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Appendix A: Summary of Funding for New Research Grant Projects¯ " A: � � ' ( � ! > ? : â

!"#$% 2003&'

Funding for new research grant projects by source of fundingm}~��!¸Ã>?

Block Grant Other UGC Grants RGC Direct Other RGC Grants Other Sources TotalÙC8*9 E)nyz8*9 ')+Z[>? ')+yz8*9 yz)*îó T_

Amount perInstitution Year No. Amount No. Amount No. Amount No. Amount No. Amount No. Amount project}~µ¶ ,h ¹! 9Ê ¹! 9Ê ¹! 9Ê ¹! 9Ê ¹! 9Ê ¹! 9Ê ÝÖ�!>?

HK$m HK$m HK$m HK$m HK$m HK$m HK$’000ÑÒeÄ ÑÒeÄ ÑÒeÄ ÑÒeÄ ÑÒeÄ ÑÒeÄ ÏeÄ

CityU]ø 2002-03 140 30.2 4 0.6 109 13.2 109 61.7 15 14.4 377 120.2 3192001-02 132 48.2 7 1.7 104 9.4 103 59.3 18 20.0 364 138.5 380

% change��Ñ:÷ +6% – 37% – 43% – 64% +5% +41% +6% +4% – 17% – 28% +4% – 13% – 16%HKBU_ø 2002-03 39 6.4 – – 80 5.6 30 15.8 – – 149 27.8 186

2001-02 47 7.9 2 0.3 79 5.2 26 14.9 – – 154 28.3 184% change��Ñ:÷ – 16% – 19% – 100% – 100% +1% +7% +15% +6% – – – 3% – 2% +1%

LUYø 2002-03 29 0.6 – – 32 2.0 – – 16 1.2 77 3.7 482001-02 9 0.1 – – 42 2.0 – – 13 1.5 64 3.6 56

% change��Ñ:÷ +222% +373% – – – 24% – 0% – – +23% – 21% +20% +3% – 14%CUHK\ø 2002-03 258 18.4 14 8.1 233 17.4 153 101.9 216 67.4 874 213.0 244

2001-02 202 16.4 10 5.9 214 16.2 173 98.7 249 79.7 848 216.9 256% change��Ñ:÷ +28% +12% +40% +36% +9% +7% – 12% +3% – 13% – 15% +3% – 2% – 5%

HKIEdE} 2002-03 23 2.6 – – 52 1.4 1 0.5 – – 76 4.5 592001-02 18 2.1 3 1.3 70 1.2 1 0.5 – – 92 5.1 56

% change��Ñ:÷ +28% +22% – 100% – 100% – 26% +9% – +6% – – – 17% – 12% +6%PolyU[ø 2002-03 374 74.9 17 14.4 101 16.3 111 65.3 59 20.0 662 190.9 288

2001-02 339 79.5 6 1.3 102 15.9 128 67.2 38 15.2 613 178.9 292% change��Ñ:÷ +10% – 6% +183% +1023% – 1% +3% – 13% – 3% +55% +32% +8% +7% – 1%

HKUSTjø 2002-03 26 16.9 7 17.3 168 9.7 197 114.0 76 146.8 474 304.8 6432001-02 20 6.0 21 20.3 156 8.7 150 94.0 47 42.8 394 171.7 436

% change��Ñ:÷ +30% +183% – 67% – 14% +8% +11% +31% +21% +62% +243% +20% +77% +48%HKUeø 2002-03 177 21.6 1 0.3 176 15.9 179 125.3 130 88.9 663 251.9 380

2001-02 149 45.6 2 48.3 203 16.8 137 97.0 123 108.6 613 316.2 516% change��Ñ:÷ +19% – 53% – 36% – 99% – 13% – 5% +31% +29% +6% – 18% +8% – 20% – 26%

Total0_ 2002-03 1,067 171.5 43 40.7 951 81.3 780 484.5 512 338.7 3,352 1,116.8 3332001-02 915 205.8 51 79.0 970 75.3 718 431.6 488 267.6 3,142 1,059.3 337

% change��Ñ:÷ +17% – 17% – 15% – 48% – 2% +8% +9% +12% +5% +27% +7% +5% – 1%

Funding for new research grant projects from other sourcesm}~��!yz)*îó¸Ã>?

HK Charity HK Government HK Industry HK Other Non-HK Sub-totalde='�C de�Â de.Wí ¢�yz)*îó rp)*îó T_

Institution Year No. Amount No. Amount No. Amount No. Amount No. Amount No. Amount}~µ¶ ,h ¹! 9Ê ¹! 9Ê ¹! 9Ê ¹! 9Ê ¹! 9Ê ¹! 9Ê

HK$m HK$m HK$m HK$m HK$m HK$mÑÒeÄ ÑÒeÄ ÑÒeÄ ÑÒeÄ ÑÒeÄ ÑÒeÄ

CityU]ø 2002-03 – – 11 13.8 1 0.4 – – 3 0.2 15 14.42001-02 – – 9 16.1 0 1.6 6 1.6 3 0.6 18 20.0

% change��Ñ:÷ – – +26% – 14% +217% – 75% – 100% – 100% – – 66% – 17% – 28%HKBU_ø 2002-03 – – – – – – – – – – – –

2001-02 – – – – – – – – – – – –% change��Ñ:÷ – – – – – – – – – – – –

LUYø 2002-03 7 0.8 1 0.0 – – – – 8 0.4 16 1.22001-02 1 0.0 2 0.2 – – – – 10 1.2 13 1.5

% change��Ñ:÷ +600% +3938% – 50% – 84% – – – – – 20% – 71% +23% – 21%CUHK\ø 2002-03 66 10.0 28 16.8 20 12.5 93 26.8 10 1.3 216 67.4

2001-02 72 7.9 44 46.1 20 9.1 104 15.7 9 0.9 249 79.7% change��Ñ:÷ – 8% +27% – 38% – 64% – 1% +37% – 11% +71% +11% +49% – 13% – 15%

HKIEdE} 2002-03 – – – – – – – – – – – –2001-02 – – – – – – – – – – – –

% change��Ñ:÷ – – – – – – – – – – – –PolyU[ø 2002-03 3 0.2 11 4.9 2 0.4 43 14.5 – – 59 20.0

2001-02 1 0.1 3 1.0 7 3.7 20 8.4 7 2.0 38 15.2% change��Ñ:÷ +200% +152% +267% +373% – 71% – 89% +115% +74% – 100% – 100% +55% +32%

HKUSTjø 2002-03 6 0.3 10 109.3 19 16.2 24 8.6 17 12.4 76 146.82001-02 8 1.7 9 25.0 9 7.6 9 2.3 11 6.2 47 42.8

% change��Ñ:÷ – 25% – 80% +7% +337% +104% +113% +167% +280% +50% +99% +62% +243%HKUeø 2002-03 31 40.6 25 17.0 20 7.0 48 14.1 7 10.2 130 88.9

2001-02 33 33.6 16 42.6 17 13.4 40 12.0 17 7.0 123 108.6% change��Ñ:÷ – 7% +21% +53% – 60% +16% – 48% +20% +18% – 59% +46% +6% – 18%

Total0_ 2002-03 113 51.9 85 161.9 61 36.4 208 64.0 45 24.6 512 338.72001-02 115 43.3 83 131.1 53 35.4 179 39.9 57 18.0 488 267.6

% change��Ñ:÷ – 2% +20% +2% +23% +15% +3% +16% +61% – 21% +36% +5% +27%

Note: New research grant projects are projects that have been awarded to start in the specified year.,© ûü.s£¤ øQ�xyRS|�/t£¤�

Research Grants Council Annual Report 2003

Appendix B: Summary of Funding for On-going Research Grant Projects¯ " B: � � \ ' ( � ! > ? : â

ii

Funding for on-going research grant projects by source of fundingm}~��\�!¸Ã>?

