32
1 GUAM CONTRACTORS ASSOCIATION May 20, 2015 U.S. Department of Labor Office of Federal Contract Compliance Programs (OFCCP)

U.S. Department of Labor...PRESENTATION OVERVIEW •OFCCP Mission Statement. •OFCCP Regulations. •Jurisdiction. •Compliance Evaluation Process. •Review of the 16 Affirmative

  • Upload
    others

  • View
    1

  • Download
    0

Embed Size (px)

Citation preview

Page 1: U.S. Department of Labor...PRESENTATION OVERVIEW •OFCCP Mission Statement. •OFCCP Regulations. •Jurisdiction. •Compliance Evaluation Process. •Review of the 16 Affirmative

1

GUAM CONTRACTORS ASSOCIATION

May 20, 2015

U.S. Department of LaborOffice of Federal Contract Compliance Programs

(OFCCP)

Page 2: U.S. Department of Labor...PRESENTATION OVERVIEW •OFCCP Mission Statement. •OFCCP Regulations. •Jurisdiction. •Compliance Evaluation Process. •Review of the 16 Affirmative

2

OFCCP’S SIX REGIONS

Page 3: U.S. Department of Labor...PRESENTATION OVERVIEW •OFCCP Mission Statement. •OFCCP Regulations. •Jurisdiction. •Compliance Evaluation Process. •Review of the 16 Affirmative

3

HAWAII AREA OFFICE STAFF

AREA DIRECTOR

Brian Mikel

COMPLIANCE OFFICERS

Halemia Jones

Ken Pope

Al Reigada

Margaret Trejo

Jennifer Yeh

Page 4: U.S. Department of Labor...PRESENTATION OVERVIEW •OFCCP Mission Statement. •OFCCP Regulations. •Jurisdiction. •Compliance Evaluation Process. •Review of the 16 Affirmative

GUAM FIELD OFFICE

COMPLIANCE OFFICER

Philip Marlowe

4

Page 5: U.S. Department of Labor...PRESENTATION OVERVIEW •OFCCP Mission Statement. •OFCCP Regulations. •Jurisdiction. •Compliance Evaluation Process. •Review of the 16 Affirmative

5

Presentation Objective

Provide information to Guam Contractor Association members information on Equal Employment Opportunity (EEO) and Affirmative Action (AA) contractual obligations required of Federal Contractors and Sub-contractors.

Page 6: U.S. Department of Labor...PRESENTATION OVERVIEW •OFCCP Mission Statement. •OFCCP Regulations. •Jurisdiction. •Compliance Evaluation Process. •Review of the 16 Affirmative

6

PRESENTATION OVERVIEW

• OFCCP Mission Statement.

• OFCCP Regulations.

• Jurisdiction.

• Compliance Evaluation Process.

• Review of the 16 Affirmative Action Requirements.

• Other regulatory requirements.

Page 7: U.S. Department of Labor...PRESENTATION OVERVIEW •OFCCP Mission Statement. •OFCCP Regulations. •Jurisdiction. •Compliance Evaluation Process. •Review of the 16 Affirmative

7

OFCCP’S MISSION

OFCCP enforces, for the benefit of job seekers and wage earners, the contractual promise of affirmative action and equal employment opportunity required of those who do business with the Federal government.

Page 8: U.S. Department of Labor...PRESENTATION OVERVIEW •OFCCP Mission Statement. •OFCCP Regulations. •Jurisdiction. •Compliance Evaluation Process. •Review of the 16 Affirmative

8

HOW THE MISSION IS ACCOMPLISHED

• Compliance Evaluations

• Complaint Investigations

• Technical Assistance

Page 9: U.S. Department of Labor...PRESENTATION OVERVIEW •OFCCP Mission Statement. •OFCCP Regulations. •Jurisdiction. •Compliance Evaluation Process. •Review of the 16 Affirmative

EEO LAWS

Executive Order 11246:

Promotes and ensures equal opportunity without regard to race, gender, color, religion, national origin, sexual orientation, or gender identity and requires federal contractors to take affirmative action to ensure equal employment opportunity.

