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US Army Combined Arms Center
UNCLASSIFIED As of 13 JAN 09
2
If you know yourself but not the enemy, for every victory gained you will also suffer a
defeat.
- Sun Tzu
US Army Combined Arms Center
UNCLASSIFIED As of 13 JAN 09
Knowing the Enemy
3
Kitchen
Play Room
Not
Where is the enemy?
Or even
How are they organized?
But
Where am I?
And
Why is the enemy there?
US Army Combined Arms Center
UNCLASSIFIED As of 13 JAN 09
Underlying Causes
• Can be real or perceived– Base on actual societal
contradictions– Based on misinformation
• Multiple causes– Deep-seated, strategic– Temporary, local
4
“…any successful COIN operation must address the legitimate grievances insurgents use to generate popular support.”
FM 3-24, Ch. 1, p. 10
US Army Combined Arms Center
UNCLASSIFIED As of 13 JAN 09
5
Insurgent Approaches
• Five main approaches– Conspiratorial– Protracted popular war– Military-focused– Urban– Identity-focused
• Insurgents may:– Change approaches based on
circumstances– Use different approaches at the same time
FM 3-24, Chapter 1
US Army Combined Arms Center
UNCLASSIFIED As of 13 JAN 09
6
Conspiratorial Approach
“A conspiratorial approach involves a few leaders and a militant cadre or activist party seizing control of government structures or exploiting a revolutionary situation.”
FM 3-24, Ch.1, p. 5
Small group of insurgents control
the government.
Government institutions remain
intact.
The population acquiesces in
insurgent control.
Ex: Russian Revolution (1917)
US Army Combined Arms Center
UNCLASSIFIED As of 13 JAN 09
7
Protracted Popular War
“Protracted conflicts favor insurgents, and no approach makes better use of that asymmetry than the protracted popular war.”
FM 3-24, Ch.1, p. 6
Insurgents wear down government (Three Phases).
Government slowly becomes
weaker over time.
The population gives support to
insurgents.
Ex: Chinese Communists (Mao)
US Army Combined Arms Center
UNCLASSIFIED As of 13 JAN 09
8
Military-focused Approach
“Users of military-focused approaches aim to create revolutionary possibilities or seize power primarily by applying military force.”
FM 3-24, Ch.1, p. 5Attack
Insurgents primarily use military force.
Government falls (e.g., by revolution
or overthrow).
The population accepts insurgent
control.
Ex: US Civil War
US Army Combined Arms Center
UNCLASSIFIED As of 13 JAN 09
9
Urban Approach
“This approach uses terrorist tactics in urban areas…”
FM 3-24, Ch.1, p. 6
Attack
Insurgents use terrorism against
population.
The government loses credibility and legitimacy.
The population is alienated from the
government.
Ex: Irish Republican Army
US Army Combined Arms Center
UNCLASSIFIED As of 13 JAN 09
10
Identity-focused Approach
“mobilizes support based on… common identity”
FM 3-24, Ch.1, p. 8
Insurgents often lack political/
military hierarchy.
The government loses support by identity group.
Population support as
communities.
Ex: Kosovo Albanians
US Army Combined Arms Center
UNCLASSIFIED As of 13 JAN 09
11
Dynamics of an Insurgency
• Leadership• Objectives• Ideology and narrative• Environment and
geography• External support and
sanctuaries• Phasing and timing
“These make up a framework that can be used to assess the insurgency’s strengths and weaknesses.”
FM 3-24, Ch. 1, pp. 13
US Army Combined Arms Center
UNCLASSIFIED As of 13 JAN 09
Leadership
• Leadership provides:– Vision– Direction– Guidance– Coordination– Organizational
coherence
12
“An insurgency is not random violence; it is directed and focused violence aimed at achieving a political objective.”
FM 3-24, Ch. 1, p. 13
US Army Combined Arms Center
UNCLASSIFIED As of 13 JAN 09Leadership: George Washington
“Posterity will talk of Washington as the founder of a great empire, when my name shall be lost in the vortex of revolution.”
Napoleon Bonaparte
“Washington's is the mightiest name on earth… On that name no eulogy is expected. It cannot be. To add brightness to the sun, or glory to the name of Washington, is alike impossible. Let none attempt it. In solemn awe pronounce the name, and in its naked deathless splendor leave it shining on.”