Block Grant Other UGC Grants RGC Direct Other RGC Grants Other Sources TotalÙC8*9 E)nyz8*9 ')+Z[>? ')+yz8*9 yz)*îó T_

Amount perInstitution Year No. Amount No. Amount No. Amount No. Amount No. Amount No. Amount project}~µ¶ ,h ¹! 9Ê ¹! 9Ê ¹! 9Ê ¹! 9Ê ¹! 9Ê ¹! 9Ê ÝÖ�!>?

HK$m HK$m HK$m HK$m HK$m HK$m HK$’000ÑÒeÄ ÑÒeÄ ÑÒeÄ ÑÒeÄ ÑÒeÄ ÑÒeÄ ÏeÄ

CityU]ø 2002-03 580 222.0 25 7.6 297 29.7 380 228.8 65 104.8 1,347 592.9 4402001-02 559 219.1 28 7.9 303 26.2 349 212.6 72 105.5 1,311 571.4 436

% change��Ñ:÷ +4% +1% – 11% – 4% – 2% +13% +9% +8% – 10% – 1% +3% +4% +1%HKBU_ø 2002-03 243 37.9 4 5.6 260 19.7 115 64.5 2 4.0 622 131.8 212

2001-02 266 39.2 7 9.6 235 19.1 100 56.3 – – 607 124.2 205% change��Ñ:÷ – 9% – 3% – 45% – 41% +11% +3% +15% +15% – – +3% +6% +3%

LUYø 2002-03 57 1.2 – – 120 6.7 – – 37 6.8 214 14.7 692001-02 50 1.1 – – 116 6.1 – – 35 7.8 201 15.0 75

% change��Ñ:÷ +14% +9% – – +3% +9% – – +6% – 13% +6% – 2% – 8%CUHK\ø 2002-03 416 97.9 40 58.2 744 55.0 638 397.1 624 827.7 2,462 1,436.0 583

2001-02 356 91.4 26 42.0 789 57.3 657 392.8 690 863.7 2,518 1,447.1 575% change��Ñ:÷ +17% +7% +54% +39% – 6% – 4% – 3% +1% – 10% – 4% – 2% – 1% +1%

HKIEdE} 2002-03 47 5.5 2 1.0 105 3.4 4 2.4 – – 158 12.4 782001-02 47 5.2 4 2.5 110 3.0 4 2.4 – – 165 13.2 80

% change��Ñ:÷ – +5% – 50% – 60% – 5% +14% – – 1% – – – 4% – 7% – 2%PolyU[ø 2002-03 1,384 425.3 32 33.5 381 61.3 440 268.3 204 111.9 2,441 900.3 369

2001-02 1,277 458.5 13 5.7 341 54.3 391 231.7 166 108.0 2,188 858.2 392% change��Ñ:÷ +8% – 7% +146% +485% +12% +13% +13% +16% +23% +4% +12% +5% – 6%

HKUSTjø 2002-03 93 96.6 26 87.0 431 24.3 633 386.8 203 410.2 1,386 1,004.9 7252001-02 81 98.0 60 78.7 428 23.3 578 364.2 189 347.6 1,336 911.7 682

% change��Ñ:÷ +15% – 1% – 57% +11% +1% +4% +10% +6% +7% +18% +4% +10% +6%HKUeø 2002-03 748 202.2 13 112.2 929 83.3 832 566.0 1,041 917.9 3,563 1,881.6 528

2001-02 772 196.4 19 113.5 977 86.3 764 504.2 1,053 715.3 3,585 1,615.7 451% change��Ñ:÷ – 3% +3% – 28% – 1% – 5% – 4% +9% +12% – 1% +28% – 1% +16% +17%

Total0_ 2002-03 3,568 1,088.6 142 305.1 3,267 283.4 3,041 1,914.0 2,176 2,383.3 12,193 5,974.5 4902001-02 3,408 1,109.0 156 259.9 3,299 275.7 2,842 1,764.1 2,205 2,147.8 11,911 5,556.5 467

% change��Ñ:÷ +5% – 2% – 9% +17% – 1% +3% +7% +8% – 1% +11% +2% +8% +5%

Funding for on-going research grant projects from other sourcesm}~��\�!yz)*îó¸Ã>?

HK Charity HK Government HK Industry HK Other Non-HK Sub-totalde='�C de�Â de.Wí ¢�yz)*îó rp)*îó T_

Institution Year No. Amount No. Amount No. Amount No. Amount No. Amount No. Amount}~µ¶ ,h ¹! 9Ê ¹! 9Ê ¹! 9Ê ¹! 9Ê ¹! 9Ê ¹! 9Ê

HK$m HK$m HK$m HK$m HK$m HK$mÑÒeÄ ÑÒeÄ ÑÒeÄ ÑÒeÄ ÑÒeÄ ÑÒeÄ

CityU]ø 2002-03 – – 33 69.8 10 29.1 12 3.8 11 2.1 65 104.82001-02 6 5.7 32 66.3 7 25.3 17 4.9 11 3.3 72 105.5

% change��Ñ:÷ – 100% – 100% +3% +5% +41% +15% – 30% – 24% – – 36% – 10% – 1%HKBU_ø 2002-03 – – 2 4.0 – – – – – – 2 4.0

2001-02 – – – – – – – – – – – –% change��Ñ:÷ – – – – – – – – – – – –

LUYø 2002-03 10 1.0 11 4.9 – – – – 16 0.9 37 6.82001-02 2 0.1 14 6.1 – – 1 0.1 18 1.5 35 7.8

% change��Ñ:÷ +400% +1399% – 21% – 20% – – – 100% – 100% – 11% – 44% +6% – 13%CUHK\ø 2002-03 150 125.4 129 349.4 71 125.1 234 209.7 39 18.2 624 827.7

2001-02 145 149.7 151 368.0 80 109.9 258 210.2 56 25.9 690 863.7% change��Ñ:÷ +3% – 16% – 14% – 5% – 11% +14% – 9% – 0% – 30% – 30% – 10% – 4%

HKIEdE} 2002-03 – – – – – – – – – – – –2001-02 – – – – – – – – – – – –

% change��Ñ:÷ – – – – – – – – – – – –PolyU[ø 2002-03 11 6.4 42 53.5 18 6.8 112 37.6 21 7.8 204 111.9

2001-02 11 9.1 39 61.7 17 7.1 74 23.1 25 7.1 166 108.0% change��Ñ:÷ – – 30% +8% – 13% +6% – 4% +51% +63% – 16% +10% +23% +4%

HKUSTjø 2002-03 15 15.5 33 265.9 68 81.0 41 20.2 46 27.5 203 410.22001-02 15 17.5 44 212.4 60 72.6 33 18.8 37 26.2 189 347.6

% change��Ñ:÷ – – 11% – 26% +25% +13% +12% +24% +7% +26% +5% +7% +18%HKUeø 2002-03 161 231.1 112 141.5 122 108.0 565 388.5 81 48.8 1,041 917.9

2001-02 134 168.4 91 117.6 101 71.5 642 329.3 85 28.4 1,053 715.3% change��Ñ:÷ +20% +37% +23% +20% +21% +51% – 12% +18% – 5% +72% – 1% +28%

Total0_ 2002-03 347 379.4 362 889.0 290 349.9 964 659.7 215 105.3 2,176 2,383.32001-02 313 350.6 370 832.1 266 286.4 1,024 586.4 232 92.3 2,205 2,147.8

% change��Ñ:÷ +11% +8% – 2% +7% +9% +22% – 6% +12% – 7% +14% – 1% +11%

Note: On-going research grant projects include all new research grant projects, projects that have not beencompleted prior to the specified year and projects completed within the specified year.