Section 503 of the Rehabilitation Act of 1973:

Prohibits discrimination on the basis of disability and requires affirmative action to employ and advance in employment qualified individuals with disabilities.

Vietnam-Era Veterans’ Readjustment Assistance Act of 1974 (38 U.S.C. 4212):

Prohibits discrimination on the basis of an individual’s status as a protected veteran and requires affirmative action to employ and advance in employment qualified disabled and other protected veterans.

9

Page 10: U.S. Department of Labor...PRESENTATION OVERVIEW •OFCCP Mission Statement. •OFCCP Regulations. •Jurisdiction. •Compliance Evaluation Process. •Review of the 16 Affirmative

10

Disabled Veterans.

Armed Forces Service Medal Veterans.

Recently Separated Veterans (3 years).

Active Duty Wartime or Campaign Badge Veteran.

PROTECTED VETERANS(41 CFR 60-300.2)

Page 11: U.S. Department of Labor...PRESENTATION OVERVIEW •OFCCP Mission Statement. •OFCCP Regulations. •Jurisdiction. •Compliance Evaluation Process. •Review of the 16 Affirmative

11

OFCCP’s JURISDICTION

Executive Order 11246 Federal or Federally-assisted construction contract in excess of $10,000.

VEVRAA: Federal contract of at least $100,000 or more.

Section 503:Federal contractIn excess of$15,000.

Contract

$10,000

Contract

$10,000

Contract

$10,000Contract

$15,000

Page 12: U.S. Department of Labor...PRESENTATION OVERVIEW •OFCCP Mission Statement. •OFCCP Regulations. •Jurisdiction. •Compliance Evaluation Process. •Review of the 16 Affirmative

12

TYPES OF OFCCPCOMPLIANCE EVALUATIONS

Supply and Service Contractors

Construction Contractors

Page 13: U.S. Department of Labor...PRESENTATION OVERVIEW •OFCCP Mission Statement. •OFCCP Regulations. •Jurisdiction. •Compliance Evaluation Process. •Review of the 16 Affirmative

13

SUPPLY & SERVICE CONTRACTORS

WRITTEN AAP REQUIREMENT

41 CFR 60-2.1(b)

• Has both contracts of $50,000 or more and 50 or more employees.

• Has Government bills of lading which in any 12-month period, total or can reasonably be expected to total $50,000 or more.

Each non-construction contractor must develop and maintain an AAP for each of its establishments if it meets any of the following:

Page 14: U.S. Department of Labor...PRESENTATION OVERVIEW •OFCCP Mission Statement. •OFCCP Regulations. •Jurisdiction. •Compliance Evaluation Process. •Review of the 16 Affirmative

14

SUPPLY & SERVICE CONTRACTORS

WRITTEN AAP REQUIREMENT

41 CFR 60-2.1(b), Cont.

• Is a financial institution which is an issuing and paying agent for U.S. savings bonds and savings notes in any amount.

• Serves as a depository of Government funds in any amount.

Page 15: U.S. Department of Labor...PRESENTATION OVERVIEW •OFCCP Mission Statement. •OFCCP Regulations. •Jurisdiction. •Compliance Evaluation Process. •Review of the 16 Affirmative

15

SUPPLY & SERVICE CONTRACTORS

AFFIRMATIVE ACTION PROGRAM TIMEFRAME

41 CFR 60-2.1(c)

• The AAP must be developed within 120 days from commencement of a contract.

• Covers a 12-month period.

• Contractors may select any 12 month period for the “AAP” year.

• Contractors must update their AAP annually.

Page 16: U.S. Department of Labor...PRESENTATION OVERVIEW •OFCCP Mission Statement. •OFCCP Regulations. •Jurisdiction. •Compliance Evaluation Process. •Review of the 16 Affirmative

16

CONSTRUCTION EVALUATION

PROCESS

1. Scheduling Letter.

2. Onsite Review.

A. Entrance Briefing.

B. Review of Records:1) 16 AA Requirements Documents.2) VETS-100A (if evaluated prior to September, 2015).3) EEO-1 (if 50 or more employees).4) Employee Work Hours.5) Written 503 AAP (if 50 or more employees).6) Written VEVRAA (if 50 or more employees, $100,000 or

more in contracts).

