaration in Support,, Received Order (sis, COURT STAFF) (Filed on 2/22/2005) (Entered: 02/23/2005)

03/10/2005 223 DEFENDANTS' Statement of Non-Opposition re [219] MOTION To Approve Class Counsel's Application for Cy Pres Distribution of Unpaid Settlement Residuals filed byTransmeta Corporation, David R. Ditzel, Mark K. Allen, Douglas A. Laird, James N. Chapman, Murray A. Goldman, Merle A. McClendon, R. Hugh Barnes, Larry R. Carter, Paul M. McNulty, William P. Tai, T. Peter Thomas. (Related document(s)[219]) (sis, COURT STAFF) (Filed on 3/10/2005) (Entered: 03/11/2005)

03/15/2005 224 Reply Memorandum in Support re [219] MOTION To Approve Class Counsel's Application for Cy Pres Distribution of Unpaid Settlement Residuals filed byGeneral Investors and No. 2 Financial Investors, on behalf of the Class. (sis, COURT STAFF) (Filed on 3/15/2005) (Entered: 03/21/2005)

03/31/2005 225 Minute Entry: Motion Hearing held on 3/31/2005 before William Alsup (Date Filed: 3/31/2005) re [219] MOTION To Approve Class Counsel's Application for Cy Pres Distribution of Unpaid Settlement Residuals filed by General Investors and No. 2 Financial Investors, on behalf of the Class,. Court signed an order approving the application for CY Pres Distribution. (Court Reporter Kathy Wyatt.) (sis, COURT STAFF) (Date Filed: 3/31/2005) (Entered: 04/04/2005)

04/01/2005 226 ORDER by Judge William Alsup granting [219] Motion for Cy Pres Distribution of Unpaid Settlement Residuals (sis, COURT STAFF) (Filed on 4/1/2005) (Entered: 04/04/2005)

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04/07/2005 227 NOTICE OF CHANGE OF FIRM NAME by Transmeta Corporation, David R. Ditzel, Mark K. Allen, Douglas A. Laird, James N. Chapman, Murray A. Goldman, Merle A. McClendon, R. Hugh Barnes, Larry R. Carter, Paul M. McNulty, William P. Tai, T. Peter Thomas (sis, COURT STAFF) (Filed on 4/7/2005) (Entered: 04/07/2005)

04/11/2005 228 Mail Returned as Undeliverable. Mail sent to Milberg Weiss Bershad Hynes & Lerach. (sis, COURT STAFF) (Filed on 4/11/2005) (Entered: 04/12/2005)

04/12/2005 229 Mail Returned as Undeliverable. Mail sent to Savett Frutkin Podell & Ryan, PC. (sis, COURT STAFF) (Filed on 4/12/2005) (Entered: 04/12/2005)

04/19/2005 230 Letter asking if court has jurisdiction to appoint an inspector for the charges against the fund from John Cunningham. (sis, COURT STAFF) (Filed on 4/19/2005) (Entered: 04/20/2005)

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