í7 ��\'(�!Ht¸¿��'(�!�å-=,hDÛ¦�2�!�û�å-=,h!¦�2�!Â

!"#$% 2003&' iii

Appendix C: Research Outputs by Broad Subject Area and by Institution¯ " C: � I j � } ~ : � 2 ' ( � �

Total Research Outputs Refereed Research Outputs Prizes/Awards'(�!0¹ êçû2'(�!0¹ Î�

Broad Subject AreaIj Institution}~µ¶ 2001-02 2002-03 2001-02 2002-03 2001-02 2002-03

All subject areasTU�� All institutionsTU® 21,530 21,079 14,644 14,230 200 206CityU]ø 3,063 3,135 1,923 1,912 20 31HKBU_ø 1,336 1,358 670 754 2 8LUYø 644 529 210 223 4 2CUHK\ø 4,277 4,181 3,522 3,445 65 57HKIEdE} 856 851 399 491 9 14PolyU[ø 3,687 3,496 2,438 2,425 34 30HKUSTjø 1,968 1,874 1,408 1,394 18 23HKUeø 5,699 5,655 4,075 3,587 48 41

Biology & Medicine,?�ý²� All institutionsTU® 5,377 5,074 4,386 3,986 71 57CityU]ø 100 134 61 80 – –HKBU_ø 114 105 72 75 – 1LUYø – – – – – –CUHK\ø 1,916 1,796 1,713 1,647 31 30HKIEdE} 37 31 18 21 – –PolyU[ø 479 442 326 325 16 7HKUSTjø 219 204 165 134 4 3HKUeø 2,512 2,362 2,030 1,704 20 16

Physical SciencesÐÑ�� All institutionsTU® 2,270 2,293 1,683 1,562 19 21CityU]ø 551 675 330 355 2 8HKBU_ø 133 130 103 110 – –LUYø – – – – – –CUHK\ø 354 292 345 280 8 3HKIEdE} 70 72 35 43 – 1PolyU[ø 292 277 249 227 1 3HKUSTjø 373 372 241 250 2 3HKUeø 498 475 381 297 6 3

Engineeringñ>� All institutionsTU® 5,416 5,641 3,941 4,260 46 58CityU]ø 847 894 607 663 10 18HKBU_ø 49 73 43 71 – –LUYø – – – – – –CUHK\ø 585 652 529 605 4 5HKIEdE} 41 41 17 27 – –PolyU[ø 1,982 2,023 1,349 1,452 10 11HKUSTjø 991 976 750 787 8 15HKUeø 921 982 645 655 14 10

Humanities, Social Sciences & Business Studies All institutionsTU® 8,466 8,072 4,634 4,422 65 70ØG�@AL��ýB� CityU]ø 1,565 1,432 925 813 8 6

HKBU_ø 1,040 1,051 452 499 2 7LUYø 644 529 210 223 4 2CUHK\ø 1,422 1,441 936 912 22 19HKIEdE} 708 708 330 400 9 13PolyU[ø 935 754 513 421 7 9HKUSTjø 385 321 251 223 5 2HKUeø 1,769 1,836 1,018 931 9 12

Notes:1. Total research outputs include both refereed research outputs and non-refereed research outputs.2. The above research output figures refer to the number of items of research output produced by staff of

academic departments and RPg students.3. Information is based on self-reported statistical returns of Institutions.

í :1. '(�!0¹Htêçû2'(�!©Ûêçû2'(�!Â2. ûÔ¹ÔJEItm�'(>¤'(u2'(��Â3. ¿K)�Jm}~hÕÅ�2R_¹PÂ


Appendix D: Research Grants Council Membership 2003-2004¯ " D: ' ) + 20035 2004, - � m µ Ò

iv

Date of First Expiry Date ofCouncil Member Title/Institution Appointment Current Term')+�m ¸g��w�? �Ll¹ÒÀ ¢@¹ÆÒÀ

Prof Kenneth Young Pro-Vice-Chancellor, 1/7/1999 30/6/2005

(Chairman) The Chinese University of Hong Kong

wABEz de\ªøI

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Professor Charles R M Bangham Head, Department of Immunology, Wright-Fleming Institute, 16/8/2002 30/6/2006

Imperial College Faculty of Medicine, UK

Prof Yip-wah Chung Professor & Chair, Department of Materials Science and Engineering, 1/6/1993 30/6/2005

Northwestern University, U.S.A.

DXEEz FbFGøI

\�I�.¤IQQ#¹HEz

Prof Nancy Ip Professor & Head, Department of Biochemistry, 1/7/2003 30/6/2006

The Hong Kong University of Science and Technology

IJóEz dej\øI

uX«IQQ#¹HEz

Prof Jane Lai Chui-chun Dean & Chair Professor, Faculty of Arts, 1/7/2002 30/6/2005

Hong Kong Baptist University

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Prof Joseph Lau Shiu-ming1 Chair Professor of Translation, 1/7/2001 30/6/2005

Head, Department of Chinese, Lingnan University

OP1Ez 1 YZøI

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Prof Chack-fan Lee Pro-Vice-Chancellor (Research), 1/7/2001 30/6/2006

The University of Hong Kong

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Prof Rance Lee Pui-leung Professor, Department of Sociology, 1/7/2003 30/6/2005

The Chinese University of Hong Kong

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Dr Paul Leung Managing Director, 1/7/2003 30/6/2005

Tech Dragon Ltd., Hong Kong

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Prof Wing-kam Liu Walter Murphy Professor of Mechanical Engineering, 1/7/2002 30/6/2006

Department of Mechanical Engineering, Northwestern University, U.S.A.

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Note 1: Resigned in August 2004í 17 2004,8´d¹

!"#$% 2003&' v

Appendix D: Research Grants Council Membership 2003-2004¯ " D: ' ) + 20035 2004, - � m µ Ò

Date of First Expiry Date of

Council Member Title/Institution Appointment Current Term

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Prof Michael M Loy Dean, School of Science, 1/7/2001 30/6/2005


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Dr Ng Tat-lun Managing Director, 1/7/1995 30/6/2005

Energizer Company Inc., Hong Kong

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Dr Elizabeth Quat President, 1/7/2003 30/6/2005

Internet Professionals Association, Hong Kong

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Prof Andrew G Walder Professor, Department of Sociology, 1/7/1996 30/6/2005

Stanford University, U.S.A.

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Dr Chung-kiu Wong Chief Executive officer 1/7/2002 30/6/2006

iASPEC Technologies Ltd., Hong Kong

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Prof George Woo Dean, Faculty of Health and Social Sciences, 1/7/2000 30/6/2006

The Hong Kong Polytechnic University

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Prof Vivian Yam Chair Professor & Head, Department of Chemistry, 1/7/2003 30/6/2005


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Prof Edward Yeung Professor of Chemistry, Department of Chemistry & 1/7/2003 30/6/2006

Ames Laboratory-USDOE, Iowa State University, U.S.A.

