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US Army Corps of Engineers CHL: Steven Hughes, PhD Design of Maritime Structures Steven A. Hughes, PhD, PE Coastal and Hydraulics Laboratory US Army Engineer Research and Development Center Waterways Experiment Station 3909 Halls Ferry Road Vicksburg, Mississippi 39180-6199 Email: [email protected] Coastal Structure Foundations

US Army Corps of Engineers Coastal Structure Foundations · 2002. 1. 30. · US Army Corps of Engineers CHL: Steven Hughes, PhD Lecture Caveats Not Covered: Details of foundation

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  • US Army Corpsof Engineers

    CHL: Steven Hughes, PhD

    Design of Maritime Structures

    Steven A. Hughes, PhD, PE

    Coastal and Hydraulics LaboratoryUS Army Engineer Research and Development Center

    Waterways Experiment Station3909 Halls Ferry Road

    Vicksburg, Mississippi 39180-6199

    Email: [email protected]

    Coastal StructureFoundations

  • US Army Corpsof Engineers

    CHL: Steven Hughes, PhD

    Coastal Structure Foundations

    Contents• Overview of Foundation Design• Site-Specific Geotechnical Investigations• Soil Characteristics• Foundation Loading and Response• Foundation Related Failure Modes• Geotechnical Design Criteria• Slip Surface and Zone Failures

    CEM Chapter VI-3-1 (Author: Steven A. Hughes)CEM Chapter VI-5-5 (Author: Hans F. Burcharth)

  • US Army Corpsof Engineers

    CHL: Steven Hughes, PhD

    Lecture Caveats

    Not Covered: Details of foundation design techniques.This should be done by trained geotechnical engineers.

    Objective: Present and discuss those aspects of foundation design that distinguish coastal structure foundations from conventional foundation design.

    Emphasis: Primarily gravity structures that restdirectly on the sea bed.

    Coastal Structure Foundations

  • US Army Corpsof Engineers

    CHL: Steven Hughes, PhD

    Foundation Design Objectives

    For structures built or placed directly on top ofsoil, sand, or other bottom material thefoundation must...

    Overview of Foundation Design

    • Support the structure dead weight• Resist applied loads that are transferred to the

    foundation

    • Minimize foundation deformation or settlement• Maintain sufficient reserve strength throughout the

    structure service life

  • US Army Corpsof Engineers

    CHL: Steven Hughes, PhD

    Added Geotechnical Factors

    Overview of Foundation Design

    Major differences between geotechnical stability ofcoastal structures and land-based structures includethe following:• Wave action on the structure and foundation• Wave-induced pore pressure variation in porous structures

    and sea bed soils

    Waves induce stress variations in soils which cause:• Soil strength degradation• Pore pressure build up

  • US Army Corpsof Engineers

    CHL: Steven Hughes, PhD

    Design EngineerResponsibilities

    * Predict short- and long-term stress and strength developmentin the soils

    Overview of Foundation Design

    • Estimate (within reason) expected loading conditions• Determine appropriate site-specific foundation soil

    engineering properties and site variations• Reasonably understand the structure/soil interaction

    and failure modes• Determine that applied soil stresses will not exceed soil

    strength* during project lifetime

  • US Army Corpsof Engineers

    CHL: Steven Hughes, PhD

    Coastal Structure Foundations

    Contents• Overview of Foundation Design• Site-Specific Geotechnical Investigations• Soil Characteristics• Foundation Loading and Response• Foundation Related Failure Modes• Geotechnical Design Criteria• Slip Surface and Zone Failures

    CEM Chapter VI-3-1 (Author: Steven A. Hughes)CEM Chapter VI-5-5 (Author: Hans F. Burcharth)

  • US Army Corpsof Engineers

    CHL: Steven Hughes, PhD

    Acquire data to assess the nature and extent offoundation soil properties at the project site

    Guiding Criterion: Gather sufficient data andperform necessary lab tests and analysis toassure project design adequacy andconstructability

    Site-Specific Geotechnical Site Investigations

    Purpose of Site Investigation

  • US Army Corpsof Engineers

    CHL: Steven Hughes, PhD

    Typical Questions

    Site-Specific Geotechnical Site Investigations

    • Soil types and strata at the site• Soil mechanical properties and capability to

    withstand loads

    • Range of environmental conditions (e.g.,freeze/thaw, wet/dry)

    • Potential soil degration with time• Signs of soil fissuring or weathering

  • US Army Corpsof Engineers

    CHL: Steven Hughes, PhD

    Study Sequence

    • Site Reconnaissance Phase• Preliminary Exploration Phase• Detailed Design Exploration Phase

    • Three Investigative Phases overlap• Planning specifics of latter phases depend on earlier results• Level of detail is dictated by project scope, importance and cost

    Notes:

    Site-Specific Geotechnical Site Investigations

  • US Army Corpsof Engineers

    CHL: Steven Hughes, PhD

    Site Reconnaissance Phase

    • Primarily a desk study to assemble existing geological data for site• Results help establish data collection requirements of next phase• Site visit to reconcile data and observe surface evidence and site condition• Information sources include:

    • Topographic and geologic maps• Aerial photography• Groundwater maps• Past historical records and geotechnical studiesat nearby locations• Any published studies or local descriptions

    Goal: Glean from available data a feel for the project sitegeology (stratification, formation, history, groundwater, etc.)