3. Offsite Analysis.

4. Closing Procedures.

Page 17: U.S. Department of Labor...PRESENTATION OVERVIEW •OFCCP Mission Statement. •OFCCP Regulations. •Jurisdiction. •Compliance Evaluation Process. •Review of the 16 Affirmative

17

41 CFR, PART 60-4

CONSTRUCTION CONTRACTORS

Affirmative Action Requirements

SECTION 60 - 4.3(a)7a to 7p

The Sixteen (16) Affirmative Action Steps

Each Step Must Be Documented

Applies To The Trades Workforce

Page 18: U.S. Department of Labor...PRESENTATION OVERVIEW •OFCCP Mission Statement. •OFCCP Regulations. •Jurisdiction. •Compliance Evaluation Process. •Review of the 16 Affirmative

Construction’s 16 AA Steps

Step 1 – Working Environment 41 Code of Federal Regulations 60-4.3(a)7.a

Step 2 – Recruitment 41 Code of Federal Regulations 60-4.3(a)7.b

Step 3 – Applicant Log41 Code of Federal Regulations 60-4.3(a)7.c

Step 4 – Union Referrals 41 Code of Federal Regulations 60-4.3(a)7.d

Page 19: U.S. Department of Labor...PRESENTATION OVERVIEW •OFCCP Mission Statement. •OFCCP Regulations. •Jurisdiction. •Compliance Evaluation Process. •Review of the 16 Affirmative

Step 5 – On-the-Job Training 41 Code of Federal Regulations 60-4.3(a)7.e

Step 6 – Internal Dissemination of EEO Policies41 Code of Federal Regulations 60-4.3(a)7.f

Step 7 – Review of EEO Policies 41 Code of Federal Regulations 60-4.3(a)7.g

Step 8 – External Dissemination of EEO Policies41 Code of Federal Regulations 60-4.3(a)7.h

Construction’s 16 AA Steps

Page 20: U.S. Department of Labor...PRESENTATION OVERVIEW •OFCCP Mission Statement. •OFCCP Regulations. •Jurisdiction. •Compliance Evaluation Process. •Review of the 16 Affirmative

Construction’s 16 AA Steps

Step 9 – Recruitment through CBOs 41 Code of Federal Regulations 60-4.3(a)7.i

Step 10 – Recruitment through employees 41 Code of Federal Regulations 60-4.3(a)7.j

Step 11 – Test Validation 41 Code of Federal Regulations 60-4.3(a)7.k

Step 12 – Promotions 41 Code of Federal Regulations 60-4.3(a)7.l

Page 21: U.S. Department of Labor...PRESENTATION OVERVIEW •OFCCP Mission Statement. •OFCCP Regulations. •Jurisdiction. •Compliance Evaluation Process. •Review of the 16 Affirmative

Construction’s 16 AA Steps

Step 13 – Monitor Personnel Practices to Ensure They Do Not Have a Discriminatory Effect 41 Code of Federal Regulations 60-4.3(a)7.m

Step 14 – Non-Segregated Facilities 41 Code of Federal Regulations 60-4.3(a)7.n

Step 15 – Solicitations of Offers 41 Code of Federal Regulations 60-4.3(a)7.o

Step 16 – Review of EEO/AA with Management41 Code of Federal Regulations 60-4.3(a)7.p

Page 22: U.S. Department of Labor...PRESENTATION OVERVIEW •OFCCP Mission Statement. •OFCCP Regulations. •Jurisdiction. •Compliance Evaluation Process. •Review of the 16 Affirmative

22

CONSTRUCTION CONTRACTOR’S

FEMALE GOALS

6.9%

Percent of total hours in each trade

Page 23: U.S. Department of Labor...PRESENTATION OVERVIEW •OFCCP Mission Statement. •OFCCP Regulations. •Jurisdiction. •Compliance Evaluation Process. •Review of the 16 Affirmative

23

GOOD FAITH EFFORTS

What are Good Faith Efforts?• Program initiatives a contractor takes to meet

its minority and female goals to ensure equal

opportunity (EEO) for minorities and women.