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Miss Charmaine Wong Deputy Secretary-General

(Secretary) University Grants Committee, Hong Kong

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Appendix E: Panel Membership 2003-2004¯ " E: I j � � 20035 2004, - � m µ Ò

vi


Panel Member Title/Institution Appointment Current Term

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Engineeringñ>�Prof Wing-kam Liu

(Chairman)

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Prof Andrew N Baldwin Associate Dean of Faculty of Construction & Land Use, 19/8/2003 30/6/2005

Head of Department of Building and Real Estate and Chair Professor of Building,


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Prof Khaled Ben Letaief Professor, Department of Electrical & Electronic Engineering, 29/10/1999 30/6/2004


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Prof Lilong Cai Associate Professor, Department of Mechanical Engineering, 31/10/2003 30/6/2005


�SÓEz dej\øI

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Prof Kam-tim Chau Associate Head and Professor, Department of Civil and Structural Engineering, 19/8/2003 30/6/2005


�b�Ez de[.øI

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Prof K W Chau Professor, Department of Real Estate & Construction, 29/10/1999 30/6/2004


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Prof Ping Cheng Chair Professor, School of Mechanical and Power Engineering, 24/10/2000 30/6/2004

Shanghai Jiaotong University, China

�QEz \bÔrueøI

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Prof Paul K Chu Professor, Department of Physics & Materials Science, 24/10/2000 30/6/2006

City University of Hong Kong

��Ez de]^øI

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Prof Yip-wah Chung Professor and Chair, Department of Materials Science and Engineering, 19/8/2003 30/6/2004

Northwestern University, U.S.A.

DXEEz FbFGøI

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!"#$% 2003&' vii


Prof Allen T Y Chwang Professor, Department of Mechanical Engineering, 24/10/2000 30/6/2004


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Prof Herbert Fang Professor, Department of Civil Engineering, 1/11/1998 30/6/2004


G�QEz deøI

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Prof Horace Ip Chair Professor, Department of Computer Science, 1/11/1998 30/6/2004


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Prof Kenny C S Kwok Professor, Department of Civil Engineering, 29/10/1999 30/6/2004


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Dr Francis C M Lau Head, Department of Computer Science & Information Systems, 29/10/1999 30/6/2004


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Prof Lee Wing-bun Head, Department of Manufacturing Engineering, 29/10/1999 30/6/2004


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Prof Lee Yim-shu Professor, Department of Electronic & Information Engineering, 29/10/1999 30/6/2004


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Prof Andrew Y T Leung Head, Department of Building and Construction, 19/8/2003 30/6/2005


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Prof Victor Li Professor, Department of Electrical and Electronic Engineering, 1/11/1998 30/6/2004


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Dr Zexiang Li Associate Professor, Department of Electrical & Electronic Engineering, 29/10/1999 30/6/2004


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viii

Prof K M Luk Professor, Department of Electronic Engineering, 29/10/1999 30/6/2004


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Prof Michael R Lyu Professor, Department of Computer Science & Engineering, 29/10/1999 30/6/2004


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Prof Lionel M Ni Head, Department of Computer Science 24/12/2002 30/6/2006


�H�Ez dej\øI

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Prof Dimitris Papadias Associate Professor, Department of Computer Science, 19/8/2003 30/6/2005


dej\øI

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Prof Johnny K O Sin Professor, Department of Electrical & Electronic Engineering, 23/10/2001 30/6/2005


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Dr C M Tam Associate Head and Associate Professor, Department of Building and Construction, 1/11/1998 30/6/2004


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Prof Jin-guang Teng Professor, Department of Civil and Structural Engineering, 23/10/2001 30/6/2006


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Prof Frank F K Tong Professor, Department of Information Engineering, 29/10/1999 30/6/2004


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Dr T H Tse Associate Professor, Department of Computer Science & Information Systems, 23/10/2001 30/6/2005


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Prof Hung-tat Tsui Professor, Department of Electronic Engineering, 1/11/1998 30/6/2004


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!"#$% 2003&' ix


Prof Yeou-koung Tung Professor, Department of Civil Engineering, 23/10/2001 30/6/2006


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Prof Chung-ho Woo Chair Professor, Department of Mechanical Engineering, 23/10/2001 30/6/2005


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Prof Felix Wu Professor, Department of Electrical and Electronic Engineering, 23/10/2001 30/6/2006


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Prof Lei Xu Professor, Department of Computer Science and Engineering, 23/10/2001 30/6/2005


£eEz de\ªøI

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Prof Yangsheng Xu Chairman, Department of Automation and Computer-aided Engineering, 1/11/1998 30/6/2004


£¦uEz de\ªøI

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Prof Daniel Yeung Chair Professor, Department of Computing, 23/10/2001 30/6/2005


w§Ez de[.øI

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Prof Paul K L Yu Professor and Chair, Department of Electrical and Computer Engineering, 19/8/2003 30/6/2005

University of California, San Diego, U.S.A.

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Prof Tongxi Yu Head, Department of Mechanical Engineering, 1/11/1998 30/6/2004


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Prof Xunyu Zhou Reader, Department of System Engineering and Engineering Management, 15/10/2003 30/6/2005


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Mr P H Li (Secretary) Assistant Secretary-General (Research),

(from July 2003 to February 2004) University Grants Committee, Hong Kong

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Ms Eva Tso (Secretary) Assistant Secretary-General (Research),

(from February to June 2004) University Grants Committee, Hong Kong

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Physical ScienceÐÑ��Prof Edward S Yeung

(Chairman)

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Prof Tak Hang (Bill) Chan Chair Professor of Organic Chemistry, 19/8/2003 30/6/2005

Department of Applied Biology and Chemical Technology,


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Prof Raymond H F Chan Professor, Department of Mathematics 31/10/2000 30/6/2004


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¹IQEz

Prof Moses H W Chan Professor, Department of Physics, 25/9/2000 30/6/2005

Pennsylvania State University, U.S.A.

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Prof Haydn H D Chen Head and Chair Professor, Department of Physics & Materials Science, 28/8/2000 30/6/2005


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Prof K S Cheng Head and Chair Professor, Department of Physics, 16/8/2001 30/6/2004


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Prof Kin-che Lam Professor, Department of Geography & Resource Management, 16/8/2001 30/6/2004


½ä¾Ez de\ªøI

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Prof Jian-shu Li Professor, Department of Mathematics, 11/10/2002 30/6/2006


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Prof Hai-qing Lin Professor, Department of Physics, 12/8/2002 30/6/2006


½r¿Ez de\ªøI

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Prof Reinhard Renneberg Professor, Department of Chemistry, 19/8/2003 30/6/2005


dej\øI

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Prof Lu J Sham Professor, Department of Physics, 21/8/2001 30/6/2006

University of California, San Diego, U.S.A.

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Dr Lei-han Tang Associate Professor, Department of Physics, 12/8/2002 30/6/2006


eÂZ± de_nøI

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Prof Howell Tong Dean, Graduate School and Professor, Department of Statistics & Actuarial Science, 31/10/2000 30/6/2004


g�Ez deøI

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Prof Kwok-yin Wong Professor, Department of Applied Biology & Chemical Technology, 1/7/1999 30/6/2004


qbÃEz de[.øI

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Prof Chi Wu Professor, Department of Chemistry, 20/9/2000 30/6/2005


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Prof Vivian W W Yam Chair Professor and Head, Department of Chemistry, 1/7/1999 30/6/2004


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xii

Biology & Medicine,?�ý²�Prof Charles R M Bangham

(Chairman)

r#$s

Prof Kelvin K C Chan Director and Chair Professor, Research and Development Division, 5/9/2003 30/6/2005

School of Chinese Medicine, Hong Kong Baptist University

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Prof Hardy W Chan President, 14/9/2001 30/6/2005

ScinoPharm Biotech Ltd., Taiwan

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Prof Pei-jer Chen Director, Graduate Institute of Clinical Medicine, 14/9/2001 30/6/2006

National Taiwan University Hospital, Taiwan

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Prof Ann Harris Professor of Paediatric Molecular Genetics, 13/12/1999 30/6/2004

Institute of Molecular Medicine, University of Oxford, U.K.