    Site-Specific Geotechnical Site Investigations

  • US Army Corpsof Engineers

    CHL: Steven Hughes, PhD

    Goals:• Recognize potential geotechnical problems• Obtain sufficient data to finalize site selection• Determine geotech parameters needed for preliminary design

    • Approximate depth, thickness of strata• Depth to bedrock• Groundwater variations• Estimates of critical soil parameters• Potential sources of construction materials

    Results go into Survey Report used for project authorization

    Site-Specific Geotechnical Site Investigations

    Preliminary Exploration Phase

  • US Army Corpsof Engineers

    CHL: Steven Hughes, PhD

    Investigative Methods:

    Bottom Line: Gathered information should be sufficient toselect site and complete preliminary design

    Site-Specific Geotechnical Site Investigations

    Preliminary Exploration Phase

    • Continuous seismic reflection surveys (soil types and strata depth)• Side-scan sonar images (surface soil characteristics, relic

    structures)

    • Dry-land methods (electro-resistivity/magnetic, seismic refraction)• Small number of in-situ borings (when feasible) to calibrate/verify

    survey data

  • US Army Corpsof Engineers

    CHL: Steven Hughes, PhD

    Detailed Design Exploration Phase

    Bottom Line: Realistic soil parameters can savemore than cost of investigation, whereasuncertainties in soil strength can lead to over-design.

    Purpose: Collect and analyze specific soil data to determinegeotechnical parameters needed for final design

    • Specify which soil parameters are needed• At which locations• Best methods/instruments/analyses for time and budget constraints

    Site-Specific Geotechnical Site Investigations

  • US Army Corpsof Engineers

    CHL: Steven Hughes, PhD

    Elements of Typical Field Study of In-Situ Soils:

    • Penetration and vane shear devices to measure soil strength• Pressure meters to estimate load-deformation characteristics• Nuclear densimeters and sand cone devices to measure density• Equipment to measure permeability and pore pressure• Test loading of piles• Instrumentation of embankments and foundations• Monitoring during vibratory and impulse loading

    Site-Specific Geotechnical Site Investigations

    Detailed Design Exploration Phase

  • US Army Corpsof Engineers

    CHL: Steven Hughes, PhD

    Coastal Structure Foundations

    Contents• Overview of Foundation Design• Site-Specific Geotechnical Investigations• Soil Characteristics• Foundation Loading and Response• Foundation Related Failure Modes• Geotechnical Design Criteria• Slip Surface and Zone Failures

    CEM Chapter VI-3-1 (Author: Steven A. Hughes)CEM Chapter VI-5-5 (Author: Hans F. Burcharth)

  • US Army Corpsof Engineers

    CHL: Steven Hughes, PhD

    Soil Classification by Grain-Size

    Common Soil Properties

  • US Army Corpsof Engineers

    CHL: Steven Hughes, PhD

    Soil Bulk Density

    Common Soil Properties

  • US Army Corpsof Engineers

    CHL: Steven Hughes, PhD

    Volume of Voids

    Common Soil Properties

  • US Army Corpsof Engineers

    CHL: Steven Hughes, PhD

    Relative Density

    Common Soil Properties

  • US Army Corpsof Engineers

    CHL: Steven Hughes, PhD

    Other Soil Parameters

    Common Soil Properties

    • Unit volume weight (based on bulk density)• Plasticity index (water content range over which cohesive

    soils remain plastic)

    • Geostatic stress (soil weight on horizontal surface)• Coefficient of lateral stress (ratio of horizontal to vertical

    stress

    • Overconsolidation ratio (ratio between maximum andactual pore pressure)

    • Normal Consolidation: Equilibrium at maximum stress ever applied• Overconsolidation: Equilibrium at stress less than maximum ever

    applied

  • US Army Corpsof Engineers

    CHL: Steven Hughes, PhD

    Soil Deformation Moduli

    Note: Typicalvalues are given intables in the CEM

    Common Soil Properties

  • US Army Corpsof Engineers

    CHL: Steven Hughes, PhD

    Soil Stress Definition

    Soil Strength Properties

  • US Army Corpsof Engineers

    CHL: Steven Hughes, PhD

    Mohr Failure Circle

    • Failure occurs on the Mohr circle envelope• Determined from drained triaxial tests• Generally the failure curve is not a straight line