Page 24: U.S. Department of Labor...PRESENTATION OVERVIEW •OFCCP Mission Statement. •OFCCP Regulations. •Jurisdiction. •Compliance Evaluation Process. •Review of the 16 Affirmative

OTHER REGULATIONS

41 CFR 60-20 - Sex Discrimination Guidelines

41 CFR 60-50 - Guidelines on Discrimination Because of Religion or National Origin

Page 25: U.S. Department of Labor...PRESENTATION OVERVIEW •OFCCP Mission Statement. •OFCCP Regulations. •Jurisdiction. •Compliance Evaluation Process. •Review of the 16 Affirmative

25

AUDIT OF SEX DISCRIMINATION GUIDELINES

41 CFR 60-20

1. Ensure wages, opportunities, and benefits for females are the same as for males.

2. Ensure women are given time off for maternity leave based on their doctor's certificate, and they are returned to their same or similar position, with no loss of pay or seniority.

Page 26: U.S. Department of Labor...PRESENTATION OVERVIEW •OFCCP Mission Statement. •OFCCP Regulations. •Jurisdiction. •Compliance Evaluation Process. •Review of the 16 Affirmative

26

AUDIT OF RELIGION/NATIONAL ORIGIN

DISCRIMINATION GUIDELINES

41 CFR 60-50

Has the company provided religious accommodations?

Page 27: U.S. Department of Labor...PRESENTATION OVERVIEW •OFCCP Mission Statement. •OFCCP Regulations. •Jurisdiction. •Compliance Evaluation Process. •Review of the 16 Affirmative

27

1 Year If less than 150 employees

2 Years If 150 or more

RECORDS RETENTION

41 CFR 60-1.12

Page 28: U.S. Department of Labor...PRESENTATION OVERVIEW •OFCCP Mission Statement. •OFCCP Regulations. •Jurisdiction. •Compliance Evaluation Process. •Review of the 16 Affirmative

28

VEVRAA REQUIREMENTS

1. List all employment openings with either the state workforce agency or a local employment service delivery system.

Except:- Executive & top management positions.- Positions filled from within the organization.- Positions lasting 3 days or less.

2. Annually File VETS-4212 Report (formally VETS-100A Report)

Page 29: U.S. Department of Labor...PRESENTATION OVERVIEW •OFCCP Mission Statement. •OFCCP Regulations. •Jurisdiction. •Compliance Evaluation Process. •Review of the 16 Affirmative

29

OFCCP Provides Compliance Assistance by:

Offering personal assistance in person or via phone.

Conducting seminars.

Disseminating publications, pamphlets and guides.

Page 30: U.S. Department of Labor...PRESENTATION OVERVIEW •OFCCP Mission Statement. •OFCCP Regulations. •Jurisdiction. •Compliance Evaluation Process. •Review of the 16 Affirmative

30

OFCCP website:

http://www.dol.gov/ofccp

Links to other pertinent :

Websites

Manuals

Brochures

Review procedures

Fact Sheets

Forms

and much, much

more

Page 31: U.S. Department of Labor...PRESENTATION OVERVIEW •OFCCP Mission Statement. •OFCCP Regulations. •Jurisdiction. •Compliance Evaluation Process. •Review of the 16 Affirmative

31

We look forward to working with you

Philip L. Marlowe

U.S. DOL/OFCCP

Guam Field Office

520 W. Soledad, Ste 101

Hagatna, Guam 96910

671-473-9132

[email protected]

Hawaii Area Office

300 Ala Moana Blvd. #7-227

P.O. Box 50149

Honolulu, HI 96813

Ph: (808) 541-2933

Fax: (808) 541-2904

Page 32: U.S. Department of Labor...PRESENTATION OVERVIEW •OFCCP Mission Statement. •OFCCP Regulations. •Jurisdiction. •Compliance Evaluation Process. •Review of the 16 Affirmative

32

Questions

And

Answers