ÎbÏ�øI

:�HI'(}Ðj:�ÑÒIEz

Prof Paul Harrison Professor and Director, Atmospheric, Marine & Coastal Environment Program, 5/9/2003 30/6/2005

School of Sciences, The Hong Kong University of Science and Technology

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[I}Ez�rÕr��Ij#¹

Prof Choy-leong Hew Head, Department of Biological Sciences, 20/9/2000 30/6/2005

National University of Singapore, Singapore

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Prof Chien Ho Professor, Department of Biological Sciences, 1/7/1999 30/6/2004

Carnegie Mellon University, U.S.A.

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uXjIQEz

Prof Hoi-shan Kwan Professor, Department of Biology, 14/9/2001 30/6/2005


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uXQEz

Prof Pui-yan Kwok Professor of Dermatology, Henry Bachrach Distinguished Professor & Investigator, 5/9/2003 30/6/2005

�VÜEz Cardinovascular Research Institute, University of California, San Francisco, U.S.A.



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!"#$% 2003&' xiii


Prof K N Lai Chair Professor, Department of Medicine, 12/8/2002 30/6/2005


KÝÜEz deøI

HI}!jIQGNEz

Prof Maria Li Lung Professor and Director, Cooperative Nasopharyngeal Carcinoma Research Centre, 5/9/2003 30/6/2005

Department of Biology, The Hong Kong University of Science and Technology

\SÚÔEz dej\øI

uXIQEz�ÞßàT/'(\�#¹

Prof Matthew H Liang Professor, Division of Rheumatology, Immunology & Allergy, 21/9/2001 30/6/2004

XáâEz Brigham & Women’s Hospital, U.S.A.

Prof Eddy Liew Professor, Department of Immunology and Bacteriology, 4/10/2002 30/6/2004

University of Glasgow, U.K.

OoãEz ÎbNän¬øI

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Prof Dennis Lo Associate Dean (Research), Faculty of Medicine and Professor, 4/10/2002 30/6/2006

Department of Chemical Pathology, The Chinese University of Hong Kong

çèHEz de\ªøI

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Prof Arthur Fuk-tat Mak Chair Professor of Rehabilitation Engineering and 5/9/2003 30/6/2005

Head, Jockey Club Rehabilitation Engineering Centre,


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Prof Ho-keung Ng Chairman, Department of Anatomical and Cellular Pathology, 23/10/2001 30/6/2005


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Prof Hsiaoming B Peng Head and Professor, Department of Biology, 5/9/2003 30/6/2005


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Prof Paul K H Tam Professor, Department of Surgery, 24/10/2000 30/6/2005


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Prof Bik-kwoon Tye Professor of Molecular Biology, Department of Molecular Biology and Genetics, 29/9/2003 30/6/2005

Cornell University, U.S.A.

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Prof T M Wong Head, Department of Physiology, 24/10/2000 30/6/2005


qaHEz deøI

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Prof Yung-hou Wong Professor, Department of Biochemistry, 12/8/2002 30/6/2006


õö÷Ez dej\øI

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Prof Savio L C Woo Professor and Director, Carl C. Icahn Centre for Gene Therapy and 5/9/2003 30/6/2005

wvøEz Molecular Medicine, Mount Sinai School of Medicine, U.S.A.

Prof Anthony Ping-chuen Yim1 Professor of Surgery and Chief of Cardiothoracic Surgery, Department of Surgery, 5/9/2003 30/6/2005


KùÅEz 1 de\ªøI

pjIQpjEzH�úpj.#¹

Prof Benny Zee Director, Comprehensive Cancer Trials Unit, Department of Clinical Oncology, 12/8/2002 30/6/2006


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Director, Comprehensive Cancer Trials Unit




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Humanities, Social Sciences & Business StudiesØG�@AL��ýB�Prof Andrew G Walder

(Chairman)

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Prof Terry K F Au Department Head and Chair Professor, Department of Psychology, 5/9/2003 30/6/2005


0ýþEz deøI

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Prof Martin Carnoy Professor of Education and Economics, School of Education, 29/9/2003 30/6/2005

Stanford University, U.S.A.

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Prof Kalok Chan Head and Professor, Department of Finance, 5/9/2003 30/6/2005


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Note 1: Resigned in September 2004í 17 2004,9´d¹

!"#$% 2003&' xv


Prof Tsang-sing Chan Associate Vice-President, Academic Dean (Business Studies) and 5/9/2003 30/6/2005

Chair Professor of Marketing, Department of Marketing & International Business,

Lingnan Unversity

³�ÐEz YZøI

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Prof Samuel H N Cheung Head and Professor, Division of Humanities, 14/9/2001 30/6/2004


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Prof Chew Soo Hong Professor, Department of Economics, 29/9/2003 30/6/2005


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Prof Jia He Professor, Department of Finance, 28/10/2002 30/6/2005


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Prof C T James Huang Professor, Department of Linguistics, 28/8/2000 30/6/2005

Harvard University, U.S.A.

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Prof Chun Hui Professor, Department of Management, 5/9/2003 30/6/2005


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Prof Chang-tai Hung Professor, Division of Humanities, 5/9/2003 30/6/2005


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Prof Kin Lam Head and Chair Professor, Department of Finance & Decision Sciences, 5/9/2003 30/6/2005


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Prof Chung-ming Lau Professor and Chairman, Department of Management, 4/10/2002 30/6/2005


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Prof Amy H L Lau Chair of Accounting, School of Business, 11/10/2002 30/6/2005


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Prof Lee Ming-kwan Member, Central Policy Unit, 28/10/1999 30/6/2004

Government Secretariat

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Prof Rance P L Lee Professor, Department of Sociology, 28/10/1999 30/6/2004


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Prof Kwok Leung Head, Department of Management, 4/10/2002 30/6/2005


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Prof Lawrence C Leung Professor, Department of Decision Sciences & Managerial Economics, 14/9/2001 30/6/2004


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Prof Albert Y Lo Professor, Department of Information & Systems Management, 14/9/2001 30/6/2004


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Dr Elizabeth Sinn Associate Professor and Deputy Director, Centre of Asian Studies, 1/7/1999 30/6/2004


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Prof Shu-ki Tsang Professor, Department of Economics, 5/9/2003 30/6/2005


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Prof David Der-wei Wang Professor and Chair, Department of East Asian Languages and Cultures, 4/10/2002 30/6/2005

Columbia University, U.S.A.

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Prof Junsen Zhang Professor, Department of Economics, 5/9/2003 30/6/2005


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r2004, 2´5 6´s *[7�'r'(s



')+�m ¸g��w�? �Ll¹ÒÀ ¢@¹ÆÒÀ

!"#$% 2003&' xvii

Appendix F: Co-operative Research Centres Sub-Committee Membership 2003-2004¯ " F: T / ' ( \ � � � l m n 20035 2004, - � m µ Ò

Sub-committee Member Title/Institution

��lmn�m ¸g��w�?