    Soil Strength Properties

  • US Army Corpsof Engineers

    CHL: Steven Hughes, PhD

    Mohr Circle Straight-Line Approximations

    For Drained Soils

    Approximation for noncohesivesoils. Valid only close tofailure load of interest

    Soil Strength Properties

  • US Army Corpsof Engineers

    CHL: Steven Hughes, PhD

    Failure Criterion for Cohesive Soils

    Soil Strength Properties

    • Strength due to friction between particles and cohesion forces• Undrained shear strength determined by tests with monotonic

    load increase to failure

    • For a specific clay cu depends solely on initial stress condition

  • US Army Corpsof Engineers

    CHL: Steven Hughes, PhD

    Coastal Structure Foundations

    Contents• Overview of Foundation Design• Site-Specific Geotechnical Investigations• Soil Characteristics• Foundation Loading and Response• Foundation Related Failure Modes• Geotechnical Design Criteria• Slip Surface and Zone Failures

    CEM Chapter VI-3-1 (Author: Steven A. Hughes)CEM Chapter VI-5-5 (Author: Hans F. Burcharth)

  • US Army Corpsof Engineers

    CHL: Steven Hughes, PhD

    Foundation Loads

    Static Force Loads• Structure and foundation self weight• Relatively constant over structure lifetime

    • Buoyancy effects cause cyclic variation instructure weight with tide

    • Be aware of weight distribution and differentialloading

    • Be aware of spanning different soil types• Lateral forces due to imbalanced hydrodynamic

    pressure• Construction loads?

  • US Army Corpsof Engineers

    CHL: Steven Hughes, PhD

    Dynamic Force Loads

    • Wave, currents, tides, storm surges, and wind• Earthquake ground motions in some regions• Loads vary in time, duration and intensity• Examine the worst likely combination

    Foundation Loads

  • US Army Corpsof Engineers

    CHL: Steven Hughes, PhD

    Impact Force Loads

    Foundation Loads

    • Ship or ice collisions, partial structure failure,slamming waves

    • Importance depends on magnitude andstructure type

    • Rubble-mounds can absorb a portion of impactload

    • Monolithic structures transmit more load tofoundation, but large mass and naturalfrequency help reduce that load

  • US Army Corpsof Engineers

    CHL: Steven Hughes, PhD

    Foundation Soil ResponseSoil Consolidation:• Reduction in soil voids over time by squeezing out water• Results in denser soil and increased soil strength• May result in unacceptable settlement

    Soil Loss by Scour and Erosion

    Foundation Loads

    Soil Shear Stresses:

    • Induced when lateral forces and overturning moments aretransmitted to the foundation soil...may lead to damage

    • Excess pore pressure• Caused by rapid loading and results in decreased soil strength• Also caused by cyclic loading of sand• Both cases may cause liquefaction (earthquake accelerations)

  • US Army Corpsof Engineers

    CHL: Steven Hughes, PhD

    Coastal Structure Foundations

    Contents• Overview of Foundation Design• Site-Specific Geotechnical Investigations• Soil Characteristics• Foundation Loading and Response• Foundation Related Failure Modes• Geotechnical Design Criteria• Slip Surface and Zone Failures

    CEM Chapter VI-3-1 (Author: Steven A. Hughes)CEM Chapter VI-5-5 (Author: Hans F. Burcharth)

  • US Army Corpsof Engineers

    CHL: Steven Hughes, PhD

    Slip Surface and Zone FailureRubble-Mound Structures and Dikes

    Foundation Failure Modes

  • US Army Corpsof Engineers

    CHL: Steven Hughes, PhD

    Monolithic Structures

    Foundation Failure Modes

    Slip Surface and Zone Failure

  • US Army Corpsof Engineers

    CHL: Steven Hughes, PhD

    Tied Wall Structures

    Foundation Failure Modes

    Slip Surface and Zone Failure

  • US Army Corpsof Engineers

    CHL: Steven Hughes, PhD

    Excess Settlement(Including Differential Settlement)

    Foundation Failure Modes

  • US Army Corpsof Engineers

    CHL: Steven Hughes, PhD

    Coastal Structure Foundations

    Contents• Overview of Foundation Design• Site-Specific Geotechnical Investigations• Soil Characteristics• Foundation Loading and Response• Foundation Related Failure Modes• Geotechnical Design Criteria• Slip Surface and Zone Failures

    CEM Chapter VI-3-1 (Author: Steven A. Hughes)CEM Chapter VI-5-5 (Author: Hans F. Burcharth)