Abraham Lincoln
US Army Combined Arms Center
UNCLASSIFIED As of 13 JAN 09
14
Common Organizational Structure
Leadership(Command and Staff)
Guerrilla Forces(Combat Arms)
Auxiliaries(Combat Support)
Population
US Army Combined Arms Center
UNCLASSIFIED As of 13 JAN 09
Objectives
• Strategic: desired end state• Operational: destroy government
legitimacy, progressively establish desired end state
• Tactical: immediate aims of insurgent acts– Physical– Psychological
15
US Army Combined Arms Center
UNCLASSIFIED As of 13 JAN 09
Ideology and Narrative
16
“[A] movement’s ideology explains its followers’ difficulties and provides a means to remedy those ills.”
FM 3-24, Ch. 1, p. 14
• Ideas motivate insurgent activities.
• Ideology is a recruiting tool.
• Narratives convey an ideology in story form.
US Army Combined Arms Center
UNCLASSIFIED As of 13 JAN 09
17
Environment and Geography
• Physical environment– Terrain and climate– Infrastructure
• Human environment– Demography– Socioeconomic conditions– Political culture– Political system
US Army Combined Arms Center
UNCLASSIFIED As of 13 JAN 09
18
External Support and Sanctuaries
• Often crucial to insurgent success• Can take many forms: moral,
material, political, sanctuary
Source: RAND Terrorism Data
Insurgent… …win …loss
External Support 24 20
No External Support 2 8
Of 73 insurgencies, 1945–2006…
US Army Combined Arms Center
UNCLASSIFIED As of 13 JAN 09
Phasing and Timing
• Strategic Defensive (Phase I)– Correlation of forces: favors government– Insurgent focus: building support
• Strategic Stalemate (Phase II)– Correlation of forces: approaches
equilibrium– Insurgent focus: guerrilla activity
• Strategic Counteroffensive (Phase III)– Correlation of forces: favor insurgent– Insurgent focus: conventional operations
19
US Army Combined Arms Center
UNCLASSIFIED As of 13 JAN 09
Dynamics of an Insurgency
1. Leadership: Provide vision, direction, guidance, coordination, and organization
2. Ideology: The insurgency uses ideology to offer society a goal3. Objectives:
• Strategic - Insurgent’s desired end state• Operational - Initiatives designed to reduce the government’s
legitimacy and support achievement of the desired end state• Tactical - Immediate aims of insurgent acts
4. Environment and geography: Also, includes cultural, religion, tribal affiliation, and other demographic factors. Terrain to include factors in an urban and built-up area.
5. External support: These include (Moral, Political, Resources, Sanctuary)
6. Phasing and timing: Passing forward and backward into different phases of an insurgency depending on situation.
Guerilla
Guerilla
GuerillaGuerilla
Guerilla Guerilla
Leadership
US Army Combined Arms Center
UNCLASSIFIED As of 13 JAN 09
22
Many western nations stress tangible military factors: Arms, logistics, and manpower…
…Versus…
…Insurgents who focus on the intangible such as Space, Time, and Will
Insurgents trade Space for Time; trade Time for Will
Insurgent’s Perspective
US Army Combined Arms Center
UNCLASSIFIED As of 13 JAN 09
23
Space
WillTime
Trade Space for Time(Military Challenge)
Trade Time for Will(Political Challenge)
Military salvation stems from political conversion (Note: conversion takes time)
Control of people (Will) is more important than control of land (Space)
US Army Combined Arms Center
UNCLASSIFIED As of 13 JAN 09
24
Popular Support
• Different types of support– Active– Passive– Support of intellectuals
• Not all insurgent approaches require popular support– More important in protracted popular war
• US counterinsurgent approach DOES require popular support– Building HN government legitimacy is key– Message-driven operations
US Army Combined Arms Center
UNCLASSIFIED As of 13 JAN 09
25
Organization and Unity
• Leadership– Leaders important to insurgent viability?
• Operational structure– Reliable logistics– Military capability
• Cohesion– Operations security– Unity of command– Strategic narrative
US Army Combined Arms Center
UNCLASSIFIED As of 13 JAN 09
26
Government Response
• Does the counterinsurgent correctly understand:– the insurgent’s approach?– what drives insurgent success?
– insurgent strengths and weaknesses?
“Of all the variables that have a bearing on the progress and outcome of insurgencies, none is more important than government response”
(O’Neill, Insurgency & Terrorism, 155).
US Army Combined Arms Center
UNCLASSIFIED As of 13 JAN 09
27
Insurgent Strengths
• Intelligence• Indigenous
characteristics• Knowledge• Motivation and
discipline• Limited responsibilities• Tactical flexibility• Physical condition
Source: FM 90-8, Counterguerrilla Operations
US Army Combined Arms Center
UNCLASSIFIED As of 13 JAN 09
28
Insurgent Weaknesses
• Limited personnel and resources
• Individual factors
• Operational factors
Source: FM 90-8, Counterguerrilla Operations