Dr Ng Tat-lun (Chairman) Managing Director, Energizer Company Inc., Hong Kong

AUfZ±r#$s degº¿]Í^_�0ê[

Prof Michael Anson Professor Emeritus, Department of Building & Real Estate,


�6¤Ez de[.øIß}�~�ÏIQµÑ78Ez

Dr Edmond C H Chan Senior Vice-President, Far East Operations, RadioShack Corporation, Hong Kong

³x�Z± RadioShack Corporation<¼0XæC$C0v

Prof Y K Fan Vice-President (Development), Hong Kong Baptist University

9:;Ez de_nøIC~'r<�s

Prof Otto C C Lin Senior Advisor to the President, The Hong Kong University of Science and Technology

½=>Ez dej\øI~'C$uv

Mr Brian Lo Assistant Commissioner (Funding Schemes), Innovation and Technology Commission

çË�Ju 4�j\â*[â'r)*_`s

Prof Thomas C W Mak Professor, Department of Chemistry, The Chinese University of Hong Kong

é?{Ez de\ªøI«IQEz

Prof Tung-sang Ng Dean of Engineering, The University of Hong Kong

¥@uEz deøI.¤I}}'

Mr H Y Wong Director, Industrial and Business Development Office, City University of Hong Kong

q�øJu de]^øI.W"Xõ�AA'

Mr Paul W H Yip Chairman, Informtech Industrial Ltd, Hong Kong

IbEJu )®.X¿]Í^_�'

Mr P H Li (Secretary) Assistant Secretary-General (Research), University Grants Committee, Hong Kong

(from July 2003 to February 2004)

S°åJur7�s øIEF)*lmn*[7�'r'(s

r2003, 7´5 2004, 2´s

Ms Eva Tso (Secretary) Assistant Secretary-General (Research), University Grants Committee, Hong Kong

(from February to June 2004)

±½²{±r7�s øIEF)*lmn*[7�'r'(s

r2004, 2´5 6´s


Appendix G: Brief History of the Co-operative Research Centres Scheme¯ " G: T / ' ( \ � _ ` 2 3 4

xviii

In December 1992, the Co-operative Research Centres

Sub-Committee submitted a preliminary report on its

work, setting out its recommendations on the proposed

establishment of Co-operative Research Centres (CRC)

to the Research Grants Council (RGC).

The Sub-Committee identified two areas (Textile &

Apparel and Information Technology) to consider for

the set up of CRCs in the first exercise of the pilot

scheme.

In April 1993, the University Grants Committee (UGC),

at the request of the RGC, approved allocations from

its Central Allocation Vote for 1992-95 that totalled

HK$4.35 million. This allocation was used as seed

funding to support the establishment of three Co-

operative Research Centres.

The experience from the pilot exercise indicated that

it was possible to interest the industry in working

together with tertiary institutions, including leveraging

private sector funding. CRC funding could fill a niche

in the existing network of funding for research and

applied R&D as seed funding.

Against this background, the RGC agreed to extend

the pilot scheme for an additional three years to

closely monitor the three CRCs supported, and test

the response to CRC in different fields.

In the second funding exercise held in 1996-1997,

RGC sought additional funding of HK$11.7 million from

the UGC to support five more CRCs.

In 1998/1999, the UGC allocated HK$20 million to

the RGC to conduct the third exercise. Eight new

CRCs were eventually given funding support.

In view of the growing success of the CRC Scheme in

promoting university industry collaboration, the UGC

agreed to provide an additional HK$20 million for a

further exercise in the 1998-2001 triennium, and 10

further CRCs were funded.

1992,12´·T/'(\��lmn#y./·Ø'()*+r')+sÀu�LM��·ßvÜ¦T/'(\�Â

��lmnÚ-W·Ø#BC�D�)�j\�Ö�2·Ü¦T/'(\�·/J¢²ÀjC_`Â

1993,4´·øIEF)*lmnrE)nsN')+2âã·t©Ô199251995,-2\]>?�!\·>W435ÒeÄ/J��k9·)*�¦Ð¸T/'(\�Â

jCT/'(\�2êáR³·a_`ÜÈ�.Wíc�Ô}~T/·¿*2êEt��ü'(./À|)*Â�ðü'(�N6'(cõ�G�2)*·ì")A·°FèT/'(\�2>?¸À|2��k9G8Â

kéÔ�ÂJ·')+%=¬T/'(\�_`2jCÀ¡'Ð,·ûÀ÷e[� �y)*2Ð¸T/'(\�2�-·�Hjåyz��¦T/'(\�2ØÕNÂ

é199651997,-·')+ÇÃE)nÊp>?1,170ÒeÄ·qÕ¢£ÀjC_`·Ú)*�¦Ip0¸T/'(\�Â

199851999,-!·E)n>W2,000 ÒeÄî')+·qÕ¢ÐÀjC_`·ÃÕ¸T/'(\�ÇÃ>?)*Â

jCT/'(\�2_`hqÕûî·�Í[J·È��møIc.Wí)ä2T/ÂE)n¿ª�K·Kt©B>2,000ÒeÄ·n')+é1998520012Ð,À!·qÕI²ÀjC_`·I¿´¸T/'(\�ÃV>?)*Â

!"#$% 2003&' xix

Appendix H: Background of the Research Grants Council Visiting Programme¯ " H: } ~ � � _ ` 2 3 4

As part of the process of evaluating the research

performance and capabilities of Hong Kong’s

higher education institutions, the Council agreed

in 1992 to begin a programme of visits to the

UGC-funded institutions. The main purposes of

the visits are to allow Council and panel members

to:

● familiarize themselves with the institutions’

academic and contract research activities,

whether funded by the Council or otherwise;

● inspect research facilities, equipment and

projects, particularly those funded by the

Earmarked Research Grant, in situ;

● be briefed in more detail on selected on-going

or recently completed Council-funded

projects; and

● meet with and talk with academic staff and

students about their research activities.

At the Council meeting in June 1994, the Council

reviewed the format and contents of its visits,

and considered they were important and useful

to help Council/panel members to maintain close

contacts with the institutions as well as academic

staff and students engaged in research.

Each year, the Council and panel members visit

one of the eight UGC-funded institutions in Hong

Kong. The visits provide opportunities for the

members to hold informal and open discussions

at all levels. The talks are not intended to be

forums for discussing resource allocation, either

generally or for specific projects, so formality is

kept to the minimum.

')+å1992,t©��²�}~��_

`·û�ëmCDEF}~2'(²!©Ü

ôÂ��2#â!2·;n')+©gs2

Ij��m7

● �ëm}~2IY©Tàº±2'({

|·ìóy;#è')+>?)*W

● à��m�'(ÜÝ�Ü=©'(�

!·Ìy;ÇÃ'(678*9)*2�

! ;

● Lê¿KÖY��\*É¦�2')+)

*�!2ø¿)�W�

● cEItm©'(unM·xóz+�Õ

2'({|Â

')+å1994,6´2nvÔ·«x��

2º±©!"·üJà��BLâ©�·

¿*')+�Ij��2�mcÔ�'(2

}~�EItm�'(uÈT�e2^�Â

')+�mÝ,��ÕgÇE)n)*}~

\2²5�g·Ú�Õ��·cm$Y2'

(tm�Õ&°±�Í�2xó·xóÚì

N�²ã'({|*X='(�!2)*�

ÿ·OK·��{|¿ºìPº±Â


Appendix H: Background of the Research Grants Council Visiting Programme¯ " H: } ~ � � _ ` 2 3 4

xx

Visits to facilities/projects and discussions with

staff and students are normally undertaken in

small groups. The visiting team, split broadly on

the basis of subject panel groups, visits

departments, laboratories and any other special

facilities relating to their subject areas. Members

are briefed on the progress of some selected on-

going research projects and meet staff and

research students separately.

At the Council meeting in December 2002, the

Council revised the format of the visits with a

view to cutting down on the length of each visit

and leaving more time for open collegial

exchanges between staff and students of the host

institution and the RGC delegation.

Under the programme, the Council began its third

round of visits in 1998 to revisit the following

institutions:

● City University of Hong Kong in 1998,

● The University of Hong Kong in 1999,

● The Hong Kong Polytechnic University in 2000,

● The Chinese University of Hong Kong in 2001,

and

● Hong Kong Baptist University in 2002.

Due to the outbreak of SARS in 2003, the visit

to HKUST was postponed to 2004.