  • US Army Corpsof Engineers

    CHL: Steven Hughes, PhD

    Geotechnical Design Criteria

    Foundation TypesShallow Foundations

    • Load is supported by soil just beneath the sea bottom• Most coastal structures use shallow foundations• Foundation often serves to widen load bearing surface

    Deep Foundations

    • Load is supported throughout a substantial depth of soil• Examples are pile-supported structures and piers

  • US Army Corpsof Engineers

    CHL: Steven Hughes, PhD

    Shallow Foundation Environmental Factors

    Factors• Currents• Tides/storm surges• Waves• Seismic activity

    Site Specific Considerations• Soil type and strength• Topography• Water depth• Structure positioning

    Geotechnical Design Criteria

  • US Army Corpsof Engineers

    CHL: Steven Hughes, PhD

    Shallow Foundation Design Considerations

    Noncohesive Soils• Ultimate bearing capacity for sand is very high• Design is usually based on expected foundation settlement• Must check differential settlement• Settlement is rapid• Rubble-mounds more tolerant of differential settlements

    Cohesive Soils• Must check both bearing capacity and settlement• Settlement is time-dependent

    Geotechnical Design Criteria

  • US Army Corpsof Engineers

    CHL: Steven Hughes, PhD

    Three Phases of Settlement in Cohesive Soils

    Immediate Settlement is soil distortion thatoccurs concurrently with loading

    Primary Consolidation occurs over time aswater is pushed for voids

    Secondary Compression occurs as the soilskeleton adjusts to the applied load afterconsolidation

    Geotechnical Design Criteria

  • US Army Corpsof Engineers

    CHL: Steven Hughes, PhD

    Sloping Structure Design Considerations

    Geotechnical Design Criteria

    • Slopes and embankments susceptible to slip-surfacefailure

    • Pertains to bulkheads, seawalls, revetments, and dikes• Pore pressure distribution is a necessary design

    parameter

    • Problem increased by saturated backfill material causedby overtopping, rain, etc.

    • Usually not a problem for submerged foundations exceptfor structures built on weak soils

  • US Army Corpsof Engineers

    CHL: Steven Hughes, PhD

    Seismic Design Considerations

    Geotechnical Design Criteria

    • Evaluate liquefaction potential for high seismic riskareas

    • Rubble-mound structure damage usually notcatastrophic

    • Slender concrete armor units may sustainsignificant breakage

    • May need to include repair costs in projecteconomics

  • US Army Corpsof Engineers

    CHL: Steven Hughes, PhD

    Coastal Structure Foundations

    Contents• Overview of Foundation Design• Site-Specific Geotechnical Investigations• Soil Characteristics• Foundation Loading and Response• Foundation Related Failure Modes• Geotechnical Design Criteria• Slip Surface and Zone Failures

    CEM Chapter VI-3-1 (Author: Steven A. Hughes)CEM Chapter VI-5-5 (Author: Hans F. Burcharth)

  • US Army Corpsof Engineers

    CHL: Steven Hughes, PhD

    Slip Surfaces

    Slope Instability • Rarely occurs in conventional rubble-mound structures• Problems can occur if placed on weak soils or strata• Large breakwaters with steep slopes may have problems• Slipping between armor layer and underlayers• Direct wave action on permeable slopes:

    • Creates extra loads by run-up• Creates pore pressure fluctuations• Creates hydraulic gradients

  • US Army Corpsof Engineers

    CHL: Steven Hughes, PhD

    Rubble-Mound Flow Nets

    Slip Surfaces

  • US Army Corpsof Engineers

    CHL: Steven Hughes, PhD

    Simple Slope Analysis

    Procedure: Minimize F by varying location and radius of failure circle

    Slip Surfaces

  • US Army Corpsof Engineers

    CHL: Steven Hughes, PhD

    Noncircular Slip Failure Surfaces

    Slip Surfaces

  • US Army Corpsof Engineers

    CHL: Steven Hughes, PhD

    Method of Slices

    Various methodsproposed to sum upresultants of individualslices

    Equations given in CEM

    Slip Surfaces

  • US Army Corpsof Engineers

    CHL: Steven Hughes, PhD

    Three-Dimensional Slope Failure

    Slip Surfaces

  • US Army Corpsof Engineers

    CHL: Steven Hughes, PhD

    Other Geotechnical AspectsPhenomena Associated With Coastal Structures

    Coastal Structure Foundations

    • Hydraulic gradients in porous structures• Wave-induced internal set-up in rubble-

    mound structures

    • Cyclic loading of soils by waves and tides• Dynamic loading of monolithic structures

  • US Army Corpsof Engineers

    CHL: Steven Hughes, PhD

    Conclusions

    Coastal Structure Foundations

    • Geotechnical aspects of coastalstructures are important and should not

    be overlooked

    • Foundation failure modes can be critical• Foundation design is very site-specific