��'(ÜÝ�'(�!·û�cEItm

©'(uxóD{|·²ãrû��º±�

ÕÂ')+ø·Ô�Ij��2N¼1Y·

:Y��K2IQ�àáâ�yzXYÜ

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å2002,2')+nv\·')+RS�}

~��2º±·ûãTQÝ��2'-·

û�U÷�ðäîï�}~2EItm�I

uc')+ë²�ÕuvÂ

')+é1998,�}~��_`·�Õ¢Ð

V��·#�B�ûs}~7

● 1998,·de]^øIW

● 1999,·deøIW

● 2000,·de[.øIW

● 2001,·de\ªøIW

�

● 2002,·de_nøIÂ

JKLMNOPQRSTU2KÁ·Â=é

2003,Vdej\øI2��Ã¡52004

,Â

!"#$% 2003&' xxi

Appendix I: Criteria for the Consideration of Competitive Bids¯ " I: ' ( 6 7 8 * 9 D E > ? ç È @ A

The following criteria are used in considering competitive bids:

'()*+ûs'@A·çÈm�DE'(678*92ÅÆ7

A academic quality;

IY¼½W

B institutional commitment;

¿K}~2W-W

C contribution to academic/

professional development

(where applicable);

üIYw�Xõ�2�

�ró�6ssW

D potent ia l for soc ia l ,

cultural or economic

application; and

Ü#N6écn�ª«

*êëG�W�

E ava i l ab i l i t y o f , and

potential for, non-RGC

f u n d i n g ( e . g . f r o m

industry or Government

departments) is taken into

account.

;#¥ÇÃ*¿�nÃ

V')+ûp��2>

?róîh.Wí*�

Âyz.g2>?sÂ

“academic quality” covers:

IY¼½NHt :

● scientific and scholarly merit of

the proposal;

'(�!åjI©IYÔ2ñ

òW

● qualifications and track record of

the (principal) investigator(s);

ú$'(m2$:©ûfX

"W

● originality;

Â4NW�

● feasibility within the time-scale

of the proposal.

a�!;#¿ØÜå¸=ðä

!¦�Â

B to E are accorded

equal weight and

a r e sub j e c t t o

academic quality

which is the prime

consideration.

Y' B5 EÌ��tÐRL·ûI

Y¼½Júâ%

&Â


Appendix J: 2003-2004 Competitive Earmarked Research Grant Breakdown of applications from institutions and summary of grants approved¯ " J: 20035 2004, - m } ~ Å Æ D E ' ( 6 7 8 * 9 2 k � � > ? : â

xxii

CityU HKBU LU CUHKde]^øI de_nøI YZøI de\ªøI

Panel/ Application Supported Application Supported Application Supported Application SupportedIj��w ÅÆ�! Ç)*�! ÅÆ�! Ç)*�! ÅÆ�! Ç)*�! ÅÆ�! Ç)*�!Subject discipline No. Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. Amountj!�� ¹! 9Ê ¹! 9Ê ¹! 9Ê ¹! 9Ê ¹! 9Ê ¹! 9Ê ¹! 9Ê ¹! 9Ê

$’000 $’000 $’000 $’000 $’000 $’000 $’000 $’000ÏÄ ÏÄ ÏÄ ÏÄ ÏÄ ÏÄ ÏÄ ÏÄ

Engineeringñ>�Civil Engineering, Surveying,

Building & Construction 22 18,903 9 4,622 0 0 0 0 0 0 0 0 0 0 0 0��.¤�Hº�ß�.¤Computing Science, Information Technology 41 33,884 13 4,967 9 6,048 3 1,318 2 1,333 0 0 40 35,121 17 7,308��I�)�j\Electrical & Electronic Engineering 41 41,532 19 10,482 5 6,563 2 998 0 0 0 0 22 24,508 12 5,706��.¤Mechanical, Production &

Industrial Engineering 31 25,369 15 6,976 1 1,205 0 0 0 0 0 0 25 23,146 15 8,355�c�uÏ�.X.¤Sub Total:È 135 119,689 56 27,047 15 13,816 5 2,315 2 1,333 0 0 87 82,775 44 21,368

Physical SciencesÐÑ��Chemical Engineering«I.¤ 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0Physical ScienceshijI 19 19,003 12 5,601 17 14,016 7 3,007 0 0 0 0 23 27,767 19 8,539Mathematics¹I 14 10,692 7 2,679 7 4,750 5 1,797 0 0 0 0 12 9,743 8 2,919Sub Total:È 33 29,695 19 8,280 24 18,767 12 4,804 0 0 0 0 35 37,510 27 11,458

Biology & Medicine,?�ý²�Biological SciencesuXjI 12 16,832 4 3,802 13 18,393 4 3,822 0 0 0 0 32 41,478 13 14,304Medicine, Dentistry & HealthHj�«j�äå 0 0 0 0 8 6,494 2 1,470 0 0 0 0 150 162,506 47 40,237Sub Total:È 12 16,832 4 3,802 21 24,887 6 5,292 0 0 0 0 182 203,984 60 54,541

Humanities, Social Sciences & Business StudiesØG�@AL��ýB�Administrative, Business & Social StudiesÕ��Wj�cnjI 47 27,035 13 5,523 22 13,333 3 1,826 11 5,115 4 1,010 66 45,522 31 13,351Arts & LanguagesªI�)ª 19 21,226 8 6,139 17 7,051 7 2,338 4 1,512 1 150 26 27,061 11 8,843EducationEF 3 1,762 1 444 9 6,876 2 675 0 0 0 0 15 10,416 1 600Law, Architecture, Town Planning &

other Professional & Vocational SubjectsfZ�ß}�]^�`�yz�X©�Xj! 2 1,561 0 0 2 1,753 0 0 0 0 0 0 7 5,149 3 1,853

Sub Total:È 71 51,583 22 12,106 50 29,012 12 4,839 15 6,627 5 1,160 114 88,148 46 24,647Grand Total�È 251 217,799 101 51,235 110 86,482 35 17,250 17 7,960 5 1,160 418 412,418 177 112,014

Notes :1 Figures may not add up to total due to rounding.2 The above allocation results should be read in the context that different institutions have different roles

and missions.¯í71. èéÌ[0+·T_)¹Û,Dé>.¹Ô20©Â2. \ém}~åøIEF¸-�D]ìt·ûÔm~Ç>?ù^ìÿ/`²RÓÂ

!"#$% 2003&' xxiii

Appendix J: 2003-2004 Competitive Earmarked Research Grant Breakdown of applications from institutions and summary of grants approved¯ " J: 20035 2004, - m } ~ Å Æ D E ' ( 6 7 8 * 9 2 k � � > ? : â

HKIEd PolyU HKUST HKU TotaldeEFI} de[.øI dej\øI deøI T_

Application Supported Application Supported Application Supported Application Supported Application SupportedÅÆ�! Ç)*�! ÅÆ�! Ç)*�! ÅÆ�! Ç)*�! ÅÆ�! Ç)*�! ÅÆ�! Ç)*�!

No. Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. Amount No. Amount¹! 9Ê ¹! 9Ê ¹! 9Ê ¹! 9Ê ¹! 9Ê ¹! 9Ê ¹! 9Ê ¹! 9Ê ¹! 9Ê ¹! 9Ê

$’000 $’000 $’000 $’000 $’000 $’000 $’000 $’000 $’000 $’000ÏÄ ÏÄ ÏÄ ÏÄ ÏÄ ÏÄ ÏÄ ÏÄ ÏÄ ÏÄ

0 0 0 0 68 54,526 27 14,197 22 25,000 10 5,870 40 37,287 24 11,088 152 135,716 70 35,777

0 0 0 0 28 19,409 6 2,650 34 29,237 22 8,991 20 17,803 9 3,732 174 142,835 70 28,966

0 0 0 0 49 38,852 26 11,064 29 33,537 21 11,610 26 23,871 13 6,636 172 168,863 93 46,495

0 0 0 0 78 70,674 37 18,496 35 32,645 22 11,771 30 28,740 12 5,165 200 181,779 101 50,762

0 0 0 0 223 183,461 96 46,407 120 120,419 75 38,242 116 107,701 58 26,621 698 629,192 334 162,000

0 0 0 0 0 0 0 0 13 13,235 7 3,388 1 953 1 380 14 14,188 8 3,768

0 0 0 0 14 11,918 10 4,262 32 37,038 24 10,933 38 42,041 27 12,402 143 151,783 99 44,744

0 0 0 0 1 996 1 486 6 3,838 5 1,746 17 12,213 13 4,812 57 42,233 39 14,439

0 0 0 0 15 12,914 11 4,748 51 54,110 36 16,067 56 55,207 41 17,594 214 208,204 146 62,951

0 0 0 0 15 15,887 5 3,563 32 60,991 20 25,522 59 86,263 26 26,381 163 239,844 72 77,393

0 0 0 0 19 19,534 1 624 1 1,592 0 0 139 193,527 48 42,624 317 383,654 98 84,955

0 0 0 0 34 35,421 6 4,187 33 62,584 20 25,522 198 279,790 74 69,004 480 623,498 170 162,348

0 0 0 0 48 25,340 10 3,637 51 33,691 28 11,749 53 39,810 12 7,120 298 189,845 101 44,216

1 674 0 0 7 5,288 2 1,464 0 0 0 0 15 14,748 3 2,433 89 77,560 32 21,367

4 5,017 2 1,308 2 2,139 0 0 0 0 0 0 20 21,797 3 2,396 53 48,007 9 5,422

0 0 0 0 13 8,083 0 0 0 0 0 0 22 20,809 4 2,614 46 37,353 7 4,467

5 5,691 2 1,308 70 40,849 12 5,101 51 33,691 28 11,749 110 97,164 22 14,562 486 352,766 149 75,472

5 5,691 2 1,308 342 272,645 125 60,443 255 270,804 159 91,580 480 539,861 195 127,782 1,878 1,813,660 799 462,772


Appendix K: Competitive Earmarked Research Grant Exercise Summary of Statistics from 1991-1992 to 2003-2004¯ " K: 19915 1992, - û 5 20035 2004, - D E ' ( 6 7 8 * 9 > ? ² 1 ²

xxiv

Year CityU HKBU LU CUHK HKIEd PolyU HKUST HKU Total,- ]ø _ø _ø \ø E} [ø jø eø 0¹

No. of applications receivbed åæ|èé�¤1991-1992 26 8 – 71 – 24 20 57 2061992-1993 39 27 4 77 – 38 44 75 3041993-1994 41 20 7 90 – 37 61 80 3361994-1995 55 47 5 177 – 94 164 161 7031995-1996 160 48 4 212 – 111 205 148 8881996-1997 153 54 13 242 – 142 247 189 1,0401997-1998 209 80 12 302 1 174 252 338 1,3681998-1999 202 86 14 351 5 199 233 328 1,4181999-2000 204 83 13 362 5 262 242 325 1,4962000-2001 238 78 14 381 5 279 257 400 1,6522001-2002 235 106 19 368 3 315 237 347 1,6302002-2003 251 100 14 387 3 296 257 390 1,6982003-2004 251 110 17 418 5 342 255 480 1,878

Amount Sought (HK$m)èé��-��41991-1992 22.3 7.6 – 59.6 – 14.2 18.2 44.0 165.91992-1993 30.4 15.9 2.9 72.7 – 30.2 42.8 80.2 275.11993-1994 31.6 15.6 4.5 80.7 – 30.2 42.2 91.0 295.81994-1995 52.1 42.1 2.8 187.9 – 91.8 133.2 218.3 728.21995-1996 116.3 40.2 4.1 209.6 – 104.2 190.2 164.3 828.91996-1997 123.1 34.5 6.9 218.3 – 132.6 196.3 218.9 930.61997-1998 182.3 56.1 6.0 274.2 1.6 157.4 229.8 369.7 1,277.01998-1999 170.3 64.0 5.9 328.2 4.0 175.5 229.6 362.7 1,340.21999-2000 175.5 68.2 7.4 339.7 5.2 240.4 235.2 367.9 1,439.52000-2001 199.3 57.3 7.6 351.6 6.0 229.6 257.4 458.0 1,566.82001-2002 200.1 78.2 10.4 346.5 2.6 248.2 233.2 380.3 1,499.52002-2003 225.7 70.4 6.8 356.5 2.6 243.5 259.4 435.6 1,600.52003-2004 217.8 86.5 8.0 412.4 5.7 272.6 270.8 539.9 1,813.7

No. of applications supported (Success Rate) ��|èé�¤-XVW41991-1992 13(50%) 5(63%) – 44(62%) – 19(79%) 18(90%) 38(67%) 137(67%)1992-1993 20(51%) 18(67%) 1(25%) 44(57%) – 20(53%) 26(59%) 43(57%) 172(57%)1993-1994 22(54%) 9(45%) 1(14%) 57(63%) – 18(49%) 44(72%) 42(53%) 193(57%)1994-1995 24(44%) 25(53%) 2(40%) 91(51%) – 42(45%) 106(65%) 81(50%) 371(53%)1995-1996 62(39%) 17(35%) 0(0%) 112(53%) – 50(45%) 130(63%) 83(56%) 454(51%)1996-1997 70(46%) 17(31%) 2(15%) 106(44%) – 45(32%) 134(54%) 89(47%) 463(45%)1997-1998 77(37%) 31(39%) 4(33%) 131(43%) 0(0%) 51(29%) 147(58%) 143(42%) 584(43%)1998-1999 69(34%) 20(23%) 4(29%) 121(34%) 2(40%) 68(34%) 142(61%) 140(43%) 566(40%)1999-2000 76(37%) 19(23%) 1(8%) 141(39%) 0(0%) 73(28%) 138(57%) 130(40%) 578(39%)2000-2001 84(35%) 31(40%) 1(7%) 148(39%) 1(20%) 76(27%) 153(60%) 148(37%) 642(39%)2001-2002 102(43%) 30(28%) 10(53%) 161(44%) 1(33%) 121(38%) 139(59%) 129(37%) 693(43%)2002-2003 109(43%) 30(30%) 3(21%) 142(37%) 1(33%) 93(31%) 165(64%) 148(38%) 691(41%)2003-2004 101(40%) 35(32%) 5(29%) 177(42%) 2(40%) 125(37%) 159(62%) 195(41%) 799(43%)

Amount Allocated (HK$m) ��-��41991-1992 5.8 2.9 – 22.2 – 6.6 8.8 17.5 63.81992-1993 7.9 6.4 0.7 19.3 – 9.2 12.6 23.3 79.41993-1994 9.8 3.8 0.6 29.6 – 8.4 20.5 27.3 100.01994-1995 12.4 11.8 0.6 49.9 – 19.6 50.1 48.5 192.91995-1996 25.5 7.0 0 53.3 – 18.8 56.7 44.2 205.51996-1997 35.3 7.8 0.4 63.2 – 23.6 68.5 55.5 254.31997-1998 42.6 14.7 1.1 71.7 0 25.6 83.7 84.3 323.71998-1999 36.3 9.5 1.2 74.0 1.0 35.8 79.5 92.4 329.61999-2000 36.8 9.9 0.3 81.7 0 36.9 76.6 82.3 324.52000-2001 45.1 14.5 0.4 85.2 1.2 40.2 87.5 94.5 368.62001-2002 54.4 15.7 3.9 96.2 0.5 59.9 85.1 87.2 402.92002-2003 56.8 15.0 1.4 92.8 0.5 52.3 101.2 108.0 428.02003-2004 51.2 17.3 1.2 112.0 1.3 60.4 91.6 127.8 462.8

Documents

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